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| CIK | 1396633 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Summer Energy Holdings, Inc.
SEC Filings (Chronological Order)
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| February 5, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* Summer Energy Holdings, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 865634 109 (CUSIP Number) Summer Energy Holdings, Inc. 5847 San Felipe Street, Suite 3700, Houston, Texas, 77057 713-375-2790 (Name, A |
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| February 5, 2021 |
- CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 001-35496 SUMMER ENERGY HOLDINGS, INC. (Exact name of registrant as specifie |
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| February 5, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* Summer Energy Holdings, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 865634 109 (CUSIP Number) Summer Energy Holdings, Inc. 5847 San Felipe Street, Suite 3700, Houston, Texas, 77057 713-375-2790 (Name, A |
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| February 5, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No.1)* Summer Energy Holdings, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 865634 109 (CUSIP Number) Summer Energy Holdings, Inc. 5847 San Felipe Street, Suite 3700, Houston, Texas, 77057 713-375-2790 (Name, Ad |
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| February 5, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 6)* Summer Energy Holdings, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 865634 109 (CUSIP Number) Summer Energy Holdings, Inc. 5847 San Felipe Street, Suite 3700, Houston, Texas, 77057 713-375-2790 (Name, A |
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| January 27, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-185303 Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-205454 Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-227442 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 SUMMER ENERGY HOLDIN |
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| January 27, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-185303 Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-205454 Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-227442 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 SUMMER ENERGY HOLDIN |
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| January 27, 2021 |
S-8 POS 1 sumes8pos.htm S-8 POS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-185303 Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-205454 Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-227442 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES |
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| January 26, 2021 |
Jaleea P. George Employment Agreement PORTIONS OF THIS EXHIBIT HAVE BEEN REDACTED FROM THIS EXHIBIT BECAUSE IT IS BOTH (I) NOT MATERIAL AND (II) WOULD BE COMPETITIVELY HARMFUL IF PUBLICLY DISCLOSED. |
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| January 26, 2021 |
EX-10.1 2 sumeex10z1.htm COMMERCIAL LEASE AGREEMENT DocuSign Envelope ID: A1357CC3-ED4D-47DF-A5FB-22FC3BC9DEAD COMMERCIAL LEASE AGREEMENT This Commercial Lease (“Lease”) is entered into as of December 23, 2020 (the “Effective Date”), by and between PKY-SAN FELIPE PLAZA, L.P., a Delaware limited partnership (“Landlord”), and SUMMER ENERGY HOLDINGS, INC., a Nevada corporation (“Tenant”). In consider |
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| January 26, 2021 |
SKMC25821010611490 Master Revolving Note Prime Referenced Rate Maturity Date-Obligatory Advances (Business and Commercial Loans Only) AMOUNT $9,000,000. |
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| January 26, 2021 |
8-K 1 sume8k.htm SUMMER ENERGY HOLDINGS, INC. 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 December 4, 2020 Date of Report (Date of earliest event reported) SUMMER ENERGY HOLDINGS, INC. (Exact name of registrant as specified in its charter) Nevada 001-35496 20-2722022 (Stat |
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| January 26, 2021 |
Neil M. Leibman Employment Agreement PORTIONS OF THIS EXHIBIT HAVE BEEN REDACTED FROM THIS EXHIBIT BECAUSE IT IS BOTH (I) NOT MATERIAL AND (II) WOULD BE COMPETITIVELY HARMFUL IF PUBLICLY DISCLOSED. |
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| November 19, 2020 |
10-Q 1 sume10q.htm SUMMER ENERGY HOLDINGS, INC. 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2020 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from |
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| November 12, 2020 |
UNITED STATES UNITED STATES OMB APPROVAL SECURITIES AND EXCHANGE COMMISSION OMB Number: 3235-0058 Washington, D. |
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| November 3, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 October 30, 2020 Date of Report (Date of earliest event reported) SUMMER ENERGY HOLDINGS, INC. (Exact name of registrant as specified in its charter) Nevada 001-35496 20-2722022 (State or other jurisdiction of (Commission (IRS Employ |
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| August 14, 2020 |
10-Q 1 sume10q.htm 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2020 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-354 |
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| June 16, 2020 |
Submission of Matters to a Vote of Security Holders 8-K 1 sume8k.htm SUMMER ENERGY HOLDINGS, INC. 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 11, 2020 SUMMER ENERGY HOLDINGS, INC. (Exact name of registrant as specified in its charter) Nevada (State or other jurisdiction |
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| May 20, 2020 |
Quarterly Report - SUMMER ENERGY HOLDINGS, INC. 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2020 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-35496 Summer Energy Holdin |
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| May 20, 2020 |
Form of Line of Credit Agreement REVOLVING LOAN AGREEMENT LINE OF CREDIT AGREEMENT THIS LINE OF CREDIT AGREEMENT (this “Agreement”) is effective as of the 12th day of March, 2020 (the “Effective Date”), by and between [] (“Lender”), and Summer Energy Holdings, Inc. |
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| May 12, 2020 |
NT 10-Q 1 sument10q.htm SUMMER ENERGY NT 10-Q UNITED STATES OMB APPROVAL SECURITIES AND EXCHANGE COMMISSION OMB Number: 3235-0058 Expires: February 28, 2022 Washington, D.C. 20549 Estimated average burden Hours per response 2.50 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): o Form 10-K o Form 20-F o Form 11-K xForm 10-Q o Form 10-D o Form N-SAR o Form N-CSR For Period Ended: March 31, 2020 |
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| May 4, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 20, 2020 SUMMER ENERGY HOLDINGS, INC. (Exact name of registrant as specified in its charter) Nevada (State or other jurisdiction of incorporation) 001-35496 20-2722022 (Commis |
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| April 24, 2020 |
DEF 14A 1 sumedef14a.htm DEFINITIVE PROXY STATEMENT SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: oPreliminary Proxy Statement oConfidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) xDefinitive Proxy Statement oDefinitive Additi |
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| April 24, 2020 | ||
| April 24, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 20, 2020 SUMMER ENERGY HOLDINGS, INC. (Exact name of registrant as specified in its charter) Nevada (State or other jurisdiction of incorporation) 001-35496 20-2722022 (Commissi |
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| March 27, 2020 |
Description of Listed Securities Exhibit 4.1 SUMMER ENERGY HOLDINGS, INC. DESCRIPTION OF SECURITIES The following description of the common stock of Summer Energy Holdings, Inc. (“us,” “our,” “we,” or the “Company”), which is the only security of the Company registered under Section 12 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), is a summary and does not purport to be complete. It is subject to and qu |
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| March 27, 2020 |
Exhibit 21.1 SUMMER ENERGY HOLDINGS, INC. LIST OF SUBSIDIARIES Entity State of Incorporation Percentage of Ownership Summer Energy, LLC Texas 100% Summer EM Marketing, LLC Texas 100% Summer Energy Midwest, LLC Ohio 100% Summer Energy Northeast, LLC Texas 100% 4822-0422-7167 |
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| March 27, 2020 |
SUME / Summer Energy Holdings, Inc. 10-K - Annual Report - 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2019. [  ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-35496 SUMMER ENERGY HOL |
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| March 18, 2020 |
LOAN AGREEMENT THIS LOAN AGREEMENT (“Agreement”) is made as of the 12th day of March, 2020 by and among SUMMER ENERGY, LLC, a Texas limited liability company (“Borrower”), SUMMER ENERGY HOLDINGS, INC. |
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| March 18, 2020 |
ARTICLE ONE - REPRESENTATIONS AND WARRANTIES GUARANTY THIS GUARANTY (the “Guaranty”) is made effective as of March 12, 2020, by SUMMER ENERGY HOLDINGS, INC. |
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| March 18, 2020 |
8-K 1 sume8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 12, 2020 SUMMER ENERGY HOLDINGS, INC. (Exact name of registrant as specified in its charter) Nevada (State or other jurisdiction of incorporation) 001-35496 |
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| March 18, 2020 |
REVOLVING PROMISSORY NOTE $10,000,000.00March 12, 2020 FOR VALUE RECEIVED, Summer Energy, LLC, a Texas limited liability company, at 5487 San Filipe Street, #3700, Houston, Texas 77057 (“Borrower”), hereby promises to pay to the order of Digital Lending Services US Corp., a Delaware corporation at 885 3rd Avenue, Suite 2610, New York, New York 10022 (“Lender”), the principal sum of the lesser of ( |
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| March 18, 2020 |
SECURITY AGREEMENT THIS SECURITY AGREEMENT (the “Security Agreement”) is executed as of March 12, 2020, by SUMMER ENERGY, LLC, a Texas limited liability company, whose address is 5487 San Felipe Street, #3700, Houston, Texas 77057 (hereinafter called “Borrower”) to and in favor of DIGITAL LENDING SERVICES US CORP. |
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| December 27, 2019 |
8-K 1 sume8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 20, 2019 SUMMER ENERGY HOLDINGS, INC. (Exact name of registrant as specified in its charter) Nevada (State or other jurisdiction of incorporation) 001-35 |
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| December 17, 2019 |
