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| CIK | 1814215 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Tailwind Acquisition Corp - Class A
SEC Filings (Chronological Order)
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| June 1, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 26, 2026 Nuburu, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39489 85-1288435 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| May 20, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2026 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number 00 |
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| May 18, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One) ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-CEN ☐ Form N-CSR For Period Ended: March 31, 2026 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q ☐ Transition Report on Fo |
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| May 15, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 11, 2026 Nuburu, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39489 85-1288435 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| May 12, 2026 |
NUBURU, INC. Up to 60 million Shares of Common Stock Table of Contents PROSPECTUS Filed Pursuant to Rule 424(b)(3) Registration No. 333-295324 NUBURU, INC. Up to 60 million Shares of Common Stock This prospectus of Nuburu, Inc., a Delaware corporation (the “Company” or “Nuburu”), relates to the resale by YA II PN, LTD. (the “Selling Stockholder”) of up to 60 million shares (“Offered Shares”) of our common stock, par value $0.0001 per share (“Common |
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| May 7, 2026 |
As filed with the Securities and Exchange Commission on May 7, 2026 As filed with the Securities and Exchange Commission on May 7, 2026 Registration No. |
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| April 28, 2026 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 1) (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission |
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| April 24, 2026 |
As filed with the Securities and Exchange Commission on April 24, 2026 Table of Contents As filed with the Securities and Exchange Commission on April 24, 2026 Registration No. |
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| April 24, 2026 |
Calculation of Filing Fee Tables S-3 Nuburu, Inc. Table 1: Newly Registered and Carry Forward Securities ☐Not Applicable Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Forward Form Type Carry Forward File Number Carry Forward Initial Effect |
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| April 23, 2026 |
RW April 23, 2026 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Re: Nuburu, Inc. Request for Withdrawal Registration Statement on Form S-3 (File No. 333-287169) Ladies and Gentlemen: Pursuant to Rule 477 under the Securities Act of 1933, as amended (the “Securities Act”), Nuburu, Inc. (the “Company”) hereby respectfully |
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| March 31, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number 001-394 |
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| March 31, 2026 |
List of Subsidiaries of Nuburu, Inc. Exhibit 21.1 List of Subsidiaries of Nuburu, Inc. Name Jurisdiction of Incorporation or Organization Name under which Subsidiary does Business Nuburu Defense, LLC Delaware Nuburu Defense Nuburu Subsidiary, Inc. Delaware Nuburu Subsidiary Lyocon S.r.l. Italy Lyocon |
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| March 31, 2026 |
Exhibit 10.42 To: Supply@ME Stock Company 3 S.r.l. via Giosuè Carducci, 36, Milan Italy 10 March 2026 Dear Sirs, RE: Bond Subscription Agreement Reference is made to your contractual proposal, the content of which is reproduced below and executed on the last page in sign of unconditional acceptance. *** *** “To: Nuburu® INC. 7442 Tucson Way, Suite 130 Centennial, CO 80112 I USA 10 March 2026 Dear |
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| March 31, 2026 |
INTERNATIONAL COOPERATION AGREEMENT BERYL LLC Exhibit 10.41 INTERNATIONAL COOPERATION AGREEMENT This INTERNATIONAL COOPERATION AGREEMENT (the “Agreement”) is effective as of 26/02/2026 (the “Effective Date”) BETWEEN TEKNE S.p.A., with registered office at C.da San Matteo, 42 – 66030 Poggiofiorito (CH), Italy (hereinafter "TEKNE" or the "MANUFACTURER" or the "Company") ENGINEERING BUREAU "BERYL" LLC, with registered office at office |
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| March 31, 2026 |
/s/ Ambrogio D'Arrezzo Ambrogio D'Arrezzo Exhibit 10.43 To Nuburu Inc. 44 Cook Street, Suite 100 Denver, CO 80206 United States For the kind attention of Dr Alessandro Zamboni By email: [email protected] and Nuburu Defense LLC 44 Cook Street, Suite 100 Denver, CO 80206 United States For the kind attention of Dr Alessandro Zamboni By email: [email protected] and cc Tekne S.p.A. C.da San Matteo no. 42 66030, Poggiofi |
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| March 31, 2026 |
Exhibit 10.40 CONTRACTUAL JOINT VENTURE AGREEMENT MOBILE ADDITIVE MANUFACTURING CONTAINER PROGRAM Index ARTICLE 1 - DEFINITIONS; INTERPRETATION 2 ARTICLE 2 - PARTIES; RECITALS; PROGRAM OVERVIEW 4 ARTICLE 3 - ESTABLISHMENT; PHASE STRUCTURE; ECONOMIC FRAMEWORK 5 ARTICLE 4 - PURPOSE; SCOPE OF PROGRAM; TERRITORIAL STRUCTURE 8 ARTICLE 5 - PHASE I GOVERNANCE; STEERING COMMITTEE AUTHORITY; MADDOX ACCOUNT |
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| March 26, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 12, 2026 Nuburu, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39489 85-1288435 (State or Other Jurisdiction of Incorporation) (Co |
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| March 25, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 25, 2026 Nuburu, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39489 85-1288435 (State or Other Jurisdiction of Incorporation) (Commission File Number |
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| March 20, 2026 |
Nuburu, Inc. 2026 Annual Incentive Plan Exhibit 10.1 Nuburu, Inc. 2026 Annual Incentive Plan The Board of Directors of the Company (the “Board”), at the recommendation of the Compensation Committee of the Board (the “Compensation Committee”), has established a performance-based, annual incentive cash opportunity (the “Annual Incentive Plan”) of up to a set percentage of base salary for certain officers and employees of the Company desig |
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| March 20, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 16, 2026 Nuburu, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39489 85-1288435 (State or Other Jurisdiction of Incorporation) (Commission File Number |
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| March 18, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 12, 2026 Nuburu, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39489 85-1288435 (State or Other Jurisdiction of Incorporation) (Commission File Number |
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| March 13, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 12, 2026 Nuburu, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39489 85-1288435 (State or Other Jurisdiction of Incorporation) (Commission File Number |
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| March 5, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 03, 2026 Nuburu, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39489 85-1288435 (State or Other Jurisdiction of Incorporation) (Commission File Number |
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| February 27, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 27, 2026 Nuburu, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39489 85-1288435 (State or Other Jurisdiction of Incorporation) (Commission File Num |
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| February 27, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 26, 2026 Nuburu, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39489 85-1288435 (State or Other Jurisdiction of Incorporation) (Commission File Num |
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| February 27, 2026 |
Exhibit 3.1 Delaware The First State Page 1 I, CHARUNI PATIBANDA-SANCHEZ, SECRETARY OF STATE OF THE STATE OF DELAWARE, DO HEREBY CERTIFY THE ATTACHED IS A TRUE AND CORRECT COPY OF THE CERTIFICATE OF AMENDMENT OF “NUBURU, INC.”, FILED IN THIS OFFICE ON THE TWENTY-FIFTH DAY OF FEBRUARY, A.D. 2026, AT 5 O`CLOCK P.M. AND I DO HEREBY FURTHER CERTIFY THAT THE EFFECTIVE DATE OF THE AFORESAID CERTIFICATE |
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| February 18, 2026 |
Exhibit 99.1 FOR IMMEDIATE RELEASE Nuburu Inc. Announces Closing of $12 Million Public Offering and Trading on NYSE American to Resume Following Required Reverse Stock Split Denver, CO – February 17, 2025 – NUBURU, Inc. (NYSE American: BURU), a dual-use Defense & Security platform company, today announced the closing of its previously announced public offering and that it anticipates trading on NY |
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| February 18, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy State |
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| February 18, 2026 |
CERTIFICATE OF AMENDMENT TO AMENDED AND RESTATED CERTIFICATE OF INCORPORATION NUBURU, INC. Exhibit 3.1 CERTIFICATE OF AMENDMENT TO AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF NUBURU, INC. Nuburu, Inc., a corporation (the “Corporation”) organized and existing under and by virtue of the provisions of the General Corporation Law of the State of Delaware (the “General Corporation Law”), DOES HEREBY CERTIFY: 1. Pursuant to Section 242 of the General Corporation Law, this Certificate |
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| February 18, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 12, 2026 Nuburu, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39489 85-1288435 (State or Other Jurisdiction of Incorporation) (Commission File Num |
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| February 17, 2026 |
Filed Pursuant to Rule 424(b)(4) Registration No. 333-293338 NUBURU, INC. 58,379,137 Shares of Common Stock 50,711,772 Pre-Funded Warrants to Purchase Shares of Common Stock in lieu of Common Stock Common Stock Warrants to purchase up to 163,636,364 Shares of Common Stock 141,620,863 Shares of Common Stock underlying Pre-Funded Warrants and Common Warrants This is a best efforts public offering of |
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| February 12, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 06, 2026 Nuburu, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39489 85-1288435 (State or Other Jurisdiction of Incorporation) (Commission File Num |
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| February 10, 2026 |
As filed with the Securities and Exchange Commission on February 10, 2026 As filed with the Securities and Exchange Commission on February 10, 2026 Registration No. |
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| February 3, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State |
