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SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to AptarGroup, Inc.
SEC Filings (Chronological Order)
이 페이지는 다른 곳에서 제공하는 소유권 보고서를 제외한 SEC 보고서의 전체 리스트를 시간 순으로 정리한 것입니다.
| May 18, 2026 |
AptarGroup, Inc. Conflict Minerals Report For the Year Ended December 31, 2025 Exhibit 1.01 AptarGroup, Inc. Conflict Minerals Report For the Year Ended December 31, 2025 This report for the year ended December 31, 2025 is presented to comply with Rule 13p-1 under the Securities Exchange Act of 1934 (the “Rule”). The Rule was adopted by the Securities and Exchange Commission (“SEC”) to implement reporting and disclosure requirements related to conflict minerals as directed b |
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| May 18, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT COMMISSION FILE NUMBER 1-11846 AptarGroup, Inc. DELAWARE 36-3853103 (State of Incorporation) (I.R.S. Employer Identification No.) 265 EXCHANGE DRIVE, SUITE 301, CRYSTAL LAKE, ILLINOIS 60014 Vanessa Kanu Executive Vice President and Chief Financial Officer 815-477-0424 Check the appropriate |
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| May 13, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 10, 2026 Date of Report (Date of earliest event reported) AptarGroup, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 1-11846 (Commission File Number) 36-3853103 |
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| May 7, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 6, 2026 Date of Report (Date of earliest event reported) AptarGroup, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 1-11846 (Commission File Number) 36-3853103 |
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| May 1, 2026 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED MARCH 31, 2026 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO COMMISSION FILE NUMBER 1-11846 Aptar |
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| April 30, 2026 |
Aptar Reports First Quarter 2026 Results Exhibit 99.1 Aptar Reports First Quarter 2026 Results Crystal Lake, Illinois, April 30, 2026 - AptarGroup, Inc. (NYSE:ATR), a global leader in drug delivery and consumer product dispensing, dosing and protection technologies, today reported the following first quarter results for the period ended March 31, 2026, as compared to the corresponding period of the last fiscal year. First Quarter 2026 Hi |
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| April 30, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 April 30, 2026 Date of Report (Date of earliest event reported) AptarGroup, Inc. (Exact name of registrant as specified in its charter) Delaware 001-11846 36-3853103 (State or other jurisdiction of incorporation) (Commission File Num |
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| March 27, 2026 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.‒ ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 1 |
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| March 27, 2026 |
2025 Annual Report | Form 10-K Innovating and Transforming Ideas into Solutions that Improve Everyday Life“Aptar is well-positioned for growth. |
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| March 27, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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| March 17, 2026 |
APTARGROUP, INC. 265 EXCHANGE DRIVE, SUITE 301 CRYSTAL LAKE, ILLINOIS 60014 Exhibit 10.2 EXECUTION VERSION APTARGROUP, INC. 265 EXCHANGE DRIVE, SUITE 301 CRYSTAL LAKE, ILLINOIS 60014 March 16, 2026 Mr. Stephan Tanda 265 Exchange Drive, Suite 301 Crystal Lake, Illinois 60014 Dear Stephan: This letter memorializes your notification to the Board of Directors (the “Board”) on March 16, 2026 of your decision to retire. On behalf of AptarGroup, Inc. (the “Company”) and its Boar |
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| March 17, 2026 |
Exhibit 10.1 EXECUTION VERSION EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (this “Agreement”) between AptarGroup, Inc., a Delaware corporation (the “Company”), and Gael Touya (the “Executive”) is entered into as of March 16, 2026. WITNESSETH: WHEREAS, AptarGroup SAS and the Executive are parties to that certain Employment Agreement, dated March 30, 2011, as amended February 10, 2016 and July 31 |
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| March 17, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 March 16, 2026 Date of Report (Date of earliest event reported) AptarGroup, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 1-11846 (Commission File Number) 36-38531 |
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| February 6, 2026 |
INSIDER TRADING AND CONFIDENTIALITY POLICY INSIDER TRADING Exhibit 19 INSIDER TRADING AND CONFIDENTIALITY POLICY INSIDER TRADING There are certain important restrictions imposed on companies, employees, officers and directors under Federal securities laws with respect to their securities transactions. |
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| February 6, 2026 |
APTARGROUP, INC. LIST OF SUBSIDIARIES Exhibit 21 APTARGROUP, INC. LIST OF SUBSIDIARIES State or Other Jurisdiction of Percentage Incorporation Owned AptarGroup International L.L.C. Delaware 100 % Seaquist Canada Ltd. Canada 100 % PT. Aptar Indonesia Indonesia 100 % AIGE LLC Delaware 100 % Aptar Services S.A.S. France 100 % Aptar Investment, LLC Delaware 100 % AptarGroup International Holding S.a.r.l. Luxembourg 100 % Aptar Ventures LL |
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| February 6, 2026 |
Table of Contents United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED DECEMBER 31, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROMTO COMMISSION FILE NUMBER 1-11846 AptarGroup, |
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| February 5, 2026 |
Aptar Reports Fourth Quarter and Annual 2025 Results Exhibit 99.1 Aptar Reports Fourth Quarter and Annual 2025 Results Crystal Lake, Illinois, February 5, 2026 - AptarGroup, Inc. (NYSE:ATR), a global leader in drug delivery and consumer product dispensing, dosing and protection technologies, today reported the following fourth quarter results for the period ended December 31, 2025, as compared to the corresponding period of the last fiscal year. Fou |
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| February 5, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 February 5, 2026 Date of Report (Date of earliest event reported) AptarGroup, Inc. (Exact name of registrant as specified in its charter) Delaware 001-11846 36-3853103 (State or other jurisdiction of incorporation) (Commission File N |
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| November 20, 2025 |
Exhibit 4.2 Execution Version APTARGROUP, INC. and U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION, as Trustee Second Supplemental Indenture Dated as of November 20, 2025 to Indenture Dated as of March 7, 2022 Establishing a series of Securities designated 4.750% Senior Notes due 2031 SECOND SUPPLEMENTAL INDENTURE, dated as of November 20, 2025 (herein called this “Second Supplemental Indenture”), b |
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| November 20, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 November 20, 2025 Date of Report (Date of earliest event reported) AptarGroup, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-11846 (Commission File Number) 36- |
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| November 20, 2025 |
$600,000,000 AptarGroup, Inc. 4.750% Senior Notes due 2031 Underwriting Agreement Exhibit 1.1 Execution Version $600,000,000 AptarGroup, Inc. 4.750% Senior Notes due 2031 Underwriting Agreement November 17, 2025 J.P. Morgan Securities LLC PNC Capital Markets LLC SG Americas Securities, LLC Wells Fargo Securities, LLC As Representatives of the several Underwriters listed in Schedule 1 hereto c/o J.P. Morgan Securities LLC 270 Park Avenue New York, New York 10017 c/o PNC Capital |
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| November 19, 2025 |
Calculation of Filing Fee Tables S-3 APTARGROUP, INC. Table 1: Newly Registered and Carry Forward Securities ☐Not Applicable Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Forward Form Type Carry Forward File Number Carry Forward Initial Ef |
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| November 19, 2025 |
$600,000,000 AptarGroup, Inc. 4.750% Senior Notes due 2031 TABLE OF CONTENTS Filed Pursuant to Rule 424(b)(5) Registration No. 333-276977 PROSPECTUS SUPPLEMENT (To prospectus dated February 9, 2024) $600,000,000 AptarGroup, Inc. 4.750% Senior Notes due 2031 We are offering $600,000,000 aggregate principal amount of 4.750% Senior Notes due 2031 (the “notes”). The notes will pay interest semi-annually in arrears on March 30 and September 30 of each year, |
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| November 17, 2025 |
Subject to Completion Preliminary Prospectus Supplement, dated November 17, 2025 TABLE OF CONTENTS The information in this preliminary prospectus supplement is not complete and may be changed. |
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| November 17, 2025 |
AptarGroup, Inc. 4.750% Senior Notes due 2031 Pricing Term Sheet November 17, 2025 Free Writing Prospectus Filed Pursuant to Rule 433 Registration No. 333-276977 Supplementing the preliminary prospectus supplement dated November 17, 2025 AptarGroup, Inc. 4.750% Senior Notes due 2031 Pricing Term Sheet November 17, 2025 Issuer: AptarGroup, Inc. Expected Ratings (Moody’s/S&P/Fitch)*: Baa2 (Stable Outlook) / BBB (Stable Outlook) / BBB (Stable Outlook) Format: SEC Registered Ranking |
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| October 31, 2025 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED SEPTEMBER 30, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO COMMISSION FILE NUMBER 1-11846 A |
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| October 30, 2025 |
Aptar Reports Third Quarter 2025 Results Exhibit 99.1 Aptar Reports Third Quarter 2025 Results Crystal Lake, Illinois, October 30, 2025 - AptarGroup, Inc. (NYSE:ATR), a global leader in drug delivery and consumer product dosing, dispensing and protection technologies, today reported the following third quarter results for the period ended September 30, 2025, as compared to the corresponding period of the last fiscal year. Third Quarter 2 |
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| October 30, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 October 30, 2025 Date of Report (Date of earliest event reported) AptarGroup, Inc. (Exact name of registrant as specified in its charter) Delaware 001-11846 36-3853103 (State or other jurisdiction of incorporation) (Commission File N |
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| September 11, 2025 |
144 0001662085 XXXXXXXX LIVE 0000896622 APTARGROUP, INC. 001-11846 265 Exchange Drive Suite 301 Crystal Lake IL 60014 (815) 477-0424 GAEL TOUYA Officer Common Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004 2500 340297.75 65880522 09/11/2025 NYSE Common 03/25/2021 Restricted stock vesting under a registered plan Issuer N 603 03/25/2021 Serv |
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| September 5, 2025 |
144 0001758130 XXXXXXXX LIVE 0000896622 APTARGROUP, INC. 001-11846 265 Exchange Drive Suite 301 Crystal Lake IL 60014 (815) 477-0424 SHIELA PALLERNE VINCZELLER Officer Common Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004 1167 161006.44 65880522 09/05/2025 NYSE Common 05/02/2025 Restricted stock vesting under a registered plan Issuer N 116 |