8-K/A 1 sume8ka.htm 8-K/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 7, 2019 SUMMER ENERGY HOLDINGS, INC. (Exact name of registrant as specified in its charter) Nevada (State or other jurisdiction of incorporation) 001- |
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| November 14, 2019 |
Ex. 10.3 SECOND AMENDMENT TO EMPLOYMENT AGREEMENT THIS SECOND AMENDMENT TO EMPLOYMENT AGREEMENT (this “Amendment”) is made and entered into as of September 5, 2019, with an effective date of January 1, 2019 by and between Summer Energy Holdings, Inc., a Nevada corporation (“Employer”), and Jaleea George (“Employee”). RECITALS A. Employer and Employee are parties to that certain Employment Agreemen |
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| November 14, 2019 |
SUME / Summer Energy Holdings, Inc. 10-Q - Quarterly Report - 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2019 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-35496 Summer Energy Ho |
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| November 14, 2019 |
EX-10.2 3 sumeex10z2.htm EXHIBIT 10.2 Ex. 10.2 FIRST AMENDMENT TO EMPLOYMENT AGREEMENT THIS FIRST AMENDMENT TO EMPLOYMENT AGREEMENT (this “Amendment”) is made and entered into as of August 27, 2019, with an effective date of July 1, 2019, by and between Summer Energy Holdings, Inc., a Nevada corporation (“Employer”), and Travis Andrews (“Employee”). RECITALS A. Employer and Employee are parties to |
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| November 14, 2019 |
Ex. 10.4 SECOND AMENDMENT TO EMPLOYMENT AGREEMENT THIS SECOND AMENDMENT TO EMPLOYMENT AGREEMENT (this “Amendment”) is made and entered into as of September 5, 2019, with an effective date of January 1, 2019 by and between Summer Energy Holdings, Inc., a Nevada corporation (“Employer”), and Neil Leibman (“Employee”). RECITALS A. Employer and Employee are parties to that certain Employment Agreement |
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| November 14, 2019 |
Ex. 10.1 EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (this “Agreement”) by and between SUMMER ENERGY HOLDINGS, INC., a Nevada corporation (“Employer”), and Travis Andrews (“Employee” and, together with Employer, the “Parties”) is entered into and made effective as of July 1, 2017 (the “Effective Date”). A.Employer is the parent company of Summer Energy, LLC, a Texas limited liability company (“ |
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| September 11, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 5, 2019 SUMMER ENERGY HOLDINGS, INC. (Exact name of registrant as specified in its charter) Nevada (State or other jurisdiction of incorporation) 000-35496 20-2722022 (Commi |
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| August 14, 2019 |
EXHIBIT 10.1 PORTIONS OF THIS EXHIBIT HAVE BEEN REDACTED FROM THIS EXHIBIT BECAUSE IT IS BOTH (I) NOT MATERIAL AND (II) WOULD BE COMPETITIVELY HARMFUL IF PUBLICLY DISCLOSED. THE REDACTED TERMS HAVE BEEN MARKED AT THE APPROPRIATE PLACE WITH “[XXXX]”. AMENDED AND RESTATED ENERGY SERVICES AGREEMENT Dated as of June 19, 2019 by and among EDF TRADING NORTH AMERICA, LLC, SUMMER ENERGY, LLC SUMMER ENERGY |
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| August 14, 2019 |
SUME / Summer Energy Holdings, Inc. 10-Q - Quarterly Report - 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2019 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-35496 Summer Energy Holding |
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| August 14, 2019 |
Exhibit 10.5 SUMMER ENERGY HOLDINGS, INC. Angela Hanley Dear Angela: I am pleased to confirm the revised terms of your employment with Summer Energy Holdings, Inc. as its President. This position also includes similar services on behalf of the subsidiaries of Summer Energy Holdings, Inc., including, Summer Energy, LLC, Summer Energy Northeast, LLC and Summer Energy Midwest, LLC (collectively, the |
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| August 14, 2019 |
EX-10.3 4 sumeex10z3.htm EXHIBIT 10.3 EXHIBIT 10.3 OMNIBUS AMENDMENT TO PLEDGE AGREEMENT AND SECURITY AGREEMENT AND JOINDER THIS OMNIBUS AMENDMENT TO PLEDGE AGREEMENT AND SECURITY AGREEMENT AND JOINDER (this “Agreement”), dated as of June 19, 2019, is entered into by and among EDF Trading North America, LLC, a Texas limited liability company (“EDF”), Summer Energy Holdings, Inc., a Nevada corporat |
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| August 14, 2019 |
EXHIBIT 10.2 AMENDMENT TO ISDA MASTER AGREEMENT dated as of June 19, 2019 between EDF Trading North America, LLC (“Party A”) and Summer Energy, LLC, Summer Energy Northeast, LLC, and Summer Energy Midwest, LLC (jointly and severally, “Party B”) Party A, Summer Energy, LLC and Summer Energy Northeast, LLC have previously entered into the ISDA Master Agreement, dated as of May 1, 2018, which agreeme |
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| August 14, 2019 |
EXHIBIT 10.4 AMENDED AND RESTATED GUARANTY THIS AMENDED AND RESTATED GUARANTY (as amended, restated, supplemented or otherwise modified from time to time, this “Guaranty”), dated as of June 19, 2019, by Summer Energy Holdings, Inc., a Nevada corporation (the “Guarantor”), as guarantor, in favor of EDF Trading North America, LLC, a Delaware limited liability company (the “Counterparty”). 1. Guarant |
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| August 6, 2019 |
EX-10.1 2 sumeex10z1.htm EXHIBIT 10-1 Exhibit 10.1 EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (this “Agreement”) by and between SUMMER ENERGY HOLDINGS, INC., a Nevada corporation (“Employer”), and Kelli Mitchell (“Employee” and, together with Employer, the “Parties”) is entered into and made effective as of August 1, 2019 (the “Effective Date”). A.Employer is the parent company of Summer Energ |
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| August 6, 2019 |
8-K 1 sume8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 1, 2019 SUMMER ENERGY HOLDINGS, INC. (Exact name of registrant as specified in its charter) Nevada (State or other jurisdiction of incorporation) 000-35496 |
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| June 25, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 19, 2019 SUMMER ENERGY HOLDINGS, INC. (Exact name of registrant as specified in its charter) Nevada (State or other jurisdiction of incorporation) 001-35496 20-2722022 (Commissio |
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| June 12, 2019 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 7, 2019 SUMMER ENERGY HOLDINGS, INC. (Exact name of registrant as specified in its charter) Nevada (State or other jurisdiction of incorporation) 001-35496 20-2722022 (Commission |
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| May 15, 2019 |
SUME / Summer Energy Holdings, Inc. 10-Q Quarterly Report 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2019 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-35496 Summer Energy Holdin |
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| April 26, 2019 |
SUME / Summer Energy Holdings, Inc. DEF 14A DEF 14A DEF 14A 1 sumedef14a.htm DEF 14A SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: oPreliminary Proxy Statement oConfidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) xDefinitive Proxy Statement oDefinitive Additional Materials oSol |
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| April 26, 2019 |
SUME / Summer Energy Holdings, Inc. / LEIBMAN NEIL - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 5)* Summer Energy Holdings, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 865634 109 (CUSIP Number) Summer Energy Holdings, Inc. 5847 San Felipe Street, Suite 3700, Houston, Texas, 77057 713-375-2790 (Name, A |
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| April 11, 2019 |
SUME / Summer Energy Holdings, Inc. 10-K (Annual Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2018. [  ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-35496 SUMMER ENERGY HOL |
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| April 11, 2019 |
Exhibit 21.1 SUMMER ENERGY HOLDINGS, INC. LIST OF SUBSIDIARIES Entity State of Incorporation Percentage of Ownership Summer Energy, LLC Texas 100% Summer EM Marketing, LLC Texas 100% Summer Energy Midwest, LLC Ohio 100% Summer Energy Northeast, LLC Texas 100% |
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| March 27, 2019 |
SUME / Summer Energy Holdings, Inc. NT 10-K UNITED STATES OMB APPROVAL SECURITIES AND EXCHANGE COMMISSION OMB Number: 3235-0058 Expires: February 28, 2022 Washington, D. |
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| February 13, 2019 |
Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 8, 2019 SUMMER ENERGY HOLDINGS, INC. (Exact name of registrant as specified in its charter) Nevada (State or other jurisdiction of incorporation) 001-35496 20-2722022 (Commis |
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| December 21, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 18, 2018 SUMMER ENERGY HOLDINGS, INC. (Exact name of registrant as specified in its charter) Nevada (State or other jurisdiction of incorporation) 001-35496 20-2722022 (Commi |
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| December 13, 2018 |
December 13, 2018 Neil Leibman Chief Executive Officer SUMMER ENERGY HOLDINGS INC 5847 San Felipe Street, Suite 3700 Houston, Texas 77057 Re: SUMMER ENERGY HOLDINGS INC Form 10-K for Fiscal Year Ended December 31, 2017 Filed March 29, 2018 File No. |
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| December 13, 2018 |
SUME / Summer Energy Holdings, Inc. TEXT-EXTRACT December 13, 2018 Neil Leibman Chief Executive Officer SUMMER ENERGY HOLDINGS INC 5847 San Felipe Street, Suite 3700 Houston, Texas 77057 Re: SUMMER ENERGY HOLDINGS INC Form 10-K for Fiscal Year Ended December 31, 2017 Filed March 29, 2018 File No. |
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| December 7, 2018 |
SUME / Summer Energy Holdings, Inc. CORRESP CORRESP 1 filename1.htm December 7, 2018 Robyn Manuel William Thompson United States Securities and Exchange Commission Washington, DC 20549 Re:SUMMER ENERGY HOLDINGS INC Form 10-K for the Fiscal Year Ended December 31, 2017 Filed March 29, 2018 File No. 001-35496 Dear Ms. Manuel and Mr. Thompson: This letter is written on behalf of Summer Energy Holdings, Inc., a Nevada corporation (the “Company” |
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| December 7, 2018 |
SUME / Summer Energy Holdings, Inc. 10-K/A (Annual Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 1) [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2017. [  ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-354 |
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| November 23, 2018 |
