ASAN / Asana, Inc. - SEC 보고서, 연례 보고, 기업 사업 설명서

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US ˙ NYSE ˙ US04342Y1047

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LEI 254900X7UAJNMLPLZ510
CIK 1477720
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Asana, Inc.
SEC Filings (Chronological Order)
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May 28, 2026 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 30, 2026 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number 001-39495 Asana, Inc

May 28, 2026 EX-10.5

THIRD AMENDMENT

Exhibit 10.5 THIRD AMENDMENT THIS THIRD AMENDMENT (the “Amendment”) is made and entered into as of the date that is the later of Landlord’s and Tenant’s signature to this Amendment (the “Effective Date’), by and between SWIG 631 FOLSOM, LLC, a Delaware limited liability company, and SIC HOLDINGS, LLC, a Delaware limited liability company (collectively, “Landlord”), and ASANA, INC., a Delaware corp

May 28, 2026 EX-10.4

SECOND AMENDMENT

Exhibit 10.4 SECOND AMENDMENT THIS SECOND AMENDMENT (the “Amendment”) is made and entered into as of March 3, 2021 (the “Effective Date’), by and between SWIG 631 FOLSOM, LLC, a Delaware limited liability company, and SIC HOLDINGS, LLC, a Delaware limited liability company (“Landlord”), and ASANA, INC., a Delaware corporation (“Tenant”). RECITALS A.Landlord and Tenant are parties to that certain l

May 28, 2026 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 28, 2026 Asana, Inc. (Exact n

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 28, 2026 Asana, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39495 26-3912448 (State or Other Jurisdiction of Incorporation) (Commission File Number) (

May 28, 2026 EX-99.1

Asana Announces First Quarter Fiscal 2027 Results Q1 revenue exceeded high end of guidance Record Q1 GAAP operating margin, up 1,600 bps year over year; record non-GAAP operating margin of 11.5%, up 720 bps year over year Announces acquisition of Sta

Exhibit 99.1 Asana Announces First Quarter Fiscal 2027 Results Q1 revenue exceeded high end of guidance Record Q1 GAAP operating margin, up 1,600 bps year over year; record non-GAAP operating margin of 11.5%, up 720 bps year over year Announces acquisition of StackAI, expanding Asana’s cross-system workflow orchestration capabilities for human-agent teams May 28, 2026 – San Francisco, CA – Asana,

April 20, 2026 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Definitive Proxy State

April 20, 2026 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy State

April 20, 2026 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 14, 2026 Asana, Inc. (Exact

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 14, 2026 Asana, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39495 26-3912448 (State or Other Jurisdiction of Incorporation) (Commission File Number)

March 13, 2026 S-8

As filed with the Securities and Exchange Commission on March 13, 2026

As filed with the Securities and Exchange Commission on March 13, 2026 Registration No.

March 13, 2026 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 10, 2026 Asana, Inc. (Exact

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 10, 2026 Asana, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39495 26-3912448 (State or Other Jurisdiction of Incorporation) (Commission File Number)

March 13, 2026 EX-10.1

ASANA, INC. INCENTIVE BONUS PLAN Adopted March 10, 2026

Exhibit 10.1 ASANA, INC. INCENTIVE BONUS PLAN Adopted March 10, 2026 1. Purposes of the Plan. The Plan is intended to increase stockholder value and the success of the Company by motivating Employees to (a) perform to the best of their abilities and (b) achieve the Company’s objectives. 2. Definitions. 2.1 “Actual Award” means as to any Performance Period, the actual award (if any) payable to a Pa

March 13, 2026 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended January 31, 2026 Commission file number: 001-39495 ASANA, INC. (Exact name of registrant as specifie

March 13, 2026 EX-FILING FEES

CALCULATION OF FILING FEE TABLES Form S-8 Asana, Inc. Table 1: Newly Registered Securities

Exhibit 107 CALCULATION OF FILING FEE TABLES Form S-8 Asana, Inc. Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount to be Registered(1) Proposed Maximum Offering Price Per Share Proposed Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Equity Class A Common Stock, par value $0.00001 per share, 2020 Equity Incentive Plan Other(2)

March 13, 2026 EX-10.2

ASANA, INC. AMENDED EXECUTIVE SEVERANCE AND CHANGE IN CONTROL BENEFIT PLAN Adopted: May 19, 2020 (Effective: September 21, 2020) Last Amended: March 10, 2026

Exhibit 10.2 ASANA, INC. AMENDED EXECUTIVE SEVERANCE AND CHANGE IN CONTROL BENEFIT PLAN Adopted: May 19, 2020 (Effective: September 21, 2020) Last Amended: March 10, 2026 1.Introduction. The purpose of this Asana, Inc. Amended Executive Severance and Change in Control Benefit Plan (the “Plan”) is to provide assurances of specified severance benefits to eligible executives of the Company whose empl

March 2, 2026 EX-10.1

633 Folsom Street, Suite 100

Exhibit 10.1 Asana 633 Folsom Street, Suite 100 San Francisco, CA 94107 February 27, 2026 Dear Aziz, This letter sets out the terms and conditions of your employment. 1.POSITION. You will serve as Chief Financial Officer, subject to the approval of the Board of Directors (the “Board”), effective as of March 24, 2026 (the “Appointment Date”), reporting to Dan Rogers, the Chief Executive Officer, an

March 2, 2026 EX-99.1

Asana to Appoint Aziz Megji to the Role of Chief Financial Officer

Exhibit 99.1 Asana to Appoint Aziz Megji to the Role of Chief Financial Officer March 2, 2026 – San Francisco, CA – Asana, Inc. (NYSE: ASAN)(LTSE: ASAN), the system of action where humans and AI run work together, will promote Aziz Megji to the role of Chief Financial Officer (CFO), effective March 24, 2026. Megji will succeed Sonalee Parekh, who has served as Asana’s CFO since 2024 and tendered h

March 2, 2026 EX-99.1

Asana to Appoint Aziz Megji to the Role of Chief Financial Officer

Exhibit 99.1 Asana to Appoint Aziz Megji to the Role of Chief Financial Officer March 2, 2026 – San Francisco, CA – Asana, Inc. (NYSE: ASAN)(LTSE: ASAN), the system of action where humans and AI run work together, will promote Aziz Megji to the role of Chief Financial Officer (CFO), effective March 24, 2026. Megji will succeed Sonalee Parekh, who has served as Asana’s CFO since 2024 and tendered h

March 2, 2026 EX-10.1

FIFTH AMENDMENT TO CREDIT AGREEMENT

Exhibit 10.1 FIFTH AMENDMENT TO CREDIT AGREEMENT This FIFTH AMENDMENT TO CREDIT AGREEMENT (this “Amendment”) is made as of February 26, 2026 by and among ASANA, INC., a Delaware corporation (the “Borrower”), the several banks and other financial institutions or entities party to this Amendment as Lenders (as defined in the Credit Agreement, defined below), SILICON VALLEY BANK, A DIVISION OF FIRST-

March 2, 2026 8-K/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A Amendment No. 1 to CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 26,

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A Amendment No. 1 to CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 26, 2026 Asana, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39495 26-3912448 (State or Other Jurisdiction of Incorporation)

March 2, 2026 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 26, 2026 Asana, Inc. (Ex

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 26, 2026 Asana, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39495 26-3912448 (State or Other Jurisdiction of Incorporation) (Commission File Numb

March 2, 2026 EX-99.1

Asana Announces Fourth Quarter and Fiscal Year 2026 Results Delivered Q4 revenue of $205.6 million, up 9% year over year Expanded Q4 GAAP operating margin by over 17 percentage points and non-GAAP operating margin by 10 percentage points Grew Q4 oper

Exhibit 99.1 Asana Announces Fourth Quarter and Fiscal Year 2026 Results Delivered Q4 revenue of $205.6 million, up 9% year over year Expanded Q4 GAAP operating margin by over 17 percentage points and non-GAAP operating margin by 10 percentage points Grew Q4 operating cash flow by 74% and adjusted free cash flow by 108% year over year Board authorized an additional $160M for share repurchases, bri

March 2, 2026 EX-10.1

633 Folsom Street, Suite 100

Exhibit 10.1 Asana 633 Folsom Street, Suite 100 San Francisco, CA 94107 February 27, 2026 Dear Aziz, This letter sets out the terms and conditions of your employment. 1.POSITION. You will serve as Chief Financial Officer, subject to the approval of the Board of Directors (the “Board”), effective as of March 24, 2026 (the “Appointment Date”), reporting to Dan Rogers, the Chief Executive Officer, an

March 2, 2026 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 26, 2026 Asana, Inc. (Ex

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 26, 2026 Asana, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39495 26-3912448 (State or Other Jurisdiction of Incorporation) (Commission File Numb

December 2, 2025 EX-10.3

633 Folsom Street, Suite 100

Exhibit 10.3 Asana 633 Folsom Street, Suite 100 San Francisco, CA 94107 December 1, 2025 Katie Colendich Dear Katie, This letter sets out the terms and conditions of your employment. 1.POSITION. You will serve as General Counsel and Corporate Secretary, subject to Compensation Committee approval and Board approval, effective January 1, 2026 (the “Appointment Date”), reporting to Dan Rogers, the Ch

December 2, 2025 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 31, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number 001-39495 Asana, I

December 2, 2025 EX-10.2

ASANA, INC. December 1, 2025

Exhibit 10.2 ASANA, INC. December 1, 2025 Eleanor Lacey Re: Transition Services Agreement Dear Eleanor: Thank you for your work on behalf of Asana. This transition services agreement (this “Agreement”) confirms the agreement between you and Asana, Inc. (the “Company”) regarding your voluntary resignation from the Company and your transition out of the Company. 1. Transition and Resignation; Adviso

December 2, 2025 EX-10.1

ASANA, INC. December 1, 2025

Exhibit 10.1 ASANA, INC. December 1, 2025 Anne Raimondi Re: Transition Services Agreement Dear Anne: Thank you for your work on behalf of Asana. This transition services agreement (this “Agreement”) confirms the agreement between you and Asana, Inc. (the “Company”) regarding your voluntary resignation from the Company and your transition out of the Company. 1. Transition and Resignation; Advisory

December 2, 2025 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 30, 2025 Asana, Inc. (Ex

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 30, 2025 Asana, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39495 26-3912448 (State or Other Jurisdiction of Incorporation) (Commission File Numb

December 2, 2025 EX-99.1

Asana Announces Third Quarter Fiscal 2026 Results Q3 revenue exceeded high-end of guidance Raises both high-end of FY26 revenue and non-GAAP operating income guidance ranges Announced AI Teammates: collaborative agents that understand the context of

Exhibit 99.1 Asana Announces Third Quarter Fiscal 2026 Results Q3 revenue exceeded high-end of guidance Raises both high-end of FY26 revenue and non-GAAP operating income guidance ranges Announced AI Teammates: collaborative agents that understand the context of all work across the organization and deliver real business outcomes December 2, 2025 – San Francisco, CA – Asana, Inc. (NYSE: ASAN)(LTSE:

October 10, 2025 144

144

144 0001823099 XXXXXXXX LIVE 0001477720 Asana, Inc. 001-39495 633 Folsom Street, Suite 100 San Francisco CA 94107 4155253888 JUSTIN ROSENSTEIN Director 10% Stockholder Common Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004 14500 220255.00 156685245 10/10/2025 NYSE Common 02/04/2009 Founders Shares Issuer N 14500 02/04/2009 N/A N 10b5-1 Sale

October 9, 2025 144

144

144 0001823099 XXXXXXXX LIVE 0001477720 Asana, Inc. 001-39495 633 Folsom Street, Suite 100 San Francisco CA 94107 4155253888 JUSTIN ROSENSTEIN Director 10% Stockholder Common Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004 1199560 18197325.20 156685245 10/09/2025 NYSE Common 02/04/2009 Founders Shares Issuer N 1199560 02/04/2009 N/A N 10b5-

October 8, 2025 144

144

144 0001823099 XXXXXXXX LIVE 0001477720 Asana, Inc. 001-39495 633 Folsom Street, Suite 100 San Francisco CA 94107 4155253888 JUSTIN ROSENSTEIN Director 10% Stockholder Common Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004 454913 6528001.55 156685245 10/08/2025 NYSE Common 02/04/2009 Founders Shares Issuer N 454913 02/04/2009 N/A N 10b5-1 S

September 23, 2025 144

144

144 0001242726 XXXXXXXX LIVE 0001477720 Asana, Inc. 001-39495 633 Folsom Street, Suite 100 San Francisco CA 94107 4155253888 ELEANOR LACEY Officer Common Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004 10570 152630.80 156685245 09/23/2025 NYSE Common 09/20/2025 Restricted Stock Units Issuer N 10570 09/20/2025 N/A Y 09/23/2025 03/12/2025 /s/

September 23, 2025 144

144

144 0001849122 XXXXXXXX LIVE 0001477720 ASANA INC 001-39495 633 FOLSOM STREET SUITE 100 SAN FRANCISCO CA 94107 4155253888 SONALEE PAREKH Officer Common Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004 63374 915120.

September 9, 2025 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 5, 2025 Asana, Inc. (Ex

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 5, 2025 Asana, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39495 26-3912448 (State or Other Jurisdiction of Incorporation) (Commission File Numb

September 3, 2025 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 31, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number 001-39495 Asana, Inc.

September 3, 2025 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 3, 2025 Asana, Inc. (Ex

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 3, 2025 Asana, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39495 26-3912448 (State or Other Jurisdiction of Incorporation) (Commission File Numb

September 3, 2025 EX-99.1

Asana Announces Second Quarter Fiscal 2026 Results Q2 revenue exceeded high end of guidance; raises midpoint of FY26 revenue guidance range Q2 GAAP operating margin improved 18 percentage points year over year; Q2 non-GAAP operating margin improved 1

Exhibit 99.1 Asana Announces Second Quarter Fiscal 2026 Results Q2 revenue exceeded high end of guidance; raises midpoint of FY26 revenue guidance range Q2 GAAP operating margin improved 18 percentage points year over year; Q2 non-GAAP operating margin improved 16 percentage points year over year Raises FY26 non-GAAP operating margin guidance September 3, 2025 – San Francisco, CA – Asana, Inc. (NY

September 3, 2025 EX-10.2

Asana, Inc. 2020 Equity Incentive Plan PSU Award Grant Notice (Performance Award)

Exhibit 10.2 Asana, Inc. 2020 Equity Incentive Plan PSU Award Grant Notice (Performance Award) Asana, Inc. (the “Company”) has awarded to you (the “Participant”) a Performance Award with respect to the number of performance-based restricted stock units specified and on the terms set forth below in consideration of your services (the “PSU Award”). Your PSU Award is subject to all of the terms and c

June 25, 2025 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 23, 2025 Asana, Inc. (Exact

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 23, 2025 Asana, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39495 26-3912448 (State or Other Jurisdiction of Incorporation) (Commission File Number)

June 25, 2025 EX-99.1

Asana Names Dan Rogers as Chief Executive Officer Transformative Technology Leader to Drive Asana’s Next Chapter of Growth and Innovation Succeeds Asana Co-Founder Dustin Moskovitz, who will remain Board Chair

Exhibit 99.1 Asana Names Dan Rogers as Chief Executive Officer Transformative Technology Leader to Drive Asana’s Next Chapter of Growth and Innovation Succeeds Asana Co-Founder Dustin Moskovitz, who will remain Board Chair San Francisco – June 25, 2025 – Asana, Inc. (NYSE: ASAN) (LTSE: ASAN), a leading enterprise work management platform for human and AI coordination, announced today that Dan Roge

June 25, 2025 EX-10.1

* * *

Exhibit 10.1 Asana 633 Folsom Street, Suite 100 San Francisco, CA 94107 June 23, 2025 Daniel Rogers Dear Daniel, Welcome to Asana, Inc., a Delaware corporation (the “Company”). This letter sets out the terms and conditions of your employment. 1.CEO POSITION. You will serve in a full-time capacity as an employee at the Company starting on July 21, 2025 and, subject to approval by the Company’s Boar

June 20, 2025 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 16, 2025 Asana, Inc. (Exact

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 16, 2025 Asana, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39495 26-3912448 (State or Other Jurisdiction of Incorporation) (Commission File Number)

June 3, 2025 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 30, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number 001-39495 Asana, Inc

June 3, 2025 EX-10.1

g the Registrant and Silicon Valley Bank, a division of First-Citizens Bank & Trust Company, as the issuing lender, the swingline lender, administrative agent and collateral agent.

Exhibit 10.1 FOURTH AMENDMENT TO CREDIT AGREEMENT This FOURTH AMENDMENT TO CREDIT AGREEMENT (this “Amendment”) is made as of May 29, 2025 by and among ASANA, INC., a Delaware corporation (the “Borrower”), the several banks and other financial institutions or entities party to this Amendment as Lenders (as defined in the Credit Agreement, defined below), SILICON VALLEY BANK, A DIVISION OF FIRST-CIT

June 3, 2025 EX-99.1

Asana Announces First Quarter Fiscal 2026 Results Q1 revenue exceeded high end of guidance Q1 GAAP operating margin improved 15 percentage points year over year; Achieved first positive non-GAAP operating margin in company history AI Studio exceeded

Exhibit 99.1 Asana Announces First Quarter Fiscal 2026 Results Q1 revenue exceeded high end of guidance Q1 GAAP operating margin improved 15 percentage points year over year; Achieved first positive non-GAAP operating margin in company history AI Studio exceeded $1M ARR in its first quarter of general availability June 3, 2025 – San Francisco, CA – Asana, Inc. (NYSE: ASAN)(LTSE: ASAN), a leading w

June 3, 2025 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 30, 2025 Asana, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39495 26-3912448 (State or Other Jurisdiction of Incorporation) (Commission File Number) (

April 30, 2025 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy State

April 30, 2025 ARS

ARS

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April 30, 2025 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Definitive Proxy State

April 17, 2025 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 16, 2025 Asana, Inc. (Exact

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 16, 2025 Asana, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39495 26-3912448 (State or Other Jurisdiction of Incorporation) (Commission File Number)

April 17, 2025 EX-99.1

Asana Appoints Revenue Leader Marc Boroditsky to Board of Directors Boroditsky brings decades of experience scaling go-to-market strategies and revenue operations for Twilio, Cloudflare, as Asana charts new era as platform for AI and human coordinati

Exhibit 99.1 Asana Appoints Revenue Leader Marc Boroditsky to Board of Directors Boroditsky brings decades of experience scaling go-to-market strategies and revenue operations for Twilio, Cloudflare, as Asana charts new era as platform for AI and human coordination SAN FRANCISCO, April 17, 2025 - Asana, Inc. (NYSE: ASAN) (LTSE: ASAN), a leading enterprise work management platform, today announced

March 18, 2025 EX-FILING FEES

Filing Fee Table.

Exhibit 107 CALCULATION OF FILING FEE TABLES Form S-8 Asana, Inc. Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount to be Registered(1) Proposed Maximum Offering Price Per Share Proposed Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Equity Class A Common Stock, par value $0.00001 per share, 2020 Equity Incentive Plan Other(2)

March 18, 2025 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended January 31, 2025 Commission file number: 001-39495 ASANA, INC. (Exact name of registrant as specifie

March 18, 2025 EX-FILING FEES

Filing Fee Table.

Exhibit 107 Calculation of Filing Fee Tables Form S-3ASR (Form Type) Asana, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Forward Form Type Ca

March 18, 2025 EX-10.9

020 Equity Incentive Plan - Form of RSU Gr

Exhibit 10.9 Asana, Inc. 2020 Equity Incentive Plan RSU Award Grant Notice Asana, Inc. (the “Company”) has awarded to you (the “Participant”) the number of restricted stock units specified and on the terms set forth below in consideration of your services (the “RSU Award”). Your RSU Award is subject to all of the terms and conditions as set forth herein and in the Company’s 2020 Equity Incentive P

March 18, 2025 EX-4.8

Form of Class A Common Stock Warrant Agreement and Warrant Certificate.

Exhibit 4.8 ASANA, INC. and , As Warrant Agent Form of Class A Common Stock Warrant Agreement Dated As Of ASANA, INC. FORM OF CLASS A COMMON STOCK WARRANT AGREEMENT This Class A Common Stock Warrant Agreement (this “Agreement”), dated as of [●], between Asana, Inc. a Delaware corporation (the “Company”), and [●], a [corporation] [national banking association] organized and existing under the laws

March 18, 2025 EX-4.6

Form of Indenture.

Exhibit 4.6 ASANA, INC., Issuer AND [TRUSTEE], Trustee INDENTURE Dated as of , 20 Debt Securities Table Of Contents Page ARTICLE 1 DEFINITIONS............................................................................................................ 1 Section 1.01 Definitions of Terms...................................................................................... 1 ARTICLE 2 ISSUE, DESCRIPT

March 18, 2025 EX-4.10

Form of Debt Securities Warrant Agreement and Warrant Certificate.

Exhibit 4.10 ASANA, INC. and , As Warrant Agent Form of Debt Securities Warrant Agreement Dated As Of ASANA, INC. FORM OF DEBT SECURITIES WARRANT AGREEMENT This Debt Securities Warrant Agreement (this “Agreement”), dated as of [●], between Asana, Inc., a Delaware corporation (the “Company”), and [●], a [corporation] [national banking association] organized and existing under the laws of [●] and ha

March 18, 2025 S-8

As filed with the Securities and Exchange Commission on March 18, 2025

As filed with the Securities and Exchange Commission on March 18, 2025 Registration No.

March 18, 2025 EX-4.9

Form of Preferred Stock Warrant Agreement and Warrant Certificate.

