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| CIK | 1507957 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Ideal Power Inc.
SEC Filings (Chronological Order)
이 페이지는 다른 곳에서 제공하는 소유권 보고서를 제외한 SEC 보고서의 전체 리스트를 시간 순으로 정리한 것입니다.
| June 4, 2026 |
Exhibit 10.1 IDEAL POWER INC. AMENDED & RESTATED 2013 EQUITY INCENTIVE PLAN (As amended and restated effective June 3, 2026) 1. PURPOSE. The purpose of this Plan is to provide incentives to attract, retain and motivate eligible persons whose present and potential contributions are important to the success of the Company, and its Parent and Subsidiaries (if any), by offering them an opportunity to |
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| June 4, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 3, 2026 IDEAL POWER INC. (Exact name of registrant as specified in Charter) Delaware 001-36216 14-1999058 (State or other jurisdiction of incorporation or organization) (Commissi |
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| May 18, 2026 |
Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. 333-292492 PROSPECTUS SUPPLEMENT (to Prospectus dated January 9, 2026) Ideal Power Inc. 3,220,961 Shares of Common Stock Pre-Funded Warrants to Purchase up to 2,070,044 Shares of Common Stock Up to 2,070,044 Shares of Common Stock Underlying Pre-Funded Warrants We are offering in a registered direct offering 3,220,961 shares of ou |
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| May 18, 2026 |
PRE-FUNDED COMMON STOCK PURCHASE WARRANT IDEAL POWER INC. Exhibit 4.1 PRE-FUNDED COMMON STOCK PURCHASE WARRANT IDEAL POWER INC. Warrant Shares: [ ] Initial Exercise Date: May 18, 2026 THIS PRE-FUNDED COMMON STOCK PURCHASE WARRANT (this “Warrant”) certifies that, for value received, [ ] or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the |
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| May 18, 2026 |
Exhibit 10.1 Execution Version SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of May 14, 2026, between Ideal Power Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively, the “Purchasers”). WHEREAS, subject to the terms and |
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| May 18, 2026 |
Ideal Power Announces Closing of $30.0 Million Registered Direct Offering of Common Stock Exhibit 99.2 Ideal Power Announces Closing of $30.0 Million Registered Direct Offering of Common Stock Austin, Texas, May 18, 2026 – Ideal Power Inc. (Nasdaq: IPWR) ("Ideal Power," the "Company," "we," or "our"), pioneering the development and commercialization of the highly efficient and broadly patented B-TRAN® bidirectional semiconductor power switch, today announced the closing of its previous |
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| May 18, 2026 |
Ideal Power Announces $30.0 Million Registered Direct Offering of Common Stock Exhibit 99.1 Ideal Power Announces $30.0 Million Registered Direct Offering of Common Stock AUSTIN, TX / ACCESSWIRE / May 14, 2026 / Ideal Power Inc. (Nasdaq: IPWR) (“Ideal Power,” the “Company,” “we,” or “our”), pioneering the development and commercialization of the highly efficient and broadly patented B-TRAN® bidirectional semiconductor power switch, today announced that it has entered into a |
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| May 18, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 14, 2026 IDEAL POWER INC. (Exact name of registrant as specified in Charter) Delaware 001-36216 14-1999058 (State or other jurisdiction of incorporation or organization) (Commissi |
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| May 15, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2026 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 00 |
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| May 14, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 14, 2026 IDEAL POWER INC. (Exact name of registrant as specified in Charter) Delaware 001-36216 14-1999058 (State or other jurisdiction of incorporation or organization) (Commissi |
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| May 14, 2026 |
Ideal Power Reports First Quarter 2026 Financial Results Exhibit 99.1 Ideal Power Reports First Quarter 2026 Financial Results AUSTIN, TX – May 14, 2026 - Ideal Power Inc. (Nasdaq: IPWR) (“Ideal Power,” the “Company,” “we,” “us” or “our”), developer and provider of its innovative and widely patented B-TRAN® bidirectional semiconductor power switch, reports results for its first quarter ended March 31, 2026. “We had a strong start to the year as we initi |
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| April 27, 2026 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defi |
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| April 1, 2026 |
April 1, 2026 VIA EDGAR Division of Corporation Finance Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Ideal Power Inc. |
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| March 31, 2026 |
March 31, 2026 David Somo Chief Executive Officer Ideal Power Inc. 5508 Highway 290 West, Suite 120 Austin, Texas, 78735 Re: Ideal Power Inc. Registration Statement on Form S-1 Filed on March 27, 2026 File No. 333-294696 Dear David Somo: This is to advise you that we have not reviewed and will not review your registration statement. Please refer to Rules 460 and 461 regarding requests for accelera |
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| March 27, 2026 |
As filed with the Securities and Exchange Commission on March 27, 2026 Table of Contents As filed with the Securities and Exchange Commission on March 27, 2026 Registration No. |
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| March 27, 2026 |
DESCRIPTION OF SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 Exhibit 4.5 DESCRIPTION OF SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 Ideal Power (the “Company,” “we,” “our,” or “us”) has one class of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended: our common stock, par value $0.001 per share (our “common stock”). DESCRIPTION OF CAPITAL STOCK The following description of our ca |
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| March 27, 2026 |
Calculation of Filing Fee Tables S-1 Ideal Power Inc. Table 1: Newly Registered and Carry Forward Securities ☐Not Applicable Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Forward Form Type Carry Forward File Number Carry Forward Initial Ef |
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| March 27, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-362 |
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| March 10, 2026 |
Ideal Power Reports Fourth Quarter and Full Year 2025 Financial Results Exhibit 99.1 Ideal Power Reports Fourth Quarter and Full Year 2025 Financial Results AUSTIN, TX – March 10, 2026 - Ideal Power Inc. (Nasdaq: IPWR) (“Ideal Power,” the “Company,” “we,” “us” or “our”), developer and provider of its innovative and widely patented B-TRAN® bidirectional semiconductor power switch, reports results for its fourth quarter and full year ended December 31, 2025. “We’re exci |
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| March 10, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 10, 2026 IDEAL POWER INC. (Exact name of registrant as specified in Charter) Delaware 001-36216 14-1999058 (State or other jurisdiction of incorporation or organization) (Commis |
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| February 25, 2026 |
Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of February 23, 2026, between Ideal Power Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively, the “Purchasers”). WHEREAS, subject to the terms and conditions se |
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| February 25, 2026 |
PRE-FUNDED COMMON STOCK PURCHASE WARRANT IDEAL POWER INC. Exhibit 4.1 PRE-FUNDED COMMON STOCK PURCHASE WARRANT IDEAL POWER INC. Warrant Shares: [ ] Initial Exercise Date: [ ], 2026 THIS PRE-FUNDED COMMON STOCK PURCHASE WARRANT (this “Warrant”) certifies that, for value received, [ ] or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the dat |
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| February 25, 2026 |
Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. 333-292492 PROSPECTUS SUPPLEMENT (to Prospectus dated January 9, 2026) Ideal Power Inc. 3,505,855 Shares of Common Stock Pre-Funded Warrants to Purchase up to 952,881 Shares of Common Stock Up to 952,881 Shares of Common Stock Underlying Pre-Funded Warrants We are offering 3,505,855 shares of our common stock, par value $0.001 per |
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| February 25, 2026 |
Exhibit 99.3 Ideal Power Announces Closing of $14 Million Financing of Common Stock The financing was led by the company’s largest existing institutional shareholders, with participation from Ideal Power insiders, including its CEO AUSTIN, TX / ACCESSWIRE / February 25, 2026 / Ideal Power Inc. (Nasdaq:IPWR) (“Ideal Power,” the “Company,” “we,” or “our”), pioneering the development and commercializ |
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| February 25, 2026 |
Exhibit 1.1 3,505,855 SHARES OF COMMON STOCK OF AND 952,881 PRE-FUNDED WARRANTS TO PURCHASE 952,881 SHARES OF COMMON STOCK IDEAL POWER INC. UNDERWRITING AGREEMENT February 23, 2026 Titan Partners Group LLC, a division of American Capital Partners, LLC As the Representative of the Several underwriters, if any, named in Schedule I hereto 4 World Trade Center, 49th Floor New York, NY 10007 Ladies and |
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| February 25, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 23, 2026 IDEAL POWER INC. (Exact name of registrant as specified in Charter) Delaware 001-36216 14-1999058 (State or other jurisdiction of incorporation or organization) (Com |
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| February 25, 2026 |
Exhibit 99.2 Ideal Power Announces Pricing of $14 Million Financing of Common Stock The financing was led by the company’s largest existing institutional shareholders, with participation from Ideal Power insiders, including its CEO AUSTIN, TX / ACCESSWIRE / February 23, 2026 / Ideal Power Inc. (Nasdaq:IPWR) (“Ideal Power,” the “Company,” “we,” or “our”), pioneering the development and commercializ |
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| February 25, 2026 |
Ideal Power Announces Proposed Public Offering of Common Stock Exhibit 99.1 Ideal Power Announces Proposed Public Offering of Common Stock AUSTIN, Texas, February 23, 2026 - Ideal Power Inc. (Nasdaq: IPWR) ("Ideal Power," the "Company," "we," "us" or "our") today announced that it has commenced an underwritten public offering for the sale of its common stock. In connection with the offering, Ideal Power expects to grant the underwriter a 30-day option to purc |
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| February 23, 2026 |
SUBJECT TO COMPLETION, DATED FEBRUARY 23, 2026 Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. 333-292492 The information contained in this preliminary prospectus supplement and the accompanying prospectus is not complete and may be changed. A registration statement relating to the securities has been declared effective by the Securities and Exchange Commission. This preliminary prospectus supplement and accompanying prospe |