November 23, 2018 Neil Leibman Chief Executive Officer SUMMER ENERGY HOLDINGS INC 5847 San Felipe Street, Suite 3700 Houston, Texas 77057 Re: SUMMER ENERGY HOLDINGS INC Form 10-K for Fiscal Year Ended December 31, 2017 Filed March 29, 2018 File No. |
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| November 23, 2018 |
SUME / Summer Energy Holdings, Inc. TEXT-EXTRACT November 23, 2018 Neil Leibman Chief Executive Officer SUMMER ENERGY HOLDINGS INC 5847 San Felipe Street, Suite 3700 Houston, Texas 77057 Re: SUMMER ENERGY HOLDINGS INC Form 10-K for Fiscal Year Ended December 31, 2017 Filed March 29, 2018 File No. |
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| November 14, 2018 |
SUME / Summer Energy Holdings, Inc. 10-Q (Quarterly Report) 10-Q 1 sume10q.htm 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2018 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 00 |
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| October 31, 2018 |
SUME / Summer Energy Holdings, Inc. TEXT-EXTRACT October 31, 2018 Neil Leibman Chief Executive Officer SUMMER ENERGY HOLDINGS INC 5847 San Felipe Street, Suite 3700 Houston, Texas 77057 Re: SUMMER ENERGY HOLDINGS INC Form 10-K for Fiscal Year Ended December 31, 2017 Filed March 29, 2018 File No. |
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| October 31, 2018 |
October 31, 2018 Neil Leibman Chief Executive Officer SUMMER ENERGY HOLDINGS INC 5847 San Felipe Street, Suite 3700 Houston, Texas 77057 Re: SUMMER ENERGY HOLDINGS INC Form 10-K for Fiscal Year Ended December 31, 2017 Filed March 29, 2018 File No. |
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| September 20, 2018 |
SUME / Summer Energy Holdings, Inc. S-8 S-8 1 sumes8.htm S-8 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 SUMMER ENERGY HOLDINGS, INC. (Exact name of registrant as specified in its charter) Nevada 20-2722022 (State or other jurisdiction of incorporation) (IRS Employer Identification No.) 5847 San Felipe Street, Suite 3700 Houston, Texas 77057 (Ad |
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| September 20, 2018 |
SUME / Summer Energy Holdings, Inc. CT ORDER begin 644 filename1.pdf M)5!$1BTQ+C4-)>+CS],-"C$P(# @;V)J#3P\+TQI;F5ALYBA2D7SH%K:($I4%"%\1C: , R^0$9@T*96YD M%LP(# @-C$R M(#:HR4&VPJVRM)/QW)3>PL9:S%R)+.^^KH2'I8!!18 M#(P&P,; N << Z9CX+,0.(=H[(.),VI"5U=DIDK5I'N12YRT(2ZG\) DY.:@ M;U,M- JW*<.$3IBK6IM8EG%,:V)F:',Z>=FH/)5Z19;7Z4EBUD[:7-8: MXC$C,['*HOM3ILS44JNI9-&G(5D7HIM"YYO:YY.U6$U"H(81AZ-S,U0BM<0 MKJTZ%U51OGS*BDJV<"]PX.J1/W9:O>BDL0J1K#Q93J:JG*SR*R>ZD |
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| August 14, 2018 |
Execution Version Exhibit 10.3 SECURITY AGREEMENT THIS SECURITY AGREEMENT, dated as of May 1, 2018 (as amended, supplemented, or otherwise modified from time to time, this “Agreement”), by and among each of the Persons listed on the signature pages hereof as a “Grantor” and those additional entities that hereafter become parties hereto by executing a Joinder Agreement (collectively, jointly and se |
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| August 14, 2018 |
EX-10.5 6 sumeex10z5.htm EXHIBIT 10.5 Execution Version Exhibit 10.5 Guaranty Guaranty, dated as of May 1, 2018 by Summer Energy Holdings, Inc., a Nevada corporation (the “Guarantor”), in favor of EDF Trading North America, LLC, a Delaware limited liability company (“EDFT NA”) and EDF Energy Services, LLC (“EDFES” and, together with EDFT NA, the “Counterparty”). 1. Guaranty. In connection with (i) |
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| August 14, 2018 |
ENERGY SERVICES AGREEMENT Dated as of May 1, 2018 By and among EDF ENERGY SERVICES, LLC AND EDF TRADING NORTH AMERICA, LLC, SUMMER ENERGY, LLC AND SUMMER ENERGY NORTHEAST, LLC DB1/ 92444200. |
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| August 14, 2018 |
Exhibit 10.2 (Multicurrency-Cross Border) ISDA® International Swaps and Derivatives Association, Inc. MASTER AGREEMENT dated as of May 1, 2018 EDF TRADING NORTH AMERICA, LLC and SUMMER ENERGY, LLC AND SUMMER ENERGY NORTHEAST, LLC (“Party A”) (jointly and severally together, “Party B”) being a limited liability company organized and existing under the laws of the State of Delaware each being a limi |
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| August 14, 2018 |
Execution Version Exhibit 10.4 PLEDGE AGREEMENT THIS PLEDGE AGREEMENT, dated as of May 1, 2018 (as the same may be amended, amended and restated, supplemented and/or otherwise modified from time to time, this “Agreement”), by and among (i) Summer Energy Holdings, Inc., a Nevada corporation (the “Grantor”); and (ii) EDF Energy Services, LLC (“EDF”) and EDF Trading North America, LLC (“EDFT NA”, and |
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| August 14, 2018 |
SUME / Summer Energy Holdings, Inc. 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2018 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-35496 Summer Energy Holding |
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| July 3, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 27, 2018 SUMMER ENERGY HOLDINGS, INC. (Exact name of registrant as specified in its charter) Nevada (State or other jurisdiction of incorporation) 001-35496 20-2722022 (Commissio |
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| July 3, 2018 |
Amendment to Loan Documents, dated June 27, 2018 AMENDMENT TO CERTAIN LOAN DOCUMENTS THIS AMENDMENT TO CERTAIN LOAN DOCUMENTS (“Amendment”) is made and executed as of the 27th day of June, 2018 (“Effective Date”), by and among SUMMER ENERGY, LLC, a Texas limited liability company (“Borrower”), SUMMER ENERGY HOLDINGS, INC. |
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| June 13, 2018 |
Submission of Matters to a Vote of Security Holders 8-K 1 sume8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 8, 2018 SUMMER ENERGY HOLDINGS, INC. (Exact name of registrant as specified in its charter) Nevada (State or other jurisdiction of incorporation) 001-35496 2 |
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| May 15, 2018 |
SUME / Summer Energy Holdings, Inc. 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2018 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-35496 SUMMER ENERGY HOLDIN |
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| May 4, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 1, 2018 SUMMER ENERGY HOLDINGS, INC. (Exact name of registrant as specified in its charter) Nevada (State or other jurisdiction of incorporation) 001-35496 20-2722022 (Commission |
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| April 26, 2018 |
DEF 14A 1 sumedef14a.htm DEF 14A SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: oPreliminary Proxy Statement oConfidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) xDefinitive Proxy Statement oDefinitive Additional Materials oSol |
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| April 26, 2018 |
SUME / Summer Energy Holdings, Inc. DEFA 14A DEFA14A 1 sumedefa14a.htm DEFA 14A |
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| April 23, 2018 |
SUME / Summer Energy Holdings, Inc. / Larose Albert Jr - SCHEDULE 13D Activist Investment SC 13D 1 sumesc13d.htm SCHEDULE 13D CUSIP No. 865634 109 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No.)* Summer Energy Holdings, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 865634 109 (CUSIP Number) Albert LaRose, Jr. 4747 Research Forest Drive, Suite 18 |
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| April 19, 2018 |
Securities Purchase Agreement dated April 13, 2018 Exhibit 10.1 SECURITIES PURCHASE AGREEMENT THIS SECURITIES PURCHASE AGREEMENT (“Agreement”) is made effective as of the 13th day of April, 2018, by and between Summer Energy Holdings, Inc., a Nevada corporation (the “Company”), and LaRose Holdings, LLLP, a Delaware limited liability limited partnership (“Purchaser”). RECITALS WHEREAS, Purchaser wishes to purchase from the Company, and the Company |
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| April 19, 2018 |
Exhibit 10.2 REGISTRATION RIGHTS AGREEMENT THIS REGISTRATION RIGHTS AGREEMENT (the “Agreement”) is made and entered into by and between Summer Energy Holdings, Inc., a Nevada corporation (the “Company”), and the “Purchaser” signatory hereto and who has executed and delivered to the Company an Securities Purchase Agreement to purchase certain securities described therein. The parties hereby agree a |
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| April 19, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 13, 2018 SUMMER ENERGY HOLDINGS, INC. (Exact name of registrant as specified in its charter) Nevada (State or other jurisdiction of incorporation) 001-35496 20-2722022 (Commissio |
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| March 29, 2018 |
Exhibit 10.41 PROMISSORY NOTE USD $80,000 Houston, Texas Effective January 8, 2018 FOR VALUE RECEIVED, Summer Energy Holdings, Inc., a Nevada corporation (“Borrower”), promises to pay to Pinnacle Power, LLC, a Pennsylvania limited liability company, (“Lender”), or its order, at such place as Lender may from time to time designate in writing, the sum of Eighty Thousand Dollars ($80,000) (the “Loan” |
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| March 29, 2018 |
SUME / Summer Energy Holdings, Inc. 10-K (Annual Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2017. [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-35496 SUMMER ENERGY HOLDINGS, |
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| March 29, 2018 |
EX-10.39 6 sumeex10z39.htm EXHIBIT 10.39 Exhibit 10.39 PROMISSORY NOTE USD $125,000 Houston, Texas Effective January 3, 2018 FOR VALUE RECEIVED, Summer Energy Holdings, Inc., a Nevada corporation (“Borrower”), promises to pay to , an individual (“Lender”), or its order, at such place as Lender may from time to time designate in writing, the sum of One Hundred Twenty Five Thousand Dollars ($125,000 |
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| March 29, 2018 |
Exhibit 21.1 SUMMER ENERGY HOLDINGS, INC. LIST OF SUBSIDIARIES Entity State of Incorporation Percentage of Ownership Summer Energy, LLC Texas 100% Summer EM Marketing, LLC Texas 100% Summer Energy of Ohio, LLC Texas 100% Summer Energy Northeast, LLC Texas 100% 1 |
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| March 29, 2018 |
1 2 3 4 5 6 7 8 9 10 11 12 13 14 |
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| March 29, 2018 |
Exhibit 10.37 FIRST AMENDMENT TO EMPLOYMENT AGREEMENT THIS FIRST AMENDMENT TO EMPLOYMENT AGREEMENT (this “Amendment”) is made and entered into effective as of October 20, 2017 (the “Effective Date”) by and between Summer Energy Holdings, Inc., a Nevada corporation (“Employer”), and Jaleea George (“Employee”). RECITALS A. Employer and Employee are parties to that certain Employment Agreement dated |
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| March 29, 2018 |
