기본 통계
| LEI | C8PHRWSYC6CV404R0D13 |
| CIK | 898745 |
SEC Filings
SEC Filings (Chronological Order)
| May 28, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 (Amendment No. ) Check the appropriate box: [ ] Preliminary Information Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) [x] Definitive Information Statement PRINCIPAL FUN |
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| April 20, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| April 10, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a party other than the Registrant [ ] Check the appropriate box: [X] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| January 29, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 (Amendment No. ) Check the appropriate box: [ ] Preliminary Information Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) [x] Definitive Information Statement PRINCIPAL FUN |
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| January 22, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 (Amendment No. ) Check the appropriate box: [ ] Preliminary Information Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) [x] Definitive Information Statement PRINCIPAL FUN |
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| January 7, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 (Amendment No. ) Check the appropriate box: [ ] Preliminary Information Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) [x] Definitive Information Statement PRINCIPAL FUN |
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| November 20, 2025 |
Principal Funds, Inc. 711 High Street, Des Moines, IA 50392 515 247 5111 tel November 20, 2025 Via EDGAR Division of Investment Management Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Principal Funds, Inc. (the “Registrant”) (CIK 0000898745) Request for Withdrawal of Post-Effective Amendment No. 1 File Nos. 033-59474, 811-07572 Ladies and Gentlemen: Pursuant to |
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| October 7, 2025 |
September 19, 2025 Board of Directors PFI – MidCap Fund 711 High Street Des Moines, IA 50392 RE: Acquisition of PFI – MidCap Growth Fund By PFI – MidCap Fund To the Board of Directors PFI – MidCap Fund, a separate series of Principal Funds, Inc. |
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| October 7, 2025 |
September 19, 2025 Board of Directors PFI – MidCap Fund 711 High Street Des Moines, IA 50392 RE: Acquisition of PFI – Edge MidCap Fund By PFI – MidCap Fund To the Board of Directors PFI – MidCap Fund, a separate series of Principal Funds, Inc. |
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| October 7, 2025 |
Securities Act Registration No. 333-288242 As filed with the Securities and Exchange Commission on October 7, 2025 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Pre-Effective Amendment No. Post-Effective Amendment No. 1 (Check appropriate box or boxes) PRINCIPAL FUNDS, INC. (Exact Name of Registrant as Spec |
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| October 7, 2025 |
September 19, 2025 Board of Directors PFI – Edge MidCap Fund 711 High Street Des Moines, IA 50392 RE: Acquisition of PFI – Edge MidCap Fund By PFI – MidCap Fund To the Board of Directors PFI – MidCap Fund, a separate series of Principal Funds, Inc. |
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| October 7, 2025 |
September 19, 2025 Board of Directors PFI – MidCap Growth Fund 711 High Street Des Moines, IA 50392 RE: Acquisition of PFI – MidCap Growth Fund By PFI – MidCap Fund To the Board of Directors PFI – MidCap Fund, a separate series of Principal Funds, Inc. |
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| October 7, 2025 |
September 19, 2025 Board of Directors PFI – MidCap Growth Fund III 711 High Street Des Moines, IA 50392 RE: Acquisition of PFI – MidCap Growth Fund III By PFI – MidCap Fund To the Board of Directors PFI – MidCap Fund, a separate series of Principal Funds, Inc. |
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| October 7, 2025 |
September 19, 2025 Board of Directors PFI – MidCap Fund 711 High Street Des Moines, IA 50392 RE: Acquisition of PFI – MidCap Growth Fund III By PFI – MidCap Fund To the Board of Directors PFI – MidCap Fund, a separate series of Principal Funds, Inc. |
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| October 7, 2025 |
September 19, 2025 Board of Directors PFI – MidCap Growth Fund III 711 High Street Des Moines, IA 50392 RE: Acquisition of PFI – MidCap Growth Fund III By PFI – MidCap Fund To the Board of Directors PFI – MidCap Fund, a separate series of Principal Funds, Inc. |
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| October 7, 2025 |
Securities Act Registration No. 333-288242 As filed with the Securities and Exchange Commission on October 7, 2025 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Pre-Effective Amendment No. Post-Effective Amendment No. 1 (Check appropriate box or boxes) PRINCIPAL FUNDS, INC. (Exact Name of Registrant as Spec |
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| October 7, 2025 |
September 19, 2025 Board of Directors PFI – MidCap Growth Fund 711 High Street Des Moines, IA 50392 RE: Acquisition of PFI – MidCap Growth Fund By PFI – MidCap Fund To the Board of Directors PFI – MidCap Fund, a separate series of Principal Funds, Inc. |
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| October 7, 2025 |
September 19, 2025 Board of Directors PFI – MidCap Fund 711 High Street Des Moines, IA 50392 RE: Acquisition of PFI – MidCap Growth Fund III By PFI – MidCap Fund To the Board of Directors PFI – MidCap Fund, a separate series of Principal Funds, Inc. |
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| October 7, 2025 |
September 19, 2025 Board of Directors PFI – MidCap Fund 711 High Street Des Moines, IA 50392 RE: Acquisition of PFI – Edge MidCap Fund By PFI – MidCap Fund To the Board of Directors PFI – MidCap Fund, a separate series of Principal Funds, Inc. |
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| October 7, 2025 |
September 19, 2025 Board of Directors PFI – Edge MidCap Fund 711 High Street Des Moines, IA 50392 RE: Acquisition of PFI – Edge MidCap Fund By PFI – MidCap Fund To the Board of Directors PFI – MidCap Fund, a separate series of Principal Funds, Inc. |
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| October 7, 2025 |
September 19, 2025 Board of Directors PFI – MidCap Fund 711 High Street Des Moines, IA 50392 RE: Acquisition of PFI – MidCap Growth Fund By PFI – MidCap Fund To the Board of Directors PFI – MidCap Fund, a separate series of Principal Funds, Inc. |
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| October 6, 2025 |
Principal Funds, Inc. 711 High Street, Des Moines, IA 50392 515 247 5111 tel October 6, 2025 Principal Funds, Inc. Des Moines, Iowa 50392-2080 RE: Registration Statement on Form N-14 Pursuant to Securities Act of 1933 Registration No. I am familiar with the organization of Principal Funds, Inc. (the "Fund") under the laws of the State of Maryland and have reviewed the above-referenced Registration |
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| October 6, 2025 |
