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| CIK | 1311486 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Global Geophysical Services Inc
SEC Filings (Chronological Order)
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| May 29, 2015 |
Schedule 13G/A No. 2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 2) Global Geophysical Services, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 37946S107 (CUSIP Number) February 20, 2015 (Date of Event Which Requires Filing of this Statement) Check the a |
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| February 11, 2015 |
SC 13G/A 1 ggs13gadec14.htm GGS AS OF 12/31/2014 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) GLOBAL GEOPHYSICAL SERVICES (Name of Issuer) COMMON STOCK (Title of Class of Securities) 37946S107 (CUSIP Number) December 31, 2014 (Date of Event which Requires Filing of Statement) Check the appropriate b |
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| December 5, 2014 |
Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant 8-K 1 f8k120514.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 1, 2014 Global Geophysical Services, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorpo |
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| December 5, 2014 |
Exhibit 16.1 December 5, 2014 Securities and Exchange Commission 100 F Street NE Washington, DC 20549 Ladies and Gentlemen: We have read Item 4.01 of Form 8-K dated December 1, 2014, of Global Geophysical Services, Inc. and are in agreement with the statements in the paragraphs within that Item as they relate to our firm. We have no basis to agree or disagree with other statements of the registran |
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| December 4, 2014 |
GEGSQ / Global Geophysical Services Inc POS AM - - POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-3 POS AM 1 gffposam120414fn175858.htm POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-3 As filed with the Securities and Exchange Commission on December 4, 2014 Registration No. 333-175858 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Post-Effective Amendment No. 1 To Form S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 GLOBAL GEOPHYSICAL SERVICES, INC. (Exact name of |
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| December 4, 2014 |
GEGSQ / Global Geophysical Services Inc S-8 POS - - POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 S-8 POS 1 gffs8pos120414fn177011.htm POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 As filed with the Securities and Exchange Commission on December 4, 2014 Registration No. 333-177011 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Post-Effective Amendment No. 1 to FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 GLOBAL GEOPHYSICAL SERVICES, INC. (Exact name of |
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| December 4, 2014 |
Regulation FD Disclosure, Financial Statements and Exhibits 8-K 1 f8k120414.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 4, 2014 (December 2, 2014) Global Geophysical Services, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other juri |
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| December 4, 2014 |
GEGSQ / Global Geophysical Services Inc POS AM - - POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-3 POS AM 1 gffposam1204fn192393.htm POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-3 As filed with the Securities and Exchange Commission on December 4, 2014 Registration No. 333-192393 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Post-Effective Amendment No. 1 To Form S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 GLOBAL GEOPHYSICAL SERVICES, INC. (Exact name of Re |
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| December 4, 2014 |
A. Updates to Unaudited Financial Projections Exhibit 99.1 A. Updates to Unaudited Financial Projections The Debtors believe that the Plan1 meets the feasibility requirement set forth in section 1129(a)(11) of the Bankruptcy Code, as confirmation is not likely to be followed by liquidation or the need for further financial reorganization of the Debtors or any successor under the Plan. In connection with the development of a plan of reorganiza |
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| December 4, 2014 |
GEGSQ / Global Geophysical Services Inc S-8 POS - - POST-EFFECT AMENDMENT NO. 1 TO FORM S-8 As filed with the Securities and Exchange Commission on December 4, 2014 Registration No. |
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| November 26, 2014 |
2014 PERFORMANCE UNIT AWARD AGREEMENT - EXECUTIVE OFFICERS EXHIBIT 10.1 2014 PERFORMANCE UNIT AWARD AGREEMENT - EXECUTIVE OFFICERS To: [Name]: You have been selected as a recipient of performance units (“Performance Units”) under the Global Geophysical Services, Inc. 2006 Incentive Compensation Plan, as amended and restated effective as of February 5, 2010, and as thereafter amended (the “Plan”). This Award Agreement (“Agreement”) and the Plan together go |
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| November 26, 2014 |
GEGSQ / Global Geophysical Services Inc 10-Q - Quarterly Report - FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [x] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2014 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 001-34709 GLOBAL GEOPHYSICAL SERVICES, INC. (Name of registrant |
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| November 26, 2014 |
Regulation FD Disclosure, Financial Statements and Exhibits, Other Events 8-K 1 f8k112614.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 21, 2014 Global Geophysical Services, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorp |
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| November 26, 2014 |
GEGSQ / Global Geophysical Services Inc 10-Q - Quarterly Report - FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [ x ] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2014 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 001-34709 GLOBAL GEOPHYSICAL SERVICES, INC. (Name of registran |
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| November 26, 2014 |
UNITED STATES BANKRUPTCY COURT Exhibit 99.1 UNITED STATES BANKRUPTCY COURT SOUTHERN DISTRICT OF TEXAS CORPUS CHRISTI DIVISION CASE NAME: AUTOSEIS, INC. ET AL PETITION DATE: 3/25/2014 CASE NUMBER: 14-20130 MONTHLY OPERATING REPORT SUMMARY FOR MONTH October YEAR 2014 (Amounts in '000s) MONTH 3/25/14 TO 3/31/14 April May June July August September October Total REVENUES (MOR-6) $ 2,832 $ 37,350 $ 23,761 $ 13,441 $ 24,574 $ 15,379 |
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| November 26, 2014 |
GEGSQ / Global Geophysical Services Inc 10-Q - Quarterly Report - FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [x] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2014 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 001-34709 GLOBAL GEOPHYSICAL SERVICES, INC. (Name of regist |
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| November 12, 2014 |
GEGSQ / Global Geophysical Services Inc NT 10-Q - - FORM 12B-25 NT 10-Q 1 fnt10q111214.htm FORM 12B-25 UNITED STATES SECURITIES AND EXCHANGE COMMISSION SEC File Number Washington, D.C. 20549 001-34709 FORM 12b-25 NOTIFICATION OF LATE FILING CUSIP Number 37946S107 (Check One): [ ]Form 10-K [ ]Form 20-F [ ]Form 11-K [X]Form 10-Q [ ]Form 10-D [ ]Form N-SAR [ ]Form N-CSR For Period Ended: September 30, 2014 [ ] Transition Report on Form 10-K [ ] Transition Report |
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| November 4, 2014 |
EX-10.1 2 exh101.htm EXHIBIT 10.1 Exhibit 10.1 EXECUTION COPY SECOND AMENDED AND RESTATED BACKSTOP CONVERSION COMMITMENT AGREEMENT AMONG GLOBAL GEOPHYSICAL SERVICES, INC., CERTAIN SUBSIDIARIES OF GLOBAL GEOPHYSICAL SERVICES, INC. AND THE INVESTORS PARTY HERETO Dated as of October 31, 2014 TABLE OF CONTENTS Page Article I DEFINITIONS 2 Section 1.1 Definitions 2 Section 1.2 Additional Defined Terms |
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| November 4, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 28, 2014 Global Geophysical Services, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-34709 (Commission |
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| October 30, 2014 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 30, 2014 Global Geophysical Services, Inc. (Exact name of registrant as specified in its charter) Delaware 001-34709 05-0574281 (State or other jurisdiction of incorporation) |
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| October 30, 2014 |
UNITED STATES BANKRUPTCY COURT SOUTHERN DISTRICT OF TEXAS CORPUS CHRISTI DIVISION EX-99.1 2 exh991.htm EXHIBIT 99.1 Exhibit 99.1 UNITED STATES BANKRUPTCY COURT SOUTHERN DISTRICT OF TEXAS CORPUS CHRISTI DIVISION CASE NAME: AUTOSEIS, INC. ET AL PETITION DATE: 3/25/2014 CASE NUMBER: 14-20130 MONTHLY OPERATING REPORT SUMMARY FOR MONTH September YEAR 2014 (Amounts in '000s) MONTH 3/25/14 TO 3/31/14 April May June July August September Total REVENUES (MOR-6) $ 2,832 $ 37,350 $ 23,761 |
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| October 16, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 9, 2014 Global Geophysical Services, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-34709 (Commission |
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| October 16, 2014 |
EX-10.1 2 exh101.htm EXHIBIT 10.1 Exhibit 10.1 EXECUTION VERSION FIRST AMENDED AND RESTATED BACKSTOP CONVERSION COMMITMENT AGREEMENT AMONG GLOBAL GEOPHYSICAL SERVICES, INC., CERTAIN SUBSIDIARIES OF GLOBAL GEOPHYSICAL SERVICES, INC. AND THE INVESTORS PARTY HERETO Dated as of October 16, 2014 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS 2 Section 1.1 Definitions 2 Section 1.2 Additional Defined Term |
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| September 30, 2014 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) September 30, 2014 Global Geophysical Services, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-34709 (Commissio |
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| September 30, 2014 |
UNITED STATES BANKRUPTCY COURT Exhibit 99.1 UNITED STATES BANKRUPTCY COURT SOUTHERN DISTRICT OF TEXAS CORPUS CHRISTI DIVISION CASE NAME: AUTOSEIS, INC. ET AL PETITION DATE: 3/25/2014 CASE NUMBER: 14-20130 MONTHLY OPERATING REPORT SUMMARY FOR MONTH August YEAR 2014 (Amounts in '000s) MONTH 3/25/14 TO 3/31/14 April May June July August Total REVENUES (MOR-6) $ 2,832 $ 37,350 $ 23,761 $ 13,441 $ 24,574 $ 15,379 $ 117,338 INCOME BE |
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| September 26, 2014 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) September 25, 2014 Global Geophysical Services, Inc. (Exact name of registrant as specified in its charter) Delaware 001-34709 05-0574281 (State or other jurisdiction of incorporation) |
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| September 26, 2014 |
Global Geophysical Services, Inc. Files Plan of Reorganization and Disclosure Statement EXHIBIT 99.1 Global Geophysical Services, Inc. Files Plan of Reorganization and Disclosure Statement Proposed Plan Reduces Company's Debt by Approximately $300 Million Filing Represents Significant Milestone in Restructuring Process HOUSTON, Sept. 25, 2014 (GLOBE NEWSWIRE) - Global Geophysical Services, Inc. ("Global" or the "Company") (OTCMKTS:GEGSQ) today announced that on September 24, 2014, th |
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| September 24, 2014 |
GLOBAL GEOPHYSICAL SERVICES, INC. KEY EMPLOYEE INCENTIVE PLAN ARTICLE I PURPOSE OF THE PLAN Exhibit 10.2 GLOBAL GEOPHYSICAL SERVICES, INC. KEY EMPLOYEE INCENTIVE PLAN ARTICLE I PURPOSE OF THE PLAN This plan shall be known as the Global Geophysical Services, Inc. Key Employee Incentive Plan (the “Plan”) and shall be effective as of the date this Plan is approved by the Bankruptcy Court (the “Effective Date”). The purpose of this Plan is to enable the Company to provide persons of high com |
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| September 24, 2014 |
