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SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Ball Corp.
SEC Filings (Chronological Order)
이 페이지는 다른 곳에서 제공하는 소유권 보고서를 제외한 SEC 보고서의 전체 리스트를 시간 순으로 정리한 것입니다.
| May 5, 2026 |
Ball Reports Strong First Quarter 2026 Results Ann T. Scott 303-460-3537, [email protected] Bradford Walton 415-254-7168, [email protected] News Release For Immediate Release www.ball.com Investor Contact: Brandon Potthoff 303-460-2120, [email protected] Media Contact: Jennifer Livingston 720-693-4743, [email protected] Ball Reports Strong First Quarter 2026 Results ● ● ● ● ● ● ● ● ● Highlights ●First quarter U.S. GAAP total di |
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| May 5, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2026 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 001-07349 BALL CORPORATION State of Indiana (State or other jurisdiction of incorporation or organization) 35-0160610 (I. |
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| May 5, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 5, 2026 Date of Report (Date of earliest event reported) BALL CORPORATION (Exact name of Registrant as specified in its charter) Indiana 001-07349 35-0160610 (State of (Commission (IRS Employer Incorporation) File No. |
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| May 1, 2026 |
Ball Corporation First Amendment to Amended and Restated 2013 Stock and Cash Incentive Plan Exhibit 4.2 Ball Corporation First Amendment to Amended and Restated 2013 Stock and Cash Incentive Plan This First Amendment (the “First Amendment”) to the Amended and Restated 2013 Stock and Cash Incentive Plan of Ball Corporation, as amended and restated effective April 26, 2017 (the “Plan”), was approved by the Board of Directors of Ball Corporation on January 28, 2026, and is hereby effective |
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| May 1, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM SD Specialized Disclosure Report BALL CORPORATION (Exact name of registrant as specified in charter) Indiana 001-07349 35-0160610 (State or other jurisdiction (Commission (IRS Employer of incorporation) File No.) Identification No.) 9200 W. 108th Circle, P.O. Box 5000, Westminster, CO 80021-2510 (Address of principal exec |
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| May 1, 2026 |
Table 1: Newly Registered Securities Calculation of Filing Fee Tables S-8 BALL Corp Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee 1 Equity Common Stock (without par value) 457(a) 15,000,000 $ 60. |
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| May 1, 2026 |
Ball Corporation Conflict Minerals Report For the Year Ended December 31, 2025 Exhibit 1.01 Ball Corporation Conflict Minerals Report For the Year Ended December 31, 2025 Introduction This Conflict Minerals Report (“CMR”) of Ball Corporation, an Indiana corporation, (referred to herein as “Ball,” the “Company,” “we,” “us,” or “our”) for the year ended December 31, 2025, is presented to comply with Rule 13p-1 under the Securities Exchange Act of 1934 (the “Rule”). The Rule wa |
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| May 1, 2026 |
As filed with the Securities and Exchange Commission on May 1, 2026 As filed with the Securities and Exchange Commission on May 1, 2026 Registration No. |
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| April 29, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 April 29, 2026 Date of Report (Date of earliest event reported) BALL CORPORATION (Exact name of Registrant as specified in its charter) Indiana 001-07349 35-0160610 (State of (Commission (IRS Employer Incorporation) File No. |
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| March 17, 2026 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule |
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| March 17, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Def |
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| March 17, 2026 |
Executing with Excellence 2025 Combined Annual & Sustainability Report Table of Contents 01 Letters to Stakeholders 04 2025 Highlights 06 Commercial Excellence 12 Operational Excellence 24 People & Culture 30 Oversight 38 Financial, Environmental & Social Data 40 2030 Sustainability Goals 42 Board of Directors & Leadership 44 Shareholder Information 45 About Our Reporting To our fellow stakeholders, It is an honor to address you for the first time as Chairman of Ball Corporation. |
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| February 19, 2026 |
Exhibit 10.4 SEVERANCE BENEFIT AGREEMENT THIS SEVERANCE BENEFIT AGREEMENT (“Agreement”) made and entered into as of [DATE] (the “Effective Date”) by and between Ball Corporation (the “Corporation”) having its corporate headquarters located at 9200 W. 108th Avenue, Westminster, Colorado 80021, and [NAME] (the “Executive”). WHEREAS, the Corporation and Executive desire that the Executive continue as |
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| February 19, 2026 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2025 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-07349 Ball Corpo |
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| February 19, 2026 |
Exhibit 10.5 [DATE] PERSONAL & CONFIDENTIAL [NAME] [ADDRESS] Dear [NAME], Change in Control Agreement Ball Corporation (the “Corporation”) considers it essential to the best interests of its stockholders to foster the continuous employment of key management personnel. In this connection, the Board of Directors of the Corporation (the “Board”) recognizes that the possibility of a change in control |
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| February 19, 2026 |
Exhibit 22 OBLIGOR GROUP SUBSIDIARIES OF BALL CORPORATION December 31, 2025 The following is a list of Obligor Group subsidiaries of Ball Corporation (an Indiana Corporation) Name State or Country of Incorporation or Organization Percentage Ownership Direct & Indirect Ball Container LLC Delaware 100% Ball Holdings LLC Delaware 100% Ball Metal Beverage Container Corp. |
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| February 19, 2026 |
Exhibit 21 EXHIBIT 1 SUBSIDIARIES OF BALL CORPORATION (Public Reporting) (1) December 31, 2025 The following is a list of subsidiaries of Ball Corporation (an Indiana Corporation) Name State of Country of Incorporation or Organization Percentage (2) Ownership Direct & Indirect American Can (UK) Limited England 100% American Can Holdings (UK) Limited England 100% Assetsteady Limited England 100% AUK Holding Ltd. |
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| February 3, 2026 |
Ball Reports Strong Fourth Quarter and Full-Year 2025 Results Ann T. Scott 303-460-3537, [email protected] Bradford Walton 415-254-7168, [email protected] News Release For Immediate Release www.ball.com Investor Contact: Brandon Potthoff 303-460-2120, [email protected] Media Contact: Jennifer Livingston 720-693-4743, [email protected] Ball Reports Strong Fourth Quarter and Full-Year 2025 Results ● ● ● ● ● ● ● ● ● Highlights ●Full-year and fou |
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| February 3, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 February 3, 2026 Date of Report (Date of earliest event reported) BALL CORPORATION (Exact name of Registrant as specified in its charter) Indiana 001-07349 35-0160610 (State of (Commission (IRS Employer Incorporation) File No. |
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| December 10, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 December 10, 2025 Date of Report (Date of earliest event reported) BALL CORPORATION (Exact name of Registrant as specified in its charter) Indiana 001-07349 35-0160610 (State of (Commission (IRS Employer Incorporation) File No. |
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| November 26, 2025 |
Ball Corporation Announces Completion of Credit Facilities Exhibit 99.1 News Release For Immediate Release www.ball.com Investor Contact: Brandon Potthoff 303.460.2120, [email protected] Media Contact: Jennifer Livingston 720.693.4743,[email protected] Ball Corporation Announces Completion of Credit Facilities WESTMINSTER, Colo., November 25, 2025 — Ball Corporation (NYSE: BALL) announced today it has completed the closing of its new revolver a |
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| November 26, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 November 26, 2025 (November 25, 2025) Date of Report: (Date of earliest event reported) BALL CORPORATION (Exact name of Registrant as specified in its charter) Indiana 001-07349 35-0160610 (State or other jurisdiction (Commission (IR |
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| November 26, 2025 |
SIXTH AMENDMENT TO CREDIT AGREEMENT Exhibit 10.1 Execution Version SIXTH AMENDMENT TO CREDIT AGREEMENT SIXTH AMENDMENT TO CREDIT AGREEMENT (this “Amendment”), dated as of November 25, 2025, by and among Ball Corporation, an Indiana Corporation (“Company”), the Persons party hereto as “Other Subsidiary Borrowers”, the Persons party hereto as “Guarantors”, the Persons party hereto as “USD Term A Lenders” (the “USD Term A Lenders |
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| November 21, 2025 |
SEPARATION AGREEMENT AND RELEASE Exhibit 10.1 SEPARATION AGREEMENT AND RELEASE This Separation Agreement and Release (“Agreement”), is between Daniel W. Fisher (“Executive”) and Ball Corporation and its beverage and consumer packaging subsidiaries and affiliates (“Ball” or the “Company”), collectively referred to as the “Parties.” I.RECITALS A.Executive is currently employed by Ball on an at-will basis, meaning that either Ball o |
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| November 21, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K/A Amendment No. |
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| November 10, 2025 |
Exhibit 99.1 Bradford Walton 415-254-7168, [email protected] News Release For Immediate Release www.ball.com Investor Contact: Brandon Potthoff 303-460-2120, [email protected] Media Contact: Courtney Reynolds [email protected] Ball Corporation Announces Board and Leadership Transitions Ronald J. Lewis appointed CEO, effective immediately Stuart A. Taylor II elected Chairman of the |
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| November 10, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 November 10, 2025 Date of Report (Date of earliest event reported) BALL CORPORATION (Exact name of Registrant as specified in its charter) Indiana 001-07349 35-0160610 (State of (Commission (IRS Employer Incorporation) File No. |
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| November 4, 2025 |
SAFE HARBOR STATEMENT UNDER THE PRIVATE SECURITIES LITIGATION REFORM ACT OF 1995 Exhibit 99 SAFE HARBOR STATEMENT UNDER THE PRIVATE SECURITIES LITIGATION REFORM ACT OF 1995 In connection with the safe harbor provisions of the Private Securities Litigation Reform Act of 1995 (the Reform Act), Ball is hereby filing cautionary statements identifying important factors that could cause Ball’s actual results to differ materially from those described in forward-looking statements made by or on behalf of Ball. |
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| November 4, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 November 4, 2025 Date of Report (Date of earliest event reported) BALL CORPORATION (Exact name of Registrant as specified in its charter) Indiana 001-07349 35-0160610 (State of (Commission (IRS Employer Incorporation) File No. |
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| November 4, 2025 |
Exhibit 22 OBLIGOR GROUP SUBSIDIARIES OF BALL CORPORATION September 30, 2025 The following is a list of Obligor Group subsidiaries of Ball Corporation (an Indiana Corporation) Name State or Country of Incorporation or Organization Percentage Ownership Direct & Indirect Ball Advanced Aluminum Technologies Corp. |
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| November 4, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2025 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 001-07349 BALL CORPORATION State of Indiana (State or other jurisdiction of incorporation or organization) 35-0160610 (I. |
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| November 4, 2025 |
Ball Reports Third Quarter 2025 Results Ann T. Scott 303-460-3537, [email protected] Bradford Walton 415-254-7168, [email protected] News Release For Immediate Release www.ball.com Investor Contact: Brandon Potthoff 303-460-2120, [email protected] Media Contact: Jennifer Livingston 720-693-4743, [email protected] Ball Reports Third Quarter 2025 Results ● ● ● ● ● ● ● ● ● Highlights ●Third quarter U.S. GAAP total diluted e |
