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SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Deutsche High Income Opportunities Fund, Inc.
SEC Filings (Chronological Order)
이 페이지는 다른 곳에서 제공하는 소유권 보고서를 제외한 SEC 보고서의 전체 리스트를 시간 순으로 정리한 것입니다.
| February 14, 2019 |
Saba Capital Management, L.P. - Schedule 13 G/A - Filed by newsfilecorp.com UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 3)* DEUTSCHE HIGH INCOME OPPORTUNITIES FUND, INC. (Name of Issuer) Common Stock (Title of Class of Securities) 25158Y102 (CUSIP Number) December 31, 2018 (Date of Event which Requi |
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| February 5, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) - Deutsche High Income Opportunities Fund, Inc. (DHG) - (Name of Issuer) Common Stock - (Title of Class of Securities) 25158Y102 - (CUSIP Number) December 31, 2018 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to |
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| May 29, 2018 |
Example Template : 77O Deutsche High Income Opportunities Fund, Inc. N-Sar October 1, 2017 - March 31, 2018 Security Purchased Cusip "Purchase/ Trade Date" Size (Shr) of Offering Offering Price of Shares Total ($) Amt of Offering Amt of shares Purch by Fund % of Offering Purchased by Fund % of Funds Total Assets Brokers Purchased From Match Group Inc 57665RAG1 11/17/2017 $99.03 $450,000,000 $440,0 |
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| May 29, 2018 |
Item 77I Deutsche High Income Opportunities Fund, Inc. Deutsche High Income Opportunities Fund, Inc. was terminated and liquidated, effective March 19, 2018. |
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| May 23, 2018 |
DHG / Deutsche High Income Opportunities Fund, Inc. N-8F ORDR begin 644 filename1.pdf M)5!$1BTQ+C8-)>+CS],-"C0W(# @;V)J#3P\+TQI;F5AF4@-C8F)D$&!@8F#R!A(,K4""41!( M,!\#B2F!"#!+&$08@"2T02PI$,$!4AP')%X]9V!B9-@',H"!$9WXSSCK#T" M 0!<:0CW#0IE;F1S=')E86T-96YD;V)J#7-T87)T>')E9@T*, T*)25%3T8- M"B @(" @(" -"C8V(# @;V)J#3P\+T,@-S7!E+T]B:E-T;3X^=&9,8#T6X/O2A/GPXF5[S>SZ.042G 85@0M &P/.@#(R!F=!.1W"7#R. M1L.D\BNP,28+>[OQ:!:^KP&)64H1LGNBT7FQJWYG7<0QT%)*;K#@Z#C)TNWKAUF:^0HFA< |
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| April 27, 2018 |
DHG / Deutsche High Income Opportunities Fund, Inc. N-8F NTC begin 644 filename1.pdf M)5!$1BTQ+C8-)>+CS],-"C0X(# @;V)J#3P\+TQI;F5A1>0 MY@:K H%:!BZE>+.M1UMOEHN>*'%@FIH*%F9E8%"= Z09@;;8P@WF8& P38&( M,LP&"# D00T@Y$%+1&*([6"K;/WWNSO+CEL2^KB'#YNNSM]=SH;R00S*4LL,XI) MI=B&/\SG,]?Z/3,"R,?M3V?MCM?!98(D?&Y.WSQ>$8F#&2?$==9<"M3BY M0\M2Q1=U%6:S^NF3AM+')-"""JP)7;ARN+T^FE=E+YE2^'/=:EJSX3MW2E MY\0 0?Z?JQ]KHE:A\6%WY,NZ*=V)7,^=&"4$?PCN5.RFU>'DF>"KX,LG9@5? MOYX]A:+8ICB'NN&8@] |
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| April 24, 2018 |
DHG / Deutsche High Income Opportunities Fund, Inc. DEUTSCHE HIGH INCOME OPPORTUNITIES FUND, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form N-8F Application for Deregistration of Certain Registered Investment Companies. I. General Identifying Information 1. Reason fund is applying to deregister (check only one; for descriptions, see Instruction 1 above): [ ] Merger [x] Liquidation [ ] Abandonment of Registration (Note: Abandonments of Registration answer only |
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| March 27, 2018 |
DHG / Deutsche High Income Opportunities Fund, Inc. DEUTSCHE HIGH INCOME OPPORTUNITIES FUND, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 001-33158 Deutsche High Income Opportunities Fund, Inc. (Exact name of regis |
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| March 16, 2018 |
DHG / Deutsche High Income Opportunities Fund, Inc. CORRESP March 16, 2018 Securities and Exchange Commission Division of Investment Management, Disclosure Review Office 100 F Street, N. |
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| March 12, 2018 |
EX-99.25 2 ruleprovisionnotice.htm NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on March 23, 2018, pursuant to the provisions of Rule 12d2-2 (a). [ X ] 17 CFR 240.12d2- |
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| February 28, 2018 |
N-Q 1 nq123117hio.htm DEUTSCHE HIGH INCOME OPPORTUNITIES FUND, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-21949 Deutsche High Income Opportunities Fund, Inc. (Exact name of registrant as specified in charter) 345 Park Avenue New York, |
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| February 28, 2018 |
CERTIFICATIONS I, Hepsen Uzcan, certify that: 1. I have reviewed this report on Form N-Q of Deutsche High Income Opportunities Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respe |
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| February 12, 2018 |
Saba Capital Management, L.P.: Schedule 13G/A - Filed by newsfilecorp.com UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* Deutsche High Income Opportunities Fund, Inc (Name of Issuer) Common Stock (Title of Class of Securities) 25158Y102 (CUSIP Number) December 31, 2017 (Date of Event which Requires |
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| February 1, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Deutsche High Income Opportunities Fund, Inc. (DHG) - (Name of Issuer) Common Stock - (Title of Class of Securities) 25158Y102 - (CUSIP Number) December 31, 2017 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursu |
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| September 7, 2017 |
Saba Capital Management, L.P.: Schedule 13G/A - Filed by newsfilecorp.com UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* Deutsche High Income Opportunities Fund, Inc (Name of Issuer) Common Stock (Title of Class of Securities) 25158Y102 (CUSIP Number) September 6, 2017 (Date of Event which Requires |
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| August 28, 2017 |
CERTIFICATIONS I, Brian E. Binder, certify that: 1. I have reviewed this report on Form N-Q of Deutsche High Income Opportunities Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with re |
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| August 28, 2017 |
Deutsche High Income Opportunities Fund, Inc. - DEUTSCHE HIGH INCOME OPPORTUNITIES FUND, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-21949 Deutsche High Income Opportunities Fund, Inc. |
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| August 15, 2017 |
Deutsche High Income Opportunities Fund DEUTSCHE HIGH INCOME OPPORTUNITIES FUND, INC. Deutsche High Income Opportunities Fund, Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by Registrant ? Filed by a Party other than the Registrant ? Check the appropriate bo |
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| May 25, 2017 |
EX-99.77O RULE 10F-3 2 77O.txt DEUTSCHE HIGH INCOME OPPORTUNITIES FUND, INC. N-Sar October 1, 2016 - March 31, 2017 Security Purchased Cusip "Purchase/ Trade Date" Size (Shr) of Offering Offering Price of Shares Total ($) Amt of Offering Amt of shares Purch by Fund % of Offering Purchased by Fund % of Funds Total Assets Brokers Purchased From AdvancePierre Foods Holdings Inc 00782LAA5 12/2/2016 $1 |
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| May 16, 2017 |
Saba Capital Management, L.P. - Schedule 13D/A - Filed by newsfilecorp.com UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 5) Deutsche High Income Opportunities Fund, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 25158Y102 (CUSIP Number) Saba Capital Manage |
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| February 24, 2017 |
Deutsche High Income Opportunities Fund, Inc. - DEUTSCHE HIGH INCOME OPPORTUNITIES FUND, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-21949 Deutsche High Income Opportunities Fund, Inc. |
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| February 24, 2017 |
CERTIFICATIONS I, Brian E. Binder, certify that: 1. I have reviewed this report on Form N-Q of Deutsche High Income Opportunities Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with re |
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| September 30, 2016 |
SC 13G 1 sit16334813g.txt SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Deutsche High Income Opportunities Fund, Inc. (DHG) - (Name of Issuer) Common Stock - (Title of Class of Securities) 25158Y102 - (CUSIP Number) September 30, 2016 - (Date of Event Which Requires Filing of this Statement) Check the app |
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| September 1, 2016 |