Consent of Independent Registered Public Accounting Firm Consent of Independent Registered Public Accounting Firm We consent to the references to our firm under the captions “Financial Statements” and “Appendix C – Financial Highlights” in the Information Statement/Prospectus and “Table of Contents” and “Information Incorporated by Reference” in the Statement of Additional Information included in this Registration Statement (Form N-14) of Principal Funds, Inc. |
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| October 6, 2025 |
PRINCIPAL FUNDS, INC. POWER OF ATTORNEY PRINCIPAL FUNDS, INC. POWER OF ATTORNEY Each member of the Board of Directors of Principal Funds, Inc. (the “Fund”), whose signature appears below, hereby constitutes and appoints Kamal Bhatia, Laura B. Latham, David Michalik, Deanna Y. Pellack, Adam U. Shaikh, and John L. Sullivan, and each of them, his/her true and lawful attorneys and agents, with full power and authority of substitution and re |
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| October 6, 2025 |
N-MFP3 0000898745 XXXXXXXX 2025-09-30 Principal Funds, Inc 0000898745 549300HZGBXSW6DSXF23 Money Market Fund 5493004TMQBCYWU5QO91 S000007081 2 N N 033-59474 Principal Global Investors, LLC 801-55959 Ernst & Young LLP Minneapolis MN Principal Global Investors, LLC Principal Shareholder Services Inc 0001020337 084-05657 N N N Prime Y 31 36 327781513. |
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| October 6, 2025 |
FORM OF PLAN OF ACQUISITION Principal LifeTime Hybrid 2015 Fund and Principal LifeTime Hybrid Income Fund The Board of Directors (the “Board”) of Principal Funds, Inc. |
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| October 6, 2025 |
FORM OF PLAN OF ACQUISITION Principal LifeTime 2015 Fund and Principal LifeTime Strategic Income Fund The Board of Directors (the “Board”) of Principal Funds, Inc. |
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| October 6, 2025 |
N-MFP3 0000898745 XXXXXXXX 2025-09-30 Principal Funds, Inc 0000898745 549300HZGBXSW6DSXF23 Government Money Market Fund 549300WWK3YB7DNN4U34 S000060089 2 N N 033-59474 Principal Global Investors, LLC 801-55959 Ernst & Young LLP Minneapolis MN Principal Global Investors, LLC Principal Shareholder Services Inc 0001020337 084-05657 N N N Government N N 31 60 1909523953. |
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| October 6, 2025 |
As filed with the Securities and Exchange Commission on October 6, 2025 As filed with the Securities and Exchange Commission on October 6, 2025 File No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Pre-Effective Amendment No. Post-Effective Amendment No. (Check appropriate box or boxes) PRINCIPAL FUNDS, INC. (Exact Name of Registrant as Specified in Charter) 711 High Stre |
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| September 4, 2025 |
N-MFP3 0000898745 XXXXXXXX 2025-08-31 Principal Funds, Inc 0000898745 549300HZGBXSW6DSXF23 Money Market Fund 5493004TMQBCYWU5QO91 S000007081 2 N N 033-59474 Principal Global Investors, LLC 801-55959 Ernst & Young LLP Minneapolis MN Principal Global Investors, LLC Principal Shareholder Services Inc 0001020337 084-05657 N N N Prime Y 28 33 331050678. |
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| September 4, 2025 |
N-MFP3 0000898745 XXXXXXXX 2025-08-31 Principal Funds, Inc 0000898745 549300HZGBXSW6DSXF23 Government Money Market Fund 549300WWK3YB7DNN4U34 S000060089 2 N N 033-59474 Principal Global Investors, LLC 801-55959 Ernst & Young LLP Minneapolis MN Principal Global Investors, LLC Principal Shareholder Services Inc 0001020337 084-05657 N N N Government N N 25 59 1804825957. |
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| June 23, 2025 |
PRINCIPAL FUNDS, INC. POWER OF ATTORNEY PRINCIPAL FUNDS, INC. POWER OF ATTORNEY Each member of the Board of Directors of Principal Funds, Inc. (the “Fund”), whose signature appears below, hereby constitutes and appoints Kamal Bhatia, Laura B. Latham, Deanna Y. Pellack, Adam U. Shaikh, and John L. Sullivan, and each of them, his/her true and lawful attorneys and agents, with full power and authority of substitution and resubstitution, to |
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| June 23, 2025 |
Consent of Independent Registered Public Accounting Firm Consent of Independent Registered Public Accounting Firm We consent to the references to our firm under the captions “Financial Statements” and “Appendix C – Financial Highlights” in the Information Statement/Prospectus and “Table of Contents” and “Information Incorporated by Reference” in the Statement of Additional Information included in this Registration Statement (Form N-14) of Principal Funds, Inc. |
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| June 23, 2025 |
FORM OF PLAN OF ACQUISITION MidCap Growth Fund and MidCap Fund FORM OF PLAN OF ACQUISITION MidCap Growth Fund and MidCap Fund The Board of Directors (the “Board”) of Principal Funds, Inc. |
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| June 23, 2025 |
As filed with the Securities and Exchange Commission on June 23, 2025 As filed with the Securities and Exchange Commission on June 23, 2025 File No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Pre-Effective Amendment No. Post-Effective Amendment No. (Check appropriate box or boxes) PRINCIPAL FUNDS, INC. (Exact Name of Registrant as Specified in Charter) 711 High Street |
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| June 23, 2025 |
FORM OF PLAN OF ACQUISITION MidCap Growth Fund III and MidCap Fund FORM OF PLAN OF ACQUISITION MidCap Growth Fund III and MidCap Fund The Board of Directors (the “Board”) of Principal Funds, Inc. |
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| June 23, 2025 |
FORM OF PLAN OF ACQUISITION Edge MidCap Fund and MidCap Fund FORM OF PLAN OF ACQUISITION Edge MidCap Fund and MidCap Fund The Board of Directors (the “Board”) of Principal Funds, Inc. |
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| June 23, 2025 |
Principal Funds, Inc. 711 High Street, Des Moines, IA 50392 515 247 5111 tel June 23, 2025 Principal Funds, Inc. Des Moines, Iowa 50392-2080 RE: Registration Statement on Form N-14 Pursuant to Securities Act of 1933 Registration No. I am familiar with the organization of Principal Funds, Inc. (the "Fund") under the laws of the State of Maryland and have reviewed the above-referenced Registration S |
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| June 20, 2025 |
Principal Exchange-Traded Funds 711 High Street, Des Moines, IA 50392 515 247 5111 tel June 20, 2025 Via EDGAR Timothy Worthington, Esq. |
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| June 4, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| May 23, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a party other than the Registrant [ ] Check the appropriate box: [X] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| May 21, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 (Amendment No. ) Check the appropriate box: [ ] Preliminary Information Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) [x] Definitive Information Statement PRINCIPAL FUN |
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| April 22, 2025 |
March 3, 2025 Board of Directors PFI – High Yield Fund 711 High Street Des Moines, IA 50392 RE Acquisition of PFI – High Income Fund By PFI – High Yield Fund To the Board of Directors PFI High Yield Fund, a separate series of Principal Funds, Inc. |