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| October 30, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 October 30, 2025 Date of Report (Date of earliest event reported) BALL CORPORATION (Exact name of Registrant as specified in its charter) Indiana 001-07349 35-0160610 (State of (Commission (IRS Employer Incorporation) File No. |
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| October 30, 2025 |
Ball Corporation Appoints John E. Panichella to Board of Directors Exhibit 99.1 Bradford Walton 415-254-7168, [email protected] News Release For Immediate Release www.ball.com Investor Contact: Brandon Potthoff 303-460-2120, [email protected] Media Contact: Jennifer Livingston 720-693-4743, [email protected] Ball Corporation Appoints John E. Panichella to Board of Directors WESTMINSTER, Colo., October 30, 2025 – Ball Corporation (NYSE: BALL) tod |
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| August 28, 2025 |
144 0001693093 XXXXXXXX LIVE 0000009389 BALL CORPORATION 001-07349 9200 W. 108TH CIRCLE WESTMINSTER CO 80021 3034695511 TRISTA L FISHER Family Member of Officer Common Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004 3400 175270.00 272148895 08/28/2025 NYSE Common 08/28/2025 Exercise of options under a registered plan Issuer N 3400 08/28/202 |
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| August 14, 2025 |
Exhibit 4.2 Execution Version BALL CORPORATION and the GUARANTORS Parties Hereto $750,000,000 5.500% SENIOR NOTES DUE 2033 EIGHTEENTH SUPPLEMENTAL INDENTURE Dated as of August 14, 2025 To INDENTURE Dated as of November 27, 2015 DEUTSCHE BANK TRUST COMPANY AMERICAS, as Trustee, Registrar and Paying Agent CROSS-REFERENCE TABLE* Trust Indenture Act Section Supplemental Indenture Section 310 (a)(1) 7. |
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| August 14, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 August 14, 2025 (Date of earliest event reported) BALL CORPORATION (Exact name of Registrant as specified in its charter) Indiana 001-07349 35-0160610 (State or other jurisdiction (Commission (IRS Employer of Incorporation) File No.) |
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| August 11, 2025 |
$750,000,000 Ball Corporation 5.500% Senior Notes due 2033 TABLE OF CONTENTS Filed Pursuant to Rule 424(b)(5) Registration No. 333-287034 PROSPECTUS SUPPLEMENT (To prospectus dated May 7, 2025) $750,000,000 Ball Corporation 5.500% Senior Notes due 2033 Ball Corporation is offering $750 million in aggregate principal amount of 5.500% Senior Notes due 2033 (the “notes”). We will pay interest on the notes on January 1 and July 1 of each year, commencing on |
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| August 11, 2025 |
Calculation of Filing Fee Tables S-3 BALL Corp Table 1: Newly Registered and Carry Forward Securities ☐Not Applicable Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Forward Form Type Carry Forward File Number Carry Forward Initial Effective Date Filing Fee Previously Paid in Connection with Unsold Securities to be Carried Forward Newly Registered Securities Fees to be Paid 1 Debt 5. |
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| August 8, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 August 7, 2025 (Date of earliest event reported) BALL CORPORATION (Exact name of Registrant as specified in its charter) Indiana 001-07349 35-0160610 (State or other jurisdiction (Commission (IRS Employer of Incorporation) File No.) |
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| August 8, 2025 |
Ball Corporation $750,000,000 5.500% Senior Notes due 2033 Underwriting Agreement Exhibit 1.1 Execution Version Ball Corporation $750,000,000 5.500% Senior Notes due 2033 Underwriting Agreement August 7, 2025 BofA Securities, Inc. As representative of the several Underwriters named in Schedule I hereto, c/o BofA Securities, Inc. 114 W. 47th Street, 7th Floor New York, New York 10036 Ladies and Gentlemen: Ball Corporation, an Indiana Corporation (the “Company”), proposes, subjec |
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| August 7, 2025 |
Subject to Completion Preliminary Prospectus Supplement dated August 7, 2025 TABLE OF CONTENTS The information in this prospectus supplement is not complete and may be changed. |
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| August 7, 2025 |
$750,000,000 Ball Corporation 5.500% Senior Notes due 2033 Issuer Free Writing Prospectus Filed pursuant to Rule 433 Registration Statement 333-287034 August 7, 2025 $750,000,000 Ball Corporation 5. |
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| August 5, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 August 5, 2025 Date of Report (Date of earliest event reported) BALL CORPORATION (Exact name of Registrant as specified in its charter) Indiana 001-07349 35-0160610 (State of (Commission (IRS Employer Incorporation) File No. |
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| August 5, 2025 |
Articles of Incorporation of Ball Corporation as amended, filed herewith. RESTATED ARTICLES OF INCORPORATION OF BALL CORPORATION (THE “CORPORATION”) The exact text of the Restated Articles of Incorporation of the Corporation (hereinafter referred to as the “Articles”) is as follows: Article I Name The name of the Corporation is Ball Corporation. |
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| August 5, 2025 |
Exhibit 99 SAFE HARBOR STATEMENT UNDER THE PRIVATE SECURITIES LITIGATION REFORM ACT OF 1995 In connection with the safe harbor provisions of the Private Securities Litigation Reform Act of 1995 (the Reform Act), Ball is hereby filing cautionary statements identifying important factors that could cause Ball’s actual results to differ materially from those described in forward-looking statements made by or on behalf of Ball. |
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| August 5, 2025 |
Ball Reports Second Quarter 2025 Results Ann T. Scott 303-460-3537, [email protected] Bradford Walton 415-254-7168, [email protected] News Release For Immediate Release www.ball.com Investor Contact: Brandon Potthoff 303-460-2120, [email protected] Media Contact: Jennifer Livingston 720-693-4743, [email protected] Ball Reports Second Quarter 2025 Results ● ● ● ● ● ● ● ● ● Highlights ●Second quarter U.S. GAAP total diluted |
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| August 5, 2025 |
Bylaws of Ball Corporation as amended, filed herewith. Bylaws of Ball Corporation (As of July 30, 2025) Article 1 Capital Stock Section A. |
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| August 5, 2025 |
TRANSITION AGREEMENT AND RELEASE This Agreement and Release (“Agreement”), is between Howard Yu (“Executive”) and Ball Corporation and its beverage and consumer packaging subsidiaries and affiliates (“Ball”), collectively referred to as the “Parties. |
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| August 5, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2025 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 001-07349 BALL CORPORATION State of Indiana (State or other jurisdiction of incorporation or organization) 35-0160610 (I. |
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| August 5, 2025 |
Obligor group subsidiaries of Ball Corporation Exhibit 22 OBLIGOR GROUP SUBSIDIARIES OF BALL CORPORATION June 30, 2025 The following is a list of Obligor Group subsidiaries of Ball Corporation (an Indiana Corporation) Name State or Country of Incorporation or Organization Percentage Ownership Direct & Indirect Ball Advanced Aluminum Technologies Corp. |
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| June 3, 2025 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Annual Report Pursuant to Section 15(d) of the Securities Exchange Act of 1934 FORM 11-K ☒ ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934, For the fiscal year ended December 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 001-07349 A. |
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| May 22, 2025 |
Exhibit 99.1 Bradford Walton 415-254-7168, [email protected] News Release For Immediate Release www.ball.com Investor Contact: Brandon Potthoff 303-460-2120, [email protected] Media Contact: Emma Wood 720-244-3865, [email protected] Ball Announces CFO Departure WESTMINSTER, Colo., May 22, 2025 – Ball Corporation (NYSE: BALL) today announced that Howard Yu, the company’s chief financial off |
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| May 22, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 22, 2025 Date of Report (Date of earliest event reported) BALL CORPORATION (Exact name of Registrant as specified in its charter) Indiana 001-07349 35-0160610 (State of (Commission (IRS Employer Incorporation) File No. |
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| May 22, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM SD Specialized Disclosure Report BALL CORPORATION (Exact name of registrant as specified in charter) Indiana 001-07349 35-0160610 (State or other jurisdiction (Commission (IRS Employer of incorporation) File No.) Identification No.) 9200 W. 108th Circle, P.O. Box 5000, Westminster, CO 80021-2510 (Address of principal exec |
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| May 22, 2025 |
Exhibit 1.01–Conflict Minerals Report. Exhibit 1.01 Ball Corporation Conflict Minerals Report For the Year Ended December 31, 2024 Introduction This Conflict Minerals Report (“CMR”) of Ball Corporation, an Indiana corporation, (referred to herein as “Ball,” the “Company,” “we,” “us,” or “our”) for the year ended December 31, 2024, is presented to comply with Rule 13p-1 under the Securities Exchange Act of 1934 (the “Rule”). The Rule wa |
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| May 19, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 19, 2025 (Date of earliest event reported) BALL CORPORATION (Exact name of Registrant as specified in its charter) Indiana 001-07349 35-0160610 (State or other jurisdiction (Commission (IRS Employer of Incorporation) File No.) Id |
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| May 19, 2025 |
Exhibit 4.2 Execution Version BALL CORPORATION and the GUARANTORS Parties Hereto €850,000,000 4.250% SENIOR NOTES DUE 2032 SEVENTEENTH SUPPLEMENTAL INDENTURE Dated as of May 19, 2025 To INDENTURE Dated as of November 27, 2015 DEUTSCHE BANK TRUST COMPANY AMERICAS, as Trustee, Transfer Agent, Registrar and Paying Agent CROSS-REFERENCE TABLE* Trust Indenture Act Section Supplemental Indenture Section |
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| May 14, 2025 |
Table 1: Newly Registered and Carry Forward Securities Calculation of Filing Fee Tables S-3 BALL Corp Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Forward Form Type Carry Forward File Number Carry Forward Initial Effective Date Filing Fee Previously Paid in Connection with Unsold Securities to be Carried Forward Newly Registered Securities Fees to be Paid 1 Debt 4. |
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| May 14, 2025 |
€850,000,000 Ball Corporation 4.250% Senior Notes due 2032 TABLE OF CONTENTS Filed Pursuant to Rule 424(b)(5) Registration No. 333-287034 PROSPECTUS SUPPLEMENT (To prospectus dated May 7, 2025) €850,000,000 Ball Corporation 4.250% Senior Notes due 2032 Ball Corporation is offering €850 million in aggregate principal amount of 4.250% Senior Notes due 2032 (the “notes”). We will pay interest on the notes on January 1 and July 1 of each year, commencing on |
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| May 13, 2025 |
Exhibit 1.1 Ball Corporation €850,000,000 4.250% Senior Notes due 2032 Underwriting Agreement May 12, 2025 BNP PARIBAS As representative of the several Underwriters named in Schedule I hereto, c/o BNP PARIBAS 16 boulevard des Italiens 75009 Paris France Ladies and Gentlemen: Ball Corporation, an Indiana Corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to is |
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| May 13, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 12, 2025 (Date of earliest event reported) BALL CORPORATION (Exact name of Registrant as specified in its charter) Indiana 001-07349 35-0160610 (State or other jurisdiction (Commission (IRS Employer of Incorporation) File No.) Id |
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| May 12, 2025 |
€850,000,000 Ball Corporation 4.250% Senior Notes due 2032 Issuer Free Writing Prospectus Filed pursuant to Rule 433 Registration Statement 333-287034 May 12, 2025 €850,000,000 Ball Corporation 4. |
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| May 12, 2025 |
Subject to Completion Preliminary Prospectus Supplement dated May 12, 2025 TABLE OF CONTENTS The information in this prospectus supplement is not complete and may be changed. |
