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| LEI | 549300GLF98S992BC502 |
| CIK | 73124 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Northern Trust Corporation - Preferred Stock
SEC Filings (Chronological Order)
이 페이지는 다른 곳에서 제공하는 소유권 보고서를 제외한 SEC 보고서의 전체 리스트를 시간 순으로 정리한 것입니다.
| April 30, 2026 |
Exhibit 10.1 NORTHERN TRUST CORPORATION TERMS AND CONDITIONS RELATING TO PERFORMANCE STOCK UNITS GRANTED PURSUANT TO THE 2017 LONG-TERM INCENTIVE PLAN 1. Grant of PSUs. The performance stock units (“PSUs”) with respect to shares of Common Stock of Northern Trust Corporation (the “Corporation”) granted to you pursuant to your Award Notice are subject to these Terms and Conditions Relating to Perfor |
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| April 30, 2026 |
EX-4.3 Exhibit 4.3 NORTHERN TRUST CORPORATION 2026 EMPLOYEE STOCK PURCHASE PLAN As Approved By Stockholders on April 21, 2026 1. Purpose of the Plan. The purpose of the Plan is to provide an opportunity for Eligible Employees of the Corporation and its Designated Companies to purchase Common Stock at a discount through voluntary Contributions, thereby attracting, retaining and rewarding such perso |
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| April 30, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2026 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-36609 NORTHERN TRUST CORPORATI |
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| April 30, 2026 |
Exhibit 10.2 NORTHERN TRUST CORPORATION TERMS AND CONDITIONS RELATING TO STOCK UNITS GRANTED PURSUANT TO THE 2017 LONG-TERM INCENTIVE PLAN 1. Grant of Stock Units. The Restricted Stock Units (“Stock Units”) with respect to shares of Common Stock of Northern Trust Corporation (the “Corporation”) granted to you pursuant to your Award Notice are subject to these Terms and Conditions Relating to Stock |
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| April 30, 2026 |
Table 1: Newly Registered Securities Calculation of Filing Fee Tables S-8 NORTHERN TRUST CORP Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee 1 Equity Common stock, $1. |
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| April 30, 2026 |
As filed with the Securities and Exchange Commission on April 30, 2026 S-8 As filed with the Securities and Exchange Commission on April 30, 2026 Registration No. |
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| April 22, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 21, 2026 NORTHERN TRUST CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-36609 36-2723087 (State or other jurisdiction of incorporation) (Commissio |
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| April 21, 2026 |
Exhibit 99.3 Financial Trends First Quarter 2026 April 21, 2026 The historical financial results and trends reflected in this report are not indicative of future financial results and trends for Northern Trust Corporation. This report should be read in conjunction with the Corporation's First Quarter 2026 earnings press release, 2025 Annual Report to Shareholders and periodic reports to the Securi |
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| April 21, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 21, 2026 NORTHERN TRUST CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-36609 36-2723087 (State or other jurisdiction of incorporation) (Commissio |
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| April 21, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 21, 2026 NORTHERN TRUST CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-36609 36-2723087 (State or other jurisdiction of incorporation) (Commissio |
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| April 21, 2026 |
q12026presentationmateri northerntrust.com | © 2026 Northern Trust Corporation FIRST QUARTER 2026 EARNINGS REVIEW April 21, 2026 NTAC:3NS-20 2northerntrust.com | © 2026 Northern Trust Corporation STRATEGIC HIGHLIGHTS 1Q26 Revenue Growth, YoY +14% Expense Growth, YoY +6% EPS Growth, YoY +43% Operating Leverage ~740 bps Pre-Tax Margin 32.0% ROE 17.4% Payout Ratio 100% Enterprise • Continued improvem |
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| April 21, 2026 |
shareholdermeetingslides 1northerntrust.com | © 2026 Northern Trust Corporation 2026 ANNUAL MEETING OF STOCKHOLDERS April 21, 2026 2northerntrust.com | © 2026 Northern Trust Corporation Forward-looking Statements This presentation may include statements which constitute “forward-looking statements” within the meaning of the safe harbor provisions of the Private Securities Litigation Reform Act of |
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| April 21, 2026 |
Exhibit 99.1 NEWS RELEASE www.northerntrust.com INVESTOR CONTACTS: Jennifer Childe | 312-444-3290 | [email protected] & Stephen Carroll | 312-868-2407 | [email protected] MEDIA CONTACT: John O'Connell | 312-444-2388 | John.O'[email protected] NORTHERN TRUST CORPORATION REPORTS FIRST QUARTER NET INCOME OF $525.5 MILLION, EARNINGS PER DILUTED COMMON SHARE OF $2.71 CHICAGO, APRIL 21, 20 |
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| March 11, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) ☑ Filed by the Registrant ☐ Filed by a party other than the Registrant CHECK THE APPROPRIATE BOX: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☑ Defin |
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| March 11, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-36609 NORTHERN TRUST CORPORATION (E |
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| March 11, 2026 |
a2026defa14a UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e |
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| February 24, 2026 |
The purpose of the Northern Partners Incentive Plan (“NPIP” and collectively with 1 Exhibit 10.16 Northern Partners Incentive Plan (As amended and restated on January 21, 2026) I.INTRODUCTION 1.1Purpose. The purpose of the Northern Partners Incentive Plan (“NPIP” and collectively with any Sub-Plans, the “Plan”) is to (i) promote the achievement of superior financial and operating performance of Northern Trust Corporation and its subsidiaries (hereinafter referred to as “Norther |
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| February 24, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-36609 NORTHERN TRUST CORPORATION (E |
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| February 24, 2026 |
NORTHERN TRUST CORPORATION SUBSIDIARIES AS OF FEBRUARY 24, 2026 Exhibit 21 NORTHERN TRUST CORPORATION SUBSIDIARIES AS OF FEBRUARY 24, 2026 Percent Owned Jurisdiction of Incorporation Equity Data Science, Inc. |
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| February 24, 2026 |
DESCRIPTION OF SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 Exhibit 4.3 DESCRIPTION OF SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 As of December 31, 2025, Northern Trust Corporation had two classes of securities registered under Section 12(b) of the Securities Exchange Act of 1934, as amended (the “Exchange Act”): (1) common stock; and (2) depositary shares each representing a 1/1,000th ownership interest in a share |
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| February 10, 2026 |
ntambofaconffeb2026 1northerntrust.com | © 2026 Northern Trust Corporationnortherntrust.com | © 2026 Northern Trust Corporation Presenting: Presenting: Bank of America Securities 2026 Financial Services Conference Northern Trust Asset Management Overview February 10, 2026 Michael Hunstad, Ph.D. Northern Trust Asset Management, President 2northerntrust.com | © 2026 Northern Trust Corporation This p |
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| February 10, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 10, 2026 NORTHERN TRUST CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-36609 36-2723087 (State or other jurisdiction of incorporation) (Commis |
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| January 22, 2026 |
q42025presentationmateri 1northerntrust.com | © 2026 Northern Trust Corporationnortherntrust.com | © 2026 Northern Trust Corporation Executive Sponsor: Presenting: STRATEGY UPDATE & FOURTH QUARTER 2025 EARNINGS REVIEW January 22, 2026 2northerntrust.com | © 2026 Northern Trust Corporation 2northerntrust.com / © 2026 Northern T ust 1 Strategic Update Page 3 2 Financial Highlights Page 11 3 Appendix |
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| January 22, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) January 22, 2026 NORTHERN TRUST CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-36609 36-2723087 (State or other jurisdiction of incorporation) (Commiss |
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| January 22, 2026 |
Exhibit 99.3 Financial Trends Fourth Quarter 2025 January 22, 2026 Please direct inquiries to: Jennifer Childe Senior Vice President, Director of Investor Relations (312) 444-3290 or [email protected] Trace Stegeman Senior Financial Analyst, Investor Relations (312) 630-1428 or [email protected] The historical financial results and trends reflected in this report are not indicative of |
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| January 22, 2026 |
Exhibit 99.1 NEWS RELEASE www.northerntrust.com INVESTOR CONTACT: Jennifer Childe | 312-444-3290 | [email protected] MEDIA CONTACT: John O'Connell | 312-444-2388 | John.O'[email protected] NORTHERN TRUST CORPORATION REPORTS FOURTH QUARTER NET INCOME OF $466.0 MILLION, EARNINGS PER DILUTED COMMON SHARE OF $2.42 CHICAGO, JANUARY 22, 2026 — Northern Trust Corporation today reported fourth quar |
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| November 19, 2025 |
EX-4.2 Exhibit 4.2 NORTHERN TRUST CORPORATION AND THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A., as Trustee 5.117% Fixed-to-Fixed Rate Subordinated Notes due 2040 EIGHTH SUPPLEMENTAL INDENTURE Dated as of November 19, 2025 to Indenture Dated as of May 8, 2017 EIGHTH SUPPLEMENTAL INDENTURE, dated as of November 19, 2025 (this “Supplemental Indenture”), between NORTHERN TRUST CORPORATION, a Delawa |
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| November 19, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 19, 2025 NORTHERN TRUST CORPORATION (Exact name of Registrant as Specified in Charter) Delaware 001-36609 36-2723087 (State or other Jurisdiction of incorporation) (Commissio |
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| November 19, 2025 |
EX-1.1 Exhibit 1.1 Execution Version NORTHERN TRUST CORPORATION (Delaware corporation) 4.150% Senior Notes due 2030 5.117% Fixed-to-Fixed Rate Subordinated Notes due 2040 UNDERWRITING AGREEMENT Dated: November 12, 2025 NORTHERN TRUST CORPORATION (Delaware corporation) 4.150% Senior Notes due 2030 5.117% Fixed-to-Fixed Rate Subordinated Notes due 2040 UNDERWRITING AGREEMENT November 12, 2025 BofA S |
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| November 19, 2025 |
EX-4.1 Exhibit 4.1 NORTHERN TRUST CORPORATION AND THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A., as Trustee 4.150% Senior Notes due 2030 SEVENTH SUPPLEMENTAL INDENTURE Dated as of November 19, 2025 to Indenture Dated as of May 8, 2017 SEVENTH SUPPLEMENTAL INDENTURE, dated as of November 19, 2025 (this “Supplemental Indenture”), between NORTHERN TRUST CORPORATION, a Delaware corporation (the “Com |
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| November 13, 2025 |
424B5 Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. 333-291018 PROSPECTUS SUPPLEMENT (To Prospectus dated November 10, 2025) Northern Trust Corporation $500,000,000 4.150% Senior Notes due 2030 $750,000,000 5.117% Fixed-to-Fixed Rate Subordinated Notes due 2040 The 4.150% Senior Notes due 2030 (the “senior notes”) will bear interest at an annual rate of 4.150%, payable semi-a |