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| January 20, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 13, 2026 Nuburu, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39489 85-1288435 (State or Other Jurisdiction of Incorporation) (Commission File Numb |
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| January 8, 2026 |
NUBURU, INC. Up to 230 Million Shares of Common Stock Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. 333-292426 PROSPECTUS NUBURU, INC. Up to 230 Million Shares of Common Stock This prospectus of Nuburu, Inc., a Delaware corporation (the “Company” or “Nuburu”), relates to the resale by YA II PN, LTD. (the "Selling Stockholder") of up to 230 million shares (“Resale Shares”) of our common stock, par value $0.0001 per share (“Common |
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| January 6, 2026 |
NUBURU, INC. Up to 130 Million Shares of Common Stock Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. 333-292123 PROSPECTUS NUBURU, INC. Up to 130 Million Shares of Common Stock This prospectus of Nuburu, Inc., a Delaware corporation (the “Company” or “Nuburu”), relates to the resale by YA II PN, LTD. (the "Selling Stockholder") of up to 130 million shares (“Offered Shares”) of our common stock, par value $0.0001 per share (“Commo |
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| December 23, 2025 |
Calculation of Filing Fee Table. Calculation of Filing Fee Tables S-1 Nuburu, Inc. Table 1: Newly Registered and Carry Forward Securities ☐Not Applicable Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Forward Form Type Carry Forward File Number Carry Forward Initial Effect |
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| December 23, 2025 |
As filed with the Securities and Exchange Commission on December 23, 2025 Table of Contents As filed with the Securities and Exchange Commission on December 23, 2025 Registration No. |
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| December 18, 2025 |
EXHIBIT 10.1 SECURITIES PURCHASE AGREEMENT THIS SECURITIES PURCHASE AGREEMENT (this “Agreement”), dated as of December 13, 2025, is between NUBURU, INC., a company incorporated under the laws of the State of Delaware, with principal executive offices located at 44 Cook Street, Suite 100, Denver, Colorado 80206 (the “Company”), and each of the investors listed on the Schedule of Buyers attached as |
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| December 18, 2025 |
NUBURU, INC. Warrant To Purchase Common Shares EXHIBIT 4.2 NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE EXERCISABLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR T |
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| December 18, 2025 |
[The remainder of this page has been intentionally left blank.] EXHIBIT 10.3 December 17, 2025 Nuburu, Inc. 7442 S Tucson Way, Suite 130 Centennial, CO 80112 Attention: Alessandro Zamboni, Executive Chairman Ladies and Gentlemen: This letter (the “Agreement”) constitutes the agreement between Joseph Gunnar & Co., LLC (“Joseph Gunnar” or the “Placement Agent”) and Nuburu, Inc., a Delaware corporation (the “Company”), that Joseph Gunnar shall serve as the exclus |
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| December 18, 2025 |
NUBURU, INC. Warrant To Purchase Common Shares EXHIBIT 4.1 NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE EXERCISABLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR T |
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| December 18, 2025 |
EXHIBIT 4.3 NUBURU, INC. Debenture Principal Amount: $[ ],000,000 Debenture Issuance Date: December [ ], 2025 Debenture Number: BURU-[ ] FOR VALUE RECEIVED, Nuburu, Inc., an entity organized under the laws of the State of Delaware (the “Company”), hereby promises to pay to the order of YA II PN, Ltd., or its registered assigns (the “Holder”) the amount set out above as the principal amount (as red |
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| December 18, 2025 |
EXHIBIT 10.2 REGISTRATION RIGHTS AGREEMENT THIS REGISTRATION RIGHTS AGREEMENT (this “Agreement”) dated as of December 17, 2025, is made by and between YA II PN, LTD., a Cayman Islands exempt limited company (the “Investor”), and NUBURU, INC., a company incorporated under the laws of the State of Delaware (the “Company”). The Investor and the Company may be referred to herein individually as a “Par |
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| December 18, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 13, 2025 Nuburu, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39489 85-1288435 (State or Other Jurisdiction of Incorporation) (Commission File Num |
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| December 17, 2025 |
December 17, 2025 VIA EDGAR Kristin Baldwin U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Re: Acceleration Request for Nuburu, Inc. Registration Statement on Form S-1 (File No. 333-292123) Ladies and Gentlemen: Pursuant to Rule 461 under the Securities Act of 1933, as amended, and the rules and regulations promulgated thereunder, |
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| December 12, 2025 |
As filed with the Securities and Exchange Commission on December 12, 2025 Table of Contents As filed with the Securities and Exchange Commission on December 12, 2025 Registration No. |
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| December 12, 2025 |
Calculation of Filing Fee Table. Calculation of Filing Fee Tables S-1 Nuburu, Inc. Table 1: Newly Registered and Carry Forward Securities ☐Not Applicable Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Forward Form Type Carry Forward File Number Carry Forward Initial Effect |
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| December 4, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 28, 2025 Nuburu, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39489 85-1288435 (State or Other Jurisdiction of Incorporation) (Commission File Num |
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| November 14, 2025 |
exhibit 10.3 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of July 21, 2025, by and between Nuburu, Inc., a Delaware corporation, with its address at 7442 S Tucson Way, Suite 130, Centennial, Colorado 80112 (the “Company”), and 1800 DIAGONAL LENDING LLC, a Virginia limited liability company, with its address at 1800 Diagonal Road, Suite 623, Alexandri |
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| November 14, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-39489 NUBURU, INC. |
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| November 14, 2025 |
EXHIBIT 10.4 NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR THE |
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| November 14, 2025 |
EXHIBIT 10.10 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of September 2, 2025 (the “Execution Date”), between Nuburu, Inc., a Delaware corporation (the “Company”), and the investors listed on the Buyer Schedules attached hereto (each a “Buyer” and, collectively, the “Buyers”). RECITALS A. The Company and the Buyers are executing and delivering this |
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| November 14, 2025 |
Subordinated Convertible Note, dated August 18, 2025, between the Company and Indigo Capital LP. EXHIBIT 10.8 NEITHER THIS CONVERTIBLE NOTE NOR THE SECURITIES ISSUABLE UPON THE CONVERSION HEREOF HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933 (THE “ACT”), AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR THE SECURITIES UNDER THE SECURITIES ACT OF 193 |
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| November 14, 2025 |
Securities Purchase Agreement, dated July 16, 2025, between the Company and Indigo Capital LP. EXHIBIT 10.1 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of July 16, 2025 (the “Execution Date”), between Nuburu, Inc., a Delaware corporation (the “Company”), and the investors listed on the Buyer Schedules attached hereto (each a “Buyer” and, collectively, the “Buyers”). RECITALS A. The Company and the Buyers are executing and delivering this Agre |
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| November 14, 2025 |
EXHIBIT 10.11 NEITHER THIS CONVERTIBLE NOTE NOR THE SECURITIES ISSUABLE UPON THE CONVERSION HEREOF HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933 (THE “ACT”), AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR THE SECURITIES UNDER THE SECURITIES ACT OF 19 |
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| November 14, 2025 |
Securities Purchase Agreement, dated August 18, 2025, between the Company and Indigo Capital LP. EXHIBIT 10.7 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of August 18, 2025 (the “Execution Date”), between Nuburu, Inc., a Delaware corporation (the “Company”), and the investors listed on the Buyer Schedules attached hereto (each a “Buyer” and, collectively, the “Buyers”). RECITALS A. The Company and the Buyers are executing and delivering this Ag |
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| November 14, 2025 |
Subordinated Convertible Note, dated July 16, 2025, between the Company and Indigo Capital LP. EXHIBIT 10.2 NEITHER THIS CONVERTIBLE NOTE NOR THE SECURITIES ISSUABLE UPON THE CONVERSION HEREOF HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933 (THE “ACT”), AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR THE SECURITIES UNDER THE SECURITIES ACT OF 193 |
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| November 14, 2025 |
EXHIBIT 10.9 To: Ambrogio D’Arrezzo Gualdi Square No. 19 42016, Guastalla (RE) By pec and e-mail: [email protected]; [email protected] Carlo Ulacco Contrada Piane No. 8 66023 – Francavilla Al Mare (CH) By e-mail: [email protected] Andrea Lodi Isonzo Street No. 2 42042 – Fabbrico (RE) By e-mail: [email protected] August 19, 2025 Subject: Proposal for the Phased Acquisition of TEKNE |
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| November 6, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 31, 2025 Nuburu, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39489 85-1288435 (State or Other Jurisdiction of Incorporation) (Commission File Numb |
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| October 29, 2025 |
Exhibit 99.1 NUBURU Announces Strategic Alliance with Maddox Defense for Controlling-Interest JV to Advance Next-Gen Drone Technologies 10/22/2025 Targeting a multi-billion-dollar market opportunity in defense and commercial drone systems, with projected annual revenue approaching $100 million by 2028, leveraging battlefield-proven expertise and export-compliant innovation. CENTENNIAL, Colo.-(BUSI |
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| October 29, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 22, 2025 Nuburu, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39489 85-1288435 (State or Other Jurisdiction of Incorporation) (Commission File Numb |
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| October 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 01, 2025 Nuburu, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39489 85-1288435 (State or Other Jurisdiction of Incorporation) (Commission File Numb |
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| October 7, 2025 |