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| April 22, 2025 |
March 3, 2025 Board of Directors PFI – High Income Fund 711 High Street Des Moines, IA 50392 RE Acquisition of PFI – High Income Fund By PFI – High Yield Fund To the Board of Directors PFI High Yield Fund, a separate series of Principal Funds, Inc. |
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| April 22, 2025 |
Securities Act Registration No. 333-284120 As filed with the Securities and Exchange Commission on April 22, 2025 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Pre-Effective Amendment No. Post-Effective Amendment No. 1 PRINCIPAL FUNDS, INC. (Exact Name of Registrant as Specified in Charter) 711 High Street, |
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| February 3, 2025 |
Principal Funds, Inc. 711 High Street, Des Moines, IA 50392 515 247 5111 tel February 3, 2025 Via EDGAR Mr. Raymond Be Ms. Shandy Pumphrey Division of Investment Management Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549 Re: Principal Funds, Inc. (the “Registrant”) Registration Statement on Form N-14 Pursuant to the Securities Act of 1933 Registration No. 333-284120 Dear |
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| January 13, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 (Amendment No. ) Check the appropriate box: [ ] Preliminary Information Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) [x] Definitive Information Statement PRINCIPAL FUN |
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| January 7, 2025 |
Schedule of Investments California Municipal Fund July 31, 2024 (unaudited) See accompanying notes. |
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| January 3, 2025 |
PLAN OF ACQUISITION High Income Fund and High Yield Fund PLAN OF ACQUISITION High Income Fund and High Yield Fund The Board of Directors (the “Board”) of Principal Funds, Inc. |
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| January 3, 2025 |
Principal Funds, Inc. 711 High Street, Des Moines, IA 50392 515 247 5111 tel January 3, 2025 Principal Funds, Inc. Des Moines, Iowa 50392-2080 RE: Registration Statement on Form N-14 Pursuant to Securities Act of 1933 Registration No. I am familiar with the organization of Principal Funds, Inc. (the "Fund") under the laws of the State of Maryland and have reviewed the above-referenced Registration |
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| January 3, 2025 |
PRINCIPAL FUNDS, INC. POWER OF ATTORNEY PRINCIPAL FUNDS, INC. POWER OF ATTORNEY Each member of the Board of Directors of Principal Funds, Inc. (the “Fund”), whose signature appears below, hereby constitutes and appoints Kamal Bhatia, Laura B. Latham, Deanna Y. Pellack, Adam U. Shaikh, and John L. Sullivan, and each of them, his/her true and lawful attorneys and agents, with full power and authority of substitution and resubstitution, to |
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| January 3, 2025 |
As filed with the Securities and Exchange Commission on January 3, 2025 As filed with the Securities and Exchange Commission on January 3, 2025 File No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Pre-Effective Amendment No. Post-Effective Amendment No. (Check appropriate box or boxes) PRINCIPAL FUNDS, INC. (Exact Name of Registrant as Specified in Charter) 711 High Stre |
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| January 3, 2025 |
Consent of Independent Registered Public Accounting Firm Consent of Independent Registered Public Accounting Firm We consent to the references to our firm under the captions “Financial Statements” and “Appendix B – Financial Highlights” in the Information Statement/Prospectus and “Table of Contents” and “Information Incorporated by Reference” in the Statement of Additional Information included in this Registration Statement (Form N-14) of Principal Funds, Inc. |
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| March 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 (Amendment No. ) Check the appropriate box: [ ] Preliminary Information Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) [x] Definitive Information Statement PRINCIPAL FUN |
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| February 15, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 (Amendment No. ) Check the appropriate box: [ ] Preliminary Information Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) [x] Definitive Information Statement PRINCIPAL FUN |
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| February 15, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 (Amendment No. ) Check the appropriate box: [ ] Preliminary Information Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) [x] Definitive Information Statement PRINCIPAL FUN |
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| September 21, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 (Amendment No. ) Check the appropriate box: [ ] Preliminary Information Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) [x] Definitive Information Statement PRINCIPAL FUN |
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| May 24, 2023 |
Opinion and Consent of Randy D. Bolin, Assistant Tax Counsel to Acquiring Fund on tax matters May 12, 2023 Board of Directors PFI – Principal LifeTime Strategic Income Fund 711 High Street Des Moines, IA 50392 RE Acquisition of PFI - Principal LifeTime 2010 Fund By PFI - Principal LifeTime Strategic Income Fund To the Board of Directors PFI LifeTime Strategic Income Fund, a separate series of Principal Funds, Inc. |
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| May 24, 2023 |
Securities Act Registration No. 333-267729 As filed with the Securities and Exchange Commission on May 24, 2023 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 [ ] Pre-Effective Amendment No. [X] Post-Effective Amendment No. 1 PRINCIPAL FUNDS, INC. (Exact Name of Registrant as Specified in Charter) 711 High S |
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| May 24, 2023 |
Opinion and Consent of Jared A. Yepsen, Assistant Tax Counsel to Acquired Fund on tax matters May 12, 2023 Board of Directors PFI - Principal LifeTime 2010 Fund 711 High Street Des Moines, IA 50392 RE Acquisition of PFI - Principal LifeTime 2010 Fund By PFI - Principal LifeTime Strategic Income Fund To the Board of Directors Principal LifeTime Strategic Income Fund, a separate series of Principal Funds, Inc. |
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| April 25, 2023 |
Principal Funds, Inc. 711 High Street, Des Moines, IA 50392 515 247 5111 tel www.principal.com April 25, 2023 Via EDGAR Melissa McDonough Division of Investment Management Securities and Exchange Commission 100 F Street, NE Washington D.C. 20549 Re: Principal Funds, Inc. (“PFI”) and Principal Variable Contracts Funds, Inc. (“PVC”) (individually the “Registrant” and collectively the “Registrants”) |
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| March 27, 2023 |
DEFA14A 1 pfidefa14aproxyaddlmateriaa.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of The Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the |
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| March 24, 2023 |