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| November 12, 2025 |
SUBJECT TO COMPLETION, DATED NOVEMBER 12, 2025 424B5 Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. 333-291018 The information in this preliminary prospectus supplement is not complete and may be changed. This preliminary prospectus supplement and the accompanying prospectus are not an offer to sell nor do they seek an offer to buy these securities in any jurisdiction where the offer or sale is not permitted. SUBJECT TO CO |
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| November 12, 2025 |
FWP Issuer Free Writing Prospectus Filed Pursuant to Rule 433 Registration No. 333-291018 Northern Trust Corporation Pricing Term Sheet November 12, 2025 4.150% Senior Notes due 2030 5.117% Fixed-to-Fixed Rate Subordinated Notes due 2040 Terms Applicable to the Senior Notes Issuer Northern Trust Corporation Security 4.150% Senior Notes due 2030 Expected Ratings* A2 (Stable) / A+ (Stable) / A+ (Sta |
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| October 30, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-36609 NORTHERN TRUST CORPO |
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| October 22, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 22, 2025 NORTHERN TRUST CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-36609 36-2723087 (State or other jurisdiction of incorporation) (Commiss |
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| October 22, 2025 |
Calculation of Filing Fee Tables S-3 NORTHERN TRUST CORP Table 1: Newly Registered and Carry Forward Securities ☐Not Applicable Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Forward Form Type Carry Forward File Number Carry Forward Initial Effective Date Filing Fee Previously Paid in Connection with Unsold Securities to be Carried Forward Newly Registered Securities Fees to be Paid 1 Debt Debt Securities 457(o) 1,500,000,000 $ 1,500,000,000. |
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| October 22, 2025 |
q32025presentationmateri northerntrust.com / © 2025 Northern Trust NORTHERN TRUST CORPORATION Third Quarter 2025 Quarterly Earnings Review northerntrust.com / © 2025 Northern Trust 2 Over 135 years of strength, stability & stewardship Disciplined, client-centric strategy Highest standards of client service Product leadership & innovative services Solutions-focused technology & integrated operating |
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| October 22, 2025 |
Exhibit 99.1 NEWS RELEASE www.northerntrust.com INVESTOR CONTACT: Jennifer Childe | 312-444-3290 | [email protected] MEDIA CONTACT: John O'Connell | 312-444-2388 | John.O'[email protected] NORTHERN TRUST CORPORATION REPORTS THIRD QUARTER NET INCOME OF $457.6 MILLION, EARNINGS PER DILUTED COMMON SHARE OF $2.29 CHICAGO, OCTOBER 22, 2025 — Northern Trust Corporation today reported third quarte |
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| October 22, 2025 |
Exhibit 99.3 Financial Trends Third Quarter 2025 October 22, 2025 Please direct inquiries to: Jennifer Childe Senior Vice President, Director of Investor Relations (312) 444-3290 or [email protected] Trace Stegeman Senior Financial Analyst, Investor Relations (312) 630-1428 or [email protected] The historical financial results and trends reflected in this report are not indicative of |
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| October 22, 2025 |
As filed with the Securities and Exchange Commission on October 22, 2025 S-3 Table of Contents As filed with the Securities and Exchange Commission on October 22, 2025 Registration No. |
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| October 22, 2025 |
EX-25.1 Exhibit 25.1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE ☐ CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. (Exact name of trustee as specified in its char |
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| September 3, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) September 3, 2025 NORTHERN TRUST CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-36609 36-2723087 (State or other jurisdiction of incorporation) (Commis |
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| September 3, 2025 |
exhibit991pressrelease News Release Europe, Middle East, Africa & Asia- Pacific Contact: Camilla Greene +44 (0) 207 982 2176 Camilla. |
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| July 30, 2025 |
Northern Trust Corporation Non-Employee Director Compensation Plan, as amended Exhibit 10.1 NORTHERN TRUST CORPORATION Non-Employee Director Compensation Plan 1.Purpose. This Non-Employee Director Compensation Plan (the “Plan”) is adopted by the Board of Directors (the “Board”) of Northern Trust Corporation (the “Corporation”). This Plan is adopted pursuant to the Northern Trust Corporation 2017 Long-Term Incentive Plan (the “2017 LTIP”). Capitalized terms defined in the 201 |
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| July 30, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-36609 NORTHERN TRUST CORPORATIO |
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| July 28, 2025 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 22, 2025 NORTHERN TRUST CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-36609 36-2723087 (State or other jurisdiction of incorporation) (Commission |
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| July 28, 2025 |
Northern Trust Announces New Stock Repurchase Authorization Exhibit 99.1 News Release Investor Contact: Jennifer Childe (312) 444-3290 [email protected] Media Contact: John D. O'Connell (312) 444-2388 [email protected] http://www.northerntrust.com Northern Trust Announces New Stock Repurchase Authorization CHICAGO, July 28, 2025 – On July 22, 2025, the Board of Directors (the “Board”) of Northern Trust Corporation (the “Corporation”) approved a |
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| July 23, 2025 |
Exhibit 99.1 NEWS RELEASE www.northerntrust.com INVESTOR CONTACT: Jennifer Childe | 312-444-3290 | [email protected] MEDIA CONTACT: John O'Connell | 312-444-2388 | John.O'[email protected] NORTHERN TRUST CORPORATION REPORTS SECOND QUARTER NET INCOME OF $421.3 MILLION, EARNINGS PER DILUTED COMMON SHARE OF $2.13 CHICAGO, JULY 23, 2025 — Northern Trust Corporation today reported second quarter |
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| July 23, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 23, 2025 NORTHERN TRUST CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-36609 36-2723087 (State or other jurisdiction of incorporation) (Commission |
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| July 23, 2025 |
q22025presentationmateri northerntrust.com / © 2025 Northern Trust NORTHERN TRUST CORPORATION Strategy Update & Second Quarter 2025 Earnings Review northerntrust.com / © 2025 Northern Trust Delivering One Northern Trust for Clients $1.7 Trillion AUM1 ASSET MANAGEMENT ASSET SERVICING $16.9 Trillion AUC/A1 WEALTH MANAGEMENT $1.2 Trillion AUC/A1 INTEGRATED GLOBAL OPERATING PLATFORM Individuals Famili |
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| July 23, 2025 |
Exhibit 99.3 Financial Trends Second Quarter 2025 July 23, 2025 Please direct inquiries to: Jennifer Childe Senior Vice President, Director of Investor Relations (312) 444-3290 or [email protected] Trace Stegeman Senior Financial Analyst, Investor Relations (312) 630-1428 or [email protected] The historical financial results and trends reflected in this report are not indicative of fu |
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| June 24, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K [ X ] Annual Report Pursuant to Section 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2024 or [ ] Transition Report Pursuant to Section 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File No. 001-36609 A. Full title of the plan and the a |
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| April 30, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-36609 NORTHERN TRUST CORPORATI |
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| April 30, 2025 |
Form of 2025 Performance Stock Unit Award Terms and Conditions Exhibit 10.1 NORTHERN TRUST CORPORATION TERMS AND CONDITIONS RELATING TO PERFORMANCE STOCK UNITS GRANTED PURSUANT TO THE 2017 LONG-TERM INCENTIVE PLAN 1. Grant of PSUs. The performance stock units (“PSUs”) with respect to shares of Common Stock of Northern Trust Corporation (the “Corporation”) granted to you pursuant to your Award Notice are subject to these Terms and Conditions Relating to Perfor |
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| April 30, 2025 |
Form of 2025 Stock Unit Award Terms and Conditions Exhibit 10.2 NORTHERN TRUST CORPORATION TERMS AND CONDITIONS RELATING TO STOCK UNITS GRANTED PURSUANT TO THE 2017 LONG-TERM INCENTIVE PLAN 1. Grant of Stock Units. The Restricted Stock Units (“Stock Units”) with respect to shares of Common Stock of Northern Trust Corporation (the “Corporation”) granted to you pursuant to your Award Notice are subject to these Terms and Conditions Relating to Stock |
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| April 23, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 22, 2025 NORTHERN TRUST CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-36609 36-2723087 (State or other jurisdiction of incorporation) (Commissio |
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| April 23, 2025 |
By-laws of Northern Trust Corporation, as amended April 22, 2025 Exhibit 3.1 By-laws of Northern Trust Corporation Chicago, Illinois As Amended Through April 22, 2025 TABLE OF CONTENTS Page ARTICLE I THE STOCKHOLDERS 1 SECTION 1.1 Annual Meeting 1 SECTION 1.2 Special Meetings 1 SECTION 1.3 Notice of Meetings 3 SECTION 1.4 Fixing Date of Record 3 SECTION 1.5 Inspectors of Elections 4 SECTION 1.6 Quorum 4 SECTION 1.7 Vote Required 5 SECTION 1.8 Proxies 5 SECTION |
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| April 22, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 22, 2025 NORTHERN TRUST CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-36609 36-2723087 (State or other jurisdiction of incorporation) (Commissio |
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| April 22, 2025 |
Exhibit 99.3 Financial Trends First Quarter 2025 April 22, 2025 Please direct inquiries to: Jennifer Childe Senior Vice President, Director of Investor Relations (312) 444-3290 or [email protected] Trace Stegeman Senior Financial Analyst, Investor Relations (312) 630-1428 or [email protected] The historical financial results and trends reflected in this report are not indicative of fu |
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| April 22, 2025 |
NORTHERN TRUST CORPORATION northerntrust.com / © 2025 Northern Trust 2025 Annual Meeting Of Stockholders northerntrust.com / © 2025 Northern Trust 2 Forward-looking Statements This presentation may include statements which constitute “forward - looking statements” within the meaning of the safe harbor provisions of the Private Securities Litigation Reform Act of 1995. Forward -looking statements a |
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| April 22, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 22, 2025 NORTHERN TRUST CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-36609 36-2723087 (State or other jurisdiction of incorporation) (Commissio |
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| April 22, 2025 |
Exhibit 99.1 NEWS RELEASE www.northerntrust.com INVESTOR CONTACT: Jennifer Childe | 312-444-3290 | [email protected] MEDIA CONTACT: Doug Holt | 312-662-8315 | [email protected] NORTHERN TRUST CORPORATION REPORTS FIRST QUARTER NET INCOME OF $392.0 MILLION, EARNINGS PER DILUTED COMMON SHARE OF $1.90 CHICAGO, APRIL 22, 2025 — Northern Trust Corporation today reported first quarter net income |