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| August 1, 2025 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED JUNE 30, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO COMMISSION FILE NUMBER 1-11846 AptarG |
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| July 31, 2025 |
Aptar Reports Second Quarter 2025 Results Exhibit 99.1 Aptar Reports Second Quarter 2025 Results Crystal Lake, Illinois, July 31, 2025 - AptarGroup, Inc. (NYSE:ATR), a global leader in drug and consumer product dosing, dispensing and protection technologies, today reported the following second quarter results for the period ended June 30, 2025, as compared to the corresponding period of the last fiscal year. Second Quarter 2025 Highlights |
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| July 31, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 July 31, 2025 Date of Report (Date of earliest event reported) AptarGroup, Inc. (Exact name of registrant as specified in its charter) Delaware 001-11846 36-3853103 (State or other jurisdiction of incorporation) (Commission File Numb |
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| June 13, 2025 |
Table of Contents UNITED STATES OF AMERICA SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| May 16, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT COMMISSION FILE NUMBER 1-11846 AptarGroup, Inc. DELAWARE 36-3853103 (State of Incorporation) (I.R.S. Employer Identification No.) 265 EXCHANGE DRIVE, SUITE 301, CRYSTAL LAKE, ILLINOIS 60014 Vanessa Kanu Executive Vice President and Chief Financial Officer 815-477-0424 Check the appropriate |
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| May 16, 2025 |
Exhibit 1.01 AptarGroup, Inc. Conflict Minerals Report For the Year Ended December 31, 2024 This report for the year ended December 31, 2024 is presented to comply with Rule 13p-1 under the Securities Exchange Act of 1934 (the “Rule”). The Rule was adopted by the Securities and Exchange Commission (“SEC”) to implement reporting and disclosure requirements related to conflict minerals as directed b |
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| May 9, 2025 |
Calculation of Filing Fee Table. Calculation of Filing Fee Tables S-8 APTARGROUP, INC. Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee 1 Equity Common Stock, par value $0.01 per share Other 1,000,000 $ 150.40 $ 150,400,000.00 0.0001531 $ 23,026.24 Total Offeri |
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| May 9, 2025 |
As filed with the Securities and Exchange Commission on May 9, 2025 As filed with the Securities and Exchange Commission on May 9, 2025 Registration No. |
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| May 8, 2025 |
AptarGroup, Inc. 2018 Equity Incentive Plan (as amended effective May 7, 2025). Exhibit 10.1 APTARGROUP, INC. 2018 EQUITY INCENTIVE PLAN 1. Purpose.The purpose of the AptarGroup, Inc. 2018 Equity Incentive Plan (the “Plan”) is to promote the long-term financial interests of the Company and its Affiliates by (a) attracting and retaining employees, non-employee directors, consultants, independent contractors and agents, (b) motivating award recipients by means of growth-related |
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| May 8, 2025 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 7, 2025 Date of Report (Date of earliest event reported) AptarGroup, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 1-11846 (Commission File Number) 36-3853103 |
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| May 2, 2025 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED MARCH 31, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO COMMISSION FILE NUMBER 1-11846 Aptar |
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| May 1, 2025 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 1, 2025 Date of Report (Date of earliest event reported) AptarGroup, Inc. (Exact name of registrant as specified in its charter) Delaware 001-11846 36-3853103 (State or other jurisdiction of incorporation) (Commission File Number |
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| May 1, 2025 |
Aptar Reports First Quarter 2025 Results Exhibit 99.1 Aptar Reports First Quarter 2025 Results Crystal Lake, Illinois, May 1, 2025 - AptarGroup, Inc. (NYSE:ATR), a global leader in drug and consumer product dosing, dispensing and protection technologies, today reported the following first quarter results for the period ended March 31, 2025, as compared to the corresponding period of the last fiscal year. First Quarter 2025 Highlights (co |
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| March 31, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 1) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defi |
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| March 28, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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| March 28, 2025 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.‒ ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 1 |
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| March 28, 2025 |
2024 Annual Report | Form 10-K Shaping Markets, Driving Profitable Growth“Our customers appreciate our innovations and the value we bring to their brands and drug development processes. |
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| February 7, 2025 |
ve Grant) pursuant to the AptarGroup, Inc. 2018 Equity Incentive Plan.** Exhibit 10.75 APTARGROUP, INC. 2018 EQUITY INCENTIVE PLAN RESTRICTED STOCK UNIT AWARD AGREEMENT (SERVICE-BASED VESTING FORM) (Annual Performance Incentive Grant) AptarGroup, Inc., a Delaware corporation (the “Company”), hereby grants the Participant (the “Employee”) as of , 202 (the “Grant Date”), pursuant to Section 6(d) of the AptarGroup, Inc. 2018 Equity Incentive Plan (the “Plan”), a restricte |
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| February 7, 2025 |
nsider Trading and Confidentiality Policy Exhibit 19 Certain information contained in this document has been redacted pursuant to Item 601(a)(6) of Regulation S-K. |
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| February 7, 2025 |
Exhibit 10.74 Certain information contained in this document has been redacted pursuant to Item 601(a)(6) of Regulation S-K. Redacted information is indicated with the notation “[***]” In this translation an attempt has been made to be as literal as possible without jeopardizing the overall continuity. Inevitably, differences may occur in translation, and if so the French text will by law govern. |
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| February 7, 2025 |
Tlili, with supplemental letter thereto, dated December 18, 2019 . Exhibit 10.73 Certain information contained in this document has been redacted pursuant to Item 601(a)(6) of Regulation S-K. Redacted information is indicated with the notation “[***]” PERMANENT EMPLOYMENT CONTRACT Between the undersigned parties: Aptargroup UK Holdings Limited, English company registered with Companies House of England and Wales under number 046135, with its registered office at |
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| February 7, 2025 |
Exhibit 21 APTARGROUP, INC. LIST OF SUBSIDIARIES State or Other Jurisdiction of Percentage Incorporation Owned AptarGroup International L.L.C. Delaware 100 % Seaquist Canada Ltd. Canada 100 % PT. Aptar Indonesia Indonesia 100 % AIGE LLC Delaware 100 % Healthcare, Inc. Cayman Island 30 % Healthcares HK Limited Hong Kong 30 % Shanghai Ruipai China 30 % Aptar Services S.A.S. France 100 % Aptar Invest |
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| February 7, 2025 |
Table of Contents United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED DECEMBER 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROMTO COMMISSION FILE NUMBER 1-11846 AptarGroup, |
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| February 6, 2025 |
Aptar Reports Fourth Quarter and Annual 2024 Results Exhibit 99.1 Aptar Reports Fourth Quarter and Annual 2024 Results Crystal Lake, Illinois, February 6, 2025 - AptarGroup, Inc. (NYSE:ATR), a global leader in drug and consumer product dosing, dispensing and protection technologies, today reported strong fourth quarter results due to solid operational performance driven by top and bottom line improvements. Results were driven by sales growth in phar |
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| February 6, 2025 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 February 6, 2025 Date of Report (Date of earliest event reported) AptarGroup, Inc. (Exact name of registrant as specified in its charter) Delaware 001-11846 36-3853103 (State or other jurisdiction of incorporation) (Commission File N |
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| October 25, 2024 |
Exhibit 3.1 APTARGROUP, INC. a Delaware Corporation AMENDED AND RESTATED BY-LAWS Effective October 23, 2024 1. MEETINGS OF STOCKHOLDERS 1.1.Place of Meeting. All meetings of the stockholders shall be held at such place, within or without the State of Delaware, as is fixed in the notice of the meeting. 1.2.Annual Meeting. An annual meeting of the stockholders of the Corporation for the election of |
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| October 25, 2024 |
Exhibit 10.3 APTARGROUP, INC. 265 EXCHANGE DRIVE, SUITE 301 CRYSTAL LAKE, ILLINOIS 60014 July 24, 2024 Mr. Robert Kuhn 265 Exchange Drive, Suite 301 Crystal Lake, IL 60014 Dear Bob: On behalf of AptarGroup, Inc. (the “Company”) and its Board of Directors (the “Board”), I want to thank you for your many years of dedicated service to the Company, during which you have demonstrated remarkable leaders |
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| October 25, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED SEPTEMBER 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO COMMISSION FILE NUMBER 1-11846 A |
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| October 24, 2024 |
Aptar Reports Third Quarter 2024 Results EX-99.1 2 atr-20240930x8kexx991.htm EX-99.1 Exhibit 99.1 Aptar Reports Third Quarter 2024 Results Crystal Lake, Illinois, October 24, 2024 - AptarGroup, Inc. (NYSE:ATR), a global leader in drug and consumer product dosing, dispensing and protection technologies, today reported strong third quarter results due to solid operational performance and margin improvement across the company. Results were |
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| October 24, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 October 24, 2024 Date of Report (Date of earliest event reported) AptarGroup, Inc. (Exact name of registrant as specified in its charter) Delaware 001-11846 36-3853103 (State or other jurisdiction of incorporation) (Commission File N |
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| July 26, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED JUNE 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO COMMISSION FILE NUMBER 1-11846 AptarG |
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| July 25, 2024 |
Aptar Reports Second Quarter 2024 Results Exhibit 99.1 Aptar Reports Second Quarter 2024 Results Crystal Lake, Illinois, July 25, 2024 - AptarGroup, Inc. (NYSE:ATR), a global leader in drug and consumer product dosing, dispensing and protection technologies, today reported solid second quarter results driven by continued growth of the company’s proprietary drug delivery systems and margin improvement. Reported sales increased by 2% and co |
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| July 25, 2024 |
