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SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Apollo Tactical Income Fund Inc.
SEC Filings (Chronological Order)
이 페이지는 다른 곳에서 제공하는 소유권 보고서를 제외한 SEC 보고서의 전체 리스트를 시간 순으로 정리한 것입니다.
| November 24, 2025 |
UNITED STATES OF AMERICA BEFORE THE SECURITIES AND EXCHANGE COMMISSION INVESTMENT COMPANY ACT OF 1940 Release No. |
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| September 29, 2025 |
SECURITIES AND EXCHANGE COMMISSION [Investment Company Act Release No. 35768] Deregistration under Section 8(f) of the Investment Company Act of 1940 September 26, 2025. AGENCY: Securities and Exchange Commission (“Commission” or “SEC”) ACTION: Notice of Applications for Deregistration under Section 8(f) of the Investment Company Act of 1940. The following is a notice of applications for deregistr |
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| September 26, 2025 |
SECURITIES AND EXCHANGE COMMISSION [Investment Company Act Release No. 35768] Deregistration under Section 8(f) of the Investment Company Act of 1940 September 26, 2025. AGENCY: Securities and Exchange Commission (“Commission” or “SEC”) ACTION: Notice of Applications for Deregistration under Section 8(f) of the Investment Company Act of 1940. The following is a notice of applications for deregistr |
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| August 11, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form N-8F Apollo Tactical Income Fund Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form N-8F Application for Deregistration of Certain Registered Investment Companies. I. General Identifying Information 1. Reason fund is applying to deregister (check only one; for descriptions, see Instruction 1 above): ☒ Merger ☐ Liquidation ☐ Abandonment of Registration (Note: Abandonments |
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| May 23, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form N-8F Apollo Tactical Income Fund Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form N-8F Application for Deregistration of Certain Registered Investment Companies. I. General Identifying Information 1. Reason fund is applying to deregister (check only one; for descriptions, see Instruction 1 above): ☒ Merger ☐ Liquidation ☐ Abandonment of Registration (Note: Abandonments |
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| July 22, 2024 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on August 02, 2024, pursuant to the provisions of Rule 12d2-2 (a). |
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| May 30, 2024 |
Filed by Apollo Tactical Income Fund Inc. 425 Filed by Apollo Tactical Income Fund Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Apollo Tactical Income Fund Inc. Commission File No. 811-22591 File No. of Related Registration Statement: 333-275640 Scan the code with your phone’s camera to hear an important message from Tanner Powell, Par |
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| May 28, 2024 |
Filed by Apollo Tactical Income Fund Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Apollo Tactical Income Fund Inc. Commission File No. 811-22591 File No. of Related Registration Statement: 333-275640 MidCap Financial Investment Corporation Announces Stockholder Approval of the Proposal Related |
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| May 15, 2024 |
Filed by Apollo Tactical Income Fund Inc. Filed by Apollo Tactical Income Fund Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Apollo Tactical Income Fund Inc. Commission File No. 811-22591 File No. of Related Registration Statement: 333-275640 RE: YOUR INVESTMENT IN APOLLO TACTICAL INCOME FUND INC. URGENT: YOUR RESPONSE IS CRITICAL Dear |
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| May 14, 2024 |
Filed by Apollo Tactical Income Fund Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Apollo Tactical Income Fund Inc. Commission File No. 811-22591 File No. of Related Registration Statement: 333-275640 MidCap Financial Investment Corporation Investor Presentation May 2024 Unless otherwise noted, |
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| May 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e) |
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| May 8, 2024 |
Filed by Apollo Tactical Income Fund Inc. Filed by Apollo Tactical Income Fund Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Apollo Tactical Income Fund Inc. Commission File No. 811-22591 File No. of Related Registration Statement: 333-275640 YOUR VOTE MATTERS. We’ve made it easy, so take two minutes right now on any MERGER device you p |