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| April 22, 2025 |
NTAC:3NS-20 northerntrust.com / © 2025 Northern Trust NORTHERN TRUST CORPORATION First Quarter 2025 Quarterly Earnings Review NTAC:3NS-20 northerntrust.com / © 2025 Northern Trust 2 135 years of strength, stability & stewardship Disciplined, client-centric strategy Highest standards of client service Product leadership & innovative services Solutions-focused technology & integrated operating platf |
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| March 12, 2025 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted |
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| March 12, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| March 12, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-36609 NORTHERN TRUST CORPORATION (E |
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| February 24, 2025 |
Amendment Number Four, dated November 5, 2024 and effective January 1, 2025. Exhibit 10.3(iv) AMENDMENT NUMBER FOUR TO THE NORTHERN TRUST CORPORATION SUPPLEMENTAL THRIFT-INCENTIVE PLAN (As Amended and Restated Effective as of January 1, 2008) WHEREAS, Northern Trust Corporation (the “Corporation”) maintains the Northern Trust Corporation Supplemental Thrift-Incentive Plan, As Amended and Restated effective as of January 1, 2008 (the “Plan”); and WHEREAS, pursuant to Sectio |
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| February 24, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-36609 NORTHERN TRUST CORPORATION (E |
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| February 24, 2025 |
Description of securities registered pursuant to Section 12 of the Securities Exchange Act of 1934. Exhibit 4.3 DESCRIPTION OF SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 As of December 31, 2024, Northern Trust Corporation had two classes of securities registered under Section 12(b) of the Securities Exchange Act of 1934, as amended (the “Exchange Act”): (1) common stock; and (2) depositary shares each representing a 1/1,000th ownership interest in a share |
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| February 24, 2025 |
Amendment Number Two, dated November 5, 2024 and effective January 1, 2025. Exhibit 10.4(ii) AMENDMENT NUMBER TWO TO NORTHERN TRUST CORPORATION SUPPLEMENTAL PENSION PLAN (As Amended and Restated Effective January 1, 2009) WHEREAS, Northern Trust Corporation (the “Corporation”) maintains the Northern Trust Corporation Supplemental Pension Plan, As Amended and Restated Effective January 1, 2009 (the “Plan”); and WHEREAS, pursuant to Section 6.1(b) of the Plan, the Executive |
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| February 24, 2025 |
Amendment Number One, dated November 5, 2024 and effective January 1, 2025. Exhibit 10.5(i) AMENDMENT NUMBER ONE TO THE NORTHERN TRUST CORPORATION DEFERRED COMPENSATION PLAN (As Amended and Restated Effective as of January 1, 2024) WHEREAS, Northern Trust Corporation (the “Corporation”) maintains the Northern Trust Corporation Deferred Compensation Plan, As Amended and Restated effective as of January 1, 2024 (the “Plan”); and WHEREAS, pursuant to Section 7.1(b) of the Pl |
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| February 24, 2025 |
Securities Transactions Policy. Exhibit 19 NORTHERN TRUST CORPORATION SECURITIES TRANSACTIONS POLICY Adopted July 16, 2024 Northern Trust Corporation (the “Corporation”) is a public company, the common stock of which is traded on The NASDAQ Stock Market and registered under the Securities and Exchange Act of 1934, as amended (the “Exchange Act”). |
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| February 24, 2025 |
Amendment Number Two, dated November 5, 2024 and effective January 1, 2025. Exhibit 10.2(ii) AMENDMENT NUMBER TWO TO THE NORTHERN TRUST CORPORATION SUPPLEMENTAL EMPLOYEE STOCK OWNERSHIP PLAN (As Amended and Restated Effective as of January 1, 2008) WHEREAS, Northern Trust Corporation (the “Corporation”) maintains the Northern Trust Corporation Supplemental Employee Stock Ownership Plan, As Amended and Restated effective as of January 1, 2008 (the “Plan”); and WHEREAS, pur |
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| February 24, 2025 |
Northern Partners Incentive Plan, as amended and restated on January 21, 2025. Exhibit 10.16 Northern Partners Incentive Plan (As amended and restated on January 21, 2025) I.INTRODUCTION 1.1Purpose. The purpose of the Northern Partners Incentive Plan (“NPIP” and collectively with any Sub-Plans, the “Plan”) is to (i) promote the achievement of superior financial and operating performance of Northern Trust Corporation and its subsidiaries (hereinafter referred to as “Northern |
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| February 24, 2025 |
Subsidiaries of the Registrant. Exhibit 21 NORTHERN TRUST CORPORATION SUBSIDIARIES AS OF FEBRUARY 24, 2025 Percent Owned Jurisdiction of Incorporation The Northern Trust Company 100% Illinois Equity Data Science, Inc. |
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| February 21, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A Amendment No. 1 to CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 29, 2024 NORTHERN TRUST CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-36609 36-2723087 (State or other jurisdiction of incorp |
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| January 23, 2025 |
Exhibit 99.3 Financial Trends Fourth Quarter 2024 January 23, 2025 Please direct inquiries to: Jennifer Childe Senior Vice President, Director of Investor Relations (312) 444-3290 or [email protected] Trace Stegeman Senior Financial Analyst, Investor Relations (312) 630-1428 or [email protected] The historical financial results and trends reflected in this report are not indicative of |
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| January 23, 2025 |
q42024presentationmateri northerntrust.com / © 2025 Northern Trust NORTHERN TRUST CORPORATION Strategic Update & Fourth Quarter 2024 Earnings Review northerntrust.com / © 2025 Northern Trust 2 135 years of strength, stability & stewardship Disciplined, client-centric strategy Highest standards of client service Product leadership & innovative services Solutions-focused technology & integrated oper |
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| January 23, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) January 23, 2025 NORTHERN TRUST CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-36609 36-2723087 (State or other jurisdiction of incorporation) (Commiss |
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| January 23, 2025 |
Exhibit 99.1 NEWS RELEASE www.northerntrust.com INVESTOR CONTACT: Jennifer Childe | 312-444-3290 | [email protected] MEDIA CONTACT: Doug Holt | 312-662-8315 | [email protected] NORTHERN TRUST CORPORATION REPORTS FOURTH QUARTER NET INCOME OF $455.4 MILLION, EARNINGS PER DILUTED COMMON SHARE OF $2.26 CHICAGO, JANUARY 23, 2025 — Northern Trust Corporation today reported fourth quarter net inc |
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| January 22, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) January 22, 2025 NORTHERN TRUST CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-36609 36-2723087 (State or other jurisdiction of incorporation) (Commiss |
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| January 22, 2025 |
News Release Investor Contact: Jennifer Childe 312-444-3290 [email protected] Media Contact: Doug Holt 312-662-8315 [email protected] http://www.northerntrust.com FOR IMMEDIATE RELEASE Northern Trust Names Robert Moritz, Richard Petrino to Board of Directors CHICAGO, JANUARY 22, 2025 — Northern Trust (Nasdaq: NTRS) announced today the appointments of Robert (Bob) Moritz and Richard (Rick) |
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| November 22, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 19, 2024 NORTHERN TRUST CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-36609 36-2723087 (State or other jurisdiction of incorporation) (Commis |
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| November 22, 2024 |
By-laws of Northern Trust Corporation, as amended November 19, 2024 Exhibit 3.1 By-laws of Northern Trust Corporation Chicago, Illinois As Amended Through November 19, 2024 TABLE OF CONTENTS Page -i- ARTICLE I THE STOCKHOLDERS ................................................................................................................ 1 SECTION 1.1 Annual Meeting ................................................................................................... |
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| November 12, 2024 |
NTRS / Northern Trust Corporation / FMR LLC Passive Investment SC 13G/A 1 filing.txt SCHEDULE 13G Amendment No.1 NORTHERN TRUST CORP COMMON STOCK Cusip #665859104 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [x] Rule 13d-1(b) [ ] Rule 13d-1(c) [ ] Rule 13d-1(d) Cusip #665859104 Item 1: Reporting Person - FMR LLC Item 2: (a) [ ] (b) [ ] Item 4: Delaware Item 5: 13,412,956 Item 6: 0 Item 7: 18,125,859 Item 8: 0 Item |
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| October 29, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-36609 NORTHERN TRUST CORPO |
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| October 23, 2024 |
Exhibit 99.1 NEWS RELEASE www.northerntrust.com INVESTOR CONTACT: Jennifer Childe | 312-444-3290 | [email protected] MEDIA CONTACT: Doug Holt | 312-662-8315 | [email protected] NORTHERN TRUST CORPORATION REPORTS THIRD QUARTER NET INCOME OF $464.9 MILLION, EARNINGS PER DILUTED COMMON SHARE OF $2.22 CHICAGO, OCTOBER 23, 2024 — Northern Trust Corporation today reported third quarter net incom |
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| October 23, 2024 |
Exhibit 99.3 Financial Trends Third Quarter 2024 October 23, 2024 Please direct inquiries to: Jennifer Childe Senior Vice President, Director of Investor Relations (312) 444-3290 or [email protected] Grace Higgins Second Vice President, Investor Relations (847) 946-9113 or [email protected] The historical financial results and trends reflected in this report are not indicative of futur |
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| October 23, 2024 |
northerntrust.com / © 2024 Northern Trust NORTHERN TRUST CORPORATION Third Quarter 2024 Quarterly Earnings Review northerntrust.com / © 2024 Northern Trust 2 135 years of strength, stability & stewardship Disciplined, client-centric strategy Product leadership & innovation Highest standards of client service Solutions-focused technology & integrated operating platform northerntrust.com / © 2023 No |
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| October 23, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 23, 2024 NORTHERN TRUST CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-36609 36-2723087 (State or other jurisdiction of incorporation) (Commiss |
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| September 23, 2024 |
September 23, 2024 Michael G. O Grady Chairman and Chief Executive Officer Northern Trust Corporation 50 South La Salle Street Chicago, IL 60603 Re: Northern Trust Corporation Definitive Proxy Statement on Schedule 14A Filed March 6, 2024 File No. 001-36609 Dear Michael G. O Grady: We have completed our review of your filing. We remind you that the company and its management are responsible for th |
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| September 17, 2024 |
