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| CIK | 1019361 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to ROFIN-SINAR Technologies, Inc.
SEC Filings (Chronological Order)
이 페이지는 다른 곳에서 제공하는 소유권 보고서를 제외한 SEC 보고서의 전체 리스트를 시간 순으로 정리한 것입니다.
| February 5, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* ROFIN-SINAR TECHNOLOGIES INC (Name of Issuer) Common Stock (Title of Class of Securities) 775043102 (CUSIP Number) December 31, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which |
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| November 17, 2016 |
ROFIN-SINAR Technologies 15-12G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 000-21377 ROFIN-SINAR TECHNOLOGIES INC. (Exact name of registrant as specifi |
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| November 14, 2016 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 10, 2016 (November 7, 2016) ROFIN-SINAR TECHNOLOGIES INC. (Exact name of registrant as specified in its charter) Delaware 000-21377 38-3306461 (State or other jurisdiction (Co |
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| November 14, 2016 |
Exhibit 10.1 Execution Version CREDIT AGREEMENT Dated as of November 7, 2016 among COHERENT, INC., as the Parent, COHERENT HOLDING GMBH, as the Borrower, CERTAIN SUBSIDIARIES IDENTIFIED HEREIN, as Guarantors, BARCLAYS BANK PLC, as Administrative Agent and as an L/C Issuer, BANK OF AMERICA, N.A., as an L/C Issuer, MUFG UNION BANK, N.A., as an L/C Issuer THE OTHER LENDERS PARTY HERETO, BARCLAYS BANK |
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| November 8, 2016 |
ROFIN-SINAR Technologies SECURITIES TO BE OFFERED TO EMPLOYEES, POST-EFFECTIVE AMENDMENTS S-8 POS 1 csecuritiestobeofferedtoem.htm SECURITIES TO BE OFFERED TO EMPLOYEES, POST-EFFECTIVE AMENDMENTS As filed with the Securities and Exchange Commission on November 7, 2016 Registration No. 333-205244 Registration No. 333-174082 Registration No. 333-157973 Registration No. 333-103145 Registration No. 333-13075 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFEC |
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| November 7, 2016 |
ROFIN-SINAR Technologies SECURITIES TO BE OFFERED TO EMPLOYEES, POST-EFFECTIVE AMENDMENTS Document As filed with the Securities and Exchange Commission on November 7, 2016 Registration No. |
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| November 7, 2016 |
ROFIN-SINAR Technologies SECURITIES TO BE OFFIERED TO EMPLOYEES, POST-EFFECTIVE AMENDMENTS Document As filed with the Securities and Exchange Commission on November 7, 2016 Registration No. |
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| November 7, 2016 |
ROFIN-SINAR Technologies SECURITIES TO BE OFFERED TO EMPLOYEES, POST-EFFECTIVE AMENDMENTS Document As filed with the Securities and Exchange Commission on November 7, 2016 Registration No. |
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| November 7, 2016 |
ROFIN-SINAR Technologies SECURITIES TO BE OFFERED TO EMPLOYEES, POST-EFFECTIVE AMENDMENTS Document As filed with the Securities and Exchange Commission on November 7, 2016 Registration No. |
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| November 7, 2016 |
EX-3.2 3 exhibit32amendedandrestate.htm EXHIBIT 3.2 AMENDED AND RESTATED BYLAWS Exhibit 3.2 BYLAWS TABLE OF CONTENTS ARTICLE I - MEETINGS OF STOCKHOLDERS 4 1.1 Place of Meetings 4 1.2 Annual Meeting 4 1.3 Special Meeting 4 1.4 Notice of Stockholders’ Meetings 4 1.5 Quorum 4 1.6 Adjourned Meeting; Notice 5 1.7 Conduct of Business 5 1.8 Voting 5 1.9 Stockholder Action by Written Consent Without a Me |
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| November 7, 2016 |
AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF ROFIN-SINAR TECHNOLOGIES INC. ARTICLE ONE Exhibit Exhibit 3.1 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF ROFIN-SINAR TECHNOLOGIES INC. ARTICLE ONE The name of the corporation is Rofin-Sinar Technologies Inc. (the ? Company ?). ARTICLE TWO The address of the Company?s registered office in the State of Delaware is 2711 Centerville Road, Suite 400, in the City of Wilmington, County of New Castle, Delaware 19808. The name of its reg |
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| November 7, 2016 |
8-K 1 a8-kforcompletionofacquisi.htm 8-K COMPLETION OF MERGER UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 0R 15 (D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) November 7, 2016 ROFIN-SINAR TECHNOLOGIES INC. (Exact name of Registrant as specified in its charter) Delaware 000-21377 |
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| October 28, 2016 |
Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 0R 15 (D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) October 26, 2016 ROFIN-SINAR TECHNOLOGIES INC. (Exact name of Registrant as specified in its charter) Delaware 000-21377 38-3306461 (State or other jurisdiction of incorporat |
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| October 7, 2016 |
RSTI / ROFIN-SINAR Technologies, Inc. / BlackRock Inc. Passive Investment SC 13G/A 1 rofin.sinar.techno.txt SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No: 7) ROFIN-SINAR TECHNOLOGIES INC - (Name of Issuer) Common Stock - (Title of Class of Securities) 775043102 - (CUSIP Number) September 30, 2016 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designat |
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| August 9, 2016 |
ROFIN-SINAR Technologies 10-Q (Quarterly Report) 10-Q 1 a2016063010q.htm 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES AND EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2016 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 000-21377 ROFIN-SINAR TECHNOLOGIES |
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| August 9, 2016 |
ROFIN REPORTS RESULTS FOR THE THIRD QUARTER OF FISCAL YEAR 2016 Exhibit - PRESS RELEASE - Contact: Katharina Manok ROFIN-SINAR 011-49-40-733-63-4256 - or - 734-416-0206 ROFIN REPORTS RESULTS FOR THE THIRD QUARTER OF FISCAL YEAR 2016 ? Quarterly net sales of $125. |
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| August 9, 2016 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 a8-kforq32016pressrelease.htm 8-K ANNOUNCING PRESS RELEASE FOR Q3 2016 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 0R 15 (D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) August 9, 2016 ROFIN-SINAR TECHNOLOGIES INC. (Exact name of Registrant as specified in its charter) Delawa |
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| June 30, 2016 |
Financial Statements and Exhibits, Other Events, Submission of Matters to a Vote of Security Holders 8-K 1 a20168kspecialandannualmee.htm 8-K RESULTS OF SPECIAL AND ANNUAL MEETINGS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 0R 15 (D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) June 29, 2016 ROFIN-SINAR TECHNOLOGIES INC. (Exact name of Registrant as specified in its charter) Dela |
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| June 30, 2016 |
Exhibit - PRESS RELEASE - Investor Contacts: Media Contacts: Katharina Manok Bill Fiske / Rajeev Kumar Mike Pascale / Neil Maitland ROFIN-SINAR Georgeson Abernathy MacGregor 011-49-40-733-63-4256 201-222-4250 / 201-222-4226 212-371-5999 - or - BFiske@georgeson. |
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| June 24, 2016 |
RSTI / ROFIN-SINAR Technologies, Inc. / SAC JUPITER HOLDING LTD. - SC 13D/A Activist Investment SC 13D/A 1 s001351x1sc13da.htm SC 13D/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-1(a) (Amendment No. 3)* ROFIN-SINAR TECHNOLOGIES INC. (Name of Issuer) Common stock, par value $0.01 per share (Title of Class of Securities) 7750431 |
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| June 21, 2016 |
ROFIN-SINAR Technologies DEFA14A Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Definitive Pr |
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| June 8, 2016 |
May 3, 2016 Via E-Mail Thomas Limberger SilverArrow Capital Advisors LLP 3 More London Riverside, 1st Floor London SEI 2RE United Kingdom Re: Robin Sinar Technologies Inc. |
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| June 1, 2016 |
Exhibit EXHIBIT 1.01 CONFLICT MINERALS REPORT OF ROFIN-SINAR TECHNOLOGIES INC. IN ACCORDANCE WITH RULE 13p-1 UNDER THE SECURITIES EXCHANGE ACT OF 1934 FOR THE REPORTING PERIOD FROM JANUARY 1 TO DECEMBER 31, 2015 I. Introduction This is the Conflict Minerals 1 Report of ROFIN-SINAR Technologies Inc. (“ROFIN”, the “Company,” “we,” “us,” or “our”) prepared for calendar year 2015 (except for conflict |
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| June 1, 2016 |
Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report ROFIN-SINAR TECHNOLOGIES INC. (Exact name of Registrant as specified in its charter) Delaware 000-21377 38-3306461 (State or other jurisdiction of incorporation or organization) Commission file number (I.R.S. Employer Identification No.) 40984 Concept Drive, Plymouth, MI 48170 (Ad |
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| May 25, 2016 |
ROFIN-SINAR Technologies DEFINITIVE PROXY STATEMENT t1601352-def14a - block - 5.420542s TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? ? Confidential, for Use of the Commission Only (as |
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| May 25, 2016 |
ROFIN-SINAR Technologies DEFINITIVE PROXY STATEMENT t1601356-defm14a - block - 11.8651864s TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? ? Confidential, for Use of the Commission Only |
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| May 23, 2016 |
Mail Stop 3030 May 23, 2016 Thomas Merk Chief Executive Officer Rofin-Sinar Technologies Inc. |
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| May 18, 2016 |
ROFIN-SINAR Technologies REVISED PRELIMINARY PROXY STATEMENT PRER14A 1 t1601041-prer14a.htm REVISED PRELIMINARY PROXY STATEMENT TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 1) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ C |
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| May 18, 2016 |
May 18, 2016 Via EDGAR Securities and Exchange Commission Division of Corporate Finance 100 F. |
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| May 13, 2016 |
Mail Stop 3030 May 13, 2016 Thomas Merk Chief Executive Officer Rofin-Sinar Technologies Inc. |
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| May 9, 2016 |
ROFIN-SINAR Technologies SECOND QUARTER 2016 (Quarterly Report) 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES AND EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2016 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 000-21377 ROFIN-SINAR TECHNOLOGIES INC. (Exact name of Reg |
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| May 9, 2016 |
ROFIN REPORTS RESULTS FOR THE SECOND QUARTER OF FISCAL YEAR 2016 Exhibit - PRESS RELEASE - Contact: Katharina Manok ROFIN-SINAR 011-49-40-733-63-4256 - or - 734-416-0206 ROFIN REPORTS RESULTS FOR THE SECOND QUARTER OF FISCAL YEAR 2016 • Entered merger agreement with Coherent providing for acquisition of ROFIN at $32. |
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| May 9, 2016 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 a8-kforq22016pressrelease.htm 8-K ANNOUNCING 2016 SECOND QUARTER EARNINGS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 0R 15 (D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) May 9, 2016 ROFIN-SINAR TECHNOLOGIES INC. (Exact name of Registrant as specified in its charter) Delawa |