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| May 7, 2025 |
Exhibit 25.1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) DEUTSCHE BANK TRUST COMPANY AMERICAS (formerly BANKERS TRUST COMPANY) (Exact name of trustee as specified |
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| May 7, 2025 |
As filed with the Securities and Exchange Commission on May 7, 2025. TABLE OF CONTENTS As filed with the Securities and Exchange Commission on May 7, 2025. |
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| May 7, 2025 |
Subsidiary Guarantors of Guaranteed Securities. Exhibit 22.1 SUBSIDIARY GUARANTORS OF GUARANTEED SECURITIES May 7, 2025 The following subsidiaries of Ball Corporation, an Indiana Corporation (“Ball”), are guarantors of Ball’s registered debt securities. Name State or Country of Incorporation or Organization Percentage Ownership Direct & Indirect Ball Advanced Aluminum Technologies Corp. (f/k/a Neuman USA Ltd.) Delaware 100 % Ball Asia Services |
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| May 7, 2025 |
Calculation of Filing Fee Tables S-3 BALL Corp Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Forward Form Type Carry Forward File Number Carry Forward Initial Effective Date Filing Fee Previously Paid in Connection with Unsold Securities to be Carried Forward Newly Registered Securities Fees to be Paid 1 Debt Debt Securities of Ball Corporation 457(r) 0. |
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| May 6, 2025 |
Bylaws of Ball Corporation as amended, filed herewith. Bylaws of Ball Corporation (As of April 30, 2025) Article 1 Capital Stock Section A. |
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| May 6, 2025 |
Ball Reports First Quarter 2025 Results Ann T. Scott 303-460-3537, [email protected] Bradford Walton 415-254-7168, [email protected] News Release For Immediate Release www.ball.com Investor Contact: Brandon Potthoff 303-460-2120, [email protected] Media Contact: Emma Wood 720-244-3865, [email protected] Ball Reports First Quarter 2025 Results ● ● ● ● ● ● ● ● ● Highlights ●First quarter U.S. GAAP total diluted earnings per share of |
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| May 6, 2025 |
Obligor group subsidiaries of Ball Corporation Exhibit 22 OBLIGOR GROUP SUBSIDIARIES OF BALL CORPORATION March 31, 2025 The following is a list of Obligor Group subsidiaries of Ball Corporation (an Indiana Corporation) Name State or Country of Incorporation or Organization Percentage Ownership Direct & Indirect Ball Advanced Aluminum Technologies Corp. |
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| May 6, 2025 |
Exhibit 99 SAFE HARBOR STATEMENT UNDER THE PRIVATE SECURITIES LITIGATION REFORM ACT OF 1995 In connection with the safe harbor provisions of the Private Securities Litigation Reform Act of 1995 (the Reform Act), Ball is hereby filing cautionary statements identifying important factors that could cause Ball’s actual results to differ materially from those described in forward-looking statements made by or on behalf of Ball. |
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| May 6, 2025 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 6, 2025 Date of Report (Date of earliest event reported) BALL CORPORATION (Exact name of Registrant as specified in its charter) Indiana 001-07349 35-0160610 (State of (Commission (IRS Employer Incorporation) File No. |
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| May 6, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2025 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 001-07349 BALL CORPORATION State of Indiana (State or other jurisdiction of incorporation or organization) 35-0160610 (I. |
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| May 1, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 April 30, 2025 Date of Report (Date of earliest event reported) BALL CORPORATION (Exact name of Registrant as specified in its charter) Indiana 001-07349 35-0160610 (State of (Commission (IRS Employer Incorporation) File No. |
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| May 1, 2025 |
Article 3, Section A of the Amended Bylaws Exhibit 3(ii) Article Three, Section A. Number and Terms of Office. The business of the Corporation shall be controlled and managed in accordance with the Indiana Business Corporation Law by a board of directors comprised of not less than nine (9) nor more than fifteen (15) members, the exact number of members to be determined from time to time by the Board of Directors. The corporation elects not |
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| March 20, 2025 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule |
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| March 5, 2025 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule |
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| February 20, 2025 |
List of Subsidiaries of Ball Corporation. (Filed herewith.) Exhibit 21 EXHIBIT 1 SUBSIDIARIES OF BALL CORPORATION (Public Reporting) (1) December 31, 2024 (to be substituted) The following is a list of subsidiaries of Ball Corporation (an Indiana Corporation) American Can (UK) Limited England 100% American Can Holdings (UK) Limited England 100% Assetsteady Limited England 100% AUK Holding Ltd. |
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| February 20, 2025 |
Limited Power of Attorney. (Filed herewith.) Exhibit 24 Form 10-K Limited Power of Attorney KNOW ALL MEN BY THESE PRESENTS that the undersigned directors and officers of Ball Corporation, an Indiana corporation, hereby constitute and appoint Daniel W. |
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| February 20, 2025 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-07349 Ball Corpo |
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| February 20, 2025 |
Exhibit 99 SAFE HARBOR STATEMENT UNDER THE PRIVATE SECURITIES LITIGATION REFORM ACT OF 1995 In connection with the safe harbor provisions of the Private Securities Litigation Reform Act of 1995 (the Reform Act), Ball is hereby filing cautionary statements identifying important factors that could cause Ball’s actual results to differ materially from those described in forward-looking statements made by or on behalf of Ball. |
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| February 20, 2025 |
Insider Trading Policies and Procedures of Ball Corporation. (Filed herewith.) Insider Trading Policy Purpose: This Insider Trading Policy (the “Policy”) has been adopted by the Board of Directors (the “Board of Directors”) of Ball Corporation to implement policies and procedures designed to help its directors, officers and employees to comply with insider trading laws. |
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| February 20, 2025 |
Obligor group subsidiaries of Ball Corporation. (Filed herewith.) Exhibit 22 OBLIGOR GROUP SUBSIDIARIES OF BALL CORPORATION December 31, 2024 The following is a list of Obligor Group subsidiaries of Ball Corporation (an Indiana Corporation) Name State or Country of Incorporation or Organization Percentage Ownership Direct & Indirect Ball Advanced Aluminum Technologies Corp. |
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| February 20, 2025 |
Bylaws of Ball Corporation as amended October 23, 2024. (Filed herewith.) Exhibit 3(ii) Bylaws of Ball Corporation (As of October 23, 2024) Article 1 Capital Stock Section A. |
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| February 4, 2025 |
Ball Reports Fourth Quarter 2024 Results Ann T. Scott 303-460-3537, [email protected] Bradford Walton 415-254-7168, [email protected] News Release For Immediate Release www.ball.com Investor Contact: Brandon Potthoff 303-460-2120, [email protected] Media Contact: Bradford Walton 415-254-7168, [email protected] Ball Reports Fourth Quarter 2024 Results ● ● ● ● ● ● ● ● ● Highlights ●Full-year U.S. GAAP total diluted earnings per |
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| February 4, 2025 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 February 4, 2025 Date of Report (Date of earliest event reported) BALL CORPORATION (Exact name of Registrant as specified in its charter) Indiana 001-07349 35-0160610 (State of (Commission (IRS Employer Incorporation) File No. |
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| November 14, 2024 |
BALL / Ball Corporation / T. Rowe Price Investment Management, Inc. Passive Investment SC 13G/A 1 ball13gasep24.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) BALL CORP (Name of Issuer) COMMON STOCK (Title of Class of Securities) 058498106 (CUSIP NUMBER) September 30, 2024 (Date of Event which Requires Filing of Statement) Check the appropriate box to designate the Rule pursuant to |
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| October 31, 2024 |
Exhibit 2.1 STOCK PURCHASE AGREEMENT BY AND AMONG BAE SYSTEMS, INC., BALL CORPORATION AND, SOLELY FOR PURPOSES OF SECTION 12.21 HEREOF, BAE SYSTEMS PLC Dated as of August 16, 2023 TABLE OF CONTENTS Article I DEFINITIONS 1.1Definitions1 Article II THE TRANSACTIONS 2.1Sale and Purchase of the Shares18 2.2Purchase Price18 2.3Closing Purchase Price18 2.4Post-Closing Adjustment19 2.5Withholding22 Artic |
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| October 31, 2024 |
EX-99 9 ball-20240930xex99.htm EX-99 Exhibit 99 SAFE HARBOR STATEMENT UNDER THE PRIVATE SECURITIES LITIGATION REFORM ACT OF 1995 In connection with the safe harbor provisions of the Private Securities Litigation Reform Act of 1995 (the Reform Act), Ball is hereby filing cautionary statements identifying important factors that could cause Ball’s actual results to differ materially from those descri |
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| October 31, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 October 31, 2024 Date of Report (Date of earliest event reported) BALL CORPORATION (Exact name of Registrant as specified in its charter) Indiana 001-07349 35-0160610 (State of (Commission (IRS Employer Incorporation) File No. |
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| October 31, 2024 |
Obligor group subsidiaries of Ball Corporation Exhibit 22 OBLIGOR GROUP SUBSIDIARIES OF BALL CORPORATION September 30, 2024 The following is a list of Obligor Group subsidiaries of Ball Corporation (an Indiana Corporation) Name State or Country of Incorporation or Organization Percentage Ownership Direct & Indirect Ball Advanced Aluminum Technologies Corp. |
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| October 31, 2024 |
Bylaws of Ball Corporation as amended, filed herewith. Exhibit 3(ii) Bylaws of Ball Corporation (As of October 23, 2024) Article 1 Capital Stock Section A. |
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| October 31, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 001-07349 BALL CORPORATION State of Indiana (State or other jurisdiction of incorporation or organization) 35-0160610 (I. |
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| October 31, 2024 |
Ball Reports Third Quarter 2024 Results Ann T. Scott 303-460-3537, [email protected] Bradford Walton 415-254-7168, [email protected] News Release For Immediate Release www.ball.com Investor Contact: Brandon Potthoff 303-460-2120, [email protected] Media Contact: Bradford Walton 415-254-7168, [email protected] Ball Reports Third Quarter 2024 Results ● ● ● ● ● ● ● ● ● Highlights ●Third quarter U.S. GAAP total diluted earnings |
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| October 25, 2024 |
Article 3, Section A of the Amended Bylaws Exhibit 3(ii) Article Three, Section A. Number and Terms of Office: The business of the Corporation shall be controlled and managed in accordance with the Indiana Business Corporation Law by a board of eleven directors. The corporation elects not to be governed by IND. CODE §23-1-33-6(c). |
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| October 25, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 October 23, 2024 Date of Report (Date of earliest event reported) BALL CORPORATION (Exact name of Registrant as specified in its charter) Indiana 001-07349 35-0160610 (State of (Commission (IRS Employer Incorporation) File No. |
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| October 17, 2024 |
BALL / Ball Corporation / STATE STREET CORP Passive Investment SC 13G/A 1 BallCorp.htm SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* BALL CORP (Name of Issuer) COMMON STOCK (Title of Class of Securities) 058498106 (CUSIP Number) September 30, 2024 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the rule pursuant to which this Sch |
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| August 1, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 August 1, 2024 Date of Report (Date of earliest event reported) BALL CORPORATION (Exact name of Registrant as specified in its charter) Indiana 001-07349 35-0160610 (State of (Commission (IRS Employer Incorporation) File No. |