Exhibit 99.1 Exhibit G A. Unaudited Financial Projections The Debtors believe that the Plan meets the feasibility requirement set forth in section 1129(a)(11) of the Bankruptcy Code, as confirmation is not likely to be followed by liquidation or the need for further financial reorganization of the Debtors or any successor under the Plan. In connection with the development of a plan of reorganizati |
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| September 24, 2014 |
Exhibit 99.2 Global Geophysical Services, Inc. 13-Week DIP Budget Submitted 9/10/2014 Through Week Ended 12/5/2014 Global Geophysical Services, Inc. 13-Week DIP Budget Background & Explanation Background and Explanation: • The following page is the most recent DIP Budget provided to the DIP Lenders as of September 10, 2014. • 3 weeks of actual summary cash flows as well as 13 weeks of projected su |
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| September 24, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 24, 2014 (September 23, 2014) Global Geophysical Services, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation |
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| September 24, 2014 |
GLOBAL GEOPHYSICAL SERVICES, INC. KEY EMPLOYEE INCENTIVE PLAN AWARD AGREEMENT EX-10.3 4 exh103.htm EXHIBIT 10.3 Exhibit 10.3 GLOBAL GEOPHYSICAL SERVICES, INC. KEY EMPLOYEE INCENTIVE PLAN AWARD AGREEMENT Global Geophysical Services, Inc. (the “Company”), hereby grants, effective as of , 2014 (the “Grant Date”) to (the “Participant”), an Eligible Employee of the Company, as defined in the Global Geophysical Services, Inc. Key Employee Incentive Plan, as established effective |
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| September 24, 2014 |
EX-10.1 2 exh101.htm EXHIBIT 10.1 Exhibit 10.1 EXECUTION VERSION BACKSTOP CONVERSION COMMITMENT AGREEMENT AMONG GLOBAL GEOPHYSICAL SERVICES, INC., CERTAIN SUBSIDIARIES OF GLOBAL GEOPHYSICAL SERVICES, INC., THE INVESTORS PARTY HERETO AND SOLELY FOR PURPOSES OF SECTION 7.13(b), THE OFFICIAL COMMITTEE OF UNSECURED CREDITORS SOLELY UPON DELIVERY OF A SIGNATURE COUNTERPART HERETO IN ACCORDANCE WITH SEC |
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| September 3, 2014 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) September 2, 2014 Global Geophysical Services, Inc. (Exact name of registrant as specified in its charter) Delaware 001-34709 05-0574281 (State or other jurisdiction of incorporation) |
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| August 18, 2014 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 15, 2014 Global Geophysical Services, Inc. (Exact name of registrant as specified in its charter) Delaware 001-34709 05-0574281 (State or other jurisdiction of incorporation) ( |
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| August 18, 2014 |
GLOBAL GEOPHYSICAL SERVICES, INC. AMENDMENT NO. 1 AND WAIVER TO FINANCING AGREEMENT August 15, 2014 Exhibit 10.1 GLOBAL GEOPHYSICAL SERVICES, INC. AMENDMENT NO. 1 AND WAIVER TO FINANCING AGREEMENT August 15, 2014 WHEREAS, this Amendment No. 1 and Waiver to Financing Agreement (this “Amendment”) is executed and delivered in connection with the Financing Agreement dated as of April 14, 2014 (the “Financing Agreement”) by and among Global Geophysical Services, Inc., as debtor and debtor-in-possessi |
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| August 12, 2014 |
GEGSQ / Global Geophysical Services Inc NT 10-Q - - FORM 12B-25 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SEC File Number 001-34709 FORM 12b-25 NOTIFICATION OF LATE FILING CUSIP Number 37946S107 (Check One): [ ]Form 10-K [ ]Form 20-F [ ]Form 11-K [X]Form 10-Q [ ]Form 10-D [ ]Form N-SAR [ ]Form N-CSR For Period Ended: June 30, 2014 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report on Form 1 |
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| August 5, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 4, 2014 Global Geophysical Services, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-34709 (Commission Fi |
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| August 5, 2014 |
Exhibit 10.1 CONSULTING AGREEMENT This Consulting Agreement (together with the Waiver and Release, as defined below, this “Agreement”) is dated as of August 4, 2014 but effective as of the Effective Date (as that term is defined in Section 17), between Global Geophysical Services, Inc. a Delaware corporation (the “Company”), and P. Mathew Verghese, an individual (“Consultant”). Consultant and the |
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| August 5, 2014 |
UNITED STATES BANKRUPTCY COURT Exhibit 99.1 UNITED STATES BANKRUPTCY COURT SOUTHERN DISTRICT OF TEXAS CORPUS CHRISTI DIVISION CASE NAME: AUTOSEIS, INC. ET AL PETITION DATE: 3/25/2014 CASE NUMBER: 14-20130 MONTHLY OPERATING REPORT SUMMARY FOR MONTH June YEAR 2014 (Amounts in '000s) MONTH 3/25/14 TO 3/31/14 April May June July Total REVENUES (MOR-6) 2,832 37,350 23,761 13,441 - 77,385 INCOME BEFORE INT; DEPREC./TAX (MOR-6) (2,733 |
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| August 1, 2014 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES New York Stock Exchange LLC (the 'Exchange' or the 'NYSE') hereby notifies the Securities and Exchange Commission ('SEC') of its intention to remove the entire class of Common Stock and Depositary Shares, Each Representing a 1/1000th Interest in a Share of 11. |
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| August 1, 2014 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES New York Stock Exchange LLC (the 'Exchange' or the 'NYSE') hereby notifies the Securities and Exchange Commission ('SEC') of its intention to remove the entire class of Common Stock and Depositary Shares, Each Representing a 1/1000th Interest in a Share of 11. |
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| June 25, 2014 |
Regulation FD Disclosure, Financial Statements and Exhibits - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 25, 2014 Global Geophysical Services, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-34709 (Commission Fil |
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| June 25, 2014 |
UNITED STATES BANKRUPTCY COURT Exhibit 99.1 UNITED STATES BANKRUPTCY COURT SOUTHERN DISTRICT OF TEXAS CORPUS CHRISTI DIVISION CASE NAME: AUTOSEIS, INC. ET AL PETITION DATE: 3/25/2014 CASE NUMBER: 14-20130 MONTHLY OPERATING REPORT SUMMARY FOR MONTH May YEAR 2014 (Amounts in '000s) MONTH 3/25/14 TO 3/31/14 April May June July Total REVENUES (MOR-6) 2,832 37,350 23,761 - - 63,944 INCOME BEFORE INT; DEPREC./TAX (MOR-6) (2,733) (2,4 |
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| June 11, 2014 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 9, 2014 Global Geophysical Services, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-34709 (Commission File |
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| June 11, 2014 |
UNITED STATES BANKRUPTCY COURT EXHIBIT 99.1 UNITED STATES BANKRUPTCY COURT SOUTHERN DISTRICT OF TEXAS CORPUS CHRISTI DIVISION CASE NAME: AUTOSEIS, INC. ET AL PETITION DATE: 3/25/2014 CASE NUMBER: 14-20130 MONTHLY OPERATING REPORT SUMMARY FOR MONTH April YEAR 2014 (Amounts in '000s) MONTH 3/25/14 TO 3/31/14 April May June July Total REVENUES (MOR-6) 2,832 37,350 - - - 40,182 INCOME BEFORE INT; DEPREC./TAX (MOR-6) (2,733) (2,440) |
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| May 13, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SEC File Number 001-34709 FORM 12b-25 NOTIFICATION OF LATE FILING CUSIP Number 37946S107 (Check One): [ ]Form 10-K [ ]Form 20-F [ ]Form 11-K [X]Form 10-Q [ ]Form 10-D [ ]Form N-SAR [ ]Form N-CSR For Period Ended: March 31, 2014 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report on Form |
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| April 16, 2014 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 14, 2014 Global Geophysical Services, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-34709 (Commission Fi |
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| April 16, 2014 |
EX-10.1 2 exh101.htm EXHIBIT 10.1 Exhibit 10.1 Execution Version FINANCING AGREEMENT dated as of April 14, 2014 among GLOBAL GEOPHYSICAL SERVICES, INC., as a debtor and debtor-in-possession, as Borrower, CERTAIN SUBSIDIARIES OF GLOBAL GEOPHYSICAL SERVICES, INC., as debtors and debtors-in-possession, as Guarantors, THE LENDERS FROM TIME TO TIME PARTY HERETO, and WILMINGTON TRUST, NATIONAL ASSOCIATI |
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| April 8, 2014 |
DEPOSIT ACCOUNT CONTROL AGREEMENT EX-99.15 15 exh9915.htm EXHIBIT 99.15 Exhibit 99.15 EXECUTION VERSION (Account – With Activation) DEPOSIT ACCOUNT CONTROL AGREEMENT This Deposit Account Control Agreement (the "Agreement") is entered into as of February 12, 2014, among Global Geophysical Services, Inc. ("GGS"), Global Microseismic Services, Inc. ("Microseismic"), GGS Lease Co., Inc. ("Lease"), Global Eurasia, LLC, ("Eurasia", and |
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| April 8, 2014 |
Exhibit 99.10 NOTICE OF CONFIDENTIALITY RIGHTS: IF YOU ARE A NATURAL PERSON, YOU MAY REMOVE OR STRIKE ANY OR ALL OF THE FOLLOWING INFORMATION FROM ANY INSTRUMENT THAT TRANSFERS AN INTEREST IN REAL PROPERTY BEFORE IT IS FILED FOR RECORD IN THE PUBLIC RECORDS: YOUR SOCIAL SECURITY NUMBER OR YOUR DRIVER’S LICENSE NUMBER. ATTENTION: COUNTY CLERK – THIS INSTRUMENT COVERS GOODS THAT ARE OR ARE TO BECOME |
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| April 8, 2014 |
GRANT OF A SECURITY INTEREST -- PATENTS EX-99.7 7 exh997.htm EXHIBIT 99.7 Exhibit 99.7 GRANT OF A SECURITY INTEREST - PATENTS WHEREAS, Global Geophysical Services, Inc. (the "Grantor") holds all right, title and interest in the letter patents, design patents and utility patents listed on the attached Schedule A, which patents are issued or applied for in the United States Patent and Trademark Office (the "Patents"); WHEREAS, the Grantor |
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| April 8, 2014 |
DEPOSIT ACCOUNT CONTROL (DEFAULT) AGREEMENT EX-99.12 12 exh9912.htm EXHIBIT 99.12 Exhibit 99.12 DEPOSIT ACCOUNT CONTROL (DEFAULT) AGREEMENT This DEPOSIT ACCOUNT CONTROL AGREEMENT is dated as of January 27, 2014, and is by and among Global Geophysical Services, Inc., a Delaware corporation (“Customer”), TPG Specialty Lending, Inc., a Delaware corporation, as collateral agent for the Secured Parties (as defined below) (“Collateral Agent”), an |
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| April 8, 2014 |
PLEDGE SUPPLEMENT October 31, 2013 Exhibit 99.16 PLEDGE SUPPLEMENT October 31, 2013 This PLEDGE SUPPLEMENT is delivered by GGS Lease Co., Inc. (formerly Paisano Lease Co., Inc.), a Texas corporation (the “Grantor”), pursuant to (i) that certain Pledge and Security Agreement, dated as of September 30, 2013 (as it may be from time to time amended, restated, modified or supplemented, the “Security Agreement”), among the Grantors named |
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| April 8, 2014 |
PLEDGE SUPPLEMENT March 25, 2014 Exhibit 99.17 PLEDGE SUPPLEMENT March 25, 2014 This PLEDGE SUPPLEMENT is delivered by Accrete Monitoring, Inc. (formerly Global Microseismic Services, Inc.), a Texas corporation, and Global Geophysical EAME, Inc. (formerly GGS Lease Co., Inc.), a Texas corporation (together, the “Grantors” and each, a “Grantor”), pursuant to (i) that certain Pledge and Security Agreement, dated as of September 30, |
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| April 8, 2014 |
Exhibit 99.18 Dated 31 January 2014 CHARGE OVER SHARES in GLOBAL GEOPHYSICAL SERVICES, LTD. between GLOBAL GEOPHYSICAL SERVICES, INC. as Grantor and TPG SPECIALTY LENDING, INC. as Collateral Agent for the Secured Parties Cayman Financial Centre 36A Dr. Roy’s Drive P.O. Box 2510 George Town Grand Cayman KY1-1104 Cayman Islands Tel (345) 949 3344 Fax (345) 949 2888 Email [email protected] THIS CHA |
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| April 8, 2014 |