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| May 2, 2016 |
ROFIN-SINAR Technologies PRELIMINARY PROXY STATEMENT t1601153-pre14a - none - 4.8694869s TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? ? Confidential, for Use of the Commission Only (as |
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| May 2, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 28, 2016 ROFIN-SINAR TECHNOLOGIES INC. (Exact name of registrant as specified in its charter) Delaware 000-21377 38-3306461 (State or other jurisdiction of incorporation) (Commi |
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| May 2, 2016 |
ROFIN-SINAR Technologies FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 28, 2016 ROFIN-SINAR TECHNOLOGIES INC. (Exact name of registrant as specified in its charter) Delaware 000-21377 38-3306461 (State or other jurisdiction of incorporation) (Commi |
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| April 29, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 28, 2016 COHERENT, INC. (Exact Name Of Registrant As Specified In Its Charter) Delaware 001-33962 94-1622541 (State or other Jurisdiction of Incorporation) (Commission File No.) |
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| April 19, 2016 |
ROFIN-SINAR Technologies PRELIMINARY PROXY STATEMENT t1601024-prem14a - none - 8.8398839s TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? ? Confidential, for Use of the Commission Only (a |
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| April 15, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 5, 2016 COHERENT, INC. (Exact Name Of Registrant As Specified In Its Charter) Delaware 001-33962 94-1622541 (State or other Jurisdiction of Incorporation) (Commission File No.) |
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| April 5, 2016 |
RSTI / ROFIN-SINAR Technologies, Inc. / SAC JUPITER HOLDING LTD. - SC 13D/A Activist Investment SC 13D/A 1 s001266x1sc13da.htm SC 13D/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-1(a) (Amendment No. 2)* ROFIN-SINAR TECHNOLOGIES INC. (Name of Issuer) Common stock, par value $0.01 per share (Title of Class of Securities) 7750431 |
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| March 22, 2016 |
Exhibit 99.1 PRESS RELEASE For Release: (IMMEDIATE) March 16, 2016 No. 1388 COHERENT Enters into Agreement to Acquire ROFIN-SINAR Creates Stronger, More Diversified Business with Accelerated Innovation and Enhanced Scale Transaction Valued at Approximately $942 Million, Expected to Be Accretive to EPS in First Full Year Following Close Conference Call at 2:00 PM Pacific Time Today SANTA CLARA, CA |
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| March 22, 2016 |
ROFIN-SINAR Technologies FORM 8-K DEFA14A 1 t16007518k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 16, 2016 ROFIN-SINAR TECHNOLOGIES INC. (Exact name of registrant as specified in its charter) Delaware 000-21377 38-3306461 (State or other jur |
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| March 22, 2016 |
FORM OF ROFIN-SINAR TECHNOLOGIES INC. EXECUTIVE TRANSITION agreement Exhibit 10.1 FORM OF ROFIN-SINAR TECHNOLOGIES INC. EXECUTIVE TRANSITION agreement AGREEMENT made as of the 16th day of March, 2016, by and between ROFIN-SINAR TECHNOLOGIES INC. (the ?Company?) and [?] (the ?Executive?). RECITALS: A. The Company expects to enter into a merger agreement pursuant to which the Company would become a wholly-owned indirect subsidiary of another public company (the ?Acqu |
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| March 22, 2016 |
FORM OF ROFIN-SINAR TECHNOLOGIES INC. EXECUTIVE TRANSITION agreement Exhibit 10.1 FORM OF ROFIN-SINAR TECHNOLOGIES INC. EXECUTIVE TRANSITION agreement AGREEMENT made as of the 16th day of March, 2016, by and between ROFIN-SINAR TECHNOLOGIES INC. (the ?Company?) and [?] (the ?Executive?). RECITALS: A. The Company expects to enter into a merger agreement pursuant to which the Company would become a wholly-owned indirect subsidiary of another public company (the ?Acqu |
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| March 22, 2016 |
Exhibit 2.1 EXECUTION COPY MERGER AGREEMENT by and among COHERENT, INC. REMBRANDT MERGER SUB CORP. and ROFIN-SINAR TECHNOLOGIES INC. Dated March 16, 2016 TABLE OF CONTENTS Page ARTICLE I THE MERGER 2 1.1 The Merger 2 1.2 The Surviving Corporation of the Merger 2 1.3 General Effects of the Merger 3 1.4 Effect of the Merger on Capital Stock of the Merging Corporations 3 1.5 Further Action 6 1.6 No F |
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| March 22, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 16, 2016 ROFIN-SINAR TECHNOLOGIES INC. (Exact name of registrant as specified in its charter) Delaware 000-21377 38-3306461 (State or other jurisdiction of incorporation) (Commi |
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| March 22, 2016 |
EX-99.1 5 t1600751ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 PRESS RELEASE For Release: (IMMEDIATE) March 16, 2016 No. 1388 COHERENT Enters into Agreement to Acquire ROFIN-SINAR Creates Stronger, More Diversified Business with Accelerated Innovation and Enhanced Scale Transaction Valued at Approximately $942 Million, Expected to Be Accretive to EPS in First Full Year Following Close Conference Call at 2 |
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| March 22, 2016 |
FORM OF ROFIN-SINAR TECHNOLOGIES INC. EXECUTIVE TRANSITION agreement EX-10.2 4 t1600751ex10-2.htm EXHIBIT 10.2 Exhibit 10.2 FORM OF ROFIN-SINAR TECHNOLOGIES INC. EXECUTIVE TRANSITION agreement AGREEMENT made as of the 16th day of March, 2016, by and between ROFIN-SINAR TECHNOLOGIES INC. (the “Company”) and [·] (the “Executive”). RECITALS: A. The Company expects to enter into a merger agreement pursuant to which the Company would become a wholly-owned indirect subsi |
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| March 22, 2016 |
FORM OF ROFIN-SINAR TECHNOLOGIES INC. EXECUTIVE TRANSITION agreement EX-10.2 4 t1600751ex10-2.htm EXHIBIT 10.2 Exhibit 10.2 FORM OF ROFIN-SINAR TECHNOLOGIES INC. EXECUTIVE TRANSITION agreement AGREEMENT made as of the 16th day of March, 2016, by and between ROFIN-SINAR TECHNOLOGIES INC. (the “Company”) and [·] (the “Executive”). RECITALS: A. The Company expects to enter into a merger agreement pursuant to which the Company would become a wholly-owned indirect subsi |
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| March 22, 2016 |
EX-2.1 2 t1600751ex2-1.htm EXHIBIT 2.1 Exhibit 2.1 EXECUTION COPY MERGER AGREEMENT by and among COHERENT, INC. REMBRANDT MERGER SUB CORP. and ROFIN-SINAR TECHNOLOGIES INC. Dated March 16, 2016 TABLE OF CONTENTS Page ARTICLE I THE MERGER 2 1.1 The Merger 2 1.2 The Surviving Corporation of the Merger 2 1.3 General Effects of the Merger 3 1.4 Effect of the Merger on Capital Stock of the Merging Corpo |
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| March 18, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 17, 2016 COHERENT, INC. (Exact Name Of Registrant As Specified In Its Charter) Delaware 001-33962 94-1622541 (State or other Jurisdiction of Incorporation) (Commission File No.) |
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| March 18, 2016 |
EX-99.1 2 a16-67661ex99d1.htm EX-99.1 Exhibit 99.1 March 17, 2016 Dear ROFIN Employees, On behalf of my colleagues at Coherent, I want to personally reach out to express how excited we are about our combination with ROFIN. Together, we will unite two premier companies to create meaningful opportunities for our combined customers across the globe by offering them the broadest portfolio of different |
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| March 17, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 16, 2016 COHERENT, INC. (Exact Name Of Registrant As Specified In Its Charter) Delaware 001-33962 94-1622541 (State or other Jurisdiction of Incorporation) (Commission File No |
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| March 17, 2016 |
ROFIN-SINAR Technologies DEFINITIVE ADDITIONAL MATERIALS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy State |
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| March 17, 2016 |
ROFIN-SINAR Technologies DEFINITIVE ADDITIONAL MATERIALS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy State |
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| March 16, 2016 |
March 15, 2016 Via E-Mail Donald Ainscow Norton Rose Fulbright US LLP 2200 Ross Avenue Suite 3600 Dallas, TX 75201 Re: Rofin Sinar Technologies Inc. |
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| March 16, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 FILED BY THE REGISTRANT ¨ FILED BY A PARTY OTHER THAN THE REGISTRANT x Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy State |
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| March 16, 2016 |
ROFIN-SINAR Technologies DEFINITIVE ADDITIONAL MATERIALS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Definitive Proxy State |
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| March 15, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 FILED BY THE REGISTRANT ¨ FILED BY A PARTY OTHER THAN THE REGISTRANT x Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy State |
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| March 15, 2016 |
ROFIN-SINAR Technologies DEFINITIVE ADDITIONAL MATERIALS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy State |
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| March 14, 2016 |
March 14, 2016 Via EDGAR Securities and Exchange Commission Division of Corporate Finance 100 F. |
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| March 14, 2016 |
ROFIN-SINAR Technologies DEFINITIVE ADDITIONAL MATERIALS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy State |
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| March 14, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 FILED BY THE REGISTRANT ? FILED BY A PARTY OTHER THAN THE REGISTRANT x Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy State |
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| March 14, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 FILED BY THE REGISTRANT ¨ FILED BY A PARTY OTHER THAN THE REGISTRANT x Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy State |
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| March 14, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 14, 2016 ROFIN-SINAR TECHNOLOGIES INC. (Exact name of registrant as specified in its charter) Delaware 000-21377 38-3306461 (State or other jurisdiction of incorporation) (Commi |
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| March 11, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 FILED BY THE REGISTRANT ? FILED BY A PARTY OTHER THAN THE REGISTRANT x Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy State |
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| March 11, 2016 |
ROFIN-SINAR Technologies DEFINITIVE ADDITIONAL MATERIALS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy State |
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| March 8, 2016 |
ROFIN-SINAR Technologies DEFINITIVE ADDITIONAL MATERIALS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy State |
