HRGLY / Hargreaves Lansdown Plc - ADR - SEC 보고서, 연례 보고, 기업 사업 설명서

Certification under Rule 466

Certification under Rule 466 The depositary, JPMorgan Chase Bank, N.A., represents and certifies the following: (1) That it previously had filed a registration statement on Form F-6Pos (Knorr-Bremse AG 333-227925) that the Commission declared effective, with terms of deposit identical to the terms of deposit of this registration statement. (2) That its ability to designate the date and time of eff

DMLRY / Daimler AG F-6EF - -

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-6 REGISTRATION STATEMENT Under THE SECURITIES ACT OF 1933 For American Depositary Shares Evidenced by American Depositary Receipts Hargreaves Lansdown plc (Exact name of Issuer of deposited securities as specified in its charter) United Kingdom (Jurisdiction of Incorporation or organization of Issuer) JPMorgan Chase Bank, N.A. (Exact

JPMorgan Chase Bank, N.A. American Depositary Receipt American Depositary Shares Representing Ordinary Shares of Hargreaves Lansdown plc (Incorporated under the laws of the United Kingdom)

Number Each American Depositary Share represents Two Shares JPMorgan Chase Bank, N.

Ziegler, Ziegler & Associates LLP Counselors at Law 570 Lexington Avenue, Suite 2405 New York, New York 10022 (212) 319-7600 Telecopier (212) 319-7605 October 15, 2019

Ziegler, Ziegler & Associates LLP Counselors at Law 570 Lexington Avenue, Suite 2405 New York, New York 10022 (212) 319-7600 Telecopier (212) 319-7605 October 15, 2019 JPMorgan Chase Bank, N.

Certification under Rule 466

EX-99.(E) 3 e616769ex99-e.htm Certification under Rule 466 The depositary, Deutsche Bank Trust Company Americas, represents and certifies the following: (1) That it previously had filed a registration statement on Form F-6 (Uniper SE, 333-217999) that the Commission declared effective, with terms of deposit identical to the terms of deposit of this registration statement. (2) That its ability to d

Deutsche Bank Trust Company Americas American Depositary Receipt American Depositary Shares representing Ordinary Shares of Hargreaves Lansdown plc (Incorporated under the laws of England and Wales)

EX-99.(A) 2 e616769ex99-a.htm Number Each American Depositary Share represents Two Shares Deutsche Bank Trust Company Americas American Depositary Receipt Evidencing American Depositary Shares representing Ordinary Shares of Hargreaves Lansdown plc (Incorporated under the laws of England and Wales) Deutsche Bank Trust Company Americas, as Depositary (hereinafter referred to as the Depositary), her

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT TO FORM F-6 REGISTRATION STATEMENT THE SECURITIES ACT OF 1933 For American Depositary Shares Evidenced by American Depositary Receipts Hargreaves Lansdown plc (Exact n

F-6 POS 1 e616769f6pos-hlp.htm 333-177415 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT TO FORM F-6 REGISTRATION STATEMENT Under THE SECURITIES ACT OF 1933 For American Depositary Shares Evidenced by American Depositary Receipts Hargreaves Lansdown plc (Exact name of Issuer of deposited securities as specified in its charter) England and Wales (Jurisdiction of

JPMorgan Chase Bank, N.A. American Depositary Receipt Evidencing American Depositary Shares For Ordinary Shares of Hargreaves Lansdown PLC (Incorporated under the laws of the United Kingdom)

EX-99.(A) 2 e614359ex99-a.htm Number Each American Depositary Share represents Two Shares JPMorgan Chase Bank, N.A. American Depositary Receipt Evidencing American Depositary Shares For Ordinary Shares of Hargreaves Lansdown PLC (Incorporated under the laws of the United Kingdom) JPMorgan Chase Bank, N.A., as Depositary (hereinafter referred to as the Depositary), hereby certifies that (i) at the

Certification under Rule 466

EX-99.(E) 4 e614359ex99-e.htm Certification under Rule 466 The depositary, JPMorgan Chase Bank, N.A., represents and certifies the following: (1) That it previously had filed a registration statement on Form F-6 (Berkeley Group Holdings Plc, 333-198831) that the Commission declared effective, with terms of deposit identical to the terms of deposit of this registration statement. (2) That its abili

Ziegler, Ziegler & Associates LLP Counselors at Law 570 Lexington Avenue, Suite 2405 New York, New York 10022 (212) 319-7600 Telecopier (212) 319-7605 December 9, 2015

EX-99.(D) 3 e614359ex99-d.htm Ziegler, Ziegler & Associates LLP Counselors at Law 570 Lexington Avenue, Suite 2405 New York, New York 10022 (212) 319-7600 Telecopier (212) 319-7605 December 9, 2015 JPMorgan Chase Bank, N.A., as Depositary 4 New York Plaza, Floor 12 New York, New York 10004 American Depositary Shares evidenced by American Depositary Receipts for deposited shares of the foreign priv

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-6 REGISTRATION STATEMENT Under THE SECURITIES ACT OF 1933 For American Depositary Shares Evidenced by American Depositary Receipts Hargreaves Lansdown PLC (Exact name of Issuer of depos