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| August 1, 2024 |
Exhibit 99 SAFE HARBOR STATEMENT UNDER THE PRIVATE SECURITIES LITIGATION REFORM ACT OF 1995 In connection with the safe harbor provisions of the Private Securities Litigation Reform Act of 1995 (the Reform Act), Ball is hereby filing cautionary statements identifying important factors that could cause Ball’s actual results to differ materially from those described in forward-looking statements made by or on behalf of Ball. |
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| August 1, 2024 |
Obligor group subsidiaries of Ball Corporation Exhibit 22 OBLIGOR GROUP SUBSIDIARIES OF BALL CORPORATION June 30, 2024 The following is a list of Obligor Group subsidiaries of Ball Corporation (an Indiana Corporation) Name State or Country of Incorporation or Organization Percentage (2) Ownership Direct & Indirect Ball Advanced Aluminum Technologies Corp. |
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| August 1, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 001-07349 BALL CORPORATION State of Indiana (State or other jurisdiction of incorporation or organization) 35-0160610 (I. |
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| August 1, 2024 |
Exhibit 2.1 STOCK PURCHASE AGREEMENT BY AND AMONG BAE SYSTEMS, INC., BALL CORPORATION AND, SOLELY FOR PURPOSES OF SECTION 12.21 HEREOF, BAE SYSTEMS PLC Dated as of August 16, 2023 TABLE OF CONTENTS Article I DEFINITIONS 1.1Definitions1 Article II THE TRANSACTIONS 2.1Sale and Purchase of the Shares18 2.2Purchase Price18 2.3Closing Purchase Price18 2.4Post-Closing Adjustment19 2.5Withholding22 Artic |
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| August 1, 2024 |
Ball Reports Second Quarter 2024 Results Ann T. Scott 303-460-3537, [email protected] Bradford Walton 415-254-7168, [email protected] News Release For Immediate Release www.ball.com Investor Contact: Brandon Potthoff 303-460-2120, [email protected] Media Contact: Bradford Walton 415-254-7168, [email protected] Ball Reports Second Quarter 2024 Results ● ● ● ● ● ● ● ● ● Highlights ●Second quarter U.S. GAAP total diluted earning |
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| July 25, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 23, 2024 BALL CORPORATION (Exact name of registrant as specified in its charter) Indiana 001-07349 35-0160610 (State or other jurisdiction of incorporation) (Commission File Numb |
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| June 7, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Annual Report Pursuant to Section 15(d) of the Securities Exchange Act of 1934 FORM 11-K þ ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934, For the fiscal year ended December 31, 2023 OR ◻ TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 001-07349 A. |
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| June 4, 2024 |
Ball Corporation Board Appoints Aaron Erter as Director Exhibit 99.1 www.ball.com 303-460-2120, [email protected] 415-254-7168, [email protected] News Release For Immediate Release www.ball.com Investor Contact: Brandon Potthoff 303-460-2120, [email protected] Media Contact: Bradford Walton 415-254-7168, [email protected] Ball Corporation Board Appoints Aaron Erter as Director WESTMINSTER, Colo., June 3, 2024 – Ball Corporation’s (NYSE:BA |
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| June 4, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 June 3, 2024 Date of Report (Date of earliest event reported) BALL CORPORATION (Exact name of Registrant as specified in its charter) Indiana 001-07349 35-0160610 (State of (Commission (IRS Employer Incorporation) File No. |
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| June 4, 2024 |
Article 3, Section A of the Amended Bylaws Exhibit 3(ii) Number and Terms of Office: The business of the Corporation shall be controlled and managed in accordance with the Indiana Business Corporation Law by a board of twelve directors, divided into classes as provided in the Amended Articles of Incorporation. |
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| May 17, 2024 |
Exhibit 1.01–Conflict Minerals Report. Exhibit 1.01 Ball Corporation Conflict Minerals Report For the Year Ended December 31, 2023 Introduction This Conflict Minerals Report (“CMR”) for the year ended December 31, 2023, is presented to comply with Rule 13p-1 under the Securities Exchange Act of 1934 (the “Rule”). The Rule was adopted by the Securities and Exchange Commission (“SEC”) to implement reporting and disclosure requirements re |
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| May 17, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM SD Specialized Disclosure Report BALL CORPORATION (Exact name of registrant as specified in charter) Indiana 001-07349 35-0160610 (State or other jurisdiction (Commission (IRS Employer of incorporation) File No.) Identification No.) 9300 W. 108th Circle, P.O. Box 5000, Westminster, CO 80021-2510 (Address of principal exec |
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| May 7, 2024 |
Exhibit 2.1 STOCK PURCHASE AGREEMENT BY AND AMONG BAE SYSTEMS, INC., BALL CORPORATION AND, SOLELY FOR PURPOSES OF SECTION 12.21 HEREOF, BAE SYSTEMS PLC Dated as of August 16, 2023 TABLE OF CONTENTS Article I DEFINITIONS 1.1Definitions1 Article II THE TRANSACTIONS 2.1Sale and Purchase of the Shares18 2.2Purchase Price18 2.3Closing Purchase Price18 2.4Post-Closing Adjustment19 2.5Withholding22 Artic |
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| May 7, 2024 |
Exhibit 10.1 BALL AEROSPACE & TECHNOLOGIES CORP. SPECIAL INCENTIVE PROGRAM PARTICIPANT PACKET August 17, 2023 Dear Mr. Kaufman We are pleased to inform you that you (the “Participant”) have been selected for participation in the Ball Aerospace & Technologies Corp. Special Incentive Program (the “Program”). This document (the “Packet”) describes the Program’s purpose, terms and conditions you must |
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| May 7, 2024 |
Exhibit 99 SAFE HARBOR STATEMENT UNDER THE PRIVATE SECURITIES LITIGATION REFORM ACT OF 1995 In connection with the safe harbor provisions of the Private Securities Litigation Reform Act of 1995 (the Reform Act), Ball is hereby filing cautionary statements identifying important factors that could cause Ball’s actual results to differ materially from those described in forward-looking statements made by or on behalf of Ball. |
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| May 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 001-07349 BALL CORPORATION State of Indiana (State or other jurisdiction of incorporation or organization) 35-0160610 (I. |
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| May 7, 2024 |
Obligor group subsidiaries of Ball Corporation Exhibit 22 OBLIGOR GROUP SUBSIDIARIES OF BALL CORPORATION March 31, 2024 The following is a list of Obligor Group subsidiaries of Ball Corporation (an Indiana Corporation) Name State or Country of Incorporation or Organization Percentage (2) Ownership Direct & Indirect Ball Advanced Aluminum Technologies Corp. |
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| April 26, 2024 |
Ball Reports First Quarter 2024 Results Ann T. Scott 303-460-3537, [email protected] Bradford Walton 415-254-7168, [email protected] News Release For Immediate Release www.ball.com Investor Contact: Brandon Potthoff 303-460-2120, [email protected] Media Contact: Bradford Walton 415-254-7168, [email protected] Ball Reports First Quarter 2024 Results ● ● ● ● ● ● ● ● ● Highlights ●First quarter U.S. GAAP total diluted earnings |
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| April 26, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 April 26, 2024 Date of Report (Date of earliest event reported) BALL CORPORATION (Exact name of Registrant as specified in its charter) Indiana 001-07349 35-0160610 (State of (Commission (IRS Employer Incorporation) File No. |
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| April 24, 2024 |
Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 April 24, 2024 Date of Report (Date of earliest event reported) BALL CORPORATION (Exact name of Registrant as specified in its charter) Indiana 001-07349 35-0160610 (State of (Commission (IRS Employer Incorporation) File No. |
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| March 15, 2024 |
Exhibit 99.1 News Release For Immediate Release Investor Contact: Ann T. Scott (303) 460-3537, [email protected] Media Contact: Bradford Walton (415) 254-7168, [email protected] Ball Corporation Announces Expiration and Final Results of Cash Tender Offers for Certain Outstanding Debt Securities WESTMINSTER, Colo., March 14, 2024—Ball Corporation (“Ball”) (NYSE: BALL) announced today the expir |
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| March 15, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 March 14, 2024 Date of Report (Date of earliest event reported) BALL CORPORATION (Exact name of Registrant as specified in its charter) Indiana 001-07349 35-0160610 (State or other jurisdiction (Commission (IRS Employer of incorporat |
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| March 13, 2024 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted |
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| February 29, 2024 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 February 28, 2024 Date of Report (Date of earliest event reported) BALL CORPORATION (Exact name of Registrant as specified in its charter) Indiana 001-07349 35-0160610 (State or other jurisdiction (Commission (IRS Employer of incorpo |
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| February 29, 2024 |
Ball Corporation Announces Pricing of Cash Tender Offers for Certain Outstanding Debt Securities Exhibit 99.1 News Release For Immediate Release Investor Contact: Ann T. Scott (303) 460-3537, [email protected] Media Contact: Bradford Walton (415) 254-7168, [email protected] Ball Corporation Announces Pricing of Cash Tender Offers for Certain Outstanding Debt Securities WESTMINSTER, Colo., February 28, 2024—Ball Corporation (“Ball”) (NYSE: BALL) announced today the consideration payable i |
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| February 29, 2024 |
Exhibit 99.2 News Release For Immediate Release Investor Contact: Ann T. Scott (303) 460-3537, [email protected] Media Contact: Bradford Walton (415) 254-7168, [email protected] Ball Corporation Announces Early Results of Cash Tender Offers for Certain Outstanding Debt Securities WESTMINSTER, Colo., February 28, 2024—Ball Corporation (“Ball”) (NYSE: BALL) announced today the early results of |
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| February 20, 2024 |
Exhibit 97 Ball Corporation’s Incentive Compensation Recoupment Policy PURPOSE This policy has been adopted by Ball Corporation (“Ball”) to address the recovery of erroneously awarded incentive-based compensation in compliance with the rules set forth in Section 10D-1 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”) and the related listing rules of the New York Stock Exchange (the “NYSE”), specifically including Section 303A. |
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| February 20, 2024 |
Obligor group subsidiaries of Ball Corporation. (Filed herewith.) Exhibit 22 OBLIGOR GROUP SUBSIDIARIES OF BALL CORPORATION December 31, 2023 The following is a list of Obligor Group subsidiaries of Ball Corporation (an Indiana Corporation) Name State or Country of Incorporation or Organization Percentage (2) Ownership Direct & Indirect Ball Advanced Aluminum Technologies Corp. |
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| February 20, 2024 |
Exhibit 10.21 BALL AEROSPACE & TECHNOLOGIES CORP. SPECIAL INCENTIVE PROGRAM PARTICIPANT PACKET August 17, 2023 Dear Mr. Kaufman We are pleased to inform you that you (the “Participant”) have been selected for participation in the Ball Aerospace & Technologies Corp. Special Incentive Program (the “Program”). This document (the “Packet”) describes the Program’s purpose, terms and conditions you must |
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| February 20, 2024 |
Limited Power of Attorney. (Filed herewith.) Exhibit 24 Form 10-K Limited Power of Attorney KNOW ALL MEN BY THESE PRESENTS that the undersigned directors and officers of Ball Corporation, an Indiana corporation, hereby constitute and appoint Daniel W. |
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| February 20, 2024 |