Exhibit 4.9 ASANA, INC. and , As Warrant Agent Form of Preferred Stock Warrant Agreement Dated As Of ASANA, INC. FORM OF PREFERRED STOCK WARRANT AGREEMENT This Preferred Stock Warrant Agreement (this “Agreement”), dated as of [●], between Asana, Inc., a Delaware corporation (the “Company”), and [●], a [corporation] [national banking association] organized and existing under the laws of [●] and hav

March 18, 2025 EX-19.1

rading Policy

Exhibit 19.1 ASANA, INC. INSIDER TRADING POLICY (Last Amended March 1, 2023) The Board of Directors (the “Board”) of Asana, Inc., a Delaware corporation (“Asana”), has adopted this Insider Trading Policy (this “Policy”) in order to take an active role in the prevention of insider trading violations by our officers, directors, employees, and other related individuals. A.Why do we have this Policy?

March 18, 2025 S-3ASR

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-3 REGISTRATION STATEMENT THE SECURITIES ACT OF 1933 ASANA, INC. (Exact name of registrant as specified in its charter)

As filed with the Securities and Exchange Commission on March 18, 2025. Registration No. 333 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ASANA, INC. (Exact name of registrant as specified in its charter) Delaware 26-3912448 (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Ide

March 18, 2025 EX-10.10

2020 Equity Incentive Plan - Form of RSU Grant Notice and Award Agreement (

Exhibit 10.10 Asana, Inc. 2020 Equity Incentive Plan RSU Award Grant Notice Asana, Inc. (the “Company”) has awarded to you (the “Participant”) the number of restricted stock units specified and on the terms set forth below in consideration of your services (the “RSU Award”). Your RSU Award is subject to all of the terms and conditions as set forth herein and in the Company’s 2020 Equity Incentive

March 10, 2025 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 10, 2025 Asana, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39495 26-3912448 (State or Other Jurisdiction of Incorporation) (Commission File Number)

March 10, 2025 EX-99.1

Asana Announces Fourth Quarter and Fiscal Year 2025 Results Q4 revenue in-line with guidance; exceeded high end of guidance adjusted for currency impact Achieved full year of positive operating cash flow and free cash flow Q4 GAAP operating margin im

Exhibit 99.1 Asana Announces Fourth Quarter and Fiscal Year 2025 Results Q4 revenue in-line with guidance; exceeded high end of guidance adjusted for currency impact Achieved full year of positive operating cash flow and free cash flow Q4 GAAP operating margin improved 590bps year over year; Q4 Non-GAAP operating margin improved 820bps year over year March 10, 2025 – San Francisco, CA – Asana, Inc

March 10, 2025 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 5, 2025 Asana, Inc. (Exact

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 5, 2025 Asana, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39495 26-3912448 (State or Other Jurisdiction of Incorporation) (Commission File Number)

March 10, 2025 EX-99.1

Asana Announces CEO Succession Plan Moskovitz Has Informed Board of His Intention to Retire as CEO Upon the Appointment of a Successor As Chair, Moskovitz Will Continue Focusing on AI Strategy and Intends to Maintain His Significant Shareholdings in

Exhibit 99.1 Asana Announces CEO Succession Plan Moskovitz Has Informed Board of His Intention to Retire as CEO Upon the Appointment of a Successor As Chair, Moskovitz Will Continue Focusing on AI Strategy and Intends to Maintain His Significant Shareholdings in Asana Board-led Search for CEO Successor Underway to Lead Asana’s Next Chapter of Growth and Profitability SAN FRANCISCO, March 10, 2025

December 5, 2024 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 5, 2024 Asana, Inc. (Exa

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 5, 2024 Asana, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39495 26-3912448 (State or Other Jurisdiction of Incorporation) (Commission File Numbe

December 5, 2024 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number 001-39495 Asana, I

December 5, 2024 EX-10.1

Third Amendment to Credit Agreement, dated November 18, 2024, by and among the Registrant and Silicon Valley Bank, a division of First-Citizens Bank & Trust Company, as the issuing lender, the swingline lender, administrative agent and collateral agent.

Exhibit 10.1 THIRD AMENDMENT TO CREDIT AGREEMENT This THIRD AMENDMENT TO CREDIT AGREEMENT (this “Amendment”) is made as of November 18, 2024 by and among ASANA, INC., a Delaware corporation (the “Borrower”), the several banks and other financial institutions or entities party to this Amendment as Lenders (as defined in the Credit Agreement, defined below), SILICON VALLEY BANK, A DIVISION OF FIRST-

December 5, 2024 EX-99.1

Asana Announces Third Quarter Fiscal 2025 Results Q3 top and bottom line above high end of guidance; Fiscal 2025 outlook increased On track to deliver positive Free Cash Flow for Q4 Enters new era as multi-product company with the launch of AI Studio

Exhibit 99.1 Asana Announces Third Quarter Fiscal 2025 Results Q3 top and bottom line above high end of guidance; Fiscal 2025 outlook increased On track to deliver positive Free Cash Flow for Q4 Enters new era as multi-product company with the launch of AI Studio December 5, 2024 – San Francisco, CA – Asana, Inc. (NYSE: ASAN)(LTSE: ASAN), a leading enterprise work management platform, today report

November 13, 2024 SC 13G

ASAN / Asana, Inc. / Allianz Global Investors GmbH - SC 13G Passive Investment

SC 13G 1 d870569dsc13g.htm SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G INFORMATION STATEMENT TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1 (b) (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2 (b) (Amendment No.  )* Asana, Inc. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 04342Y104 (CUSIP Number) Sep

November 8, 2024 SC 13G

ASAN / Asana, Inc. / BlackRock, Inc. Passive Investment

SC 13G 1 us04342y1047110824.txt us04342y1047110824.txt SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No: ) Asana, Inc. - (Name of Issuer) Class A Common Stock - (Title of Class of Securities) 04342Y104 - (CUSIP Number) September 30, 2024 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box

October 18, 2024 SC 13G

ASAN / Asana, Inc. / BlackRock, Inc. Passive Investment

SC 13G 1 us04342y1047101824.txt us04342y1047101824.txt SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No: ) Asana, Inc. - (Name of Issuer) Class A Common Stock - (Title of Class of Securities) 04342Y104 - (CUSIP Number) September 30, 2024 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box

September 3, 2024 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number 001-39495 Asana, Inc.

September 3, 2024 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 3, 2024 Asana, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39495 26-3912448 (State or Other Jurisdiction of Incorporation) (Commission File Numb

September 3, 2024 EX-10.1

Offer Letter between Sonalee Elizabeth Parekh and the Registrant, dated August 27, 2024.

Exhibit 10.1 633 Folsom Street, Suite 100 San Francisco, CA 94107 August 27, 2024 Sonalee Parekh Dear Sonalee, Welcome to Asana, Inc., a Delaware corporation (the “Company”). This letter sets out the terms and conditions of your employment. 1.POSITION. You will serve in a full-time capacity as an employee at the Company starting on September 11, 2024 and, subject to Board approval, as Chief Financ

September 3, 2024 EX-99.1

Asana Announces Second Quarter Fiscal 2025 Results Record multi-year deals signed Delivered $15.9M in operating cash flow and $12.8M in free cash flow Customers spending $100,000 or more on an annualized basis grew 17% year over year

Exhibit 99.1 Asana Announces Second Quarter Fiscal 2025 Results Record multi-year deals signed Delivered $15.9M in operating cash flow and $12.8M in free cash flow Customers spending $100,000 or more on an annualized basis grew 17% year over year September 3, 2024 – San Francisco, CA – Asana, Inc. (NYSE: ASAN)(LTSE: ASAN), a leading work management platform, today reported financial results for it

September 3, 2024 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 27, 2024 Asana, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39495 26-3912448 (State or Other Jurisdiction of Incorporation) (Commission File Number

September 3, 2024 EX-10.1

Second Amendment to Credit Agreement, dated June 18, 2024, by and among the Company and Silicon Valley Bank, a division of First-Citizens Bank & Trust Company, as issuing lender, the swingline lender, administrative agent and collateral agent.

Exhibit 10.1 SECOND AMENDMENT TO CREDIT AGREEMENT This SECOND AMENDMENT TO CREDIT AGREEMENT (this “Amendment”) is made as of June 18, 2024 by and among ASANA, INC., a Delaware corporation (the “Borrower”), the several banks and other financial institutions or entities party to this Amendment as Lenders (as defined in the Credit Agreement, defined below), SILICON VALLEY BANK, A DIVISION OF FIRST-CI

September 3, 2024 EX-99.1

Asana Appoints Seasoned Finance Executive, Sonalee Parekh, as New Chief Financial Officer

Exhibit 99.1 Asana Appoints Seasoned Finance Executive, Sonalee Parekh, as New Chief Financial Officer September 3, 2024 – San Francisco, CA – Asana, Inc. (NYSE: ASAN)(LTSE: ASAN), a leading work management platform, today announced the appointment of Sonalee Parekh as Chief Financial Officer, effective September 11, 2024. Parekh will succeed Tim Wan, who has served in the role since 2017. Wan wil

June 20, 2024 EX-99.1

Asana Announces $150 Million Stock Repurchase Program

Exhibit 99.1 Asana Announces $150 Million Stock Repurchase Program June 20, 2024 – San Francisco, CA – Asana, Inc. (NYSE: ASAN) (LTSE: ASAN), a leading work management platform, today announced that its Board of Directors has approved a stock repurchase program authorizing Asana to repurchase up to $150 million of its Class A common stock through June 30, 2025. “I’m pleased to share that, after ca

June 20, 2024 8-K

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 17, 2024 Asana, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39495 26-3912448 (State or Other Jurisdiction of Incorporation) (Commission File Number)

June 20, 2024 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 20, 2024 Asana, Inc. (Exact

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 20, 2024 Asana, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39495 26-3912448 (State or Other Jurisdiction of Incorporation) (Commission File Number)

May 30, 2024 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 30, 2024 Asana, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39495 26-3912448 (State or Other Jurisdiction of Incorporation) (Commission File Number) (

May 30, 2024 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number 001-39495 Asana, Inc

May 30, 2024 EX-99.1

Asana Announces First Quarter Fiscal 2025 Results Improvement in free cash flow and operating cash flow year over year Expect to be free cash flow positive for the full year Revenues from customers spending $5,000 or more grew 15% year over year

Exhibit 99.1 Asana Announces First Quarter Fiscal 2025 Results Improvement in free cash flow and operating cash flow year over year Expect to be free cash flow positive for the full year Revenues from customers spending $5,000 or more grew 15% year over year May 30, 2024 – San Francisco, CA – Asana, Inc. (NYSE: ASAN)(LTSE: ASAN), a leading work management platform, today reported financial results

May 3, 2024 ARS

ARS

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May 3, 2024 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Definitive Proxy State

May 3, 2024 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy State

March 14, 2024 S-8

As filed with the Securities and Exchange Commission on March 14, 2024

As filed with the Securities and Exchange Commission on March 14, 2024 Registration No.