DHG / Deutsche High Income Opportunities Fund, Inc. / Bulldog Investors, LLC Activist Investment SCHEDULE 13D/A DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT 8/31/16 1. NAME OF REPORTING PERSON Bulldog Investors, LLC 2. CHECK THE BOX IF MEMBER OF A GROUP a[ ] b[] 3. SEC USE ONLY 4. SOURCE OF FUNDS WC 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) AND 2(e) [] 6. CITIZENSHIP OR PLACE OF ORGANIZATION DE 7. SOLE VOTING POWER 597,501 8. SHARED VOTING POW |
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| August 24, 2016 |
EX-99.CERT 2 ex99cert.htm CERTIFICATIONS CERTIFICATIONS I, Brian E. Binder, certify that: 1. I have reviewed this report on Form N-Q of Deutsche High Income Opportunities Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such sta |
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| August 24, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-21949 Deutsche High Income Opportunities Fund, Inc. |
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| August 24, 2016 |
EX-99.CERT 2 ex99cert.htm CERTIFICATIONS CERTIFICATIONS I, Brian E. Binder, certify that: 1. I have reviewed this report on Form N-Q of Deutsche High Income Opportunities Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such sta |
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| August 24, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-21949 Deutsche High Income Opportunities Fund, Inc. |
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| August 18, 2016 |
Deutsche High Income Opportunities Fund DEUTSCHE GLOBAL HIGH INCOME FUND, INC. Deutsche Global High Income Fund, Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Pr |
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| August 16, 2016 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 6) Deutsche High Income Opportunities Fund, Inc. ( DHG ) - (Name of Issuer) Common Stock - (Title of Class of Securities) 25158Y102 - (CUSIP Number) Paul E. Rasmussen 3300 IDS Center 80 South Eighth Street Minneapolis, MN 55402-4130 - (Name, Address, and Telephone Number |
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| July 19, 2016 |
DHG / Deutsche High Income Opportunities Fund, Inc. / Bulldog Investors, LLC Activist Investment SC 13D/A 1 thirda.txt SCHEDULE 13D/A DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT 7/18/16 1. NAME OF REPORTING PERSON Bulldog Investors, LLC 2. CHECK THE BOX IF MEMBER OF A GROUP a[ ] b[] 3. SEC USE ONLY 4. SOURCE OF FUNDS WC 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) AND 2(e) [] 6. CITIZENSHIP OR PLACE OF ORGANIZATION DE 7. SOLE VOTING POWER 691,50 |
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| May 27, 2016 |
EX-99.77O RULE 10F-3 2 Ex77O.txt Example Template : 77O DEUTSCHE HIGH INCOME OPPORTUNITIES FUND, INC. N-Sar October 1, 2015 - March 31, 2016 Security Purchased Cusip Purchase/ Trade Date Size (Shr) of Offering Offering Price of Shares Total ($) Amt of Offering Amt of shares Purch by Fund % of Offering Purchased by Fund % of Funds Total Assets Brokers Purchased From AerCap Ireland Capital Ltd / Aer |
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| February 25, 2016 |
CERTIFICATIONS I, Brian E. Binder, certify that: 1. I have reviewed this report on Form N-Q of Deutsche High Income Opportunities Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with re |
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| February 25, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-21949 Deutsche High Income Opportunities Fund, Inc. |
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| February 8, 2016 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
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| February 8, 2016 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 7)* Deutsche High Income Opportunities Fund, Inc. - (Name of Issuer) Common - (Title of Class of Securities) 25158Y102 - (CUSIP Number) December 31, 2015 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the ru |
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| January 12, 2016 |
Saba Capital Management, L. P. - Schedule 13 D/A - Filed by newsfilecorp.com UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 4) Deutsche High Income Opportunities Fund, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 25158Y102 (CUSIP Number) Saba Capital Mana |
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| December 22, 2015 |
SC 13D/A 1 sit15434313da.txt AMENDMENT NO. 5 TO SCHEDULE 13D SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 5) Deutsche High Income Opportunities Fund, Inc. ( DHG ) - (Name of Issuer) Common Stock - (Title of Class of Securities) 25158Y102 - (CUSIP Number) Paul E. Rasmussen 3300 IDS Center 80 South Eighth Street Minne |
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| October 27, 2015 |
SC 13D/A 1 sit15366313da.txt AMENDMENT NO. 4 TO SCHEDULE 13D SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 4) Deutsche High Income Opportunities Fund, Inc. ( DHG ) - (Name of Issuer) Common Stock - (Title of Class of Securities) 25158Y102 - (CUSIP Number) Paul E. Rasmussen 3300 IDS Center 80 South Eighth Street Minne |
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| August 24, 2015 |
nq063015hio.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-21949 Deutsche High Income Opportunities Fund, Inc. (Exact name of registrant as specified in charter) 345 Park Avenue New York, NY 10154 (Address of principal executive offices) ( |
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| August 24, 2015 |
ex99cert.htm CERTIFICATIONS I, Brian E. Binder, certify that: 1. I have reviewed this report on Form N-Q of Deutsche High Income Opportunities Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misle |
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| August 20, 2015 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 3) Deutsche High Income Opportunities Fund, Inc. ( DHG ) - (Name of Issuer) Common Stock - (Title of Class of Securities) 25158Y102 - (CUSIP Number) Paul E. Rasmussen 3300 IDS Center 80 South Eighth Street Minneapolis, MN 55402-4130 - (Name, Address, and Telephone Number |
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| August 18, 2015 |
Saba Capital Management, L.P. - Schedule 13D/A - Filed by newsfilecorp.com UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 3) Deutsche High Income Opportunities Fund, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 25158Y102 (CUSIP Number) Saba Capital Manage |
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| August 14, 2015 |
Deutsche High Income Opportunities Fund ESP co081415hio.htm Deutsche Investment Management Americas Inc. One Beacon Street Boston, MA 02108 August 14, 2015 VIA EDGAR United States Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 Attn: Ms. Marianne Dobelbower RE: Deutsche High Income Opportunities Fund, Inc. (the ?Fund?) (File No. 811-21949) Proxy Statement on Schedule 14A under t |
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| August 14, 2015 |
Deutsche Global High Income Fund DEUTSCHE GLOBAL HIGH INCOME FUND, INC. Deutsche Global High Income Fund, Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Pr |
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| August 5, 2015 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2)* Deutsche High Income Opportunities Fund, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 25158Y102 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, NY 10174 Attention: Muqu Karim (212) |
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| July 23, 2015 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2) Deutsche High Income Opportunities Fund, Inc. ( DHG ) - (Name of Issuer) Common Stock - (Title of Class of Securities) 25158Y102 - (CUSIP Number) Paul E. Rasmussen 3300 IDS Center 80 South Eighth Street Minneapolis, MN 55402-4130 - (Name, Address, and Telephone Number |
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| July 23, 2015 |
Deutsche Investment Management Americas Inc. Deutsche Investment Management Americas Inc. One Beacon Street Boston, MA 02108 July 23, 2015 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 RE: Deutsche High Income Opportunities Fund, Inc. (the “Fund”) (File No. 811-21949) Preliminary Proxy Statement on Schedule 14A under the Securities Exchange Act of 1934 Ladies and Gentlemen: We are filing today through the EDGAR s |