Exhibit 10.1 NUBURU, INC. Board Compensation Program (Other than for the Co-Chief Executive Officers) Effective as of October 1, 2025 All grants of awards to Directors of Nuburu, Inc. (the “Company”) under this Board Compensation Program (the “Policy”) will be nondiscretionary and automatic, to the fullest extent permitted by law. Terms not defined herein shall have the meaning ascribed to them in |
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| September 24, 2025 |
NUBURU, INC. Up to 25,938,157 Shares of Common Stock Filed Pursuant to Rule 424(b)(5) Registration No. 333-289959 PROSPECTUS NUBURU, INC. Up to 25,938,157 Shares of Common Stock This prospectus relates to the offer and sale from time to time by the selling stockholders named in this prospectus (the “Selling Stockholders”) of up to 25,938,157 shares of common stock, par value $0.0001 per share (“Common Stock”), of Nuburu, Inc. (the “Company”), which |
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| September 24, 2025 |
NUBURU, INC. Up to 30 million Shares of Common Stock Filed Pursuant to Rule 424(b)(5) Registration No. 333-289960 PROSPECTUS NUBURU, INC. Up to 30 million Shares of Common Stock This prospectus of Nuburu, Inc., a Delaware corporation (the “Company” or “Nuburu”), relates to the resale by YA II PN, LTD. (the “Selling Stockholder”) of up to 30 million shares (“Offered Shares”) of our common stock, par value $0.0001 per share (“Common Stock”). The share |
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| September 23, 2025 |
X0101 EFFECT 33 LIVE 2025-09-23 17:00:00 S-1 0001814215 Nuburu, Inc. 333-289960 |
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| September 23, 2025 |
X0101 EFFECT 33 LIVE 2025-09-23 17:00:00 S-1 0001814215 Nuburu, Inc. 333-289959 |
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| September 19, 2025 |
September 19, 2025 VIA EDGAR Sarah Sidwell U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Re: Acceleration Request for Nuburu, Inc. Registration Statement on Form S-1 (File No. 333-289960) Ladies and Gentlemen: Pursuant to Rule 461 under the Securities Act of 1933, as amended, and the rules and regulations promulgated thereunder, N |
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| September 19, 2025 |
September 19, 2025 VIA EDGAR Sarah Sidwell U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Re: Acceleration Request for Nuburu, Inc. Registration Statement on Form S-1 (File No. 333-289959) Ladies and Gentlemen: Pursuant to Rule 461 under the Securities Act of 1933, as amended, and the rules and regulations promulgated thereunder, N |
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| September 17, 2025 |
PLACEMENT AGENCY AGREEMENT September 15, 2025 Exhibit 1.1 PLACEMENT AGENCY AGREEMENT September 15, 2025 Nuburu, Inc. 7442 S Tucson Way, Suite 130 Centennial, CO 80112 Attention: Alessandro Zamboni, Executive Chairman Dear Mr. Zamboni: Subject to the terms and conditions herein (this “Agreement”), Nuburu, Inc., a Delaware corporation (the “Company”), hereby agrees to sell up to an aggregate of $11,999,999.65 of registered securities of the Com |
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| September 17, 2025 |
NUBURU Prices $12M Public Offering to Accelerate Strategic Transformation in DefenseTech Sector Exhibit 99.1 NUBURU Prices $12M Public Offering to Accelerate Strategic Transformation in DefenseTech Sector 09/15/2025 CENTENNIAL, Colo.-(BUSINESS WIRE)- NUBURU, Inc. (NYSE American: BURU), a global pioneer in high-performance blue laser technology, today announced the pricing of a $12 million public offering, raising significant capital to advance its ambitious transformation strategy. The offer |
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| September 17, 2025 |
NUBURU Completes Public Offering and Raises $12M to Drive Strategic Growth in Defense Technology Exhibit 99.2 NUBURU Completes Public Offering and Raises $12M to Drive Strategic Growth in Defense Technology 09/16/2025 Funds will support phased acquisitions of businesses with existing $500 million portfolios of orders, driving expansion in the anticipated $20 billion electronic warfare and operational resilience market over the next three years. CENTENNIAL, Colo.-(BUSINESS WIRE)- NUBURU, Inc. |
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| September 17, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 15, 2025 Nuburu, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39489 85-1288435 (State or Other Jurisdiction of Incorporation) (Commission File Nu |
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| September 17, 2025 |
Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of September 15, 2025, between Nuburu, Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively, the “Purchasers”). WHEREAS, subject to the terms and conditions set f |
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| September 16, 2025 |
Filed Pursuant to Rule 424(b)(4) Registration No. 333-290147 NUBURU, INC. 32,373,536 Shares of Common Stock 51,660,075 Pre-Funded Warrants to Purchase 51,660,075 Shares of Common Stock 84,033,611 Common Warrants to Purchase 126,050,417 Shares of Common Stock 3,361,344 Placement Agent Warrants to Purchase 3,361,344 Shares of Common Stock 181,071,836 Shares of Common Stock underlying the Pre-Funded |
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| September 16, 2025 |
As filed with the Securities and Exchange Commission on September 16, 2025. As filed with the Securities and Exchange Commission on September 16, 2025. Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-1 REGISTRATION STATEMENT Under The Securities Act of 1933 NUBURU, INC. (Exact name of Registrant as specified in its charter) Delaware 3690 85-1288435 (State or other jurisdiction of incorporation or organization) (Primary |
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| September 16, 2025 |
Calculation of Filing Fee Tables S-1 Nuburu, Inc. Table 1: Newly Registered and Carry Forward Securities ☐Not Applicable Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Forward Form Type Carry Forward File Number Carry Forward Initial Effect |
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| September 12, 2025 |
X0101 EFFECT 33 LIVE 2025-09-12 16:30:00 S-1 0001814215 Nuburu, Inc. 333-290147 |
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| September 11, 2025 |
September 11, 2025 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549-1004 Re: Nuburu, Inc. Registration Statement on Form S-1 File No. 333-290147 Ladies and Gentlemen: As the placement agent of the proposed offering of Nuburu, Inc. (the “Company”), we hereby join the Company’s request for acceleration of the above-referenced |
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| September 10, 2025 |
September 10, 2025 VIA EDGAR Sarah Sidwell U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Re: Acceleration Request for Nuburu, Inc. Registration Statement on Form S-1 (File No. 333-290147) Ladies and Gentlemen: Pursuant to Rule 461 under the Securities Act of 1933, as amended, and the rules and regulations promulgated thereunder, N |
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| September 10, 2025 |
PLACEMENT AGENCY AGREEMENT ________, 2025 Exhibit 1.1 PLACEMENT AGENCY AGREEMENT , 2025 Nuburu, Inc. 7442 S Tucson Way, Suite 130 Centennial, CO 80112 Attention: Alessandro Zamboni, Executive Chairman Dear Mr. Zamboni: Subject to the terms and conditions herein (this “Agreement”), Nuburu, Inc., a Delaware corporation (the “Company”), hereby agrees to sell up to an aggregate of $ of registered securities of the Company, including shares (t |
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| September 10, 2025 |
NUBURU, INC. PRE-FUNDED COMMON STOCK PURCHASE WARRANT Exhibit 4.7 NUBURU, INC. PRE-FUNDED COMMON STOCK PURCHASE WARRANT Warrant Shares: [ ] Initial Exercise Date: [], 2025 Issue Date: [], 2025 THIS PRE-FUNDED COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, [] or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or |
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| September 10, 2025 |
As filed with the Securities and Exchange Commission on September 10, 2025. As filed with the Securities and Exchange Commission on September 10, 2025. Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-1 REGISTRATION STATEMENT Under The Securities Act of 1933 NUBURU, INC. (Exact name of Registrant as specified in its charter) Delaware 3690 85-1288435 (State or other jurisdiction of incorporation or organization) (Primary |
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| September 10, 2025 |
NUBURU, INC. WARRANT TO PURCHASE COMMON STOCK Exhibit 4.6 WARRANT NUBURU, INC. WARRANT TO PURCHASE COMMON STOCK Date of Issuance: [], 2025 (“Issuance Date”) Nuburu, Inc., a Delaware corporation (the “Company”), hereby certifies that, for good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, [ ], the registered holder hereof or its permitted assigns (the “Holder”), is entitled, subject to the terms set |
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| September 10, 2025 |
PLACEMENT AGENT’S PURCHASE WARRANT Nuburu, Inc. Exhibit 4.8 PLACEMENT AGENT’S PURCHASE WARRANT Nuburu, Inc. Warrant Shares: Initial Exercise Date: []1 Issue Date: [] This PLACEMENT AGENT’S PURCHASE WARRANT (the “Warrant”) certifies that, for value received, or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date referred to ab |
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| September 10, 2025 |
Exhibit 10.75 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of [], 2025, between Nuburu, Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively, the “Purchasers”). WHEREAS, subject to the terms and conditions set forth in t |
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| September 10, 2025 |
Exhibit 107 Calculation of Filing Fee Table Form S-1 (Form Type) Nuburu, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1—Newly Registered and Carry Forward Securities Notes Security Type Security Class Title Fee Calculation Rule Amount to be Registered Proposed Maximum Offering Price Per Unit Proposed Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Fo |
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| September 10, 2025 |
Exhibit 21.1 LIST OF SUBSIDIARIES Entity Jurisdiction Nuburu Subsidiary, Inc. Delaware Nuburu Defense, LLC Delaware |
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| September 8, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 02, 2025 Nuburu, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39489 85-1288435 (State or Other Jurisdiction of Incorporation) (Commission File Nu |
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| September 5, 2025 |
September 5, 2025 Alessandro Zamboni Executive Chairman Nuburu, Inc. 7442 S Tucson Way, Suite 130 Centennial, CO 80112 Re: Nuburu, Inc. Registration Statement on Form S-1 Filed on August 29, 2025 File No. 333-289959 Dear Alessandro Zamboni: This is to advise you that we have not reviewed and will not review your registration statement. Please refer to Rules 460 and 461 regarding requests for accel |
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| September 5, 2025 |
September 5, 2025 Alessandro Zamboni Executive Chairman Nuburu, Inc. 7442 S Tucson Way, Suite 130 Centennial, CO 80112 Re: Nuburu, Inc. Registration Statement on Form S-1 Filed on August 29, 2025 File No. 333-289960 Dear Alessandro Zamboni: This is to advise you that we have not reviewed and will not review your registration statement. Please refer to Rules 460 and 461 regarding requests for accel |