March 14, 2024 EX-21.1

List of subsidiaries

Exhibit 21.1 ASANA, INC. SUBSIDIARY LIST Name of Subsidiary Jurisdiction of Organization Asana Software Australia Pty Ltd Australia Asana Software Canada Ltd Canada Asana France SAS France Asana Germany GmbH Germany Asana Software Iceland ehf. Iceland Asana Ireland Technology Limited Ireland Asana Software Ireland Limited Ireland Asana Japan KK Japan Asana Poland sp. z o.o. Poland Asana Software S

March 14, 2024 EX-97.1

Clawback Policy

Exhibit 97.1 ASANA, INC. CLAWBACK POLICY The Board of Directors (the “Board”) of Asana, Inc. (the “Company”) has determined that it is appropriate for the Company to adopt this Clawback Policy (the “Policy”) to be applied to the Executive Officers of the Company and adopts this Policy to be effective as of the Effective Date. 1.Definitions For purposes of this Policy, the following definitions sha

March 14, 2024 EX-FILING FEES

Filing Fee Table.

Exhibit 107 CALCULATION OF FILING FEE TABLES Form S-8 Asana, Inc. Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount to be Registered(1) Proposed Maximum Offering Price Per Share Proposed Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Equity Class A Common Stock, par value $0.00001 per share, 2020 Equity Incentive Plan Other(2)

March 14, 2024 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended January 31, 2024 Commission file number: 001-39495 ASANA, INC. (Exact name of registrant as specifie

March 11, 2024 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 11, 2024 Asana, Inc. (Exact

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 11, 2024 Asana, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39495 26-3912448 (State or Other Jurisdiction of Incorporation) (Commission File Number)

March 11, 2024 EX-99.1

Asana Announces Fourth Quarter and Fiscal Year 2024 Results $142 million improvement in cash flows from operating activities year over year Annual revenues from customers spending $100,000 or more grew 29% year over year

Exhibit 99.1 Asana Announces Fourth Quarter and Fiscal Year 2024 Results $142 million improvement in cash flows from operating activities year over year Annual revenues from customers spending $100,000 or more grew 29% year over year March 11, 2024 – San Francisco, CA – Asana, Inc. (NYSE: ASAN)(LTSE: ASAN), a leading work management platform, today reported financial results for its fourth quarter

February 14, 2024 EX-1

ASAN / Asana, Inc. / Voya Financial, Inc.

begin 644 ExhibitA.pdf M)5!$1BTQ+C<*"C0@,"!O8FH**$ED96YT:71Y*0IE;F1O8FH*-2 P(&]B:@HH M061O8F4I"F5N9&]B:@HX(# @;V)J"CP\"B]&:6QT97(@+T9L871E1&5C;V1E M"B],96YG=&@@,S0P-S,*+TQE;F=T:#$@-CDQ,38*+U1Y<&4@+U-TWS);/^\?[?CZ<.V<]]QSOOWW!- &"&D13V(0RW- MTZ*EUAO;\A#"K=#:,?^&SNYEG[]1@5">"&VOSE^WQN=>0-Y!:.SK"(EW+NI> M?,,-;D\\;$9K6@M!VQY*%G0N^Z)*'8"[H1Y5+H,$T M1743S)4#]=PE-ZRY6174?0#U!$+!UJX5\SN=2^0G$/I]%W0=D/GS=V

February 14, 2024 SC 13G/A

ASAN / Asana, Inc. / Rosenstein Justin - SC 13G/A Passive Investment

SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Amendment No. 3) Under the Securities Exchange Act of 1934 ASANA, INC. (Name of Issuer) Class A Common Stock, $0.00001 par value per share (Title of Class of Securities) 04342Y104 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designa

February 13, 2024 SC 13G/A

ASAN / Asana, Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment

SC 13G/A 1 tv0342-asanaincclassa.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 2)* Name of issuer: Asana, Inc. Class A Title of Class of Securities: Common Stock CUSIP Number: 04342Y104 Date of Event Which Requires Filing of this Statement: December 29, 2023 Check the appropriate box to designate

February 13, 2024 SC 13G/A

ASAN / Asana, Inc. / Champlain Investment Partners, LLC - CHAMPLAIN 13G TICKER ASAN Passive Investment

SC 13G/A 1 ASANA123123.txt CHAMPLAIN 13G TICKER ASAN UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Asana, Inc. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 04342Y104 (CUSIP Number) 12/31/2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designat

February 7, 2024 SC 13G/A

ASAN / Asana, Inc. / BlackRock Inc. Passive Investment

SC 13G/A 1 us04342y1047020724.txt us04342y1047020724.txt SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No: 1) Asana, Inc. - (Name of Issuer) Class A Common Stock - (Title of Class of Securities) 04342Y104 - (CUSIP Number) January 31, 2024 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box

January 29, 2024 SC 13G

ASAN / Asana, Inc. / BlackRock Inc. Passive Investment

SC 13G 1 us04342y1047012924.txt us04342y1047012924.txt SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No: ) Asana, Inc. - (Name of Issuer) Class A Common Stock - (Title of Class of Securities) 04342Y104 - (CUSIP Number) December 31, 2023 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box t

December 12, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 7, 2023 Asana, Inc. (Exa

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 7, 2023 Asana, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39495 26-3912448 (State or Other Jurisdiction of Incorporation) (Commission File Numbe

December 12, 2023 EX-3.1

Amended and Restated Bylaws of the Registrant.

Exhibit 3.1 ASANA, INC. (a Delaware corporation) AMENDED AND RESTATED BYLAWS As Adopted December 8, 2023 and As Effective December 8, 2023 TABLE OF CONTENTS Page ARTICLE I STOCKHOLDERS 1 1.1 Annual Meetings. 1 1.2 Special Meetings. 1 1.3 Notice of Meetings. 1 1.4 Adjournments. 2 1.5 Quorum. 2 1.6 Organization. 3 1.7 Voting; Proxies. 3 1.8 Fixing Date for Determination of Stockholders of Record. 3

December 5, 2023 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number 001-39495 Asana, I

December 5, 2023 EX-99.1

Asana Announces Third Quarter Fiscal 2024 Results Significant improvement towards profitability year over year Revenues from Core customers, customers spending $5,000 or more, grew 20% year over year Ended the quarter with over three million paid sea

Exhibit 99.1 Asana Announces Third Quarter Fiscal 2024 Results Significant improvement towards profitability year over year Revenues from Core customers, customers spending $5,000 or more, grew 20% year over year Ended the quarter with over three million paid seats December 5, 2023 – San Francisco, CA – Asana, Inc. (NYSE: ASAN)(LTSE: ASAN), a leading work management platform, today reported financ

December 5, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 5, 2023 Asana, Inc. (Exa

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 5, 2023 Asana, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39495 26-3912448 (State or Other Jurisdiction of Incorporation) (Commission File Numbe

November 14, 2023 SC 13D/A

ASAN / Asana Inc - Class A / Moskovitz Dustin A. - SC 13D/A Activist Investment

SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 3)* ASANA, INC. (Name of Issuer) Class A Common Stock, $0.00001 par value per share (Title of Class of Securities) 04342Y104 (CUSIP Number) Eleanor Lacey c/o Asana, Inc. 633 Folsom Street, Suite 100 San Francisco, CA 94107 Telephone: (415) 525-3888

October 3, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 3, 2023 Asana, Inc. (Exac

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 3, 2023 Asana, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39495 26-3912448 (State or Other Jurisdiction of Incorporation) (Commission File Number

October 3, 2023 EX-99.1

October 3, 2023 Asana Investor Day 2023 2 Forward-Looking Statements This presentation and the accompanying oral presentation include express and implied “forward-looking statements” within the meaning of the Private Securities Litigation Reform Act

asan2023investordayslide October 3, 2023 Asana Investor Day 2023 2 Forward-Looking Statements This presentation and the accompanying oral presentation include express and implied “forward-looking statements” within the meaning of the Private Securities Litigation Reform Act of 1995, including but not limited to, statements regarding our financial outlook, our ability to use artificial intelligence to accelerate our mission, our ability to expand our customer base, our ability to compete effectively in the work management industry, our ability to transition upmarket, our product development and roadmap, business strategy and plans, and market trends, opportunities and positioning.

September 5, 2023 EX-99.1

Asana Announces Second Quarter Fiscal 2024 Results Significant improvement towards profitability year over year Revenues from customers spending $5,000 or more grew 24% year over year

Exhibit 99.1 Asana Announces Second Quarter Fiscal 2024 Results Significant improvement towards profitability year over year Revenues from customers spending $5,000 or more grew 24% year over year September 5, 2023 – San Francisco, CA – Asana, Inc. (NYSE: ASAN)(LTSE: ASAN), a leading work management platform, today reported financial results for its second quarter fiscal 2024 ended July 31, 2023.

September 5, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 5, 2023 Asana, Inc. (Ex

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 5, 2023 Asana, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39495 26-3912448 (State or Other Jurisdiction of Incorporation) (Commission File Numb

September 5, 2023 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number 001-39495 Asana, Inc.

June 16, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 12, 2023 Asana, Inc. (Exact

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 12, 2023 Asana, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39495 26-3912448 (State or Other Jurisdiction of Incorporation) (Commission File Number)

June 8, 2023 SC 13G/A

ASAN / Asana Inc - Class A / BlackRock Inc. Passive Investment

us04342y1047060623.txt SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No: 1) Asana, Inc. - (Name of Issuer) Class A Common Stock - (Title of Class of Securities) 04342Y104 - (CUSIP Number) May 31, 2023 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to whi

June 1, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 1, 2023 Asana, Inc. (Exact n

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 1, 2023 Asana, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39495 26-3912448 (State or Other Jurisdiction of Incorporation) (Commission File Number) (

June 1, 2023 EX-99.1

Asana Announces First Quarter Fiscal 2024 Results Significant improvement in profitability year over year Largest customer deployment now at 200,000 paid seats Revenues from customers spending $5,000 or more grew 32% year over year

Exhibit 99.1 Asana Announces First Quarter Fiscal 2024 Results Significant improvement in profitability year over year Largest customer deployment now at 200,000 paid seats Revenues from customers spending $5,000 or more grew 32% year over year June 1, 2023 – San Francisco, CA – Asana, Inc. (NYSE: ASAN)(LTSE: ASAN), a leading work management platform for organizations, today reported financial res

June 1, 2023 EX-10.1

First Amendment to Credit Agreement, dated April 13, 2023, by and among the Company and Silicon Valley Bank, a division of First-Citizens Bank & Trust Company, as issuing lender, the swingline Lender, administrative agent and collateral agent

Exhibit 10.1 FIRST AMENDMENT TO CREDIT AGREEMENT This FIRST AMENDMENT TO CREDIT AGREEMENT (this “Amendment”) is made as of April 13, 2023 by and among ASANA, INC., a Delaware corporation (the “Borrower”), the several banks and other financial institutions or entities party to this Amendment as Lenders (as defined in the Credit Agreement, defined below), SILICON VALLEY BANK, A DIVISION OF FIRST-CIT

June 1, 2023 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number 001-39495 Asana, Inc

June 1, 2023 EX-10.2

Amended and Restated Non-Employee Director Compensation Policy

Exhibit 10.2 Asana, Inc. Non-Employee Director Compensation Policy Each member of the Board of Directors (the “Board”) who is not also serving as an employee of or consultant to Asana, Inc. (the “Company”) or any of its subsidiaries (each such member, an “Eligible Director”) will receive the compensation described in this Non-Employee Director Compensation Policy for his or her Board service upon

April 28, 2023 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy State

April 28, 2023 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Definitive Proxy State

April 28, 2023 ARS

ARS

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March 24, 2023 S-8

As filed with the Securities and Exchange Commission on March 24, 2023

As filed with the Securities and Exchange Commission on March 24, 2023 Registration No.