Northern Trust Corporation 50 South La Salle Street Chicago, Illinois 60603 (312) 630-6000 September 17, 2024 VIA EDGAR TRANSMISSION Division of Corporation Finance Disclosure Review Program Securities and Exchange Commission 100 F Street, N. |
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| September 10, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) September 10, 2024 NORTHERN TRUST CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-36609 36-2723087 (State or other jurisdiction of incorporation) (Commi |
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| September 10, 2024 |
Northern Trust Announces Leadership Changes Exhibit 99.1 News Release Investor Contact: Jennifer Childe (312) 444-3290 [email protected] Media Contact: Doug Holt (312) 557-1571 [email protected] http://www.northerntrust.com Northern Trust Announces Leadership Changes CHICAGO, September 10, 2024 – Northern Trust Corporation announced today a number of leadership changes, effective Oct. 1, 2024. “These changes represent our One Northe |
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| September 5, 2024 |
September 5, 2024 Michael G. O Grady Chairman and Chief Executive Officer Northern Trust Corporation 50 South La Salle Street Chicago, IL 60603 Re: Northern Trust Corporation Definitive Proxy Statement on Schedule 14A Filed March 6, 2024 File No. 001-36609 Dear Michael G. O Grady: We have limited our review of your most recent definitive proxy statement to those issues we have addressed in our com |
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| August 1, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-36609 NORTHERN TRUST CORPORATIO |
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| July 17, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 17, 2024 NORTHERN TRUST CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-36609 36-2723087 (State or other jurisdiction of incorporation) (Commission |
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| July 17, 2024 |
northerntrust.com / © 2024 Northern Trust NORTHERN TRUST CORPORATION Second Quarter 2024 Quarterly Earnings Review northerntrust.com / © 2024 Northern Trust 2 130+ years of strength, stability & stewardship Disciplined, client-centric strategy Product leadership & innovation Highest standards of client service Solutions-focused technology & integrated operating platform northerntrust.com / © 2023 |
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| July 17, 2024 |
Exhibit 99.1 NEWS RELEASE www.northerntrust.com INVESTOR CONTACT: Jennifer Childe | 312-444-3290 | [email protected] MEDIA CONTACT: Doug Holt | 312-662-8315 | [email protected] NORTHERN TRUST CORPORATION REPORTS SECOND QUARTER NET INCOME OF $896.1 MILLION, EARNINGS PER DILUTED COMMON SHARE OF $4.34 CHICAGO, JULY 17, 2024 — Northern Trust Corporation today reported second quarter net income |
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| July 17, 2024 |
Exhibit 99.3 Financial Trends Second Quarter 2024 July 17, 2024 Please direct inquiries to: Jennifer Childe Senior Vice President, Director of Investor Relations (312) 444-3290 or [email protected] Grace Higgins Second Vice President, Investor Relations (847) 946-9113 or [email protected] The historical financial results and trends reflected in this report are not indicative of future |
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| June 25, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K [ X ] Annual Report Pursuant to Section 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2023 or [ ] Transition Report Pursuant to Section 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File No. 001-36609 A. Full title of the plan and the a |
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| May 29, 2024 |
News Release Media Contact: Doug Holt (312) 557-1571 [email protected] http://www.northerntrust.com Northern Trust Names Chandra Dhandapani to Board of Directors CHICAGO, May 29, 2024 – Northern Trust (Nasdaq: NTRS) announced today the appointment of Chandra Dhandapani to its Board of Directors. Dhandapani is currently a senior advisor at CBRE Group, Inc., the world’s largest commercial real estate s |
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| May 29, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 29, 2024 NORTHERN TRUST CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-36609 36-2723087 (State or other jurisdiction of incorporation) (Commission |
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| April 23, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-36609 NORTHERN TRUST CORPORATI |
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| April 23, 2024 |
Form of 2024 Performance Stock Unit Award Terms and Conditions Exhibit 10.1 NORTHERN TRUST CORPORATION TERMS AND CONDITIONS RELATING TO PERFORMANCE STOCK UNITS GRANTED PURSUANT TO THE 2017 LONG-TERM INCENTIVE PLAN 1. Grant of PSUs. The performance stock units (“PSUs”) with respect to shares of Common Stock of Northern Trust Corporation (the “Corporation”) granted to you pursuant to your Award Notice are subject to these Terms and Conditions Relating to Perfor |
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| April 23, 2024 |
Form of 2024 Stock Unit Award Terms and Conditions Exhibit 10.2 NORTHERN TRUST CORPORATION TERMS AND CONDITIONS RELATING TO STOCK UNITS GRANTED PURSUANT TO THE 2017 LONG-TERM INCENTIVE PLAN 1. Grant of Stock Units. The Restricted Stock Units (“Stock Units”) with respect to shares of Common Stock of Northern Trust Corporation (the “Corporation”) granted to you pursuant to your Award Notice are subject to these Terms and Conditions Relating to Stock |
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| April 19, 2024 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 16, 2024 NORTHERN TRUST CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-36609 36-2723087 (State or other jurisdiction of incorporation) (Commissio |
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| April 17, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A Amendment No. 1 to CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 16, 2024 NORTHERN TRUST CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-36609 36-2723087 (State or other jurisdiction of inco |
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| April 17, 2024 |
northerntrust.com / © 2024 Northern Trust NORTHERN TRUST CORPORATION First Quarter 2024 Quarterly Earnings Review northerntrust.com / © 2024 Northern Trust 2 130+ years of strength, stability & stewardship Disciplined, client-centric strategy Product leadership & innovation Highest standards of client service Solutions-focused technology & integrated operating platform northerntrust.com / © 2023 N |
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| April 17, 2024 |
Exhibit 99.1 NEWS RELEASE www.northerntrust.com INVESTOR CONTACT: Jennifer Childe | 312-444-3290 | [email protected] MEDIA CONTACT: Doug Holt | 312-662-8315 | [email protected] NORTHERN TRUST CORPORATION REPORTS FIRST QUARTER NET INCOME OF $214.7 MILLION, EARNINGS PER DILUTED COMMON SHARE OF $0.96 CHICAGO, APRIL 16, 2024 — Northern Trust Corporation today reported first quarter net income |
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| April 17, 2024 |
Exhibit 99.3 Financial Trends First Quarter 2024 April 16, 2024 Please direct inquiries to: Jennifer Childe Senior Vice President, Director of Investor Relations (312) 444-3290 or [email protected] Grace Higgins Second Vice President, Investor Relations (847) 946-9113 or [email protected] The historical financial results and trends reflected in this report are not indicative of future |
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| April 16, 2024 |
Exhibit 99.1 NEWS RELEASE www.northerntrust.com INVESTOR CONTACT: Jennifer Childe | 312-444-3290 | [email protected] MEDIA CONTACT: Doug Holt | 312-662-8315 | [email protected] NORTHERN TRUST CORPORATION REPORTS FIRST QUARTER NET INCOME OF $214.7 MILLION, EARNINGS PER DILUTED COMMON SHARE OF $0.96 CHICAGO, APRIL 16, 2024 — Northern Trust Corporation today reported first quarter net income |
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| April 16, 2024 |
NORTHERN TRUST CORPORATION northerntrust.com / © 2024 Northern Trust 2024 Annual Meeting Of Stockholders northerntrust.com / © 2024 Northern Trust 2 Forward-looking Statements This presentation may include statements which constitute “forward-looking statements” within the meaning of the safe harbor provisions of the Private Securities Litigation Reform Act of 1995. Forward-looking statements are |
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| April 16, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 16, 2024 NORTHERN TRUST CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-36609 36-2723087 (State or other jurisdiction of incorporation) (Commissio |
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| April 16, 2024 |
northerntrust.com / © 2024 Northern Trust NORTHERN TRUST CORPORATION First Quarter 2024 Quarterly Earnings Review northerntrust.com / © 2024 Northern Trust 2 130+ years of strength, stability & stewardship Disciplined, client-centric strategy Product leadership & innovation Highest standards of client service Solutions-focused technology & integrated operating platform northerntrust.com / © 2023 N |
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| April 16, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 16, 2024 NORTHERN TRUST CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-36609 36-2723087 (State or other jurisdiction of incorporation) (Commissio |
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| April 16, 2024 |
Exhibit 99.3 Financial Trends First Quarter 2024 April 16, 2024 Please direct inquiries to: Jennifer Childe Senior Vice President, Director of Investor Relations (312) 444-3290 or [email protected] Grace Higgins Second Vice President, Investor Relations (847) 946-9113 or [email protected] The historical financial results and trends reflected in this report are not indicative of future |
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| March 6, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 5, 2024 NORTHERN TRUST CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-36609 36-2723087 (State or other jurisdiction of incorporation) (Commission |
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| March 6, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| March 6, 2024 | ||
| March 6, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted |
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| February 27, 2024 |
Northern Partners Incentive Plan, as amended and restated on January 16, 2024. Exhibit 10.16 Northern Partners Incentive Plan (As amended and restated on January 16, 2024) I. INTRODUCTION 1.1 Purpose. The purpose of the Northern Partners Incentive Plan (“NPIP” and collectively with any Sub-Plans, the “Plan”) is to (i) promote the achievement of superior financial and operating performance of Northern Trust Corporation and its subsidiaries (hereinafter referred to as “Norther |
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| February 27, 2024 |
Subsidiaries of the Registrant. Exhibit 21 NORTHERN TRUST CORPORATION SUBSIDIARIES AS OF FEBRUARY 27, 2024 Percent Owned Jurisdiction of Incorporation The Northern Trust Company 100% Illinois Equity Data Science, Inc. |
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| February 27, 2024 |
Northern Trust Corporation Rule 10D-1 Incentive-Based Compensation Recoupment Policy Exhibit 97 NORTHERN TRUST CORPORATION RULE 10D-1 INCENTIVE-BASED COMPENSATION RECOUPMENT POLICY 1. |
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| February 27, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-36609 NORTHERN TRUST CORPORATION (E |