GRANT OF A SECURITY INTEREST --TRADEMARKS EX-99.6 6 exh996.htm EXHIBIT 99.6 Exhibit 99.6 GRANT OF A SECURITY INTEREST -TRADEMARKS WHEREAS, Global Geophysical Services, Inc. (the "Grantor") has adopted, used and is using, and holds all right, title and interest in and to, the trademarks and service marks listed on the attached Schedule A, which trademarks and service marks are registered or applied for in the United States Patent and Trade |
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| April 8, 2014 |
TPG SPECIALTY LENDING, INC. 888 7th Avenue, 4th Floor New York, NY 10019 April 4, 2014 EX-99.2 3 exh992.htm EXHIBIT 99.2 Exhibit 99.2 TPG SPECIALTY LENDING, INC. 888 7th Avenue, 4th Floor New York, NY 10019 April 4, 2014 VIA TELECOPIER and EMAIL Global Geophysical Services, Inc. 13927 South Gessner Road Missouri City, TX 77489 Attention: James Brasher Facsimile: 713-808-7810 Email: [email protected] Re: Loan Statement Ladies and Gentlemen: Reference is made to (a) the |
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| April 8, 2014 |
DEPOSIT ACCOUNT CONTROL AGREEMENT Exhibit 99.13 EXECUTION VERSION DEPOSIT ACCOUNT CONTROL AGREEMENT DEPOSIT ACCOUNT CONTROL AGREEMENT dated as of January 31, 2013, amongGlobal Geophysical Services, Inc. (the “Lien Grantor”), TPG Specialty Lending, Inc., as collateral agent for the Secured Lenders (as hereinafter defined) (the “Secured Party”), and Citibank, N.A. (the “Depositary Bank”). All references herein to the “UCC” refer to |
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| April 8, 2014 |
TPG SPECIALTY LENDING, INC. 888 7th Avenue, 4th Floor New York, NY 10019 Exhibit 99.1 TPG SPECIALTY LENDING, INC. 888 7th Avenue, 4th Floor New York, NY 10019 March 24, 2014 VIA TELECOPIER and EMAIL Global Geophysical Services, Inc. 13927 South Gessner Road Missouri City, TX 77489 Attention: James Brasher Facsimile: 713-808-7810 Email: [email protected] Re: Termination of Forbearance Period; Notice of Acceleration Ladies and Gentlemen: Reference is made t |
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| April 8, 2014 |
Regulation FD Disclosure, Financial Statements and Exhibits, Other Events - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 4, 2014 Global Geophysical Services, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-34709 (Commission Fil |
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| April 8, 2014 |
TPG SPECIALTY LENDING, INC. 888 7th Avenue, 4th Floor New York, NY 10019 Exhibit 99.19 EXECUTION COPY TPG SPECIALTY LENDING, INC. 888 7th Avenue, 4th Floor New York, NY 10019 PERSONAL AND CONFIDENTIAL September 30, 2013 Global Geophysical Services, Inc. 13927 South Gessner Road Missouri City, TX 77489 Fee Letter Ladies and Gentlemen: This letter sets forth certain fees payable by Global Geophysical Services, Inc., a Delaware corporation (the "Company") in connection wi |
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| April 8, 2014 |
TPG SPECIALTY LENDING, INC. 888 7th Avenue, 4th Floor New York, NY 10019 EX-99.20 20 exh9920.htm EXHIBIT 99.20 Exhibit 99.20 TPG SPECIALTY LENDING, INC. 888 7th Avenue, 4th Floor New York, NY 10019 PERSONAL AND CONFIDENTIAL December 3, 2013 Global Geophysical Services, Inc. 13927 South Gessner Road Missouri City, TX 77489 Amendment to Fee Letter Ladies and Gentlemen: Reference is made to the Fee Letter, dated as of September 30, 2013 (as amended or otherwise modified f |
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| April 8, 2014 |
GRANT OF A SECURITY INTEREST -- PATENTS EX-99.5 5 exh995.htm EXHIBIT 99.5 Exhibit 99.5 GRANT OF A SECURITY INTEREST - PATENTS WHEREAS, Autoseis, Inc. (the "Grantor") holds all right, title and interest in the letter patents, design patents and utility patents listed on the attached Schedule A, which patents are issued or applied for in the United States Patent and Trademark Office (the "Patents"); WHEREAS, the Grantor has entered into a |
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| April 8, 2014 |
GRANT OF A SECURITY INTEREST -- PATENTS EX-99.8 8 exh998.htm EXHIBIT 99.8 Exhibit 99.8 GRANT OF A SECURITY INTEREST - PATENTS WHEREAS, Global Microseismic Services, Inc. (the "Grantor") holds all right, title and interest in the letter patents, design patents and utility patents listed on the attached Schedule A, which patents are issued or applied for in the United States Patent and Trademark Office (the "Patents"); WHEREAS, the Granto |
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| April 8, 2014 |
GRANT OF A SECURITY INTEREST --TRADEMARKS EX-99.9 9 exh999.htm EXHIBIT 99.9 Exhibit 99.9 GRANT OF A SECURITY INTEREST -TRADEMARKS WHEREAS, Global Microseismic Services, Inc. (the "Grantor") has adopted, used and is using, and holds all right, title and interest in and to, the trademarks and service marks listed on the attached Schedule A, which trademarks and service marks are registered or applied for in the United States Patent and Trad |
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| April 8, 2014 |
EX-99.3 4 exh993.htm EXHIBIT 99.3 Exhibit 99.3 SRZ Draft 3/24/14 GLOBAL GEOPHYSICAL SERVICES, INC. PRIMING SUPERPRIORITY DEBTOR-IN-POSSESSION CREDIT FACILITY AND AUTHORIZATION FOR USE OF CASH COLLATERAL TERM SHEET Dated as of March , 2014 Reference is made to that certain Financing Agreement, dated as of September 30, 2013 among (i) Global Geophysical Services, Inc. ("GGS" or "Borrower"), (ii) cer |
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| April 8, 2014 |
DEPOSIT ACCOUNT CONTROL AGREEMENT (Access Restricted after Notice) Exhibit 99.14 ] DEPOSIT ACCOUNT CONTROL AGREEMENT (Access Restricted after Notice) This Deposit Account Control Agreement (the “Agreement”), dated as of the date specified on the initial signature page of this Agreement, is entered into by and among the companies listed on Exhibit "A" to this Agreement (each of which companies, individually, is hereinafter referred to as “Company”), TPG Specialty |
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| April 8, 2014 |
SUBORDINATION AGREEMENT (INTERCOMPANY) Exhibit 99.11 EXECUTION VERSION SUBORDINATION AGREEMENT (INTERCOMPANY) INTERCOMPANY SUBORDINATION AGREEMENT, dated as of September 30, 2013 (as amended, restated, supplemented or otherwise modified from time to time, this "Agreement"), is made by the Obligors (as defined below) in favor of TPG Specialty Lending, Inc., in its capacity as collateral agent for the Agents and the Lenders (as such term |
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| March 28, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 28, 2014 Global Geophysical Services, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-34709 (Commission Fi |
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| March 27, 2014 |
IN THE UNITED STATES BANKRUPTCY COURT FOR THE SOUTHERN DISTRICT OF TEXAS CORPUS CHRISTI DIVISION EXHIBIT 99.4 IN THE UNITED STATES BANKRUPTCY COURT FOR THE SOUTHERN DISTRICT OF TEXAS CORPUS CHRISTI DIVISION § In re § Chapter 11 § AUTOSEIS, INC., et al.,1 § Case No. 14-20130 § Debtors. § Joint Administration § Requested § SUPPLEMENTAL DECLARATION OF SEAN M. GORE IN SUPPORT OF DEBTORS’ MOTION TO APPROVE POST PETITION FINANCING I, Sean M. Gore, declare as follows under penalty of perjury: I am t |
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| March 27, 2014 |
EXHIBIT 99.2 Global Geophysical Services, Inc. Files Voluntary Chapter 11 Petitions to Facilitate Financial Restructuring Group of Bondholders Committed to Provide up to $60 Million in DIP Financing, Subject to Court Approvals Company's Non-U.S. Entities Not Included in Filing HOUSTON, March 25, 2014 (GLOBE NEWSWIRE) - Global Geophysical Services, Inc. ("Global" or the "Company") (NYSE:GGS) today |
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| March 27, 2014 |
8-K 1 f8k032614.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 24, 2014 Global Geophysical Services, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporat |
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| March 27, 2014 |
EXHIBIT 99.3 |
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| March 27, 2014 |
EXHIBIT 99.1 March 25, 2014 Global Geophysical Services, Inc. 13927 South Gessner Road Missouri City, Texas Attention: Chief Executive Officer and Chief Financial Officer COMMITMENT LETTER Ladies and Gentlemen: We (the undersigned financial institutions or entities (each an "Initial Lender" or "Backstopper" and, collectively the "Initial Lenders" or the "Backstoppers") are aware that there is a po |
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| March 18, 2014 |
NT 10-K 1 fnt10k031714.htm NT 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC File Number 001-34709 CUSIP Number 37946S107 (Check One): [X]Form 10-K [ ]Form 20-F [ ]Form 11-K [ ]Form 10-Q [ ]Form 10-D [ ]Form N-SAR [ ]Form N-CSR For Period Ended: December 31, 2013 [ ] Transition Report on Form 10-K [ ] Transition Report on Fo |
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| March 18, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 17, 2014 Global Geophysical Services, Inc. (Exact name of registrant as specified in its charter) Delaware 001-34709 05-0574281 (State or other jurisdiction of incorporation) (Co |
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| March 18, 2014 |
EXHIBIT 99.1 Global Geophysical Services, Inc. Reports Preliminary Unaudited Summary of Fourth Quarter and Full Year 2013 Financial Results Highlights Strong Backlog, Business Improvement Initiatives and Increasing International Demand Announces Restatement of Certain Financial Results and Delay in Filing of Form 10-K Company Retains Financial Advisors to Assist in Reviewing Financial and Strategi |
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| February 10, 2014 |
SC 13G 1 ggs13gdec13.htm GGS AS OF 12/31/2013 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* GLOBAL GEOPHYSICAL SERVICES (Name of Issuer) COMMON STOCK (Title of Class of Securities) 37946S107 (CUSIP Number) December 31, 2013 (Date of Event which Requires Filing of Statement) Check the appropriate box |
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| January 10, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 10, 2014 Global Geophysical Services, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-34709 (Commission |
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| January 10, 2014 |
EXHIBIT 10.2 EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT (“Agreement”) is entered into effective as of January 10, 2014 (the “Effective Date”), by and between Global Geophysical Services, Inc., a Delaware Corporation (“GGS” or “Company”), and Sean M. Gore (“Executive”). Executive and the Company are collectively referred to in this Agreement as the “Parties” and individually as a “Party.” RECIT |
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| January 10, 2014 |
Global Geophysical Services Announces Two New Executive Appointments EX-99.1 4 exh991.htm EXHIBIT 99.1 EXHIBIT 99.1 Global Geophysical Services Announces Two New Executive Appointments HOUSTON, Jan. 10, 2014 (GLOBE NEWSWIRE) - Global Geophysical Services, Inc. ("Global" or the "Company") (NYSE:GGS) today announced the appointments of Mathew Verghese to the position of Executive Vice President and Chief Operating Officer and Sean Gore to the position of Senior Vice |
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| January 10, 2014 |
AMENDMENT TO EMPLOYMENT AGREEMENT EX-10.1 2 exh101.htm EXHIBIT 10.1 EXHIBIT 10.1 AMENDMENT TO EMPLOYMENT AGREEMENT This AMENDMENT TO EMPLOYMENT AGREEMENT (“Amendment”), to be entered into and effective as of January 10, 2014 (“Amendment Effective Date”), to the Employment Agreement (“Agreement”) dated January 24, 2013 by and between Global Geophysical Services, Inc. (“GGS” or “Company”) and Prakash M. Verghese (“Executive”). Capit |
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| January 3, 2014 |