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| July 23, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. ) Filed by Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: þ Preliminary Proxy Statement o Confidentia |
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| July 14, 2015 |
DHG / Deutsche High Income Opportunities Fund, Inc. / Bulldog Investors, LLC Activist Investment SCHEDULE 13D/A DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT 7/10/15 1. NAME OF REPORTING PERSON Bulldog Investors, LLC 2. CHECK THE BOX IF MEMBER OF A GROUP a[ ] b[] 3. SEC USE ONLY 4. SOURCE OF FUNDS WC 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) AND 2(e) [] 6. CITIZENSHIP OR PLACE OF ORGANIZATION DE 7. SOLE VOTING POWER 725,700 8. SHARED VOTING POW |
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| July 13, 2015 |
DHG / Deutsche High Income Opportunities Fund, Inc. / Bulldog Investors, LLC Activist Investment SCHEDULE 13D/A DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT 7/10/15 1. NAME OF REPORTING PERSON Bulldog Investors, LLC 2. CHECK THE BOX IF MEMBER OF A GROUP a[ ] b[] 3. SEC USE ONLY 4. SOURCE OF FUNDS WC 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) AND 2(e) [] 6. CITIZENSHIP OR PLACE OF ORGANIZATION DE 7. SOLE VOTING POWER 749,187 8. SHARED VOTING POW |
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| July 8, 2015 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1) Deutsche High Income Opportunities Fund, Inc. ( DHG ) - (Name of Issuer) Common Stock - (Title of Class of Securities) 25158Y102 - (CUSIP Number) Paul E. Rasmussen 3300 IDS Center 80 South Eighth Street Minneapolis, MN 55402-4130 - (Name, Address, and Telephone Number |
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| June 19, 2015 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* Deutsche High Income Opportunities Fund, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 25158Y102 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, NY 10174 Attention: Douglas A. Chicia |
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| June 5, 2015 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. ) Deutsche High Income Opportunities Fund, Inc. ( DHG ) - (Name of Issuer) Common Stock - (Title of Class of Securities) 25158Y102 - (CUSIP Number) Paul E. Rasmussen 3300 IDS Center 80 South Eighth Street Minneapolis, MN 55402-4130 - (Name, Address, and Telephone Number o |
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| May 28, 2015 |
Example Template : 77O DEUTSCHE High Income Opportunities Fund, Inc N-Sar October 1, 2014 - March 31, 2015 Security Purchased Cusip "Purchase/ Trade Date" Size (Shr) of Offering Offering Price of Shares Total ($) Amt of Offering Amt of shares Purch by Fund % of Offering Purchased by Fund % of Funds Total Assets Brokers Purchased From Avis Budget Car Rental LLC / Avis Budget Finance Inc 053773AZ0 11/6/2014 $99. |
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| May 27, 2015 |
CONDITIONAL TENDER OFFER PLANNED FOR SHARES OF DEUTSCHE HIGH INCOME OPPS FUND NEW YORK, May 27, 2015 - Bulldog Investors General Partnership ("BIGP") announced today that, subject to certain conditions, it intends to commence a tender offer to purchase common shares of Deutsche High Income Opportunities Fund (NYSE: DHG - News) (the "Fund") for cash approximately thirty days after the annual stockholder meeting of the Fund. |
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| May 27, 2015 |
DHG / Deutsche High Income Opportunities Fund, Inc. / Bulldog Investors, LLC Activist Investment SCHEDULE 13D/A DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT 5/27/15 1. NAME OF REPORTING PERSON Bulldog Investors, LLC 2. CHECK THE BOX IF MEMBER OF A GROUP a[ ] b[] 3. SEC USE ONLY 4. SOURCE OF FUNDS WC 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) AND 2(e) [] 6. CITIZENSHIP OR PLACE OF ORGANIZATION DE 7. SOLE VOTING POWER 744,555 8. SHARED VOTING POW |
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| May 27, 2015 |
SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. |
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| April 27, 2015 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. [])* Deutsche High Income Opportunities Fund Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 23339M204 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, NY 10174 Attention: Douglas A. Chicia |
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| April 24, 2015 |
ex99-1.htm Exhibit 99.1 Press Release FOR IMMEDIATE RELEASE For additional information: Deutsche Bank Press Office (212) 250-5536 Shareholder Account Information (800) 294-4366 Deutsche Closed-End Funds (800) 349-4281 Certain Deutsche Closed-End Funds Issue Announcement Regarding Recent Settlements Involving Deutsche Bank and its Affiliates New York, NY April 24, 2015 ? Deutsche Global High Income |
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| April 24, 2015 |
fm8k042415hio.htm As filed with the Securities and Exchange Commission on April 24, 2015 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 23, 2015 DEUTSCHE HIGH INCOME OPPORTUNITIES FUND, INC. (Exact name of registrant as spec |
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| April 23, 2015 |
SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. |
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| April 20, 2015 |
SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. |
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| April 13, 2015 |
DHG / Deutsche High Income Opportunities Fund, Inc. / Bulldog Investors, LLC Activist Investment SCHEDULE 13D/A DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT 4/13/15 1. NAME OF REPORTING PERSON Bulldog Investors, LLC 2. CHECK THE BOX IF MEMBER OF A GROUP a[ ] b[] 3. SEC USE ONLY 4. SOURCE OF FUNDS WC 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) AND 2(e) [] 6. CITIZENSHIP OR PLACE OF ORGANIZATION DE 7. SOLE VOTING POWER 741,088 8. SHARED VOTING POW |
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| April 13, 2015 |
250 Pehle Ave, Suite 708, Saddle Brook, NJ 07663 //(201) 881-7111//pgoldstein@bulldoginvestors. |
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| March 16, 2015 |
DHG / Deutsche High Income Opportunities Fund, Inc. / Bulldog Investors, LLC Activist Investment SC 13D/A 1 thirda.txt SCHEDULE 13D/A DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT 3/13/15 1. NAME OF REPORTING PERSON Bulldog Investors, LLC 2. CHECK THE BOX IF MEMBER OF A GROUP a[ ] b[] 3. SEC USE ONLY 4. SOURCE OF FUNDS WC 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) AND 2(e) [] 6. CITIZENSHIP OR PLACE OF ORGANIZATION DE 7. SOLE VOTING POWER 733,18 |
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| March 16, 2015 |
Special Opportunities Fund, Inc. 615 East Michigan Street, Milwaukee, WI 53202 March 16, 2015 Deutsche Asset & Wealth Management One Beacon Street Boston, MA 02108 Attn: John Millette, Secretary Dear Mr. Millette: Special Opportunities Fund, Inc. is the beneficial owner of shares in Deutsche High Income Opportunities Fund with a value in excess of $2,000.00. We have held these shares for over 12 m |
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| March 16, 2015 |
Full Value Partners L.P. 250 Pehle Ave, Suite 708, Saddle Brook, NJ 07663 (201) 556-0092 // Fax: (201) 556-0097 // [email protected] March 16, 2015 Deutsche Asset & Wealth Management One Beacon Street Boston, MA 02108 Attn: John Millette, Secretary Dear Mr. Millette: Full Value Partners L.P. is a member of the Bulldog Investors group which is concurrently filing an amendment to its S |
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| March 3, 2015 |
DHG / Deutsche High Income Opportunities Fund, Inc. CORRESP - - March 3, 2015 Ms. Sheila Stout U.S. Securities and Exchange Commission Division of Investment Management Office of Disclosure and Review 100 F Street, NE Washington DC, 20549-4720 Re: SEC Sarbanes-Oxley Review of the Deutsche Family of Funds. Dear Ms. Sheila Stout: Further to our conference call on December 10, 2014 and January 14, 2015, please find enclosed a spreadsheet setting forth the issues |
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| February 23, 2015 |
CERTIFICATIONS I, Brian E. Binder, certify that: 1. I have reviewed this report on Form N-Q of Deutsche High Income Opportunities Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with re |