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-6 REGISTRATION STATEMENT Under THE SECURITIES ACT OF 1933 For American Depositary Shares Evidenced by American Depositary Receipts Hargreaves Lansdown PLC (Exact name of Issuer of deposited securities as specified in its charter) The United Kingdom (Jurisdiction of Incorporation or organization of Issuer) JPMorgan Chase Bank, N.A. (E

Certification under Rule 466

EX-99.(E) 4 e609004ex99-e.htm Certification under Rule 466 The depositary, Deutsche Bank Trust Company Americas, represents and certifies the following: (1) That it previously had filed a registration statement on Form F-6 (Glencore International plc 333-175314) that the Commission declared effective, with terms of deposit identical to the terms of deposit of this registration statement. (2) That

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-6 REGISTRATION STATEMENT THE SECURITIES ACT OF 1933 For American Depositary Shares Evidenced by American Depositary Receipts ________________________________ Hargreaves Lansdown plc (Ex

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-6 REGISTRATION STATEMENT Under THE SECURITIES ACT OF 1933 For American Depositary Shares Evidenced by American Depositary Receipts Hargreaves Lansdown plc (Exact name of Issuer of deposited securities as specified in its charter) United Kingdom (Jurisdiction of Incorporation or organization of Issuer) DEUTSCHE BANK TRUST COMPANY AMER

Each American Depositary Share represents Two Shares Deutsche Bank Trust Company Americas American Depositary Receipt Evidencing American Depositary Shares For Ordinary Shares of Hargreaves Lansdown plc (Incorporated under the laws of the United King

EX-99.(A) 2 e609004ex99-a.htm Number Each American Depositary Share represents Two Shares Deutsche Bank Trust Company Americas American Depositary Receipt Evidencing American Depositary Shares For Ordinary Shares of Hargreaves Lansdown plc (Incorporated under the laws of the United Kingdom) Deutsche Bank Trust Company Americas, as Depositary (hereinafter referred to as the Depositary), hereby cert

Ziegler, Ziegler & Associates LLP Counselors at Law 570 Lexington Avenue, 44th Floor New York, New York 10022 (212) 319-7600 Telecopier (212) 319-7605

Ziegler, Ziegler & Associates LLP Counselors at Law 570 Lexington Avenue, 44th Floor New York, New York 10022 (212) 319-7600 Telecopier (212) 319-7605 October 20, 2011 Deutsche Bank Trust Company Americas, as Depositary 60 Wall Street New York, New York 10005 American Depositary Shares evidenced by American Depositary Receipts for deposited shares of the foreign private issuer whose name appears o

THE BANK OF NEW YORK MELLON AMERICAN DEPOSITARY RECEIPT FOR ORDINARY SHARES, OF HARGREAVES LANSDOWN PLC (INCORPORATED UNDER THE LAWS OF UNITED KINGDOM)

EX-1 2 hargreceipt.htm FORM OF RECEIPT AMERICAN DEPOSITARY SHARES (One (1) American Depositary Share represents Two (2) Shares) THE BANK OF NEW YORK MELLON AMERICAN DEPOSITARY RECEIPT FOR ORDINARY SHARES, OF HARGREAVES LANSDOWN PLC (INCORPORATED UNDER THE LAWS OF UNITED KINGDOM) The Bank of New York Mellon, as depositary (hereinafter called the “Depositary”), hereby certifies (i) that there have b

As filed with the Securities and Exchange Commission on September 12, 2011 Registration No. 333- SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-6 REGISTRATION STATEMENT THE SECURITIES ACT OF 1933 For Depositary Shares Evidenced by A

As filed with the Securities and Exchange Commission on September 12, 2011 Registration No.

EMMET, MARVIN & MARTIN, LLP

Writer?s Direct Dial EXHIBIT 4 EMMET, MARVIN & MARTIN, LLP COUNSELLORS AT LAW 120 Broadway New York, New York 10271 (212) 238-3000 (212) 653-1760 Fax: (212) 238-3100 Fax: (212) 653-1730 http://www.

As filed with the Securities and Exchange Commission on August 30, 2011 Registration No. 333-_____

As filed with the Securities and Exchange Commission on August 30, 2011 Registration No.

Rule 466 Certification

Exhibit (e) Rule 466 Certification The depositary, Citibank, N.A., represents and certifies the following: 1. That it previously had filed a registration statement on Form F-6 (Registration No. 333-174860), which the U.S. Securities and Exchange Commission declared effective, with terms of deposit identical to the terms of deposit of this Form F-6 Registration Statement; and 2. That its ability to

AMERICAN DEPOSITARY SHARES

Exhibit (a) NUMBER AMERICAN DEPOSITARY SHARES CUSIP # Each American Depositary Share represents two (2) ordinary shares of the Company AMERICAN DEPOSITARY RECEIPT EVIDENCING AMERICAN DEPOSITARY SHARES REPRESENTING ORDINARY SHARES OF HARGREAVES LANSDOWN PLC (Incorporated under the laws of England [hereinafter the ?Company?]) CITIBANK, N.

LETTERHEAD OF PATTERSON BELKNAP WEBB & TYLER LLP

Exhibit (d) LETTERHEAD OF PATTERSON BELKNAP WEBB & TYLER LLP August 30, 2011 Citibank, N.