NPORT-EX 2 principal5035.htm Schedule of Investments California Municipal Fund January 31, 2023 (unaudited) See accompanying notes. 1 INVESTMENT COMPANIES - 0 .44 % Shares Held Value (000's) Exchange-Traded Funds - 0 .44 % Invesco California AMT-Free Municipal Bond ETF 12,500 $ 310 iShares California Muni Bond ETF 38,402 2,210 $ 2,520 TOTAL INVESTMENT COMPANIES $ 2,520 MUNICIPAL BONDS - 101 |
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| March 24, 2023 |
NPORT-EX 2 principal5055.htm Schedule of Investments California Municipal Fund January 31, 2023 (unaudited) See accompanying notes. 1 INVESTMENT COMPANIES - 0 .44 % Shares Held Value (000's) Exchange-Traded Funds - 0 .44 % Invesco California AMT-Free Municipal Bond ETF 12,500 $ 310 iShares California Muni Bond ETF 38,402 2,210 $ 2,520 TOTAL INVESTMENT COMPANIES $ 2,520 MUNICIPAL BONDS - 101 |
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| March 24, 2023 |
NPORT-EX 2 principal4557.htm Schedule of Investments California Municipal Fund January 31, 2023 (unaudited) See accompanying notes. 1 INVESTMENT COMPANIES - 0 .44 % Shares Held Value (000's) Exchange-Traded Funds - 0 .44 % Invesco California AMT-Free Municipal Bond ETF 12,500 $ 310 iShares California Muni Bond ETF 38,402 2,210 $ 2,520 TOTAL INVESTMENT COMPANIES $ 2,520 MUNICIPAL BONDS - 101 |
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| March 24, 2023 |
Schedule of Investments California Municipal Fund January 31, 2023 (unaudited) See accompanying notes. |
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| March 24, 2023 |
Schedule of Investments California Municipal Fund January 31, 2023 (unaudited) See accompanying notes. |
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| March 24, 2023 |
Schedule of Investments California Municipal Fund January 31, 2023 (unaudited) See accompanying notes. |
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| March 24, 2023 |
Schedule of Investments California Municipal Fund January 31, 2023 (unaudited) See accompanying notes. |
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| March 24, 2023 |
NPORT-EX 2 principal5100.htm Schedule of Investments California Municipal Fund January 31, 2023 (unaudited) See accompanying notes. 1 INVESTMENT COMPANIES - 0 .44 % Shares Held Value (000's) Exchange-Traded Funds - 0 .44 % Invesco California AMT-Free Municipal Bond ETF 12,500 $ 310 iShares California Muni Bond ETF 38,402 2,210 $ 2,520 TOTAL INVESTMENT COMPANIES $ 2,520 MUNICIPAL BONDS - 101 |
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| March 24, 2023 |
NPORT-EX 2 principal3067.htm Schedule of Investments California Municipal Fund January 31, 2023 (unaudited) See accompanying notes. 1 INVESTMENT COMPANIES - 0 .44 % Shares Held Value (000's) Exchange-Traded Funds - 0 .44 % Invesco California AMT-Free Municipal Bond ETF 12,500 $ 310 iShares California Muni Bond ETF 38,402 2,210 $ 2,520 TOTAL INVESTMENT COMPANIES $ 2,520 MUNICIPAL BONDS - 101 |
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| March 24, 2023 |
Schedule of Investments California Municipal Fund January 31, 2023 (unaudited) See accompanying notes. |
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| March 24, 2023 |
NPORT-EX 2 principal4536.htm Schedule of Investments California Municipal Fund January 31, 2023 (unaudited) See accompanying notes. 1 INVESTMENT COMPANIES - 0 .44 % Shares Held Value (000's) Exchange-Traded Funds - 0 .44 % Invesco California AMT-Free Municipal Bond ETF 12,500 $ 310 iShares California Muni Bond ETF 38,402 2,210 $ 2,520 TOTAL INVESTMENT COMPANIES $ 2,520 MUNICIPAL BONDS - 101 |
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| March 24, 2023 |
NPORT-EX 2 principal2038.htm Schedule of Investments California Municipal Fund January 31, 2023 (unaudited) See accompanying notes. 1 INVESTMENT COMPANIES - 0 .44 % Shares Held Value (000's) Exchange-Traded Funds - 0 .44 % Invesco California AMT-Free Municipal Bond ETF 12,500 $ 310 iShares California Muni Bond ETF 38,402 2,210 $ 2,520 TOTAL INVESTMENT COMPANIES $ 2,520 MUNICIPAL BONDS - 101 |
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| March 24, 2023 |
Schedule of Investments California Municipal Fund January 31, 2023 (unaudited) See accompanying notes. |
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| March 24, 2023 |
NPORT-EX 2 principal5040.htm Schedule of Investments California Municipal Fund January 31, 2023 (unaudited) See accompanying notes. 1 INVESTMENT COMPANIES - 0 .44 % Shares Held Value (000's) Exchange-Traded Funds - 0 .44 % Invesco California AMT-Free Municipal Bond ETF 12,500 $ 310 iShares California Muni Bond ETF 38,402 2,210 $ 2,520 TOTAL INVESTMENT COMPANIES $ 2,520 MUNICIPAL BONDS - 101 |
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| March 24, 2023 |
NPORT-EX 2 principal4513.htm Schedule of Investments California Municipal Fund January 31, 2023 (unaudited) See accompanying notes. 1 INVESTMENT COMPANIES - 0 .44 % Shares Held Value (000's) Exchange-Traded Funds - 0 .44 % Invesco California AMT-Free Municipal Bond ETF 12,500 $ 310 iShares California Muni Bond ETF 38,402 2,210 $ 2,520 TOTAL INVESTMENT COMPANIES $ 2,520 MUNICIPAL BONDS - 101 |
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| March 24, 2023 |
NPORT-EX 2 principal5030.htm Schedule of Investments California Municipal Fund January 31, 2023 (unaudited) See accompanying notes. 1 INVESTMENT COMPANIES - 0 .44 % Shares Held Value (000's) Exchange-Traded Funds - 0 .44 % Invesco California AMT-Free Municipal Bond ETF 12,500 $ 310 iShares California Muni Bond ETF 38,402 2,210 $ 2,520 TOTAL INVESTMENT COMPANIES $ 2,520 MUNICIPAL BONDS - 101 |
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| March 24, 2023 |
Schedule of Investments California Municipal Fund January 31, 2023 (unaudited) See accompanying notes. |
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| March 24, 2023 |
Schedule of Investments California Municipal Fund January 31, 2023 (unaudited) See accompanying notes. |
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| March 24, 2023 |
Schedule of Investments California Municipal Fund January 31, 2023 (unaudited) See accompanying notes. |
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| March 24, 2023 |
Schedule of Investments California Municipal Fund January 31, 2023 (unaudited) See accompanying notes. |
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| March 24, 2023 |
Schedule of Investments California Municipal Fund January 31, 2023 (unaudited) See accompanying notes. |
|
| March 24, 2023 |
Schedule of Investments California Municipal Fund January 31, 2023 (unaudited) See accompanying notes. |
|
| March 24, 2023 |
NPORT-EX 2 principal6000.htm Schedule of Investments California Municipal Fund January 31, 2023 (unaudited) See accompanying notes. 1 INVESTMENT COMPANIES - 0 .44 % Shares Held Value (000's) Exchange-Traded Funds - 0 .44 % Invesco California AMT-Free Municipal Bond ETF 12,500 $ 310 iShares California Muni Bond ETF 38,402 2,210 $ 2,520 TOTAL INVESTMENT COMPANIES $ 2,520 MUNICIPAL BONDS - 101 |
|
| March 24, 2023 |
Schedule of Investments California Municipal Fund January 31, 2023 (unaudited) See accompanying notes. |
|
| March 24, 2023 |