Autoseis, Inc. Announces the Sale of a 20,000 Channel Recording System EXHIBIT 99.1 Autoseis, Inc. Announces the Sale of a 20,000 Channel Recording System CARROLLTON, Texas, Jan. 2, 2014 (GLOBE NEWSWIRE) - Autoseis, Inc. (the "Company"), a wholly-owned subsidiary of Global Geophysical Services, Inc. ("Global") (NYSE:GGS), announced today it has entered into a cooperation agreement ("Agreement") with Seismic Equipment Solutions ("SES"), a leading provider of seismic e |
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| January 3, 2014 |
Regulation FD Disclosure, Financial Statements and Exhibits - FORM 8-K FILING DOCUMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) January 2, 2014 Global Geophysical Services, Inc. (Exact name of registrant as specified in its charter) Delaware 001-34709 05-0574281 (State or other jurisdiction of incorporation) (C |
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| December 13, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) December 13, 2013 Global Geophysical Services, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-34709 (Commission |
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| December 13, 2013 |
EXHIBIT 4.3 [FORM FACE OF SECURITY] NUMBER: SHARES CUSIP NO.: 37946S 305 11.5% Series A Cumulative Preferred Stock (par value $0.01 per share) (liquidation preference $25,000.00 per share) OF GLOBAL GEOPHYSICAL SERVICES, INC. GLOBAL GEOPHYSICAL SERVICES, INC., a Delaware corporation (the “Corporation”), hereby certifies that Computershare Trust Company, N.A. (the “Holder”) is the registered owner |
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| December 13, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 GLOBAL GEOPHYSICAL SERVICES, INC. (Exact name of Registrant as specified in its charter) Delaware 05-0574281 (State of incorporation or organization) (I.R.S. Employer Identification Number) 13927 S |
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| December 13, 2013 |
EXHIBIT 4.1 DEPOSIT AGREEMENT among GLOBAL GEOPHYSICAL SERVICES, INC., COMPUTERSHARE INC. and COMPUTERSHARE TRUST COMPANY, N.A., as Depositary, and THE HOLDERS FROM TIME TO TIME OF THE DEPOSITARY RECEIPTS DESCRIBED HEREIN Dated as of December 13, 2013 TABLE OF CONTENTS Page Article I DEFINED TERMS 1 Section 1.1 Definitions. 1 Article II FORM OF RECEIPTS, DEPOSIT OF SERIES A PREFERRED STOCK, EXECUT |
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| December 13, 2013 |
EX-3.1 2 exh31.htm EXHIBIT 3.1 EXHIBIT 3.1 CERTIFICATE OF DESIGNATIONS OF THE 11.5% SERIES A CUMULATIVE PREFERRED STOCK Global Geophysical Services, Inc. Global Geophysical Services, Inc., a corporation organized and existing under the laws of the State of Delaware (the “Company”), hereby executes this Certificate of Designations and establishes the Series A Preferred Stock (as defined below). FIR |
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| December 12, 2013 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) December 6, 2013 Global Geophysical Services, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-34709 (Commission |
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| December 12, 2013 |
Exhibit 1.1 GLOBAL GEOPHYSICAL SERVICES, INC. 347,827 Depositary Shares, each representing a 1/1000th interest in a share of 11.5% Series A Cumulative Preferred Stock UNDERWRITING AGREEMENT December 6, 2013 MLV & Co. LLC 1251 Avenue of the Americas, 41st Floor New York, NY 10020 As Representative of the Several Underwriters named on Schedule III hereto Ladies and Gentlemen: Global Geophysical Serv |
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| December 10, 2013 |
Filed Pursuant to Rule 424(b)(5) Registration No. 333-192393 PROSPECTUS SUPPLEMENT (to Prospectus dated December 3, 2013) 347,827 Depositary Shares Global Geophysical Services, Inc. Each Representing a 1/1000th Interest in a Share of 11.5% Series A Cumulative Preferred Stock We are offering 347,827 depositary shares (the “Depositary Shares”) each representing a 1/1000th interest in a share of our |
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| December 9, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) December 3, 2013 Global Geophysical Services, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-34709 (Commission |
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| December 9, 2013 |
FIRST AMENDMENT TO FINANCING AGREEMENT Exhibit 10.1 FIRST AMENDMENT TO FINANCING AGREEMENT FIRST AMENDMENT, dated as of December 3, 2013 (this "Amendment"), to the Financing Agreement, dated as of September 30, 2013, by and among GLOBAL GEOPHYSICAL SERVICES, INC., a Delaware corporation ("Company"), and certain Subsidiaries of Company, as Guarantors, the Lenders from time to time party thereto, TPG SPECIALTY LENDING, INC., a Delaware c |
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| December 6, 2013 |
Issuer Free Writing Prospectus, Dated December 6, 2013 Filed pursuant to Rule 433 Supplementing the Preliminary Prospectus Supplement Dated December 4, 2013 (To Prospectus dated December 3, 2013) Registration File No. |
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| December 6, 2013 |
Regulation FD Disclosure, Financial Statements and Exhibits - FORM 8-K FILING DOCUMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) December 6, 2013 Global Geophysical Services, Inc. (Exact name of registrant as specified in its charter) Delaware 001-34709 05-0574281 (State or other jurisdiction of incorporation) ( |
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| December 6, 2013 |
Global Geophysical Services, Inc. Prices $8.0 Million of Non-Convertible Perpetual Preferred Stock EXHIBIT 99.1 Global Geophysical Services, Inc. Prices $8.0 Million of Non-Convertible Perpetual Preferred Stock HOUSTON, Dec. 6, 2013 (GLOBE NEWSWIRE) - Global Geophysical Services, Inc. ("Global" or the "Company") (NYSE:GGS) today announced the pricing of an underwritten public offering of its non-convertible 11.5% Series A Cumulative Preferred Stock (the "Preferred Stock") through the issuance o |
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| December 4, 2013 |
Filed Pursuant to Rule 424(b)(5) Registration No. 333-192393 Subject to completion, dated December 4, 2013 PRELIMINARY PROSPECTUS SUPPLEMENT (to Prospectus dated December 3, 2013) Depositary Shares Global Geophysical Services, Inc. Each Representing a 1/1000th Interest in a Share of 11.5% Series A Cumulative Preferred Stock We are offering depositary shares (the “Depositary Shares”) each represent |
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| December 4, 2013 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) December 4, 2013 Global Geophysical Services, Inc. (Exact name of registrant as specified in its charter) Delaware 001-34709 05-0574281 (State or other jurisdiction of incorporation) ( |
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| December 4, 2013 |
EX-99 2 newsrelease.htm PRESS RELEASE EXHIBIT 99.1 Global Geophysical Services, Inc. Announces Public Offering of Non-Convertible Perpetual Preferred Stock HOUSTON, Dec. 4, 2013 (GLOBE NEWSWIRE) - Global Geophysical Services, Inc. ("Global" or the "Company") (NYSE:GGS) today announced that it is commencing, subject to market and other conditions, an underwritten public offering of non-convertible, |
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| December 3, 2013 |
As filed with the Securities and Exchange Commission on December 3, 2013 Registration No. |
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| November 18, 2013 |
Regulation FD Disclosure, Financial Statements and Exhibits 8-K 1 document.htm FORM 8-K FILING DOCUMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 18, 2013 Global Geophysical Services, Inc. (Exact name of registrant as specified in its charter) Delaware 001-34709 05-0574281 (St |
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| November 18, 2013 |
Statement Regarding Computation of Ratio of Earnings to Fixed Charges Exhibit 12.1 Statement Regarding Computation of Ratio of Earnings to Fixed Charges Ratio of earnings to fixed charges (Dollar Amounts in Thousands) Nine Months Ended September 30, Year Ended December 31, 2013 2012 2011 2010 2009 2008 Earnings Before Fixed Charges: Income (loss) before income taxes $ (59,188 ) $ 6,625 $ 19,120 $ (38,954 ) $ 738 $ (2,019 ) Add: fixed charges 32,335 43,924 36,624 26, |
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| November 18, 2013 |
As filed with the Securities and Exchange Commission on November 18, 2013 Registration No. |
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| November 18, 2013 |
Global Geophysical Services, Inc. Files Shelf Registration on Form S-3 EX-99 2 newsrelease.htm PRESS RELEASE EXHIBIT 99.1 Global Geophysical Services, Inc. Files Shelf Registration on Form S-3 HOUSTON, Nov. 18, 2013 (GLOBE NEWSWIRE) - Global Geophysical Services, Inc. ("Global" or the "Company") (NYSE:GGS) today announced that it has filed a shelf registration statement on Form S-3 with the United States Securities and Exchange Commission ("SEC"). Following its effec |
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| November 14, 2013 |
Regulation FD Disclosure, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A AMENDMENT TO CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 6, 2013 GLOBAL GEOPHYSICAL SERVICES, INC. (Exact name of registrant as specified in its charter) DELAWARE 001-34709 05-0574281 (State or other jurisdiction of in |
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| November 13, 2013 |
EXHIBIT 99.1 Global Geophysical Services, Inc. to Present at the Barclays Select Series 2013: Select Growth Conference HOUSTON, Nov. 13, 2013 (GLOBE NEWSWIRE) - Global Geophysical Services, Inc. ("Global" or the "Company") (NYSE:GGS) announced today that the Company will present at the Barclays Select Series 2013: Select Growth Conference in New York, NY on November 19, 2013 at 4:20 PM EST. Please |
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| November 13, 2013 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 13, 2013 Global Geophysical Services, Inc. (Exact name of registrant as specified in its charter) Delaware 001-34709 05-0574281 (State or other jurisdiction of incorporation) |
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| November 6, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 6, 2013 Global Geophysical Services, Inc. (Exact name of registrant as specified in its charter) Delaware 001-34709 05-0574281 (State or other jurisdiction of incorporation) ( |
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| November 6, 2013 |
Global Geophysical Reports Third Quarter Results EXHIBIT 99.1 Global Geophysical Reports Third Quarter Results Free Cash Flow Generation and Increased Proprietary Backlog in the Quarter HOUSTON, Nov. 5, 2013 (GLOBE NEWSWIRE) - Global Geophysical Services, Inc. (NYSE:GGS) today reported third quarter revenues of $70.0 million, Cash EBITDA of $10.2 million and an adjusted loss per share of $0.32. The loss per share for the quarter includes approxi |
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| October 31, 2013 |
Financial Statements and Exhibits, Other Events - FORM 8-K FILING DOCUMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 31, 2013 Global Geophysical Services, Inc. (Exact name of registrant as specified in its charter) Delaware 001-34709 05-0574281 (State or other jurisdiction of incorporation) ( |
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| October 31, 2013 |
Global Geophysical Services Announces 3rd Quarter 2013 Earnings Call EX-99 2 newsrelease.htm PRESS RELEASE EXHIBIT 99.1 Global Geophysical Services Announces 3rd Quarter 2013 Earnings Call HOUSTON, Oct. 31, 2013 (GLOBE NEWSWIRE) - Global Geophysical Services, Inc. (NYSE:GGS) announced today that it plans to publicly release financial results for its quarter ended September 30, 2013, the Company's 3rd quarter of fiscal year 2013, before the market opens on Wednesday |
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| October 2, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) September 30, 2013 Global Geophysical Services, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-34709 (Commissio |