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| September 2, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 27, 2025 Nuburu, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39489 85-1288435 (State or Other Jurisdiction of Incorporation) (Commission File Numbe |
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| August 29, 2025 |
Exhibit 107 Calculation of Filing Fee Table Form S-1 (Form Type) Nuburu, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1—Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation Rule Amount to be Registered Proposed Maximum Offering Price Per Unit Proposed Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Forward |
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| August 29, 2025 |
Exhibit 107 Calculation of Filing Fee Table Form S-1 (Form Type) Nuburu, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1—Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation Rule Amount to be Registered Proposed Maximum Offering Price Per Unit Proposed Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Forward |
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| August 29, 2025 |
As filed with the Securities and Exchange Commission on August 29, 2025 As filed with the Securities and Exchange Commission on August 29, 2025 Registration No. |
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| August 29, 2025 |
As filed with the Securities and Exchange Commission on August 29, 2025 As filed with the Securities and Exchange Commission on August 29, 2025 Registration No. |
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| August 20, 2025 |
Exhibit 10.2 SETTLEMENT AGREEMENT AND STIPULATION THIS SETTLEMENT AGREEMENT and STIPULATION is dated as of July 17, 2025 (the “Settlement Date”) by and between Nuburu, Inc. (“BURU” or the “Company”), a corporation formed under the laws of the State of Delaware, and Silverback Capital Corporation, (“SCC”), a Delaware Corporation. BACKGROUND: WHEREAS, there are bona fide outstanding liabilities of t |
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| August 20, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 18, 2025 Nuburu, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39489 85-1288435 (State or Other Jurisdiction of Incorporation) (Commission File Numbe |
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| August 20, 2025 |
Exhibit 10.1 Filing # 228355624 E-Filed 07/30/2025 11:28:21 AM IN THE CIRCUIT COURT OF THE TWELFTH JUDICIAL CIRCUIT IN AND FOR MANATEE COUNTY, FLORIDA CIVIL DIVISION Silverback Capital Corporation, a Delaware Corporation, Petitioner, v. CASE NO.: 2025 CA 1576 Nuburu, Inc., a Delaware Corporation, Respondents. ! ORDER GRANTING APPROVAL OF SETTLEMENT AGREEMENT AND STIPULATION AND FOR DECLARATORY REL |
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| August 14, 2025 |
Exhibit 10.18 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of June 18, 2025 (the “Execution Date”), between Nuburu, Inc., a Delaware corporation (the “Company”), and the investors listed on the Buyer Schedules attached hereto (each a “Buyer” and, collectively, the “Buyers”). RECITALS A. The Company and the Buyers are executing and delivering this Agr |
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| August 14, 2025 |
Exhibit 10.17 NEITHER THIS CONVERTIBLE NOTE NOR THE SECURITIES ISSUABLE UPON THE CONVERSION HEREOF HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933 (THE “ACT”), AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR THE SECURITIES UNDER THE SECURITIES ACT OF 19 |
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| August 14, 2025 |
Exhibit 10.11 AMENDMENT TO STANDBY EQUITY PURCHASE AGREEMENT This Amendment), dated as of June 5, 2025, to the Standby Equity Purchase Agreement Agreement , dated as of May 30, 2025, is made by and between YA II PN, LTD., a Cayman Islands exempt Investor and Nuburu, Inc., a company Delaware Company. Capitalized terms used in this Amendment have the meanings ascribed in the Agreement, unless otherw |
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| August 14, 2025 |
Exhibit 10.1 AMENDMENT #3 TO THE COMPREHENSIVE SETTLEMENT AGREEMENT, MUTUAL RELEASE OF LIABILITY, AND INDEMNIFICATION This Amendment (the “Amendment”) is entered into as of April 15, 2025, by and between Liqueous LP (“Liqueous”) and Nuburu, Inc. (“Nuburu” or “Company”) (collectively, the “Parties”). WHEREAS, the Parties entered into the Comprehensive Settlement Agreement, Mutual Release of Liabili |
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| August 14, 2025 |
Securities Purchase Agreement, dated April 22, 2025, between the Company and Indigo Capital LP Exhibit 10.2 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of April 22, 2025 (the “Execution Date”), between Nuburu, Inc., a Delaware corporation (the “Company”), and the investors listed on the Buyer Schedules attached hereto (each a “Buyer” and, collectively, the “Buyers”). RECITALS A. The Company and the Buyers are executing and delivering this Agr |
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| August 14, 2025 |
Securities Purchase Agreement, dated May 13, 2025, between the Company and Boot Capital LLC Exhibit 10.9 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of May 13, 2025, by and between Nuburu, Inc., a Delaware corporation, with its address at 7442 S Tucson Way, Suite 130, Centennial, Colorado 80112 (the “Company”), and Boot Capital LLC, a Delaware limited liability company, with its address at 1688 Meridian Ave., Suite 723, Miami Beach, FL 331 |
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| August 14, 2025 |
Exhibit 10.13 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of June 3, 2025 (the “Execution Date”), between Nuburu, Inc., a Delaware corporation (the “Company”), and the investors listed on the Buyer Schedules attached hereto (each a “Buyer” and, collectively, the “Buyers”). RECITALS A. The Company and the Buyers are executing and delivering this Agre |
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| August 14, 2025 |
Exhibit 3.5 CERTIFICATE OF AMENDMENT TO AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF NUBURU, INC. Nuburu, Inc. (the "Coporation"), a corporation organized and existing under and by virtue of the General Corporation Law of the State of Delaware (the "DGCL"), hereby certifies as follows: DOES HEREBY CERTIFY: 1. Pursuant to Section 242 of the General Corporation Law, this Certificate of Amend |
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| August 14, 2025 |
Exhibit 10.7 BUSINESS LOAN AND SECURITY AGREEMENT THIS BUSINESS LOAN AND SECURITY AGREEMENT (as the same may be amended, restated, modified, or supplemented from time to time, this “Agreement”) dated as of May 12, 2025(the “Effective Date”) among Agile Capital Funding, LLC as collateral agent (in such capacity, together with its successors and assigns in such capacity, “Collateral Agent”), and Agi |
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| August 14, 2025 |
Subordinated Convertible Note, dated June 25, 2025, between the Company and Torcross Capital LLC Exhibit 10.26 NEITHER THIS CONVERTIBLE NOTE NOR THE SECURITIES ISSUABLE UPON THE CONVERSION HEREOF HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933 (THE “ACT”), AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR THE SECURITIES UNDER THE SECURITIES ACT OF 19 |
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| August 14, 2025 |
Exchange Agreement, dated April 22, 2025, between the Company and Indigo Capital LP Exhibit 10.4 EXCHANGE AGREEMENT This EXCHANGE AGREEMENT (the “Agreement”), dated as of April 22, 2025 (the “Execution Date”), is between Nuburu, Inc., a Delaware corporation (the “Company”), and the investors listed on the Buyer Schedules attached hereto (each a “Buyer” and, collectively, the “Buyers”). RECITALS A. The Company and the Buyers are executing and delivering this Agreement in reliance |
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| August 14, 2025 |
Securities Purchase Agreement, dated May 13, 2025, between the Company and 1800 Diagonal Lending LLC Exhibit 10.8 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of May 13, 2025, by and between Nuburu, Inc., a Delaware corporation, with its address at 7442 S Tucson Way, Suite 130, Centennial, Colorado 80112 (the “Company”), and 1800 DIAGONAL LENDING LLC, a Virginia limited liability company, with its address at 1800 Diagonal Road, Suite 623, Alexandria |
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| August 14, 2025 |
Exhibit 10.6 NEITHER THIS EXCHANGE NOTE NOR THE SECURITIES ISSUABLE UPON THE CONVERSION HEREOF HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933 (THE “ACT”), AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR THE SECURITIES UNDER THE SECURITIES ACT OF 1933, |
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| August 14, 2025 |
Securities Purchase Agreement, dated June 25, 2025, between the Company and Torcross Capital LLC Exhibit 10.23 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of June 25, 2025 (the “Execution Date”), between Nuburu, Inc., a Delaware corporation (the “Company”), and the investors listed on the Buyer Schedules attached hereto (each a “Buyer” and, collectively, the “Buyers”). RECITALS A. The Company and the Buyers are executing and delivering this Agr |
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| August 14, 2025 |
Exhibit 10.15 REGISTRATION RIGHTS AGREEMENT This REGISTRATION RIGHTS AGREEMENT (this “Agreement”), dated as of June 3, 2025, is by and among Nuburu, Inc., a Delaware corporation (the “Company”), and the undersigned buyers (the “Buyers”). RECITALS A. In connection with the Securities Purchase Agreement by and between the parties hereto, dated as of even date herewith (the “Securities Purchase Agree |
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| August 14, 2025 |
Registration Rights Agreement, dated April 22, 2025, between the Company and Indigo Capital LP Exhibit 10.3 REGISTRATION RIGHTS AGREEMENT This REGISTRATION RIGHTS AGREEMENT (this “Agreement”), dated as of April 22, 2025, is by and among Nuburu, Inc., a Delaware corporation (the “Company”), and the undersigned buyers (the “Buyers”). RECITALS A. In connection with the Securities Purchase Agreement by and between the parties hereto, dated as of even date herewith (the “Securities Purchase Agre |
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| August 14, 2025 |
Exhibit 10.25 NEITHER THIS EXCHANGE NOTE NOR THE SECURITIES ISSUABLE UPON THE CONVERSION HEREOF HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933 (THE “ACT”), AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR THE SECURITIES UNDER THE SECURITIES ACT OF 1933, |
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| August 14, 2025 |
Exchange Agreement, dated June 18, 2025, between the Company and Bomore Opportunity Group Ltd Exhibit 10.19 EXCHANGE AGREEMENT This EXCHANGE AGREEMENT (the “Agreement”), dated as of June 18, 2025 (the “Execution Date”), is between Nuburu, Inc., a Delaware corporation (the “Company”), and the investors listed on the Buyer Schedules attached hereto (each a “Buyer” and, collectively, the “Buyers”). RECITALS A. The Company and the Buyers are executing and delivering this Agreement in reliance |