Exhibit 10.36 FIRST AMENDMENT TO EMPLOYMENT AGREEMENT THIS FIRST AMENDMENT TO EMPLOYMENT AGREEMENT (this “Amendment”) is made and entered into effective as of October 20, 2017 (the “Effective Date”) by and between Summer Energy Holdings, Inc., a Nevada corporation (“Employer”), and Neil Leibman (“Employee”). RECITALS A. Employer and Employee are parties to that certain Employment Agreement dated a |
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| March 29, 2018 |
Promissory Note by Summer Energy Holdings, Inc. in favor of Neil Leibman dated January 8, 2018. EX-10.40 7 sumeex10z40.htm EXHIBIT 10.40 Exhibit 10.40 PROMISSORY NOTE USD $373,000 Houston, Texas Effective January 8, 2018 FOR VALUE RECEIVED, Summer Energy Holdings, Inc., a Nevada corporation (“Borrower”), promises to pay to Neil Leibman, an individual (“Lender”), or its order, at such place as Lender may from time to time designate in writing, the sum of Three Hundred Seventy Three Thousand D |
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| March 29, 2018 |
EX-10.35 2 sumeex10z35.htm EXHIBIT 10.35 Exhibit 10.35 FIRST AMENDMENT TO EMPLOYMENT AGREEMENT THIS FIRST AMENDMENT TO EMPLOYMENT AGREEMENT (this “Amendment”) is made and entered into effective as of October 20, 2017 (the “Effective Date”) by and between Summer Energy Holdings, Inc., a Nevada corporation (“Employer”), and Angela Hanley (“Employee”). RECITALS A. Employer and Employee are parties to |
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| February 23, 2018 |
SUME / Summer Energy Holdings, Inc. 8-K (Current Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 20, 2018 SUMMER ENERGY HOLDINGS, INC. (Exact name of registrant as specified in its charter) Nevada (State or other jurisdiction of incorporation) 001-35496 20-2722022 (Commi |
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| February 23, 2018 |
EX-10.3 4 sumeex10z3.htm EXHIBIT 10.3 (Bilateral Form)(ISDA Agreements Subject to New York Law Only) ISDAÒ International Swaps and Derivatives Association, Inc. CREDIT SUPPORT ANNEX to the Schedule to the ISDA Master Agreement dated as of February 21, 2018 between EDF Energy Services, LLC Summer Energy Northeast, LLC (formerly: REP Energy, LLC) Party A Party B This Annex supplements, forms part of |
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| February 23, 2018 |
Execution Version Guaranty Guaranty, dated as of February 21, 2018 by Summer Energy Holdings, Inc. |
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| February 23, 2018 |
(Multicurrency-Cross Border) ISDA? International Swaps and Derivatives Association, Inc. |
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| February 23, 2018 |
2018 Stock Option and Stock Award Plan SUMMER ENERGY HOLDINGS, INC. 2018 STOCK OPTION AND STOCK AWARD PLAN 1. Establishment, Purpose and Term of Plan. 1.1 Establishment. This Summer Energy Holdings, Inc. 2018 Stock Option and Stock Award Plan (the ?Plan?) shall become effective upon the date that it is approved by the stockholders of Summer Energy Holdings, Inc. (the ?Company?). 1.2 Purpose. The purpose of the Plan is to advance the in |
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| February 23, 2018 |
SECURITY AGREEMENT THIS SECURITY AGREEMENT, dated as of February 21, 2018 (as amended, supplemented, or otherwise modified from time to time, this ?Agreement?), between Summer Energy Northeast, LLC (formerly: REP Energy, LLC), a Texas limited liability company (?Grantor?), as Grantor, and EDF Energy Services, LLC, a Delaware limited liability company, as secured party (the ?Secured Party?): RECITA |
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| February 20, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 20, 2017 SUMMER ENERGY HOLDINGS, INC. (Exact name of registrant as specified in its charter) Nevada (State or other jurisdiction of incorporation) 001-35496 20-2722022 (Commis |
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| November 14, 2017 |
SUME / Summer Energy Holdings, Inc. 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2017 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-35496 SUMMER ENERGY HO |
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| November 7, 2017 |
Exhibit 99.1 www.summerenergy.com SYMBOL: SUME Summer Energy Holdings, Inc. announces acquisition of REP Energy, LLC. For Immediate Release: Houston, Texas ?November 7, 2017 Summer Energy Holdings, Inc., the parent company of Summer Energy, LLC, a retail electric provider based in Houston, Texas, announced today that it had acquired REP Energy, LLC. REP Energy, a retail electric provider operating |
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| November 7, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 20, 2017 SUMMER ENERGY HOLDINGS, INC. (Exact name of registrant as specified in its charter) Nevada (State or other jurisdiction of incorporation) 001-35496 20-2722022 (Commis |
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| November 7, 2017 |
Exhibit 10.2 MEMBERSHIP INTEREST PURCHASE AGREEMENT among SUMMER ENERGY HOLDINGS, INC., REP ENERGY, LLC, and THE MEMBERS OF REP ENERGY, LLC Effective November 1, 2017 MEMBERSHIP INTEREST PURCHASE AGREEMENT THIS MEMBERSHIP INTEREST PURCHASE AGREEMENT (this ?Agreement?), dated as of November 1, 2017, is entered into by and among Summer Energy Holdings, Inc., a Nevada corporation (?Buyer?), REP Energ |
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| November 7, 2017 |
Exhibit 10.1 |
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| August 23, 2017 |
August 21, 2107 Securities and Exchange Commission 100 F. Street, N.E. Washington, DC 20549 Ladies and Gentlemen: We have read item 4.01(a) of Form 8-K dated August 21, 2017, of Summer Energy Holdings, Inc. and are in agreement with the statements contained therein. /s/ LBB & Associates LTD., LLP Houston, Texas |
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| August 23, 2017 |
Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant 8-K 1 sume8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 21, 2017 SUMMER ENERGY HOLDINGS, INC. (Exact name of registrant as specified in its charter) Nevada (State or other jurisdiction of incorporation) 001-3549 |
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| August 11, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2017 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-35496 Summer Energy Holding |
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| June 22, 2017 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 19, 2017 SUMMER ENERGY HOLDINGS, INC. (Exact name of registrant as specified in its charter) Nevada (State or other jurisdiction of incorporation) 001-35496 20-2722022 (Commissio |
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| May 15, 2017 |
10-Q 1 sume10q.htm 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2017 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-35 |
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| May 9, 2017 |
Summer Energy Holdings DEFR14A SCHEDULE 14A (Amendment No. 1) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy Statement o Definitive Additional Materials o Soliciting Ma |
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| April 28, 2017 |
Summer Energy Holdings DEF 14A SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy Statement o Definitive Additional Materials o Soliciting Material under Rule 14a-12 SUMMER ENERGY HOLDINGS, INC. |
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| March 30, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2016. [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-35496 SUMMER ENERGY HOLDINGS, |
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| March 30, 2017 |
SUMMER ENERGY HOLDINGS, INC. LIST OF SUBSIDIARIES Exhibit 21.1 SUMMER ENERGY HOLDINGS, INC. LIST OF SUBSIDIARIES Entity State of Incorporation Percentage of Ownership Summer Energy, LLC Texas 100% Summer EM Marketing, LLC Texas 100% Summer Energy of Ohio, LLC Texas 100% |
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| January 4, 2017 |
EX-10.1 2 ex101.htm EXHIBIT 10.1 Exhibit 10.1 EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (this "Agreement") by and between SUMMER ENERGY HOLDINGS, INC., a Nevada corporation ("Employer"), and Jaleea P. George ("Employee" and, together with Employer, the "Parties") is entered into and made effective as of January 1, 2017 (the "Effective Date"). A. Employer is the parent company of Summer Energy |
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| January 4, 2017 |
Exhibit 10.2 EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (this " Agreement") by and between SUMMER ENERGY HOLDINGS, INC., a Nevada corporation (" Employer"), and Neil M. Leibman (" Employee" and, together with Employer, the " Parties") is entered into and made effective as of January 1, 2017 (the " Effective Date"). A. Employer is the parent company of Summer Energy, LLC, a Texas limited liabil |
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| January 4, 2017 |
EX-10.3 4 ex103.htm EXHIBIT 10.3 Exhibit 10.3 EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (this "Agreement") by and between SUMMER ENERGY HOLDINGS, INC., a Nevada corporation ("Employer"), and Angela Hanley ("Employee" and, together with Employer, the "Parties") is entered into and made effective as of January 1, 2017 (the "Effective Date"). A. Employer is the parent company of Summer Energy, L |
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| January 4, 2017 |
Summer Energy Holdings 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 1, 2017 SUMMER ENERGY HOLDINGS, INC. (Exact name of registrant as specified in its charter) Nevada (State or other jurisdiction of incorporation) 001-35496 20-2722022 (Commiss |
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| November 14, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2016 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-35496 SUMMER ENERGY HO |
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| August 19, 2016 |
Unregistered Sales of Equity Securities UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 15, 2016 SUMMER ENERGY HOLDINGS, INC. (Exact name of registrant as specified in its charter) Nevada (State or other jurisdiction of incorporation) 001-35496 20-2722022 (Commiss |
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| August 11, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2016 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-35496 Summer Energy Holding |
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| July 6, 2016 |
EX-10.1 2 ex101.htm EXHIBIT 10.1 Exhibit 10.1 LOAN AGREEMENT THIS LOAN AGREEMENT ("Agreement") is made as of the 29th day of June, 2016 by and among SUMMER ENERGY, LLC, a Texas limited liability company ("Borrower"), SUMMER ENERGY HOLDINGS, INC., a Nevada Corporation ("Guarantor"), and BLUE WATER CAPITAL FUNDING, LLC, a Florida limited liability company ("Lender"). RECITALS A. The Borrower has req |