Exhibit 99.1 Aptar CFO, Robert (Bob) Kuhn, Has Decided to Step Down After 37 Years with the Company Aptar Names Vanessa Kanu, A Finance Veteran with Over 25 Years of Experience as Next CFO Photo: (Left to right) Bob Kuhn, Executive Vice President and Chief Financial Officer since 2008 has decided to retire at the end of 2024; Vanessa Kanu will become Executive Vice President and CFO on January 1, |
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| July 25, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 July 22, 2024 Date of Report (Date of earliest event reported) AptarGroup, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 1-11846 (Commission File Number) 36-385310 |
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| July 25, 2024 |
Daniel Ackerman Named Aptar’s Chief Accounting Officer Exhibit 99.2 Daniel Ackerman Named Aptar’s Chief Accounting Officer Crystal Lake, Illinois, July 25, 2024 - AptarGroup, Inc. (NYSE: ATR), a global leader in drug and consumer product dosing, dispensing and protection technologies, today announced that Daniel Ackerman has been named Chief Accounting Officer, effective August 1, 2024. “Since joining Aptar over a decade ago, Dan has provided exemplar |
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| July 25, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 July 25, 2024 Date of Report (Date of earliest event reported) AptarGroup, Inc. (Exact name of registrant as specified in its charter) Delaware 001-11846 36-3853103 (State or other jurisdiction of incorporation) (Commission File Numb |
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| July 25, 2024 |
, 2024, is hereby incorporated by reference.** Exhibit 10.1 EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (the “Agreement”) between AptarGroup, Inc., a Delaware corporation (the “Company”), and Vanessa Kanu (the “Executive”) is entered into as of July 24, 2024. In consideration of the covenants contained herein, the parties agree as follows: 1. Employment. The Company shall employ the Executive, and the Executive agrees to be employed by the |
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| July 3, 2024 |
, dated as of July 2, 2024, among the Company, the financial institutions party thereto a Exhibit 10.1 Execution Version Published CUSIP Number: 03833HAE9 Revolving Credit CUSIP Number: 03833HAF6 Term Loan CUSIP Number: 03833HAJ8 SECOND AMENDED AND RESTATED CREDIT AGREEMENT dated as of July 2, 2024, by and among APTARGROUP, INC. and APTARGROUP UK HOLDINGS LIMITED, as Borrowers, the Lenders referred to herein, as Lenders, WELLS FARGO BANK, NATIONAL ASSOCIATION, as Administrative Agent a |
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| July 3, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 July 2, 2024 Date of Report (Date of earliest event reported) AptarGroup, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 1-11846 (Commission File Number) 36-3853103 |
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| June 12, 2024 |
Table of Contents UNITED STATES OF AMERICA SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| May 3, 2024 |
Conflict Minerals Report for the reporting period January 1, 202 Exhibit 1.01 AptarGroup, Inc. Conflict Minerals Report For the Year Ended December 31, 2023 This report for the year ended December 31, 2023 is presented to comply with Rule 13p-1 under the Securities Exchange Act of 1934 (the “Rule”). The Rule was adopted by the Securities and Exchange Commission (“SEC”) to implement reporting and disclosure requirements related to conflict minerals as directed b |
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| May 3, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT COMMISSION FILE NUMBER 1-11846 AptarGroup, Inc. DELAWARE 36-3853103 (State of Incorporation) (I.R.S. Employer Identification No.) 265 EXCHANGE DRIVE, SUITE 301, CRYSTAL LAKE, ILLINOIS 60014 Robert W. Kuhn Executive Vice President and Chief Financial Officer 815-477-0424 Check the appropria |
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| May 2, 2024 |
Exhibit 3.1 CERTIFICATE OF AMENDMENT OF AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF APTARGROUP, INC. Pursuant to Section 242 of the General Corporation Law of the State of Delaware AptarGroup, Inc. (the “Corporation”), a corporation duly organized and existing under the General Corporation law of the State of Delaware (the “DGCL”), does hereby certify that: The Amended and Restated Certif |
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| May 2, 2024 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 1, 2024 Date of Report (Date of earliest event reported) AptarGroup, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 1-11846 (Commission File Number) 36-3853103 |
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| April 26, 2024 |
orm of Stock Option Agreement for Employees pursuant to A Exhibit 10.1 APTARGROUP, INC. 2018 EQUITY INCENTIVE PLAN STOCK OPTION AGREEMENT FOR EMPLOYEES AptarGroup, Inc., a Delaware corporation (the “Company”), hereby grants to the participant (the “Employee”) as of [ ], 202 (the “Option Date”), pursuant to the provisions of the AptarGroup, Inc. 2018 Equity Incentive Plan, as amended and restated (the “Plan”), a nonqualified option to purchase from the Co |
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| April 26, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED MARCH 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO COMMISSION FILE NUMBER 1-11846 Aptar |
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| April 25, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 April 25, 2024 Date of Report (Date of earliest event reported) AptarGroup, Inc. (Exact name of registrant as specified in its charter) Delaware 001-11846 36-3853103 (State or other jurisdiction of incorporation) (Commission File Num |
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| April 25, 2024 |
Aptar Reports First Quarter 2024 Results Exhibit 99.1 Aptar Reports First Quarter 2024 Results Crystal Lake, Illinois, April 25, 2024 - AptarGroup, Inc. (NYSE:ATR), a global leader in drug and consumer product dosing, dispensing and protection technologies, today reported strong first quarter results driven by continued growth of the company’s proprietary drug delivery systems, increased injectables sales and an improving picture for con |
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| March 22, 2024 |
ACCELERATING MOMENTUM 2023 Annual Report | Form 10-KAptar had a very successful 2023. |
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| March 22, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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| March 22, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.‒ ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 1 |
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| March 8, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.‒ ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 1 |
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| February 13, 2024 |
ATR / AptarGroup, Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 14)* Name of issuer: AptarGroup Inc Title of Class of Securities: Common Stock CUSIP Number: 038336103 Date of Event Which Requires Filing of this Statement: December 29, 2023 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ☒ Rul |
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| February 12, 2024 |
ATR / AptarGroup, Inc. / STATE FARM MUTUAL AUTOMOBILE INSURANCE CO Passive Investment Schedule 13G Page 1 of 10 Pages UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| February 12, 2024 |
ATR / AptarGroup, Inc. / MORGAN STANLEY - MS AMENDMENT Passive Investment SC 13G/A 1 AptargroupIncATR.txt MS AMENDMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.9)* APTARGROUP, INC. - (Name of Issuer) Common Stock - (Title of Class of Securities) 038336103 - (CUSIP Number) December 31, 2023 - (Date Of Event which Requires Filing of this Statement) Check the appropriate box |
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| February 9, 2024 |
Exhibit 25.1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE Check if an Application to Determine Eligibility of a Trustee Pursuant to Section 305(b)(2) ☐ U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION (Exact name of Trustee as specified in its charter) 91-1821036 I.R.S. E |
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| February 9, 2024 |
Exhibit 107 Calculation of Filing Fee Tables Form S-3 (Form Type) APTARGROUP, INC. |
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| February 9, 2024 |
Table of Contents United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED DECEMBER 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROMTO COMMISSION FILE NUMBER 1-11846 AptarGroup, |
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| February 9, 2024 |
Exhibit 21 APTARGROUP, INC. LIST OF SUBSIDIARIES State or Other Jurisdiction of Percentage Incorporation Owned AptarGroup International L.L.C. Delaware 100 % Seaquist Canada Ltd. Canada 100 % Asia Pacific Inspection Center (Suzhou) Co., Ltd. China 55 % PT. Aptar B&H Indonesia Indonesia 100 % AIGE LLC Delaware 100 % Healthcare, Inc. Cayman Island 30 % Healthcares HK Limited Hong Kong 30 % Shanghai |
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| February 9, 2024 |
As filed with the Securities and Exchange Commission on February 9, 2024 As filed with the Securities and Exchange Commission on February 9, 2024 Registration No. |
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| February 9, 2024 |
AptarGroup, Inc.'s Policy on Recoupment and Forfeiture of Incentive Compensation. Exhibit 97 Final Version APTARGROUP, INC. POLICY ON RECOUPMENT AND FORFEITURE OF INCENTIVE COMPENSATION Adopted October 11, 2023 Effective as of October 11, 2023 Overview The Management Development & Compensation Committee of the Board of Directors (the “Committee”) of AptarGroup, Inc. (the “Company”) believes it is prudent to create and maintain a culture that emphasizes integrity and accountabil |
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| February 8, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 February 8, 2024 Date of Report (Date of earliest event reported) AptarGroup, Inc. (Exact name of registrant as specified in its charter) Delaware 001-11846 36-3853103 (State or other jurisdiction of incorporation) (Commission File N |
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| February 8, 2024 |
Aptar Reports Fourth Quarter and Annual 2023 Results Exhibit 99.1 Aptar Reports Fourth Quarter and Annual 2023 Results Crystal Lake, Illinois, February 8, 2024 - AptarGroup, Inc. (NYSE:ATR), a global leader in drug and consumer product dosing, dispensing and protection technologies, today reported strong fourth quarter operational results driven by double-digit growth of the company’s proprietary drug delivery systems and strong growth for fragrance |
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| January 25, 2024 |
ATR / AptarGroup, Inc. / STATE STREET CORP Passive Investment SC 13G/A 1 AptarGroupInc.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 EXIT FILING APTARGROUP INC (NAME OF ISSUER) COMMON STOCK (TITLE OF CLASS OF SECURITIES) 038336103 (CUSIP NUMBER) 12/31/2023 (DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT) CHECK THE APPROPRIATE BOX TO DESIGNATE THE RULE PURSUANT TO WHIC |
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| January 24, 2024 |
ATR / AptarGroup, Inc. / BlackRock Inc. Passive Investment SC 13G/A 1 us0383361039012424.txt us0383361039012424.txt SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No: 12) APTARGROUP INC - (Name of Issuer) Common Stock - (Title of Class of Securities) 038336103 - (CUSIP Number) December 31, 2023 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to |