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| February 27, 2024 |
Exhibit 10.5 NORTHERN TRUST CORPORATION DEFERRED COMPENSATION PLAN (As Amended and Restated Effective as of January 1, 2024) INTRODUCTION The Northern Trust Corporation Deferred Compensation Plan (the “Plan”) was established by Northern Trust Corporation, a Delaware corporation (the “Corporation”) effective as of May 1, 1998. The primary purpose of the Plan is to provide a select group of manageme |
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| February 27, 2024 |
Description of securities registered pursuant to Section 12 of the Securities Exchange Act of 1934. Exhibit 4.3 DESCRIPTION OF SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 As of December 31, 2023, Northern Trust Corporation had two classes of securities registered under Section 12(b) of the Securities Exchange Act of 1934, as amended (the “Exchange Act”): (1) common stock; and (2) depositary shares each representing a 1/1,000th ownership interest in a share |
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| February 13, 2024 |
VFC / V.F. Corporation / NORTHERN TRUST CORP Passive Investment SC 13G/A 1 VFcorp-s13g-2023-12-a3.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3) V.F. Corporation (Name of Issuer) Common Stock (Title of Class of Securities) 918204108 (CUSIP Number) December 31, 2023 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the |
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| February 13, 2024 |
NTRS / Northern Trust Corporation / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SC 13G/A 1 tv01564-northerntrustcorp.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 9)* Name of issuer: Northern Trust Corp Title of Class of Securities: Common Stock CUSIP Number: 665859104 Date of Event Which Requires Filing of this Statement: December 29, 2023 Check the appropriate box to design |
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| February 13, 2024 |
KEQU / Kewaunee Scientific Corporation / NORTHERN TRUST CORP Passive Investment SC 13G/A 1 Kewaunee-s13g-a6-2023-12.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 6) Kewaunee Scientific Corporation (Name of Issuer) Common Stock, $2.50 par value per share (Title of Class of Securities) 492854104 (CUSIP Number) December 31, 2023 (Date of Event which Requires Filing of this Statement |
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| February 13, 2024 |
K / Kellanova / NORTHERN TRUST CORP Passive Investment SC 13G/A 1 Kellogg-s13g-a7.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 7) Kellanova (Name of Issuer) Common Stock (Title of Class of Securities) 487836108 (CUSIP Number) December 31, 2023 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant |
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| February 13, 2024 |
KLG / WK Kellogg Co / NORTHERN TRUST CORP Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
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| February 13, 2024 |
HNI / HNI Corporation / NORTHERN TRUST CORP Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
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| February 9, 2024 |
NTRS / Northern Trust Corporation / FMR LLC Passive Investment SC 13G 1 filing.txt SCHEDULE 13G Amendment No.0 NORTHERN TRUST CORP COMMON STOCK Cusip #665859104 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [x] Rule 13d-1(b) [ ] Rule 13d-1(c) [ ] Rule 13d-1(d) Cusip #665859104 Item 1: Reporting Person - FMR LLC Item 2: (a) [ ] (b) [ ] Item 4: Delaware Item 5: 7,850,099 Item 6: 0 Item 7: 11,635,950 Item 8: 0 Item 9: |
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| January 26, 2024 |
NTRS / Northern Trust Corporation / BlackRock Inc. Passive Investment SC 13G/A 1 us6658591044012624.txt us6658591044012624.txt SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No: 9) NORTHERN TRUST CORP - (Name of Issuer) Common Stock - (Title of Class of Securities) 665859104 - (CUSIP Number) December 31, 2023 - (Date of Event Which Requires Filing of this Statement) Check the appropriate bo |
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| January 18, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) January 18, 2024 NORTHERN TRUST CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-36609 36-2723087 (State or other jurisdiction of incorporation) (Commiss |
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| January 18, 2024 |
Exhibit 99.1 NEWS RELEASE www.northerntrust.com INVESTOR CONTACT: Jennifer Childe | 312-444-3290 | [email protected] MEDIA CONTACT: Doug Holt | 312-662-8315 | [email protected] NORTHERN TRUST CORPORATION REPORTS FOURTH QUARTER NET INCOME OF $113.1 MILLION, EARNINGS PER DILUTED COMMON SHARE OF $0.52 CHICAGO, JANUARY 18, 2024 — Northern Trust Corporation today reported fourth quarter net inc |
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| January 18, 2024 |
q42023presentationmateri northerntrust.com / © 2023 Northern Trust Exhibit 99.2 northerntrust.com / © 2023 Northern Trust 2 130+ years of strength, stability & stewardship Disciplined, client-centric strategy Product leadership & innovation Highest standards of client service Solutions-focused technology & integrated operating platform northerntrust.com / © 2023 Northern Trust 33 Financial Highlig |
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| January 18, 2024 |
Exhibit 99.3 Financial Trends Fourth Quarter 2023 January 18, 2024 Please direct inquiries to: Jennifer Childe Senior Vice President, Director of Investor Relations (312) 444-3290 or [email protected] Grace Higgins Second Vice President, Investor Relations (847) 946-9113 or [email protected] The historical financial results and trends reflected in this report are not indicative of futu |
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| December 6, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) December 6, 2023 NORTHERN TRUST CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-36609 36-2723087 (State or other jurisdiction of incorporation) (Commiss |
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| November 13, 2023 |
KLG / WK Kellogg Co / NORTHERN TRUST CORP Passive Investment SC 13G 1 WKKellogg-S13G-Orig-2023-10.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ) WK Kellogg Company (Name of Issuer) Common Stock $0.0001 par value per share (Title of Class of Securities) 92942W107 (CUSIP Number) Oct 31, 2023 (Date of Event which Requires Filing of this Statement) Check the appro |
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| October 31, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-36609 NORTHERN TRUST CORPO |
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| October 31, 2023 |
Northern Partners Incentive Plan, as amended and restated on July 17, 2023 Exhibit 10.1 Northern Partners Incentive Plan (As amended and restated on July 17, 2023) I.INTRODUCTION 1.1 Purpose. The purpose of the Northern Partners Incentive Plan (the “Plan”) is to (i) promote the achievement of superior financial and operating performance of Northern Trust Corporation and its subsidiaries (hereinafter referred to as “Northern Trust”), and (ii) further the objective of deli |
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| October 18, 2023 |
q32023presentationmateri northerntrust.com / © 2023 Northern Trust Exhibit 99.2 northerntrust.com / © 2023 Northern Trust 2 130+ years of strength, stability & stewardship Disciplined, client-centric strategy Product leadership & innovation Highest standards of client service Solutions-focused technology & integrated operating platform northerntrust.com / © 2023 Northern Trust 33 Financial Highlig |
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| October 18, 2023 |
Exhibit 99.3 Financial Trends Third Quarter 2023 October 18, 2023 Please direct inquiries to: Jennifer Childe Senior Vice President, Director of Investor Relations (312) 444-3290 or [email protected] Grace Higgins Second Vice President, Investor Relations (847) 946-9113 or [email protected] The historical financial results and trends reflected in this report are not indicative of futur |
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| October 18, 2023 |
Exhibit 99.1 NEWS RELEASE www.northerntrust.com INVESTOR CONTACT: Jennifer Childe | 312-444-3290 | [email protected] MEDIA CONTACT: Doug Holt | 312-662-8315 | [email protected] NORTHERN TRUST CORPORATION REPORTS THIRD QUARTER NET INCOME OF $327.8 MILLION, EARNINGS PER DILUTED COMMON SHARE OF $1.49 CHICAGO, OCTOBER 18, 2023 — Northern Trust Corporation today reported third quarter net incom |
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| October 18, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 18, 2023 NORTHERN TRUST CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-36609 36-2723087 (State or other jurisdiction of incorporation) (Commiss |
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| August 4, 2023 |
As filed with the Securities and Exchange Commission on August 4, 2023 Table of Contents As filed with the Securities and Exchange Commission on August 4, 2023 Registration No. |
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| August 4, 2023 |
Exhibit 107 Calculation of Filing Fee Tables Form S-3 (Form Type) Northern Trust Corporation (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration |
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| August 4, 2023 |
Exhibit 25.1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE ☐ CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. (Exact name of trustee as specified in its charter) N/A |
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| July 25, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-36609 NORTHERN TRUST CORPORATIO |
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| July 19, 2023 |
Exhibit 99.3 Financial Trends Second Quarter 2023 July 19, 2023 Please direct inquiries to: Jennifer Childe Senior Vice President, Director of Investor Relations (312) 444-3290 or [email protected] Grace Higgins Second Vice President, Investor Relations (847) 946-9113 or [email protected] The historical financial results and trends reflected in this report are not indicative of future |
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| July 19, 2023 |
Exhibit 99.1 NEWS RELEASE www.northerntrust.com INVESTOR CONTACT: Jennifer Childe | 312-444-3290 | [email protected] MEDIA CONTACT: Doug Holt | 312-662-8315 | [email protected] NORTHERN TRUST CORPORATION REPORTS SECOND QUARTER NET INCOME OF $331.8 MILLION, EARNINGS PER DILUTED COMMON SHARE OF $1.56 CHICAGO, JULY 19, 2023 — Northern Trust Corporation today reported second quarter net income |
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| July 19, 2023 |
q22023presentationmateri northerntrust.com / © 2023 Northern Trust Exhibit 99.2 northerntrust.com / © 2023 Northern Trust 2 130+ years of strength, stability & stewardship Disciplined, client-centric strategy Product leadership & innovation Highest standards of client service Solutions-focused technology & integrated operating platform northerntrust.com / © 2023 Northern Trust 33 Financial Highlig |
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| July 19, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 19, 2023 NORTHERN TRUST CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-36609 36-2723087 (State or other jurisdiction of incorporation) (Commission |
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| June 23, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K [ X ] Annual Report Pursuant to Section 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2022 or [ ] Transition Report Pursuant to Section 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File No. 001-36609 A. Full title of the plan and the a |
