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SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Green Giant Inc.
SEC Filings (Chronological Order)
이 페이지는 다른 곳에서 제공하는 소유권 보고서를 제외한 SEC 보고서의 전체 리스트를 시간 순으로 정리한 것입니다.
| May 30, 2017 |
Guggenheim Enhanced Equity Strategy Fund ORDR UNITED STATES OF AMERICA BEFORE THE SECURITIES AND EXCHANGE COMMISSION INVESTMENT COMPANY ACT OF 1940 Release No. 32653 / May 24, 2017 In the Matter of : : GUGGENHEIM ENHANCED EQUITY : STRATEGY FUND : 227 West Monroe Street : Chicago, Illinois 60606 : : (811-21455) : |
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| May 1, 2017 |
Guggenheim Enhanced Equity Strategy Fund NTC SECURITIES AND EXCHANGE COMMISSION Release No. IC-32616 Notice of Applications for Deregistration under Section 8(f) of the Investment Company Act of 1940 April 28, 2017 The following is a notice of applications for deregistration under section 8(f) of the Investment Company Act of 1940 for the month of April 2017. A copy of each application may be obtained via the Commission’s website by searchin |
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| April 7, 2017 |
GGE / Guggenheim Enhanced Equity Strategy Fund / MORGAN STANLEY - MS 13G EXIT Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.1)* GUGGENHEIM ENHANCED EQUITY STRATEGY FUND - (Name of Issuer) Common Stock - (Title of Class of Securities) 40167K100 - (CUSIP Number) March 31, 2017 - (Date Of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule p |
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| March 31, 2017 |
Guggenheim Enhanced Equity Strategy Fund GGE N-8F/A 1 gug70930n8f.htm GGE SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-8F APPLICATION FOR DEREGISTRATION OF CERTAIN REGISTERED INVESTMENT COMPANIES I. General Identifying Information 1. Reason fund is applying to deregister (check only one; for descriptions, see Instruction 1 above): ☒ Merger ☐ Liquidation ☐ Abandonment of Registration ☐ Election of status as a Business Deve |
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| March 29, 2017 |
Guggenheim Enhanced Equity Strategy Fund - GGE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21455 Guggenheim Enhanced Equity Strategy Fund (Exact name of registrant as specified in charter) 227 W. |
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| March 29, 2017 |
EX-99.CERT 2 ex99cert.htm CERTIFICATIONS CERTIFICATIONS I, Donald C. Cacciapaglia, certify that: 1. I have reviewed this report on Form N-Q of Guggenheim Enhanced Equity Strategy Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such s |
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| March 22, 2017 |
Guggenheim Enhanced Equity Strategy Fund GGE SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-8F APPLICATION FOR DEREGISTRATION OF CERTAIN REGISTERED INVESTMENT COMPANIES I. General Identifying Information 1. Reason fund is applying to deregister (check only one; for descriptions, see Instruction 1 above): ☒ Merger ☐ Liquidation ☐ Abandonment of Registration ☐ Election of status as a Business Development Company 2. Name of fu |
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| February 13, 2017 |
GGE / Guggenheim Enhanced Equity Strategy Fund / MORGAN STANLEY - MSSB 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.)* Guggenheim Enhanced Equity Strategy Fund - (Name of Issuer) Common Stock - (Title of Class of Securities) 40167K100 - (CUSIP Number) December 31, 2016 - (Date Of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule |
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| January 30, 2017 |
Guggenheim Enhanced Equity Strategy Fund GPM GGE (Prospectus) Guggenheim Investments 227 West Monroe Street Chicago, Illinois 60606 GUGGENHEIM ENHANCED EQUITY STRATEGY FUND ("GGE") GUGGENHEIM EQUAL WEIGHT ENHANCED EQUITY INCOME FUND ("GEQ") GUGGENHEIM ENHANCED EQUITY INCOME FUND ("GPM") January 30, 2017 Dear Valued Shareholder, We still need your help. |
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| January 10, 2017 |
Guggenheim Enhanced Equity Strategy Fund GPM GGE (Prospectus) Guggenheim Equity Closed-End Funds Merger Q&A Closed-End Funds (GGE, GEQ, GPM) Guggenheim Investments recently announced certain proposals that affect its three enhanced equity closed-end funds. |
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| January 5, 2017 |
Guggenheim Enhanced Equity Strategy Fund GPM GGE (Prospectus) Guggenheim Funds Level I Machine Script Hello. I am calling on behalf of your investment with the Guggenheim Funds The Special Meeting of Shareholders is scheduled to take place on February 13, 2017. All shareholders are being asked to consider and vote on important matters. As of today your vote has not been registered. Please contact us as soon as possible at 1-888-567-1626 Monday through Friday |