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| October 2, 2013 |
EX-99.1 3 exh991.htm EXHIBIT 99.1 EXHIBIT 99.1 Global Geophysical Services, Inc. Executes Financing Agreement for $105 Million Loan Facility Maturing In 2016 Agreement Refinances Existing Revolving Facility HOUSTON, Sept. 30, 2013 (GLOBE NEWSWIRE) - Global Geophysical Services, Inc. (NYSE:GGS) (the "Company") announced today that it has entered into a financing agreement with TPG Specialty Lending |
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| October 2, 2013 |
EX-10.1 2 exh101.htm EXHIBIT 10.1 EXHIBIT 10.1 FINANCING AGREEMENT dated as of September 30, 2013 among GLOBAL GEOPHYSICAL SERVICES, INC., CERTAIN SUBSIDIARIES OF GLOBAL GEOPHYSICAL SERVICES, INC., as Guarantors, VARIOUS LENDERS FROM TIME TO TIME PARTY HERETO, TPG SPECIALTY LENDING, INC., as Administrative Agent, Collateral Agent and Co-Lead Arranger and TENNENBAUM CAPITAL PARTNERS, LLC, as Co-Lea |
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| September 4, 2013 |
Global Geophysical Services, Inc. to Present at the Barclays CEO Energy-Power Conference EXHIBIT 99.1 Global Geophysical Services, Inc. to Present at the Barclays CEO Energy-Power Conference HOUSTON, Sept. 4, 2013 (GLOBE NEWSWIRE) - Global Geophysical Services, Inc. ("Global" or the "Company") (NYSE:GGS) announced today that the Company will present at the Barclays CEO Energy-Power Conference in New York, NY on September 11, 2013 at 11:45 AM EDT. Please visit Global's Investor Relatio |
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| September 4, 2013 |
Financial Statements and Exhibits, Other Events - FORM 8-K FILING DOCUMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) September 4, 2013 Global Geophysical Services, Inc. (Exact name of registrant as specified in its charter) Delaware 001-34709 05-0574281 (State or other jurisdiction of incorporation) |
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| August 12, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SEC File Number 001-34709 FORM 12b-25 NOTIFICATION OF LATE FILING CUSIP Number 37946S107 (Check One): [ ]Form 10-K [ ]Form 20-F [ ]Form 11-K [X]Form 10-Q [ ]Form 10-D [ ]Form N-SAR [ ]Form N-CSR For Period Ended: June 30, 2013 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report on Form 1 |
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| August 8, 2013 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 8, 2013 Global Geophysical Services, Inc. (Exact name of registrant as specified in its charter) Delaware 001-34709 05-0574281 (State or other jurisdiction of incorporation) (Co |
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| August 8, 2013 |
Global Geophysical Services, Inc. to Present at the EnerCom's The Oil & Gas Conference(R) EXHIBIT 99.1 Global Geophysical Services, Inc. to Present at the EnerCom's The Oil & Gas Conference(R) HOUSTON, Aug. 8, 2013 (GLOBE NEWSWIRE) - Global Geophysical Services, Inc. ("Global" or the "Company") (NYSE:GGS) announced today that the Company will present at EnerCom's The Oil & Gas Conference® in Denver, CO on August 15, 2013 at 11:40 AM EDT. Please visit Global's Investor Relations website |
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| August 7, 2013 |
Financial Statements and Exhibits, Other Events - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 6, 2013 GLOBAL GEOPHYSICAL SERVICES, INC. (Exact name of registrant as specified in its charter) Delaware 001-34709 05-0574281 (State or other Jurisdiction (Commission File Num |
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| August 7, 2013 |
EX-99.1 2 exh991.htm EXHIBIT 99.1 Exhibit 99.1 |
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| August 6, 2013 |
Global Geophysical Reports Second Quarter Adjusted Loss of $0.03 Per Share EXHIBIT 99.1 Global Geophysical Reports Second Quarter Adjusted Loss of $0.03 Per Share Backlog Increases to $201 Million; Data Library Late Sales Reach Record Levels HOUSTON, Aug. 5, 2013 (GLOBE NEWSWIRE) - Global Geophysical Services, Inc. (NYSE:GGS) today reported a second quarter adjusted loss of $0.03 per share. The adjusted loss per share excludes non-cash, pre-tax amortization expense of ap |
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| August 6, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 5, 2013 Global Geophysical Services, Inc. (Exact name of registrant as specified in its charter) Delaware 001-34709 05-0574281 (State or other jurisdiction of incorporation) (Co |
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| July 22, 2013 |
Financial Statements and Exhibits, Other Events - FORM 8-K FILING DOCUMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 19, 2013 Global Geophysical Services, Inc. (Exact name of registrant as specified in its charter) Delaware 001-34709 05-0574281 (State or other jurisdiction of incorporation) (Com |
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| July 22, 2013 |
Global Geophysical Services Announces 2nd Quarter 2013 Earnings Call EXHIBIT 99.1 Global Geophysical Services Announces 2nd Quarter 2013 Earnings Call HOUSTON, July 19, 2013 (GLOBE NEWSWIRE) - Global Geophysical Services, Inc. (NYSE:GGS) announced today that it plans to publicly release financial results for its quarter ended June 30, 2013, the Company's 2nd quarter of fiscal year 2013, before the market opens on Tuesday, August 6, 2013. An investor conference call |
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| June 20, 2013 |
Financial Statements and Exhibits, Other Events - FORM 8-K FILING DOCUMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 19, 2013 Global Geophysical Services, Inc. (Exact name of registrant as specified in its charter) Delaware 001-34709 05-0574281 (State or other jurisdiction of incorporation) (Com |
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| June 20, 2013 |
Global Geophysical Services, Inc. to Present at the Global Hunter Securities 100 Energy Conference EX-99 2 newsrelease.htm PRESS RELEASE EXHIBIT 99.1 Global Geophysical Services, Inc. to Present at the Global Hunter Securities 100 Energy Conference HOUSTON, June 19, 2013 (GLOBE NEWSWIRE) - Global Geophysical Services, Inc. ("Global" or the "Company") (NYSE:GGS) announced today that the Company will present at the Global Hunter Securities 100 Energy Conference in Chicago, IL on June 26, 2013 at |
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| May 31, 2013 |
Submission of Matters to a Vote of Security Holders - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report May 31, 2013 (Date of earliest event reported May 24, 2013) GLOBAL GEOPHYSICAL SERVICES, INC. (Exact name of registrant as specified in its charter) Delaware 001-34709 05-0574281 (State or other jurisdiction of (Commis |
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| May 20, 2013 |
Financial Statements and Exhibits, Other Events - FORM 8-K FILING DOCUMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 16, 2013 Global Geophysical Services, Inc. (Exact name of registrant as specified in its charter) Delaware 001-34709 05-0574281 (State or other jurisdiction of incorporation) (Comm |
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| May 20, 2013 |
EXHIBIT 99.1 Global Geophysical Services, Inc. to Present at the Barclays High Yield Bond and Syndicated Loan Conference HOUSTON, May 16, 2013 (GLOBE NEWSWIRE) - Global Geophysical Services, Inc. ("Global" or the "Company") (NYSE:GGS) announced today that the Company will present at the Barclays High Yield Bond and Syndicated Loan Conference in Chicago, IL on Wednesday, May 22nd, 2013 at 10:30 AM |
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| April 25, 2013 |
AMENDMENT NO. 4 TO FIRST PREFERRED FLEET MORTGAGE EX-10.2 3 exh102.htm EXHIBIT 10.2 EXHIBIT 10.2 AMENDMENT NO. 4 TO FIRST PREFERRED FLEET MORTGAGE This Amendment No. 4 to FIRST PREFERRED FLEET MORTGAGE dated as of April 24, 2013 and effective as of April 24, 2013, (this “Agreement”) is between GLOBAL GEOPHYSICAL SERVICES, INC., a Delaware corporation (the “Shipowner”), and BANK OF AMERICA, N.A., a national banking association, as administrative a |
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| April 25, 2013 |
AMENDMENT NO. 4 TO CREDIT AGREEMENT EX-10.1 2 exh101.htm EXHIBIT 10.1 EXHIBIT 10.1 AMENDMENT NO. 4 TO CREDIT AGREEMENT This Amendment No. 4 to Credit Agreement, dated as of April 24, 2013, (this “Amendment”), is entered into by GLOBAL GEOPHYSICAL SERVICES, INC., a Delaware corporation (the “Borrower”), the lenders party to the Credit Agreement described below, and BANK OF AMERICA, N.A., as Administrative Agent (in such capacity, the |
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| April 25, 2013 |
Global Geophysical Reports Adjusted EPS of $0.05 EX-99 2 newsrelease.htm PRESS RELEASE EXHIBIT 99.1 Global Geophysical Reports Adjusted EPS of $0.05 Backlog Increases to $180 Million HOUSTON, April 24, 2013 (GLOBE NEWSWIRE) - Global Geophysical Services, Inc. (NYSE:GGS) today reported first quarter adjusted earnings of $0.05 per share (excluding a $13.0 million pre-tax non-cash library impairment charge and $3.0 million in non-recurring pre-tax |
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| April 25, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 24, 2013 Global Geophysical Services, Inc. (Exact name of registrant as specified in its charter) Delaware 001-34709 05-0574281 (State or other jurisdiction of incorporation) (Co |
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| April 25, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 24, 2013 GLOBAL GEOPHYSICAL SERVICES, INC. (Exact name of registrant as specified in its charter) Delaware 001-34709 05-0574281 (State or other Jurisdiction (Commission File Num |
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| April 22, 2013 |
Global Geophysical Services Announces 1st Quarter 2013 Earnings Call EXHIBIT 99.1 Global Geophysical Services Announces 1st Quarter 2013 Earnings Call HOUSTON, April 19, 2013 (GLOBE NEWSWIRE) - Global Geophysical Services, Inc. (NYSE:GGS) announced today that it plans to publicly release financial results for its quarter ended March 31, 2013, the Company's 1st quarter of fiscal year 2013, before the market opens on Thursday, April 25, 2013. An investor conference c |
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| April 22, 2013 |
Financial Statements and Exhibits, Other Events - FORM 8-K FILING DOCUMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 19, 2013 Global Geophysical Services, Inc. (Exact name of registrant as specified in its charter) Delaware 001-34709 05-0574281 (State or other jurisdiction of incorporation) (Co |
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| April 19, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment ) Filed by the Registrant [x] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Con |
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| April 19, 2013 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) [x] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2012 or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 00 |
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| April 3, 2013 |
EX-99 2 newsrelease.htm PRESS RELEASE EXHIBIT 99.1 Global Geophysical Announces Strategic Relationship With Geophysical Pursuit (GPI) and Seismic Exchange (SEI) HOUSTON, April 1, 2013 (GLOBE NEWSWIRE) - Global Geophysical Services, Inc. (NYSE:GGS) (Global) today announced a strategic licensing, marketing and data distribution relationship with a joint venture created by Seismic Exchange, Inc. (SEI |
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| April 3, 2013 |
Regulation FD Disclosure, Financial Statements and Exhibits - FORM 8-K FILING DOCUMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 28, 2013 Global Geophysical Services, Inc. (Exact name of registrant as specified in its charter) Delaware 001-34709 05-0574281 (State or other jurisdiction of incorporation) (Co |