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| June 12, 2023 |
morganstanleypresentatio northerntrust.com / © 2023 Northern Trust Morgan Stanley Financials, Payments and CRE Conference PRESENTED BY: Thomas A. South Executive Vice President | Chief Information Officer Jason J. Tyler Executive Vice President | Chief Financial Officer Northern Trust Information Technology Overview June 12, 2023 1 This presentation may include statements which constitute “forward |
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| June 12, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 12, 2023 NORTHERN TRUST CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-36609 36-2723087 (State or other jurisdiction of incorporation) (Commission |
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| May 2, 2023 |
Exhibit 10.1 NORTHERN TRUST CORPORATION TERMS AND CONDITIONS RELATING TO PERFORMANCE STOCK UNITS GRANTED PURSUANT TO THE 2017 LONG-TERM INCENTIVE PLAN 1. Grant of PSUs. The performance stock units (“PSUs”) with respect to shares of Common Stock of Northern Trust Corporation (the “Corporation”) granted to you pursuant to your Award Notice are subject to these Terms and Conditions Relating to Perfor |
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| May 2, 2023 |
Form of 2023 Stock Unit Award Terms and Conditions Exhibit 10.2 NORTHERN TRUST CORPORATION TERMS AND CONDITIONS RELATING TO STOCK UNITS GRANTED PURSUANT TO THE 2017 LONG-TERM INCENTIVE PLAN 1. Grant of Stock Units. The Restricted Stock Units (“Stock Units”) with respect to shares of Common Stock of Northern Trust Corporation (the “Corporation”) granted to you pursuant to your Award Notice are subject to these Terms and Conditions Relating to Stock |
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| May 2, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-36609 NORTHERN TRUST CORPORATI |
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| April 27, 2023 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 25, 2023 NORTHERN TRUST CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-36609 36-2723087 (State or other jurisdiction of incorporation) (Commissio |
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| April 25, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 25, 2023 NORTHERN TRUST CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-36609 36-2723087 (State or other jurisdiction of incorporation) (Commissio |
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| April 25, 2023 |
annualmeetingslides northerntrust.com / © 2023 Northern Trust Exhibit 99.1 northerntrust.com / © 2023 Northern Trust 2 This presentation may include statements which constitute “forward-looking statements” within the meaning of the safe harbor provisions of the Private Securities Litigation Reform Act of 1995. Forward-looking statements are identified typically by words or phrases such as “believe |
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| April 25, 2023 |
Exhibit 99.1 NEWS RELEASE www.northerntrust.com INVESTOR CONTACT: Jennifer Childe | 312-444-3290 | [email protected] MEDIA CONTACT: Doug Holt | 312-662-8315 | [email protected] NORTHERN TRUST CORPORATION REPORTS FIRST QUARTER NET INCOME OF $334.6 MILLION, EARNINGS PER DILUTED COMMON SHARE OF $1.51 Revenue of $1.7 billion Return on Average Common Equity 12.4% Common Equity Tier 1 Capital 11 |
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| April 25, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 25, 2023 NORTHERN TRUST CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-36609 36-2723087 (State or other jurisdiction of incorporation) (Commissio |
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| April 25, 2023 |
Exhibit 99.3 Financial Trends First Quarter 2023 April 25, 2023 Please direct inquiries to: Jennifer Childe Senior Vice President, Director of Investor Relations (312) 444-3290 or [email protected] Grace Higgins Second Vice President, Investor Relations (847) 946-9113 or [email protected] The historical financial results and trends reflected in this report are not indicative of future |
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| April 25, 2023 |
q12023presentationmateri northerntrust.com / © 2023 Northern Trust Exhibit 99.2 northerntrust.com / © 2023 Northern Trust 2 130+ years of strength, stability & stewardship Disciplined, client-centric strategy Product leadership & innovation Highest standards of client service Solutions-focused technology & integrated operating platform northerntrust.com / © 2023 Northern Trust 33 Financial Highlig |
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| March 16, 2023 |
.'"- ,-- , , .+"-" ,' 1 !' (&&",,"(' 05G<=B;HCB 444444444444444444444444444444444444444444444444444444444444 (+& $ 444444444444444444444444444444444444444444444444444444444444 ''.%+ )(+-).+,.'--(, -"('(+ 8( -! , .+"-" , 1 !' -( CFH<9:=G75@M95F9B898 979A69F (+ -+',"-"('+ )(+-).+,.'--(, -"('(+ 8( -! |
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| March 16, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the C om mission Only (as permitted by Rule |
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| March 16, 2023 |
DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| February 28, 2023 |
Description of securities registered pursuant to Section 12 of the Securities Exchange Act of 1934. Exhibit 4.3 DESCRIPTION OF SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 As of December 31, 2022, Northern Trust Corporation had two classes of securities registered under Section 12(b) of the Securities Exchange Act of 1934, as amended (the “Exchange Act”): (1) common stock; and (2) depositary shares each representing a 1/1,000th ownership interest in a share |
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| February 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-36609 NORTHERN TRUST CORPORATION (E |
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| February 28, 2023 |
Exhibit 10.3 (iii) AMENDMENT NUMBER THREE TO THE NORTHERN TRUST CORPORATION SUPPLEMENTAL THRIFT-INCENTIVE PLAN (As Amended and Restated Effective as of January 1, 2008) WHEREAS, Northern Trust Corporation (the “Corporation”) maintains the Northern Trust Corporation Supplemental Thrift-Incentive Plan, As Amended and Restated effective as of January 1, 2008 (the “Plan”); and WHEREAS, amendment of th |
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| February 28, 2023 |
Exhibit 10.4 (i) AMENDMENT NUMBER ONE TO NORTHERN TRUST CORPORATION SUPPLEMENTAL PENSION PLAN (As Amended and Restated Effective January 1, 2009) WHEREAS, Northern Trust Corporation (the “Corporation”) maintains the Northern Trust Corporation Supplemental Pension Plan, As Amended and Restated Effective January 1, 2009 (the “Plan”); and WHEREAS, the amendment of the Plan is now considered desirable |
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| February 28, 2023 |
Subsidiaries of the Registrant. Exhibit 21 NORTHERN TRUST CORPORATION SUBSIDIARIES AS OF FEBRUARY 28, 2023 Percent Owned Jurisdiction of Incorporation The Northern Trust Company 100% Illinois Equity Data Science, Inc. |
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| February 28, 2023 |
Exhibit 10.19 (iv) AMENDMENT NUMBER FOUR TO THE NORTHERN TRUST COMPANY DEATH BENEFIT PLAN WHEREAS, The Northern Trust Company (the "Company") has adopted The Northern Trust Company Death Benefit Plan (the "Plan"); WHEREAS, the Company has previously amended the Plan; and WHEREAS, the Company wishes to further amend the Plan; NOW THEREFORE, by virtue and in exercise of the amending power reserved t |
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| February 28, 2023 |
Exhibit 10.2 (i) AMENDMENT NUMBER ONE TO THE NORTHERN TRUST CORPORATION SUPPLEMENTAL EMPLOYEE STOCK OWNERSHIP PLAN (As Amended and Restated Effective as of January 1, 2008) WHEREAS, Northern Trust Corporation (the “Corporation”) maintains the Northern Trust Corporation Supplemental Employee Stock Ownership Plan, As Amended and Restated effective as of January 1, 2008 (the “Plan”); and WHEREAS, ame |
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| February 13, 2023 |
VFC / V.F. Corp. / NORTHERN TRUST CORP Passive Investment SC 13G/A 1 VFcorp-s13g-2022-12-a2.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2) V.F. Corporation (Name of Issuer) Common Stock (Title of Class of Securities) 918204108 (CUSIP Number) December 31, 2022 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the |
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| February 13, 2023 |
KEQU / Kewaunee Scientific Corporation / NORTHERN TRUST CORP Passive Investment SC 13G/A 1 Kewaunee-s13g-a5-2022-12.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 5) Kewaunee Scientific Corporation (Name of Issuer) Common Stock, $2.50 par value per share (Title of Class of Securities) 492854104 (CUSIP Number) December 31, 2022 (Date of Event which Requires Filing of this Statement |
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| February 13, 2023 |
SFNC / Simmons First National Corporation / NORTHERN TRUST CORP Passive Investment SC 13G/A 1 Simmons1st-S13g-a2-2022-12.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2) Simmons First National Corporation (Name of Issuer) Common Stock (Title of Class of Securities) 828730200 (CUSIP Number) December 31, 2022 (Date of Event which Requires Filing of this Statement) Check the appropriat |
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| February 13, 2023 |
HNI / HNI Corp / NORTHERN TRUST CORP Passive Investment SC 13G/A 1 HNI-S13g-a1-2022-12.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) HNI Corporation (Name of Issuer) Common Stock (Title of Class of Securities) 404251100 (CUSIP Number) December 31, 2022 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rul |
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| February 13, 2023 |
K / Kellogg Company / NORTHERN TRUST CORP Passive Investment SC 13G/A 1 Kellogg-s13g-a6.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 6) Kellogg Company (Name of Issuer) Common Stock,$0.25 par value per share (Title of Class of Securities) 487836108 (CUSIP Number) December 31, 2022 (Date of Event which Requires Filing of this Statement) Check the appropriate bo |
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| February 9, 2023 |
NTRS / Northern Trust Corporation / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SC 13G/A 1 tv01532-northerntrustcorp.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 8)* Name of issuer: Northern Trust Corp. Title of Class of Securities: Common Stock CUSIP Number: 665859104 Date of Event Which Requires Filing of this Statement: December 30, 2022 Check the appropriate box to desig |
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| January 31, 2023 |
NTRS / Northern Trust Corporation / BlackRock Inc. Passive Investment SC 13G/A 1 us6658591044013123.txt us6658591044013123.txt SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No: 8) NORTHERN TRUST CORP - (Name of Issuer) Common Stock - (Title of Class of Securities) 665859104 - (CUSIP Number) December 31, 2022 - (Date of Event Which Requires Filing of this Statement) Check the appropriate bo |
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| January 19, 2023 |
Exhibit 99.1 NEWS RELEASE www.northerntrust.com INVESTOR CONTACT: Jennifer Childe | 312-444-3290 | [email protected] MEDIA CONTACT: Doug Holt | 312-662-8315 | [email protected] NORTHERN TRUST CORPORATION REPORTS FOURTH QUARTER NET INCOME OF $155.7 MILLION, EARNINGS PER DILUTED COMMON SHARE OF $0.71 CHICAGO, JANUARY 19, 2023 — Northern Trust Corporation today reported fourth quarter net inc |