NPORT-EX 2 principal7035.htm Schedule of Investments California Municipal Fund January 31, 2023 (unaudited) See accompanying notes. 1 INVESTMENT COMPANIES - 0 .44 % Shares Held Value (000's) Exchange-Traded Funds - 0 .44 % Invesco California AMT-Free Municipal Bond ETF 12,500 $ 310 iShares California Muni Bond ETF 38,402 2,210 $ 2,520 TOTAL INVESTMENT COMPANIES $ 2,520 MUNICIPAL BONDS - 101 |
|
| March 24, 2023 |
Schedule of Investments California Municipal Fund January 31, 2023 (unaudited) See accompanying notes. |
|
| March 24, 2023 |
Schedule of Investments California Municipal Fund January 31, 2023 (unaudited) See accompanying notes. |
|
| March 24, 2023 |
Schedule of Investments California Municipal Fund January 31, 2023 (unaudited) See accompanying notes. |
|
| March 24, 2023 |
NPORT-EX 2 principal2053.htm Schedule of Investments California Municipal Fund January 31, 2023 (unaudited) See accompanying notes. 1 INVESTMENT COMPANIES - 0 .44 % Shares Held Value (000's) Exchange-Traded Funds - 0 .44 % Invesco California AMT-Free Municipal Bond ETF 12,500 $ 310 iShares California Muni Bond ETF 38,402 2,210 $ 2,520 TOTAL INVESTMENT COMPANIES $ 2,520 MUNICIPAL BONDS - 101 |
|
| March 24, 2023 |
Schedule of Investments California Municipal Fund January 31, 2023 (unaudited) See accompanying notes. |
|
| March 24, 2023 |
Schedule of Investments California Municipal Fund January 31, 2023 (unaudited) See accompanying notes. |
|
| March 24, 2023 |
Schedule of Investments California Municipal Fund January 31, 2023 (unaudited) See accompanying notes. |
|
| March 24, 2023 |
Schedule of Investments California Municipal Fund January 31, 2023 (unaudited) See accompanying notes. |
|
| March 24, 2023 |
Schedule of Investments California Municipal Fund January 31, 2023 (unaudited) See accompanying notes. |
|
| March 24, 2023 |
Schedule of Investments California Municipal Fund January 31, 2023 (unaudited) See accompanying notes. |
|
| March 24, 2023 |
Schedule of Investments California Municipal Fund January 31, 2023 (unaudited) See accompanying notes. |
|
| March 24, 2023 |
Schedule of Investments California Municipal Fund January 31, 2023 (unaudited) See accompanying notes. |
|
| March 24, 2023 |
NPORT-EX 2 principal4532.htm Schedule of Investments California Municipal Fund January 31, 2023 (unaudited) See accompanying notes. 1 INVESTMENT COMPANIES - 0 .44 % Shares Held Value (000's) Exchange-Traded Funds - 0 .44 % Invesco California AMT-Free Municipal Bond ETF 12,500 $ 310 iShares California Muni Bond ETF 38,402 2,210 $ 2,520 TOTAL INVESTMENT COMPANIES $ 2,520 MUNICIPAL BONDS - 101 |
|
| March 24, 2023 |
NPORT-EX 2 principal5060.htm Schedule of Investments California Municipal Fund January 31, 2023 (unaudited) See accompanying notes. 1 INVESTMENT COMPANIES - 0 .44 % Shares Held Value (000's) Exchange-Traded Funds - 0 .44 % Invesco California AMT-Free Municipal Bond ETF 12,500 $ 310 iShares California Muni Bond ETF 38,402 2,210 $ 2,520 TOTAL INVESTMENT COMPANIES $ 2,520 MUNICIPAL BONDS - 101 |
|
| March 24, 2023 |
NPORT-EX 2 principal7030.htm Schedule of Investments California Municipal Fund January 31, 2023 (unaudited) See accompanying notes. 1 INVESTMENT COMPANIES - 0 .44 % Shares Held Value (000's) Exchange-Traded Funds - 0 .44 % Invesco California AMT-Free Municipal Bond ETF 12,500 $ 310 iShares California Muni Bond ETF 38,402 2,210 $ 2,520 TOTAL INVESTMENT COMPANIES $ 2,520 MUNICIPAL BONDS - 101 |
|
| March 24, 2023 |
NPORT-EX 2 principal4549.htm Schedule of Investments California Municipal Fund January 31, 2023 (unaudited) See accompanying notes. 1 INVESTMENT COMPANIES - 0 .44 % Shares Held Value (000's) Exchange-Traded Funds - 0 .44 % Invesco California AMT-Free Municipal Bond ETF 12,500 $ 310 iShares California Muni Bond ETF 38,402 2,210 $ 2,520 TOTAL INVESTMENT COMPANIES $ 2,520 MUNICIPAL BONDS - 101 |
|
| March 24, 2023 |
NPORT-EX 2 principal4590.htm Schedule of Investments California Municipal Fund January 31, 2023 (unaudited) See accompanying notes. 1 INVESTMENT COMPANIES - 0 .44 % Shares Held Value (000's) Exchange-Traded Funds - 0 .44 % Invesco California AMT-Free Municipal Bond ETF 12,500 $ 310 iShares California Muni Bond ETF 38,402 2,210 $ 2,520 TOTAL INVESTMENT COMPANIES $ 2,520 MUNICIPAL BONDS - 101 |
|
| March 24, 2023 |
Schedule of Investments California Municipal Fund January 31, 2023 (unaudited) See accompanying notes. |
|
| March 24, 2023 |
Schedule of Investments California Municipal Fund January 31, 2023 (unaudited) See accompanying notes. |
|
| March 24, 2023 |
NPORT-EX 2 principal5045.htm Schedule of Investments California Municipal Fund January 31, 2023 (unaudited) See accompanying notes. 1 INVESTMENT COMPANIES - 0 .44 % Shares Held Value (000's) Exchange-Traded Funds - 0 .44 % Invesco California AMT-Free Municipal Bond ETF 12,500 $ 310 iShares California Muni Bond ETF 38,402 2,210 $ 2,520 TOTAL INVESTMENT COMPANIES $ 2,520 MUNICIPAL BONDS - 101 |
|
| March 24, 2023 |
Schedule of Investments California Municipal Fund January 31, 2023 (unaudited) See accompanying notes. |
|
| March 24, 2023 |
NPORT-EX 2 principal7045.htm Schedule of Investments California Municipal Fund January 31, 2023 (unaudited) See accompanying notes. 1 INVESTMENT COMPANIES - 0 .44 % Shares Held Value (000's) Exchange-Traded Funds - 0 .44 % Invesco California AMT-Free Municipal Bond ETF 12,500 $ 310 iShares California Muni Bond ETF 38,402 2,210 $ 2,520 TOTAL INVESTMENT COMPANIES $ 2,520 MUNICIPAL BONDS - 101 |
|
| March 24, 2023 |
Schedule of Investments California Municipal Fund January 31, 2023 (unaudited) See accompanying notes. |
|
| March 24, 2023 |
Schedule of Investments California Municipal Fund January 31, 2023 (unaudited) See accompanying notes. |
|
| March 24, 2023 |
NPORT-EX 2 principal4048.htm Schedule of Investments California Municipal Fund January 31, 2023 (unaudited) See accompanying notes. 1 INVESTMENT COMPANIES - 0 .44 % Shares Held Value (000's) Exchange-Traded Funds - 0 .44 % Invesco California AMT-Free Municipal Bond ETF 12,500 $ 310 iShares California Muni Bond ETF 38,402 2,210 $ 2,520 TOTAL INVESTMENT COMPANIES $ 2,520 MUNICIPAL BONDS - 101 |
|
| March 24, 2023 |
NPORT-EX 2 principal7060.htm Schedule of Investments California Municipal Fund January 31, 2023 (unaudited) See accompanying notes. 1 INVESTMENT COMPANIES - 0 .44 % Shares Held Value (000's) Exchange-Traded Funds - 0 .44 % Invesco California AMT-Free Municipal Bond ETF 12,500 $ 310 iShares California Muni Bond ETF 38,402 2,210 $ 2,520 TOTAL INVESTMENT COMPANIES $ 2,520 MUNICIPAL BONDS - 101 |
|
| March 24, 2023 |
Schedule of Investments California Municipal Fund January 31, 2023 (unaudited) See accompanying notes. |
|
| March 24, 2023 |
Schedule of Investments California Municipal Fund January 31, 2023 (unaudited) See accompanying notes. |
|
| March 24, 2023 |
NPORT-EX 2 principal4092.htm Schedule of Investments California Municipal Fund January 31, 2023 (unaudited) See accompanying notes. 1 INVESTMENT COMPANIES - 0 .44 % Shares Held Value (000's) Exchange-Traded Funds - 0 .44 % Invesco California AMT-Free Municipal Bond ETF 12,500 $ 310 iShares California Muni Bond ETF 38,402 2,210 $ 2,520 TOTAL INVESTMENT COMPANIES $ 2,520 MUNICIPAL BONDS - 101 |
|
| March 24, 2023 |
Schedule of Investments California Municipal Fund January 31, 2023 (unaudited) See accompanying notes. |
|
| March 24, 2023 |