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| February 25, 2013 |
EXHIBIT 10.1 EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT (“Agreement”) is entered into effective as of March 18, 2013 (the “Effective Date”), by and between Global Geophysical Services, Inc., a Delaware Corporation (“GGS” or “Company”), and James E. Brasher (“Executive”). Executive and the Company are collectively referred to in this Agreement as the “Parties” and individually as a “Party.” REC |
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| February 25, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 25, 2013 (February 25, 2013) GLOBAL GEOPHYSICAL SERVICES, INC. (Exact name of registrant as specified in its charter) Delaware 05-0574281 (State or other Jurisdiction (Commis |
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| February 25, 2013 |
Global Geophysical Announces Fourth Quarter and Full Year 2012 Earnings EXHIBIT 99.1 Global Geophysical Announces Fourth Quarter and Full Year 2012 Earnings HOUSTON, Feb. 25, 2013 (GLOBE NEWSWIRE) - Global Geophysical Services, Inc. (NYSE:GGS) today reported fourth quarter revenues of $55.3 million, a loss from operations of $12.0 million, a net loss of $28.6 million and a loss of $0.76 per share. Results for the fourth quarter included several non-recurring charges. |
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| February 15, 2013 |
Financial Statements and Exhibits, Other Events - FORM 8-K FILING DOCUMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 15, 2013 Global Geophysical Services, Inc. (Exact name of registrant as specified in its charter) Delaware 001-34709 05-0574281 (State or other jurisdiction of incorporation) |
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| February 15, 2013 |
Global Geophysical Services, Inc. to Present at the EnerCom Oil & Services Conference EXHIBIT 99.1 Global Geophysical Services, Inc. to Present at the EnerCom Oil & Services Conference HOUSTON, Feb. 15, 2013 (GLOBE NEWSWIRE) - Global Geophysical Services, Inc. ("Global" or the "Company") (NYSE:GGS) announced today that the Company will present at the EnerCom 2013 Oil and Services Conference™ 11 in San Francisco, CA on Wednesday, February 20, 2013 at 4:00 PM PST. Please visit Global |
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| February 14, 2013 |
GEGSQ / Global Geophysical Services Inc / Degner Richard A - SCHEDULE 13G/A Passive Investment SC 13G/A 1 sc13ga021413.htm SCHEDULE 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G / A Under the Securities Exchange Act of 1934 (Amendment No. 2 )* GLOBAL GEOPHYSICAL SERVICES, INC. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 37946S107 (CUSIP Number) December 31, 2012 (Date of Event Which Requires Filing of t |
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| February 6, 2013 |
Global Geophysical Services Announces 4th Quarter 2012 Earnings Call EX-99 2 newsrelease.htm PRESS RELEASE EXHIBIT 99.1 Global Geophysical Services Announces 4th Quarter 2012 Earnings Call HOUSTON, Feb. 6, 2013 (GLOBE NEWSWIRE) - Global Geophysical Services, Inc. (NYSE:GGS) announced today that it plans to publicly release financial results for its fiscal year and quarter ended December 31, 2012, the Company's 4th quarter of fiscal year 2012, before the market open |
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| February 6, 2013 |
Financial Statements and Exhibits, Other Events - FORM 8-K FILING DOCUMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 6, 2013 Global Geophysical Services, Inc. (Exact name of registrant as specified in its charter) Delaware 001-34709 05-0574281 (State or other jurisdiction of incorporation) ( |
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| January 31, 2013 |
Financial Statements and Exhibits, Other Events - FORM 8-K FILING DOCUMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) January 31, 2013 Global Geophysical Services, Inc. (Exact name of registrant as specified in its charter) Delaware 001-34709 05-0574281 (State or other jurisdiction of incorporation) ( |
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| January 31, 2013 |
Global Geophysical Services, Inc. to Present at Credit Suisse 2013 Energy Summit EXHIBIT 99.1 Global Geophysical Services, Inc. to Present at Credit Suisse 2013 Energy Summit HOUSTON, Jan. 31, 2013 (GLOBE NEWSWIRE) - Global Geophysical Services, Inc. ("Global" or the "Company") (NYSE:GGS) announced today that the Company will present at the Credit Suisse 2013 Energy Summit in Vail, CO on Wednesday, February 6, 2013 starting at 11:00 am MST. Please visit Global's Investor Relat |
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| January 25, 2013 |
EX-10.4 5 exh104.htm EXHIBIT 10.4 EXHIBIT 10.4 EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT (“Agreement”) is entered into effective as of January 25, 2013 (the “Effective Date”), by and between Global Geophysical Services, Inc., a Delaware Corporation (“GGS” or “Company”), and Ross G. Peebles (“Executive”). Executive and the Company are collectively referred to in this Agreement as the “Parties” |
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| January 25, 2013 |
EXHIBIT 10.1 EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT (“Agreement”) is entered into effective as of January 25, 2013 (the “Effective Date”), by and between Global Geophysical Services, Inc., a Delaware Corporation (“GGS” or “Company”), and Prakash M. Verghese (“Executive”). Executive and the Company are collectively referred to in this Agreement as the “Parties” and individually as a “Party. |
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| January 25, 2013 |
EXHIBIT 10.2 EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT (“Agreement”) is entered into effective as of January 25, 2013 (the “Effective Date”), by and between Global Geophysical Services, Inc., a Delaware Corporation (“GGS” or “Company”), and Jesse Perez (“Executive”). Executive and the Company are collectively referred to in this Agreement as the “Parties” and individually as a “Party.” RECITA |
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| January 25, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 25, 2013 (January 25, 2013) GLOBAL GEOPHYSICAL SERVICES, INC. (Exact name of registrant as specified in its charter) Delaware 001-34709 05-0574281 (State or other Jurisdiction |
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| January 25, 2013 |
EXHIBIT 10.3 EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT (“Agreement”) is entered into effective as of January 25, 2013 (the “Effective Date”), by and between Global Geophysical Services, Inc., a Delaware Corporation (“GGS” or “Company”), and Thomas J. Fleure (“Executive”). Executive and the Company are collectively referred to in this Agreement as the “Parties” and individually as a “Party.” R |
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| December 19, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 19, 2012 (December 13, 2012) GLOBAL GEOPHYSICAL SERVICES, INC. (Exact name of registrant as specified in its charter) Delaware 001-34709 05-0574281 (State or other Jurisdicti |
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| November 29, 2012 |
Amendment to Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 29, 2012 Global Geophysical Services, Inc. (Exact name of registrant as specified in its charter) Delaware 001-34709 05-0574281 (State or other jurisdiction of incorporation) |
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| November 29, 2012 |
EX-14.1 2 exh141.htm EXHIBIT 41.1 CODE OF BUSINESS Exhibit 14.1 Richard C. White President and Chief Executive Officer November 26, 2012 To Our Employees, Officers and Directors: Global Geophysical Services, Inc. (the “Company”) will continue to be fully dedicated to maintaining the highest legal and ethical standards in the conduct of its business. We seek high ethical standards in all of our bus |
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| November 26, 2012 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 26, 2012 (November 20, 2012) Global Geophysical Services, Inc. (Exact name of registrant as specified in its charter) Delaware 001-34709 05-0574281 (State or other jurisdictio |
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| November 26, 2012 |
Global Geophysical Services, Inc. to Present at Dahlman Rose Oil Services and E&P Conference EX-99 2 newsrelease.htm PRESS RELEASE EXHIBIT 99.1 Global Geophysical Services, Inc. to Present at Dahlman Rose Oil Services and E&P Conference HOUSTON, Nov. 20, 2012 (GLOBE NEWSWIRE) - Global Geophysical Services, Inc. ("Global" or the "Company") (NYSE:GGS) announced today that the Company will present at the Dahlman Rose Ultimate Oil Services and E&P Conference in New York City, NY on Tuesday, D |
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| October 30, 2012 |
Global Geophysical Announces Third Quarter Earnings of $0.16 Per Share EX-99 2 newsrelease.htm PRESS RELEASE EXHIBIT 99.1 Global Geophysical Announces Third Quarter Earnings of $0.16 Per Share HOUSTON, Oct. 29, 2012 (GLOBE NEWSWIRE) - Global Geophysical Services, Inc. (NYSE:GGS) today announced that net income for the third quarter of 2012 was $5.8 million, or $0.16 per diluted shares. Included in the results was a $1.0 million after-tax charge ($0.03 per diluted sha |
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| October 30, 2012 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 document.htm FORM 8-K FILING DOCUMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 30, 2012 (October 29, 2012) Global Geophysical Services, Inc. (Exact name of registrant as specified in its charter) Delaware 001-34 |
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| October 26, 2012 |
8-K 1 f8k102612.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 26, 2012 (October 25, 2012) GLOBAL GEOPHYSICAL SERVICES, INC. (Exact name of registrant as specified in its charter) Delaware 001-34709 05-0574281 |
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| October 26, 2012 |
Global Geophysical Services Announces 3rd Quarter 2012 Earnings Call EX-99.2 5 exh992.htm EXHIBIT 99.2 EXHIBIT 99.2 Global Geophysical Services Announces 3rd Quarter 2012 Earnings Call HOUSTON, Oct. 26, 2012 (GLOBE NEWSWIRE) - Global Geophysical Services, Inc. (NYSE:GGS) announced today that it plans to publicly release financial results for its quarter ended September 30, 2012, the Company's 3rd quarter of fiscal year 2012, before the market opens on Tuesday, Octo |
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| October 26, 2012 |
Global Geophysical Services, Inc. Appoints Richard White as President & CEO EXHIBIT 99.1 Global Geophysical Services, Inc. Appoints Richard White as President & CEO HOUSTON, Oct. 26, 2012 (GLOBE NEWSWIRE) - Global Geophysical Services, Inc. (NYSE:GGS) today announced that Richard White has been appointed as its new President and Chief Executive Officer effective immediately. Richard White, an industry recognized leader, previously served as President of Western Geophysica |
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| October 26, 2012 |
GLOBAL GEOPHYSICAL SERVICES, INC. 13927 South Gessner Road Missouri City, TX 77489 EXHIBIT 10.2 GLOBAL GEOPHYSICAL SERVICES, INC. 13927 South Gessner Road Missouri City, TX 77489 October 25, 2012 Mr. Richard Degner c/o Global Geophysical Services, Inc. 13927 South Gessner Road Missouri City, TX 77489 Dear Richard: When executed and delivered by you and the Company, this letter agreement shall constitute the mutual agreement of you and Global Geophysical Services, Inc. (the “Comp |
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| October 26, 2012 |
EX-10.1 2 exh101.htm EXHIBIT 10.1 EXHIBIT 10.1 EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT (“Agreement”) is entered into effective as of October 25, 2012 (the “Effective Date”), by and between Global Geophysical Services, Inc., a Delaware Corporation (“GGS” or “Company”), and Richard C. White (“Executive”). Executive and the Company are collectively referred to in this Agreement as the “Parties |