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| January 19, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) January 19, 2023 NORTHERN TRUST CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-36609 36-2723087 (State or other jurisdiction of incorporation) (Commiss |
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| January 19, 2023 |
1northerntrust.com | © 2023 Northern Trustnortherntrust.co | 2023 orthern Northern Trust Corporation .Fourth Quarter 2022 Quarterly Earnings Review . January 19, 2023 Exhibit 99.2 2northerntrust.com | © 2023 Northern Trust 2Q22 End of Period Month Lag1 Quarter Lag2 YoY Seq YoY Seq YoY Seq S&P 500 (19.4)% 7.1% (14.4)% (2.8)% (16.8)% (5.3)% MSCI EAFE Local (9.5)% 8.4% (9.0)% (1.3)% (13.5)% (4.3)% 1 |
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| January 19, 2023 |
Exhibit 99.3 Financial Trends Fourth Quarter 2022 January 19, 2023 Please direct inquiries to: Jennifer Childe Senior Vice President, Director of Investor Relations (312) 444-3290 or [email protected] Briar Rose Vice President, Investor Relations (312) 557-5297 or [email protected] The historical financial results and trends reflected in this report are not indicative of future financial |
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| November 18, 2022 |
Exhibit 3.1 By-laws of Northern Trust Corporation Chicago, Illinois As Amended Through November 15, 2022 TABLE OF CONTENTS Page ARTICLE I THE STOCKHOLDERS 1 SECTION 1.1 Annual Meeting 1 SECTION 1.2 Special Meetings 1 SECTION 1.3 Notice of Meetings 3 SECTION 1.4 Fixing Date of Record 3 SECTION 1.5 Inspectors of Elections 4 SECTION 1.6 Quorum 5 SECTION 1.7 Vote Required 5 SECTION 1.8 Proxies 5 SECTI |
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| November 18, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 15, 2022 NORTHERN TRUST CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-36609 36-2723087 (State or other jurisdiction of incorporation) (Commis |
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| November 2, 2022 |
EX-1.1 2 d366261dex11.htm EX-1.1 Exhibit 1.1 Execution Version NORTHERN TRUST CORPORATION (Delaware corporation) $1,000,000,000 6.125% Subordinated Notes due 2032 UNDERWRITING AGREEMENT Dated: October 26, 2022 NORTHERN TRUST CORPORATION (Delaware corporation) $1,000,000,000 6.125% Subordinated Notes due 2032 UNDERWRITING AGREEMENT October 26, 2022 Citigroup Global Markets Inc. 388 Greenwich Street |
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| November 2, 2022 |
Exhibit 4.1 NORTHERN TRUST CORPORATION AND THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A., as Trustee 6.125% Subordinated Notes due 2032 SIXTH SUPPLEMENTAL INDENTURE Dated as of November 2, 2022 to Indenture Dated as of May 8, 2017 SIXTH SUPPLEMENTAL INDENTURE, dated as of November 2, 2022 (this ?Supplemental Indenture?), between NORTHERN TRUST CORPORATION, a Delaware corporation (the ?Company?), |
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| November 2, 2022 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 2, 2022 NORTHERN TRUST CORPORATION (Exact name of Registrant as Specified in Charter) Delaware 001-36609 36-2723087 (State or other Jurisdiction of incorporation) (Commission |
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| October 27, 2022 |
EX-FILING FEES Exhibit 107 EX-FILING FEES Calculation of Filing Fee Table 424B2 (Form Type) NORTHERN TRUST CORPORATION (Exact Name of Registrant as Specified in its Charter) (Translation of Registrant’s Name into English) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Newly Registered Securities Fees to Be Paid Debt 6. |
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| October 27, 2022 |
$1,000,000,000 Northern Trust Corporation 6.125% Subordinated Notes due 2032 Table of Contents Filed Pursuant to Rule 424(b)(2) Registration No. 333-240299 PROSPECTUS SUPPLEMENT (To Prospectus dated August 3, 2020) $1,000,000,000 Northern Trust Corporation 6.125% Subordinated Notes due 2032 The 6.125% Subordinated Notes due 2032 (the ?subordinated notes?) will bear interest at an annual rate of 6.125%, payable semi-annually in arrears on May 2 and November 2 of each year, |
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| October 26, 2022 |
SUBJECT TO COMPLETION, DATED OCTOBER 26, 2022 Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. 333-240299 The information in this preliminary prospectus supplement is not complete and may be changed. This preliminary prospectus supplement and the accompanying prospectus are not an offer to sell nor do they seek an offer to buy these securities in any jurisdiction where the offer or sale is not permitted. SUBJECT TO COMPLETI |
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| October 26, 2022 |
Issuer Free Writing Prospectus Filed Pursuant to Rule 433 Registration No. 333-240299 Northern Trust Corporation Pricing Term Sheet October 26, 2022 $1,000,000,000 6.125% Subordinated Notes due 2032 Issuer Northern Trust Corporation Security 6.125% Subordinated Notes due 2032 Expected Ratings* A2 (Moody?s) / A (S&P) / A (Fitch) Currency USD Principal Amount $1,000,000,000 Maturity November 2, 2032 |
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| October 25, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-36609 NORTHERN TRUST CORPO |
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| October 19, 2022 |
1northerntrust.com | ? 2022 NorthernTrust Northern Trust Corporation .Third Quarter 2022 Quarterly Earnings Review . October 19, 2022 2northerntrust.com | ? 2022 NorthernTrust 2Q22 End of Period Month Lag1 Quarter Lag2 YoY Seq YoY Seq YoY Seq S&P 500 (16.8)% (9.3)% (10.2)% (7.2)% (11.9)% (16.4)% MSCI EAFE Local (13.5)% (6.6)% (7.5)% (5.1)% (9.0)% (8.8)% 1 month Libor (Avg) 238 bps 146 bps 3 month |
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| October 19, 2022 |
Exhibit 99.1 NEWS RELEASE www.northerntrust.com INVESTOR CONTACT: Jennifer Childe | 312-444-3290 | [email protected] MEDIA CONTACT: Doug Holt | 312-557-1571 | [email protected] NORTHERN TRUST CORPORATION REPORTS THIRD QUARTER NET INCOME OF $394.8 MILLION, EARNINGS PER DILUTED COMMON SHARE OF $1.80 Total Revenue up 7% YoY Return on Average Common Equity 14.9% Common Equity Tier 1 Capital 10 |
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| October 19, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 19, 2022 NORTHERN TRUST CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-36609 36-2723087 (State or other jurisdiction of incorporation) (Commiss |
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| October 19, 2022 |
Exhibit 99.3 Financial Trends Third Quarter 2022 October 19, 2022 Please direct inquiries to: Jennifer Childe Senior Vice President, Director of Investor Relations (312) 444-3290 or [email protected] Briar Rose Vice President, Investor Relations (312) 557-5297 or [email protected] The historical financial results and trends reflected in this report are not indicative of future financial r |
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| July 26, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-36609 NORTHERN TRUST CORPORATIO |
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| July 20, 2022 |
1northerntrust.com | ? 2022 NorthernTrust Northern Trust Corporation .Second Quarter 2022 Quarterly Earnings Review . July 20, 2022 2northerntrust.com | ? 2022 NorthernTrust 2Q22 End of Period Month Lag1 Quarter Lag2 YoY Seq YoY Seq YoY Seq S&P 500 (11.9)% (16.4)% 3.5% (6.3)% 14.0% (4.9)% MSCI EAFE Local (9.0)% (8.8)% 0.8% (2.6)% 3.7% (4.4)% 1 month Libor (Avg) 91 bps 79 bps 3 month Libor (Avg) 13 |
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| July 20, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 20, 2022 NORTHERN TRUST CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-36609 36-2723087 (State or other jurisdiction of incorporation) (Commission |
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| July 20, 2022 |
Exhibit 99.1 NEWS RELEASE www.northerntrust.com INVESTOR CONTACT: Jennifer Childe | 312-444-3290 | [email protected] MEDIA CONTACT: Doug Holt | 312-557-1571 | [email protected] NORTHERN TRUST CORPORATION REPORTS SECOND QUARTER NET INCOME OF $396.2 MILLION, EARNINGS PER DILUTED COMMON SHARE OF $1.86 Total Revenue $1.8 billion Return on Average Common Equity 15.7% Common Equity Tier 1 Capita |
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| July 20, 2022 |
Financial Trends Second Quarter 2022 July 20, 2022 Please direct inquiries to: Jennifer Childe Senior Vice President, Director of Investor Relations (312) 444-3290 or jennifer. |
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| June 24, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K [ X ] Annual Report Pursuant to Section 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2021 or [ ] Transition Report Pursuant to Section 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File No. 001-36609 A. Full title of the plan and the a |
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| May 10, 2022 |
Exhibit 1.1 Execution Version NORTHERN TRUST CORPORATION (Delaware corporation) $1,000,000,000 4.000% Senior Notes due 2027 UNDERWRITING AGREEMENT Dated: May 5, 2022 NORTHERN TRUST CORPORATION (Delaware corporation) $1,000,000,000 4.000% Senior Notes due 2027 UNDERWRITING AGREEMENT May 5, 2022 Wells Fargo Securities, LLC 550 South Tryon Street Charlotte, NC 28202 Barclays Capital Inc. 745 Seventh |
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| May 10, 2022 |
Exhibit 4.1 NORTHERN TRUST CORPORATION AND THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A., as Trustee 4.00% Senior Notes due 2027 FIFTH SUPPLEMENTAL INDENTURE Dated as of May 10, 2022 to Indenture dated as of May 8, 2017 FIFTH SUPPLEMENTAL INDENTURE, dated as of May 10, 2022 (this ?Supplemental Indenture?), between NORTHERN TRUST CORPORATION, a Delaware corporation (the ?Company?), and THE BANK O |
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| May 10, 2022 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 10, 2022 NORTHERN TRUST CORPORATION (Exact name of Registrant as Specified in Charter) Delaware 001-36609 36-2723087 (State or other Jurisdiction of incorporation) (Commission Fil |
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| May 6, 2022 |
$1,000,000,000 Northern Trust Corporation 4.00% Senior Notes due 2027 Table of Contents Filed Pursuant to Rule 424(b)(2) Registration No. 333-240299 PROSPECTUS SUPPLEMENT (To Prospectus dated August 3, 2020) $1,000,000,000 Northern Trust Corporation 4.00% Senior Notes due 2027 The 4.00% Senior Notes due 2027 (the ?notes?) will bear interest at an annual rate of 4.00%, payable semi-annually in arrears on May 10 and November 10 of each year, beginning on November 10, |
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| May 6, 2022 |
EX-FILING FEES 2 d338745dexfilingfees.htm EX-FILING FEES Exhibit 107 Calculation of Filing Fee Table 424B2 (Form Type) NORTHERN TRUST CORPORATION (Exact Name of Registrant as Specified in its Charter) (Translation of Registrant’s Name into English) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Propo |
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| May 5, 2022 |
SUBJECT TO COMPLETION, DATED MAY 5, 2022 Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. 333-240299 The information in this preliminary prospectus supplement is not complete and may be changed. This preliminary prospectus supplement and the accompanying prospectus are not an offer to sell nor do they seek an offer to buy these securities in any jurisdiction where the offer or sale is not permitted. SUBJECT TO COMPLETI |
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| May 5, 2022 |