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| March 8, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 FILED BY THE REGISTRANT ? FILED BY A PARTY OTHER THAN THE REGISTRANT x Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy State |
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| March 8, 2016 |
March 8, 2016 Via E-Mail Donald Ainscow Norton Rose Fulbright US LLP 2200 Ross Avenue Suite 3600 Dallas, TX 75201 Re: Rofin Sinar Technologies Inc. |
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| March 7, 2016 |
ROFIN-SINAR Technologies DEFINITIVE ADDITIONAL MATERIALS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy State |
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| March 7, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 FILED BY THE REGISTRANT ¨ FILED BY A PARTY OTHER THAN THE REGISTRANT x Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy State |
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| March 4, 2016 |
ROFIN-SINAR Technologies DEFINITIVE ADDITIONAL MATERIALS DEFA14A 1 t1600613defa14a.htm DEFINITIVE ADDITIONAL MATERIALS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission On |
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| March 4, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 FILED BY THE REGISTRANT ? FILED BY A PARTY OTHER THAN THE REGISTRANT x Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy State |
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| March 3, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 FILED BY THE REGISTRANT ? FILED BY A PARTY OTHER THAN THE REGISTRANT x Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy State |
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| March 3, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 FILED BY THE REGISTRANT o FILED BY A PARTY OTHER THAN THE REGISTRANT x Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Definitive Proxy State |
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| March 1, 2016 |
ROFIN-SINAR Technologies DEFINITIVE ADDITIONAL MATERIALS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy State |
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| February 26, 2016 |
ROFIN-SINAR Technologies DEFINITIVE ADDITIONAL MATERIALS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy State |
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| February 23, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 FILED BY THE REGISTRANT ? FILED BY A PARTY OTHER THAN THE REGISTRANT ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy State |
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| February 23, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 FILED BY THE REGISTRANT ☐ FILED BY A PARTY OTHER THAN THE REGISTRANT ☒ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State |
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| February 23, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) FILED BY THE REGISTRANT o FILED BY A PARTY OTHER THAN THE REGISTRANT ? Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defin |
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| February 23, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 FILED BY THE REGISTRANT ☐ FILED BY A PARTY OTHER THAN THE REGISTRANT ☒ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State |
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| February 22, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 2) FILED BY THE REGISTRANT o FILED BY A PARTY OTHER THAN THE REGISTRANT ? Check the appropriate box: ? Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defi |
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| February 17, 2016 |
ROFIN-SINAR Technologies DEFINITIVE ADDITIONAL MATERIALS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy State |
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| February 17, 2016 |
ROFIN-SINAR Technologies DEFINITIVE PROXY STATEMENT t1600435-defc14a - none - 4.710471s TABLE OF CONTENTS ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ??) ? Filed by the Registrant ? ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? ? CONFIDENTIAL, FOR USE |
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| February 16, 2016 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2 UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 2)* ROFIN-SINAR TECHNOLOGIES, INC. (Name of Issuer) Common Stock (Title of Class of Securities) 775043102 (CUSIP Numb |
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| February 16, 2016 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 2) ☑ Filed by the Registrant ☐ Filed by a Party other than the Registrant Check the appropriate box: ☑ Preliminary Proxy Statement ☐ CONFIDENTIAL, FOR USE OF THE COMMISSION ONLY (AS PERMITTED BY RULE 1 |
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| February 16, 2016 |
February 16, 2016 Via EDGAR Securities and Exchange Commission Division of Corporate Finance 100 F. |
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| February 12, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 1) FILED BY THE REGISTRANT ☐ FILED BY A PARTY OTHER THAN THE REGISTRANT ☑ Check the appropriate box: ☑ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defi |
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| February 10, 2016 |
RSTI / ROFIN-SINAR Technologies, Inc. / FRANKLIN RESOURCES INC Passive Investment SC 13G/A 1 rofi15a5.htm CUSIP NO. 775043102 13G Page 1 of 14 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 5)* ROFIN‑SINAR TECHNOLOGIES INC. (Name of Issuer) Common Stock, par value $0.01 per Share (Title of Class of Securities) 775043102 (CUSIP Number) December 31, 2015 (Date of Event Which Requires Fi |
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| February 10, 2016 |
RSTI / ROFIN-SINAR Technologies, Inc. / VANGUARD GROUP INC Passive Investment rofinsinartechnologiesinc.htm - Generated by SEC Publisher for SEC Filing SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 5 )* Name of issuer: Rofin-Sinar Technologies Inc Title of Class of Securities: Common Stock CUSIP Number: 775043102 Date of Event Which Requires Filing of this Statement: December 31, 2015 Check t |
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| February 9, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* ROFIN-SINAR TECHNOLOGIES INC (Name of Issuer) Common Stock (Title of Class of Securities) 775043102 (CUSIP Number) December 31, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which |
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| February 9, 2016 |
RSTI / ROFIN-SINAR Technologies, Inc. 10-Q - Quarterly Report - 10-Q DECEMBER 31, 2015 10-Q 1 a2015123110q.htm 10-Q DECEMBER 31, 2015 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES AND EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2015 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 000-21377 ROF |
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| February 9, 2016 |
AMENDED AND RESTATED BY-LAWS ROFIN-SINAR TECHNOLOGIES INC. ARTICLE I EX-3.1 2 amendedandrestatedby-lawse.htm AMENDED AND RESTATED BY-LAWS Exhibit 3.1 AMENDED AND RESTATED BY-LAWS OF ROFIN-SINAR TECHNOLOGIES INC. ARTICLE I OFFICES SECTION 1.Registered Office in Delaware. The address of the registered office of Rofin-Sinar Technologies Inc. (hereinafter called the “Corporation”) in the State of Delaware shall be The Corporation Trust Company, 1209 Orange Street, in t |
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| February 9, 2016 |
February 8, 2016 Via EDGAR Securities and Exchange Commission Division of Corporate Finance 100 F. |
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| February 9, 2016 |
ROFIN-SINAR Technologies AMENDMENT NO. 1 TO PRELIMINARY PROXY STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 1) ? Filed by the Registrant ? Filed by a Party other than the Registrant Check the appropriate box: ? Preliminary Proxy Statement ? CONFIDENTIAL, FOR USE OF THE COMMISSION ONLY (AS PERMITTED BY RULE 14a-6(e)(2)) ? Defi |
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| February 5, 2016 |
February 5, 2016 Via E-Mail Donald Ainscow Norton Rose Fulbright US LLP 2200 Ross Avenue Suite 3600 Dallas, TX 75201 Re: Rofin Sinar Technologies Inc. |
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| February 4, 2016 |
ROFIN-SINAR REPORTS RESULTS FOR THE FIRST QUARTER OF FISCAL YEAR 2016 EX-99.1 2 pressreleaseq12016.htm PRESS RELEASE TO ANNOUNCE Q1 2016 EARNINGS - PRESS RELEASE - Contact: Katharina Manok ROFIN-SINAR 011-49-40-733-63-4256 - or - 734-416-0206 ROFIN-SINAR REPORTS RESULTS FOR THE FIRST QUARTER OF FISCAL YEAR 2016 • Quarterly earnings per share increased to $0.23, towards the top end of the guidance range; and would have been above the guidance range at $0.25 excluding |
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| February 4, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 FILED BY THE REGISTRANT ☐ FILED BY A PARTY OTHER THAN THE REGISTRANT ☒ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State |
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| February 4, 2016 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 a8-kforq12016pressrelease.htm FIRST QUARTER FY2016 EARNINGS RELEASE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 0R 15 (D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) February 4, 2016 ROFIN-SINAR TECHNOLOGIES INC. (Exact name of Registrant as specified in its charter) Delawar |
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| February 1, 2016 |
January 29, 2016 Via E-Mail Thomas Limberger SilverArrow Capital Advisors LLP 3 More London Riverside, 1st Floor London SEI 2RE United Kingdom Re: Robin Sinar Technologies Inc. |
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| January 28, 2016 |
RSTI / ROFIN-SINAR Technologies, Inc. 10-K/A - Annual Report - AMENDMENT NO. 1 TO FORM 10-K 10-K/A 1 t160027110ka.htm AMENDMENT NO. 1 TO FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No.1) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2015 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition pe |
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| January 27, 2016 |
RSTI / ROFIN-SINAR Technologies, Inc. / BlackRock Inc. Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No: 6) ROFIN-SINAR TECHNOLOGIES INC - (Name of Issuer) Common Stock - (Title of Class of Securities) 775043102 - (CUSIP Number) December 31, 2015 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this S |
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| January 20, 2016 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 FILED BY THE REGISTRANT o FILED BY A PARTY OTHER THAN THE REGISTRANT ☒ Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defi |
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| January 19, 2016 |
ROFIN-SINAR Technologies PRELIMINARY PROXY STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 ? Filed by the Registrant ? Filed by a Party other than the Registrant Check the appropriate box: ? Preliminary Proxy Statement ? CONFIDENTIAL, FOR USE OF THE COMMISSION ONLY (AS PERMITTED BY RULE 14a-6(e)(2)) ? Definitive Proxy State |
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| January 14, 2016 |
ROFIN-SINAR Technologies DEFA14A 011416 ROFIN COMMENTS ON DIRECTOR NOMINATIONS DEFA14A 1 defa14a011416.htm DEFA14A 011416 ROFIN COMMENTS ON DIRECTOR NOMINATIONS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confi |