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| August 14, 2025 |
Exhibit 10.12 BUSINESS LOAN AND SECURITY AGREEMENT THIS BUSINESS LOAN AND SECURITY AGREEMENT (as the same may be amended, restated, modified, or supplemented from time to time, this “Agreement”) dated as of May 30, 2025 (the “Effective Date”) among Agile Capital Funding, LLC as collateral agent (in such capacity, together with its successors and assigns in such capacity, “Collateral Agent”), and A |
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| August 14, 2025 |
Exchange Agreement, dated June 25, 2025, between the Company and Torcross Capital LLC Exhibit 10.24 EXCHANGE AGREEMENT This EXCHANGE AGREEMENT (the “Agreement’’), dated as of June 25, 2025 (the “Execution Date”), is between Nuburu, Inc., a Delaware corporation (the “Company”), and the investors listed on the Buyer Schedules attached hereto (each a “Buyer” and, collectively, the “Buyers”). RECITALS A. The Company and the Buyers are executing and delivering this Agreement in reliance |
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| August 14, 2025 |
Exhibit 10.16 NEITHER THIS EXCHANGE NOTE NOR THE SECURITIES ISSUABLE UPON THE CONVERSION HEREOF HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933 (THE “ACT”), AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR THE SECURITIES UNDER THE SECURITIES ACT OF 1933, |
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| August 14, 2025 |
Subordinated Convertible Note, dated April 22, 2025, between the Company and Indigo Capital LP Exhibit 10.5 NEITHER THIS CONVERTIBLE NOTE NOR THE SECURITIES ISSUABLE UPON THE CONVERSION HEREOF HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933 (THE “ACT”), AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR THE SECURITIES UNDER THE SECURITIES ACT OF 193 |
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| August 14, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-39489 NUBURU, INC. |
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| August 14, 2025 |
Exhibit 10.20 NEITHER THIS EXCHANGE NOTE NOR THE SECURITIES ISSUABLE UPON THE CONVERSION HEREOF HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933 (THE “ACT”), AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR THE SECURITIES UNDER THE SECURITIES ACT OF 1933, |
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| August 14, 2025 |
Exhibit 10.14 EXCHANGE AGREEMENT This EXCHANGE AGREEMENT (the “Agreement”), dated as of June 3, 2025 (the “Execution Date”), is between Nuburu, Inc., a Delaware corporation (the “Company”), and the investors listed on the Buyer Schedules attached hereto (each a “Buyer” and, collectively, the “Buyers”). RECITALS A. The Company and the Buyers are executing and delivering this Agreement in reliance u |
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| August 14, 2025 |
Exhibit 10.21 NEITHER THIS CONVERTIBLE NOTE NOR THE SECURITIES ISSUABLE UPON THE CONVERSION HEREOF HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933 (THE “ACT”), AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR THE SECURITIES UNDER THE SECURITIES ACT OF 19 |
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| August 13, 2025 |
August 13, 2025 Alessandro Zamboni Executive Chairman Nuburu, Inc. 7442 S Tucson Way, Suite 130 Centennial, CO 80112 Re: Nuburu, Inc. Draft Registration Statement on Form S-1 Submitted on August 6, 2025 CIK 0001814215 Dear Alessandro Zamboni: This is to advise you that we have not reviewed and will not review your registration statement. Please refer to Rules 460 and 461 regarding requests for acc |
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| August 6, 2025 |
As confidentially submitted to the Securities and Exchange Commission on August 6, 2025. |
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| July 31, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 30, 2025 Nuburu, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39489 85-1288435 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| July 31, 2025 |
NUBURU, INC. Up to 40,700,408 Shares of Common Stock Filed Pursuant to Rule 424(b)(5) Registration No. 333-288095 Prospectus NUBURU, INC. Up to 40,700,408 Shares of Common Stock This prospectus relates to the offer and sale from time to time by the selling stockholders named in this prospectus (the “Selling Stockholders”) of up to 40,700,408 shares of common stock, par value $0.0001 per share (“Common Stock”), of Nuburu, Inc. (the “Company”), which |
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| July 31, 2025 |
NUBURU, INC. Up to 20 million Shares of Common Stock Filed Pursuant to Rule 424(b)(5) Registration No. 333-287867 PROSPECTUS NUBURU, INC. Up to 20 million Shares of Common Stock This prospectus of Nuburu, Inc., a Delaware corporation (the “Company” or “Nuburu”), relates to the resale by YA II PN, LTD. (the “Selling Stockholder”) of up to 20 million shares (“Offered Shares”) of our common stock, par value $0.0001 per share (“Common Stock”). The share |
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| July 31, 2025 |
Exhibit 10.2 SETTLEMENT AGREEMENT AND STIPULATION THIS SETTLEMENT AGREEMENT and STIPULATION is dated as of July 17, 2025 (the “Settlement Date”) by and between Nuburu, Inc. (“BURU” or the “Company”), a corporation formed under the laws of the State of Delaware, and Silverback Capital Corporation, (“SCC”), a Delaware Corporation. BACKGROUND: WHEREAS, there are bona fide outstanding liabilities of t |
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| July 31, 2025 |
Order Granting Approval of Settlement Agreement and Stipulation, dated July 30, 2025 Exhibit 10.1 Filing # 228355624 E-Filed 07/30/2025 11:28:21 AM IN THE CIRCUIT COURT OF THE TWELFTH JUDICIAL CIRCUIT IN AND FOR MANATEE COUNTY, FLORIDA CIVIL DIVISION Silverback Capital Corporation, a Delaware Corporation, Petitioner, v. CASE NO.: 2025 CA 1576 Nuburu, Inc., a Delaware Corporation, Respondents. ! ORDER GRANTING APPROVAL OF SETTLEMENT AGREEMENT AND STIPULATION AND FOR DECLARATORY REL |
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| July 28, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 22, 2025 Nuburu, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39489 85-1288435 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| July 22, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 16, 2025 Nuburu, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39489 85-1288435 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| July 22, 2025 |
July 22, 2025 VIA EDGAR Jay Ingram U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Re: Acceleration Request for Nuburu, Inc. Registration Statement on Form S-1, as amended by Amendment Nos. 1 and 2 (File No. 333-287867) Ladies and Gentlemen: Pursuant to Rule 461 under the Securities Act of 1933, as amended, and the rules and regulat |
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| July 22, 2025 |
July 22, 2025 VIA EDGAR Jay Ingram U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Re: Acceleration Request for Nuburu, Inc. Registration Statement on Form S-1, as amended by Amendment No. 1 (File No. 333-288095) Ladies and Gentlemen: Pursuant to Rule 461 under the Securities Act of 1933, as amended, and the rules and regulations pr |
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| July 16, 2025 |
As filed with the Securities and Exchange Commission on July 16, 2025 As filed with the Securities and Exchange Commission on July 16, 2025 Registration No. |
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| July 16, 2025 |
July 16, 2025 United States Securities and Exchange Commission Division of Corporation Finance Office of Manufacturing 100 F Street N. |
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| July 16, 2025 |
As filed with the Securities and Exchange Commission on July 16, 2025 As filed with the Securities and Exchange Commission on July 16, 2025 Registration No. |
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| July 16, 2025 |
Calculation of Filing Fee Table. Exhibit 107 Calculation of Filing Fee Table Form S-1 (Form Type) Nuburu, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1—Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation Rule Amount to be Registered Proposed Maximum Offering Price Per Unit Proposed Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Forward |
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| July 16, 2025 |
Exhibit 107 CALCULATION OF FILING FEE TABLES Form S-8 Nuburu, Inc. Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount to be Registered(1) Proposed Maximum Offering Price Per Share Proposed Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Equity Common Stock, $0.0001 par value per share, reserved for future issuance pursuant to th |
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| July 16, 2025 |
As filed with the Securities and Exchange Commission on July 16, 2025 As filed with the Securities and Exchange Commission on July 16, 2025 Registration No. |
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| July 14, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 09, 2025 Nuburu, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39489 85-1288435 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| July 14, 2025 |
[REMAINDER PAGE INTENTIONALLY LEFT BLANK] COMPANY: NUBURU, INC. Exhibit 10.1 PURCHASE AGREEMENT THIS PURCHASE AGREEMENT (this “Agreement”), dated as of June 30, 2025, is between NUBURU, INC., a company incorporated under the laws of the State of Delaware, with principal executive offices located at 7442 S Tucson Way, Suite 130, Centennial, Colorado 80011 (the “Company”), and each of the investors listed on the Schedule of Buyers attached as Schedule I hereto ( |
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| July 3, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q/A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q/A (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-39489 NUBURU, INC. |
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| July 1, 2025 |
Exhibit 10.1 PURCHASE AGREEMENT THIS PURCHASE AGREEMENT (this “Agreement”), dated as of June 30, 2025, is between NUBURU, INC., a company incorporated under the laws of the State of Delaware, with principal executive offices located at 7442 S Tucson Way, Suite 130, Centennial, Colorado 80011 (the “Company”), and each of the investors listed on the Schedule of Buyers attached as Schedule I hereto ( |
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| July 1, 2025 |
July 1, 2025 Alessandro Zamboni Executive Chairman Nuburu, Inc. 7442 S Tucson Way, Suite 130 Centennial, CO 80112 Re: Nuburu, Inc. Registration Statement on Form S-1 Filed June 16, 2025 File No. 333-288095 Dear Alessandro Zamboni: We have conducted a limited review of your registration statement and have the following comment. Please respond to this letter by amending your registration statement a |