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| February 23, 2015 |
Deutsche High Income Opportunities Fund, Inc. - DEUTSCHE HIGH INCOME OPPORTUNITIES FUND, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-21949 Deutsche High Income Opportunities Fund, Inc. |
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| February 17, 2015 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Deutsche High Income Opportunities Fund. Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 23339M204 (CUSIP Number) February 5, 2015 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designat |
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| February 12, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Deutsche High Income Opportunities Fund (DHG) - (Name of Issuer) Common Stock - (Title of Class of Securities) 25158Y102 - (CUSIP Number) December 31, 2014 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to |
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| February 2, 2015 |
DHG / Deutsche High Income Opportunities Fund, Inc. / Bulldog Investors, LLC Activist Investment SCHEDULE 13D/A DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT 1/29/15 1. NAME OF REPORTING PERSON Bulldog Investors, LLC 2. CHECK THE BOX IF MEMBER OF A GROUP a[ ] b[] 3. SEC USE ONLY 4. SOURCE OF FUNDS WC 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) AND 2(e) [] 6. CITIZENSHIP OR PLACE OF ORGANIZATION DE 7. SOLE VOTING POWER 706,328 8. SHARED VOTING POW |
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| January 29, 2015 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
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| January 29, 2015 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 6)* Deutsche High Income Opportunities Fund, Inc. - (Name of Issuer) Common - (Title of Class of Securities) 25158Y102 - (CUSIP Number) December 31, 2014 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the ru |
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| November 17, 2014 |
DHG / Deutsche High Income Opportunities Fund, Inc. / Bulldog Investors, LLC Activist Investment SCHEDULE 13D/A DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT 11/13/14 1. NAME OF REPORTING PERSON Bulldog Investors, LLC 2. CHECK THE BOX IF MEMBER OF A GROUP a[ ] b[] 3. SEC USE ONLY 4. SOURCE OF FUNDS WC 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) AND 2(e) [] 6. CITIZENSHIP OR PLACE OF ORGANIZATION DE 7. SOLE VOTING POWER 589,214 8. SHARED VOTING PO |
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| August 26, 2014 |
CERTIFICATIONS I, Brian E. Binder, certify that: 1. I have reviewed this report on Form N-Q of Deutsche High Income Opportunities Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with re |
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| August 26, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-21949 Deutsche High Income Opportunities Fund, Inc. |
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| August 8, 2014 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 5)* DWS High Income Opportunities Fund, Inc. - (Name of Issuer) Common - (Title of Class of Securities) 23339M204 - (CUSIP Number) July 31, 2014 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursua |
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| August 8, 2014 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
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| July 21, 2014 |
LBF / Deutsche Global High Income Fund, Inc. DEF 14A - - DWS GLOBAL HIGH INCOME FUND, INC. DEF 14A 1 d753487ddef14a.htm DWS GLOBAL HIGH INCOME FUND, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES Exchange Act of 1934 (Amendment No. ) Filed by Registrant þ Filed by a Party other than the Registrant ¨ Check t |
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| July 10, 2014 |
DHG / Deutsche High Income Opportunities Fund, Inc. / Bulldog Investors, LLC Activist Investment SCHEDULE 13D DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT 6/30/14 1. NAME OF REPORTING PERSON Bulldog Investors, LLC 2. CHECK THE BOX IF MEMBER OF A GROUP a[ ] b[] 3. SEC USE ONLY 4. SOURCE OF FUNDS WC 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) AND 2(e) [] 6. CITIZENSHIP OR PLACE OF ORGANIZATION DE 7. SOLE VOTING POWER 489,766 8. SHARED VOTING POWER |
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| May 28, 2014 |
Example Template : 77O DWS High Income Opportunities Fund, Inc. N-Sar October 1, 2013 - March 31,2014 Security Purchased Cusip Purchase/ Trade Date Size (Shr) of Offering Offering Price of Shares Total ($) Amt of Offering Amt of shares Purch by Fund % of Offering Purchased by Fund % of Funds Total Assets Brokers Purchased From TMS International, Corp. 87261QAA1 10/4/2013 $100.00 $275,000,000 105,0 |
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| February 25, 2014 |
Quarterly Schedule of Portfolio Holdings - DWS HIGH INCOME OPPORTUNITIES FUND, INC. N-Q 1 nq123113hio.htm DWS HIGH INCOME OPPORTUNITIES FUND, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-21949 DWS High Income Opportunities Fund, Inc. (Exact name of registrant as specified in charter) 345 Park Avenue New York, NY 10154 |
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| February 25, 2014 |
CERTIFICATIONS I, Brian E. Binder, certify that: 1. I have reviewed this report on Form N-Q of DWS High Income Opportunities Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect |
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| February 13, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* DWS High Income Opportunities Fund, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 23339M204 (CUSIP Number) December 31, 2013 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pur |
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| February 5, 2014 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
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| February 5, 2014 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4)* DWS High Income Opportunities Fund, Inc. - (Name of Issuer) Common - (Title of Class of Securities) 23339M204 - (CUSIP Number) December 31, 2013 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pu |
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| December 10, 2013 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* DWS High Income Opportunities Fund, Inc. - (Name of Issuer) Common - (Title of Class of Securities) 23339M204 - (CUSIP Number) November 30, 2013 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pu |
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| December 10, 2013 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
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| August 23, 2013 |
CERTIFICATIONS I, W. Douglas Beck, certify that: 1. I have reviewed this report on Form N-Q of DWS High Income Opportunities Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect |
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| August 23, 2013 |
Quarterly Schedule of Portfolio Holdings - DWS HIGH INCOME OPPORTUNITIES FUND, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-21949 DWS High Income Opportunities Fund, Inc. |
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| July 16, 2013 |
- DWS GLOBAL HIGH INCOME FUND, INC. DWS GLOBAL HIGH INCOME FUND, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES Exchange Act of 1934 (Amendment No. ) Filed by Registrant þ Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Prelimi |
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| May 29, 2013 |
Example Template : 77O DWS High Income Opportunities Fund, Inc. N-Sar October 1, 2012 - March 31, 2013 Security Purchased Cusip Purchase/Trade Date Size (Shr) of Offering Offering Price of Shares Total ($) Amt of Offering Amt of shares Purch by Fund % of Offering Purchased by Fund % of Funds Total Assets Brokers Purchased From Air Lease Corp 00912XAJ3 01/29/2013 400,000,000 $100.0 535,000 0.13% BM |
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| May 29, 2013 |
DWS High Income Opportunities Fund, Inc. (the "Fund") Sub-Item 77D: Policies with respect to security investments Effective as of November 11, 2012, pursuant to applicable provisions of the 1940 Act and rules thereunder, the Fund's diversification sub- classification changed from non-diversified to diversified. |
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| May 29, 2013 |