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| January 12, 2016 |
Financial Statements and Exhibits, Other Events 8-K 1 a8-kpresentationattheneedh.htm UPDATED INFORMATION TO BE PRESENTED AT NEEDHAM CONFERENCE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 0R 15 (D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) January 8, 2016 ROFIN-SINAR TECHNOLOGIES INC. (Exact name of Registrant as specified in |
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| January 12, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 FILED BY THE REGISTRANT ? FILED BY A PARTY OTHER THAN THE REGISTRANT ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy State |
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| January 12, 2016 |
Exhibit - PRESS RELEASE - Contact: Katharina Manok ROFIN-SINAR +49-40-733-63-4256 ir@rofin. |
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| January 12, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) FILED BY THE REGISTRANT ☐ FILED BY A PARTY OTHER THAN THE REGISTRANT ☑ Check the appropriate box: ☑ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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| January 6, 2016 |
ROFIN-SINAR Technologies DEFA14A OPEN LETTER TO SHAREHOLDERS 010516 DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| January 4, 2016 |
RSTI / ROFIN-SINAR Technologies, Inc. / Royce & Associates LLC Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Information statement pursuant to Rules 13d-1 and 13d-2 Under the Securities Exchange Act of 1934 (Amendment No.15) Rofin-Sinar Technologies, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 775043102 (CUSIP Number) Date of Event Which Requires Filing of this Statement: December 31, 2015 *The rem |
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| December 11, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 FILED BY THE REGISTRANT ? FILED BY A PARTY OTHER THAN THE REGISTRANT ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy State |
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| December 9, 2015 |
EX-99.1 2 pressreleasedateddecember8.htm PRESS RELEASE DATED DECEMBER 8, 2015 - PRESS RELEASE - Contact: Katharina Manok ROFIN-SINAR 011-49-40-733-63-4256 - or - 734-416-0206 ROFIN-SINAR ADDS JENIFER BUNIS TO ITS BOARD OF DIRECTORS 30 Year Veteran Enhances Industrial Laser Expertise and Experience Plymouth, MI / Hamburg, Germany, December 8, 2015 - ROFIN-SINAR Technologies Inc. (NASDAQ: RSTI), one |
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| December 9, 2015 |
8-K 1 a201512088-kannouncingpres.htm 8-K ANNOUNCING ADDITIONAL BOARD MEMBER UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 0R 15 (D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) December 8, 2015 ROFIN-SINAR TECHNOLOGIES INC. (Exact name of Registrant as specified in its charter) Delaw |
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| November 30, 2015 |
EXHIBIT 10.13 ROFIN-SINAR TECHNOLOGIES INC. Mr. Thomas Merk Wetheinsteinstrasse 12 82335 Berg Germany Re: Services with Rofin-Sinar Technologies Inc. and Subsidiaries Dear Thomas: Reference is made to your employment agreement (the ?Employment Agreement?) effective as of July 1, 2015 with Rofin-Sinar Laser GmbH (the "Company"). The Company is a wholly owned indirect subsidiary of Rofin-Sinar Techn |
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| November 30, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2015 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-21377 ROFIN-SINAR TECHNOLOGIES IN |
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| November 30, 2015 |
Exhibit 10.14 Gesch?ftsf?hreranstellungsvertrag Managing Director?s Service Agreement zwischen between (1) ROFIN-SINAR Laser GmbH, Berzeliusstra?e 87, 22113 Hamburg, (1) ROFIN-SINAR Laser GmbH, Berzeliusstra?e 87, 22113 Hamburg, - nachstehend ?Gesellschaft? genannt - - hereinafter referred to as ?the Company? - (2) CBL Verwaltungsgesellschaft mbH, Petersbrunnerstra?e 1b, 82319 Starnberg, (2) CBL V |
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| November 30, 2015 |
EXHIBIT 21.1 LIST OF SUBSIDIARIES AND INVESTMENTS OF ROFIN-SINAR TECHNOLOGIES INC. State or Other Name Jurisdiction of Incorporation ROFIN-SINAR, Inc. Delaware, USA PRC LASER Corporation Delaware, USA PRC Laser Europe N.V. Belgium Lee Laser, Inc. Delaware, USA Nufern East Granby, USA ROFIN-SINAR Technologies Europe S.L.U. Spain ROFIN-SINAR Laser GmbH Germany ROFIN-BAASEL Japan Corp. Japan Rasant-A |
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| November 19, 2015 |
ROFIN-SINAR Technologies 8-K/A FOR Q4 2015 PRESS RELEASE (Current Report/Significant Event) 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT PURSUANT TO SECTION 13 0R 15 (D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) November 12, 2015 ROFIN-SINAR TECHNOLOGIES INC. (Exact name of Registrant as specified in its charter) Delaware 000-21377 38-3306461 (State or other jurisdicti |
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| November 19, 2015 |
ROFIN-SINAR REPORTS STRONG RESULTS FOR THE FISCAL YEAR AND FOURTH QUARTER OF 2015 Exhibit - PRESS RELEASE - Contact: Katharina Manok ROFIN-SINAR 011-49-40-733-63-4256 - or - 734-416-0206 ROFIN-SINAR REPORTS STRONG RESULTS FOR THE FISCAL YEAR AND FOURTH QUARTER OF 2015 ? Full-year net income was up 64% to $41. |
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| November 12, 2015 |
Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events 8-K 1 a8-kforq42015pressrelease.htm 8-K ANNOUNCING FOURTH QUARTER AND YEAR END RESULTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 0R 15 (D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) November 12, 2015 ROFIN-SINAR TECHNOLOGIES INC. (Exact name of Registrant as specified in its ch |
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| November 12, 2015 |
ROFIN-SINAR REPORTS STRONG RESULTS FOR THE FISCAL YEAR AND FOURTH QUARTER OF 2015 Exhibit - PRESS RELEASE - Contact: Katharina Manok ROFIN-SINAR 011-49-40-733-63-4256 - or - 734-416-0206 ROFIN-SINAR REPORTS STRONG RESULTS FOR THE FISCAL YEAR AND FOURTH QUARTER OF 2015 ? Full-year net income was up 64% to $41. |
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| October 28, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 FILED BY THE REGISTRANT ☐ FILED BY A PARTY OTHER THAN THE REGISTRANT ☒ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State |
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| October 16, 2015 |
October 15, 2015 Via E-Mail Thomas Limberger c/o SilverArrow Capital Advisors LLP 3 More London Riverside, 1st Floor London SEI 2RE United Kingdom Re: Robin Sinar Technologies Inc. |
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| October 9, 2015 |
ROFIN-SINAR RESPONDS TO LETTER FROM SILVER ARROW CAPITAL ADVISORS LLP Exhibit - PRESS RELEASE - Contact: Katharina Manok ROFIN-SINAR 011-49-40-733-63-4256 - or - 734-416-0210 ROFIN-SINAR RESPONDS TO LETTER FROM SILVER ARROW CAPITAL ADVISORS LLP Plymouth, MI / Hamburg, Germany, October 9, 2015 - ROFIN-SINAR Technologies Inc. |
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| October 9, 2015 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 0R 15 (D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) October 9, 2015 ROFIN-SINAR TECHNOLOGIES INC. (Exact name of Registrant as specified in its charter) Delaware 000-21377 38-3306461 (State or other jurisdiction of incorporation) ( |
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| October 8, 2015 |
EX-99.4 2 s001062x1ex99-4.htm EXHIBIT 99.4 Exhibit 99.4 SILVERARROW CAPITAL ADVISORS LLP INTENDS TO NOMINATE THREE DIRECTORS AT ROFIN-SINAR TECHNOLOGIES INC. 2016 ANNUAL MEETING OF STOCKHOLDERS LONDON, UNITED KINGDOM, OCTOBER 8, 2015 - SILVERARROW CAPITAL ADVISORS LLP ISSUED THE FOLLOWING OPEN LETTER TO STOCKHOLDERS OF ROFIN-SINAR TECHNOLOGIES INC. (NASDAQ: RSTI, FRANKFURT STOCK EXCHANGE, RSI) AND |
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| October 8, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 FILED BY THE REGISTRANT ☐ FILED BY A PARTY OTHER THAN THE REGISTRANT ☒ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State |
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| October 8, 2015 |
RSTI / ROFIN-SINAR Technologies, Inc. / SAC JUPITER HOLDING LTD. - SC 13D/A Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-1(a) (Amendment No. 1)* ROFIN-SINAR TECHNOLOGIES INC. (Name of Issuer) Common stock, par value $0.01 per share (Title of Class of Securities) 775043102 (CUSIP Number) Thomas Limberger c/o S |
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| September 1, 2015 |
Financial Statements and Exhibits, Other Events 8-K 1 a8kupdatedinformationforlong.htm UPDATED INFORMATION TO BE PRESENTED AT LONGBOW CONFERENCE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 0R 15 (D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) August 31, 2015 ROFIN-SINAR TECHNOLOGIES INC. (Exact name of Registrant as specified i |
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| September 1, 2015 |
ROFIN-SINAR to Participate in the Longbow Research Industrial Manufacturing & Technology Conference EX-99.1 2 pressreleasetoattendlongbo.htm EXHIBIT 99.1 PRESS RELEASE - PRESS RELEASE - Contact: Katharina Manok ROFIN-SINAR 011-49-40-733-63-4256 [email protected] ROFIN-SINAR to Participate in the Longbow Research Industrial Manufacturing & Technology Conference PLYMOUTH, Michigan/HAMBURG, Germany - August 21, 2015 - ROFIN-SINAR Technologies Inc. (NASDAQ: RSTI), one of the world’s leading developers an |
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| August 10, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES AND EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2015 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 000-21377 ROFIN-SINAR TECHNOLOGIES INC. (Exact name of Registran |
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| August 6, 2015 |
8-K for Q3 2015 Press Release UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| August 6, 2015 |
ROFIN REPORTS STRONG RESULTS FOR THE THIRD QUARTER OF FISCAL YEAR 2015 Press Release Q3 2015 - PRESS RELEASE - Contact: Katharina Manok ROFIN-SINAR 011-49-40-733-63-4256 - or - 734-416-0210 ROFIN REPORTS STRONG RESULTS FOR THE THIRD QUARTER OF FISCAL YEAR 2015 ? Quarterly earnings per share increased 78% year-over-year to $0. |
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| June 26, 2015 |
FORM OF NONQUALIFIED STOCK OPTION AGREEMENT EX-4.5 3 formofnon-qualifiedstockop.htm FORM OF NON-QUALIFIED STOCK OPTION AGREEMENT Exhibit 4.5 FORM OF NONQUALIFIED STOCK OPTION AGREEMENT NONQUALIFIED STOCK OPTION AGREEMENT dated as of (the "Award Agreement"), by and between ROFIN-SINAR TECHNOLOGIES INC., a Delaware corporation, and any successor thereto (the "Company"), and (the "Participant"). WHEREAS, the Participant is currently an officer |
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| June 26, 2015 |
ROFIN-SINAR Technologies S-8 2015 STOCK INCENTIVE PLAN S-8 2015 Stock Incentive Plan Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 - ROFIN-SINAR TECHNOLOGIES INC. (Exact name of Registrant as specified in its charter) Delaware 38-3306461 (State or other jurisdiction of incorporation) (IRS Employer Identification No.) 40984 Concept Drive, Pl |