Schedule of Investments California Municipal Fund January 31, 2023 (unaudited) See accompanying notes. |
|
| March 24, 2023 |
NPORT-EX 2 principal4565.htm Schedule of Investments California Municipal Fund January 31, 2023 (unaudited) See accompanying notes. 1 INVESTMENT COMPANIES - 0 .44 % Shares Held Value (000's) Exchange-Traded Funds - 0 .44 % Invesco California AMT-Free Municipal Bond ETF 12,500 $ 310 iShares California Muni Bond ETF 38,402 2,210 $ 2,520 TOTAL INVESTMENT COMPANIES $ 2,520 MUNICIPAL BONDS - 101 |
|
| March 24, 2023 |
Schedule of Investments California Municipal Fund January 31, 2023 (unaudited) See accompanying notes. |
|
| March 24, 2023 |
Schedule of Investments California Municipal Fund January 31, 2023 (unaudited) See accompanying notes. |
|
| March 24, 2023 |
Schedule of Investments California Municipal Fund January 31, 2023 (unaudited) See accompanying notes. |
|
| March 24, 2023 |
Schedule of Investments California Municipal Fund January 31, 2023 (unaudited) See accompanying notes. |
|
| March 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of The Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
|
| March 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of The Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
|
| March 6, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of The Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
|
| March 2, 2023 |
Principal Funds, Inc. 711 High Street, Des Moines, IA 50392 515 247 5111 tel March 2, 2023 Via EDGAR Ms. Allison White Division of Investment Management Securities and Exchange Commission 100 F Street, NE Washington D.C. 20549 Re: Principal Funds, Inc. (the “Registrant”) Preliminary Proxy Statement on Schedule 14A Pursuant to the Securities Exchange Act of 1934 Registration No. 811-07572 Dear Ms. |
|
| February 24, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of The Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [X] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
|
| February 24, 2023 |
Principal Funds, Inc. 711 High Street, Des Moines, IA 50392 515 247 5111 tel February 24, 2023 Via EDGAR Division of Investment Management Securities and Exchange Commission 100 F Street, NE Washington D.C. 20549 Re: Principal Funds, Inc. PRE 14A File No. 811-07572 Dear SEC Reviewer, Principal Funds, Inc. (the "Registrant") is filing, pursuant to Regulation 14A under the Securities Exchange Act of |
|
| January 25, 2023 |
Schedule of Investments Blue Chip Fund November 30, 2022 (unaudited) See accompanying notes. |
|
| January 25, 2023 |
Schedule of Investments Blue Chip Fund November 30, 2022 (unaudited) See accompanying notes. |
|
| January 25, 2023 |
Schedule of Investments Blue Chip Fund November 30, 2022 (unaudited) See accompanying notes. |
|
| January 25, 2023 |
Schedule of Investments Blue Chip Fund November 30, 2022 (unaudited) See accompanying notes. |
|
| January 25, 2023 |
Schedule of Investments Blue Chip Fund November 30, 2022 (unaudited) See accompanying notes. |
|
| January 25, 2023 |
Schedule of Investments Blue Chip Fund November 30, 2022 (unaudited) See accompanying notes. |
|
| January 25, 2023 |
NPORT-EX 2 principal4544.htm Schedule of Investments Blue Chip Fund November 30, 2022 (unaudited) See accompanying notes. 1 INVESTMENT COMPANIES - 0 .14 % Shares Held Value (000's) Money Market Funds - 0 .14 % BlackRock Liquidity FedFund - Institutional Class 3.55% (a),(b) 3,455,084 $ 3,455 Principal Government Money Market Fund - Institutional Class 3.57% (a),(c) 9,052,373 9,052 $ 12,507 TOT |
|
| January 25, 2023 |
NPORT-EX 2 principal3089.htm Schedule of Investments Blue Chip Fund November 30, 2022 (unaudited) See accompanying notes. 1 INVESTMENT COMPANIES - 0 .14 % Shares Held Value (000's) Money Market Funds - 0 .14 % BlackRock Liquidity FedFund - Institutional Class 3.55% (a),(b) 3,455,084 $ 3,455 Principal Government Money Market Fund - Institutional Class 3.57% (a),(c) 9,052,373 9,052 $ 12,507 TOT |
|
| January 25, 2023 |
Schedule of Investments Blue Chip Fund November 30, 2022 (unaudited) See accompanying notes. |
|
| January 25, 2023 |
Schedule of Investments Blue Chip Fund November 30, 2022 (unaudited) See accompanying notes. |
|
| January 25, 2023 |
Schedule of Investments Blue Chip Fund November 30, 2022 (unaudited) See accompanying notes. |
|
| January 25, 2023 |
NPORT-EX 2 principal4516.htm Schedule of Investments Blue Chip Fund November 30, 2022 (unaudited) See accompanying notes. 1 INVESTMENT COMPANIES - 0 .14 % Shares Held Value (000's) Money Market Funds - 0 .14 % BlackRock Liquidity FedFund - Institutional Class 3.55% (a),(b) 3,455,084 $ 3,455 Principal Government Money Market Fund - Institutional Class 3.57% (a),(c) 9,052,373 9,052 $ 12,507 TOT |
|
| January 25, 2023 |
Schedule of Investments Blue Chip Fund November 30, 2022 (unaudited) See accompanying notes. |
|
| January 25, 2023 |
Schedule of Investments Blue Chip Fund November 30, 2022 (unaudited) See accompanying notes. |
|
| January 3, 2023 |
Schedule of Investments California Municipal Fund July 31, 2022 (unaudited) See accompanying notes. |
|
| December 30, 2022 |
Schedule of Investments California Municipal Fund July 31, 2022 (unaudited) See accompanying notes. |
|
| November 3, 2022 |
CORRESP 1 filename1.htm Principal Funds, Inc. 711 High Street, Des Moines, IA 50392 515 247 5111 tel November 3, 2022 Via EDGAR Ms. Melissa McDonough Mr. Raymond Be Division of Investment Management Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549 Re: Principal Funds, Inc. (the “Registrant”) Registration Statement on Form N-14 Pursuant to the Securities Act of 1933 Regist |
|
| October 4, 2022 |
FORM OF PLAN OF ACQUISITION Principal LifeTime 2010 Fund and Principal LifeTime Strategic Income Fund The Board of Directors (the ?Board?) of Principal Funds, Inc. |
|
| October 4, 2022 |
Powers of Attorney dated 09/13/2022 Principal Funds, Inc. Power of Attorney Each member of the Board of Directors of Principal Funds, Inc. (the ?Fund?), whose signature appears below, hereby constitutes and appoints Kamal Bhatia, Laura B. Latham, Deanna Y. Pellack, Teri R. Root, Adam U. Shaikh, John L. Sullivan, Beth C. Wilson, and Clint L. Woods, and each of them, his/her true and lawful attorneys and agents, with full power and au |
|
| October 4, 2022 |
Consent of Independent Registered Public Accounting Firm We consent to the references to our firm under the captions ?Financial Statements? and ?Appendix C ? Financial Highlights? in the Information Statement/Prospectus and ?Table of Contents? and ?Information Incorporated by Reference? in the Statement of Additional Information included in this Registration Statement (Form N-14) of Principal Funds, Inc. |
|
| October 4, 2022 |
Opinion and Consent of Counsel Principal Funds, Inc. 711 High Street, Des Moines, IA 50392 515 247 5111 tel October 4, 2022 Principal Funds, Inc. Des Moines, Iowa 50392-2080 RE: Registration Statement on Form N-14 Pursuant to Securities Act of 1933 Registration No. I am familiar with the organization of Principal Funds, Inc. (the "Fund") under the laws of the State of Maryland and have reviewed the above-referenced Registration |
|
| October 4, 2022 |
As filed with the Securities and Exchange Commission on October 4, 2022 As filed with the Securities and Exchange Commission on October 4, 2022 Registration No. |