AMENDED AND RESTATED INVESTMENT MANAGEMENT AGREEMENT AGREEMENT, dated as of November 9, 2006, and revised as of October 1, 2012, among DWS HIGH INCOME OPPORTUNITIES FUND, INC. |
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| February 26, 2013 |
CERTIFICATIONS I, W. Douglas Beck, certify that: 1. I have reviewed this report on Form N-Q of DWS High Income Opportunities Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect |
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| February 26, 2013 |
Quarterly Schedule of Portfolio Holdings - DWS HIGH INCOME OPPORTUNITIES FUND, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-21949 DWS High Income Opportunities Fund, Inc. |
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| February 14, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 DWS High Income Opportunities Fund, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 23339M204 (CUSIP Number) December 31, 2012 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this S |
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| February 5, 2013 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
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| February 5, 2013 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* DWS High Income Opportunities Fund, Inc. - (Name of Issuer) Common - (Title of Class of Securities) 23339M204 - (CUSIP Number) December 31, 2012 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pu |
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| September 7, 2012 |
September 7, 2012 Ms. Christina DiAngelo Senior Staff Accountant U.S. Securities and Exchange Commission Division of Investment Management Office of Disclosure and Review 100 F Street, NE Washington DC, 20549-4720 Re: SEC Sarbanes-Oxley Review of the DWS Family of Funds. Dear Ms. DiAngelo: Further to our conference call on May 22, 2012, please find enclosed a spreadsheet setting forth the issues r |
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| August 27, 2012 |
CERTIFICATIONS I, W. Douglas Beck, certify that: 1. I have reviewed this report on Form N-Q of DWS High Income Opportunities Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect |
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| August 27, 2012 |
Quarterly Schedule of Portfolio Holdings - DWS HIGH INCOME OPPORTUNITIES FUND, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-21949 DWS High Income Opportunities Fund, Inc. |
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| August 15, 2012 |
- DWS GLOBAL HIGH INCOME FUND, INC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by Registrant þ Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidentia |
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| May 29, 2012 |
Example Template : 77O DWS High Income Opportunities Fund, Inc. N-Sar October 1, 2011 - March 31, 2012 Security Purchased Cusip Purchase/Trade Date Size (Shr) of Offering Offering Price of Shares Total ($) Amt of Offering Amt of shares Purch by Fund % of Offering Purchased by Fund % of Funds Total Assets Brokers Purchased From CCO HLDGS LLC/CAP CORP 1248EPAW3 11/30/2011 750,000,000 $100.00 100,000 |
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| April 10, 2012 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
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| April 10, 2012 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* DWS High Income Opportunities Fund, Inc. - (Name of Issuer) Common - (Title of Class of Securities) 23339M204 - (CUSIP Number) March 31, 2012 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursu |
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| February 24, 2012 |
Quarterly Schedule of Portfolio Holdings - DWS HIGH INCOME OPPORTUNITIES FUND, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-21949 DWS High Income Opportunities Fund, Inc. |
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| February 24, 2012 |
CERTIFICATIONS I, W. Douglas Beck, certify that: 1. I have reviewed this report on Form N-Q of DWS High Income Opportunities Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect |
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| January 10, 2012 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* DWS High Income Opportunities Fund, Inc. - (Name of Issuer) Common - (Title of Class of Securities) 23339M204 - (CUSIP Number) December 31, 2011 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pur |
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| January 10, 2012 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
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| September 15, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 8)1 DWS High Income Opportunities Fund, Inc. (Name of Issuer) Common Stock, $0.01 Par Value (Title of Class of Securities) 23339M204 (CUSIP Number) STEVEN |
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| August 26, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21949 DWS High Income Opportunities Fund, Inc. |
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| August 26, 2011 |
CERTIFICATIONS I, W. Douglas Beck, certify that: 1. I have reviewed this report on Form N-Q of DWS High Income Opportunities Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect |
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| May 31, 2011 |
Question DWS Dreman Value Income Edge Fund "N-Sar October 1, 2010 - March 31, 2011" Security Purchased Cusip Purchase/Trade Date Size (Shr) of Offering Offering Price of Shares Total ($) Amt of Offering Amt of shares Purch by Fund % of Offering Purchased by Fund % of Funds Total Assets Brokers Purchased From GEOEYE INC 37250WADO 10/1/2010 "125,000,000" 100. |
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| April 28, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES Exchange Act of 1934 (Amendment No. ) Filed by Registrant ? Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidentia |
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| February 25, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21949 DWS High Income Opportunities Fund, Inc. |
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| February 25, 2011 |
CERTIFICATIONS I, Michael G. Clark, certify that: 1. I have reviewed this report on Form N-Q of DWS High Income Opportunities Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respec |
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| December 1, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO ? 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO ? 240.13d-2(a) (Amendment No. 7)1 DWS High Income Opportunities Fund, Inc. (Name of Issuer) Common Stock, $0.01 Par Value (Title of Class of Securities) 23339M204 (CUSIP Number) STEVEN |
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| November 26, 2010 |
As filed with the Securities and Exchange Commission on November 26, 2010 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| November 22, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 6)1 DWS High Income Opportunities Fund, Inc. (Name of Issuer) Common Stock, $0.01 Par Value (Title of Class of Securities) 23339M204 (CUSIP Number) STEVEN |
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| November 22, 2010 |
Exhibit 99.1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1)(iii) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a Statement on Schedule 13D (including amendments thereto), with respect to the securities of DWS High Income Opportunities Fund, Inc. This Joint Filing Agreement shall be filed as an Exhib |
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| November 22, 2010 |
As filed with the Securities and Exchange Commission on November 22, 2010 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| October 22, 2010 |
exv99waw3 Exhibit 99(a)(3) NOTICE OF GUARANTEED DELIVERY Regarding the Offer by DWS DREMAN VALUE INCOME EDGE FUND, INC. |
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| October 22, 2010 |
exv99waw5 Exhibit 99(a)(5) DWS DREMAN VALUE INCOME EDGE FUND, INC. 345 PARK AVENUE NEW YORK, NEW YORK 10154 (800) 349-4281 To Purchase for Cash up to 6,073,252 of its Issued and Outstanding Shares at 99% of the Net Asset Value Per Share To Our Clients: Pursuant to your request, enclosed for your consideration are the Offer to Purchase dated October 22, 2010 of the DWS Dreman Value Income Edge Fund |