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| July 1, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 25, 2025 Nuburu, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39489 85-1288435 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| July 1, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 30, 2025 Nuburu, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39489 85-1288435 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| June 25, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 20, 2025 Nuburu, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39489 85-1288435 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| June 24, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 18, 2025 Nuburu, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39489 85-1288435 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| June 20, 2025 |
As filed with the Securities and Exchange Commission on June 18, 2025 As filed with the Securities and Exchange Commission on June 18, 2025 Registration No. |
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| June 18, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 18, 2025 Nuburu, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39489 85-1288435 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| June 16, 2025 |
As filed with the Securities and Exchange Commission on June 16, 2025 As filed with the Securities and Exchange Commission on June 16, 2025 Registration No. |
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| June 16, 2025 |
Calculation of Filing Fee Table. Exhibit 107 Calculation of Filing Fee Table Form S-1 (Form Type) Nuburu, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1—Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation Rule Amount to be Registered Proposed Maximum Offering Price Per Unit Proposed Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Forward |
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| June 10, 2025 |
UNITEDSTATES SECURITIESANDEXCHANGECOMMISSION Washington,D.C.20549 FORM10-K (MarkOne) ☒ ANNUALREPORTPURSUANTTOSECTION13OR15(d)OFTHESECURITIESEXCHANGEACTOF1934 ForthefiscalyearendedDecember31,2024 OR ☐ TRANSITIONREPORTPURSUANTTOSECTION13OR15(d)OFTHESECURITIESEXCHANGEACTOF1934FORTHE TRANSITIONPERIODFROM TO CommissionFileNumber001-39489 NUBURU,INC. (ExactnameofRegistrantasspecifiedinitsCharter) Delawa |
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| June 10, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy State |
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| June 9, 2025 |
As filed with the Securities and Exchange Commission on June 6, 2025 As filed with the Securities and Exchange Commission on June 6, 2025 Registration No. |
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| June 9, 2025 |
Standby Equity Purchase Agreement, dated May 30, 2025, between the Company and YA II PN, LTD. Exhibit 10.49 STANDBY EQUITY PURCHASE AGREEMENT* THIS STANDBY EQUITY PURCHASE AGREEMENT (this “Agreement”) dated as of May 30, 2025 is made by and between YA II PN, LTD., a Cayman Islands exempt limited company (the “Investor”), and NUBURU, INC., a company incorporated under the laws of the State of Delaware (the “Company”). The Investor and the Company may be referred to herein individually as a |
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| June 9, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 03, 2025 Nuburu, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39489 85-1288435 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| June 9, 2025 |
Calculation of Filing Fee Table. Exhibit 107 Calculation of Filing Fee Table Form S-1 (Form Type) Nuburu, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1—Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation Rule Amount to be Registered Proposed Maximum Offering Price Per Unit Proposed Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Forward |
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| June 4, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 30, 2025 Nuburu, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39489 85-1288435 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| May 30, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State |
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| May 20, 2025 |
Exhibit 10.4 SECOND AMENDMENT TO THE COMPREHENSIVE SETTLEMENT AGREEMENT, MUTUAL RELEASE OF LIABILITY, AND INDEMNIFICATION DATED JANUARY 14, 2025 This Amendment (the “Amendment”) is entered into as of February 17, 2025, by and between Liqueous LP (“Liqueous”) and Nuburu, Inc. (“Nuburu” or “Company”) (collectively, the “Parties”). WHEREAS, the Parties entered into the Comprehensive Settlement Agreem |
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| May 20, 2025 |
Subordinated Convertible Note, dated March 3, 2025, between the Company and Indigo Capital LP Exhibit 10.6 NEITHER THIS CONVERTIBLE NOTE NOR THE SECURITIES ISSUABLE UPON THE CONVERSION HEREOF HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933 (THE “ACT”), AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR THE SECURITIES UNDER THE SECURITIES ACT OF 193 |
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| May 20, 2025 |
Exhibit 10.5 To Trumar Capital LLC 1675 South State St., Ste B Dover-19901, Delaware, USA, Email: [email protected] To the kind attention of Andrew Dominique White and Mr. Ambrogio D'Arrezzo Majority Stockholder ofTekne S.p.A., Piazza Gualdi n. 19, 42016 -Guastalla (RE), Italy, E-mail: [email protected] February 14, 2025 RE: Binding and Irrevocable Commitment Letter -Acquisition of the 100% of t |
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| May 20, 2025 |
Exhibit 10.1 S.F.E. EQUITY INVESTMENTS S.à r.l. 300C Route de Thionville, 5884 Howald - Numéro d'immatriculation: B70552 January 13, 2025 To: Nuburu, Inc. 7442 S. Tucson Way, Suite 130 Centennial, CO 80112 Attention: Brian Knaley, CEO Reference is made to that certain Proposal Letter (the “Proposal”), dated January 7, 2025, from S.F.E. Equity Investments SARL (“Investor”) to Nuburu, Inc., a Delawa |
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| May 20, 2025 |
On Demand Facility Agreement, dated March 18, 2025, between the Company and Supply@ME Capital plc Exhibit 10.8 DATED 18 MARCH 2025 ON DEMAND FACILITY AGREEMENT BETWEEN (1) NUBURU INC. AND (2) SUPPLY@ME CAPITAL PLC Date Printed: 18 March 2025 1 THIS AGREEMENT is made the 18 day of March 2025 BETWEEN: (1) NUBURU INC. a Delaware corporation, with its principal place of business at 7442 S Tucson Way, Suite 130 Centennial, CO 80112, United States of America (the "Lender"); (2) SUPPLY@ME CAPITAL PLC |
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| May 20, 2025 |
Exhibit 10.7 NEITHER THIS EXCHANGE NOTE NOR THE SECURITIES ISSUABLE UPON THE CONVERSION HEREOF HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933 (THE “ACT”), AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR THE SECURITIES UNDER THE SECURITIES ACT OF 1933, |
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| May 20, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-39489 NUBURU, INC. |
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| May 20, 2025 |
Exhibit 10.3 AMENDMENT TO THE COMPREHENSIVE SETTLEMENT AGREEMENT, MUTUAL RELEASE OF LIABILITY, AND INDEMNIFICATION DATED JANUARY 14, 2025 This Amendment (the “Amendment”) with an effective date of February 14, 2025, by and between Liqueous LP (“Liqueous”) and Nuburu, Inc. (“Nuburu” or “Company”) (collectively, the “Parties”). WHEREAS, the Parties entered into the Comprehensive Settlement Agreement |
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| May 20, 2025 |
Exhibit 10.2 Comprehensive Settlement Agreement, Mutual Release of Liability, and Indemnification This Agreement is made and entered into as of January 14, 2025, by and among Liqueous LP (“Liqueous”), Nuburu, Inc. (the “Company”), and the following officers and directors of Nuburu, Inc., collectively referred to as the “Released Parties”: • Alessandro Zamboni - Executive Chairman of the Board • Br |
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| May 16, 2025 |
Exhibit 99.2 Notice and Plan for Resolution of Non-Compliance with NYSE Stockholders’ Equity Rule/Going Concern Qualification CENTENNIAL, Colo., May 5, 2025 - NUBURU, Inc. (“NUBURU” or the “Company”) (NYSE American: BURU) today announced that it received a Notice of Noncompliance (the “Notice”) from NYSE Regulation indicating that the Company was not in compliance with Section 1003(a)(i) of the NY |
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| May 16, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 12, 2025 Nuburu, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39489 85-1288435 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| May 16, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One) ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: December, 31, 2023 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q ☐ Transition Report o |
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| May 9, 2025 |
Exhibit 107 Calculation of Filing Fee Table Registration Statement on Form S-3 (Form Type) Nuburu, Inc. |
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| May 9, 2025 |
As filed with the Securities and Exchange Commission on May 9, 2025 Table of Contents As filed with the Securities and Exchange Commission on May 9, 2025 Registration No. |
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| May 5, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 29, 2025 Nuburu, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39489 85-1288435 (State or Other Jurisdiction of Incorporation) (Commission File Number |
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| May 5, 2025 |
Exhibit 99.2 Notice and Plan for Resolution of Non-Compliance with NYSE Stockholders’ Equity Rule/Going Concern Qualification CENTENNIAL, Colo., May 5, 2025 - NUBURU, Inc. (“NUBURU” or the “Company”) (NYSE American: BURU) today announced that it received a Notice of Noncompliance (the “Notice”) from NYSE Regulation indicating that the Company was not in compliance with Section 1003(a)(i) of the NY |
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| April 30, 2025 |
l UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 1) (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number 001 |
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| April 28, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 22, 2025 Nuburu, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39489 85-1288435 (State or Other Jurisdiction of Incorporation) (Commission File Number |
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| April 15, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number 001-394 |
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| April 15, 2025 |
Exhibit 19.1 NUBURU, INC. INSIDER TRADING POLICY (Effective upon the closing of the business combination) A. POLICY OVERVIEW Nuburu, Inc. (together with any subsidiaries, collectively the “Company”) has adopted this Insider Trading Policy (the “Policy”) to help you comply with the federal and state securities laws and regulations that govern trading in securities and to help the Company minimize i |
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| April 15, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 11, 2025 Nuburu, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39489 85-1288435 (State or Other Jurisdiction of Incorporation) (Commission File Number |