|
| September 26, 2022 |
Schedule of Investments California Municipal Fund July 31, 2022 (unaudited) See accompanying notes. |
|
| September 26, 2022 |
Schedule of Investments California Municipal Fund July 31, 2022 (unaudited) See accompanying notes. |
|
| September 26, 2022 |
Schedule of Investments California Municipal Fund July 31, 2022 (unaudited) See accompanying notes. |
|
| September 26, 2022 |
Schedule of Investments California Municipal Fund July 31, 2022 (unaudited) See accompanying notes. |
|
| September 26, 2022 |
Schedule of Investments California Municipal Fund July 31, 2022 (unaudited) See accompanying notes. |
|
| September 26, 2022 |
Schedule of Investments California Municipal Fund July 31, 2022 (unaudited) See accompanying notes. |
|
| September 26, 2022 |
Schedule of Investments California Municipal Fund July 31, 2022 (unaudited) See accompanying notes. |
|
| September 26, 2022 |
Schedule of Investments California Municipal Fund July 31, 2022 (unaudited) See accompanying notes. |
|
| September 26, 2022 |
Schedule of Investments California Municipal Fund July 31, 2022 (unaudited) See accompanying notes. |
|
| September 26, 2022 |
Schedule of Investments California Municipal Fund July 31, 2022 (unaudited) See accompanying notes. |
|
| September 26, 2022 |
Schedule of Investments California Municipal Fund July 31, 2022 (unaudited) See accompanying notes. |
|
| September 26, 2022 |
Schedule of Investments California Municipal Fund July 31, 2022 (unaudited) See accompanying notes. |
|
| September 26, 2022 |
Schedule of Investments California Municipal Fund July 31, 2022 (unaudited) See accompanying notes. |
|
| September 26, 2022 |
Schedule of Investments California Municipal Fund July 31, 2022 (unaudited) See accompanying notes. |
|
| September 26, 2022 |
Schedule of Investments California Municipal Fund July 31, 2022 (unaudited) See accompanying notes. |
|
| September 26, 2022 |
Schedule of Investments California Municipal Fund July 31, 2022 (unaudited) See accompanying notes. |
|
| September 26, 2022 |
Schedule of Investments California Municipal Fund July 31, 2022 (unaudited) See accompanying notes. |
|
| September 26, 2022 |
Schedule of Investments California Municipal Fund July 31, 2022 (unaudited) See accompanying notes. |
|
| September 26, 2022 |
Schedule of Investments California Municipal Fund July 31, 2022 (unaudited) See accompanying notes. |
|
| September 26, 2022 |
Schedule of Investments California Municipal Fund July 31, 2022 (unaudited) See accompanying notes. |
|
| September 26, 2022 |
Schedule of Investments California Municipal Fund July 31, 2022 (unaudited) See accompanying notes. |
|
| September 26, 2022 |
Schedule of Investments California Municipal Fund July 31, 2022 (unaudited) See accompanying notes. |
|
| September 26, 2022 |
Schedule of Investments California Municipal Fund July 31, 2022 (unaudited) See accompanying notes. |
|
| September 26, 2022 |
Schedule of Investments California Municipal Fund July 31, 2022 (unaudited) See accompanying notes. |
|
| September 26, 2022 |
Schedule of Investments California Municipal Fund July 31, 2022 (unaudited) See accompanying notes. |
|
| September 26, 2022 |
Schedule of Investments California Municipal Fund July 31, 2022 (unaudited) See accompanying notes. |
|
| September 26, 2022 |
Schedule of Investments California Municipal Fund July 31, 2022 (unaudited) See accompanying notes. |
|
| September 26, 2022 |
Schedule of Investments California Municipal Fund July 31, 2022 (unaudited) See accompanying notes. |
|
| September 26, 2022 |
Schedule of Investments California Municipal Fund July 31, 2022 (unaudited) See accompanying notes. |
|
| September 26, 2022 |
Schedule of Investments California Municipal Fund July 31, 2022 (unaudited) See accompanying notes. |
|
| September 26, 2022 |
Schedule of Investments California Municipal Fund July 31, 2022 (unaudited) See accompanying notes. |
|
| September 26, 2022 |
Schedule of Investments California Municipal Fund July 31, 2022 (unaudited) See accompanying notes. |
|
| September 26, 2022 |
Schedule of Investments California Municipal Fund July 31, 2022 (unaudited) See accompanying notes. |
|
| September 26, 2022 |
Schedule of Investments California Municipal Fund July 31, 2022 (unaudited) See accompanying notes. |
|
| September 26, 2022 |
Schedule of Investments California Municipal Fund July 31, 2022 (unaudited) See accompanying notes. |
|
| September 26, 2022 |
Schedule of Investments California Municipal Fund July 31, 2022 (unaudited) See accompanying notes. |
|
| September 26, 2022 |
Schedule of Investments California Municipal Fund July 31, 2022 (unaudited) See accompanying notes. |
|
| September 26, 2022 |
Schedule of Investments California Municipal Fund July 31, 2022 (unaudited) See accompanying notes. |
|
| September 26, 2022 |
Schedule of Investments California Municipal Fund July 31, 2022 (unaudited) See accompanying notes. |
|
| September 26, 2022 |
Schedule of Investments California Municipal Fund July 31, 2022 (unaudited) See accompanying notes. |
|
| September 26, 2022 |
Schedule of Investments California Municipal Fund July 31, 2022 (unaudited) See accompanying notes. |
|
| September 26, 2022 |
Schedule of Investments California Municipal Fund July 31, 2022 (unaudited) See accompanying notes. |
|
| September 26, 2022 |
Schedule of Investments California Municipal Fund July 31, 2022 (unaudited) See accompanying notes. |
|
| September 26, 2022 |
Schedule of Investments California Municipal Fund July 31, 2022 (unaudited) See accompanying notes. |
|
| September 26, 2022 |
Schedule of Investments California Municipal Fund July 31, 2022 (unaudited) See accompanying notes. |
|
| September 26, 2022 |
Schedule of Investments California Municipal Fund July 31, 2022 (unaudited) See accompanying notes. |
|
| September 26, 2022 |
Schedule of Investments California Municipal Fund July 31, 2022 (unaudited) See accompanying notes. |
|
| September 26, 2022 |
Schedule of Investments California Municipal Fund July 31, 2022 (unaudited) See accompanying notes. |
|
| September 26, 2022 |
Schedule of Investments California Municipal Fund July 31, 2022 (unaudited) See accompanying notes. |
|
| September 26, 2022 |
Schedule of Investments California Municipal Fund July 31, 2022 (unaudited) See accompanying notes. |
|
| September 26, 2022 |
Schedule of Investments California Municipal Fund July 31, 2022 (unaudited) See accompanying notes. |
|
| September 26, 2022 |
Schedule of Investments California Municipal Fund July 31, 2022 (unaudited) See accompanying notes. |
|
| September 26, 2022 |
Schedule of Investments California Municipal Fund July 31, 2022 (unaudited) See accompanying notes. |
|
| September 26, 2022 |
Schedule of Investments California Municipal Fund July 31, 2022 (unaudited) See accompanying notes. |
|
| September 26, 2022 |
Schedule of Investments California Municipal Fund July 31, 2022 (unaudited) See accompanying notes. |
|
| September 26, 2022 |
Schedule of Investments California Municipal Fund July 31, 2022 (unaudited) See accompanying notes. |
|
| September 26, 2022 |
Schedule of Investments California Municipal Fund July 31, 2022 (unaudited) See accompanying notes. |
|