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| October 26, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED SEPTEMBER 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO COMMISSION FILE NUMBER 1-11846 A |
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| October 25, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 October 25, 2023 Date of Report (Date of earliest event reported) AptarGroup, Inc. (Exact name of registrant as specified in its charter) Delaware 001-11846 36-3853103 (State or other jurisdiction of incorporation) (Commission File N |
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| October 25, 2023 |
Aptar Reports Third Quarter 2023 Results Exhibit 99.1 Aptar Reports Third Quarter 2023 Results Crystal Lake, Illinois, October 25, 2023 - AptarGroup, Inc. (NYSE:ATR), a global leader in drug and consumer product dosing, dispensing and protection technologies, today reported strong operational performance driven by continued growth of the company’s proprietary drug delivery systems. Strong sales from prestige and mass fragrance dispensing |
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| October 13, 2023 |
Amended and Restated By-laws of AptarGroup, Inc. adopted on October 11, 2023. Exhibit 3.1 APTARGROUP, INC. a Delaware Corporation AMENDED AND RESTATED BY-LAWS Effective October 11, 2023 ARTICLE I MEETINGS OF STOCKHOLDERS Section 1.1 Place of Meeting. All meetings of the stockholders shall be held at such place, within or without the State of Delaware, as is fixed in the notice of the meeting. Section 1.2 Annual Meeting. An annual meeting of the stockholders of the Corporati |
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| October 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 October 11, 2023 Date of Report (Date of earliest event reported) AptarGroup, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 1-11846 (Commission File Number) 36-385 |
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| September 5, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 September 5, 2023 Date of Report (Date of earliest event reported) AptarGroup, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 1-11846 (Commission File Number) 36-38 |
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| September 5, 2023 |
Aptar Appoints Global Finance and Operations Veteran Sarah Glickman to its Board of Directors Exhibit 99.1 Aptar Appoints Global Finance and Operations Veteran Sarah Glickman to its Board of Directors Crystal Lake, Illinois, September 5, 2023 - AptarGroup, Inc. (NYSE: ATR), a global leader in drug and consumer product dosing, dispensing and protection technologies, today announced that Sarah Glickman, an accomplished leader with more than 30 years of global financial and operational experi |
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| July 28, 2023 |
Exhibit 10.2 Execution Version AMENDMENT NO. 1 TO AMENDED AND RESTATED CREDIT AGREEMENT This AMENDMENT NO. 1 TO AMENDED AND RESTATED CREDIT AGREEMENT (this “Amendment”) dated as of May 2, 2023 is entered into by and among APTARGROUP, INC., a Delaware corporation (the “Company”), APTARGROUP UK HOLDINGS LIMITED, a private limited company organized under the laws of England (the “UK Borrower”; togeth |
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| July 28, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED JUNE 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO COMMISSION FILE NUMBER 1-11846 AptarG |
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| July 27, 2023 |
Aptar Reports Second Quarter 2023 Results Exhibit 99.1 Aptar Reports Second Quarter 2023 Results Crystal Lake, Illinois, July 27, 2023 - AptarGroup, Inc. (NYSE:ATR), a global leader in drug and consumer product dosing, dispensing and protection technologies, today reported strong operational performance driven by continued growth of the company’s proprietary drug delivery systems and significant sequential improvement in injectables sales |
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| July 27, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 July 27, 2023 Date of Report (Date of earliest event reported) AptarGroup, Inc. (Exact name of registrant as specified in its charter) Delaware 001-11846 36-3853103 (State or other jurisdiction of incorporation) (Commission File Numb |
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| July 12, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 July 9, 2023 Date of Report (Date of earliest event reported) AptarGroup, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 1-11846 (Commission File Number) 36-3853103 |
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| June 9, 2023 |
Table of Contents UNITED STATES OF AMERICA SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| May 24, 2023 |
Conflict Minerals Report for the reporting period January 1, 202 EX-1.01 2 atr2022xformxsdex101.htm EX-1.01 Exhibit 1.01 AptarGroup, Inc. Conflict Minerals Report For the Year Ended December 31, 2022 This report for the year ended December 31, 2022 is presented to comply with Rule 13p-1 under the Securities Exchange Act of 1934 (the “Rule”). The Rule was adopted by the Securities and Exchange Commission (“SEC”) to implement reporting and disclosure requirements |
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| May 24, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT COMMISSION FILE NUMBER 1-11846 AptarGroup, Inc. DELAWARE 36-3853103 (State of Incorporation) (I.R.S. Employer Identification No.) 265 EXCHANGE DRIVE, SUITE 301, CRYSTAL LAKE, ILLINOIS 60014 Robert W. Kuhn Executive Vice President and Chief Financial Officer 815-477-0424 Check the appropria |
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| May 11, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 6, 2023 Date of Report (Date of earliest event reported) AptarGroup, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 1-11846 (Commission File Number) 36-3853103 |
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| May 4, 2023 |
As filed with the Securities and Exchange Commission on May 4, 2023 As filed with the Securities and Exchange Commission on May 4, 2023 Registration No. |
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| May 4, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 3, 2023 Date of Report (Date of earliest event reported) AptarGroup, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 1-11846 (Commission File Number) 36-3853103 |
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| May 4, 2023 |
AptarGroup, Inc. 2018 Equity Incentive Plan (as amended and restated effective May Exhibit 4.3 APTARGROUP, INC. 2018 EQUITY INCENTIVE PLAN (Amended and Restated as of May 3, 2023) 1. Purpose.The purpose of the AptarGroup, Inc. 2018 Equity Incentive Plan (the “Plan”) is to promote the long-term financial interests of the Company and its Affiliates by (a) attracting and retaining employees, non-employee directors, consultants, independent contractors and agents, (b) motivating awa |
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| May 4, 2023 |
Calculation of Filing Fee Tables Exhibit 107 Calculation of Filing Fee Tables Form S-8 (Form Type) AptarGroup, Inc. |
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| May 4, 2023 |
AptarGroup, Inc. 2018 Equity Incentive Plan (as amended and restated effective May 3, 2023). Exhibit 10.1 APTARGROUP, INC. 2018 EQUITY INCENTIVE PLAN (Amended and Restated as of May 3, 2023) 1. Purpose.The purpose of the AptarGroup, Inc. 2018 Equity Incentive Plan (the “Plan”) is to promote the long-term financial interests of the Company and its Affiliates by (a) attracting and retaining employees, non-employee directors, consultants, independent contractors and agents, (b) motivating aw |
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| April 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Defin |
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| April 28, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED MARCH 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO COMMISSION FILE NUMBER 1-11846 Aptar |
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| April 27, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 April 27, 2023 Date of Report (Date of earliest event reported) AptarGroup, Inc. (Exact name of registrant as specified in its charter) Delaware 001-11846 36-3853103 (State or other jurisdiction of incorporation) (Commission File Num |
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| April 27, 2023 |
Aptar Reports First Quarter 2023 Results Exhibit 99.1 Aptar Reports First Quarter 2023 Results Crystal Lake, Illinois, April 27, 2023 - AptarGroup, Inc. (NYSE:ATR), a global leader in drug delivery, consumer product dispensing and active material science solutions and services, today reported strong operational performance driven by Aptar’s Pharma and Beauty segments. Reported sales increased by 2% and core sales, excluding currency and |
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| April 13, 2023 |
AptarGroup, Inc. Revenue by Segment & Geography (Unaudited) ($ In Thousands) Exhibit 99.1 AptarGroup, Inc. Revenue by Segment & Geography (Unaudited) ($ In Thousands) Revenue by segment and geography based on shipped from locations for each of the quarterly periods of 2022 is as follows: For the Three Months Ended March 31, 2022 Segment Europe Domestic Latin America Asia Total Aptar Pharma $ 211,007 $ 106,341 $ 7,855 $ 17,259 $ 342,462 Aptar Beauty 187,759 69,380 29,690 22 |
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| April 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 April 13, 2023 Date of Report (Date of earliest event reported) AptarGroup, Inc. (Exact name of registrant as specified in its charter) Delaware 001-11846 36-3853103 (State or other jurisdiction of incorporation) (Commission File Num |
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| April 10, 2023 |
DEFR14A 1 atr-20230503xdefr14a.htm DEFR14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 1) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Onl |
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| March 24, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14 |
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| March 24, 2023 |
Energized for the Future 2022 Annual Report Form 10-KAptar’s greatest impact on society comes from the benefits our products and solutions provide. |
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| March 1, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 March 1, 2023 Date of Report (Date of earliest event reported) AptarGroup, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 1-11846 (Commission File Number) 36-385310 |
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| February 17, 2023 |
Amendment No. 2 to Employment Agreement dated as of February Exhibit 10.69 AMENDMENT NO. 2 TO EMPLOYMENT AGREEMENT This AMENDMENT NO. 2 TO EMPLOYMENT AGREEMENT (this “Amendment”) is made as of February 16, 2023 by AptarGroup, Inc., a Delaware corporation (the “Company”), and Robert W. Kuhn (the “Executive”). WITNESSETH WHEREAS, the Company and Executive entered into that certain Employment Agreement, dated as of January 1, 2012 and amended as of February 17 |
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| February 17, 2023 |
Table of Contents United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED DECEMBER 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROMTO COMMISSION FILE NUMBER 1-11846 AptarGroup, |