March 24, 2023 EX-FILING FEES

Filing Fee Table.

Exhibit 107 CALCULATION OF FILING FEE TABLES Form S-8 Asana, Inc. Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount to be Registered(1) Proposed Maximum Offering Price Per Share Proposed Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Equity Class A Common Stock, par value $0.00001 per share, 2020 Equity Incentive Plan Other(2)

March 24, 2023 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended January 31, 2023 Commission file number: 001-39495 ASANA, INC. (Exact name of registrant as specifie

March 8, 2023 EX-99.1

Asana Announces Fourth Quarter and Fiscal Year 2023 Revenues Fiscal year revenue growth up 45% year over year Annualized revenues from customers spending $100,000 or more grew 80% year over year Fiscal 2024 guidance reflects improvement towards profi

Exhibit 99.1 Asana Announces Fourth Quarter and Fiscal Year 2023 Revenues Fiscal year revenue growth up 45% year over year Annualized revenues from customers spending $100,000 or more grew 80% year over year Fiscal 2024 guidance reflects improvement towards profitability year over year March 8, 2023 – San Francisco, CA – Asana, Inc. (NYSE: ASAN)(LTSE: ASAN), a leading work management platform for

March 8, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 8, 2023 Asana, Inc. (Exact

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 8, 2023 Asana, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39495 26-3912448 (State or Other Jurisdiction of Incorporation) (Commission File Number)

March 8, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 8, 2023 Asana, Inc. (Exact

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 8, 2023 Asana, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39495 26-3912448 (State or Other Jurisdiction of Incorporation) (Commission File Number)

February 14, 2023 SC 13G/A

ASAN / Asana Inc / Rosenstein Justin - SC 13G/A Passive Investment

SC 13G/A 1 d454492dsc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Amendment No. 2) Under the Securities Exchange Act of 1934 ASANA, INC. (Name of Issuer) Class A Common Stock, $0.00001 par value per share (Title of Class of Securities) 04342Y104 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check

February 13, 2023 SC 13G

ASAN / Asana Inc / Champlain Investment Partners, LLC - CHAMPLAIN 13G TICKER ASAN Passive Investment

SC 13G 1 ASAN123122.txt CHAMPLAIN 13G TICKER ASAN UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Asana, Inc. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 04342Y104 (CUSIP Number) 12/31/2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate t

February 9, 2023 SC 13G/A

ASAN / Asana Inc / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 1)* Name of issuer: Asana Inc. Title of Class of Securities: Common Stock CUSIP Number: 04342Y104 Date of Event Which Requires Filing of this Statement: December 30, 2022 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ☒ Rule 13d

February 1, 2023 SC 13G

ASAN / Asana Inc / BlackRock Inc. Passive Investment

SC 13G 1 us04342y1047020123.txt us04342y1047020123.txt SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No: ) Asana, Inc. - (Name of Issuer) Class A Common Stock - (Title of Class of Securities) 04342Y104 - (CUSIP Number) December 31, 2022 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box t

December 1, 2022 EX-10.1

2020 Equity Incentive Plan - Form of RSU Grant Notice and Award Agreement (No Holding Period) (Hybrid)

Exhibit 10.1 FORM RSU WITH NO HOLDING PERIOD Asana, Inc. 2020 Equity Incentive Plan RSU Award Grant Notice Asana, Inc. (the “Company”) has awarded to you (the “Participant”) the number of restricted stock units specified and on the terms set forth below in consideration of your services (the “RSU Award”). Your RSU Award is subject to all of the terms and conditions as set forth herein and in the C

December 1, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number 001-39495 Asana, I

December 1, 2022 EX-10.2

2020 Equity Incentive Plan - Form of RSU Grant Notice and Award Agreement (One- or Two-Year Holding Period) (Hybrid)

Exhibit 10.2 FORM RSU WITH ONE- OR TWO-YEAR HOLDING PERIOD Asana, Inc. 2020 Equity Incentive Plan RSU Award Grant Notice Asana, Inc. (the “Company”) has awarded to you (the “Participant”) the number of restricted stock units specified and on the terms set forth below in consideration of your services (the “RSU Award”). Your RSU Award is subject to all of the terms and conditions as set forth herei

December 1, 2022 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 1, 2022 Asana, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39495 26-3912448 (State or Other Jurisdiction of Incorporation) (Commission File Numbe

December 1, 2022 EX-99.1

Asana Announces Record Third Quarter Fiscal 2023 Revenues Third quarter revenue growth up 41% year over year Revenues from customers spending $5,000 or more on an annualized basis grew 52% year over year Customers spending $100,000 or more on an annu

Exhibit 99.1 Asana Announces Record Third Quarter Fiscal 2023 Revenues Third quarter revenue growth up 41% year over year Revenues from customers spending $5,000 or more on an annualized basis grew 52% year over year Customers spending $100,000 or more on an annualized basis grew 78% year over year December 1, 2022 – San Francisco, CA – Asana, Inc. (NYSE: ASAN)(LTSE: ASAN), a leading work manageme

November 15, 2022 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 15, 2022 Asana, Inc. (Ex

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 15, 2022 Asana, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39495 26-3912448 (State or Other Jurisdiction of Incorporation) (Commission File Numb

November 10, 2022 EX-10.1

Credit Agreement, dated as of November 7, 2022, by and among the Company, Silicon Valley Bank, as issuing lender, the swingline lender, administrative agent and collateral agent, and each of the lenders identified on the signature pages thereto

Exhibit 10.1 SENIOR SECURED CREDIT FACILITIES CREDIT AGREEMENT dated as of November 7, 2022, among ASANA, INC., as the Borrower, THE SEVERAL LENDERS FROM TIME TO TIME PARTY HERETO, and SILICON VALLEY BANK, as Administrative Agent, Issuing Lender and Swingline Lender Exhibit 10.1 SECTION 1 DEFINITIONS. 1 1.1 Defined Terms 1 1.2 Other Definitional Provisions. 36 1.3 Rounding. 37 1.4 Rates. 37 SECTIO

November 10, 2022 8-K

Entry into a Material Definitive Agreement, Termination of a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 7, 2022 Asana, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39495 26-3912448 (State or Other Jurisdiction of Incorporation) (Commission File Numbe

September 16, 2022 SC 13D/A

ASAN / Asana Inc / Moskovitz Dustin A. - SC 13D/A Activist Investment

SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2)* ASANA, INC. (Name of Issuer) Class A Common Stock, $0.00001 par value per share (Title of Class of Securities) 04342Y104 (CUSIP Number) Eleanor Lacey c/o Asana, Inc. 633 Folsom Street, Suite 100 San Francisco, CA 94107 Telephone: (415) 525-3888

September 7, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number 001-39495 Asana, Inc.

September 7, 2022 EX-99.1

Asana Announces Record Second Quarter Fiscal 2023 Revenues Second quarter revenue growth up 51% year over year Revenues from customers spending $5,000 or more on an annualized basis grew 64% year over year Customers spending $100,000 or more on an an

Exhibit 99.1 Asana Announces Record Second Quarter Fiscal 2023 Revenues Second quarter revenue growth up 51% year over year Revenues from customers spending $5,000 or more on an annualized basis grew 64% year over year Customers spending $100,000 or more on an annualized basis grew 105% year over year Announces $350 million private placement September 7, 2022 ? San Francisco, CA ? Asana, Inc. (NYS

September 7, 2022 8-K

Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 6, 2022 Asana, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39495 26-3912448 (State or other jurisdiction of incorporation) (Commission File Numb

September 7, 2022 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 7, 2022 Asana, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39495 26-3912448 (State or Other Jurisdiction of Incorporation) (Commission File Numb

September 7, 2022 EX-99.1

Asana Announces $350 Million Private Placement

Exhibit 99.1 Asana Announces $350 Million Private Placement September 7, 2022 ? San Francisco, CA ? Asana, Inc. (NYSE: ASAN)(LTSE: ASAN), a leading work management platform for organizations, today announced it has sold $350 million of shares of the Company?s Class A common stock to Dustin Moskovitz, Asana?s President, CEO, and Chair of the Board of Directors, in a private placement. The 19,273,12

September 7, 2022 EX-10.1

Share Purchase Agreement, dated September 6, 2022, by and among Asana, Inc. and the purchaser named therein

Exhibit 10.1 SHARE PURCHASE AGREEMENT This SHARE PURCHASE AGREEMENT (this ?Agreement?) is made and entered into as of September 6, 2022 (the ?Effective Date?) by and among Asana, Inc., a Delaware corporation (the ?Company?), and the Investor identified on Exhibit A attached hereto (the ?Investor?). RECITALS A. The Company and the Investor are executing and delivering this Agreement in reliance upo

August 25, 2022 8-K/A

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 13, 2022 Asana, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39495 26-3912448 (State or Other Jurisdiction of Incorporation) (Comm

July 15, 2022 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 13, 2022 Asana, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39495 26-3912448 (State or Other Jurisdiction of Incorporation) (Commission File Number)

July 15, 2022 EX-99.1

Asana Names Customer Success Veteran Krista Anderson-Copperman to Board of Directors

Exhibit 99.1 Asana Names Customer Success Veteran Krista Anderson-Copperman to Board of Directors SAN FRANCISCO, JULY 15, 2022 ? Asana, Inc. (NYSE: ASAN) (LTSE: ASAN), a leading work management platform for teams, today announced the appointment of Krista Anderson-Copperman to its Board of Directors. ?I?m thrilled to welcome Krista to Asana?s Board of Directors as we continue to focus on supportin

June 14, 2022 8-K

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 13, 2022 Asana, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39495 26-3912448 (State or Other Jurisdiction of Incorporation) (Commission File Number)

June 3, 2022 EX-10.1

Amended and Restated Non-Employee Director Compensation Policy

Exhibit 10.1 ASANA, INC. NON-EMPLOYEE DIRECTOR COMPENSATION POLICY Each member of the Board of Directors (the ?Board?) who is not also serving as an employee of or consultant to Asana, Inc. (the ?Company?) or any of its subsidiaries (each such member, an ?Eligible Director?) will receive the compensation described in this Non-Employee Director Compensation Policy for his or her Board service upon

June 3, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number 001-39495 Asana, Inc

June 2, 2022 EX-99.1

Asana Announces Record First Quarter Fiscal 2023 Revenues First quarter revenue grew 57% year over year Revenues from customers spending $5,000 or more on an annualized basis grew 73% year over year Customers spending $50,000 or more on an annualized

Exhibit 99.1 Asana Announces Record First Quarter Fiscal 2023 Revenues First quarter revenue grew 57% year over year Revenues from customers spending $5,000 or more on an annualized basis grew 73% year over year Customers spending $50,000 or more on an annualized basis increased to 979, up 102% year over year June 2, 2022 ? San Francisco, CA ? Asana, Inc. (NYSE: ASAN)(LTSE: ASAN), a leading work m

June 2, 2022 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 2, 2022 Asana, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39495 26-3912448 (State or Other Jurisdiction of Incorporation) (Commission File Number) (

April 29, 2022 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

DEFA14A 1 defa14a2022proxyadditional.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permit

April 29, 2022 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

DEF 14A 1 proxystatement2022def14a.htm DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitte

March 24, 2022 EX-21.1

List of subsidiaries

Exhibit 21.1 ASANA, INC. SUBSIDIARY LIST Name of Subsidiary Jurisdiction of Organization Asana Software Australia Pty Ltd Australia Asana Software Canada Ltd Canada Asana France SAS France Asana Germany GmbH Germany Asana Software Iceland ehf. Iceland Asana Ireland Technology Limited Ireland Asana Software Ireland Limited Ireland Asana Japan KK Japan Asana Software Singapore Pte. Ltd. Singapore As

March 24, 2022 EX-4.9

Form of Preferred Stock Warrant Agreement and Warrant Certificate.