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| January 7, 2026 |
January 7, 2026 VIA EDGAR Division of Corporation Finance Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Ideal Power Inc. |
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| January 6, 2026 |
January 6, 2026 David Somo Chief Executive Officer Ideal Power Inc. 5508 Highway 290 West, Suite 120 Austin, Texas, 78735 Re: Ideal Power Inc. Registration Statement on Form S-3 Filed December 30, 2025 File No. 333-292492 Dear David Somo: This is to advise you that we have not reviewed and will not review your registration statement. Please refer to Rules 460 and 461 regarding requests for acceler |
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| December 30, 2025 |
As filed with the Securities and Exchange Commission on December 30, 2025 Table of Contents As filed with the Securities and Exchange Commission on December 30, 2025 Registration No. |
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| December 30, 2025 |
Calculation of Filing Fee Tables S-3 Ideal Power Inc. Table 1: Newly Registered and Carry Forward Securities ☐Not Applicable Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Forward Form Type Carry Forward File Number Carry Forward Initial Ef |
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| November 13, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 13, 2025 IDEAL POWER INC. (Exact name of registrant as specified in Charter) Delaware 001-36216 14-1999058 (State or other jurisdiction of incorporation or organization) (Com |
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| November 13, 2025 |
Ideal Power Reports Third Quarter 2025 Financial Results Exhibit 99.1 Ideal Power Reports Third Quarter 2025 Financial Results AUSTIN, TX – November 13, 2025 - Ideal Power Inc. (Nasdaq: IPWR) (“Ideal Power,” the “Company,” “we,” “us” or “our”), developer and innovative provider of the highly efficient and broadly patented B-TRAN® bidirectional semiconductor power switch, reports results for its third quarter ended September 30, 2025. “I’m excited to hav |
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| November 13, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Numbe |
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| November 3, 2025 |
As filed with the Securities and Exchange Commission on November 3, 2025 As filed with the Securities and Exchange Commission on November 3, 2025 Registration No. |
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| November 3, 2025 |
Ideal Power Appoints David Somo as President and Chief Executive Officer Exhibit 99.1 Ideal Power Appoints David Somo as President and Chief Executive Officer AUSTIN, TX – November 3, 2025 - Ideal Power Inc. (Nasdaq: IPWR) (“Ideal Power,” the “Company,” “we,” “us” or “our”), developer and innovative provider of the highly efficient and broadly patented B-TRAN® bidirectional semiconductor power switch, today announced that its Board of Directors appointed David Somo as |
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| November 3, 2025 |
Table 1: Newly Registered Securities Calculation of Filing Fee Tables S-8 Ideal Power Inc. Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee 1 Equity Common Stock, $0.001 par value Other 494,876 $ 5.47 $ 2,706,971.72 0.0001381 $ 373.83 Total Offering Amounts: $ 2,70 |
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| November 3, 2025 |
PERFORMANCE STOCK UNITS AGREEMENT Exhibit 99.2 PERFORMANCE STOCK UNITS AGREEMENT Effective as of [], 2025 (the “Grant Date”), Ideal Power Inc., a Delaware corporation (the “Company”), has awarded to David Somo (“Grantee”) [] Performance Stock Units (the “Performance Stock Units” or “Award”). Each Performance Stock Unit represents an unfunded and unsecured promise of the Company to deliver one (1) share of common stock, par value $ |
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| November 3, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): October 31, 2025 IDEAL POWER INC. (Exact name of registrant as specified in Charter) Delaware 001-36216 14-1999058 (State or other jurisdiction of incorporation or organization) (Comm |
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| November 3, 2025 |
RETIREMENT AND TRANSITION SERVICES AGREEMENT Exhibit 10.1 RETIREMENT AND TRANSITION SERVICES AGREEMENT This RETIREMENT AND TRANSITION SERVICES AGREEMENT (this “Agreement”) is entered on November 2, 2025, by and between IDEAL POWER INC., a corporation incorporated and existing under the laws of the State of Delaware (the “Company”), and R. Daniel Brdar (“Executive”). The Company and Executive may each be referred to herein as a "Party" and co |
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| November 3, 2025 |
RESTRICTED STOCK UNITS AGREEMENT Exhibit 99.1 RESTRICTED STOCK UNITS AGREEMENT Effective as of [], 2025 (the “Grant Date”), Ideal Power Inc., a Delaware corporation (the “Company”), has awarded to David Somo (“Grantee”) [] Restricted Stock Units (the “Restricted Stock Units” or “Award”). Each Restricted Stock Unit represents an unfunded and unsecured promise of the Company to deliver one (1) share of common stock, par value $0.00 |
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| November 3, 2025 |
Exhibit 10.2 EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT (“Agreement”), which is made effective as of the 3rd day of November 2025 (the “Effective Date”), is made by and between Ideal Power Inc., a Delaware corporation, with headquarters located at 5508 Highway 290 West, Ste. 120, Austin, Texas 78735, hereinafter referred to as “Company”, and David Somo, hereinafter referred to as “Executive.” |
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| August 14, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001 |
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| August 14, 2025 |
Ideal Power Reports Second Quarter 2025 Financial Results Exhibit 99.1 Ideal Power Reports Second Quarter 2025 Financial Results AUSTIN, TX – August 14, 2025 - Ideal Power Inc. (Nasdaq: IPWR) (“Ideal Power,” the “Company,” “we,” “us” or “our”), developer and innovative provider of the highly efficient and broadly patented B-TRAN® bidirectional semiconductor power switch, reports results for its second quarter ended June 30, 2025. “Our first design win cu |
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| August 14, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 14, 2025 IDEAL POWER INC. (Exact name of registrant as specified in Charter) Delaware 001-36216 14-1999058 (State or other jurisdiction of incorporation or organization) (Commi |
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| June 13, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 12, 2025 IDEAL POWER INC. (Exact name of registrant as specified in Charter) Delaware 001-36216 14-1999058 (State or other jurisdiction of incorporation or organization) (Commiss |
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| May 15, 2025 |
Ideal Power Reports First Quarter 2025 Financial Results Exhibit 99.1 Ideal Power Reports First Quarter 2025 Financial Results AUSTIN, TX – May 15, 2025 - Ideal Power Inc. (Nasdaq: IPWR) (“Ideal Power,” the “Company,” “we,” “us” or “our”), developer and innovative provider of the highly efficient and broadly patented B-TRAN® bidirectional semiconductor power switch, reports results for its first quarter ended March 31, 2025. “We had a strong start to th |
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| May 15, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 00 |
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| May 15, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 15, 2025 IDEAL POWER INC. (Exact name of registrant as specified in Charter) Delaware 001-36216 14-1999058 (State or other jurisdiction of incorporation or organization) (Commissi |
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| April 29, 2025 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defi |
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| March 28, 2025 |
Description of Registrant’s Securities * Exhibit 4.5 DESCRIPTION OF SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 Ideal Power (the “Company,” “we,” “our,” or “us”) has one class of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended: our common stock, par value $0.001 per share (our “common stock”). DESCRIPTION OF CAPITAL STOCK The following description of our ca |
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| March 28, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001‑362 |
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| March 28, 2025 |
Exhibit 19 IDEAL POWER INC. INSIDER TRADING POLICY (as adopted on April 23, 2020) Background The board of directors of Ideal Power Inc. (the “Company”) has adopted this Insider Trading Policy (this “Policy”) for directors, officers, employees and consultants of the Company and its subsidiaries with respect to the trading of the Company’s securities, as well as the securities of publicly traded com |
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| February 27, 2025 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 27, 2025 IDEAL POWER INC. (Exact name of registrant as specified in Charter) Delaware 001-36216 14-1999058 (State or other jurisdiction of incorporation or organization) (Com |
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| February 27, 2025 |
Ideal Power Reports Fourth Quarter and Full Year 2024 Financial Results Exhibit 99.1 Ideal Power Reports Fourth Quarter and Full Year 2024 Financial Results AUSTIN, TX – February 27, 2025 - Ideal Power Inc. (Nasdaq: IPWR) (“Ideal Power,” the “Company,” “we,” “us” or “our”), developer and innovative provider of the highly efficient and broadly patented B-TRAN® bidirectional semiconductor power switch, reports results for its fourth quarter and full year ended December |
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| November 14, 2024 |
Ideal Power Reports Third Quarter 2024 Financial Results Exhibit 99.1 Ideal Power Reports Third Quarter 2024 Financial Results AUSTIN, TX – November 14, 2024 - Ideal Power Inc. (Nasdaq: IPWR) (“Ideal Power,” the “Company,” “we,” “us” or “our”), pioneering the development and commercialization of the highly efficient and broadly patented B-TRAN™ bidirectional semiconductor power switch, reports results for its third quarter ended September 30, 2024. “Our |
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| November 14, 2024 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 14, 2024 IDEAL POWER INC. (Exact name of registrant as specified in Charter) Delaware 001-36216 14-1999058 (State or other jurisdiction of incorporation or organization) (Com |
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| November 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Numbe |
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| August 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001 |
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| August 14, 2024 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 14, 2024 IDEAL POWER INC. (Exact name of registrant as specified in Charter) Delaware 001-36216 14-1999058 (State or other jurisdiction of incorporation or organization) (Commi |