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| June 26, 2015 |
FORM OF INCENTIVE STOCK OPTION AGREEMENT EX-4.6 4 formofincentivestockoption.htm FORM OF INCENTIVE STOCK OPTION AGREEMENT Exhibit 4.6 FORM OF INCENTIVE STOCK OPTION AGREEMENT INCENTIVE STOCK OPTION AGREEMENT dated as of (the "Award Agreement"), by and between ROFIN-SINAR TECHNOLOGIES INC., a Delaware corporation, and any successor thereto (the "Company"), and (the "Participant"). WHEREAS, the Participant is currently an officer or key em |
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| June 26, 2015 |
ROFIN-SINAR TECHNOLOGIES INC. 2015 INCENTIVE STOCK PLAN EX-4.4 2 incentivestockplan2015.htm 2015 INCENTIVE STOCK PLAN Exhibit 4.4 ROFIN-SINAR TECHNOLOGIES INC. 2015 INCENTIVE STOCK PLAN 1 Section 1 BACKGROUND AND PURPOSE The purpose of this Plan is to promote the interest of the Company by authorizing the Committee to grant Options and Stock Appreciation Rights and to make Stock Grants and Stock Unit Grants to Eligible Employees and Directors in order |
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| June 5, 2015 |
SEPARATION AGREEMENT AND RELEASE EX-10.1 2 usseparationagreementandre.htm EXHIBIT 10.1 US SEPARATION AGREEMENT Exhibit 10.1 SEPARATION AGREEMENT AND RELEASE This Agreement (the “Agreement”) is made by and between Günther Braun (the “Executive”) and Rofin-Sinar Technologies Inc., a Delaware corporation (the “Company”) on the 4th day of June, 2015. Recitals: A. Executive currently serves as President and Chief Executive Officer of |
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| June 5, 2015 |
8-K 1 a8-kannouncingpressrelease.htm 8-K ANNOUNCING PRESS RELEASE DATED JUNE 5, 2015 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 0R 15 (D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) June 1, 2015 ROFIN-SINAR TECHNOLOGIES INC. (Exact name of Registrant as specified in its charter) |
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| June 5, 2015 |
German Separation Agreement Exhibit 10.2 AUFHEBUNGSVERTRAG TERMINATION AGREEMENT ZWISCHEN BETWEEN (1) ROFIN-SINAR Laser GmbH, Berzeliusstra?e 87, 22113 Hamburg ("ROFIN-SINAR Laser GmbH") (1) ROFIN-SINAR Laser GmbH, Berzeliusstra?e 87, 22113 Hamburg ("ROFIN-SINAR Laser GmbH ") und and (2) CBL Verwaltungsgesellschaft mbH , Petersbrunnerstr. 1 b, 82319 Starnberg ("CBL Verwaltungsgesellschaft mbH") (2 |
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| June 5, 2015 |
ROFIN ANNOUNCES MANAGEMENT CHANGE AND STAYS FOCUSED ON CONTINUED GROWTH AND INNOVATION EX-99.1 4 pressreleasedatedjune52015.htm PRESS RELEASE DATED JUNE 5, 2015 - PRESS RELEASE - Contact: Katharina Manok Günther Braun ROFIN-SINAR 734-416-0206 - or - 011-49-40-733-63-4256 ROFIN ANNOUNCES MANAGEMENT CHANGE AND STAYS FOCUSED ON CONTINUED GROWTH AND INNOVATION Plymouth, MI / Hamburg, Germany, June 5, 2015 - ROFIN-SINAR Technologies Inc. (NASDAQ: RSTI), one of the world's leading develop |
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| June 1, 2015 |
2014 Conflict Minerals Report Item 1.01 EXHIBIT 1.01 CONFLICT MINERALS REPORT OF ROFIN-SINAR TECHNOLOGIES INC. IN ACCORDANCE WITH RULE 13p-1 UNDER THE SECURITIES EXCHANGE ACT OF 1934 FOR THE REPORTING PERIOD FROM JANUARY 1 TO DECEMBER 31, 2014 Background - Dodd Frank The United States Securities and Exchange Commission (?SEC?) has promulgated rules pursuant to the Dodd-Frank Wall Street Reform and |
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| June 1, 2015 |
ROFIN-SINAR Technologies FORM SD - SPECIALIZED DISCLOSURE REPORT 2014 2014 SD UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report ROFIN-SINAR TECHNOLOGIES INC. (Exact name of Registrant as specified in its charter) Delaware 000-21377 38-3306461 (State or other jurisdiction of incorporation or organization) Commission file number (I.R.S. Employer Identification No.) 40984 Concept Drive, Plymouth, MI 48170 (Add |
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| May 18, 2015 |
EX-99.1 2 d927194dex991.htm EXHIBIT 99.1 Exhibit 99.1 GROUP AGREEMENT This GROUP AGREEMENT (this “Agreement”) dated as of May 7, 2015, is made and entered into by and among SAC Jupiter Holding Ltd., a limited company organized in Dubai, United Arab Emirates (“SilverArrow Dubai”), SilverArrow Capital Holding Ltd., a company organized under the laws of Guernsey (“SilverArrow Guernsey”), Abdullah Sal |
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| May 18, 2015 |
RSTI / ROFIN-SINAR Technologies, Inc. / SAC JUPITER HOLDING LTD. - SCHEDULE 13D Activist Investment SC 13D 1 d927194dsc13d.htm SCHEDULE 13D SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-1(a) (Amendment No. )* ROFIN-SINAR TECHNOLOGIES INC. (Name of Issuer) Common stock, par value $0.01 per share (Title of Class of Securities) 77504310 |
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| May 18, 2015 |
EX-99.2 3 d927194dex992.htm EXHIBIT 99.2 Exhibit 99.2 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a Statement on Schedule 13D (including additional amendments thereto) with respect to the shares of Common Stock, par value $0.01 per share, of ROFIN-SIN |
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| May 11, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES AND EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2015 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 000-21377 ROFIN-SINAR TECHNOLOGIES INC. (Exact name of Registra |
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| May 7, 2015 |
ROFIN REPORTS STRONG RESULTS FOR THE SECOND QUARTER OF FISCAL YEAR 2015 Press Release Q2 2015 - PRESS RELEASE - Contact: Katharina Manok G?nther Braun ROFIN-SINAR 734-416-0206 - or - 011-49-40-733-63-4256 ROFIN REPORTS STRONG RESULTS FOR THE SECOND QUARTER OF FISCAL YEAR 2015 ? Quarterly earnings per share nearly doubled year-over-year, from $0. |
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| May 7, 2015 |
ROFIN-SINAR Technologies 8-K ANNOUNCING SECOND QUARTER EARNINGS (Current Report/Significant Event) 8-K for Q2 2015 Press Release UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 13, 2015 |
ROFIN-SINAR Technologies 8-K 2015 ANNUAL MEETING RESULTS (Current Report/Significant Event) 2015 8K Annual Meeting Results UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| February 17, 2015 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2 UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 1)* ROFIN-SINAR TECHNOLOGIES, INC. (Name of Issuer) Common Stock (Title of Class of Securities) 775043102 (CUSIP Numb |
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| February 12, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2 )* Rofin Sinar Technologies Inc. (Name of Issuer) Common Stock, $0.01 par value (Title of Class of Securities) 775043102 (CUSIP Number) (Holdings as of December 31, 2014) Check the appropriate box to designate the rule pursuant to which this Schedule is fi |
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| February 10, 2015 |
RSTI / ROFIN-SINAR Technologies, Inc. / VANGUARD GROUP INC Passive Investment rofinsinartechnologiesinc.htm - Generated by SEC Publisher for SEC Filing SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 4 )* Name of issuer: Rofin-Sinar Technologies Inc Title of Class of Securities: Common Stock CUSIP Number: 775043102 Date of Event Which Requires Filing of this Statement: December 31, 2014 Check t |
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| February 9, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES AND EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2014 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 000-21377 ROFIN-SINAR TECHNOLOGIES INC. (Exact name of Regis |
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| February 5, 2015 |
RSTI / ROFIN-SINAR Technologies, Inc. / FRANKLIN RESOURCES INC Passive Investment SC 13G/A 1 rofi14a4.htm CUSIP NO. 775043102 13G Page 1 of 14 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4)* ROFIN‑SINAR TECHNOLOGIES INC. (Name of Issuer) Common Stock, par value $0.01 per Share (Title of Class of Securities) 775043102 (CUSIP Number) December 31, 2014 (Date of Event Which Requires Fi |
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| February 5, 2015 |
ROFIN-SINAR REPORTS RESULTS FOR THE FIRST QUARTER OF FISCAL YEAR 2015 - PRESS RELEASE - Contact: Katharina Manok Günther Braun ROFIN-SINAR 734-416-0206 - or - 011-49-40-733-63-4256 ROFIN-SINAR REPORTS RESULTS FOR THE FIRST QUARTER OF FISCAL YEAR 2015 • Quarterly earnings per share increased 175% year-over-year, from $0. |
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| February 5, 2015 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 a8-kforq12015pressrelease.htm 8-K ANNOUNCING FIRST QUARTER EARNINGS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 0R 15 (D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) February 5, 2015 ROFIN-SINAR TECHNOLOGIES INC. (Exact name of Registrant as specified in its charter) Delawar |
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| January 30, 2015 |
RSTI / ROFIN-SINAR Technologies, Inc. / First Eagle Investment Management, LLC Passive Investment SC 13G/A 1 rsti12311413ga.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G/A (RULE 13d-102) Under the Securities Exchange Act of 1934 (Amendment No. 3)* Information to be included in statements filed pursuant to Rule 13d-1 (b) (c) and (d) and Amendments thereto filed pursuant to Rule 13d-2 (b). Rofin-Sinar Technologies Inc. (Name of Issuer) Common Shares (Ti |
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| January 28, 2015 |
RSTI / ROFIN-SINAR Technologies, Inc. DEF 14A - - DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) þ Filed by the Registrant o Filed by a Party other than the Registrant Check the appropriate box: o Preliminary Proxy Statement o CONFIDENTIAL, FOR USE OF THE COMMISSION ONLY (AS PERMITTED BY RULE 14a-6(e)(2)) þ Defin |
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| January 22, 2015 |
RSTI / ROFIN-SINAR Technologies, Inc. / BlackRock Inc. Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No: 5) ROFIN-SINAR TECHNOLOGIES INC - (Name of Issuer) Common Stock - (Title of Class of Securities) 775043102 - (CUSIP Number) December 31, 2014 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this S |
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| January 5, 2015 |
RSTI / ROFIN-SINAR Technologies, Inc. / Royce & Associates LLC Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Information statement pursuant to Rules 13d-1 and 13d-2 Under the Securities Exchange Act of 1934 (Amendment No.14) Rofin-Sinar Technologies, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 775043102 (CUSIP Number) Date of Event Which Requires Filing of this Statement: December 31, 2014 *The rem |
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| December 1, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2014 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-21377 ROFIN-SINAR TECHNOLOGIES IN |
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| December 1, 2014 |
EXHIBIT 21.1 LIST OF SUBSIDIARIES AND INVESTMENTS OF ROFIN-SINAR TECHNOLOGIES INC. State or Other Name Jurisdiction of Incorporation ROFIN-SINAR, Inc. Delaware, USA PRC LASER Corporation Delaware, USA PRC Laser Europe N.V. Belgium Lee Laser, Inc. Delaware, USA Nufern East Granby, USA ROFIN-SINAR Technologies Europe S.L.U. Spain ROFIN-SINAR Laser GmbH Germany ROFIN-BAASEL Japan Corp. Japan Rasant-A |