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| July 6, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 29, 2016 SUMMER ENERGY HOLDINGS, INC. (Exact name of registrant as specified in its charter) Nevada (State or other jurisdiction of incorporation) 001-35496 20-2722022 (Commissio |
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| July 6, 2016 |
EX-10.4 5 ex104.htm EXHIBIT 10.4 Exhibit 10.4 REVOLVING PROMISSORY NOTE $5,000,000.00 Houston, Texas June 29, 2016 FOR VALUE RECEIVED, Summer Energy, LLC, a Texas limited liability company, at 800 Bering Drive, Suite 260, Houston, Texas 77057-2228 ("Borrower"), hereby promises to pay to the order of Blue Water Capital Funding, LLC, a Florida limited liability company at 9855 West 78th Street, Suit |
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| July 6, 2016 |
Exhibit 10.2 SECURITY AGREEMENT THIS SECURITY AGREEMENT (the " Security Agreement") is executed as of June 29, 2016, by Summer Energy, LLC, a Texas limited liability company, whose address is 800 Bering Drive, Suite 260, Houston, Texas 77057-2228 (hereinafter called " Borrower") to and in favor of Blue Water Capital Funding, LLC, a Florida limited liability company, whose address is 9855 West 78th |
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| July 6, 2016 |
Exhibit 10.3 GUARANTY THIS GUARANTY (the " Guaranty") is made effective as of June 29, 2016, by SUMMER ENERGY HOLDINGS, INC., a Nevada corporation (the " Guarantor"), for the benefit of BLUE WATER CAPITAL FUNDING, LLC, a Florida limited liability company (" Lender"), with reference to the following facts: A. Lender has agreed to make a loan (the "Loan") to SUMMER ENERGY, LLC, a Texas limited liabi |
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| May 23, 2016 |
Unregistered Sales of Equity Securities UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 18, 2016 SUMMER ENERGY HOLDINGS, INC. (Exact name of registrant as specified in its charter) Nevada (State or other jurisdiction of incorporation) 001-35496 20-2722022 (Commission |
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| May 12, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2016 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-35496 Summer Energy Holdin |
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| April 26, 2016 |
Summer Energy Holdings DEFA 14A DEFA14A 1 sumedefa14a04262016.htm DEFA 14A |
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| April 22, 2016 |
Summer Energy Holdings DEF 14A SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy Statement ? Definitive Additional Materials ? Soliciting Material under Rule 14a-12 SUMMER ENERGY HOLDINGS, INC. |
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| March 30, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2015. [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-35496 SUMMER ENERGY HOLDINGS, |
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| March 30, 2016 |
SUMMER ENERGY HOLDINGS, INC. LIST OF SUBSIDIARIES Exhibit 21.1 SUMMER ENERGY HOLDINGS, INC. LIST OF SUBSIDIARIES Entity State of Incorporation Percentage of Ownership Summer Energy, LLC Texas 100% Summer EM Marketing, LLC Texas 100% Summer Energy of Ohio, LLC Ohio 100% |
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| November 13, 2015 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 13, 2015 SUMMER ENERGY HOLDINGS, INC. (Exact name of registrant as specified in its charter) Nevada (State or other jurisdiction of incorporation) 001-35496 20-2722022 (Commi |
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| November 13, 2015 |
www.summerenergy.com SYMBOL: SUME Summer Energy Reports Third Quarter 2015 Financial Results ex991.htm Exhibit 99.1 www.summerenergy.com SYMBOL: SUME Summer Energy Reports Third Quarter 2015 Financial Results For Immediate Release: Houston, Texas ? November 13, 2015 Summer Energy Holdings, Inc. (OTCQB: SUME) (the ?Company?), the parent company of Summer Energy, LLC, a fast-growing retail electric provider in Houston, Texas, reported positive financial results for the third quarter of 2015 |
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| November 12, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2015 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-35496 SUMMER ENERGY HO |
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| August 13, 2015 |
Financial Statements and Exhibits, Other Events 8-K 1 summer8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 12, 2015 SUMMER ENERGY HOLDINGS, INC. (Exact name of registrant as specified in its charter) Nevada (State or other jurisdiction of incorporation) 001-35 |
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| August 13, 2015 |
EX-99.1 2 ex991.htm EXHIBIT 99.1 Exhibit 99.1 www.summerenergy.com SYMBOL: SUME Summer Energy Reports Second Quarter 2015 Financial Results and surpasses 100,000 RCEs For Immediate Release: Houston, Texas – August 12, 2015 Summer Energy Holdings, Inc. (OTCQB: SUME) (the “Company”), the parent company of Summer Energy, LLC, a fast-growing retail electric provider in Houston, Texas, reported positiv |
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| August 12, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2015 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-35496 Summer Energy Holding |
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| July 2, 2015 |
sumes807012015.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 SUMMER ENERGY HOLDINGS, INC. (Exact name of registrant as specified in its charter) Nevada 20-2722022 (State or other jurisdiction of incorporation) (IRS Employer Identification No.) 800 Bering Drive, Suite 260 Houston, Texas 77057 (Address of |
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| June 15, 2015 |
exhibit991.htm Exhibit 99.1 EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (this “Agreement”) by and between SUMMER ENERGY HOLDINGS, INC., a Nevada corporation (“Employer”), and Angela Hanley (“Employee” and, together with Employer, the “Parties”) is entered into and made effective as of June 10, 2015 (the “Effective Date”). A. Employer is the parent company of Summer Energy, LLC, a Texas limited |
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| June 15, 2015 |
8-K 1 sume8k06152015.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 9, 2015 SUMMER ENERGY HOLDINGS, INC. (Exact name of registrant as specified in its charter) Nevada (State or other jurisdiction of incorporation) 001 |
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| June 2, 2015 |
SUME / Summer Energy Holdings, Inc. / Bursten Andrew - SCHEDULE 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No.)* Summer Energy Holdings, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 865634 109 (CUSIP Number) Summer Energy Holdings, Inc. 800 Bering Drive, Suite 260, Houston, Texas, 77057 713-375-2790 (Name, Address and |
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| May 18, 2015 |
Summer Energy Holdings 8-K (Current Report/Significant Event) summer8k05182015.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 18, 2015 SUMMER ENERGY HOLDINGS, INC. (Exact name of registrant as specified in its charter) Nevada (State or other jurisdiction of incorporation) 001-35496 2 |
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| May 18, 2015 |
www.summerenergy.com SYMBOL: SUME Summer Energy Reports First Quarter 2015 Financial Results ex991.htm Exhibit 99.1 www.summerenergy.com SYMBOL: SUME Summer Energy Reports First Quarter 2015 Financial Results For Immediate Release: Houston, Texas ? May 18, 2015 Summer Energy Holdings, Inc. (OTCQB: SUME) (the ?Company?), the parent company of Summer Energy, LLC, a fast-growing retail electric provider in Houston, Texas reported positive financial results for the first quarter of 2015. Thes |
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| May 15, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2015 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-35496 Summer Energy Holdin |
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| April 29, 2015 |
SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: oPreliminary Proxy Statement oConfidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) xDefinitive Proxy Statement oDefinitive Additional Materials oSoliciting Material under Rule 14a-12 SUMMER ENERGY HOLDINGS, INC. |
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| April 29, 2015 | ||
| April 1, 2015 |
www.summerenergy.com SYMBOL: SUME exhibit991.htm Exhibit 99.1 www.summerenergy.com SYMBOL: SUME Summer Energy Reports Full Year 2014 Financial Results For Immediate Release: Houston, Texas ? April 1, 2015 Summer Energy Holdings, Inc. (OTCQB: SUME) (the ?Company?), the parent company of Summer Energy, LLC, a fast-growing retail electric provider in Texas, reported financial results for the year ended December 31, 2014 which reflect |
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| April 1, 2015 |
Summer Energy Holdings 8-K (Current Report/Significant Event) sumer8k04012015.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 1, 2015 SUMMER ENERGY HOLDINGS, INC. (Exact name of registrant as specified in its charter) Nevada (State or other jurisdiction of incorporation) 001-35496 2 |
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| March 31, 2015 |
Exhibit 21.1 SUMMER ENERGY HOLDINGS, INC. LIST OF SUBSIDIARIES Entity State of Incorporation Percentage of Ownership Summer Energy, LLC Texas 100% Summer EM Marketing, LLC Texas 100% |
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| March 31, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2014. [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-35496 SUMMER ENERGY HOLDINGS, |
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| March 31, 2015 |
SECURITIES PURCHASE AGREEMENT PLEASE READ THE FOLLOWING LEGENDS CAREFULLY: Exhibit 10.30 SECURITIES PURCHASE AGREEMENT PLEASE READ THE FOLLOWING LEGENDS CAREFULLY: SUMMER ENERGY HOLDINGS, INC. (THE “COMPANY”) IS OFFERING TO SELL SECURITIES (COLLECTIVELY THE “SECURITIES”), INCLUDING (I) 100,000 UNITS AT A PRICE OF $1.00 PER UNIT, WITH EACH UNIT CONSISTING OF (A) ONE SHARE OF THE COMPANY’S COMMON STOCK, AND (B) A WARRANT TO PURCHASE ONE SHARE OF THE COMPANY’S COMMON STOCK, |
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| March 5, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 2, 2015 SUMMER ENERGY HOLDINGS, INC. (Exact name of registrant as specified in its charter) Nevada (State or other jurisdiction of incorporation) 001-35496 20-2722022 (Commissio |
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| March 5, 2015 |