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| August 14, 2024 |
Ideal Power Reports Second Quarter 2024 Financial Results Exhibit 99.1 Ideal Power Reports Second Quarter 2024 Financial Results AUSTIN, TX – August 14, 2024 - Ideal Power Inc. (Nasdaq: IPWR) (“Ideal Power,” the “Company,” “we,” “us” or “our”), pioneering the development and commercialization of the highly efficient and broadly patented B-TRAN™ bidirectional semiconductor power switch, reports results for its second quarter ended June 30, 2024. “Our B-TR |
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| June 21, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 20, 2024 IDEAL POWER INC. (Exact name of registrant as specified in Charter) Delaware 001-36216 14-1999058 (State or other jurisdiction of incorporation or organization) (Commiss |
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| May 15, 2024 |
Ideal Power Reports First Quarter 2024 Financial Results Exhibit 99.1 Ideal Power Reports First Quarter 2024 Financial Results AUSTIN, TX – May 15, 2024 - Ideal Power Inc. (“Ideal Power,” the “Company,” “we,” “us” or “our”) (Nasdaq: IPWR), pioneering the development and commercialization of the highly efficient and broadly patented B-TRAN™ bidirectional semiconductor power switch, reports results for its first quarter ended March 31, 2024. “Commercial m |
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| May 15, 2024 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 15, 2024 IDEAL POWER INC. (Exact name of registrant as specified in Charter) Delaware 001-36216 14-1999058 (State or other jurisdiction of incorporation or organization) (Commissi |
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| May 15, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 00 |
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| April 26, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defi |
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| April 9, 2024 |
IPWR / Ideal Power Inc. / HIRSCHMAN ORIN Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Ideal Power, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 451622203 (CUSIP Number) March 25, 2024 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this |
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| April 1, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001‑362 |
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| April 1, 2024 |
Exhibit 107 Calculation of Filing Fee Table Form S-8 (Form Type) Ideal Power Inc. (Exact Name of Registrant as Specified in its Charter) Security Type Security Class Title Fee Calculation Rule Amount Registered(1) Proposed Maximum Offering Price Per Unit(2) Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Equity Common Stock, $0.001 par value Rule 457(c) and Rule 457(h) 400,000 |
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| April 1, 2024 |
As filed with the Securities and Exchange Commission on April 1, 2024 As filed with the Securities and Exchange Commission on April 1, 2024 Registration No. |
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| April 1, 2024 |
Incentive Compensation Recovery Policy* Exhibit 97. Incentive Compensation Recovery Policy (Adopted September 14, 2023) 1. Purpose The purpose of the Ideal Power Inc. Incentive Compensation Recovery Policy (this “Policy”) is to provide for the recovery of certain Incentive-Based Compensation in the event of an Accounting Restatement. This Policy is intended to comply with, and to be administered and interpreted consistent with, Section |
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| March 28, 2024 |
Exhibit 4.1 PRE-FUNDED COMMON STOCK PURCHASE WARRANT IDEAL POWER INC. Warrant Shares: [] Initial Exercise Date: March , 2024 THIS PRE-FUNDED COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date h |
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| March 28, 2024 |
Ideal Power Inc. Announces Proposed Public Offering Exhibit 99.1 Ideal Power Inc. Announces Proposed Public Offering AUSTIN, TX / ACCESSWIRE / March 25, 2024 / Ideal Power Inc. (Nasdaq:IPWR) (“Ideal Power,” the “Company,” “we,” “us” or “our”), pioneering the development and commercialization of the highly efficient and broadly patented B-TRAN™ bidirectional semiconductor power switch, today announced that it has commenced an underwritten public off |
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| March 28, 2024 |
Underwriting Agreement, dated March 25, 2024, between Ideal Power Inc. and Titan Partners Group LLC. Exhibit 1.1 1,366,668 SHARES OF COMMON STOCK AND 633,332 PRE-FUNDED WARRANTS TO PURCHASE 633,332 SHARES OF COMMON STOCK OF IDEAL POWER INC. UNDERWRITING AGREEMENT March 25, 2024 Titan Partners Group LLC, a division of American Capital Partners, LLC As the Representative of the Several underwriters, if any, named in Schedule I hereto 4 World Trade Center, 29th Floor New York, NY 10007 Ladies and Ge |
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| March 28, 2024 |
Ideal Power Inc. Announces Closing of $15 Million Public Offering Exhibit 99.3 Ideal Power Inc. Announces Closing of $15 Million Public Offering AUSTIN, TX / ACCESSWIRE / March 28, 2024 / Ideal Power Inc. (NASDAQ:IPWR) (“Ideal Power,” the “Company,” “we,” “us” or “our”), pioneering the development and commercialization of the highly efficient and broadly patented B-TRAN™ bidirectional semiconductor power switch, announced today the closing of its previously anno |
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| March 28, 2024 |
Ideal Power Inc. Announces Pricing of $15.0 Million Public Offering Exhibit 99.2 Ideal Power Inc. Announces Pricing of $15.0 Million Public Offering AUSTIN, TX / ACCESSWIRE / March 25, 2024 / Ideal Power Inc. (Nasdaq:IPWR) (“Ideal Power,” the “Company,” “we,” “us” or “our”), pioneering the development and commercialization of the highly efficient and broadly patented B-TRAN™ bidirectional semiconductor power switch, today announced that it has priced its previousl |
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| March 28, 2024 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 25, 2024 IDEAL POWER INC. (Exact name of registrant as specified in Charter) Delaware 001-36216 14-1999058 (State or other jurisdiction of incorporation or organization) (Commis |
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| March 27, 2024 |
Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. 333-269060 PROSPECTUS SUPPLEMENT (to Prospectus dated January 9, 2023) Ideal Power Inc. 1,366,668 Shares of Common Stock Pre-Funded Warrants to Purchase up to 633,332 Shares of Common Stock We are offering 1,366,668 shares of our common stock, par value $0.001 per share. We are also offering pre-funded warrants to purchase up to a |
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| March 25, 2024 |
SUBJECT TO COMPLETION, DATED MARCH 25, 2024 Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. 333-269060 The information contained in this preliminary prospectus supplement and the accompanying prospectus is not complete and may be changed. A registration statement relating to the securities has been declared effective by the Securities and Exchange Commission. This preliminary prospectus supplement and accompanying prospe |
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| March 25, 2024 |
Filed Pursuant to Rule 433 Issuer Free Writing Prospectus dated March 25, 2024 Relating to Preliminary Prospectus Supplement dated March 25, 2024 Registration No. |
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| February 29, 2024 |
Ideal Power Reports Fourth Quarter and Full Year 2023 Financial Results Exhibit 99.1 Ideal Power Reports Fourth Quarter and Full Year 2023 Financial Results AUSTIN, TX – February 29, 2024 - Ideal Power Inc. (“Ideal Power,” the “Company,” “we,” “us” or “our”) (Nasdaq: IPWR), pioneering the development and commercialization of the highly efficient and broadly patented B-TRAN™ bidirectional semiconductor power switch, reports results for its fourth quarter and full year |
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| February 29, 2024 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 29, 2024 IDEAL POWER INC. (Exact name of registrant as specified in Charter) Delaware 001-36216 14-1999058 (State or other jurisdiction of incorporation or organization) (Com |
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| February 14, 2024 |
IPWR / Ideal Power Inc. / AWM Investment Company, Inc. - IPWR 13G/A Passive Investment THE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 14)* Ideal Power, Inc. (Name of Issuer) Common Stock, Par Value $.001 (Title of Class of Securities) 451622203 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursua |
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| November 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Numbe |
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| November 14, 2023 |
Ideal Power Reports Third Quarter 2023 Financial Results Exhibit 99.1 Ideal Power Reports Third Quarter 2023 Financial Results AUSTIN, TX – November 14, 2023 - Ideal Power Inc. (“Ideal Power,” the “Company,” “we,” “us” or “our”) (Nasdaq: IPWR), pioneering the development and commercialization of the highly efficient and broadly patented B-TRAN™ bidirectional semiconductor power switch, reported results for its third quarter ended September 30, 2023. “We |
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| November 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 14, 2023 IDEAL POWER INC. (Exact name of registrant as specified in Charter) Delaware 001-36216 14-1999058 (State or other jurisdiction of incorporation or organization) (Com |
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| August 11, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001 |
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| August 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 10, 2023 IDEAL POWER INC. (Exact name of registrant as specified in Charter) Delaware 001-36216 14-1999058 (State or other jurisdiction of incorporation or organization) (Commi |
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| August 10, 2023 |
Ideal Power Reports Second Quarter 2023 Financial Results Exhibit 99.1 Ideal Power Reports Second Quarter 2023 Financial Results AUSTIN, TX – August 10, 2023 - Ideal Power Inc. (“Ideal Power,” the “Company,” “we,” “us” or “our”) (Nasdaq: IPWR), pioneering the development and commercialization of the highly efficient and broadly patented B-TRAN™ bidirectional semiconductor power switch, reported results for its second quarter ended June 30, 2023. “The sec |
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| June 16, 2023 |
Amended and Restated Ideal Power Inc. 2013 Equity Incentive Plan. Exhibit 10.1 IDEAL POWER INC. AMENDED & RESTATED 2013 EQUITY INCENTIVE PLAN (As amended and restated effective June 15, 2023) 1. PURPOSE. The purpose of this Plan is to provide incentives to attract, retain and motivate eligible persons whose present and potential contributions are important to the success of the Company, and its Parent and Subsidiaries (if any), by offering them an opportunity to |