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| November 13, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 0R 15 (D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) November 13, 2014 ROFIN-SINAR TECHNOLOGIES INC. (Exact name of Registrant as specified in its charter) Delaware 000-21377 38-3306461 (State or other jurisdiction of incorporation) (Co |
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| November 13, 2014 |
ROFIN-SINAR REPORTS STRONG RESULTS FOR THE FOURTH QUARTER OF FISCAL YEAR 2014 - PRESS RELEASE - Contact: Katharina Manok Günther Braun ROFIN-SINAR 734-416-0206 - or - 011-49-40-733-63-4256 ROFIN-SINAR REPORTS STRONG RESULTS FOR THE FOURTH QUARTER OF FISCAL YEAR 2014 • Quarterly earnings per share increased 23% year-over-year to $0. |
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| September 9, 2014 |
EX-99.1 2 pressreleaselongbowconfere.htm PRESS RELEASE ATTENDANCE AT CONFERENCE - PRESS RELEASE - Contact: Katharina Manok ROFIN-SINAR +49-40-733-63-4256 [email protected] ROFIN-SINAR to Participate in the Longbow Research Industrial Manufacturing & Technology Investor Conference ROFIN-SINAR to Post Updated Investor Presentation on its Website PLYMOUTH, Michigan/HAMBURG, Germany - September 9, 2014 - R |
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| September 9, 2014 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) September 9, 2014 ROFIN-SINAR TECHNOLOGIES INC. (Exact name of Registrant as specified in its charter) Delaware 000-21377 38-3306461 (State or other jurisdiction of incorporation) (Co |
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| August 11, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES AND EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2014 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 000-21377 ROFIN-SINAR TECHNOLOGIES INC. (Exact name of Registran |
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| August 7, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 0R 15 (D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) August 7, 2014 ROFIN-SINAR TECHNOLOGIES INC. (Exact name of Registrant as specified in its charter) Delaware 000-21377 38-3306461 (State or other jurisdiction of incorporation) (Commi |
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| August 7, 2014 |
ROFIN-SINAR REPORTS RESULTS FOR THE THIRD QUARTER OF FISCAL YEAR 2014 - PRESS RELEASE - Contact: Katharina Manok G?nther Braun ROFIN-SINAR 734-416-0206 - or - 011-49-40-733-63-4256 ROFIN-SINAR REPORTS RESULTS FOR THE THIRD QUARTER OF FISCAL YEAR 2014 Plymouth, MI / Hamburg, Germany, August 7, 2014 - ROFIN-SINAR Technologies Inc. |
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| June 13, 2014 |
June 13, 2014 Via E-mail Ingrid Mittelstädt Chief Financial Officer Rofin-Sinar Technologies Inc. |
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| June 2, 2014 |
- FORM SD - SPECIALIZED DISCLOSURE REPORT SD 1 sd2013.htm FORM SD - SPECIALIZED DISCLOSURE REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report ROFIN-SINAR TECHNOLOGIES INC. (Exact name of Registrant as specified in its charter) Delaware 000-21377 38-3306461 (State or other jurisdiction of incorporation or organization) Commission file number (I.R.S. Employer Identification N |
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| June 2, 2014 |
EXHIBIT 1.01 CONFLICT MINERALS REPORT OF ROFIN-SINAR TECHNOLOGIES INC. IN ACCORDANCE WITH RULE 13p-1 UNDER THE SECURITIES EXCHANGE ACT OF 1934 FOR THE REPORTING PERIOD FROM JANUARY 1 TO DECEMBER 31, 2013 I. Introduction This is the Conflict Minerals Report of ROFIN-SINAR Technologies Inc. (“ROFIN”, the “Company,” “we,” “us,” or “our”) prepared for calendar year 2013 (except for conflict minerals t |
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| May 12, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES AND EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2014 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 000-21377 ROFIN-SINAR TECHNOLOGIES INC. (Exact name of Registra |
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| May 8, 2014 |
ROFIN-SINAR REPORTS RESULTS FOR THE SECOND QUARTER OF FISCAL YEAR 2014 EX-99.1 2 pressreleaseq22014.htm PRESS RELEASE Q2 2014 - PRESS RELEASE - Contact: Katharina Manok Günther Braun ROFIN-SINAR 734-416-0206 - or - 011-49-40-733-63-4256 ROFIN-SINAR REPORTS RESULTS FOR THE SECOND QUARTER OF FISCAL YEAR 2014 Plymouth, MI / Hamburg, Germany, May 8, 2014 - ROFIN-SINAR Technologies Inc. (NASDAQ: RSTI), one of the world's leading developers and manufacturers of high-perfor |
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| May 8, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 0R 15 (D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) May 8, 2014 ROFIN-SINAR TECHNOLOGIES INC. (Exact name of Registrant as specified in its charter) Delaware 000-21377 38-3306461 (State or other jurisdiction of incorporation) (Commissi |
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| May 1, 2014 |
CORRESP 1 filename1.htm May 1, 2014 United States Securities and Exchange Commission 450 Fifth Street, N.W. Washington, DC 20549 Re: Rofin-Sinar Technologies, Inc. Form 10-K for the Fiscal Year Ended September 30, 2013 Filed November 29, 2013 File No. 000-21377 Dear Ms. Ravitz: On behalf of Rofin-Sinar Technologies, Inc. (the "Company"), I write to respond to your letter to the Company dated April |
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| April 17, 2014 |
April 17, 2014 Via E-mail Ingrid Mittelstädt Chief Financial Officer Rofin-Sinar Technologies Inc. |
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| March 13, 2014 |
Submission of Matters to a Vote of Security Holders - ANNUAL MEETING RESULTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 - FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (D) OF THE SECURITIES AND EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 13, 2014 ROFIN-SINAR TECHNOLOGIES INC. - (Exact name of registrant as specified in its charter) Delaware 000-21377 38-3306461 - - - (State of other jurisdiction (Commissi |
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| February 28, 2014 |
Other Events - 8-K ANNOUNCING COMPANY ASSET ACQUISITION UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 - FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (D) OF THE SECURITIES AND EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 28, 2014 ROFIN-SINAR TECHNOLOGIES INC. - (Exact name of registrant as specified in its charter) Delaware 000-21377 38-3306461 - - - (State of other jurisdiction (Commi |
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| February 28, 2014 |
[ROFIN LOGO] [GRAPHIC OMITTED] ROFIN-SINAR TECHNOLOGIES - PRESS RELEASE - Contact: Katharina Manok ROFIN-SINAR 011-49-40-733-63-4256 ir@rofin. |
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| February 14, 2014 |
RSTI / ROFIN-SINAR Technologies, Inc. / THIRD AVENUE MANAGEMENT LLC Passive Investment OMB APPROVAL OMB Number: 3235-0145 Expires: December 31, 2014 Estimated average burden hours per response. |
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| February 14, 2014 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2 UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. )* ROFIN-SINAR TECHNOLOGIES, INC. (Name of Issuer) Common Stock (Title of Class of Securities) 775043102 (CUSIP Numbe |
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| February 14, 2014 |
RSTI / ROFIN-SINAR Technologies, Inc. / First Eagle Investment Management, LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G/A (RULE 13d-102) Under the Securities Exchange Act of 1934 (Amendment No. 2)* Information to be included in statements filed pursuant to Rule 13d-1 (b) (c) and (d) and Amendments thereto filed pursuant to Rule 13d-2 (b). Rofin-Sinar Technologies Inc. (Name of Issuer) Common Shares (Title of Class of Securities) 77 |
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| February 12, 2014 |
RSTI / ROFIN-SINAR Technologies, Inc. / FRANKLIN RESOURCES INC Passive Investment rofi13a3.htm - Generated by SEC Publisher for SEC Filing CUSIP NO. 775043102 13G Page 1 of 14 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* ROFIN‑SINAR TECHNOLOGIES INC. (Name of Issuer) Common stock, par value $0.01 per Share (Title of Class of Securities) 775043102 (CUSIP Number) December 31, 2013 |
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| February 12, 2014 |
RSTI / ROFIN-SINAR Technologies, Inc. / VANGUARD GROUP INC Passive Investment rofinsinartechninc.htm - Generated by SEC Publisher for SEC Filing SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 3 )* Name of issuer: Rofin-Sinar Technologies Inc Title of Class of Securities: Common Stock CUSIP Number: 775043102 Date of Event Which Requires Filing of this Statement: December 31, 2013 Check the appr |
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| February 10, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES AND EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2013 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 000-21377 ROFIN-SINAR TECHNOLOGIES INC. (Exact name of Regis |
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| February 6, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 - FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (D) OF THE SECURITIES AND EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 6, 2014 ROFIN-SINAR TECHNOLOGIES INC. - (Exact name of registrant as specified in its charter) Delaware 000-21377 38-3306461 - - - (State of other jurisdiction (Commis |
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| February 6, 2014 |
[ROFIN LOGO] [GRAPHIC OMITTED] ROFIN-SINAR TECHNOLOGIES - PRESS RELEASE - Contact: Katharina Manok Gunther Braun ROFIN-SINAR 734-416-0206 - or - 011-49-40-733-63-4256 ROFIN-SINAR REPORTS RESULTS FOR THE FIRST QUARTER OF FISCAL YEAR 2014 Plymouth, MI / Hamburg, Germany, February 6, 2014 - ROFIN-SINAR Technologies Inc. |
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| January 31, 2014 |
- PROXY FOR 2014 ANNUAL MEETING UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 - SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 /x/ Filed by the Registrant / / Filed by a Party other than the Registrant Check the appropriate box: / / Preliminary Proxy Statement / / Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)2)) /x/ Definitive |
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| January 13, 2014 |
RSTI / ROFIN-SINAR Technologies, Inc. / ROYCE & ASSOCIATES LP Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Information statement pursuant to Rules 13d-1 and 13d-2 Under the Securities Exchange Act of 1934 (Amendment No.13) Rofin-Sinar Technologies, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 775043102 (CUSIP Number) Date of Event Which Requires Filing of this Statement: December 31, 2013 *The rem |
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| January 10, 2014 |
RSTI / ROFIN-SINAR Technologies, Inc. / BlackRock Inc. Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No: 4) ROFIN-SINAR TECHNOLOGIES INC. - (Name of Issuer) Common Stock - (Title of Class of Securities) 775043102 - (CUSIP Number) December 31, 2013 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this |