Exhibit 4.9 ASANA, INC. and , As Warrant Agent Form of Preferred Stock Warrant Agreement Dated As Of 176737106 v2 ASANA, INC. FORM OF PREFERRED STOCK WARRANT AGREEMENT This Preferred Stock Warrant Agreement (this ?Agreement?), dated as of [?], between Asana, Inc., a Delaware corporation (the ?Company?), and [?], a [corporation] [national banking association] organized and existing under the laws o

March 24, 2022 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended January 31, 2022 Commission file number: 001-39495 ASANA, INC. (Exact name of registrant as specifie

March 24, 2022 S-8

As filed with the Securities and Exchange Commission on March 24, 2022

As filed with the Securities and Exchange Commission on March 24, 2022 Registration No.

March 24, 2022 EX-FILING FEES

Filing Fee Table.

Exhibit 107 CALCULATION OF FILING FEE TABLES Form S-8 Asana, Inc. Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount to be Registered(1) Proposed Maximum Offering Price Per Share Proposed Maximum Aggregate Offering Price(3) Fee Rate Amount of Registration Fee Equity Common Stock, par value $0.00001 per share, 2020 Equity Incentive Plan 457(c) and 45

March 24, 2022 EX-4.3

Description of Securities

Exhibit 4.3 DESCRIPTION OF THE REGISTRANT?S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 General The following description summarizes the most important terms of our securities registered pursuant to Section 12 of the Securities Exchange Act of 1934, as amended, certain securities convertible into such registered securities, and some of the provisions of our

March 24, 2022 EX-4.6

Form of Indenture.

Exhibit 4.6 ASANA, INC., Issuer AND [TRUSTEE], Trustee INDENTURE Dated as of [], 20 Debt Securities Table Of Contents Page ARTICLE 1 DEFINITIONS............................................................................................................ 1 Section 1.01 Definitions of Terms...................................................................................... 1 ARTICLE 2 ISSUE, DESCRI

March 24, 2022 EX-4.8

Form of Class A Common Stock Warrant Agreement and Warrant Certificate.

Exhibit 4.8 ASANA, INC. and , As Warrant Agent Form of Class A Common Stock Warrant Agreement Dated As Of ASANA, INC. FORM OF CLASS A COMMON STOCK WARRANT AGREEMENT This Class A Common Stock Warrant Agreement (this ?Agreement?), dated as of [?], between Asana, Inc. a Delaware corporation (the ?Company?), and [?], a [corporation] [national banking association] organized and existing under the laws

March 24, 2022 EX-4.10

Form of Debt Securities Warrant Agreement and Warrant Certificate.

Exhibit 4.10 ASANA, INC. and , As Warrant Agent Form of Debt Securities Warrant Agreement Dated As Of ASANA, INC. FORM OF DEBT SECURITIES WARRANT AGREEMENT This Debt Securities Warrant Agreement (this ?Agreement?), dated as of [?], between Asana, Inc., a Delaware corporation (the ?Company?), and [?], a [corporation] [national banking association] organized and existing under the laws of [?] and ha

March 24, 2022 S-3ASR

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-3 REGISTRATION STATEMENT THE SECURITIES ACT OF 1933 ASANA, INC. (Exact name of registrant as specified in its charter)

As filed with the Securities and Exchange Commission on March 24, 2022. Registration No. 333 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ASANA, INC. (Exact name of registrant as specified in its charter) Delaware 26-3912448 (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Ide

March 24, 2022 EX-FILING FEES

Filing Fee Table.

Exhibit 107 Calculation of Filing Fee Tables Form S-3ASR (Form Type) Asana, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities II-1 Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Forward Form Ty

March 9, 2022 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 9, 2022 Asana, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39495 26-3912448 (State or Other Jurisdiction of Incorporation) (Commission File Number)

March 9, 2022 EX-99.1

Asana Announces Record Fourth Quarter and Fiscal Year 2022 Revenues Fiscal year revenue growth accelerated, up 67% year over year Customers spending $50,000 or more on an annualized basis ended the fiscal year at 894 customers

Exhibit 99.1 Asana Announces Record Fourth Quarter and Fiscal Year 2022 Revenues Fiscal year revenue growth accelerated, up 67% year over year Customers spending $50,000 or more on an annualized basis ended the fiscal year at 894 customers March 9, 2022 ? San Francisco, CA ? Asana, Inc. (NYSE: ASAN)(LTSE: ASAN), a leading work management platform for teams, today reported financial results for its

March 7, 2022 SC 13D/A

ASAN / Asana Inc / Moskovitz Dustin A. - SC 13D/A Activist Investment

SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* ASANA, INC. (Name of Issuer) Class A Common Stock, $0.00001 par value per share (Title of Class of Securities) 04342Y104 (CUSIP Number) Eleanor Lacey c/o Asana, Inc. 633 Folsom Street, Suite 100 San Francisco, CA 94107 Telephone: (415) 525-3888

February 15, 2022 SC 13G/A

ASAN / Asana Inc / Rosenstein Justin - SC 13G/A Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Amendment No. 1) Under the Securities Exchange Act of 1934 ASANA, INC. (Name of Issuer) Class A Common Stock, $0.00001 par value per share (Title of Class of Securities) 04342Y104 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the ru

February 14, 2022 SC 13G/A

ASAN / Asana Inc / GENERATION INVESTMENT MANAGEMENT LLP Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No.

February 14, 2022 SC 13G/A

ASAN / Asana Inc / PRICE T ROWE ASSOCIATES INC /MD/ Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2) Asana, Inc. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 04342Y104 (CUSIP NUMBER) December 31, 2021 (Date of Event which Requires Filing of Statement) Check the appropriate box to designate the Rule pursuant to which this Schedule is filed

February 14, 2022 SC 13G/A

ASAN / Asana Inc / BENCHMARK CAPITAL PARTNERS VI LP - SC 13G/A Passive Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1 (b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2 (b) (Amendment No. 1)* Asana, Inc. (Name of Issuer) Ordinary Shares (Title of Class of Securities) 04342Y104 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Stateme

February 14, 2022 SC 13D

ASAN / Asana Inc / Moskovitz Dustin A. - SC 13D Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. )* ASANA, INC. (Name of Issuer) Class A Common Stock, $0.00001 par value per share (Title of Class of Securities) 04342Y104 (CUSIP Number) Eleanor Lacey c/o Asana, Inc. 633 Folsom Street, Suite 100 San Francisco, CA 94107 Telephone: (415) 525-3888 (Name, Add

February 9, 2022 SC 13G

ASAN / Asana Inc / VANGUARD GROUP INC - SCHEDULE 13G Passive Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 Name of issuer: Asana Inc. Title of Class of Securities: Common Stock CUSIP Number: 04342Y104 Date of Event Which Requires Filing of this Statement: December 31, 2021 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ??Rule 13d-1(b) ??Rule 13d-1(c

February 7, 2022 SC 13G

ASAN / Asana Inc / BlackRock Inc. Passive Investment

us04342y1047020722.txt SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No: ) Asana, Inc. - (Name of Issuer) Class A Common Stock - (Title of Class of Securities) 04342Y104 - (CUSIP Number) December 31, 2021 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to

December 3, 2021 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number 001-39495 Asana, I

December 2, 2021 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 2, 2021 Asana, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39495 26-3912448 (State or Other Jurisdiction of Incorporation) (Commission File Numbe

December 2, 2021 EX-99.1

Asana Announces Record Third Quarter Fiscal 2022 Revenues; Surpasses $100 Million Quarterly Revenues Reported strong revenue growth, up 70% year over year Revenues from customers spending $5,000 or more on an annualized basis grew 96% year over year

Exhibit 99.1 Asana Announces Record Third Quarter Fiscal 2022 Revenues; Surpasses $100 Million Quarterly Revenues Reported strong revenue growth, up 70% year over year Revenues from customers spending $5,000 or more on an annualized basis grew 96% year over year Exceeded two million paid seats December 2, 2021 ? San Francisco, CA ? Asana, Inc. (NYSE: ASAN)(LTSE: ASAN), a leading work management pl

November 9, 2021 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 4, 2021 Asana, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39495 26-3912448 (State or Other Jurisdiction of Incorporation) (Commission File Numbe

November 9, 2021 EX-99.1

Asana Names Enterprise Veteran Amit Singh to Board of Directors

Exhibit 99.1 Asana Names Enterprise Veteran Amit Singh to Board of Directors SAN FRANCISCO, November 9, 2021 ? Asana, Inc (NYSE: ASAN) (LTSE: ASAN), a leading work management platform for teams, today announced the appointment of Amit Singh to its Board of Directors. ?I?m excited to welcome Amit to Asana?s Board of Directors as we further strengthen our enterprise position and category leadership

September 3, 2021 EX-10.1

Commencement Date Memoranda to Lease between Swig 631 Folsom, LLC, SIC Holdings, LLC and the Registrant, dated as of May 17, 2021

Exhibit 10.1 COMMENCEMENT DATE MEMORANDUM Lease Date: February 22, 2019 Landlord: SWIG 631 FOLSOM, LLC, a Delaware limited liability company, and SIC HOLDINGS, LLC, a Delaware limited liability company Tenant: ASANA, INC., a Delaware corporation Floor(s): Second (2nd), Third (3rd), Fourth (4th), Fifth (5th), Sixth (6th) (collectively, Phase I Premises) Pursuant to the above-referenced Lease, Landl

September 3, 2021 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number 001-39495 Asana, Inc.