Exhibit 4.2(d) DESCRIPTION OF THE REGISTRANT'S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 The following summary of certain terms of our common stock describes material provisions of, but does not purport to be complete and is subject to, and qualified in its entirety by, our Restated Certificate of Incorporation (as amended, the “Certificate of Incorporatio |
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| February 20, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-07349 Ball Corpo |
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| February 20, 2024 |
Bylaws of Ball Corporation as amended January 25, 2023. (Filed herewith.) Bylaws of Ball Corporation (As of January 25, 2023) Article 1 Capital Stock Section A. |
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| February 20, 2024 |
Exhibit 99 SAFE HARBOR STATEMENT UNDER THE PRIVATE SECURITIES LITIGATION REFORM ACT OF 1995 In connection with the safe harbor provisions of the Private Securities Litigation Reform Act of 1995 (the Reform Act), Ball is hereby filing cautionary statements identifying important factors that could cause Ball’s actual results to differ materially from those described in forward-looking statements made by or on behalf of Ball. |
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| February 20, 2024 |
Exhibit 2.1 STOCK PURCHASE AGREEMENT BY AND AMONG BAE SYSTEMS, INC., BALL CORPORATION AND, SOLELY FOR PURPOSES OF SECTION 12.21 HEREOF, BAE SYSTEMS PLC Dated as of August 16, 2023 TABLE OF CONTENTS Article I DEFINITIONS 1.1Definitions1 Article II THE TRANSACTIONS 2.1Sale and Purchase of the Shares18 2.2Purchase Price18 2.3Closing Purchase Price18 2.4Post-Closing Adjustment19 2.5Withholding22 Artic |
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| February 20, 2024 |
List of Subsidiaries of Ball Corporation. (Filed herewith.) Exhibit 21 EXHIBIT 1 SUBSIDIARIES OF BALL CORPORATION (Public Reporting) (1) December 31, 2023 (to be substituted) The following is a list of subsidiaries of Ball Corporation (an Indiana Corporation) Name State or Country of Incorporation or Organization Percentage (2) Ownership Direct & Indirect American Can (UK) Limited England 100% American Can Holdings (UK) Limited England 100% Archer Insurance Limited Guernsey 100% Assetsteady Limited England 100% AUK Holding Ltd. |
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| February 16, 2024 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K/A Amendment No. |
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| February 16, 2024 |
UNAUDITED PRO FORMA CONDENSED CONSOLIDATED FINANCIAL STATEMENTS Exhibit 99.1 UNAUDITED PRO FORMA CONDENSED CONSOLIDATED FINANCIAL STATEMENTS On February 16, 2024, Ball Corporation (“Ball” or the “Company”) completed the previously announced divesture of its Aerospace business segment (the “Business”) to BAE Systems, Inc. (“BAE”) and, for the limited purposes set forth therein, BAE Systems plc, for a purchase price of $5.6 billion, subject to working capital ad |
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| February 16, 2024 |
Ball Completes Sale of Aerospace Business Exhibit 99.1 Bradford Walton 415-254-7168, [email protected] News Release For Immediate Release www.ball.com Investor Contact: Ann T. Scott 303-460-3537, [email protected] Media Contact: Bradford Walton 415-254-7168, [email protected] Ball Completes Sale of Aerospace Business WESTMINSTER, Colo., February 16, 2024 — Ball Corporation (NYSE: BALL) the world’s leading producer of sustainab |
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| February 16, 2024 |
Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 February 16, 2024 Date of Report (Date of earliest event reported) BALL CORPORATION (Exact name of Registrant as specified in its charter) Indiana 001-07349 35-0160610 (State of (Commission (IRS Employer Incorporation) File No. |
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| February 14, 2024 |
Regulatory Review Process for the Sale of Ball Aerospace Completed Exhibit 99.1 Bradford Walton 415-254-7168, [email protected] News Release For Immediate Release www.ball.com Investor Contact: Ann T. Scott 303-460-3537, [email protected] Media Contact: Bradford Walton 415-254-7168, [email protected] Regulatory Review Process for the Sale of Ball Aerospace Completed WESTMINSTER, Colo., February 14, 2024 — Ball Corporation (NYSE: BALL), the world’s lea |
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| February 14, 2024 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 February 14, 2024 Date of Report (Date of earliest event reported) BALL CORPORATION (Exact name of Registrant as specified in its charter) Indiana 001-07349 35-0160610 (State or other jurisdiction (Commission (IRS Employer of incorpo |
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| February 14, 2024 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 February 14, 2024 Date of Report (Date of earliest event reported) BALL CORPORATION (Exact name of Registrant as specified in its charter) Indiana 001-07349 35-0160610 (State of (Commission (IRS Employer Incorporation) File No. |
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| February 14, 2024 |
Ball Corporation Announces Cash Tender Offers for Certain Outstanding Debt Securities Exhibit 99.1 News Release For Immediate Release Investor Contact: Ann T. Scott (303) 460-3537, [email protected] Media Contact: Bradford Walton (415) 254-7168, [email protected] Ball Corporation Announces Cash Tender Offers for Certain Outstanding Debt Securities WESTMINSTER, Colo., February 14, 2024—Ball Corporation (“Ball”) (NYSE: BALL) announced today its offers to purchase for cash (i) an |
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| February 14, 2024 |
BALL / Ball Corporation / T. Rowe Price Investment Management, Inc. Passive Investment SC 13G 1 ball13gdec23.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ) BALL CORP (Name of Issuer) COMMON STOCK (Title of Class of Securities) 058498106 (CUSIP NUMBER) December 31, 2023 (Date of Event which Requires Filing of Statement) Check the appropriate box to designate the Rule pursuant to which |
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| February 13, 2024 |
BALL / Ball Corporation / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SC 13G/A 1 tv0398-ballcorp.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 14)* Name of issuer: Ball Corp Title of Class of Securities: Common Stock CUSIP Number: 058498106 Date of Event Which Requires Filing of this Statement: December 29, 2023 Check the appropriate box to designate the rule pursua |
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| February 12, 2024 |
BALL / Ball Corporation / PARNASSUS INVESTMENTS /CA Passive Investment SC 13G/A 1 parnassus-ball123123a1.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* Ball Corporation (Name of Issuer) Common (Title of Class of Securities) 058498106 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the ru |
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| February 1, 2024 |
Ball Reports Strong Fourth Quarter and Full-Year 2023 Results Ann T. Scott 303-460-3537, [email protected] Bradford Walton 415-254-7168, [email protected] News Release For Immediate Release www.ball.com Investor Contact: Ann T. Scott 303-460-3537, [email protected] Media Contact: Bradford Walton 415-254-7168, [email protected] Ball Reports Strong Fourth Quarter and Full-Year 2023 Results ● ● ● ● ● ● ● ● ● Highlights ●Full-year and fourth quarter U. |
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| February 1, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 February 1, 2024 Date of Report (Date of earliest event reported) BALL CORPORATION (Exact name of Registrant as specified in its charter) Indiana 001-07349 35-0160610 (State of (Commission (IRS Employer Incorporation) File No. |
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| January 29, 2024 |
BALL / Ball Corporation / STATE STREET CORP Passive Investment SC 13G 1 BallCorp.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 INITIAL FILING BALL CORP (NAME OF ISSUER) COMMON STOCK (TITLE OF CLASS OF SECURITIES) 058498106 (CUSIP NUMBER) 12/31/2023 (DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT) CHECK THE APPROPRIATE BOX TO DESIGNATE THE RULE PURSUANT TO WHICH THIS SC |
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| January 26, 2024 |
BALL / Ball Corporation / BlackRock Inc. Passive Investment SC 13G/A 1 us0584981064012624.txt us0584981064012624.txt SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No: 1) BALL CORP - (Name of Issuer) Common Stock - (Title of Class of Securities) 058498106 - (CUSIP Number) December 31, 2023 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to desig |
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| November 9, 2023 |
United States securities and exchange commission logo November 9, 2023 Howard Yu Chief FInancial Officer Ball Corporation 9200 W. |
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| November 8, 2023 |
Ball Corporation 9200 W. 108th Circle Westminster, Colorado 80021 November 8, 2023 VIA EDGAR SUBMISSION AND EMAIL Division of Corporation Finance U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-3561 Attention: Charles Eastman and Melissa Gilmore Division of Corporation Finance Office of Manufacturing Re: Ball Corporation Form 10-K for the year ended December 31, 2 |
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| November 6, 2023 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 November 6, 2023 Date of Report (Date of earliest event reported) BALL CORPORATION (Exact name of Registrant as specified in its charter) Indiana 001-07349 35-0160610 (State of (Commission (IRS Employer Incorporation) File No. |
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| November 2, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 001-07349 BALL CORPORATION State of Indiana (State or other jurisdiction of incorporation or organization) 35-0160610 (I. |
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| November 2, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 November 2, 2023 Date of Report (Date of earliest event reported) BALL CORPORATION (Exact name of Registrant as specified in its charter) Indiana 001-07349 35-0160610 (State of (Commission (IRS Employer Incorporation) File No. |
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| November 2, 2023 |
Exhibit 2.1 STOCK PURCHASE AGREEMENT BY AND AMONG BAE SYSTEMS, INC., BALL CORPORATION AND, SOLELY FOR PURPOSES OF SECTION 12.21 HEREOF, BAE SYSTEMS PLC Dated as of August 16, 2023 TABLE OF CONTENTS Article I DEFINITIONS 1.1Definitions1 Article II THE TRANSACTIONS 2.1Sale and Purchase of the Shares18 2.2Purchase Price18 2.3Closing Purchase Price18 2.4Post-Closing Adjustment19 2.5Withholding22 Artic |
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| November 2, 2023 |
Ball Reports Third Quarter 2023 Results Ann T. Scott 303-460-3537, [email protected] Bradford Walton 415-254-7168, [email protected] News Release For Immediate Release www.ball.com Investor Contact: Ann T. Scott 303-460-3537, [email protected] Media Contact: Bradford Walton 415-254-7168, [email protected] Ball Reports Third Quarter 2023 Results ● ● ● ● ● ● ● ● ● Highlights ●U.S. GAAP diluted earnings per share of 64 cents vs. |
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| November 2, 2023 |
United States securities and exchange commission logo November 2, 2023 Howard Yu Chief FInancial Officer Ball Corporation 9200 W. |
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| November 2, 2023 |
Obligor group subsidiaries of Ball Corporation Exhibit 22 OBLIGOR GROUP SUBSIDIARIES OF BALL CORPORATION September 30, 2023 The following is a list of Obligor Group subsidiaries of Ball Corporation (an Indiana Corporation) Name State or Country of Incorporation or Organization Percentage (2) Ownership Direct & Indirect Ball Advanced Aluminum Technologies Corp. |
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| November 2, 2023 |
Exhibit 99 SAFE HARBOR STATEMENT UNDER THE PRIVATE SECURITIES LITIGATION REFORM ACT OF 1995 In connection with the safe harbor provisions of the Private Securities Litigation Reform Act of 1995 (the Reform Act), Ball is hereby filing cautionary statements identifying important factors that could cause Ball’s actual results to differ materially from those described in forward-looking statements made by or on behalf of Ball. |
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| November 2, 2023 |
Exhibit 10.1 BALL AEROSPACE & TECHNOLOGIES CORP. SPECIAL INCENTIVE PROGRAM PARTICIPANT PACKET August 17, 2023 Dear Mr. Kaufman We are pleased to inform you that you (the “Participant”) have been selected for participation in the Ball Aerospace & Technologies Corp. Special Incentive Program (the “Program”). This document (the “Packet”) describes the Program’s purpose, terms and conditions you must |