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| November 29, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2013 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-21377 ROFIN-SINAR TECHNOLOGIES IN |
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| November 29, 2013 |
EXHIBIT 21.1 LIST OF SUBSIDIARIES AND INVESTMENTS OF ROFIN-SINAR TECHNOLOGIES INC. State or Other Name Jurisdiction of Incorporation ROFIN-SINAR, Inc. Delaware, USA PRC LASER Corporation Delaware, USA PRC Laser Europe N.V. Belgium Lee Laser, Inc. Delaware, USA Nufern East Granby, USA ROFIN-SINAR Technologies Europe S.L. Spain ROFIN-SINAR Laser GmbH Germany ROFIN-BAASEL Japan Corp. Japan Rasant-Alc |
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| November 8, 2013 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 - FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (D) OF THE SECURITIES AND EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 6, 2013 ROFIN-SINAR TECHNOLOGIES INC. - (Exact name of registrant as specified in its charter) Delaware 000-21377 38-3306461 - - - (State of other jurisdiction (Commis |
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| November 8, 2013 |
Exhibit 99.1 ROLE & RESPONSIBILITIES OF LEAD INDEPENDENT DIRECTOR The Lead Independent Director is elected annually by the independent members of the Board of Directors and is responsible for coordinating the activities of the independent directors and is expected to perform such other duties and responsibilities as the Board may determine. The specific responsibilities of the Lead Independent Dir |
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| November 7, 2013 |
- EXHIBIT 99.1 PRESS RELEASE ANNOUNCING Q4 2013 RESULTS [ROFIN LOGO] [GRAPHIC OMITTED] ROFIN-SINAR TECHNOLOGIES - PRESS RELEASE - Contact: Katharina Manok Gunther Braun ROFIN-SINAR 734-416-0206 - or - 011-49-40-733-63-4256 ROFIN-SINAR REPORTS RESULTS FOR THE FOURTH QUARTER OF FISCAL YEAR 2013 Plymouth, MI / Hamburg, Germany, November 7, 2013 - ROFIN-SINAR Technologies Inc. |
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| November 7, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 - FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (D) OF THE SECURITIES AND EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 7, 2013 ROFIN-SINAR TECHNOLOGIES INC. - (Exact name of registrant as specified in its charter) Delaware 000-21377 38-3306461 - - - (State of other jurisdiction (Commis |
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| August 9, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES AND EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2013 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 000-21377 ROFIN-SINAR TECHNOLOGIES INC. (Exact name of Registran |
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| August 1, 2013 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 - FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (D) OF THE SECURITIES AND EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 1, 2013 ROFIN-SINAR TECHNOLOGIES INC. - (Exact name of registrant as specified in its charter) Delaware 000-21377 38-3306461 - - - (State of other jurisdiction (Commissi |
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| August 1, 2013 |
[ROFIN LOGO] [GRAPHIC OMITTED] ROFIN-SINAR TECHNOLOGIES - PRESS RELEASE - Contact: Katharina Manok Gunther Braun ROFIN-SINAR 734-416-0206 - or - 011-49-40-733-63-4256 ROFIN-SINAR REPORTS RESULTS FOR THE THIRD QUARTER OF FISCAL YEAR 2013 Plymouth, MI / Hamburg, Germany, August 1, 2013 - ROFIN-SINAR Technologies Inc. |
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| May 10, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES AND EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2013 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 000-21377 ROFIN-SINAR TECHNOLOGIES INC. (Exact name of Registra |
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| May 2, 2013 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 - FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (D) OF THE SECURITIES AND EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 2, 2013 ROFIN-SINAR TECHNOLOGIES INC. - (Exact name of registrant as specified in its charter) Delaware 000-21377 38-3306461 - - - (State of other jurisdiction (Commission |
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| May 2, 2013 |
[ROFIN LOGO] [GRAPHIC OMITTED] ROFIN-SINAR TECHNOLOGIES - PRESS RELEASE - Contact: Katharina Manok Gunther Braun ROFIN-SINAR 734-416-0206 - or - 011-49-40-733-63-4256 ROFIN-SINAR REPORTS RESULTS FOR THE SECOND QUARTER OF FISCAL YEAR 2013 Plymouth, MI / Hamburg, Germany, May 2, 2013 - ROFIN-SINAR Technologies Inc. |
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| April 10, 2013 |
RSTI / ROFIN-SINAR Technologies, Inc. / THIRD AVENUE MANAGEMENT LLC Passive Investment OMB APPROVAL OMB Number: 3235-0145 Expires: December 31, 2014 Estimated average burden hours per response. |
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| March 15, 2013 |
Submission of Matters to a Vote of Security Holders - ANNUAL MEETING RESULTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 - FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (D) OF THE SECURITIES AND EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 14, 2013 ROFIN-SINAR TECHNOLOGIES INC. - (Exact name of registrant as specified in its charter) Delaware 000-21377 38-3306461 - - - (State of other jurisdiction (Commissi |
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| February 14, 2013 |
RSTI / ROFIN-SINAR Technologies, Inc. / THIRD AVENUE MANAGEMENT LLC Passive Investment OMB APPROVAL OMB Number: 3235-0145 Expires: December 31, 2014 Estimated average burden hours per response. |
|
| February 12, 2013 |
RSTI / ROFIN-SINAR Technologies, Inc. / FRANKLIN RESOURCES INC Passive Investment rofi12a2.htm - Generated by SEC Publisher for SEC Filing CUSIP NO. 775043102 13G Page 1 of 14 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* ROFIN‑SINAR TECHNOLOGIES INC. (Name of Issuer) Common stock, par value $0.01 per Share (Title of Class of Securities) 775043102 (CUSIP Number) December 31, 2012 |
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| February 11, 2013 |
RSTI / ROFIN-SINAR Technologies, Inc. / First Eagle Investment Management, LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G/A (RULE 13d-102) Under the Securities Exchange Act of 1934 (Amendment No. 1)* Information to be included in statements filed pursuant to Rule 13d-1 (b) (c) and (d) and Amendments thereto filed pursuant to Rule 13d-2 (b). Rofin-Sinar Technologies Inc. (Name of Issuer) Common Shares (Title of Class of Securities) 77 |
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| February 11, 2013 |
RSTI / ROFIN-SINAR Technologies, Inc. / VANGUARD GROUP INC Passive Investment rofinsinartechnologiesinc.htm - Generated by SEC Publisher for SEC Filing SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 2 )* Name of issuer: Rofin-Sinar Technologies Inc Title of Class of Securities: Common Stock CUSIP Number: 775043102 Date of Event Which Requires Filing of this Statement: December 31, 2012 Check t |
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| February 11, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES AND EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2012 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 000-21377 ROFIN-SINAR TECHNOLOGIES INC. (Exact name of Regis |
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| February 7, 2013 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 - FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (D) OF THE SECURITIES AND EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 7, 2013 ROFIN-SINAR TECHNOLOGIES INC. - (Exact name of registrant as specified in its charter) Delaware 000-21377 38-3306461 - - - (State of other jurisdiction (Commis |
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| February 7, 2013 |
[ROFIN LOGO] [GRAPHIC OMITTED] ROFIN-SINAR TECHNOLOGIES - PRESS RELEASE - Contact: Katharina Manok Gunther Braun ROFIN-SINAR 734-416-0206 - or - 011-49-40-733-63-4256 ROFIN-SINAR REPORTS RESULTS FOR THE FIRST QUARTER OF FISCAL YEAR 2013 Plymouth, MI / Hamburg, Germany, February 7, 2013 - ROFIN-SINAR Technologies Inc. |
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| February 1, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 - SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 /x/ Filed by the Registrant / / Filed by a Party other than the Registrant Check the appropriate box: / / Preliminary Proxy Statement / / Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)2)) /x/ Definitive |
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| January 31, 2013 |
RSTI / ROFIN-SINAR Technologies, Inc. / BlackRock Inc. Passive Investment rofin-sinar.technologies.inc SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No: 3) ROFIN-SINAR TECHNOLOGIES INC. - (Name of Issuer) Common Stock - (Title of Class of Securities) 775043102 - (CUSIP Number) December 31, 2012 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the |
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| January 18, 2013 |
RSTI / ROFIN-SINAR Technologies, Inc. / ROYCE & ASSOCIATES LP Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Information statement pursuant to Rules 13d-1 and 13d-2 Under the Securities Exchange Act of 1934 (Amendment No.12) Rofin-Sinar Technologies, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 775043102 (CUSIP Number) Date of Event Which Requires Filing of this Statement: December 31, 2012 *The rem |
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| January 10, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 - FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (D) OF THE SECURITIES AND EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 8, 2013 ROFIN-SINAR TECHNOLOGIES INC. - (Exact name of registrant as specified in its charter) Delaware 000-21377 38-3306461 - - - (State of other jurisdiction (Commiss |
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| January 10, 2013 |
Amendment as of January 8, 2013 SECTION 2. Number and Term of Holding Office. Subject to the rights, if any, of holders of preferred stock of the Corporation, the number of directors which shall constitute the whole Board shall consist of not less than three nor more than ten members, with the exact number of directors initially to be equal to six and thereafter to be fixed by the Board from time |
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| November 29, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2012 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-21377 ROFIN-SINAR TECHNOLOGIES IN |
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| November 29, 2012 |
EXHIBIT 21.1 LIST OF SUBSIDIARIES AND INVESTMENTS OF ROFIN-SINAR TECHNOLOGIES INC. State or Other Name Jurisdiction of Incorporation ROFIN-SINAR, Inc. Delaware, USA PRC LASER Corporation Delaware, USA PRC Laser Europe N.V. Belgium LEE LASER, Inc. Delaware, USA Nufern East Granby, USA ROFIN-SINAR Technologies Europe S.L. Spain ROFIN-SINAR Laser GmbH Germany ROFIN-BAASEL Japan Corp. Japan RASANT-ALC |
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| November 8, 2012 |