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| December 22, 2016 |
EX-99.77Q2 ITEM 405 3 exhibit77Q.htm SIXTH AMENDED AND RESTATED BY-LAWS OF GUGGENHEIM ENHANCED EQUITY STRATEGY FUND GUGGENHEIM ENHANCED EQUITY STRATEGY FUND SIXTH AMENDED AND RESTATED BY-LAWS These Amended and Restated By-Laws (the “By-Laws”), dated as of February 24, 2016, are made and adopted pursuant to Section 3.9 of the Agreement and Declaration of Trust establishing Guggenheim Enhanced Equit |
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| December 8, 2016 |
Guggenheim Enhanced Equity Strategy Fund (Prospectus) Update on Proposed Fund Mergers As Guggenheim Investments previously announced on August 31, 2016, the Boards of Trustees of several Guggenheim equity closed-end funds approved the mergers outlined below. |
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| September 28, 2016 |
Guggenheim Enhanced Equity Strategy Fund GGE (Quarterly Schedule of Portfolio Holdings) N-Q 1 gug65357-nq.htm GGE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21455 Guggenheim Enhanced Equity Strategy Fund (Exact name of registrant as specified in charter) 227 W. Monroe Street, Chicago, IL 60606 (Address of principal executive o |
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| September 28, 2016 |
CERTIFICATIONS I, Donald C. Cacciapaglia, certify that: 1. I have reviewed this report on Form N-Q of Guggenheim Enhanced Equity Strategy Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with |
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| August 31, 2016 |
Guggenheim Enhanced Equity Strategy Fund (Prospectus) Guggenheim Investments Announces Board Approval of the Mergers of Certain Equity Closed-End Funds NEW YORK, NY, August 31, 2016 ? Guggenheim Investments announced today that the Boards of Trustees of several equity closed-end funds approved the mergers outlined below. |
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| March 29, 2016 |
ex99cert.htm CERTIFICATIONS I, Donald C. Cacciapaglia, certify that: 1. I have reviewed this report on Form N-Q of Guggenheim Enhanced Equity Strategy Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not mis |
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| March 29, 2016 |
Guggenheim Enhanced Equity Strategy Fund GGE (Quarterly Schedule of Portfolio Holdings) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21455 Guggenheim Enhanced Equity Strategy Fund (Exact name of registrant as specified in charter) 227 W. |
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| March 4, 2016 |
Guggenheim Enhanced Equity Strategy Fund DEFINITIVE PROXY STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Co-Registrants x Filed by a Party other than the Co-Registrants o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 1 |
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| March 1, 2016 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 24, 2016 (March 1, 2016) Guggenheim Enhanced Equity Strategy Fund (Exact name of registrant as specified in its charter) Delaware 811-21455 30-6067523 (State or other jurisdi |
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| March 1, 2016 |
EX-3.1 2 ex31.htm AMENDED AND RESTATED BY-LAWS SIXTH AMENDED AND RESTATED BY-LAWS OF GUGGENHEIM ENHANCED EQUITY STRATEGY FUND GUGGENHEIM ENHANCED EQUITY STRATEGY FUND SIXTH AMENDED AND RESTATED BY-LAWS These Amended and Restated By-Laws (the “By-Laws”), dated as of February 24, 2016, are made and adopted pursuant to Section 3.9 of the Agreement and Declaration of Trust establishing Guggenheim Enha |
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| February 12, 2016 |
EX-99.1 2 ex993.txt JOINT FILING AGREEMENT Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but n |
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| February 12, 2016 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 6)* Guggenheim Enhanced Equity Strategy Fund - (Name of Issuer) Common - (Title of Class of Securities) 40167K100 - (CUSIP Number) December 31, 2015 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pu |
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| September 17, 2015 |
ex99cert.htm CERTIFICATIONS I, Donald C. Cacciapaglia, certify that: 1. I have reviewed this report on Form N-Q of Guggenheim Enhanced Equity Strategy Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not mis |
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| September 17, 2015 |
Guggenheim Enhanced Equity Strategy Fund GGE (Quarterly Schedule of Portfolio Holdings) gug62648-nq.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21455 Guggenheim Enhanced Equity Strategy Fund (Exact name of registrant as specified in charter) 227 W. Monroe Street, Chicago, IL 60606 (Address of principal executive offices) (Z |