| September 26, 2022 |
Schedule of Investments California Municipal Fund July 31, 2022 (unaudited) See accompanying notes. |
|
| September 26, 2022 |
Schedule of Investments California Municipal Fund July 31, 2022 (unaudited) See accompanying notes. |
|
| September 26, 2022 |
Schedule of Investments California Municipal Fund July 31, 2022 (unaudited) See accompanying notes. |
|
| September 26, 2022 |
Schedule of Investments California Municipal Fund July 31, 2022 (unaudited) See accompanying notes. |
|
| September 15, 2022 |
Principal Funds, Inc. 711 High Street, Des Moines, IA 50392 515 247 5111 tel September 15, 2022 Via EDGAR Raymond Be, Esq. Division of Investment Management Securities and Exchange Commission 100 F Street, NE Washington D.C. 20549 Re: Principal Funds, Inc. (the "Registrant") File Numbers 033-59474, 811-07572 Post-Effective Amendment No. 277 to the Registration Statement on Form N-1A (the "Amendmen |
|
| July 25, 2022 |
Schedule of Investments Blue Chip Fund May 31, 2022 (unaudited) See accompanying notes. |
|
| July 25, 2022 |
Schedule of Investments Blue Chip Fund May 31, 2022 (unaudited) See accompanying notes. |
|
| July 25, 2022 |
Schedule of Investments Blue Chip Fund May 31, 2022 (unaudited) See accompanying notes. |
|
| July 25, 2022 |
Schedule of Investments Blue Chip Fund May 31, 2022 (unaudited) See accompanying notes. |
|
| July 25, 2022 |
Schedule of Investments Blue Chip Fund May 31, 2022 (unaudited) See accompanying notes. |
|
| July 25, 2022 |
Schedule of Investments Blue Chip Fund May 31, 2022 (unaudited) See accompanying notes. |
|
| July 25, 2022 |
Schedule of Investments Blue Chip Fund May 31, 2022 (unaudited) See accompanying notes. |
|
| July 25, 2022 |
Schedule of Investments Blue Chip Fund May 31, 2022 (unaudited) See accompanying notes. |
|
| July 25, 2022 |
Schedule of Investments Blue Chip Fund May 31, 2022 (unaudited) See accompanying notes. |
|
| July 25, 2022 |
Schedule of Investments Blue Chip Fund May 31, 2022 (unaudited) See accompanying notes. |
|
| July 25, 2022 |
Schedule of Investments Blue Chip Fund May 31, 2022 (unaudited) See accompanying notes. |
|
| July 25, 2022 |
Schedule of Investments Blue Chip Fund May 31, 2022 (unaudited) See accompanying notes. |
|
| July 25, 2022 |
Schedule of Investments Blue Chip Fund May 31, 2022 (unaudited) See accompanying notes. |
|
| June 15, 2022 |
DEF 14C 1 def14c-informationstmtxcor.htm DEF 14C - CORECOMMODITY (DRA) 061522 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14C INFORMATION INFORMATION STATEMENT PURSUANT TO SECTION 14(c) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. ) Check the appropriate box: [ ] Preliminary Information Statement [ ] Confidential, for Use of the Commission Only (as per |
|
| May 25, 2022 |
DEF 14C 1 def14c-informationstmtxpin.htm DEF 14C - PINEBRIDGE (DI) 052522 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14C INFORMATION INFORMATION STATEMENT PURSUANT TO SECTION 14(c) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. ) Check the appropriate box: [ ] Preliminary Information Statement [ ] Confidential, for Use of the Commission Only (as permitt |
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| March 30, 2022 |
DEF 14C 1 def14c-informationstmtxwel.htm DEF 14C - WELLINGTON (DRA) 033022 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14C INFORMATION INFORMATION STATEMENT PURSUANT TO SECTION 14(c) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. ) Check the appropriate box: [ ] Preliminary Information Statement [ ] Confidential, for Use of the Commission Only (as permit |
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| March 25, 2022 |
Schedule of Investments California Municipal Fund January 31, 2022 (unaudited) See accompanying notes. |
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| March 25, 2022 |
Schedule of Investments California Municipal Fund January 31, 2022 (unaudited) See accompanying notes. |
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| March 25, 2022 |
Schedule of Investments California Municipal Fund January 31, 2022 (unaudited) See accompanying notes. |
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| March 25, 2022 |
Schedule of Investments California Municipal Fund January 31, 2022 (unaudited) See accompanying notes. |
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| March 25, 2022 |
Schedule of Investments California Municipal Fund January 31, 2022 (unaudited) See accompanying notes. |
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| March 25, 2022 |
Schedule of Investments California Municipal Fund January 31, 2022 (unaudited) See accompanying notes. |
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| March 25, 2022 |
Schedule of Investments California Municipal Fund January 31, 2022 (unaudited) See accompanying notes. |
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| March 25, 2022 |
Schedule of Investments California Municipal Fund January 31, 2022 (unaudited) See accompanying notes. |
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| March 25, 2022 |
Schedule of Investments California Municipal Fund January 31, 2022 (unaudited) See accompanying notes. |
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| March 25, 2022 |
Schedule of Investments California Municipal Fund January 31, 2022 (unaudited) See accompanying notes. |
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| March 25, 2022 |
Schedule of Investments California Municipal Fund January 31, 2022 (unaudited) See accompanying notes. |
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| March 25, 2022 |
Schedule of Investments California Municipal Fund January 31, 2022 (unaudited) See accompanying notes. |
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| March 25, 2022 |
Schedule of Investments California Municipal Fund January 31, 2022 (unaudited) See accompanying notes. |
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| March 25, 2022 |
Schedule of Investments California Municipal Fund January 31, 2022 (unaudited) See accompanying notes. |
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| March 25, 2022 |
Schedule of Investments California Municipal Fund January 31, 2022 (unaudited) See accompanying notes. |
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| March 25, 2022 |
Schedule of Investments California Municipal Fund January 31, 2022 (unaudited) See accompanying notes. |
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| March 25, 2022 |
Schedule of Investments California Municipal Fund January 31, 2022 (unaudited) See accompanying notes. |
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| March 25, 2022 |
Schedule of Investments California Municipal Fund January 31, 2022 (unaudited) See accompanying notes. |
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| March 25, 2022 |
Schedule of Investments California Municipal Fund January 31, 2022 (unaudited) See accompanying notes. |
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| March 25, 2022 |
Schedule of Investments California Municipal Fund January 31, 2022 (unaudited) See accompanying notes. |
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| March 25, 2022 |
Schedule of Investments California Municipal Fund January 31, 2022 (unaudited) See accompanying notes. |