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| June 16, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 15, 2023 IDEAL POWER INC. (Exact name of registrant as specified in Charter) Delaware 001-36216 14-1999058 (State or other jurisdiction of incorporation or organization) (Commiss |
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| May 12, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 00 |
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| May 4, 2023 |
Ideal Power Reports First Quarter 2023 Financial Results Exhibit 99.1 Ideal Power Reports First Quarter 2023 Financial Results AUSTIN, TX – May 4, 2023 - Ideal Power Inc. (“Ideal Power,” the “Company,” “we,” “us” or “our”) (Nasdaq: IPWR), pioneering the development and commercialization of the highly efficient and broadly patented B-TRAN™ bidirectional semiconductor power switch, reported results for its first quarter ended March 31, 2023. “Our intense |
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| May 4, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 4, 2023 IDEAL POWER INC. (Exact name of registrant as specified in Charter) Delaware 001-36216 14-1999058 (State or other jurisdiction of incorporation or organization) (Commissio |
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| April 28, 2023 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defi |
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| March 30, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-3621 |
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| March 2, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 2, 2023 IDEAL POWER INC. (Exact name of registrant as specified in Charter) Delaware 001-36216 14-1999058 (State or other jurisdiction of incorporation or organization) (Commiss |
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| March 2, 2023 |
Ideal Power Reports Fourth Quarter and Full Year 2022 Financial Results Exhibit 99.1 Ideal Power Reports Fourth Quarter and Full Year 2022 Financial Results AUSTIN, TX – March 2, 2023 - Ideal Power Inc. (“Ideal Power” or the “Company”) (Nasdaq: IPWR), pioneering the development and commercialization of the highly efficient and broadly patented B-TRAN™ bidirectional semiconductor power switch, reported results for its fourth quarter and full year ended December 31, 202 |
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| February 14, 2023 |
IPWR / Ideal Power Inc / AWM Investment Company, Inc. - IPWR 13GA Passive Investment THE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 13)* Ideal Power, Inc. (Name of Issuer) Common Stock, Par Value $.001 (Title of Class of Securities) 451622203 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursua |
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| January 5, 2023 |
CORRESP 1 filename1.htm January 5, 2023 VIA EDGAR Division of Corporation Finance Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Ideal Power Inc. Registration Statement on Form S-3 Filed December 29, 2022 File No. 333-269060 Ladies and Gentlemen: Pursuant to Rule 461 under the Securities Act of 1933, as amended, Ideal Power Inc. (the “Company”) hereby requests that th |
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| January 5, 2023 |
United States securities and exchange commission logo January 5, 2023 Timothy Burns Chief Financial Officer Ideal Power Inc. |
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| December 29, 2022 |
As filed with the Securities and Exchange Commission on December 29, 2022 TABLE OF CONTENTS As filed with the Securities and Exchange Commission on December 29, 2022 Registration No. |
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| December 29, 2022 |
Exhibit 107 Calculation of Filing Fees Table Form S-3 (Form Type) Ideal Power Inc. |
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| November 14, 2022 |
Ideal Power Reports Third Quarter 2022 Financial Results Exhibit 99.1 Ideal Power Reports Third Quarter 2022 Financial Results AUSTIN, TX ? November 14, 2022 - Ideal Power Inc. (?Ideal Power? or the ?Company?) (Nasdaq: IPWR), pioneering the development and commercialization of the highly efficient and broadly patented B-TRAN? bidirectional semiconductor power switch, reported results for its third quarter ended September 30, 2022. ?Our progress toward B |
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| November 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| November 14, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 14, 2022 IDEAL POWER INC. (Exact name of registrant as specified in Charter) Delaware 001-36216 14-1999058 (State or other jurisdiction of incorporation or organization) (Com |
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| August 15, 2022 |
Ideal Power Reports Second Quarter 2022 Financial Results Exhibit 99.1 Ideal Power Reports Second Quarter 2022 Financial Results AUSTIN, TX ? August 15, 2022 - Ideal Power Inc. (?Ideal Power? or the ?Company?) (Nasdaq: IPWR), pioneering the development and commercialization of the highly efficient and broadly patented B-TRAN? bidirectional semiconductor power switch, reported results for its second quarter ended June 30, 2022. ?We delivered initial packa |
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| August 15, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| August 15, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 15, 2022 IDEAL POWER INC. (Exact name of registrant as specified in Charter) Delaware 001-36216 14-1999058 (State or other jurisdiction of incorporation or organization) (Commi |
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| June 17, 2022 |
Second Amended and Restated Bylaws of Ideal Power Inc. (4) Exhibit 3.1 SECOND AMENDED AND RESTATED BYLAWS OF IDEAL POWER INC. Effective as of June 16, 2022 ARTICLE I: OFFICES SECTION 1. Registered Office. The registered office of Ideal Power Inc. (the ?Corporation?) shall be at 1811 Silverside Road, City of Wilmington, County of New Castle, State of Delaware 19808, and the name of the registered agent in charge thereof shall be VCorp Services, LLC. SECTIO |
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| June 17, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 16, 2022 IDEAL POWER INC. (Exact name of registrant as specified in Charter) Delaware 001-36216 14-1999058 (State or other jurisdiction of incorporation or organization) (Commiss |
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| May 16, 2022 |
Ideal Power Reports First Quarter 2022 Financial Results Exhibit 99.1 Ideal Power Reports First Quarter 2022 Financial Results AUSTIN, TX ? May 16, 2022 - Ideal Power Inc. (?Ideal Power? or the ?Company?) (Nasdaq: IPWR), pioneering the development and commercialization of the highly efficient and broadly patented B-TRAN? bidirectional semiconductor power switch, reported results for its first quarter ended March 31, 2022. ?Since the year began, we made |
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| May 16, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 00 |
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| May 16, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 16, 2022 IDEAL POWER INC. (Exact name of registrant as specified in Charter) Delaware 001-36216 14-1999058 (State or other jurisdiction of incorporation or organization) (Commissi |
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| April 29, 2022 |
DEF 14A 1 tm223583-1def14a.htm DEF 14A TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (a |
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| April 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 13, 2022 IDEAL POWER INC. (Exact name of registrant as specified in Charter) Delaware 001-36216 14-1999058 (State or other jurisdiction of incorporation or o |
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| March 25, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-3621 |
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| March 17, 2022 |
Ideal Power Reports Fourth Quarter and Full Year 2021 Financial Results Exhibit 99.1 Ideal Power Reports Fourth Quarter and Full Year 2021 Financial Results AUSTIN, TX ? March 17, 2022 - Ideal Power Inc. (?Ideal Power? or the ?Company?) (Nasdaq: IPWR), pioneering the development and commercialization of the highly efficient and broadly patented B-TRAN? bidirectional semiconductor power switch, reported results for its fourth quarter and full year ended December 31, 20 |
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| March 17, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 17, 2022 IDEAL POWER INC. (Exact name of registrant as specified in Charter) Delaware 001-36216 14-1999058 (State or other jurisdiction of incorporation or organization) (Commis |
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| March 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 10, 2022 IDEAL POWER INC. (Exact name of registrant as specified in Charter) Delaware 001-36216 14-1999058 (State or other jurisdiction of incorporation or organization) (Commis |
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| March 14, 2022 |
Ideal Power Appoints Two Independent Members to its Board of Directors Exhibit 99.1 Ideal Power Appoints Two Independent Members to its Board of Directors AUSTIN, TX ? March 14, 2022 - Ideal Power Inc. (Nasdaq: IPWR), pioneering the development and commercialization of highly efficient and broadly patented B-TRAN? bidirectional power switches, today announced that its Board of Directors (?Board?) appointed two new independent members, Drue Freeman and Greg Knight, to |
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| February 17, 2022 |
IPWR / Ideal Power Inc / Phoenix Holdings Ltd. - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 2)* Ideal Power, Inc. (Name of Issuer) Common Stock, par value $ 0.001 per share (Title of Class of Securities) 451622203 (CUSIP Number) February 14, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule |
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| February 14, 2022 |
IPWR / Ideal Power Inc / APPEL PETER A - SCHEDULE 13G (AMENDMENT NO. 2) Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* IDEAL POWER INC. (Name of Issuer) Common Stock (Title of Class of Securities) 451622104 (CUSIP Number) December 31, 2021 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedu |
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| February 11, 2022 |
IPWR / Ideal Power Inc / AWM Investment Company, Inc. - IPWR 13G/A Passive Investment THE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 12)* Ideal Power, Inc. (Name of Issuer) Common Stock, Par Value $.001 (Title of Class of Securities) 451622203 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursua |
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| February 7, 2022 |
Exhibit 1 [Unofficial Translation] December 12, 2019 Powers of Signature in The Phoenix Holdings Ltd. |
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| February 7, 2022 |
IPWR / Ideal Power Inc / Phoenix Holdings Ltd. - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 1)* Ideal Power, Inc. (Name of Issuer) Common Stock, par value $ 0.001 per share (Title of Class of Securities) 451622203 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule |
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| January 14, 2022 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): January 13, 2022 IDEAL POWER INC. (Exact name of registrant as specified in Charter) Delaware 001-36216 14-1999058 (State or other jurisdiction of incorporation or organization) (Comm |
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| November 12, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| November 12, 2021 |
As filed with the Securities and Exchange Commission on November 12, 2021 S-8 1 tm2132549d1s-8.htm FORM S-8 As filed with the Securities and Exchange Commission on November 12, 2021 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 IDEAL POWER INC. (Exact name of registrant as specified in its charter) Delaware 14-1999058 (State or other jurisdiction of incorpora |
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| November 10, 2021 |
Ideal Power Reports Third Quarter 2021 Financial Results Exhibit 99.1 Ideal Power Reports Third Quarter 2021 Financial Results AUSTIN, TX ? November 10, 2021 - Ideal Power Inc. (?Ideal Power? or the ?Company?) (Nasdaq: IPWR), pioneering the development and commercialization of highly efficient and broadly patented B-TRAN? bidirectional power switches, reported results for its third quarter ended September 30, 2021. ?We added several market leading compa |
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| November 10, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 10, 2021 IDEAL POWER INC. (Exact name of registrant as specified in Charter) Delaware 001-36216 14-1999058 (State or other jurisdiction of incorporation or organization) (Commission File N |
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| October 21, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): October 21, 2021 IDEAL POWER INC. (Exact name of registrant as specified in Charter) Delaware 001-36216 14-1999058 (State or other jurisdiction of incorporation or organization) (Comm |
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| October 21, 2021 |
Ideal Power Announces the Passing of Chairman David B. Eisenhaure Exhibit 99.1 Ideal Power Announces the Passing of Chairman David B. Eisenhaure AUSTIN, TX ? October 21, 2021 - Ideal Power Inc. (Nasdaq: IPWR), pioneering the development and commercialization of highly efficient and broadly patented B-TRAN? bi-directional power switches, today announced with great sadness the passing of David B. Eisenhaure, Chairman of the Board of Directors. Mr. Eisenhaure was a |
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| August 13, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| August 12, 2021 |
Ideal Power Reports Second Quarter 2021 Financial Results Exhibit 99.1 Ideal Power Reports Second Quarter 2021 Financial Results AUSTIN, TX ? August 12, 2021 - Ideal Power Inc. (?Ideal Power? or the ?Company?) (Nasdaq: IPWR), pioneering the development and commercialization of highly efficient and broadly patented B-TRAN? bi-directional power switches, reported results for its second quarter ended June 30, 2021. ?Our recent announcements of test and eval |
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| August 12, 2021 |
Results of Operations and Financial Condition SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 12, 2021 IDEAL POWER INC. (Exact name of registrant as specified in Charter) Delaware 001-36216 14-1999058 (State or other jurisdiction of incorporation or organization) (Commission File No. |
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| July 7, 2021 |
Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 1, 2021 IDEAL POWER INC. (Exact name of registrant as specified in Charter) Delaware 001-36216 14-1999058 (State or other jurisdiction of incorporation or organization) (Commissi |
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| July 7, 2021 |
Letter of Gumbiner Savett Inc., dated July 7, 2021 Exhibit 16.1 July 7, 2021 Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Dear Ladies and Gentleman: We are the former independent registered public accounting firm for Ideal Power, Inc. (the ?Company?). We have read the Company?s disclosure set forth in Item 4.01 ?Changes in Registrant?s Certifying Accountant? of the Company?s Current Report on Form 8-K dated July 7, 2021 |
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| June 21, 2021 |
Amended & Restated Ideal Power Inc. 2013 Equity Incentive Plan. Exhibit 10.1 IDEAL POWER INC. AMENDED & RESTATED 2013 EQUITY INCENTIVE PLAN (As amended and restated effective June 16, 2021) 1. PURPOSE. The purpose of this Plan is to provide incentives to attract, retain and motivate eligible persons whose present and potential contributions are important to the success of the Company, and its Parent and Subsidiaries (if any), by offering them an opportunity to |
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| June 21, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 16, 2021 IDEAL POWER INC. (Exact name of registrant as specified in Charter) Delaware 001-36216 14-1999058 (State or other jurisdiction of incorporation or organization) (Commiss |
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| May 14, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-36216 IDEAL POWE |
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| May 14, 2021 |
Specimen Common Stock Certificate (5) Exhibit 4.1 This Certifies That BY INCORPORATED UNDER THE LAWS OF THE STATE OF DELAWARE AUTHORIZED: 50,000,000 COMMON SHARES, $0.001 PAR VALUE PER SHARE Fully Paid and Non-Assessable Common Stock, $0.001 Par Value of IDEAL POWER INC. CUSIP 451622 20 3 SEE REVERSE FOR CERTAIN DEFINITIONS COUNTERSIGNED AND REGISTERED: EQUINITI TRUST COMPANY IN WITNESS WHEREOF, the Corporation has caused this Certifi |
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| May 13, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 13, 2021 IDEAL POWER INC. (Exact name of registrant as specified in Charter) Delaware 001-36216 14-1999058 (State or other jurisdiction of incorporation or organization) (Commission File No.) ( |
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| May 13, 2021 |
Ideal Power Reports First Quarter 2021 Financial Results Exhibit 99.1 Ideal Power Reports First Quarter 2021 Financial Results AUSTIN, TX ? May 13, 2021 - Ideal Power Inc. (?Ideal Power? or the ?Company?) (Nasdaq: IPWR), pioneering the development and commercialization of highly efficient and broadly patented B-TRAN? bi-directional power switches, reported results for its first quarter ended March 31, 2021. ?We continue to make progress toward our B-TRA |
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| May 12, 2021 |
Exhibit 1 [Unofficial Translation] December 12, 2019 Powers of Signature in The Phoenix Holdings Ltd. |
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| May 12, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. )* Ideal Power, Inc. (Name of Issuer) Common Stock, par value $ 0.001 per share (Title of Class of Securities) 451622203 (CUSIP Number) May 6, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursua |
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| April 29, 2021 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ? SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 ? Filed by the Registrant ? ? Filed by a Party other than the Registrant ? ? Check the appropriate box: ? Preliminary Proxy Statement ? ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)( |
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| March 26, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-36216 IDEAL POWER INC |
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| March 17, 2021 |
Results of Operations and Financial Condition SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 17, 2021 IDEAL POWER INC. (Exact name of registrant as specified in Charter) Delaware 001-36216 14-1999058 (State or other jurisdiction of incorporation or organization) (Commission File No.) |
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| March 17, 2021 |
Ideal Power Reports Fourth Quarter and Full Year 2020 Financial Results Exhibit 99.1 Ideal Power Reports Fourth Quarter and Full Year 2020 Financial Results AUSTIN, TX – March 17, 2021 - Ideal Power Inc. (“Ideal Power” or the “Company”) (Nasdaq: IPWR), pioneering the development and commercialization of highly efficient and broadly patented B-TRAN™ bi-directional power switches, reported results for its fourth quarter and full year ended December 31, 2020. “Throughout |
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| February 12, 2021 |
THE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 11)* Ideal Power, Inc. (Name of Issuer) Common Stock, Par Value $.001 (Title of Class of Securities) 451622203 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursua |
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| February 10, 2021 |
Ideal Power Announces Pricing of Public Offering of Common Stock Exhibit 99.2 Ideal Power Announces Pricing of Public Offering of Common Stock Austin, TX — February 8, 2021 —Ideal Power Inc. (Nasdaq: IPWR) (the “Company” or “Ideal Power”), pioneering the development and commercialization of highly efficient and broadly patented B-TRAN™ bi-directional power switches, today announced the pricing of an underwritten public offering of 1,176,500 shares of its common |
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| February 10, 2021 |
1,176,500 Shares Ideal Power, Inc. Common Stock Filed Pursuant to Rule 424(b)(5) Registration No. 333-250844 PROSPECTUS SUPPLEMENT (to Prospectus dated December 2, 2020) 1,176,500 Shares Ideal Power, Inc. Common Stock We are offering 1,176,500 shares of our common stock. Our common stock is listed on The Nasdaq Capital Market (“Nasdaq”) under the symbol “IPWR.” On February 5, 2021, the last reported sale price of our common stock on Nasdaq was |
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| February 10, 2021 |
Ideal Power Announces Proposed Public Offering of Common Stock Exhibit 99.1 Ideal Power Announces Proposed Public Offering of Common Stock Austin, TX — February 8, 2021 —Ideal Power Inc. (Nasdaq: IPWR) (the “Company” or “Ideal Power”), pioneering the development and commercialization of highly efficient and broadly patented B-TRAN™ bi-directional power switches, today announced that it has commenced an underwritten public offering of shares of its common stoc |
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| February 10, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 8, 2021 IDEAL POWER INC. (Exact name of registrant as specified in its charter) Delaware 001-36216 14-1999058 (State or other jurisdiction (Commission File Number) (IRS Emplo |
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| February 10, 2021 |
Exhibit 1.1 UNDERWRITING AGREEMENT between IDEAL POWER INC. and THE BENCHMARK COMPANY, LLC as Representative of the Several Underwriters IDEAL POWER INC. UNDERWRITING AGREEMENT February 8, 2021 The Benchmark Company, LLC 150 E 58th Street, 17th Floor New York, NY 10155 As Representative of the several Underwriters named on Schedule 1 attached hereto Ladies and Gentlemen: The undersigned, Ideal Pow |
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| February 9, 2021 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Amendment No. 2 Under the Securities Exchange Act of 1934 Ideal Power, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 451622104 (CUSIP Number) February 3, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to whic |