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| June 26, 2015 |
Based upon the Funds review of the copies of such forms effecting the Section 16 filings received by it, the Fund believes that for its most recently completed fiscal year, all filings applicable to such persons were completed and filed in a timely manner, except as follows: a Form 4 relating to acquisition of securities for Roman Friedrich III was amended to correct the transaction date but such amendment was not filed in a timely manner relative to the transaction date. |
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| March 27, 2015 |
Fiduciary FMO GBAB GGM GPM GGE GEQ GOF gug61670-def14a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Co-Registrants x Filed by a Party other than the Co-Registrants o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (a |
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| March 26, 2015 |
ex99cert.htm CERTIFICATIONS I, Donald C. Cacciapaglia, certify that: 1. I have reviewed this report on Form N-Q of Guggenheim Enhanced Equity Strategy Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not mis |
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| March 26, 2015 |
Guggenheim Enhanced Equity Strategy Fund GGE (Quarterly Schedule of Portfolio Holdings) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21455 Guggenheim Enhanced Equity Strategy Fund (Exact name of registrant as specified in charter) 227 W. |
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| March 10, 2015 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
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| March 10, 2015 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 5)* Guggenheim Enhanced Equity Strategy Fund - (Name of Issuer) Common - (Title of Class of Securities) 40167K100 - (CUSIP Number) February 28, 2015 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pu |
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| January 9, 2015 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
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| January 9, 2015 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4)* Guggenheim Enhanced Equity Strategy Fund - (Name of Issuer) Common - (Title of Class of Securities) 40167K100 - (CUSIP Number) December 31, 2014 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pu |
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| September 29, 2014 |
EX-99.CERT 2 ex99cert.htm CERTIFICATIONS CERTIFICATIONS I, Donald C. Cacciapaglia, certify that: 1. I have reviewed this report on Form N-Q of Guggenheim Enhanced Equity Strategy Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such s |
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| September 29, 2014 |
Guggenheim Enhanced Equity Strategy Fund - GGE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21455 Guggenheim Enhanced Equity Strategy Fund (Exact name of registrant as specified in charter) 227 W. |
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| September 16, 2014 |
MZF / Managed Duration Investment Grade Municipal Fund CORRESP - - [Letterhead of Guggenheim] September 16, 2014 Chad D. Eskildsen Division of Investment Management, Disclosure Review and Accounting Securities and Exchange Commission 100 F Street NE Washington, DC 20549 RE: Fiduciary/Claymore MLP Opportunity Fund (File No. 811-21652) Guggenheim Build America Bonds Managed Duration Trust (File No. 811-22437) Guggenheim Enhanced Equity Income Fund (File No. 811-216 |
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| March 28, 2014 |
Quarterly Schedule of Portfolio Holdings - GGE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21455 Guggenheim Enhanced Equity Strategy Fund (Exact name of registrant as specified in charter) 2455 Corporate West Drive, Lisle, IL 60532 (Address of principal executive offices) (Zip code) Amy J. |
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| March 28, 2014 |
CERTIFICATIONS I, Donald C. Cacciapaglia, certify that: 1. I have reviewed this report on Form N-Q of Guggenheim Enhanced Equity Strategy Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with |
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| March 3, 2014 |
- FMO GBAB GGM GPM GGE GEQ GOF UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Co-Registrants x Filed by a Party other than the Co-Registrants o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule |
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| February 28, 2014 |