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| February 17, 2023 |
Exhibit 21 APTARGROUP, INC. LIST OF SUBSIDIARIES State or Other Jurisdiction of Percentage Incorporation Owned AptarGroup International L.L.C. Delaware 100 % Seaquist Canada Ltd. Canada 100 % Asia Pacific Inspection Center (Suzhou) Co., Ltd. China 55 % PT. Aptar B&H Indonesia Indonesia 100 % AIGE LLC Delaware 100 % Healthcare, Inc. Cayman Island 30 % Healthcares HK Limited Hong Kong 30 % Shanghai |
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| February 16, 2023 |
Aptar Reports Fourth Quarter and Annual 2022 Results Exhibit 99.1 Aptar Reports Fourth Quarter and Annual 2022 Results Crystal Lake, Illinois, February 16, 2023 - AptarGroup, Inc. (NYSE:ATR), a global leader in drug delivery, consumer product dispensing and active material science solutions and services, today reported net income of $59 million for the quarter ended December 31, 2022, a 2% increase over the prior year. Reported sales decreased 2% an |
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| February 16, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 February 16, 2023 Date of Report (Date of earliest event reported) AptarGroup, Inc. (Exact name of registrant as specified in its charter) Delaware 001-11846 36-3853103 (State or other jurisdiction of incorporation) (Commission File |
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| February 9, 2023 |
ATR / AptarGroup, Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SC 13G/A 1 tv0290-aptargroupinc.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 13)* Name of issuer: AptarGroup Inc. Title of Class of Securities: Common Stock CUSIP Number: 038336103 Date of Event Which Requires Filing of this Statement: December 30, 2022 Check the appropriate box to designate the |
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| February 8, 2023 |
ATR / AptarGroup, Inc. / MORGAN STANLEY - MS AMENDMENT Passive Investment SC 13G/A 1 AptarGroupATR.txt MS AMENDMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.8)* APTARGROUP, INC. - (Name of Issuer) Common Stock - (Title of Class of Securities) 038336103 - (CUSIP Number) December 30, 2022 - (Date Of Event which Requires Filing of this Statement) Check the appropriate box to |
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| February 6, 2023 |
ATR / AptarGroup, Inc. / STATE STREET CORP Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 INITIAL FILING APTARGROUP INC (NAME OF ISSUER) COMMON STOCK (TITLE OF CLASS OF SECURITIES) 038336103 (CUSIP NUMBER) 12/31/2022 (DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT) CHECK THE APPROPRIATE BOX TO DESIGNATE THE RULE PURSUANT TO WHICH THIS SCHEDULE IS FILED: |
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| January 31, 2023 |
ATR / AptarGroup, Inc. / STATE FARM MUTUAL AUTOMOBILE INSURANCE CO Passive Investment Schedule 13G Page 1 of 10 Pages UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| January 25, 2023 |
ATR / AptarGroup, Inc. / BlackRock Inc. Passive Investment SC 13G/A 1 us0383361039012523.txt us0383361039012523.txt SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No: 11) APTARGROUP INC - (Name of Issuer) Common Stock - (Title of Class of Securities) 038336103 - (CUSIP Number) December 31, 2022 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to |
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| October 28, 2022 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED SEPTEMBER 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO COMMISSION FILE NUMBER 1-11846 A |
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| October 27, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 October 27, 2022 Date of Report (Date of earliest event reported) AptarGroup, Inc. (Exact name of registrant as specified in its charter) Delaware 001-11846 36-3853103 (State or other jurisdiction of incorporation) (Commission File N |
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| October 27, 2022 |
Aptar Reports Third Quarter 2022 Results Exhibit 99.1 Aptar Reports Third Quarter 2022 Results Crystal Lake, Illinois, October 27, 2022 - AptarGroup, Inc. (NYSE:ATR), a global leader in drug delivery, consumer product dispensing and active material science solutions and services, today reported net income of $54 million for the quarter ended September 30, 2022, a 15% increase over the prior year. Reported sales grew 1% and core sales, ex |
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| October 17, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 September 11, 2022 Date of Report (Date of earliest event reported) AptarGroup, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 1-11846 (Commissi |
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| September 12, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 September 11, 2022 Date of Report (Date of earliest event reported) AptarGroup, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 1-11846 (Commission File Number) 36-3 |
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| July 29, 2022 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED JUNE 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO COMMISSION FILE NUMBER 1-11846 AptarG |
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| July 28, 2022 |
Aptar Reports Second Quarter 2022 Results Exhibit 99.1 Aptar Reports Second Quarter 2022 Results Crystal Lake, Illinois, July 28, 2022 - AptarGroup, Inc. (NYSE:ATR), a global leader in drug delivery, consumer product dispensing and active material science solutions and services, today reported net income of $64 million for the quarter ended June 30, 2022, a 15% increase over the prior year. Reported sales grew 4% and core sales increased |
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| July 28, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 July 28, 2022 Date of Report (Date of earliest event reported) AptarGroup, Inc. (Exact name of registrant as specified in its charter) Delaware 001-11846 36-3853103 (State or other jurisdiction of incorporation) (Commission File Numb |
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| June 10, 2022 |
11-K 1 atr-20211231x11k.htm 11-K Table of Contents UNITED STATES OF AMERICA SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K [X] ANNUAL REPORT PURSUANT TO SECTION 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2021 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 COMMISSION FILE NUMBER 1‑11846 A. Full |
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| May 27, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT COMMISSION FILE NUMBER 1-11846 AptarGroup, Inc. DELAWARE 36-3853103 (State of Incorporation) (I.R.S. Employer Identification No.) 265 EXCHANGE DRIVE, SUITE 100, CRYSTAL LAKE, ILLINOIS 60014 Robert W. Kuhn Executive Vice President and Chief Financial Officer 815-477-0424 Check the appropria |
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| May 27, 2022 |
Conflict Minerals Report for the reporting period January 1, 202 EX-1.01 2 atr2021xformxsdex101.htm EX-1.01 Exhibit 1.01 AptarGroup, Inc. Conflict Minerals Report For the Year Ended December 31, 2021 This report for the year ended December 31, 2021 is presented to comply with Rule 13p-1 under the Securities Exchange Act of 1934 (the “Rule”). The Rule was adopted by the Securities and Exchange Commission (“SEC”) to implement reporting and disclosure requirements |
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| May 5, 2022 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 4, 2022 Date of Report (Date of earliest event reported) AptarGroup, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 1-11846 (Commission File Number) 36-3853103 |
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| April 29, 2022 |
Exhibit 4.4 Execution Copy AptarGroup, Inc. Assignment, Assumption and Amendment Agreement Dated as of March 1, 2022 Re: Note Purchase and Guaranty Agreement dated as of July 19, 2017 and ?100,000,000 0.98% Senior Notes, Series D, due July 19, 2023 ?200,000,000 1.17% Senior Notes, Series E, due July 19, 2024 Table of Contents Section Heading Page Section 1. Description of Assumed Obligations and R |
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| April 29, 2022 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED MARCH 31, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO COMMISSION FILE NUMBER 1-11846 Aptar |
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| April 28, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 April 28, 2022 Date of Report (Date of earliest event reported) AptarGroup, Inc. (Exact name of registrant as specified in its charter) Delaware 001-11846 36-3853103 (State or other jurisdiction of incorporation) (Commission File Num |
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| April 28, 2022 |
Aptar Reports First Quarter 2022 Results Exhibit 99.1 Aptar Reports First Quarter 2022 Results Crystal Lake, Illinois, April 28, 2022 - AptarGroup, Inc. (NYSE:ATR), a global leader in drug delivery, consumer product dispensing and active material science solutions and services, today reported first quarter results for 2022. First Quarter 2022 Summary ?Reported sales grew 9% and core sales (excluding currency effects and acquisitions) gre |
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| March 25, 2022 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) ? ? Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rul |
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| March 25, 2022 |
? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) ? ? Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? |
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| March 25, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) ? ? Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? D |
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| March 7, 2022 |
Exhibit 4.1 Execution Version APTARGROUP, INC. AND U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION, Trustee INDENTURE Dated as of March 7, 2022 Debt Securities Reconciliation and tie between Trust Indenture Act of 1939, as amended, and the Indenture Trust Indenture Act Section Indenture Section (S)310(a)(1) 6.8 (a)(2) 6.8 (b) 6.9 (S)312(a) 7.1 (b) 7.2 (c) 7.2 (S)313(a) 7.3 (b)(2) 7.3 (c) 7.3 (d) 7.3 |
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| March 7, 2022 |
Exhibit 4.2 Execution Version APTARGROUP, INC. and U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION, as Trustee First Supplemental Indenture Dated as of March 7, 2022 to Indenture Dated as of March 7, 2022 Establishing a series of Securities designated 3.600% Senior Notes due 2032 FIRST SUPPLEMENTAL INDENTURE, dated as of March 7, 2022 (herein called this ?First Supplemental Indenture?), between Apta |
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| March 7, 2022 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 March 1, 2022 Date of Report (Date of earliest event reported) AptarGroup, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-11846 (Commission File Number) 36-3853 |
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| March 7, 2022 |
Exhibit 1.1 Execution Version $400,000,000 AptarGroup, Inc. 3.600% Senior Notes due 2032 Underwriting Agreement March 2, 2022 BofA Securities, Inc. HSBC Securities (USA) Inc. J.P. Morgan Securities LLC Wells Fargo Securities, LLC As Representatives of the several Underwriters listed in Schedule 1 hereto c/o BofA Securities, Inc. One Bryant Park New York, New York 10036 c/o HSBC Securities (USA) In |