FWP 1 d338745dfwp.htm FWP Issuer Free Writing Prospectus Filed Pursuant to Rule 433 Registration No. 333-240299 May 5, 2022 Northern Trust Corporation Pricing Term Sheet May 5, 2022 $1,000,000,000 4.000% Senior Notes due 2027 Issuer Northern Trust Corporation Security 4.000% Senior Notes due 2027 Expected Ratings* A2 (Moody’s) / A+ (S&P) / A+ (Fitch) Currency USD Principal Amount $1,000,000,000 Ma |
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| May 3, 2022 |
Exhibit 10.1 TRANSITION AGREEMENT This Transition Agreement (hereafter ?Agreement?) is entered into by and between Shundrawn Thomas (hereafter ?Employee?) and The Northern Trust Company (hereafter ?Northern Trust? ). WHEREAS, Employee has notified Northern Trust that he wishes to resign from all of his positions with Northern Trust effective June 1, 2022 (the ?Separation Date?) in order to pursue |
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| May 3, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 3, 2022 NORTHERN TRUST CORPORATION (Exact name of Registrant as Specified in Charter) Delaware 001-36609 36-2723087 (State or other Jurisdiction of incorporation) (Commission File |
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| May 3, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-36609 NORTHERN TRUST CORPORATI |
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| May 3, 2022 |
Exhibit 10.2 NORTHERN TRUST CORPORATION TERMS AND CONDITIONS RELATING TO STOCK UNITS GRANTED PURSUANT TO THE 2017 LONG-TERM INCENTIVE PLAN 1. Grant of Stock Units. The Restricted Stock Units (?Stock Units?) with respect to shares of Common Stock of Northern Trust Corporation (the ?Corporation?) granted to you pursuant to your Award Notice are subject to these Terms and Conditions Relating to Stock |
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| May 3, 2022 |
Exhibit 10.1 NORTHERN TRUST CORPORATION TERMS AND CONDITIONS RELATING TO PERFORMANCE STOCK UNITS GRANTED PURSUANT TO THE 2017 LONG-TERM INCENTIVE PLAN 1. Grant of PSUs. The performance stock units (?PSUs?) with respect to shares of Common Stock of Northern Trust Corporation (the ?Corporation?) granted to you pursuant to your Award Notice are subject to these Terms and Conditions Relating to Perfor |
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| May 3, 2022 |
Northern Trust Announces Asset Management Leadership Change Exhibit 99.1 News Release Media Contact: Doug Holt 312-557-1571 [email protected] http://www.northerntrust.com Northern Trust Announces Asset Management Leadership Change CHICAGO, May 3, 2022 ? Northern Trust (Nasdaq: NTRS) announced today that Shundrawn Thomas, President of Northern Trust Asset Management, will be leaving the company on June 1, 2022, in order to pursue an outside entrepreneurial |
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| April 27, 2022 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 26, 2022 NORTHERN TRUST CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-36609 36-2723087 (State or other jurisdiction of incorporation) (Commissio |
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| April 26, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 26, 2022 NORTHERN TRUST CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-36609 36-2723087 (State or other jurisdiction of incorporation) (Commissio |
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| April 26, 2022 |
northerntrust.com | ? 2021 Northern Trust Corporation 2022 Annual Meeting of Stockholders Northern Trust Corporation 2northerntrust.com | ? 2022 Northern Trust Corporation This presentation may include statements which constitute ?forward-looking statements? within the meaning of the safe harbor provisions of the Private Securities Litigation Reform Act of 1995. Forward- looking statements are ide |
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| April 26, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 26, 2022 NORTHERN TRUST CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-36609 36-2723087 (State or other jurisdiction of incorporation) (Commissio |
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| April 26, 2022 |
Exhibit 99.1 NEWS RELEASE www.northerntrust.com INVESTOR CONTACT: Mark Bette | 312-444-2301 | [email protected] MEDIA CONTACT: Doug Holt | 312-557-1571 | [email protected] NORTHERN TRUST CORPORATION REPORTS FIRST QUARTER NET INCOME OF $389.3 MILLION, EARNINGS PER DILUTED COMMON SHARE OF $1.77 Total Revenue $1.7 billion Return on Average Common Equity 14.2% Common Equity Tier 1 Capital 11.4% CHICA |
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| March 17, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defin |
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| March 17, 2022 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14 |
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| February 28, 2022 |
Exhibit 10.17 NORTHERN TRUST CORPORATION Non-Employee Director Compensation Plan 1.Purpose. This Non-Employee Director Compensation Plan (the ?Plan?) is adopted by the Board of Directors (the ?Board?) of Northern Trust Corporation (the ?Corporation?). This Plan is adopted pursuant to the Northern Trust Corporation 2017 Long-Term Incentive Plan (the ?2017 LTIP?). Capitalized terms defined in the 20 |
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| February 28, 2022 |
Description of securities registered pursuant to Section 12 of the Securities Exchange Act of 1934. Exhibit 4.3 DESCRIPTION OF SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 As of December 31, 2021, Northern Trust Corporation had two classes of securities registered under Section 12(b) of the Securities Exchange Act of 1934, as amended (the ?Exchange Act?): (1) common stock; and (2) depositary shares each representing a 1/1,000th ownership interest in a share |
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| February 28, 2022 |
Exhibit 10.18 Northern Partners Incentive Plan (As amended and restated on February 22, 2022) I.INTRODUCTION 1.1 Purpose. The purpose of the Northern Partners Incentive Plan (the ?Plan?) is to (i) promote the achievement of superior financial and operating performance of Northern Trust Corporation and its subsidiaries (hereinafter referred to as ?Northern Trust?), and (ii) further the objective of |
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| February 28, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-36609 NORTHERN TRUST CORPORATION (E |
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| February 28, 2022 |
Subsidiaries of the Registrant. Exhibit 21 NORTHERN TRUST CORPORATION SUBSIDIARIES AS OF FEBRUARY 28, 2022 Percent Owned Jurisdiction of Incorporation The Northern Trust Company 100% Illinois Equity Data Science, Inc. |
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| February 10, 2022 |
NTRS / Northern Trust Corporation / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 7)* Name of issuer: Northern Trust Corp. Title of Class of Securities: Common Stock CUSIP Number: 665859104 Date of Event Which Requires Filing of this Statement: December 31, 2021 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: |
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| February 8, 2022 |
VFC / V.F. Corp. / NORTHERN TRUST CORP Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
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| February 8, 2022 |
K / Kellogg Company / NORTHERN TRUST CORP Passive Investment 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
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| February 8, 2022 |
KEQU / Kewaunee Scientific Corporation / NORTHERN TRUST CORP Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
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| February 8, 2022 |
HNI / HNI Corp / NORTHERN TRUST CORP Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
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| February 8, 2022 |
SFNC / Simmons First National Corporation / NORTHERN TRUST CORP Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
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| February 1, 2022 |
NTRS / Northern Trust Corporation / BlackRock Inc. Passive Investment us6658591044012822.txt SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No: 7) NORTHERN TRUST CORP - (Name of Issuer) Common Stock - (Title of Class of Securities) 665859104 - (CUSIP Number) December 31, 2021 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant t |
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| January 20, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) January 20, 2022 NORTHERN TRUST CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-36609 36-2723087 (State or other jurisdiction of incorporation) (Commiss |
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| January 20, 2022 |
Exhibit 99.1 NEWS RELEASE www.northerntrust.com INVESTOR CONTACT: Mark Bette | 312-444-2301 | [email protected] MEDIA CONTACT: Doug Holt | 312-557-1571 | [email protected] NORTHERN TRUST CORPORATION REPORTS FOURTH QUARTER NET INCOME OF $406.4 MILLION, EARNINGS PER DILUTED COMMON SHARE OF $1.91 Trust, Investment and Other Servicing Fees up 8% YoY Return on Average Common Equity 14.5% Common Equity |
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| October 26, 2021 |
Exhibit 10.1 NORTHERN TRUST CORPORATION WEALTH PLANNING AND TAX CONSULTING SERVICES PLAN (As Amended and Restated Effective January 1, 2021) INTRODUCTION The Northern Trust Corporation Executive Financial Consulting and Tax Preparation Services Plan was established by Northern Trust Corporation, a Delaware corporation (the ?Corporation?), to provide a select group of management or highly compensat |
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| October 26, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-36609 NORTHERN TRUST CORPO |
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| October 26, 2021 |
Northern Trust Corporation Deferred Compensation Plan, as amended and restated effective as of EX-10.2 3 q32021exhibit102.htm EX-10.2 Exhibit 10.2 NORTHERN TRUST CORPORATION DEFERRED COMPENSATION PLAN (As Amended and Restated Effective as of October 18, 2021) INTRODUCTION The Northern Trust Corporation Deferred Compensation Plan (the “Plan”) was established by Northern Trust Corporation, a Delaware corporation (the “Corporation”) effective as of May 1, 1998. The primary purpose of the Plan |
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| October 20, 2021 |
EX-99.1 2 q32021earningsreleaseex991.htm EX-99.1 Exhibit 99.1 NEWS RELEASE www.northerntrust.com INVESTOR CONTACT: Mark Bette | 312-444-2301 | [email protected] MEDIA CONTACT: Doug Holt | 312-557-1571 | [email protected] NORTHERN TRUST CORPORATION REPORTS THIRD QUARTER NET INCOME OF $395.7 MILLION, EARNINGS PER DILUTED COMMON SHARE OF $1.80 Total Revenue up 10% YoY Return on Average Common Equity |
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| October 20, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 20, 2021 NORTHERN TRUST CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-36609 36-2723087 (State or other jurisdiction of incorporation) (Commiss |
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| July 27, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-36609 NORTHERN TRUST CORPORATIO |
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| July 21, 2021 |
Exhibit 99.1 NEWS RELEASE www.northerntrust.com INVESTOR CONTACT: Mark Bette | 312-444-2301 | [email protected] MEDIA CONTACT: Doug Holt | 312-557-1571 | [email protected] NORTHERN TRUST CORPORATION REPORTS SECOND QUARTER NET INCOME OF $368.1 MILLION, EARNINGS PER DILUTED COMMON SHARE OF $1.72 Trust, Investment and Other Servicing Fees up 12% YoY Common Equity Tier 1 Capital 12.0% Return on Avera |