exhibit102.htm Exhibit 10.2 SECOND LIEN SECURITY AGREEMENT dated as of March 2, 2015 between SUMMER ENERGY, LLC and BLACK INK ENERGY, LLC TABLE OF CONTENTS Page ARTICLE I DEFINITIONS 1 Section 1.1 Defined Terms 1 Section 1.2 UCC Definitions 3 ARTICLE II SECURITY INTERESTS 3 Section 2.1 Grant of Security Interests 3 Section 2.2 Continuing Liability of the Grantor 3 Section 2.3 Sales and Collections |
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| March 5, 2015 |
exhibit104.htm Exhibit 10.4 NEITHER THIS SECURITY NOR THE SECURITIES INTO WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN |
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| March 5, 2015 |
EX-10.3 4 exhibit103.htm EXHIBIT 10.3 Exhibit 10.3 SECOND LIEN MEMBERSHIP INTEREST PLEDGE AGREEMENT dated as of March 2, 2015 by SUMMER ENERGY HOLDINGS, INC. in favor of BLACK INK ENERGY, LLC TABLE OF CONTENTS Page ARTICLE I DEFINITIONS 1 Section 1.01 Definitions 1 Section 1.02 UCC Terms 1 ARTICLE II THE SECURITY INTERESTS 1 Section 2.01 The Security Interests 1 Section 2.02 Security for Obligatio |
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| March 5, 2015 |
exhibit101.htm Exhibit 10.1 SECOND LIEN TERM LOAN AGREEMENT dated as of March 2, 2015 between BLACK INK ENERGY, LLC and SUMMER ENERGY, LLC TABLE OF CONTENTS ARTICLE I. GENERAL DEFINITIONS 1 Section 1.1 Definitions 1 Section 1.2 Accounting Terms and Determinations 3 ARTICLE II. THE CREDITS 3 Section 2.1 Term Loan 3 Section 2.2 Notice of Borrowing 3 Section 2.3 No Note 3 Section 2.4 Reserved 3 Secti |
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| January 27, 2015 |
EX-10.1 2 exhibit101.htm EXHIBIT 10.1 Exhibit 10.1 EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (this “Agreement”) by and between SUMMER ENERGY HOLDINGS, INC., a Nevada corporation (“Employer”), and Jaleea P. George (“Employee” and, together with Employer, the “Parties”) is entered into and made effective as of January 1, 2015 (the “Effective Date”). A. Employer is the parent company of Summer E |
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| January 27, 2015 |
8-K 1 summerenergy8k01262015.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 21, 2015 SUMMER ENERGY HOLDINGS, INC. (Exact name of registrant as specified in its charter) Nevada (State or other jurisdiction of incorp |
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| January 27, 2015 |
Exhibit 10.2 EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (this “Agreement”) by and between SUMMER ENERGY HOLDINGS, INC., a Nevada corporation (“Employer”), and Neil M. Leibman (“Employee” and, together with Employer, the “Parties”) is entered into and made effective as of January 1, 2015 (the “Effective Date”). A. Employer is the parent company of Summer Energy, LLC, a Texas limited liability c |
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| January 2, 2015 |
SUME / Summer Energy Holdings, Inc. / OLEARY TOM DAVIS - SCHEDULE 13D Activist Investment SC 13D 1 sc13d01022015.htm SCHEDULE 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No.)* Summer Energy Holdings, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 865634 109 (CUSIP Number) Summer Energy Holdings, Inc. 800 Bering Drive, Suite 260, Houston, Texas |
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| January 2, 2015 |
SUME / Summer Energy Holdings, Inc. / LEIBMAN NEIL - SCHEDULE 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 4)* Summer Energy Holdings, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 865634 109 (CUSIP Number) Summer Energy Holdings, Inc. 800 Bering Drive, Suite 260, Houston, Texas, 77057 713-375-2790 (Name, Address |
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| November 14, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2014 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-35496 SUMMER ENERGY HO |
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| October 10, 2014 |
SUME / Summer Energy Holdings, Inc. CT ORDER - - begin 644 filename1.pdf M)5!$1BTQ+C4-)>+CS],-"C$P(#`@;V)J#3P\+TQI;F5A7!E+UA2968O5ULQ(#(@,5T^/G-T#0IE;F1S M=')E86T-96YD;V)J#7-T87)T>')E9@T*,`T*)25%3T8-"B`@("`@("`@#0HR M,B`P(&]B:@T\/"]&:6QT97(O1FQA=&5$96-O9&4O22`X-"],(#8X+TQE;F=T M:"`V,2]3(#,X/CYS=')E86T-"FC>8F!@8&9@8.)G``(.2094P`C$+`P<#7!E+T-A=&%L;V<^/@UE;F1O8FH-,3(@ M,"!O8FH-/#PO0V]N=&5N=',@,30@,"!2+T-R;W!";WA;,"`P(#8Q,B`W.3)= M+TUE9&EA0F]X6S`@," |
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| August 26, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 20, 2014 SUMMER ENERGY HOLDINGS, INC. (Exact name of registrant as specified in its charter) Nevada (State or other jurisdiction of incorporation) 001-35496 20-2722022 (Commiss |
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| August 14, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2014 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-35496 SUMMER ENERGY HOLDING |
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| June 19, 2014 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 13, 2014 SUMMER ENERGY HOLDINGS, INC. (Exact name of registrant as specified in its charter) Nevada (State or other jurisdiction of incorporation) 001-35496 20-2722022 (Commissio |
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| May 15, 2014 |
EX-10.2 3 exhibit102.htm EXHIBIT 10.2 Exhibit 10.2 ISDAâ International Swap Dealers Association, Inc. 2002 MASTER AGREEMENT dated as of April 1, 2014 between DTE Energy Trading, Inc. (“Party A”) and Summer Energy, LLC (“Party B”) have entered and/or anticipate entering into one or more transactions (each a “Transaction”) that are or will be governed by this 2002 Master Agreement, which includes th |
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| May 15, 2014 |
Exhibit 10.1 [PORTIONS OF THIS EXHIBIT HAVE BEEN REDACTED PURSUANT TO A REQUEST FOR CONFIDENTIAL TREATMENT AND FILED SEPARATELY WITH THE SECURITIES AND EXCHANGE COMMISSION.] ENERGY MARKETING AGREEMENT for Electric Power Between DTE ENERGY TRADING, INC. a Michigan corporation with offices at 414 South Main Street, Suite 200 Ann Arbor, MI 48104 Telephone: (734) 887 - 2121 Fax: (734) 887 - 2235 and S |
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| May 15, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2014 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-35496 Summer Energy Holdin |
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| May 15, 2014 |
EX-10.6 7 exhibit106.htm EXHIBIT 10.6 Exhibit 10.6 |
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| May 15, 2014 |
EX-10.3 4 exhibit103.htm EXHIBIT 10.3 Exhibit 10.3 [PORTIONS OF THIS EXHIBIT HAVE BEEN REDACTED PURSUANT TO A REQUEST FOR CONFIDENTIAL TREATMENT AND FILED SEPARATELY WITH THE SECURITIES AND EXCHANGE COMMISSION.] CREDIT AGREEMENT dated as of April 1, 2014 between DTE ENERGY TRADING, INC. and SUMMER ENERGY, LLC [PORTIONS OF THIS EXHIBIT HAVE BEEN REDACTED PURSUANT TO A REQUEST FOR CONFIDENTIAL TREAT |
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| May 15, 2014 |
EX-10.7 8 exhibit107.htm EXHIBIT 10.7 Exhibit 10.7 |
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| May 15, 2014 |
Exhibit 10.5 MEMBERSHIP INTEREST PLEDGE AGREEMENT dated as of April 1 , 2014 by SUMMER ENERGY, LLC in favor of DTE ENERGY TRADING, INC. TABLE OF CONTENTS* Page ARTICLE I DEFINITIONS Section 1.01 Definitions Section 1.02 UCC Terms ARTICLE II THE SECURITY INTERESTS Section 2.01 The Security Interests Section 2.02 Security for Obligations Section 2.03 Delivery of Pledged Collateral Section 2.04 Termi |
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| May 15, 2014 |
EX-10.4 5 exhibit104.htm EXHIBIT 10.4 Exhibit 10.4 SECURITY AGREEMENT dated as of April 1, 2014 between SUMMER ENERGY, LLC and DTE ENERGY TRADING, INC. TABLE OF CONTENTS* Page ARTICLE I DEFINITIONS Section 1.1 Defined Terms Section 1.2 UCC Definitions ARTICLE II SECURITY INTERESTS Section 2.1 Grant of Security Interests Section 2.2 Continuing Liability of the Client Section 2.3 Sales and Collectio |
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| May 1, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 25, 2014 SUMMER ENERGY HOLDINGS, INC. (Exact name of registrant as specified in its charter) Nevada (State or other jurisdiction of incorporation) 001-35496 20-2722022 (Commissi |
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| April 29, 2014 |
SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant Filed by a Party other than the Registrant Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy Statement o Definitive Additional Materials o Soliciting Material under Rule 14a-12 SUMMER ENERGY HOLDINGS, INC. |
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| April 15, 2014 |
SUMMER ENERGY HOLDINGS, INC. LIST OF SUBSIDIARIES Exhibit 21.1 SUMMER ENERGY HOLDINGS, INC. LIST OF SUBSIDIARIES Entity State of Incorporation Percentage of Ownership Summer Energy, LLC Texas 100% Summer EM Marketing, LLC Texas 100% |
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| April 15, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2013. [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-35496 SUMMER ENERGY HOLDINGS, |
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| March 25, 2014 |
UNITED STATES OMB APPROVAL SECURITIES AND EXCHANGE COMMISSION OMB Number: 3235-0058 Expires: August 31, 2015 Washington, D. |
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| March 19, 2014 |
SUME / Summer Energy Holdings, Inc. / SUMMER ENERGY HOLDINGS INC - 13D/A Activist Investment SC 13D/A 1 summersc13da03192014.htm 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 3)* Summer Energy Holdings, Inc. (Name of Issuer) Common Stock, par value $0.001 per share Series A Preferred Stock, par value $0.001 per share Series B Preferred Stock, par value $0.001 per share (Title of Class o |
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| February 24, 2014 |
EX-10.1 3 exhibit101.htm EXHIBIT 10.1 Exhibit 10.1 SERIES B PREFERRED STOCK PURCHASE AGREEMENT THIS SERIES B PREFERRED STOCK PURCHASE AGREEMENT (“Agreement”) is made effective as of the day of , 2014, by and among Summer Energy Holdings, Inc., a Nevada corporation (the “Company”), and the undersigned investor (the “Investor”). RECITALS WHEREAS, the Company has authorized (a) the sale and issuance |
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| February 24, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 19, 2014 SUMMER ENERGY HOLDINGS, INC. (Exact name of registrant as specified in its charter) Nevada (State or other jurisdiction of incorporation) 001-35496 20-2722022 (Commi |
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| February 24, 2014 |
Exhibit 3.1 CERTIFICATE OF DESIGNATION OF RIGHTS, PREFERENCES, PRIVILEGES AND RESTRICTIONS FOR SUMMER ENERGY HOLDINGS, INC. SERIES B PREFERRED STOCK (3,000,000 Shares Authorized) Definitions. For purposes of this Designation of Rights, Preferences, Privileges and Restrictions (the “Designation of Rights”), the following definitions shall apply: (a) “Company” shall mean Summer Energy Holdings, Inc. |