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| March 4, 2022 |
? Exhibit 107? Calculation of Filing Fee Tables 424(b)(5) (Form Type) AptarGroup, Inc. |
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| March 4, 2022 |
$400,000,000 AptarGroup, Inc. 3.600% Senior Notes due 2032 TABLE OF CONTENTS ?Filed Pursuant to Rule 424(b)(5)? ?Registration No. 333-253425? PROSPECTUS SUPPLEMENT (To prospectus dated February 23, 2021) $400,000,000 AptarGroup, Inc. 3.600% Senior Notes due 2032 We are offering $400,000,000 aggregate principal amount of 3.600% Senior Notes due 2032 (the ?notes?). The notes will pay interest semi-annually in arrears on March 15 and September 15 of each yea |
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| March 2, 2022 |
$400,000,000 AptarGroup, Inc. 3.600% Senior Notes due 2032 Pricing Term Sheet March 2, 2022 Free Writing Prospectus Filed Pursuant to Rule 433 Registration No. 333-253425 Supplementing the preliminary prospectus supplement dated March 2, 2022 $400,000,000 AptarGroup, Inc. 3.600% Senior Notes due 2032 Pricing Term Sheet March 2, 2022 Issuer: Aptar Group, Inc. Expected Ratings (Moody?s/S&P/Fitch)*: Baa3 (Stable Outlook) / BBB- (Stable Outlook) / BBB (Stable Outlook) Format: SEC Registered |
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| March 2, 2022 |
Subject to Completion Preliminary Prospectus Supplement, dated March 2, 2022 TABLE OF CONTENTS The information in this preliminary prospectus supplement is not complete and may be changed. |
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| February 18, 2022 |
Exhibit 10.59 AMENDMENT NO. 1 TO EMPLOYMENT AGREEMENT This AMENDMENT NO. 1 TO EMPLOYMENT AGREEMENT (this ?Amendment?) is made as of February 17, 2022 by AptarGroup, Inc., a Delaware corporation (the ?Company?), and Stephan B. Tanda (the ?Executive?). WITNESSETH WHEREAS, the Company and Executive entered into that certain Employment Agreement, dated as November 21, 2016 (the ?Employment Agreement?) |
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| February 18, 2022 |
Exhibit 21 APTARGROUP, INC. LIST OF SUBSIDIARIES State or Other Jurisdiction of Percentage Incorporation Owned AptarGroup International L.L.C. Delaware 100 % Seaquist Canada Ltd. Canada 100 % Asia Pacific Inspection Center (Suzhou) Co., Ltd. China 55 % PT. Aptar B&H Indonesia Indonesia 100 % AIGE LLC Delaware 100 % Healthcare, Inc. Cayman Island 30 % Healthcares HK Limited Hong Kong 30 % Shanghai |
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| February 18, 2022 |
United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-K Table of Contents United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED DECEMBER 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROMTO COMMISSION FILE NUMBER 1-11846 AptarGroup, |
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| February 18, 2022 |
Exhibit 10.66 All Other employee version APTARGROUP, INC. 2018 EQUITY INCENTIVE PLAN RESTRICTED STOCK UNIT AWARD AGREEMENT (SERVICE-BASED VESTING FORM) (non-French employee version) AptarGroup, Inc., a Delaware corporation (the ?Company?), hereby grants the participant (the ?Employee?) as of March XX, 202X (the ?Grant Date?), pursuant to Section 6(d) of the AptarGroup, Inc. 2018 Equity Incentive P |
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| February 18, 2022 |
Exhibit 10.64 All-Other employee version APTARGROUP, INC. PERFORMANCE-BASED RESTRICTED STOCK UNIT AWARD NOTICE Participant: You have been awarded a performance-based restricted stock unit award with respect to shares of Common Stock of AptarGroup, Inc., a Delaware corporation (the ?Company?), pursuant to the terms and conditions of the AptarGroup, Inc. 2018 Equity Incentive Plan (the ?Plan?) and t |
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| February 18, 2022 |
Exhibit 10.62 U.S./Mexico/Argentina employee version APTARGROUP, INC. RESTRICTED STOCK UNIT AWARD AGREEMENT (PERFORMANCE-BASED VESTING FORM) AptarGroup, Inc., a Delaware corporation (the ?Company?), hereby grants the participant (the ?Employee?) as of [] (the ?Grant Date?), pursuant to Section 6(d) of the AptarGroup, Inc. 2018 Equity Incentive Plan (the ?Plan?), a restricted stock unit award (the |
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| February 18, 2022 |
Exhibit 10.65 U.S./Mexico/Argentina employee version APTARGROUP, INC. 2018 EQUITY INCENTIVE PLAN RESTRICTED STOCK UNIT AWARD AGREEMENT (SERVICE-BASED VESTING FORM) (non-French employee version) AptarGroup, Inc., a Delaware corporation (the ?Company?), hereby grants the participant (the ?Employee?) as of [Insert Date] (the ?Grant Date?), pursuant to Section 6(d) of the AptarGroup, Inc. 2018 Equity |
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| February 18, 2022 |
Exhibit 10.60 AMENDMENT NO. 1 TO EMPLOYMENT AGREEMENT This AMENDMENT NO. 1 TO EMPLOYMENT AGREEMENT (this ?Amendment?) is made as of February 17, 2022 by AptarGroup, Inc., a Delaware corporation (the ?Company?), and Robert W. Kuhn (the ?Executive?). WITNESSETH WHEREAS, the Company and Executive entered into that certain Employment Agreement, dated as January 1, 2012 (the ?Employment Agreement?); an |
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| February 18, 2022 |
Exhibit 10.67 APTARGROUP, INC. 2018 EQUITY INCENTIVE PLAN RESTRICTED STOCK UNIT AWARD AGREEMENT (SERVICE-BASED VESTING FORM) (French employee version) AptarGroup, Inc., a Delaware corporation (the ?Company?), hereby grants the participant (the ?Employee?) as of [Insert Date] (the ?Grant Date?), pursuant to Section 6(d) of the AptarGroup, Inc. 2018 Equity Incentive Plan (the ?Plan?) as amended by t |
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| February 18, 2022 |
Exhibit 10.63 French employee version APTARGROUP, INC. RESTRICTED STOCK UNIT AWARD AGREEMENT (PERFORMANCE-BASED VESTING FORM) AptarGroup, Inc., a Delaware corporation (the ?Company?), hereby grants the participant (the ?Employee?) as of (the ?Grant Date?), pursuant to Section 6(d) of the AptarGroup, Inc. 2018 Equity Incentive Plan (the ?Plan?) as amended by the 2018 French Sub-Plan for Restricted |
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| February 18, 2022 |
Exhibit 10.61 AMENDMENT NO. 1 TO EMPLOYMENT AGREEMENT This AMENDMENT NO. 1 TO EMPLOYMENT AGREEMENT (this ?Amendment?) is made as of February 17, 2022 by AptarGroup, Inc., a Delaware corporation (the ?Company?), and Xiangwei Gong (the ?Executive?). WITNESSETH WHEREAS, the Company and Executive entered into that certain Employment Agreement, dated as May 30, 2018 (the ?Employment Agreement?); and WH |
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| February 17, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 February 17, 2022 Date of Report (Date of earliest event reported) AptarGroup, Inc. (Exact name of registrant as specified in its charter) Delaware 001-11846 36-3853103 (State or other jurisdiction of incorporation) (Commission File |
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| February 17, 2022 |
Aptar Reports Fourth Quarter and Annual 2021 Results Exhibit 99.1 Aptar Reports Fourth Quarter and Annual 2021 Results Crystal Lake, Illinois, February 17, 2022 - AptarGroup, Inc. (NYSE:ATR), a global leader in drug delivery, consumer product dispensing and active material science solutions and services, today reported fourth quarter and annual results for 2021. Fourth Quarter 2021 Summary ?Strong top line growth across each segment resulted in repo |
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| February 10, 2022 |
ATR / AptarGroup, Inc. / MORGAN STANLEY - MS AMENDMENT Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.7)* APTARGROUP INC - (Name of Issuer) Common Stock - (Title of Class of Securities) 038336103 - (CUSIP Number) December 31, 2021 - (Date Of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this S |
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| February 9, 2022 |
ATR / AptarGroup, Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 12)* Name of issuer: AptarGroup Inc. Title of Class of Securities: Common Stock CUSIP Number: 038336103 Date of Event Which Requires Filing of this Statement: December 31, 2021 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ??Ru |
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| February 2, 2022 |
ATR / AptarGroup, Inc. / STATE FARM MUTUAL AUTOMOBILE INSURANCE CO Passive Investment Schedule 13G Page 1 of 10 Pages UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| February 1, 2022 |
ATR / AptarGroup, Inc. / BlackRock Inc. Passive Investment us0383361039020122.txt SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No: 10) APTARGROUP INC - (Name of Issuer) Common Stock - (Title of Class of Securities) 038336103 - (CUSIP Number) December 31, 2021 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to wh |
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| January 25, 2022 |
EX-10.1 2 tm224376d1ex10-1.htm EXHIBIT 10.1 Exhibit 10.1 EXPATRIATE LETTER AGREEMENT (US ASSIGNMENT) Dear Gaël, We are pleased to confirm your assignment to AptarGroup, Inc. (the “Company”) in Congers, New York, USA. You are currently an employee of Aptar Europe Holding SAS under an unlimited term contract and commenced employment with the group on April 19th, 1995 (the “French Contract”). The aim |
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| January 25, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 January 19, 2022 Date of Report (Date of earliest event reported) AptarGroup, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 1-11846 (Commission File Number) 36-385 |
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| December 10, 2021 |
ATR / AptarGroup, Inc. / MORGAN STANLEY - MS AMENDMENT Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.6)* APTARGROUP INC - (Name of Issuer) Common Stock - (Title of Class of Securities) 038336103 - (CUSIP Number) November 30, 2021 - (Date Of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this S |
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| October 29, 2021 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED SEPTEMBER 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO COMMISSION FILE NUMBER 1-11846 A |
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| October 28, 2021 |
Aptar Reports Third Quarter 2021 Results Exhibit 99.1 Aptar Reports Third Quarter 2021 Results CRYSTAL LAKE, Ill.-(BUSINESS WIRE)-October 28, 2021-AptarGroup, Inc. (NYSE:ATR), a global leader in drug delivery, consumer product dispensing and active material science solutions, today reported third quarter results for 2021. Third Quarter 2021 Summary Reported sales grew 9%, primarily driven by double-digit core sales growth in Beauty + Hom |
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| October 28, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 October 28, 2021 Date of Report (Date of earliest event reported) AptarGroup, Inc. (Exact name of registrant as specified in its charter) Delaware 001-11846 36-3853103 (State or other jurisdiction of incorporation) (Commission File N |
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| July 30, 2021 |
Aptar Reports Second Quarter 2021 Results Exhibit 99.1 Aptar Reports Second Quarter 2021 Results CRYSTAL LAKE, Ill.-(BUSINESS WIRE)-July 29, 2021-AptarGroup, Inc. (NYSE:ATR), a global leader in drug delivery, consumer product dispensing and active material science solutions, today reported second quarter results for 2021. Second Quarter 2021 Summary Reported sales grew 16% driven by strong core sales growth and positive currency effects C |