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| April 1, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One) ☒ Form 10-K ☐ Form 20-F ☐ Form 11-K ☐ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: December, 31, 2023 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q ☐ Transition Report o |
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| March 20, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 14, 2025 Nuburu, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39489 85-1288435 (State or Other Jurisdiction of Incorporation) (Commission File Number |
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| March 11, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 05, 2025 Nuburu, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39489 85-1288435 (State or Other Jurisdiction of Incorporation) (Commission File Number |
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| March 10, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 03, 2025 Nuburu, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39489 85-1288435 (State or Other Jurisdiction of Incorporation) (Commission File Number |
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| March 5, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 28, 2025 Nuburu, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39489 85-1288435 (State or Other Jurisdiction of Incorporation) (Commission File Num |
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| March 5, 2025 |
NUBURU, Inc. and HUMBL, Inc. Announce $2 Million Share Exchange Agreement and Strategic Partnership to Accelerate Growth and Shareholder Value 02/28/2025 CENTENNIAL, Colo. & SAN DIEGO-(BUSINESS WIRE)- NUBURU, Inc. (NYSE: BURU, the “Company”), a leading innovator in high-power blue laser technology, and HUMBL, Inc. (OTC: HMBL), a strategic holding company with focus in Brazil, today announced the e |
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| February 21, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 19, 2025 Nuburu, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39489 85-1288435 (State or Other Jurisdiction of Incorporation) (Commission File Num |
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| February 18, 2025 |
AGREEMENT REGARDING JOINT FILING OF STATEMENT ON SCHEDULE 13D OR 13G EXHIBIT A AGREEMENT REGARDING JOINT FILING OF STATEMENT ON SCHEDULE 13D OR 13G The undersigned agree to file jointly with the Securities and Exchange Commission (the “SEC”) any and all statements on Schedule 13D or Schedule 13G (and any amendments or supplements thereto) required under section 13(d) of the Securities Exchange Act of 1934, as amended, in connection with purchases and sales by the undersigned of the securities of Nuburu, Inc. |
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| February 18, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 14, 2025 Nuburu, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39489 85-1288435 (State or Other Jurisdiction of Incorporation) (Commission File Num |
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| February 12, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 06, 2025 Nuburu, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39489 85-1288435 (State or Other Jurisdiction of Incorporation) (Commission File Num |
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| February 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 31, 2025 Nuburu, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39489 85-1288435 (State or Other Jurisdiction of Incorporation) (Commission File Numb |
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| January 27, 2025 |
January 27, 2025 VIA EDGAR Jay Ingram U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Re: Acceleration Request for Nuburu, Inc. Registration Statement on Form S-1, as amended by Amendment No. 1, No. 2 and No. 3 (File No. 333-281682) Ladies and Gentlemen: Pursuant to Rule 461 under the Securities Act of 1933, as amended, and the rule |
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| January 27, 2025 |
As filed with the Securities and Exchange Commission on January 24, 2025 As filed with the Securities and Exchange Commission on January 24, 2025 Registration No. |
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| January 27, 2025 |
Calculation of Filing Fee Table. Exhibit 107 Calculation of Filing Fee Table S-1 (Form Type) Nuburu, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1—Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation Rule Amount to be Registered(1) Proposed Maximum Offering Price Per Unit Proposed Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Forward Fo |
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| January 22, 2025 |
As filed with the Securities and Exchange Commission on January 21, 2025 As filed with the Securities and Exchange Commission on January 21, 2025 Registration No. |
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| January 22, 2025 |
January 22, 2025 Brian Knaley Chief Executive Officer Nuburu, Inc. 7442 S Tucsoan Way, Suite 130 Centennial, CO 80112 Re: Nuburu, Inc. Amendment No. 1 to Registration Statement on Form S-1 Filed January 8, 2025 File No. 333-281682 Dear Brian Knaley: We have reviewed your amended registration statement and have the following comment(s). Please respond to this letter by amending your registration st |
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| January 22, 2025 |
Calculation of Filing Fee Table. Exhibit 107 Calculation of Filing Fee Table S-1 (Form Type) Nuburu, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1—Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation Rule Amount to be Registered(1) Proposed Maximum Offering Price Per Unit Proposed Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Forward Fo |
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| January 17, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 13, 2025 Nuburu, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39489 85-1288435 (State or Other Jurisdiction of Incorporation) (Commission File Numb |
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| January 10, 2025 |
January 10, 2025 Brian Knaley Chief Executive Officer Nuburu, Inc. 7442 S Tucsoan Way, Suite 130 Centennial, CO 80112 Re: Nuburu, Inc. Amendment No. 1 to Registration Statement on Form S-1 Filed January 8, 2025 File No. 333-281682 Dear Brian Knaley: We have reviewed your amended registration statement and have the following comment(s). Please respond to this letter by amending your registration st |
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| January 8, 2025 |
As filed with the Securities and Exchange Commission on January 7, 2025 Table of Contents As filed with the Securities and Exchange Commission on January 7, 2025 Registration No. |
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| January 8, 2025 |
Calculation of Filing Fee Table. Exhibit 107 Calculation of Filing Fee Table S-1 (Form Type) Nuburu, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1—Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation Rule Amount to be Registered(1) Proposed Maximum Offering Price Per Unit Proposed Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Forward Fo |
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| January 3, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 31, 2024 Nuburu, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39489 85-1288435 (State or Other Jurisdiction of Incorporation) (Commission File Num |
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| December 31, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 27, 2024 Nuburu, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39489 85-1288435 (State or Other Jurisdiction of Incorporation) (Commission File Num |
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| December 20, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 16, 2024 Nuburu, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39489 85-1288435 (State or Other Jurisdiction of Incorporation) (Commission File Num |
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| December 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Supplement No. 1) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Def |
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| December 11, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 05, 2024 Nuburu, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39489 85-1288435 (State or Other Jurisdiction of Incorporation) (Commission File Num |
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| December 11, 2024 |
Exhibit 99.1 . Tony Frouge Chief Regulatory Officer New York Stock Exchange 11 Wall Street New York, NY 10005 T + 1 212 656 2133 [email protected] December 5, 2024 Mr. Brian Knaley Chief Executive Officer Nuburu, Inc. 7442 Tucson Way, Suite 130 Centennial, CO 80112 Dear Mr. Knaley: NYSE Regulation is issuing this public Warning Letter to Nuburu, Inc. (the “Company”) as provided for in Section 1 |
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| December 11, 2024 |
Resolution of Non-Compliance with the NYSE Rules Exhibit 99.2 Resolution of Non-Compliance with the NYSE Rules CENTENNIAL, Colo., December 11, 2024 - NUBURU, Inc. (“NUBURU” or the “Company”) (NYSE American: BURU), a leading innovator in high-power and high-brightness industrial blue laser technology, today announced it received from NYSE Regulation a Warning Letter (the “Letter”) as provided under Section 1009(a) of the NYSE American LLC Company |
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| December 6, 2024 |
December 6, 2024 Brian Knaley Chief Executive Officer Nuburu, Inc. 7442 S. Tucson Way Suite 130 Centennial, CO 80112 Re: Nuburu, Inc. Form 10-K for Fiscal Year Ended December 31, 2023 File No. 001-39489 Dear Brian Knaley: We have completed our review of your filing. We remind you that the company and its management are responsible for the accuracy and adequacy of their disclosures, notwithstanding |
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| December 5, 2024 |
December 5, 2024 VIA EDGAR TRANSMISSION Mindy Hooker CC: Anne McConnell United States Securities and Exchange Commission Division of Corporation Finance Office of Manufacturing 100 F Street, N. |
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| December 5, 2024 |
December 5, 2024 Brian Knaley Chief Executive Officer Nuburu, Inc. 7442 S. Tucson Way Suite 130 Centennial, CO 80112 Re: Nuburu, Inc. Amendment No. 4 to Form 10-K for the Fiscal Year Ended December 31, 2023 Response Dated November 25, 2024 File No. 001-39489 Dear Brian Knaley: We have reviewed your November 25, 2024 response to our comment letter and have the following comment. Please respond to t |
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| November 25, 2024 |
BURUW / Nuburu, Inc. - Equity Warrant / Seldin David - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 5)* Nuburu, Inc. (Name of Issuer) Common stock, par value $0.0001 per share (Title of Class of Securities) 67021W103 (CUSIP Number) David Seldin Anzu Partners LLC Anzu Nuburu LLC Anzu Nuburu II LLC Anzu Nuburu III LLC Anzu Nuburu V LLC CST Global LLC David & |
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| November 25, 2024 |