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| February 6, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 3, 2014 SUMMER ENERGY HOLDINGS, INC. (Exact name of registrant as specified in its charter) Nevada (State or other jurisdiction of incorporation) 001-35496 20-2722022 (Commis |
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| February 6, 2014 |
FIRST AMENDMENT TO EXECUTIVE EMPLOYMENT AGREEMENT EX-10.1 2 exhibit101.htm EXHIBIT 10.1 Exhibit 10.1 FIRST AMENDMENT TO EXECUTIVE EMPLOYMENT AGREEMENT This First Amendment to Executive Employment Agreement (this “Amendment”) is made and entered into effective as of February 3, 2014 (the “Effective Date”) by and between Summer Energy Holdings, Inc., a Nevada corporation (the “Company”), and Angela Hanley (“Executive”). RECITALS A. Company and Exec |
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| November 14, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2013 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-35496 SUMMER ENERGY HO |
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| October 8, 2013 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 4, 2013 SUMMER ENERGY HOLDINGS, INC. (Exact name of registrant as specified in its charter) Nevada (State or other jurisdiction of incorporation) 001-35496 20-2722022 (Commissi |
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| September 11, 2013 |
SUME / Summer Energy Holdings, Inc. / LEIBMAN NEIL - SCHEDULE 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* Summer Energy Holdings, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 865634 109 (CUSIP Number) Summer Energy Holdings, Inc. 800 Bering Drive, Suite 260, Houston, Texas, 77057 713-375-2790 (Name, Address |
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| September 4, 2013 |
EX-10.1 3 ex101.htm EXHIBIT 10.1 Exhibit 10.1 AGREEMENT TO ASSIST WITH CREDIT FACILITY THIS AGREEMENT TO ASSIST WITH CREDIT FACILITY (this “Agreement”) is made and entered into effective this 29th day of August, 2013 (the “Effective Date”), by and among the Assisting Party listed below, and Summer Energy Holdings, Inc., a Nevada corporation (sometimes referred to as the “Issuer” and sometimes refe |
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| September 4, 2013 |
EX-3.1 2 ex31.htm EXHIBIT 3.1 Exhibit 3.1 |
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| September 4, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 29, 2013 SUMMER ENERGY HOLDINGS, INC. (Exact name of registrant as specified in its charter) Nevada (State or other jurisdiction of incorporation) 001-35496 20-2722022 (Commiss |
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| August 14, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2013 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-35496 SUMMER ENERGY HOLDING |
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| June 6, 2013 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 4, 2013 SUMMER ENERGY HOLDINGS, INC. (Exact name of registrant as specified in its charter) Nevada (State or other jurisdiction of incorporation) 001-35496 20-2722022 (Commission |
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| May 15, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2013 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-35496 Summer Energy Holdin |
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| May 3, 2013 |
SUME / Summer Energy Holdings, Inc. / LEIBMAN NEIL - SCHEDULE 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* Summer Energy Holdings, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 865634 109 (CUSIP Number) Summer Energy Holdings, Inc. 800 Bering Drive, Suite 260, Houston, Texas, 77057 713-375-2790 (Name, Address |
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| April 19, 2013 |
DEFA14A 1 summerdefa14a04192013.htm DEFA14A PROXY NOTICES |
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| April 19, 2013 |
SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy Statement o Definitive Additional Materials o Soliciting Material under Rule 14a-12 SUMMER ENERGY HOLDINGS, INC. |
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| March 28, 2013 |
EX-10.13 2 ex1013.htm EXHIBIT 10.13 Exhibit 10.13 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 43 44 45 46 47 48 49 50 51 52 53 54 55 56 57 58 59 60 61 62 63 64 65 66 67 68 69 70 71 72 73 74 75 |
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| March 28, 2013 |
Exhibit 99.3 SUMMER ENERGY HOLDINGS, INC. NOMINATING AND CORPORATE GOVERNANCE COMMITTEE CHARTER Purpose The purpose of the Corporate Governance and Nominating Committee (the ?Committee?) of Summer Energy Holdings, Inc. (the ?Company?) is to (1) identify qualified individuals to become members of the Company?s Board of Directors (the ?Board?), (2) select the director nominees to be presented for el |
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| March 28, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C.20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C.20549 FORM 10-K [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2012. [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-35496 SUMMER ENERGY HOLDINGS, |
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| March 28, 2013 |
SUMMER ENERGY HOLDINGS, INC. LIST OF SUBSIDIARIES Exhibit 21.1 SUMMER ENERGY HOLDINGS, INC. LIST OF SUBSIDIARIES Entity State of Incorporation Percentage of Ownership Summer Energy, LLC Texas 100% Summer EM Marketing, LLC Texas 100% Castwell Precast, Inc. Utah 100% |
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| March 13, 2013 |
8-K 1 summer8k03132013.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 8, 2013 SUMMER ENERGY HOLDINGS, INC. (Exact name of registrant as specified in its charter) Nevada (State or other jurisdiction of incorporation) |
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| February 14, 2013 |
EXECUTIVE EMPLOYMENT AGREEMENT Exhibit 10.3 EXECUTIVE EMPLOYMENT AGREEMENT This Executive Employment Agreement (“Agreement”) is made effective as of February 11, 2013 (“Effective Date”), by and between Summer Energy Holdings, Inc., a Nevada corporation (“Company”) and Angela Hanley (“Executive”). The parties agree as follows: 1. Employment. Company hereby employs Executive, and Executive hereby accepts such employment, upon the |
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| February 14, 2013 |
EXECUTIVE EMPLOYMENT AGREEMENT Exhibit 10.1 EXECUTIVE EMPLOYMENT AGREEMENT This Executive Employment Agreement (“Agreement”) is made effective as of February 11, 2013 (“Effective Date”), by and between Summer Energy Holdings, Inc., a Nevada corporation (“Company”) and Jaleea P. George (“Executive”). The parties agree as follows: 1. Employment. Company hereby employs Executive, and Executive hereby accepts such employment, upon |
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| February 14, 2013 |
EXECUTIVE EMPLOYMENT AGREEMENT Exhibit 10.2 EXECUTIVE EMPLOYMENT AGREEMENT This Executive Employment Agreement (“Agreement”) is made effective as of February 11, 2013 (“Effective Date”), by and between Summer Energy Holdings, Inc., a Nevada corporation (“Company”) and Roderick L. Danielson (“Executive”). The parties agree as follows: 1. Employment. Company hereby employs Executive, and Executive hereby accepts such employment, |
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| February 14, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 11, 2013 SUMMER ENERGY HOLDINGS, INC. (Exact name of registrant as specified in its charter) Nevada (State or other jurisdiction of incorporation) 001-35496 20-2722022 (Commi |
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| February 8, 2013 |
SUME / Summer Energy Holdings, Inc. / OLEARY TOM DAVIS - SCHEDULE 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* Summer Energy Holdings, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 865634 109 (CUSIP Number) January 30, 2013 (Date of Event which Requires Filing of this Statement) Check the appropriate box to design |
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| February 8, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* Summer Energy Holdings, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 865634 109 (CUSIP Number) January 30, 2013 (Date of Event which Requires Filing of this Statement) Check the appropriate box to design |
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| January 30, 2013 |
SUME / Summer Energy Holdings, Inc. / LEIBMAN NEIL - FORM 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No.)* Summer Energy Holdings, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 865634 109 (CUSIP Number) Summer Energy Holdings, Inc. 800 Bering Drive, Suite 260, Houston, Texas, 77057 713-375-2790 (Name, Address and |
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| January 23, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 21, 2012 SUMMER ENERGY HOLDINGS, INC. (Exact name of registrant as specified in its charter) Nevada (State or other jurisdiction of incorporation) 001-35496 20-2722022 (Commis |
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| January 23, 2013 |
EXECUTIVE EMPLOYMENT AGREEMENT EX-10.1 2 ex101.htm EXHIBIT 10.1 EXECUTIVE EMPLOYMENT AGREEMENT This Executive Employment Agreement (“Agreement”) is made effective as of January 21, 2013 (“Effective Date”), by and between Summer Energy Holdings, Inc., a Nevada corporation (“Company”) and Neil Leibman (“Executive”). The parties agree as follows: 1. Employment. Company hereby employs Executive, and Executive hereby accepts such em |
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| January 7, 2013 |
SUME / Summer Energy Holdings, Inc. / Roberts Meryl Lee - SCHEDULE 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* Summer Energy Holdings, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 865634 109 (CUSIP Number) December 28, 2012 (Date of Event which Requires Filing of this Statement) Check the appropriate box to desig |
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| January 7, 2013 |
SUME / Summer Energy Holdings, Inc. / LEIBMAN NEIL - SCHEDULE 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* Summer Energy Holdings, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 865634 109 (CUSIP Number) December 28, 2012 (Date of Event which Requires Filing of this Statement) Check the appropriate box to desig |
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| December 12, 2012 |
SUME / Summer Energy Holdings, Inc. / OLEARY TOM DAVIS - SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Summer Energy Holdings, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 865634 109 (CUSIP Number) December 3, 2012 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate |