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| July 30, 2021 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED JUNE 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO COMMISSION FILE NUMBER 1-11846 AptarG |
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| July 30, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 July 29, 2021 Date of Report (Date of earliest event reported) AptarGroup, Inc. (Exact name of registrant as specified in its charter) Delaware 001-11846 36-3853103 (State or other jurisdiction of incorporation) (Commission File Numb |
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| July 2, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 June 30, 2021 Date of Report (Date of earliest event reported) AptarGroup, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 1-11846 (Commission File Number) 36-385310 |
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| July 2, 2021 |
Exhibit 10.1 EXECUTION VERSION Published CUSIP Number: 03833HAE9 Revolving Credit CUSIP Number: 03833HAF6 Term Loan CUSIP Number: 03833HAH2 AMENDED AND RESTATED CREDIT AGREEMENT dated as of June 30, 2021, by and among APTARGROUP, INC. and APTARGROUP UK HOLDINGS LIMITED, as Borrowers, the Lenders referred to herein, as Lenders, WELLS FARGO BANK, NATIONAL ASSOCIATION, as Administrative Agent and Swi |
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| June 11, 2021 |
Table of Contents UNITED STATES OF AMERICA SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| May 25, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 24, 2021 Date of Report (Date of earliest event reported) AptarGroup, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 1-11846 (Commission File Number) 36-3853103 |
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| May 20, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT COMMISSION FILE NUMBER 1-11846 AptarGroup, Inc. DELAWARE 36-3853103 (State of Incorporation) (I.R.S. Employer Identification No.) 265 EXCHANGE DRIVE, SUITE 100, CRYSTAL LAKE, ILLINOIS 60014 Robert W. Kuhn Executive Vice President and Chief Financial Officer 815-477-0424 Check the appropria |
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| May 20, 2021 |
AptarGroup, Inc. Conflict Minerals Report For the Year Ended December 31, 2020 Exhibit 1.01 AptarGroup, Inc. Conflict Minerals Report For the Year Ended December 31, 2020 This report for the year ended December 31, 2020 is presented to comply with Rule 13p-1 under the Securities Exchange Act of 1934 (the ?Rule?). The Rule was adopted by the Securities and Exchange Commission (?SEC?) to implement reporting and disclosure requirements related to conflict minerals as directed b |
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| May 6, 2021 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 5, 2021 Date of Report (Date of earliest event reported) AptarGroup,Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 1-11846 (Commission File Number) 36-3853103 ( |
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| April 30, 2021 |
Aptar Reports First Quarter 2021 Results Exhibit 99.1 Aptar Reports First Quarter 2021 Results CRYSTAL LAKE, Ill.-(BUSINESS WIRE)-April 29, 2021-AptarGroup, Inc. (NYSE:ATR), a global leader in drug delivery, consumer product dispensing and active material science solutions, today reported first quarter results for 2021. First Quarter 2021 Summary Reported sales grew 8%; core sales (excluding acquisitions and currency effects) increased 1 |
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| April 30, 2021 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED MARCH 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO COMMISSION FILE NUMBER 1-11846 Aptar |
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| April 30, 2021 |
Addendum to Employment Agreement between Aptar Mezzovico SA and Marc Prieur dated April 14, 2021. Exhibit 10.1 Marc Prieur Via Bertaccio 6 6900 Lugano Mezzovico, April 14th 2021 Addendum to the employment contract Dear Mr Prieur, we hereby confirm you that effective April 1st 2021, you are entitled to the following insurance policy: Vita Plus, Insurance Number.74?257?000 ?Supplementary 20% of insured annual salary in case of disability (max 180?000 CHF) ?Capital saving 2% of insured annual sal |
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| April 30, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 April 29, 2021 Date of Report (Date of earliest event reported) AptarGroup, Inc. (Exact name of registrant as specified in its charter) Delaware 001-11846 36-3853103 (State or other jurisdiction of incorporation) (Commission File Num |
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| March 26, 2021 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14 |
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| February 24, 2021 |
AptarGroup, Inc. 265 Exchange Drive, Suite 100 Crystal Lake, Illinois 60014 February 23, 2021 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Re: AptarGroup, Inc. Request for Withdrawal of Registration Statement on Form S-3 (File No. 333-253392) Ladies and Gentlemen: Pursuant to Rule 477 under the Securities Act of 1933, as ame |
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| February 24, 2021 |
As filed with the Securities and Exchange Commission on February 23, 2021 Registration No. |
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| February 24, 2021 |
Form of Indenture (relating to the debt securities registered hereby). Exhibit 4.3 APTARGROUP, INC. AND , Trustee FORM OF INDENTURE Dated as of Debt Securities Reconciliation and tie between Trust Indenture Act of 1939, as amended, and the Indenture Trust Indenture Act Section Indenture Section (S)310(a)(1) 6.8 (a)(2) 6.8 (b) 6.9 (S)312(a) 7.1 (b) 7.2 (c) 7.2 (S)313(a) 7.3 (b)(2) 7.3 (c) 7.3 (d) 7.3 (S)314(a) 7.4 (c)(1) 1.2 (c)(2) 1.2 (e) 1.2 (f) 1.2 (S)316(a) (last |
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| February 23, 2021 |
As filed with the Securities and Exchange Commission on February 23, 2021 Registration No. |
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| February 23, 2021 |
Form of Indenture (relating to the debt securities registered hereby). Exhibit 4.3 APTARGROUP, INC. AND , Trustee FORM OF INDENTURE Dated as of Debt Securities Reconciliation and tie between Trust Indenture Act of 1939, as amended, and the Indenture Trust Indenture Act Section Indenture Section (S)310(a)(1) 6.8 (a)(2) 6.8 (b) 6.9 (S)312(a) 7.1 (b) 7.2 (c) 7.2 (S)313(a) 7.3 (b)(2) 7.3 (c) 7.3 (d) 7.3 (S)314(a) 7.4 (c)(1) 1.2 (c)(2) 1.2 (e) 1.2 (f) 1.2 (S)316(a) (last |
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| February 19, 2021 |
Exhibit 21 APTARGROUP, INC. LIST OF SUBSIDIARIES State or Other Jurisdiction of Percentage Incorporation Owned AptarGroup International L.L.C. Delaware 100 % Seaquist Canada Ltd. Canada 100 % Asia Pacific Inspection Center (Suzhou) Co., Ltd. China 55 % PT. Aptar B&H Indonesia Indonesia 100 % AIGE LLC Delaware 100 % Healthcare, Inc. Cayman Island 30 % Healthcares HK Limited Hong Kong 30 % Shanghai |
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| February 19, 2021 |
Table of Contents United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED DECEMBER 31, 2020 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROMTO COMMISSION FILE NUMBER 1-11846 AptarGroup, |
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| February 19, 2021 |
Exhibit 10.37 AMENDMENT No. 1 TO CREDIT AGREEMENT This AMENDMENT NO. 1 TO CREDIT AGREEMENT (this ?Amendment?) dated as of January 22, 2021 is entered into by and among APTARGROUP, INC., a Delaware corporation (the ?Company?), APTARGROUP UK HOLDINGS LIMITED, a private limited company organized under the laws of England (the ?UK Borrower?; together with the Company, collectively, the ?Borrowers? and |
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| February 19, 2021 |
Exhibit 10.16 EMPLOYMENT CONTRACT By and between APTAR MEZZOVICO SA (the ?Company?) Registered Office: Via Cantonale 55, 6805 Mezzovico, Switzerland. Company registration number: 514.3.004.911-8 Represented by Mr. Thomas Klofac, acting as Chairman of the Board of Directors and Mr. Marc prieur (the ?Employee?) Address: [Insert Address] The parties hereto agree as follows: Whereas: The Aptargroup gr |
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| February 19, 2021 |
Description of the Company’s Securities. Exhibit 4.17 DESCRIPTION OF THE REGISTRANT?S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 AptarGroup, Inc. (the ?Company,? we,? ?us? or ?our?) has one class of securities registered under Section 12 of the Securities Exchange Act of 1934: its common stock. The following summary of the material terms of the Company?s capital stock is based upon our Amended and |
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| February 19, 2021 |
EX-10.57 5 atr-20201231x10kexx1057.htm EX-10.57 Exhibit 10.57 non-French employee version DRAFT 1.30.2020 APTARGROUP, INC. 2018 EQUITY INCENTIVE PLAN RESTRICTED STOCK UNIT AWARD AGREEMENT (SERVICE-BASED VESTING FORM) (non-French employee version) AptarGroup, Inc., a Delaware corporation (the “Company”), hereby grants the participant (the “Employee”) as of [] (the “Grant Date”), pursuant to Section |
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| February 18, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 February 18, 2021 Date of Report (Date of earliest event reported) AptarGroup, Inc. (Exact name of registrant as specified in its charter) Delaware 001-11846 36-3853103 (State or other jurisdiction of incorporation) (Commission File |
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| February 18, 2021 |
Exhibit 99.1 Aptar Reports Fourth Quarter and Annual 2020 Results; Showcases Resilient Business with Strong Second Half Results and Record Annual Free Cash Flow CRYSTAL LAKE, Ill.-(BUSINESS WIRE)-February 18, 2021-AptarGroup, Inc. (NYSE:ATR) today reported fourth quarter and annual results for 2020 and highlighted the resiliency of the Company?s business model throughout the COVID-19 pandemic. Fou |
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| February 12, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 5)* (Name of Issuer) Aptargroup Inc Common Stock (Title of Class of Securities) 038336103 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedu |
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| February 10, 2021 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 11)* Name of issuer: AptarGroup Inc. Title of Class of Securities: Common Stock CUSIP Number: 038336103 Date of Event Which Requires Filing of this Statement: December 31, 2020 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ☒ Ru |
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| February 9, 2021 |
Schedule 13G Page 1 of 10 Pages UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| January 29, 2021 |
us0383361039012821.txt SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No: 9) APTARGROUP INC - (Name of Issuer) Common Stock - (Title of Class of Securities) 038336103 - (CUSIP Number) December 31, 2020 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to whi |
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| October 30, 2020 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED SEPTEMBER 30, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO COMMISSION FILE NUMBER 1-11846 A |
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| October 30, 2020 |