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| February 8, 2021 |
SUBJECT TO COMPLETION, DATED FEBRUARY 8, 2021 Filed Pursuant to Rule 424(b)(5) Registration No. 333-250844 The information contained in this preliminary prospectus supplement and the accompanying prospectus is not complete and may be changed. A registration statement relating to the securities has been declared effective by the Securities and Exchange Commission. This preliminary prospectus supplement and accompanying prospectus are not an of |
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| December 1, 2020 |
December 1, 2020 VIA EDGAR Division of Corporation Finance Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Ideal Power Inc. |
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| November 27, 2020 |
United States securities and exchange commission logo November 27, 2020 Tim Burns Chief Financial Officer Ideal Power Inc. |
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| November 27, 2020 |
United States securities and exchange commission logo November 27, 2020 Tim Burns Chief Financial Officer Ideal Power Inc. |
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| November 20, 2020 |
As filed with the Securities and Exchange Commission on November 20, 2020 Registration No. |
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| November 13, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2020 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-36216 IDEAL |
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| November 12, 2020 |
Ideal Power Reports Third Quarter 2020 Financial Results Exhibit 99.1 Ideal Power Reports Third Quarter 2020 Financial Results AUSTIN, TX – November 12, 2020 - Ideal Power Inc. (Nasdaq: IPWR), pioneering the development and commercialization of highly efficient and broadly patented B-TRAN™ bi-directional power switches, reported results for its third quarter ended September 30, 2020. “During the third quarter, we maintained our momentum toward our comme |
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| November 12, 2020 |
Results of Operations and Financial Condition - FORM 8-K SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 12, 2020 IDEAL POWER INC. (Exact name of registrant as specified in Charter) Delaware 001-36216 14-1999058 (State or other jurisdiction of incorporation or organization) (Commission File N |
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| September 8, 2020 |
Ideal Power Inc. 705,688 Shares Common Stock Filed Pursuant to Rule 424(b)(3) Registration Statement No. 333-248466 PROSPECTUS Ideal Power Inc. 705,688 Shares Common Stock This prospectus relates to the offer, resale, transfer or other disposition, from time to time in one or more offerings, of up to 705,688 shares of our common stock issuable upon exercise of the Series C Warrants (as defined herein), by the selling stockholders identified |
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| September 3, 2020 |
September 3, 2020 VIA EDGAR Division of Corporation Finance Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Ideal Power Inc. |
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| September 2, 2020 |
United States securities and exchange commission logo September 2, 2020 R. Daniel Brdar President and Chief Executive Officer Ideal Power Inc. 4120 Freidrich Lane, Suite 100 Austin, TX 78744 Re: Ideal Power Inc. Registration Statement on Form S-3 Filed August 28, 2020 File No. 333-248466 Dear Mr. Brdar: This is to advise you that we have not reviewed and will not review your registration statement |
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| September 2, 2020 |
United States securities and exchange commission logo September 2, 2020 R. Daniel Brdar President and Chief Executive Officer Ideal Power Inc. 4120 Freidrich Lane, Suite 100 Austin, TX 78744 Re: Ideal Power Inc. Registration Statement on Form S-3 Filed August 28, 2020 File No. 333-248466 Dear Mr. Brdar: This is to advise you that we have not reviewed and will not review your registration statement |
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| August 28, 2020 |
As filed with the Securities and Exchange Commission on August 28, 2020 Registration No. |
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| August 13, 2020 |
Results of Operations and Financial Condition SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 13, 2020 IDEAL POWER INC. (Exact name of registrant as specified in Charter) Delaware 001-36216 14-1999058 (State or other jurisdiction of incorporation or organization) (Commission File No. |
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| August 13, 2020 |
10-Q 1 tm2020412-110q.htm FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2020 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commissi |
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| August 13, 2020 |
Exhibit 99.1 Ideal Power Reports Second Quarter 2020 Financial Results Continued Progress through Phase Two of B-TRAN™ Commercialization Plan AUSTIN, TX – August 13, 2020 - Ideal Power Inc. (Nasdaq: IPWR), pioneering the development and commercialization of highly efficient and broadly patented B-TRAN™ bi-directional power switches, reported results for its second quarter ended June 30, 2020. “Dur |
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| August 3, 2020 |
8-K 1 tm2026304d18k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 31, 2020 IDEAL POWER INC. (Exact name of registrant as specified in Charter) Delaware 001-36216 14-1999058 (State or other jurisdiction of incorp |
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| August 3, 2020 |
Exhibit 10.1 IDEAL POWER INC. July 31, 2020 Holder of Series A Common Stock Purchase Warrant Re: Inducement Offer to Exercise Common Stock Purchase Warrants Dear Holder: Ideal Power Inc. (the “Company”) is pleased to offer to you the opportunity to exercise all of the Series A Common Stock Purchase Warrants set forth on the signature page hereto (the “Existing Warrants”) currently held by you (the |
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| August 3, 2020 |
Ideal Power Enters into Early Warrant Exercise Transaction Exhibit 99.1 Ideal Power Enters into Early Warrant Exercise Transaction AUSTIN, TX — August 3, 2020 — On July 31, 2020, Ideal Power Inc. (Nasdaq: IPWR) (the “Company” or “Ideal Power”) entered into an early warrant exercise transaction with certain of the Company’s Series A warrant holders through a letter agreement between the Company and such Series A warrant holders, pursuant to which the Compa |
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| August 3, 2020 |
Form of Series C Common Stock Purchase Warrant (8) Exhibit 4.1 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTR |
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| June 18, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 16, 2020 IDEAL POWER INC. (Exact name of registrant as specified in Charter) Delaware 001-36216 14-1999058 (State or other jurisdiction of incorporation or organization) (Commiss |
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| June 18, 2020 |
Ideal Power Inc. Amended and Restated 2013 Equity Incentive Plan (10) + Exhibit 10.1 IDEAL POWER INC. AMENDED & RESTATED 2013 EQUITY INCENTIVE PLAN (As amended and restated effective June 16, 2020) 1. PURPOSE. The purpose of this Plan is to provide incentives to attract, retain and motivate eligible persons whose present and potential contributions are important to the success of the Company, and its Parent and Subsidiaries (if any), by offering them an opportunity to |
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| June 18, 2020 |
As filed with the Securities and Exchange Commission on June 18, 2020 Registration No. |
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| May 14, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2020 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-36216 IDEAL POWE |
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| May 8, 2020 |
8-K 1 tm2019002d18k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 4, 2020 IDEAL POWER INC. (Exact name of registrant as specified in Charter) Delaware 001-36216 14-1999058 (State or other jurisdiction of incorpor |
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| May 8, 2020 |
Loan Agreement, dated May 4, 2020, between Ideal Power Inc. and BBVA USA. Exhibit 10.1 |
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| April 29, 2020 |
Amended and Restated Bylaws of Ideal Power Inc. EX-3.1 2 tm2017992d1ex3-1.htm EXHIIBT 3.1 Exhibit 3.1 AMENDED AND RESTATED BYLAWS OF IDEAL POWER INC. ARTICLE I: OFFICES SECTION 1. Registered Office. The registered office of Ideal Power Inc. (the “Corporation”) shall be at 1811 Silverside Road, City of Wilmington, County of New Castle, State of Delaware 19808, and the name of the registered agent in charge thereof shall be VCorp Services, LLC. S |
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| April 29, 2020 |
Definitive Proxy Statement on Schedule 14A for the 2020 Annual Meeting of Stockholders TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defi |
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| April 29, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 23, 2020 IDEAL POWER INC. (Exact name of registrant as specified in Charter) Delaware 001-36216 14-1999058 (State or other jurisdiction of incorporation or organization) (Commis |
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| April 14, 2020 |
Exhibit 99.1 Ideal Power Announces Leadership Changes and Business Update Management to Host Conference Call Today at 4:30 p.m. ET AUSTIN, TX – April 14, 2020 - Ideal Power Inc. (Nasdaq: IPWR) (“Ideal Power,” the “Company,” “we” and “our”), pioneering the development and commercialization of highly efficient and broadly patented B-TRAN™ bi-directional power switches, today is providing a corporate |
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| April 14, 2020 |
8-K 1 tm2015866d18k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 8, 2020 IDEAL POWER INC. (Exact name of registrant as specified in Charter) Delaware 001-36216 14-1999058 (State or other jurisdiction of incorp |
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| April 14, 2020 |
Exhibit 10.1 SECOND REVISED AND RESTATED EMPLOYMENT AGREEMENT This SECOND REVISED AND RESTATED EMPLOYMENT AGREEMENT (“Agreement”), which is made effective as of the 8th day of April 2020 (the “Effective Date”), is made by and between Ideal Power Inc., a Delaware corporation, with headquarters located at 4120 Freidrich Lane, Ste. 100, Austin, Texas 78744, hereinafter referred to as “Company”, and R |
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| April 2, 2020 |
Shareholder Director Nominations UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 2, 2020 IDEAL POWER INC. (Exact name of registrant as specified in Charter) Delaware 001-36216 14-1999058 (State or other jurisdiction of incorporation or organization) (Commiss |
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| March 31, 2020 |