September 3, 2021 EX-10.2

Voting Agreement dated as of August 13, 2021, by and between Good Ventures Foundation and Dustin Moskovitz

Exhibit 10.2 VOTING AGREEMENT This Voting Agreement (the ?Agreement?) is made and entered into as of this 13th day of August, 2021, by and among Good Ventures Foundation (?Foundation?) and Dustin Moskovitz (?Moskovitz?). WITNESSETH Whereas, Foundation is the beneficial owner of an aggregate of 1,720,916 shares of Class A common stock and 0 shares of Class B common stock of Asana, Inc. (the ?Compan

September 1, 2021 EX-10.1

Offer Letter between Anne Raimondi and the Registrant, dated as of August 27, 2021.

Exhibit 10.1 633 Folsom Street, Suite 100 San Francisco, CA 94107 August 27, 2021 Anne Raimondi Dear Anne, You will be employed by Asana, Inc., a Delaware corporation (the ?Company?), as Chief Operating Officer and Head of Business. This letter sets out the terms and conditions of your employment in that role. 1.POSITION. You will serve in a full-time capacity starting on August 30, 2021 as Chief

September 1, 2021 EX-99.1

Asana Announces Record Second Quarter Fiscal 2022 Revenues Second quarter revenue growth accelerated to 72% year over year Revenues from customers spending $5,000 or more on an annualized basis grew 97% year over year Customers spending $50,000 or mo

Exhibit 99.1 Asana Announces Record Second Quarter Fiscal 2022 Revenues Second quarter revenue growth accelerated to 72% year over year Revenues from customers spending $5,000 or more on an annualized basis grew 97% year over year Customers spending $50,000 or more on an annualized basis increased to 598, up 111% year over year Raised fiscal year 2022 revenue outlook September 1, 2021 ? San Franci

September 1, 2021 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 27, 2021 Asana, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39495 26-3912448 (State or Other Jurisdiction of Incorporation) (Commission File Number

September 1, 2021 EX-99.1

Asana Announces the Appointment of Anne Raimondi as Chief Operating Officer Veteran SaaS Executive Joins Work Management Leader to Further Enterprise Go-to Market Success

Exhibit 99.1 Asana Announces the Appointment of Anne Raimondi as Chief Operating Officer Veteran SaaS Executive Joins Work Management Leader to Further Enterprise Go-to Market Success September 1, 2021 ? San Francisco, CA ? Asana, Inc. (NYSE: ASAN)(LTSE: ASAN), a leading work management platform for teams, announced that Anne Raimondi has been appointed Asana?s new Chief Operating Officer. Raimond

September 1, 2021 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 1, 2021 Asana, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39495 26-3912448 (State or Other Jurisdiction of Incorporation) (Commission File Numb

July 8, 2021 EX-99.1

Asana Names SaaS Industry Leader Andrew Lindsay to Board of Directors

Exhibit 99.1 Asana Names SaaS Industry Leader Andrew Lindsay to Board of Directors SAN FRANCISCO, July 8, 2021 ? Asana, Inc (NYSE: ASAN), a leading work management platform for teams, today announced the appointment of Andrew Lindsay to its Board of Directors. ?I?m thrilled to welcome Andrew to Asana?s Board of Directors as we accelerate our category leadership in redefining how individuals, teams

July 8, 2021 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 8, 2021 Asana, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39495 26-3912448 (State or Other Jurisdiction of Incorporation) (Commission File Number) (

July 2, 2021 8-K

Unregistered Sales of Equity Securities

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 1, 2021 Asana, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39495 26-3912448 (State or Other Jurisdiction of Incorporation) (Commission File Number) (

June 25, 2021 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 24, 2021 Asana, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39495 26-3912448 (State or Other Jurisdiction of Incorporation) (Commission File Number)

June 25, 2021 EX-99.1

The Long-Term Stock Exchange announces first listing commitments: Asana and Twilio

Exhibit 99.1 The Long-Term Stock Exchange announces first listing commitments: Asana and Twilio SAN FRANCISCO ? 3:15 PM PT, JUNE 24, 2021 ? The Long-Term Stock Exchange (LTSE), a subsidiary of LTSE Group, announces that Asana, Inc. (NYSE, LTSE: ASAN) and Twilio Inc. (NYSE, LTSE: TWLO) will be the first companies to commit to joining LTSE via dual public listings of their common stock. Asana and Tw

June 15, 2021 8-K

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 14, 2021 Asana, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39495 26-3912448 (State or Other Jurisdiction of Incorporation) (Commission File Number)

June 4, 2021 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number 001-39495 Asana, Inc

June 3, 2021 EX-99.1

Asana Announces Record First Quarter Fiscal 2022 Revenues First quarter revenue growth accelerated to 61% year over year Over 100,000 total paying customers Revenues from customers spending $5,000 or more grew 82% year over year Raised fiscal year 20

Exhibit 99.1 Asana Announces Record First Quarter Fiscal 2022 Revenues First quarter revenue growth accelerated to 61% year over year Over 100,000 total paying customers Revenues from customers spending $5,000 or more grew 82% year over year Raised fiscal year 2022 revenue outlook June 3, 2021 ? San Francisco, CA ? Asana, Inc. (NYSE: ASAN), a leading work management platform for teams, today repor

June 3, 2021 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 3, 2021 Asana, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39495 26-3912448 (State or Other Jurisdiction of Incorporation) (Commission File Number) (

May 12, 2021 10-K/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No.1)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No.1) (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended January 31, 2021 Commission file number: 001-39495 ASANA, INC. (Exact name of reg

May 3, 2021 DEFA14A

- DEFA14A

DEFA14A 1 asanainc-defa14a.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rul

May 3, 2021 DEF 14A

- DEF 14A

DEF 14A 1 proxystatement2021.htm DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by R

March 30, 2021 S-8

- S-8

As filed with the Securities and Exchange Commission on March 30, 2021 Registration No.

March 30, 2021 EX-10.10

Asana France SAS Equity Sub-Plan and Form of RSU Grant Notice and Award Agreement

Form of French Equity Sub-Plan English version French version 2020 EQUITY INCENTIVE PLAN PLAN D?INTERESSEMENT 2020 ASANA, INC.

March 30, 2021 EX-21.1

List of subsidiaries

Exhibit 21.1 ASANA, INC. SUBSIDIARY LIST Name of Subsidiary Jurisdiction of Organization Asana Software Australia Pty Ltd Australia Asana Software Canada Ltd Canada Asana France SAS France Asana Germany GmbH Germany Asana Software Iceland ehf Iceland Asana Software Ireland Limited Ireland Asana Japan KK Japan Asana Software UK Limited U.K. Asana Software Singapore Pte. Ltd. Singapore

March 30, 2021 EX-10.5

2020 Equity Incentive Plan - Form of RSU Grant Notice and Award Agreement (No Holding Period) (Hybrid)

FORM RSU WITH NO HOLDING PERIOD ASANA, INC. 2020 EQUITY INCENTIVE PLAN RSU AWARD GRANT NOTICE Asana, Inc. (the ?Company?) has awarded to you (the ?Participant?) the number of restricted stock units specified and on the terms set forth below in consideration of your services (the ?RSU Award?). Your RSU Award is subject to all of the terms and conditions as set forth herein and in the Company?s 2020

March 30, 2021 EX-99.4

2020 Equity Incentive Plan — Form of RSU Grant Notice and Award Agreement (One- or Two-Year Holding Period)(Hybrid)

FORM RSU WITH ONE- OR TWO-YEAR HOLDING PERIOD ASANA, INC. 2020 EQUITY INCENTIVE PLAN RSU AWARD GRANT NOTICE Asana, Inc. (the ?Company?) has awarded to you (the ?Participant?) the number of restricted stock units specified and on the terms set forth below in consideration of your services (the ?RSU Award?). Your RSU Award is subject to all of the terms and conditions as set forth herein and in the

March 30, 2021 EX-99.5

Asana France SAS Equity Sub-Plan and Form of RSU Grant Notice and Award Agreement

Form of French Equity Sub-Plan English version French version 2020 EQUITY INCENTIVE PLAN PLAN D?INTERESSEMENT 2020 ASANA, INC.

March 30, 2021 10-K

Annual Report - 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended January 31, 2021 Commission file number: 001-39495 ASANA, INC. (Exact name of registrant as specifie

March 30, 2021 EX-99.3

2020 Equity Incentive Plan — Form of RSU Grant Notice and Award Agreement (No Holding Period)(Hybrid)

FORM RSU WITH NO HOLDING PERIOD ASANA, INC. 2020 EQUITY INCENTIVE PLAN RSU AWARD GRANT NOTICE Asana, Inc. (the ?Company?) has awarded to you (the ?Participant?) the number of restricted stock units specified and on the terms set forth below in consideration of your services (the ?RSU Award?). Your RSU Award is subject to all of the terms and conditions as set forth herein and in the Company?s 2020

March 30, 2021 EX-10.6

2020 Equity Incentive Plan - Form of RSU Grant Notice and Award Agreement (One- or Two-Year Holding Period) (Hybrid)

FORM RSU WITH ONE- OR TWO-YEAR HOLDING PERIOD ASANA, INC. 2020 EQUITY INCENTIVE PLAN RSU AWARD GRANT NOTICE Asana, Inc. (the ?Company?) has awarded to you (the ?Participant?) the number of restricted stock units specified and on the terms set forth below in consideration of your services (the ?RSU Award?). Your RSU Award is subject to all of the terms and conditions as set forth herein and in the

March 30, 2021 EX-10.8

Non-Employee Director Compensation Policy

Asana, Inc. Non-Employee Director Compensation Policy Each member of the Board of Directors (the ?Board?) who is not also serving as an employee of or consultant to Asana, Inc. (the ?Company?) or any of its subsidiaries (each such member, an ?Eligible Director?) will receive the compensation described in this Non-Employee Director Compensation Policy for his or her Board service upon and following

March 30, 2021 EX-10.9

Directors Deferred Compensation Plan

ASANA, INC. DIRECTORS? DEFERRED COMPENSATION PLAN Adopted on by the Board of Directors on November 18, 2020 TABLE OF CONTENTS Page ARTICLE 1 INTRODUCTION 1 ARTICLE 2 ELIGIBILITY 1 ARTICLE 3 DEFERRAL ELECTIONS 1 ARTICLE 4 DEFERRED COMPENSATION ACCOUNTS 2 ARTICLE 5 DISTRIBUTION OF DEFERRED COMPENSATION 3 ARTICLE 6 UNFUNDED STATUS 4 ARTICLE 7 DESIGNATION OF BENEFICIARY 4 ARTICLE 8 ADMINISTRATION 4 AR

March 30, 2021 EX-4.3

Description of Securities

Exhibit 4.3 DESCRIPTION OF THE REGISTRANT?S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 General The following description summarizes the most important terms of our securities registered pursuant to Section 12 of the Securities Exchange Act of 1934, as amended, certain securities convertible into such registered securities, and some of the provisions of our

March 10, 2021 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 10, 2021 Asana, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39495 26-3912448 (State or Other Jurisdiction of Incorporation) (Commission File Number)

March 10, 2021 EX-99.1

Asana Announces Record Fourth Quarter and Fiscal Year 2021 Revenues Record fiscal year 2021 revenues grew 59% year over year Over 93,000 total paying customers Over 85% growth in revenues year over year from customers who spend $5,000 or more on an a

Exhibit 99.1 Asana Announces Record Fourth Quarter and Fiscal Year 2021 Revenues Record fiscal year 2021 revenues grew 59% year over year Over 93,000 total paying customers Over 85% growth in revenues year over year from customers who spend $5,000 or more on an annualized basis March 10, 2021 ? San Francisco, CA ? Asana, Inc. (NYSE: ASAN), a leading work management platform for teams, today report

February 16, 2021 SC 13G

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )*

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.