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| October 2, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 2, 2012 (September 28, 2012) GLOBAL GEOPHYSICAL SERVICES, INC. (Exact name of registrant as specified in its charter) Delaware 001-34709 05-0574281 (State or other jurisdiction |
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| September 5, 2012 |
Global Geophysical Services Announces Exchange Offer for Its 10 1/2% Senior Notes Due 2017 EX-99.1 2 exh991.htm EXHIBIT 99.1 EXHIBIT 99.1 Global Geophysical Services Announces Exchange Offer for Its 10 1/2% Senior Notes Due 2017 HOUSTON, Sept. 5, 2012 (GLOBE NEWSWIRE) - Global Geophysical Services, Inc. ("Global") (NYSE:GGS) today announced that it has commenced an offer to exchange $50,000,000 principal amount of 10½% Senior Notes due 2017, which are registered under the Securities Act |
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| September 5, 2012 |
424B3 1 f424b3090512.htm PROSPECTUS Filed pursuant to rule 424(b)(3) Registration No. 333-182867 PROSPECTUS Global Geophysical Services, Inc. Offer to exchange its 10½% Senior Notes due 2017, which have been registered under the Securities Act of 1933, for any and all of its outstanding 10½% Senior Notes due 2017. The exchange offer and withdrawal rights will expire at 5:00 p.m., eastern time, on |
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| September 5, 2012 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) September 5, 2012 Global Geophysical Services, Inc. (Exact name of registrant as specified in its charter) Delaware 001-34709 05-0574281 (State or other jurisdiction of incorporation) |
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| August 31, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 2 to Form S-4 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 GLOBAL GEOPHYSICAL SERVICES, INC. (Exact name of registrant as specified in its charter) Delaware 1382 05-0574281 (State or other jurisdiction of incorporation or organization) (Primary Standard Industrial Classification Code Number) (I.R.S. Em |
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| August 28, 2012 |
Global Geophysical Services, Inc. to Present at Barclays CEO Energy-Power Conference EXHIBIT 99.1 Global Geophysical Services, Inc. to Present at Barclays CEO Energy-Power Conference HOUSTON, Aug. 27, 2012 (GLOBE NEWSWIRE) - Global Geophysical Services, Inc. ("Global" or the "Company") (NYSE: GGS) announced today that the Company will present at Barclays CEO Energy-Power Conference in New York City, NY on Thursday, September 6, 2012 from 12:25pm to 1:00pm ET. Please visit Global's |
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| August 28, 2012 |
Financial Statements and Exhibits, Other Events - FORM 8-K FILING DOCUMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 27, 2012 Global Geophysical Services, Inc. (Exact name of registrant as specified in its charter) Delaware 001-34709 05-0574281 (State or other jurisdiction of incorporation) (C |
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| August 20, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 1 to Form S-4 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 GLOBAL GEOPHYSICAL SERVICES, INC. (Exact name of registrant as specified in its charter) Delaware 1382 05-0574281 (State or other jurisdiction of incorporation or organization) (Primary Standard Industrial Classification Code Number) (I.R.S. Em |
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| August 20, 2012 |
EXHIBIT 25.1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) o THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. (Exact name of trustee as specified in its charter) (St |
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| August 2, 2012 |
Global Geophysical Reports Second Quarter Results EXHIBIT 99.1 Global Geophysical Reports Second Quarter Results HOUSTON, July 31, 2012 (GLOBE NEWSWIRE) - Global Geophysical Services, Inc. (NYSE:GGS) today announced financial results for its second quarter ended June 30, 2012. Second Quarter Highlights Revenues increased 14% to $97.4 million driven by growth in Proprietary Services activities compared to $85.3 million for the second quarter of 20 |
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| August 2, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 2, 2012 (July 31, 2012) Global Geophysical Services, Inc. (Exact name of registrant as specified in its charter) Delaware 001-34709 05-0574281 (State or other jurisdiction of in |
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| July 26, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form S-4 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 GLOBAL GEOPHYSICAL SERVICES, INC. (Exact name of registrant as specified in its charter) Delaware 1382 05-0574281 (State or other jurisdiction of incorporation or organization) (Primary Standard Industrial Classification Code Number) (I.R.S. Employer Identificati |
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| July 26, 2012 |
EXHIBIT 99.1 Letter of Transmittal Global Geophysical Services, Inc. Offer to Exchange 10½% Senior Notes Due 2017 That Have Been Registered Under the Securities Act of 1933 Pursuant to the Prospectus Dated , 2012 for Any and All Outstanding 10½% Senior Notes Due 2017 (CUSIP Nos. and ) To: Holders of Global Geophysical Services, Inc.'s 10½% Senior Notes Due 2017 Ladies and Gentlemen: Our records in |
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| July 26, 2012 |
EXHIBIT 4.9 FOURTH SUPPLEMENTAL INDENTURE Fourth Supplemental Indenture (this “Supplemental Indenture”), dated as of March 16, 2012, among STRM, LLC, a Colorado limited liability company (the “Guaranteeing Subsidiary”), an indirect subsidiary of Global Geophysical Services, Inc. (or its permitted successor), a Delaware corporation (the “Company”), the Company, the other Guarantors (as defined in t |
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| July 26, 2012 |
SUBSIDIARIES OF GLOBAL GEOPHYSICAL SERVICES, INC. As of July 26, 2012 Tier 1 (Direct) Subsidiaries EXHIBIT 21.1 SUBSIDIARIES OF GLOBAL GEOPHYSICAL SERVICES, INC. As of July 26, 2012 Tier 1 (Direct) Subsidiaries Entity Jurisdiction of Organization Global Geophysical Services, Ltd. Cayman Islands Global Geophysical Services SpA Chile Global Geophysical Services S.A. Ecuador Global Geophysical Services, S. de R.L. de C.V. Mexico GGS Mexico Services, S. de R.L. de C.V. Mexico Global Geophysical Ser |
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| July 26, 2012 |
EXHIBIT 99.4 Letter to Clients Global Geophysical Services, Inc. Offer to Exchange 10½% Senior Notes Due 2017 That Have Been Registered Under the Securities Act of 1933 Pursuant to the Prospectus Dated , 2012 for Any and All Outstanding 10½% Senior Notes Due 2017 (CUSIP Nos. and ) To Our Clients: Enclosed for your consideration is a prospectus, dated , 2012 (the “Prospectus”), and the related Lett |
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| July 26, 2012 |
EXHIBIT 99.3 Letter to Registered Holders And Depository Trust Company Participants Global Geophysical Services, Inc. Offer to Exchange 10½% Senior Notes Due 2017 That Have Been Registered Under the Securities Act of 1933 Pursuant to the Prospectus Dated , 2012 for Any and All Outstanding 10½% Senior Notes Due 2017 (CUSIP Nos. and ) To Registered Holders and Depository Trust Company Participants: |
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| July 26, 2012 |
EXHIBIT 25.1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. (Exact name of trustee as specified in its charter) (Stat |
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| July 26, 2012 |
Notice of Guaranteed Delivery for Global Geophysical Services, Inc. (CUSIP Nos. and ) EXHIBIT 99.2 Notice of Guaranteed Delivery for Global Geophysical Services, Inc. (CUSIP Nos. and ) This form or one substantially equivalent hereto must be used to accept the exchange offer of Global Geophysical Services, Inc., a Delaware corporation (“Company”), made pursuant to the prospectus dated , 2012 (“Prospectus”) and the related letter of transmittal (“Letter of Transmittal”) if certifica |
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| July 23, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report July 20, 2012 (July 23, 2012) (Date of earliest event reported) Global Geophysical Services, Inc. (Exact name of registrant as specified in its charter) Delaware 001-34709 05-0574281 (State or other jurisdiction of inc |
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| July 23, 2012 |
Global Geophysical Services Announces 2nd Quarter 2012 Earnings Call EXHIBIT 99.1 Global Geophysical Services Announces 2nd Quarter 2012 Earnings Call HOUSTON, July 23, 2012 (GLOBE NEWSWIRE) - Global Geophysical Services, Inc. (NYSE:GGS) announced today that it plans to publicly release financial results for its quarter ended June 30, 2012, the Company's 2nd quarter of fiscal year 2012, before the market opens on Wednesday, August 1, 2012. An investor conference ca |
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| July 23, 2012 |
AMENDMENT NO. 3 TO FIRST PREFERRED FLEET MORTGAGE EX-10.2 3 exh102.htm EXHIBIT 10.2 EXHIBIT 10.2 AMENDMENT NO. 3 TO FIRST PREFERRED FLEET MORTGAGE This Amendment No. 3 to FIRST PREFERRED FLEET MORTGAGE dated as of July 20, 2012 and effective as of July 20, 2012, (this "Agreement") is among GLOBAL GEOPHYSICAL SERVICES, INC., a Delaware corporation (the "Shipowner"), and BANK OF AMERICA, N.A., a national banking association, as administrative agent |
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| July 23, 2012 |
Financial Statements and Exhibits, Other Events - FORM 8-K FILING DOCUMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 23, 2012 Global Geophysical Services, Inc. (Exact name of registrant as specified in its charter) Delaware 001-34709 05-0574281 (State or other jurisdiction of incorporation) (Com |
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| July 23, 2012 |
AMENDMENT NO. 3 TO CREDIT AGREEMENT EX-10.1 2 exh101.htm EXHIBIT 10.1 EXHIBIT 10.1 AMENDMENT NO. 3 TO CREDIT AGREEMENT This Amendment No. 3 to Credit Agreement, dated as of July 20, 2012, (this "Amendment"), is entered into by GLOBAL GEOPHYSICAL SERVICES, INC., a Delaware corporation (the "Borrower"), the lenders party to the Credit Agreement described below, and BANK OF AMERICA, N.A., as Administrative Agent (in such capacity, the |
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| June 5, 2012 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report June 4, 2012 (Date of earliest event reported May 30, 2012) GLOBAL GEOPHYSICAL SERVICES, INC. (Exact name of registrant as specified in its charter) Delaware 001-34709 05-0574281 (State or other jurisdiction of (Commis |
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| April 27, 2012 |
Global Geophysical Reports First Quarter EPS of $0.19 Per Share EXHIBIT 99.1 Global Geophysical Reports First Quarter EPS of $0.19 Per Share Revenues Increase 25% HOUSTON, April 25, 2012 (GLOBE NEWSWIRE) - Global Geophysical Services, Inc. (NYSE:GGS) today announced financial results for its first quarter ended March 31, 2012. First Quarter Highlights Income from Operations increased to $19.9 million, or 21% of revenues, up from 13.5% in the fourth quarter of |
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| April 27, 2012 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 25, 2012 Global Geophysical Services, Inc. (Exact name of registrant as specified in its charter) Delaware 001-34709 05-0574281 (State or other jurisdiction of incorporation) (Co |
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| April 25, 2012 |
DEF 14A 1 def14a042512.htm DEFINITIVE PROXY STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment ) Filed by the Registrant þ Filed by a Party other than the Registrant o Check the approp |