Exhibit 10.1 TRANSLATION OF A LETTER WRITTEN IN FRENCH; In this translation an attempt has been made to be as literal as possible without jeopardizing the overall continuity. Inevitably, differences may occur in translation, and if so the French text will by law govern. Monsieur Gaël Touya [Address] France Louveciennes, July 31, 2020 Strictly personal and confidential Dear Gaël, In view of your re |
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| October 29, 2020 |
Aptar Reports Third Quarter 2020 Results Exhibit 99.1 Aptar Reports Third Quarter 2020 Results CRYSTAL LAKE, Ill.-(BUSINESS WIRE)-October 29, 2020-AptarGroup, Inc. (NYSE:ATR) today reported third quarter results for 2020 and provided an update related to COVID-19 including the Company’s continued supply of essential products for critical industries. Third Quarter 2020 Summary Reported sales increased 8%, including positive effects of cur |
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| October 29, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 October 29, 2020 Date of Report (Date of earliest event reported) AptarGroup, Inc. (Exact name of registrant as specified in its charter) Delaware 001-11846 36-3853103 (State or other jurisdiction of incorporation) (Commission File N |
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| September 14, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 September 9, 2020 Date of Report (Date of earliest event reported) AptarGroup,Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 1-11846 (Commission File Number) 36-385 |
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| July 31, 2020 |
Exhibit 3.1 APTARGROUP, INC. a Delaware Corporation AMENDED AND RESTATED BY-LAWS Effective July 30, 2020 ARTICLE I MEETINGS OF STOCKHOLDERS Section 1.1 Place of Meeting. All meetings of the stockholders shall be held at such place, within or without the State of Delaware, as is fixed in the notice of the meeting. The Board of Directors may postpone, reschedule or cancel any meeting of the stockhol |
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| July 31, 2020 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED JUNE 30, 2020 OR ☐TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO COMMISSION FILE NUMBER 1-11846 AptarGro |
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| July 30, 2020 |
Aptar Reports Second Quarter 2020 Results EX-99.1 2 a52259014ex991.htm EXHIBIT 99.1 Exhibit 99.1 Aptar Reports Second Quarter 2020 Results CRYSTAL LAKE, Ill.-(BUSINESS WIRE)-July 30, 2020-AptarGroup, Inc. (NYSE:ATR) today reported second quarter results for 2020 and provided an update related to COVID-19 including the Company’s ability to supply essential products for critical industries and continued health and safety measures being impl |
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| July 30, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 July 30, 2020 Date of Report (Date of earliest event reported) AptarGroup, Inc. (Exact name of registrant as specified in its charter) Delaware 001-11846 36-3853103 (State or other jurisdiction of incorporation) (Commission File Numb |
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| June 18, 2020 |
Table of Contents UNITED STATES OF AMERICA SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| May 29, 2020 |
Exhibit 1.01 AptarGroup, Inc. Conflict Minerals Report For the Year Ended December 31, 2019 This report for the year ended December 31, 2019 is presented to comply with Rule 13p‑1 under the Securities Exchange Act of 1934 (the “Rule”). The Rule was adopted by the Securities and Exchange Commission (“SEC”) to implement reporting and disclosure requirements related to conflict minerals as directed b |
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| May 29, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT COMMISSION FILE NUMBER 1‑11846 AptarGroup, Inc. DELAWARE 36‑3853103 (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identification No.) 265 EXCHANGE DRIVE, SUITE 100, CRYSTAL LAKE, ILLINOIS 60014 (Address of principal executive offices) (Zip Code) Robert W. |
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| May 11, 2020 |
As filed with the Securities and Exchange Commission on May 11, 2020 Registration No. |
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| May 7, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 6, 2020 Date of Report (Date of earliest event reported) AptarGroup,Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 1-11846 (Commission File Number) 36-3853103 ( |
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| May 7, 2020 |
Exhibit 10.1 APTARGROUP, INC. 2018 EQUITY INCENTIVE PLAN (as amended and restated effective May 6, 2020) 1. Purpose. The purpose of the AptarGroup, Inc. 2018 Equity Incentive Plan (the “Plan”) is to promote the long-term financial interests of the Company and its Affiliates by (a) attracting and retaining employees, non-employee directors, consultants, independent contractors and agents, (b) motiv |
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| May 1, 2020 |
Exhibit 10.6 APTARGROUP, INC. 2018 EQUITY INCENTIVE PLAN RESTRICTED STOCK UNIT AWARD AGREEMENT (SERVICE-BASED VESTING FORM) (French employee version) AptarGroup, Inc., a Delaware corporation (the “Company”), hereby grants the participant (the “Employee”) as of [Insert Date] (the “Grant Date”), pursuant to Section 6(d) of the AptarGroup, Inc. 2018 Equity Incentive Plan (the “Plan”) as amended by th |
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| May 1, 2020 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED MARCH 31, 2020 OR ☐TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO COMMISSION FILE NUMBER 1-11846 AptarGr |
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| May 1, 2020 |
Exhibit 10.3 All-Other employee version APTARGROUP, INC. RESTRICTED STOCK UNIT AWARD AGREEMENT (PERFORMANCE-BASED VESTING FORM) AptarGroup, Inc., a Delaware corporation (the “Company”), hereby grants the participant (the “Employee”) as of (the “Grant Date”), pursuant to Section 6(d) of the AptarGroup, Inc. 2018 Equity Incentive Plan (the “Plan”), a restricted stock unit award (the “Award”) with re |
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| May 1, 2020 |
Exhibits 10.1 U.S./Mexico/Argentina employee version APTARGROUP, INC. RESTRICTED STOCK UNIT AWARD AGREEMENT (PERFORMANCE-BASED VESTING FORM) AptarGroup, Inc., a Delaware corporation (the “Company”), hereby grants the participant (the “Employee”) as of [] (the “Grant Date”), pursuant to Section 6(d) of the AptarGroup, Inc. 2018 Equity Incentive Plan (the “Plan”), a restricted stock unit award (the |
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| May 1, 2020 |
Exhibit 10.5 All Other employee version APTARGROUP, INC. 2018 EQUITY INCENTIVE PLAN RESTRICTED STOCK UNIT AWARD AGREEMENT (SERVICE-BASED VESTING FORM) (non-French employee version) AptarGroup, Inc., a Delaware corporation (the “Company”), hereby grants the participant (the “Employee”) as of [Insert Date] (the “Grant Date”), pursuant to Section 6(d) of the AptarGroup, Inc. 2018 Equity Incentive Pla |
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| May 1, 2020 |
Exhibit 10.4 U.S./Mexico/Argentina employee version APTARGROUP, INC. 2018 EQUITY INCENTIVE PLAN RESTRICTED STOCK UNIT AWARD AGREEMENT (SERVICE-BASED VESTING FORM) (non-French employee version) AptarGroup, Inc., a Delaware corporation (the “Company”), hereby grants the participant (the “Employee”) as of [Insert Date] (the “Grant Date”), pursuant to Section 6(d) of the AptarGroup, Inc. 2018 Equity I |
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| May 1, 2020 |
Exhibit 10.2 French employee version APTARGROUP, INC. RESTRICTED STOCK UNIT AWARD AGREEMENT (PERFORMANCE-BASED VESTING FORM) AptarGroup, Inc., a Delaware corporation (the “Company”), hereby grants the participant (the “Employee”) as of (the “Grant Date”), pursuant to Section 6(d) of the AptarGroup, Inc. 2018 Equity Incentive Plan (the “Plan”) as amended by the 2018 French Sub-Plan for Restricted S |
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| April 30, 2020 |
Exhibit 99.1 Aptar Reports First Quarter 2020 Results; Continues to Provide Essential Solutions to Critical Industries CRYSTAL LAKE, Ill.-(BUSINESS WIRE)-April 30, 2020-AptarGroup, Inc. (NYSE:ATR) today reported first quarter results for 2020 and provided an update related to COVID-19 including the Company’s continued ability to supply essential solutions to critical industries. First Quarter 2020 |
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| April 30, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 April 30, 2020 Date of Report (Date of earliest event reported) AptarGroup, Inc. (Exact name of registrant as specified in its charter) Delaware 001-11846 36-3853103 (State or other jurisdiction of incorporation) (Commission File Num |
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| March 27, 2020 |
ATR / AptarGroup, Inc. DEF 14A - - DEF 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14 |
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| February 24, 2020 |
Description of the Company’s Securities Exhibit 4.19 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 AptarGroup, Inc. (the “Company,” we,” “us” or “our”) has one class of securities registered under Section 12 of the Securities Exchange Act of 1934: its common stock. The following summary of the material terms of the Company’s capital stock is based upon our Amended and |
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| February 24, 2020 |
Exhibit 21 APTARGROUP, INC. LIST OF SUBSIDIARIES State or Other Jurisdiction of Percentage Incorporation Owned AptarGroup International L.L.C. Delaware 100 % Seaquist Canada Ltd. Canada 100 % Asia Pacific Inspection Center (Suzhou) Co., Ltd. China 55 % PT. Aptar B&H Indonesia Indonesia 100 % AIGE LLC Delaware 100 % Aptar Services S.A.S. France 100 % AptarGroup Global Holding S.a.r.l. Luxembourg 10 |
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| February 24, 2020 |
Table of Contents United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED DECEMBER 31, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO COMMISSION FILE NUMBER 1-11846 AptarGroup |
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| February 20, 2020 |
Exhibit 99.1 Aptar Reports Fourth Quarter and Annual Results; Recaps Year of Pharma Services Acquisitions and Multiple New Drug Delivery Launches; Highlights Strategic Steps to Strengthen Beauty Business CRYSTAL LAKE, Ill.-(BUSINESS WIRE)-February 20, 2020-AptarGroup, Inc. (NYSE: ATR), a global leader in consumer dispensing, active packaging and drug delivery solutions and services, today reported |
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| February 20, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 February 20, 2020 Date of Report (Date of earliest event reported) AptarGroup, Inc. (Exact name of registrant as specified in its charter) Delaware 001-11846 36-3853103 (State or other jurisdiction of incorporation) (Commission File |
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| February 13, 2020 |
ATR / AptarGroup, Inc. / EATON VANCE MANAGEMENT - APTAR Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 4)* (Name of Issuer) Aptargroup Inc Common Stock (Title of Class of Securities) 038336103 (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedu |
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| February 12, 2020 |
ATR / AptarGroup, Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 10)* Name of issuer: AptarGroup Inc Title of Class of Securities: Common Stock CUSIP Number: 038336103 Date of Event Which Requires Filing of this Statement: December 31, 2019 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ☒ Rul |