November 25, 2024 VIA EDGAR TRANSMISSION Mindy Hooker CC: Anne McConnell United States Securities and Exchange Commission Division of Corporation Finance Office of Manufacturing 100 F Street, N. |
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| November 22, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy State |
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| November 22, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 18, 2024 Nuburu, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39489 85-1288435 (State or Other Jurisdiction of Incorporation) (Commission File Num |
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| November 22, 2024 |
UNITEDSTATES SECURITIESANDEXCHANGECOMMISSION Washington,D.C.20549 FORM10-K/A (AmendmentNo.4) (MarkOne) ☒ ☒ ANNUALREPORTPURSUANTTOSECTION13OR15(d)OFTHESECURITIESEXCHANGEACTOF1934 ForthefiscalyearendedDecember31,2023 OR ☐ ☐ TRANSITIONREPORTPURSUANTTOSECTION13OR15(d)OFTHESECURITIESEXCHANGEACTOF1934FORTHE TRANSITIONPERIODFROMTO CommissionFileNumber001-39489 NUBURU,INC. (ExactnameofRegistrantasspecifie |
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| November 22, 2024 |
Notice of Non-Compliance with the NYSE Exhibit 99.1 Notice of Non-Compliance with the NYSE CENTENNIAL, Colo., November 22, 2024 - NUBURU, Inc. (“NUBURU” or the “Company”) (NYSE American: BURU), a leading innovator in high-power and high-brightness industrial blue laser technology, today announced it has received a notice of non-compliance (the “NYSE Notice”) from the staff of the NYSE American Market (the “Exchange”) indicating that th |
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| November 20, 2024 |
November 20, 2024 Brian Knaley Chief Executive Officer Nuburu, Inc. 7442 S. Tucson Way Suite 130 Centennial, CO 80112 Re: Nuburu, Inc. Amendment No. 4 to Form 10-K for the Fiscal Year Ended December 31, 2023 Filed November 8, 2024 File No. 001-39489 Dear Brian Knaley: We have reviewed your filing and have the following comment. Please respond to this letter within ten business days by providing th |
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| November 15, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 1) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defi |
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| November 14, 2024 |
Common Stock Purchase Agreement, dated October 1, 2024, between Nuburu, Inc. and Liqueous LP EXHIBIT 10.6 COMMON STOCK PURCHASE AGREEMENT This Common Stock Purchase Agreement (this “Agreement”) is entered into effective as October 01, 2024 (the “Execution Date”), by and between Nuburu, Inc., a Delaware exempted company (the “Company”), and Liqueous, LP, a Delaware limited partnership (the “Investor”). WHEREAS, the parties desire that, upon the terms and subject to the conditions and limit |
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| November 14, 2024 |
Securities Purchase Agreement, dated October 1, 2024, between Nuburu, Inc. and Liqueous LP EXHIBIT 10.7 NEITHER THIS WARRANT NOR THE SECURITIES ISSUABLE UPON THE EXERCISE HEREOF HAVE BEEN REGISTERED UNDER THE UNITED STATES SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), OR ANY STATE SECURITIES LAWS AND MAY NOT BE OFFERED, SOLD, PLEDGED, ASSIGNED, OR OTHERWISE TRANSFERRED UNLESS (1) A REGISTRATION STATEMENT WITH RESPECT THERETO IS EFFECTIVE UNDER THE SECURITIES ACT AND ANY APP |
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| November 14, 2024 |
Registration Rights Agreement, dated October 1, 2024, between Nuburu, Inc. and Liqueous LP EXHIBIT 10.9 REGISTRATION RIGHTS AGREEMENT This REGISTRATION RIGHTS AGREEMENT (this “Agreement”), dated as of October 01, 2024, is by and Liqueous, LP, a Delaware limited partnership (the “Investor”), and Nuburu, Inc., a Delaware corporation (the “Company”). RECITALS A. The Company and the Investor have entered into that certain Common Stock Purchase Agreement, dated as of the date hereof (the “Pu |
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| November 14, 2024 |
Securities Purchase Agreement, dated October 1, 2024, between Nuburu, Inc. and Liqueous LP EXHIBIT 10.8 NEITHER THIS WARRANT NOR THE SECURITIES ISSUABLE UPON THE EXERCISE HEREOF HAVE BEEN REGISTERED UNDER THE UNITED STATES SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), OR ANY STATE SECURITIES LAWS AND MAY NOT BE OFFERED, SOLD, PLEDGED, ASSIGNED, OR OTHERWISE TRANSFERRED UNLESS (1) A REGISTRATION STATEMENT WITH RESPECT THERETO IS EFFECTIVE UNDER THE SECURITIES ACT AND ANY APP |
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| November 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-39489 NUBURU, INC. |
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| November 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q/A (Amendment No. 1) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q/A (Amendment No. |
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| November 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State |
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| November 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q/A (Amendment No. 1) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q/A (Amendment No. |
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| November 14, 2024 |
PRE-FUNDED WARRANT PURCHASE PROGRAM Exhibit 2.2 THE SECURITIES ISSUABLE IN CONNECTION WITH THIS AGREEENT HAVE NOT BEEN REGISTERED UNDER THE UNITED STATES SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), OR ANY STATE SECURITIES LAWS AND MAY NOT BE OFFERED, SOLD, PLEDGED, ASSIGNED, OR OTHERWISE TRANSFERRED UNLESS (1) A REGISTRATION STATEMENT WITH RESPECT THERETO IS EFFECTIVE UNDER THE SECURITIES ACT AND ANY APPLICABLE STATE |
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| November 14, 2024 |
Master Transaction Summary agreement, dated October 1, 2024, between Nuburu, Inc. and Liqueous LP EXHIBIT 10.5 MASTER TRANSACTION TERMS Prepared For: Nuburu, Inc. October 01, 2024 (3 Phases of Financing) MASTER TRANSACTION TERMS These Master Transaction terms (the "Agreement") are agreed and entered into on this 1st day of October, 2024, by and between Nuburu Inc., a Delaware corporation (the "Company"), and Liqueous LP, a Delaware limited partnership (the "Investor"). RECITALS WHEREAS, the Co |
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| November 12, 2024 |
Amendment to the Amended and Restated By Laws of the Company, dated November 12, 2024. Exhibit 3.1 Amendment to Amended and Restated By Laws of Nuburu, Inc. The first sentence of Section 2.4 of the Amended and Restated By Laws of Nuburu, Inc. (the “Corporation”) is hereby amended and restated in its entirety as follows: “Except as otherwise provided by applicable law, the Corporation’s Amended and Restated Certificate of Incorporation, as the same may be amended or restated from tim |
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| November 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 12, 2024 Nuburu, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39489 85-1288435 (State or Other Jurisdiction of Incorporation) (Commission File Num |
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| November 8, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 4) (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission |
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| October 25, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 21, 2024 Nuburu, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39489 85-1288435 (State or Other Jurisdiction of Incorporation) (Commission File Numb |
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| October 24, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 23, 2024 Nuburu, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39489 85-1288435 (State or Other Jurisdiction of Incorporation) (Commission File Numb |
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| October 21, 2024 |
October 21, 2024 VIA EDGAR TRANSMISSION Mindy Hooker CC: Anne McConnell United States Securities and Exchange Commission Division of Corporation Finance Office of Manufacturing 100 F Street, N. |
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| October 15, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 14, 2024 Nuburu, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39489 85-1288435 (State or Other Jurisdiction of Incorporation) (Commission File Numb |
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| October 7, 2024 |
Common Stock Purchase Agreement, dated October 1, 2024, by and between Nuburu, Inc. and Liqueous LP Exhibit 10.1 COMMON STOCK PURCHASE AGREEMENT This Common Stock Purchase Agreement (this “Agreement”) is entered into effective as September 27, 2024 (the “Execution Date”), by and between Nuburu, Inc., a Delaware exempted company (the “Company”), and Liqueous, LP, a Delaware limited partnership (the “Investor”). WHEREAS, the parties desire that, upon the terms and subject to the conditions and lim |
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| October 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 07, 2024 Nuburu, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39489 85-1288435 (State or Other Jurisdiction of Incorporation) (Commission File Numb |
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| October 7, 2024 |
Registration Rights Agreement, dated October 1, 2024, by and between Nuburu, Inc. and Liqueous LP Exhibit 10.2 REGISTRATION RIGHTS AGREEMENT This REGISTRATION RIGHTS AGREEMENT (this “Agreement”), dated as of September 27, 2024, is by and Liqueous, LP, a Delaware limited partnership (the “Investor”), and Nuburu, Inc., a Delaware corporation (the “Company”). RECITALS A. The Company and the Investor have entered into that certain Common Stock Purchase Agreement, dated as of the date hereof (the “ |
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| September 30, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definit |
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| September 27, 2024 |
September 27, 2024 VIA EDGAR Division of Corporation Finance Office of Manufacturing United States Securities and Exchange Commission Washington, DC 20549 Attn: Mindy Hooker Anne McConnell Anne Parker Re: Nuburu, Inc. |
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| September 18, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definit |
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| September 16, 2024 |
September 16, 2024 Brian Knaley Chief Executive Officer Nuburu, Inc. 7442 S. Tucson Way Suite 130 Centennial, CO 80112 Re: Nuburu, Inc. Form 10-K for the Fiscal Year Ended December 31, 2023 Response filed September 5, 2024 File No. 001-39489 Dear Brian Knaley: We have reviewed your September 5, 2024 response to our comment letter and have the following comment. Please respond to this letter within |
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| September 6, 2024 |
15,600,000 Shares of Common Stock NUBURU, INC. PROSPECTUS SUPPLEMENT NO. 24 Filed Pursuant to Rule 424(b)(8) (to prospectus dated April 7, 2023) Registration No. 333-271046 15,600,000 Shares of Common Stock NUBURU, INC. This prospectus supplement is being filed to update and supplement the information contained in the prospectus dated April 7, 2023 (as supplemented from time to time, the “Prospectus”), with the information contained in the Ann |