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| October 22, 2010 |
GUIDELINES FOR CERTIFICATION OF TAXPAYER IDENTIFICATION NUMBER ON SUBSTITUTE FORM W-9 Exhibit 99(a)(7) GUIDELINES FOR CERTIFICATION OF TAXPAYER IDENTIFICATION NUMBER ON SUBSTITUTE FORM W-9 GUIDELINES FOR DETERMINING THE PROPER NAME AND IDENTIFICATION NUMBER TO GIVE THE PAYOR. |
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| October 22, 2010 |
As filed with the Securities and Exchange Commission on October 22, 2010 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| October 22, 2010 |
EX-99.A.1 2 y87176exv99waw1.htm EX-99.A.1 Table of Contents Exhibit 99(a)(1) DWS DREMAN VALUE INCOME EDGE FUND, INC. 345 PARK AVENUE NEW YORK, NEW YORK 10154 (800) 349-4281 OFFER TO PURCHASE FOR CASH UP TO 6,073,252 OF ITS ISSUED AND OUTSTANDING SHARES AT 99% OF NET ASSET VALUE PER SHARE THE OFFER WILL EXPIRE AT 11:59 P.M. EASTERN TIME ON NOVEMBER 19, 2010 UNLESS THE OFFER IS EXTENDED. To the Stoc |
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| October 22, 2010 |
DWS DREMAN VALUE INCOME EDGE FUND, INC. 345 Park Avenue, New York, NY 10154 Exhibit 99(a)(6) DWS DREMAN VALUE INCOME EDGE FUND, INC. 345 Park Avenue, New York, NY 10154 October 22, 2010 Dear Stockholder: The DWS Dreman Value Income Edge Fund, Inc. (the ?Fund?) is offering to purchase up to 6,073,252 of its issued and outstanding shares of common stock, which is equal to approximately 25% of the Fund?s issued and outstanding shares as of October 8, 2010, for cash at a pric |
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| October 22, 2010 |
Exhibit 99(a)(4) DWS DREMAN VALUE INCOME EDGE FUND, INC. 345 PARK AVENUE NEW YORK, NEW YORK 10154 (800) 349-4281 To Purchase for Cash up to 6,073,252 of its Issued and Outstanding Shares at 99% of the Net Asset Value Per Share To Brokers, Dealers, Commercial Banks, Trust Companies and Other Nominees: Pursuant to your request, we are enclosing the material listed below relating to the offer by the |
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| October 22, 2010 |
exv99waw2 Exhibit 99 (a)(2) LETTER of TRANSMITTAL To Accompany Shares of Common Stock, $0. |
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| October 22, 2010 |
exv99waw8 Exhibit 99(a)(8) Press Release FOR IMMEDIATE RELEASE For additional information: Deutsche Bank Press Office (212) 454-2085 Shareholder Account Information (800) 294-4366 DWS Closed-End Funds (800) 349-4281 DWS Dreman Value Income Edge Fund, Inc. |
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| October 4, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 5)1 DWS Dreman Value Income Edge Fund, Inc. (Name of Issuer) Common Stock, $0.01 Par Value (Title of Class of Securities) 23339M204 (CUSIP Number) STEVEN W |
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| October 4, 2010 |
As filed with the Securities and Exchange Commission on October 4, 2010. UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO TENDER OFFER STATEMENT UNDER SECTION 14(d)(1) OR 13(e)(1) OF THE SECURITIES EXCHANGE ACT OF 1934. DWS DREMAN VALUE INCOME EDGE FUND, INC. (Name of Subject Company (Issuer)) DWS DREMAN VALUE INCOME EDGE FUND, INC. (Name of Filing Person (Offero |
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| October 4, 2010 |
Exhibit 99.2 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1)(iii) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a Statement on Schedule 13D (including amendments thereto), with respect to the securities of DWS Dreman Value Income Edge Fund, Inc. This Joint Filing Agreement shall be filed as an Exhibi |
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| October 4, 2010 |
LIQUIDITY PROGRAM AND STANDSTILL AGREEMENT Exhibit 99.1 LIQUIDITY PROGRAM AND STANDSTILL AGREEMENT This Liquidity Program and Standstill Agreement (the “Agreement”) is made and entered into effective as of the fourth day of October, 2010 by and among Deutsche Investment Management Americas Inc. (“DWS Investments”), a Delaware corporation with its principal place of business at 345 Park Avenue, New York, New York 10154, Arthur D. Lipson, We |
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| August 26, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21949 DWS Dreman Value Income Edge Fund, Inc. |
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| August 26, 2010 |
CERTIFICATIONS I, Michael G. Clark, certify that: 1. I have reviewed this report on Form N-Q of DWS Dreman Value Income Edge Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect |
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| May 27, 2010 |
Litigation Update Federal Court Market Timing Litigation: A number of private lawsuits have been filed including purported class and derivative lawsuits, making various allegations and naming as defendants various persons, including certain Scudder and Deutsche (now DWS) funds (singularly, a "Fund" and collectively, the "Funds"), the Funds' investment advisors and their affiliates, certain individuals (including in some cases Fund Trustees/Directors, officers), and other parties. |
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| May 19, 2010 |
PRELIMINARY COPY SUBJECT TO COMPLETION DATED MARCH 25, 2010 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| May 13, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant o Filed by a Party other than the Registrant x Check the appropriate box: o Preliminary Proxy Statement ? Confide |
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| May 13, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant o Filed by a Party other than the Registrant x Check the appropriate box: o Preliminary Proxy Statement ? Confide |
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| May 10, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin |
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| May 7, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin |
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| May 5, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant o Filed by a Party other than the Registrant x Check the appropriate box: o Preliminary Proxy Statement ? Confide |
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| May 3, 2010 |
DEFA14A 1 defa14a050310.htm DEFINITIVE ADDITIONAL MATERIALS UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ý Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for use of th |
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| April 28, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant o Filed by a Party other than the Registrant x Check the appropriate box: o Preliminary Proxy Statement ? Confide |
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| April 27, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 1) Filed by the Registrant o Filed by a Party other than the Registrant x Check the appropriate box: o Preliminary Proxy Statement ¨ Confid |
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| April 26, 2010 |
Exhibit 99.2 POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints Arthur D. Lipson signing singly, the undersigned’s true and lawful attorney-in-fact to take any and all action in connection with the investment by Western Investment LLC, or its affiliates (“Western”), in the voting securities of DWS Multi-Market Income Trust, DWS High Income Trust, DWS |
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| April 26, 2010 |
AMENDED AND RESTATED JOINT FILING AND SOLICITATION AGREEMENT JOINDER AGREEMENT Exhibit 99.1 AMENDED AND RESTATED JOINT FILING AND SOLICITATION AGREEMENT JOINDER AGREEMENT WHEREAS, Western Investment LLC (“Western Investment”), Western Investment Hedged Partners L.P., Western Investment Activism Partners LLC, Western Investment Total Return Fund Ltd., Western Investment Total Return Partners L.P., Arthur D. Lipson, Benchmark Plus Institutional Partners, L.L.C., Benchmark Plus |
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| April 26, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 4)1 DWS Dreman Value Income Edge Fund, Inc. (Name of Issuer) Common Stock, $0.01 Par Value (Title of Class of Securities) 23339M204 (CUSIP Number) STEVEN W |
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| April 20, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant o Filed by a Party other than the Registrant x Check the appropriate box: o Preliminary Proxy Statement ? Confide |