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| April 25, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2011 or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-34709 GLOBAL GEO |
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| April 20, 2012 |
Financial Statements and Exhibits, Other Events - FORM 8-K FILING DOCUMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 19, 2012 (April 13, 2012) Global Geophysical Services, Inc. (Exact name of registrant as specified in its charter) Delaware 001-34709 05-0574281 (State or other jurisdiction of i |
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| April 20, 2012 |
Global Geophysical Services Announces 1st Quarter 2012 Earnings Call EXHIBIT 99.1 Global Geophysical Services Announces 1st Quarter 2012 Earnings Call HOUSTON, April 13, 2012 (GLOBE NEWSWIRE) - Global Geophysical Services, Inc. (NYSE:GGS) announced today that it plans to publicly release financial results for its quarter ended March 31, 2012, the Company's first quarter of fiscal year 2012, before the market opens on Wednesday, April 25, 2012. An investor conferenc |
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| April 11, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 11, 2012 (April 5, 2011) Global Geophysical Services, Inc. (Exact name of registrant as specified in its charter) Delaware 001-34709 05-0574281 (State or other jurisdiction of in |
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| April 5, 2012 |
Financial Statements and Exhibits, Other Events - FORM 8-K FILING DOCUMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 5, 2012 Global Geophysical Services, Inc. (Exact name of registrant as specified in its charter) Delaware 001-34709 05-0574281 (State or other jurisdiction of incorporation) (Com |
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| April 5, 2012 |
Global Geophysical Services, Inc. Announces Framework Agreement With Halliburton EXHIBIT 99.1 Global Geophysical Services, Inc. Announces Framework Agreement With Halliburton Halliburton to License GGS Seismic Data Library HOUSTON, April 5, 2012 (GLOBE NEWSWIRE) - Global Geophysical Services, Inc. (NYSE: GGS) today announced that it has signed a framework agreement licensing to Halliburton (NYSE:HAL) a substantial portion of GGS's expansive North America seismic data library f |
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| March 30, 2012 |
GLOBAL GEOPHYSICAL SERVICES, INC. AND EACH OF THE GUARANTORS PARTY HERETO 10½% SENIOR NOTES DUE 2017 EXHIBIT 4.1 GLOBAL GEOPHYSICAL SERVICES, INC. AND EACH OF THE GUARANTORS PARTY HERETO 10½% SENIOR NOTES DUE 2017 INDENTURE Dated as of March 28, 2012 The Bank of New York Mellon Trust Company, N.A. Trustee TABLE OF CONTENTS Page ARTICLE 1 DEFINITIONS AND INCORPORATION BY REFERENCE Section 1.01 Definitions. 1 Section 1.02 Other Definitions. 23 Section 1.03 Incorporation by Reference of Trust Indent |
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| March 30, 2012 |
EXHIBIT 4.2 REGISTRATION RIGHTS AGREEMENT Dated as of March 28, 2012 by and among GLOBAL GEOPHYSICAL SERVICES, INC., THE GUARANTORS LISTED ON SCHEDULE I HERETO, BARCLAYS CAPITAL INC., CITIGROUP GLOBAL MARKETS INC. and CREDIT SUISSE SECURITIES (USA) LLC This Registration Rights Agreement (this “Agreement”) is made and entered into as of March 28, 2012, by and among Global Geophysical, Inc., a Delaw |
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| March 30, 2012 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report March 29, 2012 ( March 23, 2012 ) (Date of earliest event reported) GLOBAL GEOPHYSICAL SERVICES, INC. (Exact name of registrant as specified in its charter) Delaware 001-34709 05-0574281 (State or other jurisdiction of |
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| March 30, 2012 |
$50,000,000 Global Geophysical Services, Inc. 10.500% Senior Notes Due 2017 PURCHASE AGREEMENT EX-10.1 4 exh101.htm EXHIBIT 10.1 (PURCHASE AGREEMENT) exhibit 10.1 $50,000,000 Global Geophysical Services, Inc. 10.500% Senior Notes Due 2017 PURCHASE AGREEMENT March 23, 2012 Barclays Capital Inc. Citigroup Global Markets Inc. Credit Suisse Securities (USA) LLC As Representatives of the several Initial Purchasers named in Schedule I attached hereto, c/o Barclays Capital Inc. 745 Seventh Avenue |
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| March 23, 2012 |
Global Geophysical Services Prices $50 Million Private Senior Notes Offering EXHIBIT 99.1 Global Geophysical Services Prices $50 Million Private Senior Notes Offering Proceeds to Reduce Borrowings on Revolving Credit Facility HOUSTON, March 23, 2012 (GLOBE NEWSWIRE) - Global Geophysical Services, Inc. (NYSE:GGS) today announced that it priced a private offering of $50 million in aggregate principal amount of 101/2% senior notes due 2017 (the "notes") to qualified instituti |
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| March 23, 2012 |
Financial Statements and Exhibits, Other Events - FORM 8-K FILING DOCUMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 20, 2012 Global Geophysical Services, Inc. (Exact name of registrant as specified in its charter) Delaware 001-34709 05-0574281 (State or other jurisdiction of incorporation) (Co |
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| March 23, 2012 |
Regulation FD Disclosure, Financial Statements and Exhibits - FORM 8-K FILING DOCUMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 23, 2012 Global Geophysical Services, Inc. (Exact name of registrant as specified in its charter) Delaware 001-34709 05-0574281 (State or other jurisdiction of incorporation) (Co |
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| March 23, 2012 |
EXHIBIT 99.1 Global Geophysical Services, Inc. to Present at Barclays Capital High Yield Bond and Syndicated Loan Conference HOUSTON, March 20, 2012 (GLOBE NEWSWIRE) - Global Geophysical Services, Inc. (NYSE:GGS) announced today that the company will present at the Barclays Capital High Yield Bond and Syndicated Loan Conference in Phoenix, Arizona on Tuesday, March 27, 2012 at 9:30 a.m. Mountain S |
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| March 1, 2012 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 28, 2012 Global Geophysical Services, Inc. (Exact name of registrant as specified in its charter) Delaware 001-34709 05-0574281 (State or other jurisdiction of incorporation) |
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| March 1, 2012 |
Global Geophysical Services, Inc. to Present at Raymond James Institutional Investors Conference EXHIBIT 99.1 Global Geophysical Services, Inc. to Present at Raymond James Institutional Investors Conference HOUSTON, Feb. 28, 2012 (GLOBE NEWSWIRE) - Global Geophysical Services, Inc. (NYSE:GGS) announced today that the company will present at the Raymond James 33rd Annual Institutional Investors Conference in Orlando, Florida on Monday, March 5, 2012 at 7:30 a.m. EST. Please visit Global's Inve |
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| February 14, 2012 |
GEGSQ / Global Geophysical Services Inc / Degner Richard A - SCHEDULE 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G / A Under the Securities Exchange Act of 1934 (Amendment No. 1 )* GLOBAL GEOPHYSICAL SERVICES, INC. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 37946S107 (CUSIP Number) December 31, 2011 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to |
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| February 14, 2012 |
Amendment No. 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Global Geophysical Services, Inc. (Name of Issuer) Common Stock, par value $.01 per share (Title of Class of Securities) 379465107 (CUSIP Number) December 31, 2011 (Date of Event Which Requires Filing of this Statement) Check the appropri |
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| February 7, 2012 |
Global Geophysical Reports Record Revenues and Operating Margins for the Fourth Quarter EXHIBIT 99.1 Global Geophysical Reports Record Revenues and Operating Margins for the Fourth Quarter EPS of $0.14 Per Share, Normalized for Tax Adjustments HOUSTON, Feb. 2, 2012 (GLOBE NEWSWIRE) - Global Geophysical Services, Inc. (NYSE:GGS) announced today that fourth quarter operating income was $15.3 million on revenues of $113.1 million. Normalized for tax rate adjustments, diluted earnings fo |
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| February 7, 2012 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 document.htm FORM 8-K FILING DOCUMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 7, 2012 (February 2, 2012) Global Geophysical Services, Inc. (Exact name of registrant as specified in its charter) Delaware 001-34 |
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| January 31, 2012 |
Financial Statements and Exhibits, Other Events - FORM 8-K FILING DOCUMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) January 30, 2012 Global Geophysical Services, Inc. (Exact name of registrant as specified in its charter) Delaware 001-34709 05-0574281 (State or other jurisdiction of incorporation) ( |
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| January 31, 2012 |
Global Geophysical Services, Inc. to Present at Credit Suisse Energy Summit EXHIBIT 99.1 Global Geophysical Services, Inc. to Present at Credit Suisse Energy Summit HOUSTON, Jan. 30, 2012 (GLOBE NEWSWIRE) - Global Geophysical Services, Inc. (NYSE:GGS) announced today that the company will present the Credit Suisse Energy Summit in Vail, Colorado on Wednesday, February 8, 2012 at 3:30 p.m. EST. Please visit Global's Investor Relations website at: http://ir.globalgeophysica |
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| January 31, 2012 |
SC 13G/A 1 d288653dsc13ga.htm SCHEDULE 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1) Global Geophysical Services, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 37946S107 (CUSIP Number) December 31, 2011 (Date of Event Which Requires Filing of thi |
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| January 25, 2012 |
Financial Statements and Exhibits, Other Events - FORM 8-K FILING DOCUMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) January 24, 2012 Global Geophysical Services, Inc. (Exact name of registrant as specified in its charter) Delaware 001-34709 05-0574281 (State or other jurisdiction of incorporation) ( |
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| January 25, 2012 |
Global Geophysical Services Announces 4th Quarter 2011 Earnings Call EXHIBIT 99.1 Global Geophysical Services Announces 4th Quarter 2011 Earnings Call HOUSTON, Jan. 24, 2012 (GLOBE NEWSWIRE) - Global Geophysical Services, Inc. (NYSE:GGS) announced today that it plans to publicly release financial results for its 2011 fiscal year-end and quarter ended December 31, 2011, the Company's fourth quarter of fiscal year 2011, before the market opens on Thursday, February 2 |
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| January 6, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) January 6, 2012 (January 2, 2012) Global Geophysical Services, Inc. (Exact name of registrant as specified in its charter) Delaware 001-34709 05-0574281 (State or other jurisdiction of |
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| January 5, 2012 |
Global Geophysical Services Completes Acquisition of Sensor Geophysical, Ltd. EXHIBIT 99.1 Global Geophysical Services Completes Acquisition of Sensor Geophysical, Ltd. HOUSTON, Jan. 5, 2012 (GLOBE NEWSWIRE) - Global Geophysical Services, Inc. (NYSE:GGS) today announced that it has completed its previously announced acquisition of Sensor Geophysical Ltd. ("Sensor"). The combination of GGS' extensive multi-component acquisition capabilities with Sensor's unique multi-compone |
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| January 5, 2012 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) January 5, 2012 Global Geophysical Services, Inc. (Exact name of registrant as specified in its charter) Delaware 001-34709 05-0574281 (State or other jurisdiction of incorporation) (C |