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| September 11, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 September 7, 2023 Date of Report (Date of earliest event reported) BALL CORPORATION (Exact name of Registrant as specified in its charter) Indiana 001-07349 35-0160610 (State of (Commission (IRS Employer Incorporation) File No. |
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| September 11, 2023 |
Exhibit 99.1 News Release For Immediate Release www.ball.com Investor Contact: Ann T. Scott 303-460-3537, [email protected] Media Contact: Bradford Walton 415-254-7168, [email protected] Ball Corporation CFO Morrison to Retire; Howard Yu Named Successor Morrison to Remain Senior Advisor to Ensure Smooth Transition and Successful Completion of Aerospace Transaction WESTMINSTER, Colo., Sept. 7, |
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| September 11, 2023 |
Advisor Agreement dated September 7, 2023 Exhibit 10.1 September 8, 2023 Scott Morrison 9200 W. 108th Circle Westminster, CO 80021 Re: Employment Updates with Change in Position Dear Scott: As you are aware and in support of your desire to retire from the Company in 2024, the Board and the Company have engaged in a process to identify a successor Chief Financial Officer (“CFO”). Based on the recent outcome of that process, we expect the n |
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| September 1, 2023 |
Ball Announces Charles Baker’s Retirement, Names Hannah Lim-Johnson as Successor Exhibit 99.1 Ann T. Scott 303-460-3537, [email protected] Bradford Walton 415-254-7168, [email protected] Sept. 1, 2023 – Ball Corporation (NYSE:BALL) today announced that Charles E. Baker, 66, vice president, general counsel and corporate secretary, will be retiring after a 30-year career with the company. Hannah Lim-Johnson, 51, has been named senior vice president, chief legal officer and |
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| September 1, 2023 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(D) of the Securities Exchange Act of 1934 September 1, 2023 (Date of earliest event reported) BALL CORPORATION (Exact name of Registrant as specified in its charter) Indiana 001-07349 35-0160610 (State of (Commission (IRS Employer Incorporation) File No. |
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| August 22, 2023 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(D) of the Securities Exchange Act of 1934 August 16, 2023 (Date of earliest event reported) BALL CORPORATION (Exact name of Registrant as specified in its charter) Indiana 001-07349 35-0160610 (State of (Commission (IRS Employer Incorporation) File No. |
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| August 17, 2023 |
Regulation FD Disclosure, Financial Statements and Exhibits SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(D) of the Securities Exchange Act of 1934 August 17, 2023 (Date of earliest event reported) BALL CORPORATION (Exact name of Registrant as specified in its charter) Indiana 001-07349 35-0160610 (State of (Commission (IRS Employer Incorporation) File No. |
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| August 17, 2023 |
Ball Announces Agreement to Sell Aerospace Business for $5.6 Billion Exhibit 99.1 Ann T. Scott 303-460-3537, [email protected] Bradford Walton , [email protected] News Release For Immediate Release www.ball.com Investor Contact: Ann T. Scott (303) 460-3537, [email protected] Media Contact: Bradford Walton (415) 254-7168, [email protected] Ball Announces Agreement to Sell Aerospace Business for $5.6 Billion ● Price represents 19.6x Ball Aerospace’s LTM com |
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| August 3, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 001-07349 BALL CORPORATION State of Indiana (State or other jurisdiction of incorporation or organization) 35-0160610 (I. |
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| August 3, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(D) of the Securities Exchange Act of 1934 August 3, 2023 (Date of earliest event reported) BALL CORPORATION (Exact name of Registrant as specified in its charter) Indiana 001-07349 35-0160610 (State of (Commission (IRS Employer Incorporation) File No. |
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| August 3, 2023 |
Exhibit 99 SAFE HARBOR STATEMENT UNDER THE PRIVATE SECURITIES LITIGATION REFORM ACT OF 1995 In connection with the safe harbor provisions of the Private Securities Litigation Reform Act of 1995 (the Reform Act), Ball is hereby filing cautionary statements identifying important factors that could cause Ball’s actual results to differ materially from those described in forward-looking statements made by or on behalf of Ball. |
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| August 3, 2023 |
Ball Reports Second Quarter 2023 Results Ann T. Scott 303-460-3537, [email protected] Bradford Walton 415-254-7168, [email protected] News Release For Immediate Release www.ball.com Investor Contact: Ann T. Scott 303-460-3537, [email protected] Media Contact: Bradford Walton 415-254-7168, [email protected] Ball Reports Second Quarter 2023 Results ● ● ● ● ● ● ● ● ● Highlights ●U.S. GAAP diluted earnings per share of 55 cents vs. |
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| August 3, 2023 |
Obligor group subsidiaries of Ball Corporation Exhibit 22 OBLIGOR GROUP SUBSIDIARIES OF BALL CORPORATION June 30, 2023 The following is a list of Obligor Group subsidiaries of Ball Corporation (an Indiana Corporation) Name State or Country of Incorporation or Organization Percentage (2) Ownership Direct & Indirect Ball Advanced Aluminum Technologies Corp. |
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| June 20, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Annual Report Pursuant to Section 15(d) of the Securities Exchange Act of 1934 FORM 11-K þ ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934, For the fiscal year ended December 31, 2022 ◻ TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 OR Commission file number 001-07349 A. |
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| May 25, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM SD Specialized Disclosure Report BALL CORPORATION (Exact name of registrant as specified in charter) Indiana 001-07349 35-0160610 (State or other jurisdiction (Commission (IRS Employer of incorporation) File No.) Identification No.) 9300 W. 108th Circle, P.O. Box 5000, Westminster, CO 80021-2510 (Address of principal exec |
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| May 25, 2023 |
Exhibit 1.01–Conflict Minerals Report. Exhibit 1.01 Ball Corporation Conflict Minerals Report For the Year Ended December 31, 2022 Introduction This Conflict Minerals Report (“CMR”) for the year ended December 31, 2022, is presented to comply with Rule 13p-1 under the Securities Exchange Act of 1934 (the “Rule”). The Rule was adopted by the Securities and Exchange Commission (“SEC”) to implement reporting and disclosure requirements re |
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| May 11, 2023 |
Exhibit 4.2 Execution Version BALL CORPORATION and the GUARANTORS Parties Hereto $1,000,000,000 6.000% SENIOR NOTES DUE 2029 SIXTEENTH SUPPLEMENTAL INDENTURE Dated as of May 11, 2023 To INDENTURE Dated as of November 27, 2015 DEUTSCHE BANK TRUST COMPANY AMERICAS, as Trustee, Registrar and Paying Agent CROSS-REFERENCE TABLE* Trust Indenture Act Section |
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| May 11, 2023 |
Consent of Skadden, Arps, Slate, Meagher & Flom LLP (included in Exhibit 5.3) Exhibit 5.3 [LETTERHEAD OF SKADDEN, ARPS, SLATE, MEAGHER & FLOM LLP] May 11, 2023 Ball Corporation 9200 W. 108th Circle P.O. Box 5000 Westminster, Colorado 80021-2510 Re: Ball Corporation $1,000,000,000 6.000% Senior Notes due 2029 Ladies and Gentlemen: We have acted as special United States counsel to Ball Corporation, an Indiana corporation (the “Company”), in connection with the public offering |
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| May 11, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 8, 2023 (Date of earliest event reported) BALL CORPORATION (Exact name of Registrant as specified in its charter) Indiana 001-07349 35-0160610 (State or other jurisdiction (Commission (IRS Employer of Incorporation) File No.) Ide |
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| May 11, 2023 |
Exhibit 1.1 Execution Ball Corporation $1,000,000,000 6.000% Senior Notes due 2029 Underwriting Agreement May 8, 2023 Citigroup Global Markets Inc. As representative of the several Underwriters named in Schedule I hereto, c/o Citigroup Global Markets Inc. 388 Greenwich Street New York, New York 10013 Ladies and Gentlemen: Ball Corporation, an Indiana Corporation (the “Company”), proposes, subject |
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| May 9, 2023 |
$1,000,000,000 Ball Corporation 6.000% Senior Notes due 2029 TABLE OF CONTENTS Filed Pursuant to Rule 424(b)(5) Registration No. 333-253873 PROSPECTUS SUPPLEMENT (To prospectus dated March 4, 2021) $1,000,000,000 Ball Corporation 6.000% Senior Notes due 2029 Ball Corporation is offering $1.00 billion in aggregate principal amount of 6.000% Senior Notes due 2029 (the “notes”). We will pay interest on the notes on January 1 and July 1 of each year, beginnin |
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| May 9, 2023 |
EX-FILING FEES 2 tm2314332d4ex-filingfees.htm EX-FILING FEES Exhibit 107 Calculation of Filing Fee Table 424(b)(5) (Form Type) Ball Corporation (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggreg |
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| May 8, 2023 |
Subject to Completion Preliminary Prospectus Supplement dated May 8, 2023 TABLE OF CONTENTS The information in this prospectus supplement is not complete and may be changed. |
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| May 8, 2023 |
$1,000,000,000 Ball Corporation 6.000% Senior Notes due 2029 Issuer Free Writing Prospectus filed pursuant to Rule 433 Supplementing the Preliminary Prospectus Supplement, dated May 8, 2023 Registration Statement 333-253873 May 8, 2023 $1,000,000,000 Ball Corporation 6. |
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| May 4, 2023 |
Ball Reports First Quarter 2023 Results Ann T. Scott 303-460-3537, [email protected] Bradford Walton 415-254-7168, [email protected] News Release For Immediate Release www.ball.com Investor Contact: Ann T. Scott 303-460-3537, [email protected] Media Contact: Bradford Walton 415-254-7168, [email protected] Ball Reports First Quarter 2023 Results ● ● ● ● ● ● ● ● ● Highlights ●U.S. GAAP diluted earnings per share of 56 cents vs. |
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| May 4, 2023 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(D) of the Securities Exchange Act of 1934 May 4, 2023 (Date of earliest event reported) BALL CORPORATION (Exact name of Registrant as specified in its charter) Indiana 001-07349 35-0160610 (State of (Commission (IRS Employer Incorporation) File No. |
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| May 4, 2023 |
Obligor group subsidiaries of Ball Corporation Exhibit 22 OBLIGOR GROUP SUBSIDIARIES OF BALL CORPORATION March 31, 2023 The following is a list of Obligor Group subsidiaries of Ball Corporation (an Indiana Corporation) Name State or Country of Incorporation or Organization Percentage (2) Ownership Direct & Indirect Ball Advanced Aluminum Technologies Corp. |
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| May 4, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 001-07349 BALL CORPORATION State of Indiana (State or other jurisdiction of incorporation or organization) 35-0160610 (I. |
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| May 4, 2023 |
Exhibit 99 SAFE HARBOR STATEMENT UNDER THE PRIVATE SECURITIES LITIGATION REFORM ACT OF 1995 In connection with the safe harbor provisions of the Private Securities Litigation Reform Act of 1995 (the Reform Act), Ball is hereby filing cautionary statements identifying important factors that could cause Ball’s actual results to differ materially from those described in forward-looking statements made by or on behalf of Ball. |
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| April 27, 2023 |
Article 3, Section A of the Amended Bylaws Exhibit 3(ii) Article Three, Section A. Number and Terms of Office: The business of the Corporation shall be controlled and managed in accordance with the Indiana Business Corporation Law by a board of eleven directors. The corporation elects not to be governed by IND. CODE §23-1-33-6(c). |