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| April 16, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES Exchange Act of 1934 (Amendment No. ) Filed by Registrant ? Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidentia |
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| April 7, 2010 |
PRELIMINARY COPY SUBJECT TO COMPLETION DATED APRIL 7, 2010 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 26, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 3)1 DWS Dreman Value Income Edge Fund, Inc. (Name of Issuer) Common Stock, $0.01 Par Value (Title of Class of Securities) 23339M204 (CUSIP Number) STEVEN W |
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| March 25, 2010 |
PRELIMINARY COPY SUBJECT TO COMPLETION DATED MARCH 25, 2010 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 24, 2010 |
Deutsche Investment Management Americas, Inc. One Beacon Street Boston, MA 02108 March 24, 2010 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 RE: DWS Dreman Value Income Edge Fund, Inc. (the “Fund”) (File No. 811-21949) Preliminary Proxy Statement on Schedule 14A under the Securities Exchange Act of 1934 Ladies and Gentlemen: We are filing today through the EDGAR syste |
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| March 24, 2010 |
- PREC14A - DWS DREMAN VALUE INCOME EDGE FUND UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by Registrant x Filed by a Party other than the Registrant o Check the appropriate box: x Preliminary Proxy Statement o Confid |
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| March 2, 2010 |
Exhibit 24.1 POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints Arthur D. Lipson signing singly, the undersigned’s true and lawful attorney-in-fact to take any and all action in connection with the investment by Western Investment LLC, or its affiliates (“Western”), in the voting securities of DWS Dreman Value Income Edge Fund, Inc. (“DHG”), includin |
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| March 2, 2010 |
Exhibit 24.1 POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints Arthur D. Lipson signing singly, the undersigned’s true and lawful attorney-in-fact to take any and all action in connection with the investment by Western Investment LLC, or its affiliates (“Western”), in the voting securities of DWS Dreman Value Income Edge Fund, Inc. (“DHG”), includin |
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| March 2, 2010 |
Exhibit 24.1 POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints Arthur D. Lipson signing singly, the undersigned’s true and lawful attorney-in-fact to take any and all action in connection with the investment by Western Investment LLC, or its affiliates (“Western”), in the voting securities of DWS Dreman Value Income Edge Fund, Inc. (“DHG”), includin |
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| February 26, 2010 |
CERTIFICATIONS I, Michael G. Clark, certify that: 1. I have reviewed this report on Form N-Q of DWS Dreman Value Income Edge Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect |
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| February 26, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21949 DWS Dreman Value Income Edge Fund, Inc. |
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| February 9, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 2)1 DWS Dreman Value Income Edge Fund, Inc. (Name of Issuer) Common Stock, $0.01 Par Value (Title of Class of Securities) 23339M204 (CUSIP Number) STEVEN W |
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| February 9, 2010 |
AMENDED AND RESTATED JOINT FILING AND SOLICITATION AGREEMENT Exhibit 99.1 AMENDED AND RESTATED JOINT FILING AND SOLICITATION AGREEMENT WHEREAS, certain of the undersigned are stockholders, direct or beneficial, of DWS Dreman Value Income Edge Fund, Inc. (the “Fund”); WHEREAS, Western Investment LLC, a Delaware limited liability company, Western Investment Hedged Partners L.P., a Delaware limited partnership, Western Investment Activism Partners LLC, a Delaw |
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| January 26, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 1)1 DWS Dreman Value Income Edge Fund, Inc. (Name of Issuer) Common Stock, $0.01 Par Value (Title of Class of Securities) 23339M204 (CUSIP Number) STEVEN W |
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| January 8, 2010 |
Exhibit 99.3 POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints Arthur D. Lipson signing singly, the undersigned’s true and lawful attorney-in-fact to take any and all action in connection with the investment by Western Investment LLC, or its affiliates (“Western”), in the voting securities of DWS Dreman Value Income Edge Fund, Inc. (“DHG”), includin |
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| January 8, 2010 |
JOINT FILING AND SOLICITATION AGREEMENT Exhibit 99.1 JOINT FILING AND SOLICITATION AGREEMENT WHEREAS, certain of the undersigned are stockholders, direct or beneficial, of DWS Dreman Value Income Edge Fund, Inc. (the “Fund”); WHEREAS, Western Investment LLC, a Delaware limited liability company, Western Investment Hedged Partners L.P., a Delaware limited partnership, Western Investment Total Return Partners L.P., a Delaware limited part |
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| January 8, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO ? 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO ? 240.13d-2(a) (Amendment No. )1 DWS Dreman Value Income Edge Fund, Inc. (Name of Issuer) Common Stock, $0.01 Par Value (Title of Class of Securities) 23339M204 (CUSIP Number) STEVEN WO |
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| January 8, 2010 |
WESTERN INVESTMENT LLC 7050 S. Union Park Center, Suite 590 Midvale, Utah 84047 Exhibit 99.2 WESTERN INVESTMENT LLC 7050 S. Union Park Center, Suite 590 Midvale, Utah 84047 December , 2009 Re: DWS Dreman Value Income Edge Fund, Inc. Dear Mr. []: Thank you for agreeing to serve as a nominee for election to the Board of Directors of DWS Dreman Value Income Edge Fund, Inc. (“DHG”) in connection with the proxy solicitation that Western Investment LLC and certain of its affiliates |
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| September 1, 2009 |
May 19 , 2009 Ms. Christina DiAngelo Senior Staff Accountant U.S. Securities and Exchange Commission Division of Investment Management Office of Disclosure and Review 100 F Street, NE Washington DC, 20549-4720 Re: SEC Sarbanes-Oxley Review of the DWS Family of Funds. Dear Ms. DiAngelo: Further to our conference call on March 17, 2009, please find enclosed a spreadsheet setting forth the issues rai |
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| August 27, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21949 DWS Dreman Value Income Edge Fund, Inc. |
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| August 27, 2009 |
CERTIFICATIONS I, Michael G. Clark, certify that: 1. I have reviewed this report on Form N-Q of DWS Dreman Value Income Edge Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect |
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| May 29, 2009 |
AMENDMENT TO THE AMENDED AND RESTATED BYLAWS OF DWS DREMAN VALUE INCOME EDGE FUND, INC. |
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| May 29, 2009 |
Item 77C DWS Dreman Value Income Edge Fund, Inc. Registrant incorporates by reference the Registration Statement on Form N-14 for DWS Dreman Value Income Edge Fund filed on April 16, 2009 (SEC Accession No. 0000950137-09-003031). The Annual Meeting of Stockholders (the "Meeting") of DWS Dreman Value Income Edge Fund, Inc. (the "Fund") was held on May 28, 2009 at the New York Marriott East Side, 52 |
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| May 29, 2009 |
Litigation Update Federal Court Market Timing Litigation: A number of private lawsuits have been filed including purported class and derivative lawsuits, making various allegations and naming as defendants various persons, including certain Scudder and Deutsche (now DWS) funds (singularly, a "Fund" and collectively, the "Funds"), the Funds' investment advisors and their affiliates, certain individuals (including in some cases Fund Trustees/Directors, officers), and other parties. |
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| April 17, 2009 |