[Letterhead of Skadden, Arps, Slate, Meagher & Flom LLP] February 28, 2014 Valerie Lithotomos Securities and Exchange Commission Office of Investment Management 100 F Street, NE Washington, DC 20549 RE: Guggenheim Closed-End Funds Preliminary Proxy Statement Dear Ms. |
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| February 7, 2014 |
- FMO GBAB GGM GPM GGE GEQ GOF PRE 14A 1 gug58706-pre14a.htm FMO GBAB GGM GPM GGE GEQ GOF UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Co-Registrants x Filed by a Party other than the Co-Registrants o Check the appropriate box: x Preliminary Proxy Statement o Confiden |
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| February 3, 2014 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* Guggenheim Enhanced Equity Strategy Fund - (Name of Issuer) Common - (Title of Class of Securities) 40167K100 - (CUSIP Number) December 31, 2013 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pu |
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| February 3, 2014 |
EX-99.1 2 ex993.txt JOINT FILING AGREEMENT Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but n |
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| December 23, 2013 |
Report of Independent Registered Public Accounting Firm EX-99.77B ACCT LTTR 2 ex9977b.htm REPORT OF INDEPENDENT ACCOUNTING FIRM Report of Independent Registered Public Accounting Firm To the Shareholders and Board of Trustees of Guggenheim Enhanced Equity Strategy Fund In planning and performing our audit of the financial statements of Guggenheim Enhanced Equity Strategy Fund (the Fund) as of and for the year ended October 31, 2013, in accordance with |
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| September 26, 2013 |
Quarterly Schedule of Portfolio Holdings - GGE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21455 Guggenheim Enhanced Equity Strategy Fund (Exact name of registrant as specified in charter) 2455 Corporate West Drive, Lisle, IL 60532 (Address of principal executive offices) (Zip code) Amy J. |
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| September 26, 2013 |
Donald C. Cacciapaglia Chief Executive Officer CERTIFICATIONS I, Donald C. Cacciapaglia, certify that: 1. I have reviewed this report on Form N-Q of Guggenheim Enhanced Equity Strategy Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with |
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| March 19, 2013 |
CERTIFICATIONS I, Donald C. Cacciapaglia, certify that: 1. I have reviewed this report on Form N-Q of Guggenheim Enhanced Equity Strategy Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with |
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| March 19, 2013 |
Quarterly Schedule of Portfolio Holdings - GGE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21455 Guggenheim Enhanced Equity Strategy Fund (Exact name of registrant as specified in charter) 2455 Corporate West Drive, Lisle, IL 60532 (Address of principal executive offices) (Zip code) Amy J. |
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| March 8, 2013 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
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| March 8, 2013 |
FIDUCIARY/CLAYMORE MLP OPPORTUNITY FUND (NYSE: FMO) GUGGENHEIM BUILD AMERICA BONDS MANAGED DURATION TRUST (NYSE: GBAB) GUGGENHEIM STRATEGIC OPPORTUNITIES FUND (NYSE: GOF) GUGGENHEIM EQUAL WEIGHT ENHANCED EQUITY INCOME FUND (NYSE: GEQ) GUGGENHEIM ENHANCED EQUITY STRATEGY FUND (NYSE: GGE) GUGGENHEIM ENHANCED EQUITY INCOME FUND (NYSE: GPM) 2455 Corporate West Drive Lisle, Illinois 60532 NOTICE OF ANNUAL MEETING OF SHAREHOLDERS To be held on April 3, 2013 Notice is hereby given to the holders of common shares of beneficial interest, par value $0. |
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| March 8, 2013 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Guggenheim Enhanced Equity Strategy Fund - (Name of Issuer) Common - (Title of Class of Securities) 40167K100 - (CUSIP Number) February 28, 2013 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pu |
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| February 14, 2013 |
GGE / Guggenheim Enhanced Equity Strategy Fund / Relative Value Partners, LLC Passive Investment SC 13G 1 rvp4sc13g2012gge.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* GUGGENHIEM ENHANCED EQUITY STRATEGY FUND (Name of Issuer) COMMON (Title of Class of Securities) 40167K100 (CUSIP Number) (HOLDINGS AS OF DECEMBER 31, 2012) Check the appropriate box to designate the rule pursuant to which thi |
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| February 8, 2013 |
GGE / Guggenheim Enhanced Equity Strategy Fund / FIRST TRUST PORTFOLIOS LP - JOINT FILING AGREEMENT Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