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| April 27, 2023 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(D) of the Securities Exchange Act of 1934 April 26, 2023 (Date of earliest event reported) BALL CORPORATION (Exact name of Registrant as specified in its charter) Indiana 001-07349 35-0160610 (State of (Commission (IRS Employer Incorporation) File No. |
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| March 30, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Defin |
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| March 21, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2 |
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| March 16, 2023 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted |
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| March 10, 2023 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(D) of the Securities Exchange Act of 1934 March 10, 2023 (Date of earliest event reported) BALL CORPORATION (Exact name of Registrant as specified in its charter) Indiana 001-07349 35-0160610 (State of (Commission (IRS Employer Incorporation) File No. |
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| March 10, 2023 |
Ball Corporation Board Elects Fisher as Chairman Exhibit 99.1 Ann T. Scott 303-460-3537, [email protected] Bradford Walton , [email protected] News Release For Immediate Release www.ball.com Investor Contact: Ann T. Scott (303) 460-3537, [email protected] Media Contact: Bradford Walton (415) 254-7168, [email protected] Ball Corporation Board Elects Fisher as Chairman WESTMINSTER, Colo., March 10, 2023 — Ball Corporation (NYSE: BALL) to |
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| February 21, 2023 |
Exhibit 99 SAFE HARBOR STATEMENT UNDER THE PRIVATE SECURITIES LITIGATION REFORM ACT OF 1995 In connection with the safe harbor provisions of the Private Securities Litigation Reform Act of 1995 (the Reform Act), Ball is hereby filing cautionary statements identifying important factors that could cause Ball’s actual results to differ materially from those described in forward-looking statements made by or on behalf of Ball. |
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| February 21, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-07349 Ball Corpo |
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| February 21, 2023 |
Obligor group subsidiaries of Ball Corporation. (Filed herewith.) Exhibit 22 OBLIGOR GROUP SUBSIDIARIES OF BALL CORPORATION December 31, 2022 The following is a list of Obligor Group subsidiaries of Ball Corporation (an Indiana Corporation) Name State or Country of Incorporation or Organization Percentage (2) Ownership Direct & Indirect Ball Advanced Aluminum Technologies Corp. |
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| February 21, 2023 |
List of Subsidiaries of Ball Corporation. (Filed herewith.) Exhibit 21 EXHIBIT 1 SUBSIDIARIES OF BALL CORPORATION (Public Reporting) (1) December 31, 2022 (to be substituted) The following is a list of subsidiaries of Ball Corporation (an Indiana Corporation) Name State or Country of Incorporation or Organization Percentage (2) Ownership Direct & Indirect American Can (UK) Limited England 100% American Can Holdings (UK) Limited England 100% Archer Insurance Limited Guernsey 100% Assetsteady Limited England 100% AUK Holding Ltd. |
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| February 21, 2023 |
REVISED JULY 27, 2022 Ball Corporation Executive Officers and Board of Directors Business Ethics Statement For years employees, officers and directors have operated under the Ball Corporation (“Ball” or “Corporation”) Board of Directors Policies, which rely on fundamental legal and business principles for the conduct of Ball’s business. |
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| February 21, 2023 |
Limited Power of Attorney. (Filed herewith.) Exhibit 24 Form 10-K Limited Power of Attorney KNOW ALL MEN BY THESE PRESENTS that the undersigned directors and officers of Ball Corporation, an Indiana corporation, hereby constitute and appoint Daniel W. |
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| February 21, 2023 |
Exhibit 4.2(d) DESCRIPTION OF THE REGISTRANT'S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 The following summary of certain terms of our common stock describes material provisions of, but does not purport to be complete and is subject to, and qualified in its entirety by, our Restated Certificate of Incorporation (as amended, the “Certificate of Incorporatio |
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| February 21, 2023 |
Bylaws of Ball Corporation as amended January 25, 2023. (Filed herewith.) Bylaws of Ball Corporation (As of January 25, 2023) Article 1 Capital Stock Section A. |
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| February 14, 2023 |
BALL / Ball Corp. / PRICE T ROWE ASSOCIATES INC /MD/ Passive Investment SC 13G/A 1 ball13gadec22.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 8) BALL CORP (Name of Issuer) COMMON STOCK (Title of Class of Securities) 058498106 (CUSIP NUMBER) December 31, 2022 (Date of Event which Requires Filing of Statement) Check the appropriate box to designate the Rule pursuant to w |
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| February 9, 2023 |
BALL / Ball Corp. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SC 13G/A 1 tv0372-ballcorp.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 13)* Name of issuer: Ball Corp. Title of Class of Securities: Common Stock CUSIP Number: 058498106 Date of Event Which Requires Filing of this Statement: December 30, 2022 Check the appropriate box to designate the rule pursu |
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| February 2, 2023 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(D) of the Securities Exchange Act of 1934 February 2, 2023 (Date of earliest event reported) BALL CORPORATION (Exact name of Registrant as specified in its charter) Indiana 001-07349 35-0160610 (State of (Commission (IRS Employer Incorporation) File No. |
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| February 2, 2023 |
Ann T. Scott 303-460-3537, [email protected] Bradford Walton 415-254-7168, [email protected] News Release For Immediate Release www.ball.com Investor Contact: Ann T. Scott 303-460-3537, [email protected] Media Contact: Bradford Walton 415-254-7168, [email protected] Ball Reports 2022 Results ● ● ● ● ● ● ● ● ● Highlights ●Full-year and fourth quarter U.S. GAAP diluted earnings per share o |
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| February 2, 2023 |
BALL / Ball Corp. / PARNASSUS INVESTMENTS /CA Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
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| January 31, 2023 |
BALL / Ball Corp. / BlackRock Inc. Passive Investment SC 13G 1 us0584981064013123.txt us0584981064013123.txt SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No: ) BALL CORP - (Name of Issuer) Common Stock - (Title of Class of Securities) 058498106 - (CUSIP Number) December 31, 2022 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designat |
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| January 26, 2023 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(D) of the Securities Exchange Act of 1934 January 25, 2023 (Date of earliest event reported) BALL CORPORATION (Exact name of Registrant as specified in its charter) Indiana 001-07349 35-0160610 (State of (Commission (IRS Employer Incorporation) File No. |
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| January 26, 2023 |
Article 2, Section D and Section G of the Amended Bylaw Exhibit 3(i) Article Two Shareholders Section D.Notice of Shareholder Nominations of Directors. Only persons who are nominated in accordance with the following procedures shall be eligible for election as directors of the corporation, except as may be otherwise provided in the Amended Articles of Incorporation of the corporation with respect to the right of holders of preferred stock of the corpor |
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| November 25, 2022 |
Exhibit 4.2 Execution Version BALL CORPORATION and the GUARANTORS Parties Hereto $750,000,000 6.875% SENIOR NOTES DUE 2028 FIFTEENTH SUPPLEMENTAL INDENTURE Dated as of November 25, 2022 To INDENTURE Dated as of November 27, 2015 DEUTSCHE BANK TRUST COMPANY AMERICAS, as Trustee, Registrar and Paying Agent CROSS-REFERENCE TABLE* Trust Indenture Act Section Indenture Section Supplemental 310(a)(1) 7. |
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| November 25, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 November 25, 2022 (Date of earliest event reported) BALL CORPORATION (Exact name of Registrant as specified in its charter) Indiana 001-07349 35-0160610 (State or other jurisdiction (Commission (IRS Employer of Incorporation) File No |
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| November 25, 2022 |
Consent of Skadden, Arps, Slate, Meagher & Flom LLP (included in Exhibit 5.3) Exhibit 5.3 [LETTERHEAD OF SKADDEN, ARPS, SLATE, MEAGHER & FLOM LLP] November 25, 2022 Ball Corporation 9200 W. 108th Circle P.O. Box 5000 Westminster, Colorado 80021-2510 Re: Ball Corporation $750,000,000 6.875% Senior Notes due 2028 Ladies and Gentlemen: We have acted as special United States counsel to Ball Corporation, an Indiana corporation (the “Company”), in connection with the public offer |
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| November 10, 2022 |
$750,000,000 Ball Corporation 6.875% Senior Notes due 2028 TABLE OF CONTENTS ?Filed Pursuant to Rule 424(b)(5)? ?Registration No. 333-253873? PROSPECTUS SUPPLEMENT (To prospectus dated March 4, 2021) $750,000,000 Ball Corporation 6.875% Senior Notes due 2028 Ball Corporation is offering $750 million in aggregate principal amount of 6.875% Senior Notes due 2028 (the ?notes?). We will pay interest on the notes on January 1 and July 1 of each year, beginning |
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| November 10, 2022 |
? Exhibit 107? Calculation of Filing Fee Table 424(b)(5) (Form Type) Ball Corporation (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered and Carry Forward Securities ? ? ? Security Type ? ? Security Class Title ? ? Fee Calculation or Carry Forward Rule ? ? Amount Registered ? ? Proposed Maximum Offering Price Per Unit ? ? Maximum Aggregate Offering Price ? ? Fee Rate ? ? Amount of Registration Fee(1) ? ? Carry Forward Form Type ? ? Carry Forward File Number ? ? Carry Forward Initial Effective date ? ? Filing Fee Previously Paid in Connection with Unsold Securities to be Carried Forward ? Newly Registered Securities ? Fees to be Paid ? ? Debt ? ? 6. |
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| November 10, 2022 |
Exhibit 1.1 Execution Version Ball Corporation ?? $750,000,000 6.875% Senior Notes due 2028 Underwriting Agreement November 9, 2022 BofA Securities, Inc. As representative of the several Underwriters named in Schedule I hereto, c/o BofA Securities, Inc. One Bryant Park New York, New York 10036 Ladies and Gentlemen: Ball Corporation, an Indiana Corporation (the ?Company?), proposes, subject to the |
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| November 10, 2022 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 November 9, 2022 (Date of earliest event reported) BALL CORPORATION (Exact name of Registrant as specified in its charter) Indiana 001-07349 35-0160610 (State or other jurisdiction (Commission (IRS Employer of Incorporation) File No. |
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| November 9, 2022 |
Subject to Completion Preliminary Prospectus Supplement dated November 9, 2022 TABLE OF CONTENTS The information in this prospectus supplement is not complete and may be changed. |
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| November 9, 2022 |
$750,000,000 Ball Corporation 6.875% Senior Notes due 2028 Issuer Free Writing Prospectus filed pursuant to Rule 433 Supplementing the Preliminary Prospectus Supplement, dated November 9, 2022 Registration Statement 333-253873 November 9, 2022 $750,000,000 Ball Corporation 6. |
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| November 3, 2022 |
Obligor group subsidiaries of Ball Corporation Exhibit 12 OBLIGOR GROUP SUBSIDIARIES OF BALL CORPORATION September 30, 2022 The following is a list of Obligor Group subsidiaries of Ball Corporation (an Indiana Corporation) ? Name State or Country of Incorporation or Organization Percentage (2) Ownership Direct & Indirect ? ? ? Ball Advanced Aluminum Technologies Corp. |
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| November 3, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2022 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 001-07349 BALL CORPORATION State of Indiana (State or other jurisdiction of incorporation or organization) 35-0160610 (I. |