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| December 12, 2012 |
POWER OF ATTORNEY KNOW ALL BY THESE PRESENTS, that the undersigned hereby constitutes and appoints each of Roderick L. |
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| December 12, 2012 |
SUME / Summer Energy Holdings, Inc. / LEIBMAN NEIL - SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Summer Energy Holdings, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 865634 109 (CUSIP Number) December 3, 2012 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate |
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| December 12, 2012 |
POWER OF ATTORNEY KNOW ALL BY THESE PRESENTS, that the undersigned hereby constitutes and appoints each of Roderick L. |
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| December 6, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 3, 2012 Summer Energy Holdings, Inc. (Exact name of registrant as specified in its charter) Nevada 001-35496 20-2722022 (State or other jurisdiction of incorporation) (Commis |
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| December 6, 2012 |
EXHIBIT 10.1 SUMMER ENERGY HOLDINGS, INC. INDEMNIFICATION AGREEMENT This Indemnification Agreement (the “Agreement”) is made and entered as of the day of , 201 by and between Summer Energy Holdings, Inc., a Nevada corporation with its principal place of business at 800 Bering Drive, Suite 260, Houston, Texas 77057 (the “Company”) and (“Indemnitee”). WITNESSETH THAT: Whereas, Indemnitee performs a |
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| December 6, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 SUMMER ENERGY HOLDINGS, INC. (Exact name of registrant as specified in its charter) Nevada 20-2722022 (State or other jurisdiction of incorporation) (IRS Employer Identification No.) 800 Bering Drive, Suite 260 Houston, Texas 77057 (Address of Principal Executive |
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| November 14, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2012 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-35496 Summer Energy Ho |
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| November 8, 2012 |
Unregistered Sales of Equity Securities 8-K 1 sume8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 7, 2012 Summer Energy Holdings, Inc. (Exact name of registrant as specified in its charter) Nevada 001-35496 20-2722022 (State or other jurisdiction of i |
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| August 14, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2012 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-35496 Summer Energy Holding |
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| May 15, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2012 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-35496 Summer Energy Holdin |
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| May 15, 2012 |
SUMMER ENERGY HOLDINGS, INC. COMPENSATION COMMITTEE CHARTER As adopted by the Board of Directors on April 2, 2012 The primary purpose of the Compensation Committee (the “Committee”) is to advise the Board of Directors (the “Board”) of Summer Energy Holdings, Inc. (the “Company”) with respect to executive compensation. I. Members The Board shall appoint a Compensation Committee of at least three (3 |
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| May 15, 2012 |
SUMMER ENERGY HOLDINGS, INC. AUDIT COMMITTEE CHARTER As adopted by the Board of Directors on April 2, 2012 I. Purposes of the Committee The primary purpose of the Audit Committee (the “Committee”) is oversight. The Committee shall assist the Board of Directors (the “Board”) of Summer Energy Holdings, Inc. (the “Company”) in fulfilling its responsibility to oversee: · Management’s conduct of the Co |
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| May 15, 2012 |
SUMMER ENERGY HOLDINGS, INC. CODE OF BUSINESS CONDUCT AND ETHICS As adopted by the Board of Directors on April 2, 2012 I.Introduction This Code of Business Conduct and Ethics (“Code”) has been adopted by our Board of Directors and summarizes the standards that must guide the actions of all employees, officers and directors of the Company and its subsidiaries. While covering a wide range of busines |
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| May 10, 2012 |
April 9, 2012 Via E-mail Mr. Roderick L. Danielson President, Chief Executive Officer and Director Summer Energy Holdings, Inc. 800 Bering Drive, Suite 260 Houston, TX 77057 Re: Summer Energy Holdings, Inc. Form 8-K Item 4.01 Filed April 6, 2012 File No. 1-35496 Dear Mr. Danielson: We have reviewed your filing and have the following comments. Please respond to this letter within ten business days |
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| May 2, 2012 |
May 2, 2012 Via E-mail Mr. Roderick L. Danielson President, Chief Executive Officer and Director Summer Energy Holdings, Inc. 800 Bering Drive, Suite 260 Houston, TX 77057 Re: Summer Energy Holdings, Inc. Form 8-K Item 4.01 Filed April 6, 2012 Form 8-K/A Item 4.01 Filed April 20, 2012 File No. 1-35496 Dear Mr. Danielson: We have completed our review of your filings. We remind you that our comments |
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| April 20, 2012 |
EX-16.1 2 ex161.htm EXHIBIT 16.1 April 18, 2012 Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 RE: Summer Energy Holdings, Inc. We have read the statements that we understand Summer Energy Holdings, Inc. will include under Item 4.01 of the Form 8-KA (Amendment No. 1) report it will file regarding the recent change of auditors. We agree with such statements made regard |
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| April 20, 2012 |
CORRESP 1 filename1.htm SUMMER ENERGY HOLDINGS, INC. April 19, 2011 VIA EDGAR Ms. Jenn Do Staff Accountant Division of Corporate Finance Securities and Exchange Commission 100 F Street NE Washington, D.C. 20549 RE: Summer Energy Holdings, Inc. Form 8-K Item 4.01 Filed April 6, 2012 File No. 1-35496 Dear Ms. Do: On behalf of Summer Energy Holdings, Inc. (the “Company”), we are filing with the Secur |
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| April 20, 2012 |
Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 2, 2012 Summer Energy Holdings, Inc. (Exact name of registrant as specified in its charter) Nevada 001-35496 20-2722022 (State or other jurisdiction of incor |
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| April 6, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Summer Energy Holdings, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 865634 109 (CUSIP Number) March 27, 2012 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate t |
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| April 6, 2012 |
Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 2, 2012 Summer Energy Holdings, Inc. (Exact name of registrant as specified in its charter) Nevada 333-144620 20-2722022 (State or other jurisdiction of incorporation) (Commissi |
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| April 6, 2012 |
8-A12B 1 summerenergy8a-04052012.htm 8-A12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 Summer Energy Holdings, Inc. (Exact name of registrant as specified in its charter) Nevada 20-2722022 (State of incorporation or organization) (IRS Emplo |
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| April 6, 2012 |
SUME / Summer Energy Holdings, Inc. / Wyleczuk Paul - SCHEDULE 13G Passive Investment SC 13G 1 sc13g-wyleczuk.htm SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Summer Energy Holdings, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 865634 109 (CUSIP Number) March 27, 2012 (Date of Event which Requires Filing of this Statement) |
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| April 6, 2012 |
SUME / Summer Energy Holdings, Inc. / George Jaleea Pyle - SCHEDULE 13D Activist Investment OMB APPROVAL OMB Number:3235-0145 Expires:February 28, 2009 Estimated average burden hours per response 14. |
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| April 6, 2012 |
SUME / Summer Energy Holdings, Inc. / Danielson Roderick Lee - SCHEDULE 13D Activist Investment OMB APPROVAL OMB Number:3235-0145 Expires:February 28, 2009 Estimated average burden hours per response 14. |
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| April 6, 2012 |
SUME / Summer Energy Holdings, Inc. / GF Holdings, Ltd. - SCHEDULE 13D Activist Investment OMB APPROVAL OMB Number:3235-0145 Expires:February 28, 2009 Estimated average burden hours per response 14. |
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| April 6, 2012 |
SUME / Summer Energy Holdings, Inc. / Roberts Meryl Lee - SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Summer Energy Holdings, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 865634 109 (CUSIP Number) March 27, 2012 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate t |
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| April 6, 2012 |
Exhibit 24.1 |
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| April 6, 2012 |
Exhibit 24.1 |
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| April 6, 2012 |
SUME / Summer Energy Holdings, Inc. / Rigell James F - SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Summer Energy Holdings, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 865634 109 (CUSIP Number) March 27, 2012 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate t |
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| April 6, 2012 |
April 5, 2012 Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 RE: Summer Energy Holdings, Inc. We have read the statements that we understand Summer Energy Holdings, Inc. will include under Item 4.01 of the Form 8-K report it will file regarding the recent change of auditors. We agree with such statements made regarding our firm. We have no basis to agree or disagree w |
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| March 30, 2012 |
Exhibit 10.4 AGREEMENT TO ASSIST WITH CREDIT FACILITY THIS AGREEMENT TO ASSIST WITH CREDIT FACILITY (this "Agreement") is made and entered into this 30th day of November, 2011 (the "Effective Date"), by and among the Assisting Party listed below, and Summer Energy, LLC, a Texas limited liability company (sometimes referred to as the "Issuer" and sometimes referred to as the "Company"). Each of the |
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| March 30, 2012 |
UNITED STATES Exhibit 10.2 Member FINRA/SIPC 488 East Winchester Street, Ste 200 Salt Lake City, UT 84107 Phone (801) 320-9606 Fax (801) 320-9610 November 1, 2011 Mr. Rod Danielson Summer Energy 800 Bering Drive Suite 260 Houston, Texas 77057 Re: Advisory Agreement Dear Mr. Danielson: This letter confirms the terms upon which Summer Energy, LLC, together with all subsidiaries, affiliates, successo |