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| February 8, 2013 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Guggenheim Enhanced Equity Strategy Fund - (Name of Issuer) Common - (Title of Class of Securities) 40167K100 - (CUSIP Number) January 31, 2013 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pur |
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| January 25, 2013 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Guggenheim Enhanced Equity Strategy Fund - (Name of Issuer) Common - (Title of Class of Securities) 40167K100 - (CUSIP Number) December 31, 2012 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pur |
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| January 25, 2013 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
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| December 26, 2012 |
Report of Independent Registered Public Accounting Firm EX-99.77B ACCT LTTR 2 ex9977b.htm REPORT OF INDEPENDENT ACCOUNTING FIRM Report of Independent Registered Public Accounting Firm To the Shareholders and Board of Trustees of Guggenheim Enhanced Equity Strategy Fund In planning and performing our audit of the financial statements of Guggenheim Enhanced Equity Strategy Fund (the Fund) as of and for the year ended October 31, 2012, in accordance with |
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| December 26, 2012 |
Result of Shareholder Votes The Annual Meeting of Shareholders of the Fund was held on April 26, 2012. |
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| September 26, 2012 |
Quarterly Schedule of Portfolio Holdings - GGE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21455 Guggenheim Enhanced Equity Strategy Fund (Exact name of registrant as specified in charter) 2455 Corporate West Drive, Lisle, IL 60532 (Address of principal executive offices)(Zip code) Donald C. |
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| September 26, 2012 |
CERTIFICATIONS I, Donald C. Cacciapaglia, certify that: 1. I have reviewed this report on Form N-Q of Guggenheim Enhanced Equity Strategy Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with |
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| March 30, 2012 |
EX-99.CERT 2 ex99cert.htm CERTIFICATIONS CERTIFICATIONS I, Kevin M. Robinson, certify that: 1. I have reviewed this report on Form N-Q of Guggenheim Enhanced Equity Strategy Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statem |
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| March 30, 2012 |
Quarterly Schedule of Portfolio Holdings - GGE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21455 Guggenheim Enhanced Equity Strategy Fund (Exact name of registrant as specified in charter) 2455 Corporate West Drive, Lisle, IL 60532 (Address of principal executive offices) (Zip code) Kevin M. |
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| March 23, 2012 |
GUGGENHEIM ENHANCED EQUITY STRATEGY FUND 2455 Corporate West Drive Lisle, Illinois 60532 NOTICE OF ANNUAL MEETING OF SHAREHOLDERS To be held on April 26, 2012 Notice is hereby given to the holders of common shares of beneficial interest, par value $0. |
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| February 17, 2012 |
CORRESP 1 filename1.htm February 17, 2012 Stephen B. Sadoski Cindy Rose Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 RE: Guggenheim Funds Third Party Valuation Responses Dear Sir and Madam: Thank you for providing us with your questions following our telephone call on January 19, 2012. We have considered your questions and our responses to those questions are set forth |
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| February 9, 2012 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Guggenheim Enhanced Equity Strategy Fund - (Name of Issuer) Common - (Title of Class of Securities) 40167K100 - (CUSIP Number) December 31, 2011 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pu |
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| February 9, 2012 |
GGE / Guggenheim Enhanced Equity Strategy Fund / FIRST TRUST PORTFOLIOS LP - JOINT FILING AGREEMENT Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
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| October 5, 2009 |
SKADDEN, ARPS, SLATE, MEAGHER & FLOM LLP 155 NORTH WACKER DRIVE CHICAGO, ILLINOIS 60606-1720 - TEL: (312) 407-0700 FAX: (312) 407-0411 www. |
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| September 15, 2009 |
Skadden, Arps, Slate, Meagher & Flom llp 155 NORTH WACKER DRIVE CHICAGO, ILLINOIS 60606-1720 TEL: (312) 407-0700 FAX: (312) 407-0411 www. |
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| September 15, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [X] Preliminary Proxy Statement [ ] Confidential, for use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