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| November 3, 2022 |
Ball Announces Third Quarter 2022 Results ? News Release For Immediate Release www.ball.com ? Investor Contact: Ann T. Scott 303-460-3537, [email protected] Media Contact: Bradford Walton 415-254-7168, [email protected] Ball Announces Third Quarter 2022 Results ? Highlights ?Third quarter U.S. GAAP diluted earnings per share of $1.24 vs. 54 cents in 2021; company recorded a gain on the Russian business disposal during third quarter o |
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| November 3, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition ? SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ? FORM 8-K ? Current Report Pursuant to Section 13 or 15(D) of the Securities Exchange Act of 1934 ? November 3, 2022 (Date of earliest event reported) ? BALL CORPORATION (Exact name of Registrant as specified in its charter) ? ? ? ? ? ? ? ? ? Indiana ? 001-07349 ? 35-0160610 ? ? (State of ? (Commission ? (IRS Employer ? ? Incorporation) ? File No. |
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| November 3, 2022 |
Exhibit 99 ? SAFE HARBOR STATEMENT UNDER THE PRIVATE SECURITIES LITIGATION REFORM ACT OF 1995 ? In connection with the safe harbor provisions of the Private Securities Litigation Reform Act of 1995 (the Reform Act), Ball is hereby filing cautionary statements identifying important factors that could cause Ball?s actual results to differ materially from those described in forward-looking statements made by or on behalf of Ball. |
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| September 26, 2022 |
Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets ? SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ? FORM 8-K ? Current Report Pursuant to Section 13 or 15(D) of the Securities Exchange Act of 1934 ? September 21, 2022 (Date of earliest event reported) ? BALL CORPORATION (Exact name of Registrant as specified in its charter) ? ? ? ? ? ? ? ? ? Indiana ? 001-07349 ? 35-0160610 ? ? (State of ? (Commission ? (IRS Employer ? ? Incorporation) ? File No. |
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| September 26, 2022 |
Exhibit 99.1 ? ? ? Ann T. Scott 303-460-3537, [email protected] Bradford Walton , [email protected] ? News Release For Immediate Release www.ball.com ? Investor Contact: Ann T. Scott 303-460-3537, [email protected] Media Contact: Bradford Walton 415-254-7168, [email protected] ? ? ? ? Ball Corporation Announces Decision to Leave Russia Ball Corporation Completes Sale of Russian Beverage |
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| August 4, 2022 |
Exhibit 99 ? SAFE HARBOR STATEMENT UNDER THE PRIVATE SECURITIES LITIGATION REFORM ACT OF 1995 ? In connection with the safe harbor provisions of the Private Securities Litigation Reform Act of 1995 (the Reform Act), Ball is hereby filing cautionary statements identifying important factors that could cause Ball?s actual results to differ materially from those described in forward-looking statements made by or on behalf of Ball. |
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| August 4, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q Table of Contents ? ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ? FORM 10-Q ? ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ? For the Quarterly Period Ended June 30, 2022 or ? ? ? ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ? Commission file number 001-07349 ? BALL CORPORATION ? State of Indiana (State or other jurisdiction of incorporation or organization) 35-0160610 (I. |
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| August 4, 2022 |
Ball Announces Second Quarter 2022 Results and Rephasing of Certain Growth Capital Projects Exhibit 99.1 ? ? Ann T. Scott 303-460-3537, [email protected] Renee Robinson 303-460-2476, [email protected] ? News Release For Immediate Release www.ball.com ? Investor Contact: Ann T. Scott 303-460-3537, [email protected] Media Contact: Bradford Walton 415-254-7168, [email protected] Ball Announces Second Quarter 2022 Results and Rephasing of Certain Growth Capital Projects ? ? Highlights ?Se |
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| August 4, 2022 |
Obligor group subsidiaries of Ball Corporation Exhibit 12 OBLIGOR GROUP SUBSIDIARIES OF BALL CORPORATION June 30, 2022 The following is a list of Obligor Group subsidiaries of Ball Corporation (an Indiana Corporation) ? Name State or Country of Incorporation or Organization Percentage (2) Ownership Direct & Indirect ? ? ? Ball Advanced Aluminum Technologies Corp. |
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| August 4, 2022 |
? SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ? FORM 8-K ? Current Report Pursuant to Section 13 or 15(D) of the Securities Exchange Act of 1934 ? August 4, 2022 (Date of earliest event reported) ? BALL CORPORATION (Exact name of Registrant as specified in its charter) ? ? ? ? ? ? ? ? ? Indiana ? 001-07349 ? 35-0160610 ? ? (State of ? (Commission ? (IRS Employer ? ? Incorporation) ? File No. |
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| June 29, 2022 |
? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ? FORM 8-K ? CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 ? June 28, 2022 (Date of earliest event reported) ? BALL CORPORATION (Exact name of Registrant as specified in its charter) ? ? ? ? ? ? ? ? ? Indiana ? 001-07349 ? 35-0160610 ? ? (State or other jurisdiction ? (Commission ? (IR |
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| June 29, 2022 |
? ? ? Exhibit 10.1 Execution Version FIFTH AMENDMENT TO CREDIT AGREEMENT FIFTH AMENDMENT TO CREDIT AGREEMENT (this ?Amendment?), dated as of June 28, 2022, by and among Ball Corporation, an Indiana Corporation (?Company?), the Persons party hereto as ?Other Subsidiary Borrowers?, the Persons party hereto as ?Guarantors?, the Persons party hereto as ?USD Term A Lenders? (the ?USD Term A Lenders?), |
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| June 13, 2022 |
11-K/A 1 bll-20211231x11ka.htm 11-K/A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Annual Report Pursuant to Section 15(d) of the Securities Exchange Act of 1934 FORM 11-K/A (Amendment No. 1) þ ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934, For the fiscal year ended December 31, 2021 ◻ TRANSITION REPORT PURSUANT TO SECTION |
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| June 10, 2022 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ? Annual Report Pursuant to Section 15(d) of the Securities Exchange Act of 1934 FORM 11-K ? ? ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934, For the fiscal year ended December 31, 2021 ? TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 OR Commission file number 001-07349 A. |
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| May 27, 2022 |
Exhibit 1.01–Conflict Minerals Report. Exhibit 1.01 ? Ball Corporation Conflict Minerals Report For the Year Ended December 31, 2021 Introduction This Conflict Minerals Report (?CMR?) for the year ended December 31, 2021, is presented to comply with Rule 13p-1 under the Securities Exchange Act of 1934 (the ?Rule?). The Rule was adopted by the Securities and Exchange Commission (?SEC?) to implement reporting and disclosure requirements |
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| May 27, 2022 |
SD 1 tmb-20220527xsd.htm SD UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM SD Specialized Disclosure Report BALL CORPORATION (Exact name of registrant as specified in charter) Indiana 001-07349 35-0160610 (State or other jurisdiction (Commission (IRS Employer of incorporation) File No.) Identification No.) 9300 W. 108th Circle, P.O. Box 5000, Westminster, CO 80021-251 |
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| May 5, 2022 |
Obligor group subsidiaries of Ball Corporation Exhibit 12 OBLIGOR GROUP SUBSIDIARIES OF BALL CORPORATION March 31, 2022 The following is a list of Obligor Group subsidiaries of Ball Corporation (an Indiana Corporation) ? Name State or Country of Incorporation or Organization Percentage (2) Ownership Direct & Indirect ? ? ? Ball Advanced Aluminum Technologies Corp. |
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| May 5, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q Table of Contents ? ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ? FORM 10-Q ? ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ? For the Quarterly Period Ended March 31, 2022 or ? ? ? ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ? Commission file number 001-07349 ? BALL CORPORATION ? State of Indiana (State or other jurisdiction of incorporation or organization) 35-0160610 (I. |
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| May 5, 2022 |
Exhibit 99 ? SAFE HARBOR STATEMENT UNDER THE PRIVATE SECURITIES LITIGATION REFORM ACT OF 1995 ? In connection with the safe harbor provisions of the Private Securities Litigation Reform Act of 1995 (the Reform Act), Ball is hereby filing cautionary statements identifying important factors that could cause Ball?s actual results to differ materially from those described in forward-looking statements made by or on behalf of Ball. |
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| May 5, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition ? SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ? FORM 8-K ? Current Report Pursuant to Section 13 or 15(D) of the Securities Exchange Act of 1934 ? May 5, 2022 (Date of earliest event reported) ? BALL CORPORATION (Exact name of Registrant as specified in its charter) ? ? ? ? ? ? ? ? ? Indiana ? 001-07349 ? 35-0160610 ? ? (State of ? (Commission ? (IRS Employer ? ? Incorporation) ? File No. |
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| May 5, 2022 |
Ball Reports Increased First Quarter 2022 Results Exhibit 99.1 ? ? Ann T. Scott 303-460-3537, [email protected] Renee Robinson 303-460-2476, [email protected] ? News Release For Immediate Release www.ball.com ? Investor Contact: Ann T. Scott 303-460-3537, [email protected] Media Contact: Bradford Walton 415-254-7168, [email protected] Ball Reports Increased First Quarter 2022 Results ? ?? ?? ?? ?? ?? ?? ? Highlights ?U.S. GAAP earnings per dil |
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| May 3, 2022 |
? SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ? FORM 8-K ? Current Report Pursuant to Section 13 or 15(D) of the Securities Exchange Act of 1934 ? April 27, 2022 (Date of earliest event reported) ? BALL CORPORATION (Exact name of Registrant as specified in its charter) ? ? ? ? ? ? ? ? ? Indiana ? 001-07349 ? 35-0160610 ? ? (State of ? (Commission ? (IRS Employer ? ? Incorporation) ? File No. |
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| May 3, 2022 |
Article 3, Section A and Article 7 of the Amended Bylaws Exhibit 3(ii) ? Article Three, Section A. Number and Terms of Office: The business of the Corporation shall be controlled and managed in accordance with the Indiana Business Corporation Law by a board of twelve directors. The corporation elects not to be governed by IND. CODE ?23-1-33-6(c). ? Article Seven. Amendment: These bylaws may be altered, added to, amended, or repealed by the board of dire |
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| May 3, 2022 |
Exhibit 3(i) ? 4880-2929-4877.1 Articles of Amendment OF THE AMENDED Articles of Incorporation Of Ball Corporation ? The above corporation (hereinafter referred to as the "Corporation") existing pursuant to the Indiana Business Corporation Law, as amended (the "Act"), desiring to give notice of corporate action effectuating amendment of certain provisions of its Amended Articles of Incorporation, |
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| March 29, 2022 |
Ball Corporation Announces Decision to Leave Russia Exhibit 99.1 ? ? ? Ann T. Scott 303-460-3537, [email protected] Bradford Walton , [email protected] ? News Release For Immediate Release www.ball.com ? Investor Contact: Ann T. Scott 303-460-3537, [email protected] Media Contact: Bradford Walton 415-254-7168, [email protected] ? ? ? ? Ball Corporation Announces Decision to Leave Russia WESTMINSTER, Colo., March 28, 2022 ? Ball Corporatio |
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| March 29, 2022 |
Financial Statements and Exhibits, Other Events ? SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ? FORM 8-K ? Current Report Pursuant to Section 13 or 15(D) of the Securities Exchange Act of 1934 ? March 28, 2022 (Date of earliest event reported) ? BALL CORPORATION (Exact name of Registrant as specified in its charter) ? ? ? ? ? ? ? ? ? Indiana ? 001-07349 ? 35-0160610 ? ? (State of ? (Commission ? (IRS Employer ? ? Incorporation) ? File No. |