Annual Report on Form 10-K for the fiscal year ended December 31, 2019 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2019 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-36216 IDEAL POWER INC |
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| March 31, 2020 |
Description of Registrant’s Securities (9) EX-4.5 2 tm205390d1ex4-5.htm EXHIBIT 4.5 Exhibit 4.5 DESCRIPTION OF SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 Ideal Power (the “Company,” “we,” “our,” or “us”) has one class of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended: our common stock, par value $0.001 per share (our “common stock”). DESCRIPTION OF CAPITAL |
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| March 31, 2020 |
IPWR / Ideal Power Inc. NT 10-K - - NT 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC File Number: 001-36216 CUSIP Number: 451622104 (Check One): x Form 10-K o Form 20-F o Form 11-K o Form 10-Q o Form 10-D o Form N-SAR o Form N-CSR For period ended: December 31, 2019 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on Form 11-K o T |
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| March 31, 2020 |
Subsidiaries of Ideal Power Inc.* Exhibit 21.1 Subsidiaries of Ideal Power Inc. None |
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| March 11, 2020 |
Exhibit 99.1 Ideal Power Reports Fourth Quarter and Full Year 2019 Financial Results Management to Host Conference Call Today at 4:30 p.m. ET AUSTIN, TX – March 11, 2020 - Ideal Power Inc. (Nasdaq: IPWR), pioneering the development and commercialization of highly efficient and broadly patented B-TRAN™ bi-directional power switches, reported results for its fourth quarter and full year ended Decemb |
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| March 11, 2020 |
Results of Operations and Financial Condition SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 11, 2020 IDEAL POWER INC. (Exact name of registrant as specified in Charter) Delaware 001-36216 14-1999058 (State or other jurisdiction of incorporation or organization) (Commission File No.) |
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| February 14, 2020 |
IPWR / Ideal Power Inc. / HIRSCHMAN ORIN - AMENDMENT TO FORM SC 13G Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Amendment No. 1 Under the Securities Exchange Act of 1934 Ideal Power, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 451622104 (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to whi |
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| February 12, 2020 |
IPWR / Ideal Power Inc. / AWM Investment Company, Inc. - IDEAL POWER 13G/A Passive Investment THE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 10)* Ideal Power, Inc. (Name of Issuer) Common Stock, Par Value $.001 (Title of Class of Securities) 451622203 (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursua |
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| December 23, 2019 |
Ideal Power Inc. 3,250,814 Shares Common Stock PROSPECTUS Ideal Power Inc. 3,250,814 Shares Common Stock This prospectus relates to the offer, resale, transfer or other disposition, from time to time in one or more offerings, of up to 3,250,814 shares of our common stock, including 2,705,864 shares of our common stock issuable upon exercise of the Purchase Warrants, the Placement Agent Warrant and the Pre-Funded Warrants (each as defined herei |
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| December 18, 2019 |
IPWR / Ideal Power Inc. CORRESP - - CORRESP 1 filename1.htm December 18, 2019 VIA EDGAR Division of Corporation Finance Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Ideal Power Inc. Registration Statement on Form S-3 Filed December 13, 2019 File No. 333-235500 Ladies and Gentlemen: Pursuant to Rule 461 under the Securities Act of 1933, as amended, Ideal Power Inc. (the “Company”) hereby requests that |
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| December 17, 2019 |
IPWR / Ideal Power Inc. TEXT-EXTRACT - - December 17, 2019 Lon E. Bell President and Chief Executive Officer Ideal Power Inc. 4120 Freidrich Lane, Suite 100 Austin, Texas 78744 Re: Ideal Power Inc. Registration Statement on Form S-3 Filed December 13, 2019 File No. 333-235500 Dear Mr. Bell: This is to advise you that we have not reviewed and will not review your registration statement. Please refer to Rules 460 and 461 regarding requests |
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| December 17, 2019 |
December 17, 2019 Lon E. Bell President and Chief Executive Officer Ideal Power Inc. 4120 Freidrich Lane, Suite 100 Austin, Texas 78744 Re: Ideal Power Inc. Registration Statement on Form S-3 Filed December 13, 2019 File No. 333-235500 Dear Mr. Bell: This is to advise you that we have not reviewed and will not review your registration statement. Please refer to Rules 460 and 461 regarding requests |
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| December 13, 2019 |
Exhibit 4.5 IDEAL POWER INC. CORPORATE STOCK TRANSFER, INC. TRANSFER FEE: AS REQUIRED The following abbreviations, when used in the inscription on the face of this certificate, shall be construed as though they were written out in full according to applicable laws or regulations: TEN COM - as tenants in common TEN ENT - as tenants by the entireties UNIF GIFT MIN ACT - Custodian JT TEN - as joint t |
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| December 13, 2019 |
IPWR / Ideal Power Inc. S-3 - - FORM S-3 As filed with the Securities and Exchange Commission on December 13, 2019 Registration No. |
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| December 10, 2019 |
IPWR / Ideal Power Inc. / AWM Investment Company, Inc. - IDEAL POWER 13G/A Passive Investment THE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 9)* Ideal Power, Inc. (Name of Issuer) Common Stock, Par Value $.001 (Title of Class of Securities) 451622203 (CUSIP Number) November 30, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuan |
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| December 2, 2019 |
8-K 1 tm1924303d1d1.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 25, 2019 IDEAL POWER INC. (Exact name of registrant as specified in Charter) Delaware 001-36216 14-1999058 (State or other jurisdiction of in |
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| November 20, 2019 |
IPWR / Ideal Power Inc. / HIRSCHMAN ORIN - ACQUISITION OF BENEFICIAL OWNERSHIP Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Ideal Power, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 451622104 (CUSIP Number) November 12, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule i |
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| November 14, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2019 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-36216 IDEAL |
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| November 13, 2019 |
Results of Operations and Financial Condition SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 13, 2019 IDEAL POWER INC. (Exact name of registrant as specified in Charter) Delaware 001-36216 14-1999058 (State or other jurisdiction of incorporation or organization) (Commission File N |
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| November 13, 2019 |
Exhibit 99.1 Ideal Power Reports Third Quarter 2019 Financial Results Management to Host Conference Call Today at 4:30 p.m. ET AUSTIN, TX – November 13, 2019 - Ideal Power Inc. (NASDAQ: IPWR), pioneering the development and commercialization of highly efficient and broadly patented B-TRAN™ bi-directional power switches, reported results for its third quarter ended September 30, 2019. Key Third Qua |
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| November 13, 2019 |
Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Other Events 8-K 1 tm1922716-18k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 7, 2019 IDEAL POWER INC. (Exact name of registrant as specified in Charter) Delaware 001-36216 14-1999058 (State or other jurisdiction of inc |
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| November 13, 2019 |
Form of Series A Common Stock Purchase Warrant (6) EX-4.1 2 tm1922716d1ex4-1.htm EXHIBIT 4.1 Exhibit 4.1 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SO |
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| November 13, 2019 |
EX-10.2 5 tm1922716d1ex10-2.htm EXHIBIT 10.2 Exhibit 10.2 REGISTRATION RIGHTS AGREEMENT This Registration Rights Agreement (this “Agreement”) is made and entered into as of November 13, 2019, between Ideal Power Inc., a Delaware corporation (the “Company”), and each of the several purchasers signatory hereto (each such purchaser, a “Purchaser” and, collectively, the “Purchasers”). This Agreement i |
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| November 13, 2019 |
Ideal Power Announces $3.5 Million Private Placement EX-99.1 6 tm1922716d1ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 Ideal Power Announces $3.5 Million Private Placement AUSTIN, Texas, November 8, 2019 (GLOBE NEWSWIRE) – Ideal Power Inc. (“Ideal Power”) (Nasdaq: IPWR), which is pioneering the development and commercialization of highly efficient and broadly patented B-TRAN™ bi-directional power switches, today announced that it has entered into definitive |
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| November 13, 2019 |
Form of Series B Pre-Funded Common Stock Warrant (7) EX-4.2 3 tm1922716d1ex4-2.htm EXHIBIT 4.2 EXHIBIT 4.2 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SO |
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| November 13, 2019 |
EX-10.1 4 tm1922716d1ex10-1.htm EXHIBIT 10.1 Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of November 7, 2019, between Ideal Power Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively, the “Purchasers”). WHE |
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| November 8, 2019 |
8-K 1 tm1922285d18k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 8, 2019 IDEAL POWER INC. (Exact name of registrant as specified in Charter) Delaware 001-36216 14-1999058 (State or other jurisdiction of inc |
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| November 8, 2019 |
Investor Presentation November 2019 Exhibit 99.1 Investor Presentation November 2019 Safe Harbor 2 All statements in this presentation that are not based on historical fact are "forward looking statements." While management has based any forward looking statements included in this presentation on its current expectations, the information on which such expectations were based may change. These forward looking statements rely on a num |
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| November 6, 2019 |
8-K 1 tm1922068d18k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): October 31, 2019 IDEAL POWER INC. (Exact name of registrant as specified in Charter) Delaware 001-36216 14-1999058 (State or other jurisdiction of inc |
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| September 24, 2019 |
CE+T Energy Solutions Acquires Ideal Power’s Power Conversion Business Unit and Technology Exhibit 99.1 CE+T Energy Solutions Acquires Ideal Power’s Power Conversion Business Unit and Technology AUSTIN, TX, September 24, 2019 - Ideal Power Inc. (NASDAQ: IPWR), pioneering the development and commercialization of highly efficient and broadly patented B-TRAN™ bi-directional power switches, has sold its Power Conversion Systems business and Power Packet Switching Architecture (PPSA™) techno |