[ROFIN LOGO] [GRAPHIC OMITTED] ROFIN-SINAR TECHNOLOGIES - PRESS RELEASE - Contact: Katharina Manok Gunther Braun ROFIN-SINAR 734-416-0206 - or - 011-49-40-733-63-4256 ROFIN-SINAR REPORTS RESULTS FOR THE FOURTH QUARTER AND FISCAL YEAR 2012 Plymouth, MI / Hamburg, Germany - November 8, 2012 - ROFIN-SINAR Technologies Inc. |
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| November 8, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 - FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (D) OF THE SECURITIES AND EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 8, 2012 ROFIN-SINAR TECHNOLOGIES INC. - (Exact name of registrant as specified in its charter) Delaware 000-21377 38-3306461 - - - (State of other jurisdiction (Commis |
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| August 9, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES AND EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2012 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 000-21377 ROFIN-SINAR TECHNOLOGIES INC. (Exact name of Registran |
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| August 2, 2012 |
[ROFIN LOGO] [GRAPHIC OMITTED] ROFIN-SINAR TECHNOLOGIES - PRESS RELEASE - Contact: Katharina Manok Gunther Braun ROFIN-SINAR 734-416-0206 - or - 011-49-40-733-63-4256 ROFIN-SINAR REPORTS RESULTS FOR THIRD QUARTER FISCAL YEAR 2012 - Board of Directors authorizes share buyback program - Plymouth, MI / Hamburg, Germany - August 2, 2012 - ROFIN-SINAR Technologies Inc. |
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| August 2, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 - FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (D) OF THE SECURITIES AND EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 2, 2012 ROFIN-SINAR TECHNOLOGIES INC. - (Exact name of registrant as specified in its charter) Delaware 000-21377 38-3306461 - - - (State of other jurisdiction (Commissi |
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| May 18, 2012 |
May 18, 2012 Via E-mail Mr. Günther Braun President and Chief Executive Officer Rofin Sinar Technologies Inc. 40984 Concept Drive Plymouth, Michigan 48170 Re: Rofin Sinar Technologies Inc. Form 10-K for the Fiscal Year Ended September 30, 2011 Filed November 29, 2011 File No. 0-21377 Dear Mr. Braun: We have completed our review of your filings. We remind you that our comments or changes to disclos |
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| May 17, 2012 |
May 17, 2012 United States Securities and Exchange Commission 450 Fifth Street, N. |
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| May 9, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES AND EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2012 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 000-21377 ROFIN-SINAR TECHNOLOGIES INC. (Exact name of Registra |
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| May 3, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 - FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (D) OF THE SECURITIES AND EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 3, 2012 ROFIN-SINAR TECHNOLOGIES INC. - (Exact name of registrant as specified in its charter) Delaware 000-21377 38-3306461 - - - (State of other jurisdiction (Commission |
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| May 3, 2012 |
[ROFIN LOGO] [GRAPHIC OMITTED] ROFIN-SINAR TECHNOLOGIES - PRESS RELEASE - Contact: Katharina Manok Gunther Braun ROFIN-SINAR 734-416-0206 - or - 011-49-40-733-63-4256 ROFIN-SINAR REPORTS RESULTS FOR SECOND QUARTER FISCAL YEAR 2012 Plymouth, MI / Hamburg, Germany - May 3, 2012 - ROFIN-SINAR Technologies Inc. |
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| April 26, 2012 |
April 26, 2012 Via E-mail Mr. Günther Braun President and Chief Executive Officer Rofin-Sinar Technologies Inc. 40984 Concept Drive Plymouth, Michigan 48170 Re: Rofin-Sinar Technologies Inc. Form 10-K for the Fiscal Year Ended September 30, 2011 Filed November 29, 2011 File No. 000-21377 Dear Mr. Braun: We have reviewed your filing and have the following comments. We have limited our review to onl |
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| March 16, 2012 |
Submission of Matters to a Vote of Security Holders - ANNUAL REPORT RESULTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 - FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (D) OF THE SECURITIES AND EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 15, 2012 ROFIN-SINAR TECHNOLOGIES INC. - (Exact name of registrant as specified in its charter) Delaware 000-21377 38-3306461 - - - (State of other jurisdiction (Commissi |
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| February 14, 2012 |
RSTI / ROFIN-SINAR Technologies, Inc. / First Eagle Investment Management, LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G (RULE 13d-102) Under the Securities Exchange Act of 1934 (Amendment No. )* Information to be included in statements filed pursuant to Rule 13d-1 (b) (c) and (d) and Amendments thereto filed pursuant to Rule 13d-2 (b). Rofin-Sinar Technologies Inc. (Name of Issuer) Common Shares (Title of Class of Securities) 77504 |
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| February 10, 2012 |
RSTI / ROFIN-SINAR Technologies, Inc. / BlackRock Inc. Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No: 2) ROFIN-SINAR TECHNOLOGIES INC - (Name of Issuer) Common Stock - (Title of Class of Securities) 775043102 - (CUSIP Number) December 30, 2011 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this S |
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| February 10, 2012 |
RSTI / ROFIN-SINAR Technologies, Inc. / VANGUARD GROUP INC Passive Investment rofinsinartechnologiesinc.htm - Generated by SEC Publisher for SEC Filing SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.:1 )* Name of issuer: Rofin-Sinar Technologies Inc Title of Class of Securities: Common Stock CUSIP Number: 775043102 Date of Event Which Requires Filing of this Statement: December 31, 2011 Check th |
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| February 9, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES AND EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2011 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 000-21377 ROFIN-SINAR TECHNOLOGIES INC. (Exact name of Regis |
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| February 9, 2012 |
RSTI / ROFIN-SINAR Technologies, Inc. / FRANKLIN RESOURCES INC Passive Investment rofi11a1.htm - Generated by SEC Publisher for SEC Filing CUSIP NO. 775043102 13G Page 1 of 14 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* ROFIN‑SINAR TECHNOLOGIES INC. (Name of Issuer) Common stock, par value $0.01 per Share (Title of Class of Securities) 775043102 (CUSIP Number) December 31, 2011 |
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| February 2, 2012 |
[ROFIN LOGO] [GRAPHIC OMITTED] ROFIN-SINAR TECHNOLOGIES - PRESS RELEASE - Contact: Katharina Manok Gunther Braun ROFIN-SINAR 734-416-0206 - or - 011-49-40-733-63-4256 ROFIN-SINAR REPORTS RESULTS FOR THE FIRST QUARTER OF FISCAL YEAR 2012 Plymouth, MI / Hamburg, Germany, February 2, 2012 - ROFIN-SINAR Technologies Inc. |
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| February 2, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 - FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (D) OF THE SECURITIES AND EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 2, 2012 ROFIN-SINAR TECHNOLOGIES INC. - (Exact name of registrant as specified in its charter) Delaware 000-21377 38-3306461 - - - (State of other jurisdiction (Commis |
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| January 27, 2012 |
DEF 14A 1 proxy2012.txt ANNUAL PROXY STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 - SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 /x/ Filed by the Registrant / / Filed by a Party other than the Registrant Check the appropriate box: / / Preliminary Proxy Statement / / Confidential, for Use of the Commission Only (a |
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| January 20, 2012 |
RSTI / ROFIN-SINAR Technologies, Inc. / ROYCE & ASSOCIATES LP Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Information statement pursuant to Rules 13d-1 and 13d-2 Under the Securities Exchange Act of 1934 (Amendment No.11) Rofin-Sinar Technologies, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 775043102 (CUSIP Number) Date of Event Which Requires Filing of this Statement: December 31, 2011 *The rem |
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| November 29, 2011 |
BY-LAWS ROFIN-SINAR TECHNOLOGIES INC. ARTICLE I EX-3.2 2 a50081890ex32.htm EXHIBIT 3.2 Exhibit 3.2 BY-LAWS OF ROFIN-SINAR TECHNOLOGIES INC. ARTICLE I OFFICES SECTION 1. Registered Office in Delaware. The address of the registered office of Rofin-Sinar Technologies Inc. (hereinafter called the “Corporation”) in the State of Delaware shall be The Corporation Trust Company, 1209 Orange Street, in the City of Wilmington, County of New Castle, Delaw |
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| November 29, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2011 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-21377 ROFIN-SINAR TECHNOLOGIES IN |
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| November 29, 2011 |
LIST OF SUBSIDIARIES AND INVESTMENTS OF ROFIN-SINAR TECHNOLOGIES INC. EXHIBIT 21.1 LIST OF SUBSIDIARIES AND INVESTMENTS OF ROFIN-SINAR TECHNOLOGIES INC. Name State or Other Jurisdiction of Incorporation Rofin-Sinar, Inc. Delaware, USA PRC Laser Corporation Delaware, USA PRC Laser Europe N.V. Belgium Lee Laser, Inc. Delaware, USA Nufern East Granby, USA Rofin-Sinar Technologies Europe S.L. Spain Rofin-Sinar Laser GmbH Germany Rofin-Baasel Japan Corp. Japan Rasant-Alc |
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| November 9, 2011 |
Amendment as of November 3, 2011 SECTION 2. Number and Term of Holding Office. Subject to the rights, if any, of holders of preferred stock of the Corporation, the number of directors which shall constitute the whole Board shall consist of not less than three nor more than ten members, with the exact number of directors initially to be equal to six and thereafter to be fixed by the Board from time |
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| November 9, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 - FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (D) OF THE SECURITIES AND EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 3, 2011 ROFIN-SINAR TECHNOLOGIES INC. - (Exact name of registrant as specified in its charter) Delaware 000-21377 38-3306461 - - - (State of other jurisdiction (Commis |
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| November 4, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 - FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (D) OF THE SECURITIES AND EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 4, 2011 ROFIN-SINAR TECHNOLOGIES INC. - (Exact name of registrant as specified in its charter) Delaware 000-21377 38-3306461 - - - (State of other jurisdiction (Commis |
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| November 4, 2011 |
[ROFIN LOGO] [GRAPHIC OMITTED] ROFIN-SINAR TECHNOLOGIES - PRESS RELEASE - Contact: Katharina Manok Gunther Braun ROFIN-SINAR 734-416-0206 011-49-40-733-63-4256 ROFIN-SINAR REPORTS RECORD REVENUES FOR THE FOURTH QUARTER AND FISCAL YEAR 2011 Annual turnover increased by 41% to $597. |