February 16, 2021 SC 13G

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1 (b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2 (b) (Amendment No. _____)* Asana, Inc. (Name

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1 (b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2 (b) (Amendment No. )* Asana, Inc. (Name of Issuer) Ordinary Shares (Title of Class of Securities) 04342Y104 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statemen

February 12, 2021 SC 13G

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 ASANA, INC. (Name of Issuer) Common Stock, $0.00001 par value per share (Title of Class of Securities) (CUSIP Number) Decem

SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 ASANA, INC. (Name of Issuer) Common Stock, $0.00001 par value per share (Title of Class of Securities) 04342Y104 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to whic

February 12, 2021 SC 13G

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 ASANA, INC. (Name of Issuer) Common Stock, $0.00001 par value per share (Title of Class of Securities) (CUSIP Number) Decem

SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 ASANA, INC. (Name of Issuer) Common Stock, $0.00001 par value per share (Title of Class of Securities) 04342Y104 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to whic

January 11, 2021 SC 13G/A

SC 13G/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) Asana, Inc. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 04342Y104 (CUSIP NUMBER) December 31, 2020 (Date of Event which Requires Filing of Statement) Check the appropriate box to designate the Rule pursuant to which this Schedule is filed

December 21, 2020 POS AM

- POS AM

pdfcopy-xasanaxpostxeffe As filed with the Securities and Exchange Commission on December 21, 2020.

December 10, 2020 424B3

30,030,516 Shares of Class A Common Stock

PROSPECTUS SUPPLEMENT NO. 1 (to prospectus dated September 21, 2020) Filed pursuant to Rule 424(b)(3) Registration No. 333-248303 30,030,516 Shares of Class A Common Stock This prospectus supplement updates and amends the prospectus dated September 21, 2020, which relates to the resale of up to 30,030,516 shares of Class A common stock by the registered stockholders identified in the prospectus, a

December 10, 2020 10-Q

Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 31, 2020 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number 001-39495 Asana, I

December 9, 2020 EX-99.1

Asana Announces Record Third Quarter Revenues Q3 Revenues grew 55% year over year Over 89,000 total paying customers Revenues from customers who spend $5,000 or more on an annualized basis grew over 80% year over year Fiscal year outlook raised

Exhibit 99.1 Asana Announces Record Third Quarter Revenues Q3 Revenues grew 55% year over year Over 89,000 total paying customers Revenues from customers who spend $5,000 or more on an annualized basis grew over 80% year over year Fiscal year outlook raised December 9, 2020 – San Francisco, CA – Asana, Inc. (NYSE: ASAN), a leading work management platform for teams, today reported financial result

December 9, 2020 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 9, 2020 Asana, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39495 26-3912448 (State or Other Jurisdiction of Incorporation) (Commission File Numbe

November 10, 2020 SC 13G

ASAN / Asana, Inc. Class A / PRICE T ROWE ASSOCIATES INC /MD/ - ASAN AS OF 10/31/2020 Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ) Asana, Inc. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 04342Y104 (CUSIP NUMBER) October 31, 2020 (Date of Event which Requires Filing of Statement) Check the appropriate box to designate the Rule pursuant to which this Schedule is filed:

September 30, 2020 424B4

30,030,516 SHARES OF CLASS A COMMON STOCK

424B4 Table of Contents Filed Pursuant to Rule 424(b)(4) Registration No. 333-248303 PROSPECTUS 30,030,516 SHARES OF CLASS A COMMON STOCK This prospectus relates to the registration of the resale of up to 30,030,516 shares of our Class A common stock by our stockholders identified in this prospectus, or the Registered Stockholders. Unlike an initial public offering, the resale by the Registered St

September 29, 2020 FWP

ASANA, INC.

FWP Issuer Free Writing Prospectus dated September 29, 2020 Filed Pursuant to Rule 433 under the Securities Act of 1933 Relating to the Preliminary Prospectus dated September 18, 2020 Registration Statement No.

September 29, 2020 EX-99.1

Asana Announces Update Regarding Conversion of Shares of Class B Common Stock to Shares of Class A Common Stock

EX-99.1 2 d52947dex991.htm EX-99.1 Exhibit 99.1 Asana Announces Update Regarding Conversion of Shares of Class B Common Stock to Shares of Class A Common Stock SAN FRANCISCO—(BUSINESS WIRE)—Asana, Inc. (“Asana”), a leading work management platform for teams, today announced that, as of September 28, 2020, there are 74,059,540 shares of Class A common stock outstanding and 80,550,739 shares of Clas

September 29, 2020 8-K

Financial Statements and Exhibits, Other Events - 8-K

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 29, 2020 Asana, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39495 26-3912448 (State or Other Jurisdiction of Incorporation) (Commission File

September 23, 2020 FWP

ASANA, INC.

FWP Issuer Free Writing Prospectus dated September 23, 2020 Filed Pursuant to Rule 433 under the Securities Act of 1933 Relating to the Preliminary Prospectus dated September 18, 2020 Registration Statement No.

September 23, 2020 EX-99.1

Asana Announces Update Regarding Conversion of Shares of Class B Common Stock to Shares of Class A Common Stock

EX-99.1 Exhibit 99.1 Asana Announces Update Regarding Conversion of Shares of Class B Common Stock to Shares of Class A Common Stock San Francisco, CA, September 23, 2020 – Asana, Inc. (“Asana”), a leading work management platform for teams, today announced that, as of September 22, 2020, there are 58,513,903 shares of Class A common stock outstanding and 96,068,201 shares of Class B common stock

September 23, 2020 8-K

Financial Statements and Exhibits, Other Events - 8-K

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 23, 2020 Asana, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39495 26-3912448 (State or Other Jurisdiction of Incorporation) (Commission File

September 23, 2020 CERT

- NYSE CERTIFICATION FILING

begin 644 ASAN092320.pdf M)5!$1BTQ+C<*"C0@,"!O8FH*/#P*+T)I='-097)#;VUP;VYE;G0@. HO0V]L M;W)3<&%C92 O1&5V:6-E4D=""B]&:6QT97(@+T1#5$1E8V]D90HO2&5I9VAT M(#(Q,@HO3&5N9W1H(#$R-3$S"B]3=6)T>7!E("]);6%G90HO5'EP92 O6$]B M:F5C= HO5VED=&@@,C4U, H^/@IS=')E86T*]CX 02D9)1@ ! 0$ M #VP!# ," @," @,# P,$ P,$!0@%!00$!0H'!P8(# H,# L*"PL-#A(0 M#0X1#@L+$!80$1,4%145# \7&!84&!(4%13VP!# 0,$! 4$!0D%!0D4#0L- M%!04%!04%!04%!

September 22, 2020 EX-99.1

Asana Announces Record Second Quarter Revenue Q2 Revenues grew 57% year over year Total Paying Customers over 82,000 Customers who spend $5,000 or over on an annualized basis grew over 65% year over year

EX-99.1 Exhibit 99.1 Asana Announces Record Second Quarter Revenue Q2 Revenues grew 57% year over year Total Paying Customers over 82,000 Customers who spend $5,000 or over on an annualized basis grew over 65% year over year September 22, 2020 – San Francisco, CA – Asana, Inc., a leading work management platform for teams, today reported financial results for its second quarter ended July 31, 2020

September 22, 2020 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 22, 2020 Asana, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39495 26-3912448 (State or Other Jurisdiction of Incorporation) (Commission File

September 22, 2020 S-8

- S-8

S-8 As filed with the Securities and Exchange Commission on September 21, 2020 Registration No.

September 21, 2020 8-K

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits - 8-K

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 21, 2020 Asana, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39495 26-3912448 (State or Other Jurisdiction of Incorporation) (Commission File

September 21, 2020 EX-3.1

Restated Certificate of Incorporation of the Registrant.

EX-3.1 Exhibit 3.1 RESTATED CERTIFICATE OF INCORPORATION OF ASANA, INC. Asana, Inc., a corporation organized and existing under the laws of the State of Delaware, does hereby certify as follows: A. The name of this corporation is Asana, Inc. Its original Certificate of Incorporation was filed with the Secretary of State of the State of Delaware on December 16, 2008 under the name Smiley Abstractio

September 21, 2020 EX-3.2

Restated Bylaws of the Registrant.

EX-3.2 Exhibit 3.2 ASANA, INC. (a Delaware corporation) RESTATED BYLAWS As Adopted August 31, 2020 and As Effective September 21, 2020 TABLE OF CONTENTS Page ARTICLE I STOCKHOLDERS 1 1.1 Annual Meetings 1 1.2 Special Meetings 1 1.3 Notice of Meetings 1 1.4 Adjournments 2 1.5 Quorum 2 1.6 Organization 2 1.7 Voting; Proxies 3 1.8 Fixing Date for Determination of Stockholders of Record 3 1.9 List of

September 18, 2020 S-1/A

- S-1/A

S-1/A Table of Contents As filed with the Securities and Exchange Commission on September 18, 2020.

September 16, 2020 CORRESP

-

CORRESP ASANA, INC. 1550 Bryant Street, Suite 200 San Francisco, California 94103 September 16, 2020 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attn: Joan Collopy, Special Counsel Elizabeth Sandoe, Senior Special Counsel Claire DeLabar, Staff Accountant Robert Littlepage, Accounting Branch Chief Jeff Kauten, Staff Att

September 9, 2020 S-1/A

- S-1/A

S-1/A Table of Contents As filed with the Securities and Exchange Commission on September 8, 2020.

September 9, 2020 EX-10.2

2009 Stock Plan, as amended, and forms of agreement thereunder

EX-10.2 Exhibit 10.2 ASANA, INC. 2009 STOCK PLAN (As amended through March 23, 2020) 1. Purposes of the Plan. The purposes of this 2009 Stock Plan are to attract and retain the best available personnel for positions of substantial responsibility, to provide additional incentive to Employees and Consultants, and to promote the success of the Company’s business. Options granted under the Plan may be

September 9, 2020 EX-4.3

Omnibus Amendment to Financing Agreements

EX-4.3 Exhibit 4.3 ASANA, INC. OMNIBUS AMENDMENT TO FINANCING AGREEMENTS This Omnibus Amendment to Financing Agreements (this “Amendment”) is made and entered into as of August 31, 2020 by and among Asana, Inc., a Delaware corporation (the “Company”), the holders of the Company’s Common Stock that are signatories hereto (the “Founders”) and the holders of the Company’s Preferred Stock that are sig

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