AMENDMENT TO THE AMENDED AND RESTATED BYLAWS DWS DREMAN VALUE INCOME EDGE FUND, INC. Exhibit 3.1 AMENDMENT TO THE AMENDED AND RESTATED BYLAWS OF DWS DREMAN VALUE INCOME EDGE FUND, INC. This Amendment to the Amended and Restated Bylaws of DWS Dreman Value Income Edge Fund, Inc., a Maryland corporation, is effective as of March 11, 2009. The Bylaws are hereby amended as follows (underlined text is added, deleted text is stricken): 1. The second sentence of Article 3, Section 3.2 is |
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| April 17, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) April 17, 2009 (March 11, 2009) DWS Dreman Value Income Edge Fund, Inc. |
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| April 16, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by Registrant ? Filed by a Party other than the Registranto Check the appropriate box: o Preliminary Proxy Statement o Confidential |
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| February 27, 2009 |
CERTIFICATIONS I, Michael G. Clark, certify that: 1. I have reviewed this report on Form N-Q of DWS Dreman Value Income Edge Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect |
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| February 27, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21949 DWS Dreman Value Income Edge Fund, Inc. |
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| August 27, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21949 DWS Dreman Value Income Edge Fund, Inc. |
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| August 27, 2008 |
CERTIFICATIONS I, Michael G. Clark, certify that: 1. I have reviewed this report on Form N-Q of DWS Dreman Value Income Edge Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect |
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| May 30, 2008 |
Litigation Update Federal Case: As previously reported in the press, a number of private lawsuits have been filed including purported class action and derivative lawsuits, making various allegations and naming as defendants various persons, including certain Scudder (now DWS) funds, the funds' investment advisors and their affiliates, certain individuals, including in some cases fund Trustees/Directors, officers, and other parties. |
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| May 30, 2008 |
Item 77D - DWS Dreman Value Income Edge Fund, Inc. Investments in Credit Default Swaps and Structured Notes The fund may invest in credit default swaps and structured notes to the extent consistent with its investment objective of seeking a high level of total return. The fund's portfolio management team does not currently anticipate investing more than 30% of the fund's assets in credit default s |
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| May 30, 2008 |
Item 77C DWS Dreman Value Income Edge Fund, Inc. Registrant incorporates by reference to its Proxy Statement filed on April 7, 2008 (SEC Accession No. 0000950137-08-005146). The Annual Meeting of Shareholders of DWS Dreman Value Income Edge Fund, Inc. (the "Fund") was held on May 20, 2008 at the offices of Deutsche Asset Management, 345 Park Avenue, New York, NY 10154. The following matter was vot |
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| April 7, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (RULE 14A-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. ) Filed by Registrant [x] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] CON |
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| February 25, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21949 DWS Dreman Value Income Edge Fund, Inc. |
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| February 25, 2008 |
CERTIFICATIONS I, Michael G. Clark, certify that: 1. I have reviewed this report on Form N-Q of DWS Dreman Value Income Edge Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect |
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| October 16, 2007 | ||
| August 9, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21949 DWS Dreman Value Income Edge Fund, Inc. |
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| August 9, 2007 |
CERTIFICATIONS I, Michael G. Clark, certify that: 1. I have reviewed this report on Form N-Q of DWS Dreman Value Income Edge Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect |
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| May 30, 2007 |
DEUTSCHE BANK BROKER/DEALER AFFILIATES LIST Name of Entity Brokers to be included in Exhibit Bank Inicjatyw Spoleczno-Ekonomicznych SA BT Opera Trading S. |
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| May 30, 2007 |
Regulatory Update As previously reported in the press, a number of private lawsuits have been filed including purported class action and derivative lawsuits, making various allegations and naming as defendants various persons, including certain Scudder funds, the funds' investment advisors and their affiliates, certain individuals, including in some cases fund Trustees/Directors, officers, and other parties. |
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| February 22, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21949 DWS Dreman Value Income Edge Fund, Inc. |
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| February 22, 2007 |
CERTIFICATIONS I, Michael G. Clark, certify that: 1. I have reviewed this report on Form N-Q of DWS Dreman Value Income Edge Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect |
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| November 21, 2006 |
CONSENT OF ERNST & YOUNG LLP, INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit n CONSENT OF ERNST & YOUNG LLP, INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the reference to our firm under the caption “Independent Registered Public Accounting Firm” in the Statement of Additional Information and to the inclusion of our report dated November 13, 2006, on the Statement of Assets and Liabilities of DWS Dreman Value Income Edge Fund, Inc. |
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| November 21, 2006 |
As filed with the Securities and Exchange Commission on November 21, 2006 As filed with the Securities and Exchange Commission on November 21, 2006 1933 Act File No. |
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| November 21, 2006 |
exv99ws Exhibit s POWER OF ATTORNEY Each person whose signature appears below, hereby makes, constitutes and appoints each of Michael G. |
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| November 21, 2006 |
[OBER, KALER, GRIMES & SHRIVER LETTERHEAD] November 21, 2006 exv99wl Exhibit 1 [OBER, KALER, GRIMES & SHRIVER LETTERHEAD] November 21, 2006 DWS Dreman Value Income Edge Fund, Inc. |
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| November 17, 2006 |
DWS DREMAN VALUE INCOME EDGE FUND, INC. DWS DREMAN VALUE INCOME EDGE FUND, INC. November 17, 2006 VIA FACSIMILE AND EDGAR Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Attn: Division of Investment Management Mr. John Grzeskiewicz Re: DWS Dreman Value Income Edge Fund, Inc. (the ?Registrant?) ? Form N-2 Registration Statement (Registration Nos. 333-137385; 811-214949) Dear Mr. Grzeskiewicz: Pursuant to Rule |
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| November 17, 2006 |
VEDDER, PRICE, KAUFMAN & KAMMHOLZ, P.C. 222 NORTH LASALLE STREET CHICAGO, ILLINOIS 60601 312-609-7500 FAX: 312-609-5005 BYRON D. HITTLE 312-609-7678 OFFICES IN CHICAGO, NEW YORK CITY, WASHINGTON, D.C. [email protected] AND ROSELAND, NEW JERSEY November 17, 2006 VIA EDGAR Division of Investment Management United States Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 |
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| November 16, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 DWS DREMAN VALUE INCOME EDGE FUND, INC. (Exact Name of Registrant as Specified in Its Charter) Maryland (State of Incorporation or Organization) 20-5691014 (I.R.S. Employer Identification No.) 34 |
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| September 15, 2006 |
File No. 811- SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form N-8A NOTIFICATION OF REGISTRATION FILED PURSUANT TO SECTION 8(A) OF THE INVESTMENT COMPANY ACT OF 1940 The undersigned investment company hereby notifies the Securities and Exchange Commission that it registers under and pursuant to the provisions of Section 8(a) of the Investment Company Act of 1940 and in connection wit |