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| September 24, 2019 |
Exhibit 10.1 PRIVATE AND STRICTLY CONFIDENTIAL ASSET PURCHASE AGREEMENT between Ideal Power Inc. a Delaware corporation and CE+T Energy Solutions, Inc. a Delaware corporation Effective as of September 19, 2019 ASSET PURCHASE AGREEMENT This Asset Purchase Agreement is entered into as of September 19, 2019, by and between Ideal Power Inc., a Delaware corporation, (the “Seller”) and CE+T Energy Solut |
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| September 24, 2019 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): September 19, 2019 IDEAL POWER INC. (Exact name of registrant as specified in Charter) Delaware 001-36216 14-1999058 (State or other jurisdiction of incorporation or organization) (Commission File |
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| September 24, 2019 |
Exhibit 10.2 SUBLEASE AGREEMENT THIS SUBLEASE AGREEMENT (“Agreement”) is made as of September 19, 2019, by and between IDEAL POWER INC., a Delaware corporation (“Sublandlord”), and CE+T Energy Solutions, Inc., a Delaware corporation (“Subtenant”). RECITALS: A. Pursuant to that certain Lease Agreement dated March 24, 2014, as amended by that certain Amendment No. 1 to Lease dated April 17, 2018 (co |
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| August 21, 2019 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 19, 2019 IDEAL POWER INC. (Exact name of registrant as specified in Charter) Delaware 001-36216 14-1999058 (State or other jurisdiction of incorporation or organization) (Commission File No. |
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| August 20, 2019 |
Ideal Power Announces Reverse Stock Split to Regain NASDAQ Compliance EX-99.1 3 tv527970ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 Ideal Power Announces Reverse Stock Split to Regain NASDAQ Compliance AUSTIN, TX – August 14, 2019 - Ideal Power Inc. (NASDAQ: IPWR), a semiconductor and power conversion technology company, will effect a one-for-ten reverse stock split of its outstanding common stock to regain compliance with the minimum $1.00 bid price per share requirement |
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| August 20, 2019 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 14, 2019 IDEAL POWER INC. (Exact name of registrant as specified in Charter) Delaware 001-36216 14-1999058 (State or other jurisdiction of incorporation or organization) (Commission File No. |
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| August 20, 2019 |
Certificate of Amendment of the Certificate of Incorporation of Ideal Power Inc. (2) EX-3.1 2 tv527970ex3-1.htm EXHIBIT 3.1 Exhibit 3.1 CERTIFICATE OF AMENDMENT TO THE CERTIFICATE OF INCORPORATION OF IDEAL POWER INC. Pursuant to Section 242 of the General Corporation Law of the State of Delaware IDEAL POWER INC., a corporation organized and existing under and by virtue of the provisions of the General Corporation Law of the State of Delaware (the “Corporation”), does hereby certif |
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| August 14, 2019 |
Exhibit 99.1 Ideal Power Reports Second Quarter 2019 Financial Results Management to Host Conference Call Today at 4:30 p.m. ET AUSTIN, TX – August 14, 2019 - Ideal Power Inc. (NASDAQ: IPWR), a semiconductor and power conversion technology company, reported results for its second quarter ended June 30, 2019. Key Second Quarter 2019 and Subsequent B-TRAN™ Division Highlights: · Completed successful |
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| August 14, 2019 |
Results of Operations and Financial Condition SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 14, 2019 IDEAL POWER INC. (Exact name of registrant as specified in Charter) Delaware 001-36216 14-1999058 (State or other jurisdiction of incorporation or organization) (Commission File No. |
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| August 14, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2019 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-36216 IDEAL POWER |
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| July 25, 2019 |
Submission of Matters to a Vote of Security Holders 8-K 1 tv5258578k.htm FORM 8-K SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 23, 2019 IDEAL POWER INC. (Exact name of registrant as specified in Charter) Delaware 001-36216 14-1999058 (State or other jurisdiction of incorporation or organi |
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| May 31, 2019 |
IPWR / Ideal Power Inc. DEFR14A - - DEFR14A DEFR14A 1 tv522817defr14a.htm DEFR14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 1) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as |
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| May 15, 2019 |
10-Q 1 tv52112710q.htm FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2019 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission |
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| May 15, 2019 |
Award Forfeiture Agreement by and between the Company and R. Daniel Brdar dated April 4, 2019 Exhibit 10.2 AWARD FORFEITURE AGREEMENT This Award Forfeiture Agreement (the “Agreement”) is made and entered into as of April 4, 2019, by and between, Ideal Power Inc., a Delaware corporation (the “Company”), and R. Daniel Brdar (the “Recipient”). WHEREAS, on January 8, 2014, the Company granted to Recipient an option to purchase up to 250,000 shares of the Company’s common stock (an “Award”) as |
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| May 15, 2019 |
Award Forfeiture Agreement by and between the Company and David Eisenhaure dated April 4, 2019 Exhibit 10.4 AWARD FORFEITURE AGREEMENT This Award Forfeiture Agreement (the “Agreement”) is made and entered into as of April 4, 2019, by and between, Ideal Power Inc., a Delaware corporation (the “Company”), and David Eisenhaure (the “Recipient”). WHEREAS, on January 2, 2014, the Company granted to Recipient an option to purchase up to 17,042 shares of the Company’s common stock (an “Award”) und |
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| May 15, 2019 |
Exhibit 2.1 ASSET PURCHASE AGREEMENT between Ideal Power Inc. a Delaware corporation, Pathion Holdings, Inc. a Delaware corporation and Pathion, Inc. a Delaware corporation Effective as of April 11, 2019 PRIVATE AND STRICTLY CONFIDENTIAL ASSET PURCHASE AGREEMENT This Asset Purchase Agreement is entered into as of April 11, 2019, by and between Ideal Power Inc., a Delaware corporation, (the “Seller |
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| May 15, 2019 |
Award Forfeiture Agreement by and between the Company and Timothy Burns dated April 4, 2019 EX-10.3 5 tv521127ex10-3.htm EXHIBIT 10.3 Exhibit 10.3 AWARD FORFEITURE AGREEMENT This Award Forfeiture Agreement (the “Agreement”) is made and entered into as of April 4, 2019, by and between, Ideal Power Inc., a Delaware corporation (the “Company”), and Timothy Burns (the “Recipient”). WHEREAS, on November 21, 2013, the Company granted to Recipient an option to purchase up to 30,000 shares of th |
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| May 15, 2019 |
Award Forfeiture Agreement by and between the Company and Lon E. Bell dated April 4, 2019 EX-10.1 3 tv521127ex10-1.htm EXHIBIT 10.1 Exhibit 10.1 AWARD FORFEITURE AGREEMENT This Award Forfeiture Agreement (the “Agreement”) is made and entered into as of April 4, 2019, by and between, Ideal Power Inc., a Delaware corporation (the “Company”), and Lon E. Bell (the “Recipient”). WHEREAS, on January 2, 2014, the Company granted to Recipient an option to purchase up to 17,042 shares of the Co |
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| May 9, 2019 |
IPWR / Ideal Power Inc. / AWM Investment Company, Inc. - IDEAL POWER 13G/A Passive Investment THE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 8)* Ideal Power, Inc. (Name of Issuer) Common Stock, Par Value $.001 (Title of Class of Securities) 451622104 (CUSIP Number) April 30, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant t |
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| May 1, 2019 |
Exhibit 99.1 Ideal Power Reports First Quarter 2019 Financial Results Management to Host Conference Call Today at 4:30 p.m. ET AUSTIN, TX - May 1, 2019 - Ideal Power Inc. (NASDAQ: IPWR), a semiconductor and power conversion technology company, reported results for its first quarter ended March 31, 2019. Key First Quarter 2019 and Subsequent Highlights: Power Conversion Systems (PCS) Division · In |
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| May 1, 2019 |
Results of Operations and Financial Condition 8-K 1 tv5203438k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 1, 2019 IDEAL POWER INC. (Exact name of registrant as specified in charter) Delaware 001-36216 14-1999058 (State or Other Jurisdiction of Incorporation |
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| April 30, 2019 |
Definitive Proxy Statement on Schedule 14A for the 2019 Annual Meeting of Stockholders TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defi |
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| April 19, 2019 |
IPWR / Ideal Power Inc. PRE 14A PRE 14A 1 tv519221-pre14a.htm PRE 14A TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as |
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| April 17, 2019 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits 8-K 1 tv5190438k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 11, 2019 IDEAL POWER INC. (Exact name of registrant as specified in charter) Delaware 001-36216 14-1999058 (State or Other Jurisdiction of Incorporat |
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| April 17, 2019 |
PATHION Inc. acquires Ideal Power’s power conversion business unit and technology Exhibit 99.1 PATHION Inc. acquires Ideal Power’s power conversion business unit and technology Saratoga, California and Austin, Texas – April 17, 2019 – PATHION Holdings, Inc. and its subsidiary, PATHION Inc. (together, “PATHION”) a provider of safe and intelligent energy solutions has entered into an agreement with Ideal Power Inc. (NASDAQ: IPWR), a semiconductor and power conversion technology c |
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| April 5, 2019 |
8-K 1 tv5182458k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 4, 2019 IDEAL POWER INC. (Exact name of registrant as specified in charter) Delaware 001-36216 14-1999058 (State or Other Jurisdiction of Incorporati |
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| April 1, 2019 |
Annual Report on Form 10-K for the year ended December 31, 2018, filed with the SEC on April 1, 2019 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2018 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-36216 IDEAL POWER INC |
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| March 12, 2019 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 8-K 1 tv5160378k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 7, 2019 IDEAL POWER INC. (Exact name of registrant as specified in charter) Delaware 001-36216 14-1999058 (State or Other Jurisdiction of Incorporati |