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| May 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e) |
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| April 18, 2024 |
Filed by Apollo Tactical Income Fund Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Apollo Tactical Income Fund Inc. Commission File No. 811-22591 File No. of Related Registration Statement: 333-275640 Broadridge Financial Solutions (“Broadridge”), on behalf of Apollo Tactical Income Fund Inc. (“ |
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| April 4, 2024 |
425 Filed by Apollo Tactical Income Fund Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Apollo Tactical Income Fund Inc. Commission File No. 811-22591 File No. of Related Registration Statement: 333-275640 MidCap Financial Investment Corporation, Apollo Senior Floating Rate Fund Inc. and Apollo T |
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| April 4, 2024 |
Filed by Apollo Tactical Income Fund Inc. Filed by Apollo Tactical Income Fund Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Apollo Tactical Income Fund Inc. Commission File No. 811-22591 File No. of Related Registration Statement: 333-275640 This Message Is From an External Sender This message came from outside your organization. Be th |
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| March 4, 2024 |
Filed by Apollo Tactical Income Fund Inc. Filed by Apollo Tactical Income Fund Inc. pursuant to Rule 425 under the Securities Act of 1933 Subject Company: Apollo Tactical Income Fund Inc. Commission File No. 811-22591 Date: March 4, 2024 MidCap Financial Investment Corporation Investor Presentation March 2024 Unless otherwise noted, information as of December 31, 2023. Confidential and Proprietary - Not for distribution, in whole or in pa |
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| March 1, 2024 |
Filed by Apollo Tactical Income Fund Inc. pursuant to Rule 425 under the Securities Act of 1933 Subject Company: Apollo Tactical Income Fund Inc. Commission File No. 811-22591 Date: March 1, 2024 MidCap Financial Investment Corporation Reports Financial Results for the Quarter and Fiscal Year Ended December 31, 2023 Results for the Quarter and Fiscal Year Ended December 31, 2023 and Other Recent H |
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| February 12, 2024 |
AIF / Apollo Tactical Income Fund Inc. / MORGAN STANLEY - MS AMENDMENT Passive Investment SC 13G/A 1 ApolloTacticalAIF.txt MS AMENDMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.7)* Apollo Tactical Income Fund Inc. - (Name of Issuer) Common Stock - (Title of Class of Securities) 037638103 - (CUSIP Number) December 31, 2023 - (Date Of Event which Requires Filing of this Statement) Check th |
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| January 29, 2024 |
SC 13G/A 1 formsc13ga.htm FORM SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No.2)* Apollo Tactical Income Fund Inc (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 037638103 (CUSIP Number) December 31, 2023 (Date of Event which Requires Filing of this Statement) Che |
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| November 8, 2023 |
Operator turns back for closing remarks Filed by Apollo Tactical Income Fund Inc. pursuant to Rule 425 under the Securities Act of 1933 Subject Company: Apollo Tactical Income Fund Inc. Commission File No. 811-22591 Date: November 8, 2023 MidCap Financial Investment Corporation Earnings Script for Period Ended September 2023 Conference Call at 8:30 am on November 8, 2023 OPERATOR Good morning and welcome to the MidCap Financial Investme |
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| November 7, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 7, 2023 MidCap Financial Investment Corporation (Exact name of Registrant as specified in its charter) Maryland 814-00646 52-2439556 (State or other jurisdiction of incorpora |
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| November 7, 2023 |
Filed by Apollo Tactical Income Fund Inc. Filed by Apollo Tactical Income Fund Inc. pursuant to Rule 425 under the Securities Act of 1933 Subject Company: Apollo Tactical Income Fund Inc. Commission File No. 811-22591 Date: November 7, 2023 MidCap Financial Investment Corporation (NASDAQ: MFIC) Announces Merger Agreements with Apollo Senior Floating Rate Fund Inc. (NYSE: AFT), and Apollo Tactical Income Fund Inc. (NYSE: AIF) Apollo Global |
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| April 21, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitte |
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| February 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No.1)* Apollo Tactical Income Fund Inc (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 037638103 (CUSIP Number) December 31, 2022 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the |
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| February 13, 2023 |
EX-99.1 2 ex993.txt JOINT FILING AGREEMENT Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but n |
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| February 13, 2023 |
SC 13G/A 1 sc13g3.txt AMENDED SCHEDULE 13G UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 9)* Apollo Tactical Income Fund Inc. - (Name of Issuer) Common - (Title of Class of Securities) 037638103 - (CUSIP Number) December 31, 2022 - (Date of Event Which Requires Filing of this Statement) Check the appro |
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| February 8, 2023 |
AIF / Apollo Tactical Income Fund Inc. / MORGAN STANLEY - MS AMENDMENT Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.1)* Apollo Tactical Income Fund Inc. - (Name of Issuer) Common Stock - (Title of Class of Securities) 037638103 - (CUSIP Number) December 30, 2022 - (Date Of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursua |
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| February 8, 2023 |
AIF / Apollo Tactical Income Fund Inc. / MORGAN STANLEY - MS AMENDMENT Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.5)* Apollo Tactical Income Fund Inc. - (Name of Issuer) Common Stock - (Title of Class of Securities) 037638103 - (CUSIP Number) December 30, 2022 - (Date Of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursua |
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| November 23, 2022 |
Apollo Tactical Income Fund Inc. Consolidated Schedule of Investments September 30, 2022 (unaudited) Principal Amount ($) Value ($) Senior Loans - 115.3%(a) AEROSPACE & DEFENSE - 6.2% Peraton Corporation First Lien Term Loan B, (1M LIBOR + 3.75%, 0.75% Floor), 6.87%, 02/01/28(c) 7,545,391 7,170,951 Vertex Aerospace Services Corp. First Lien Term Loan, (1M LIBOR + 3.75%, 0.75% Floor), 6.87%, 12/06/ |
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| August 4, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Apollo Tactical Income Fund Inc (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 037638103 (CUSIP Number) July 27, 2022 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule p |
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| June 1, 2022 |
As filed with the Securities and Exchange Commission on June 1, 2022 As filed with the Securities and Exchange Commission on June 1, 2022 Securities Act File No. |
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| June 1, 2022 |
ATM Sales Agreement between the Fund and Virtu Americas LLC* Exhibit (h) Apollo Tactical Income Fund Inc. Common Stock (par value $0.001 per share) ATM Sales Agreement June 1, 2022 Virtu Americas LLC One Liberty Plaza 165 Broadway New York, NY 10006 Ladies and Gentlemen: Apollo Tactical Income Fund Inc., a Maryland corporation (the ?Company?) and Apollo Credit Management, LLC (the ?Investment Adviser?), each confirms its agreement (this ?Agreement?) with Vi |
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| June 1, 2022 |
APOLLO TACTICAL INCOME FUND INC. Up to $50,000,000 of Common Stock Table of Contents Filed Pursuant to Rule 424(b)(2) Registration Statement No. 333-262875 PROSPECTUS SUPPLEMENT (To Prospectus dated May 25, 2022) APOLLO TACTICAL INCOME FUND INC. Up to $50,000,000 of Common Stock The Fund. Apollo Tactical Income Fund Inc. (the “Fund”) is a corporation organized under the laws of the State of Maryland and registered with the U.S. Securities and Exchange Commission |
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| June 1, 2022 |
Opinion and Consent of Miles & Stockbridge P.C.* Exhibit (l) June 1, 2022 Apollo Tactical Income Fund Inc. 100 Bellevue Parkway Wilmington, Delaware 19809 Ladies and Gentlemen: We have acted as special Maryland counsel to Apollo Tactical Income Fund Inc., a Maryland corporation (the ?Company?), in connection with the registration under the Securities Act of 1933, as amended (the ?Act?), of shares (the ?Shares?) of the Company?s common stock, par |
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| June 1, 2022 |
Calculation of Filing Fee Tables (Final Prospectus dated June 1, 2022).* Exhibit (s)(2) Calculation of Filing Fee Tables FORM N-2 (Form Type) APOLLO TACTICAL INCOME FUND INC. |
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| May 27, 2022 |
Apollo Tactical Income Fund Inc. Schedule of Investments March 31, 2022 (unaudited) Principal Amount ($) Value ($) Senior Loans - 100.6%(a) AEROSPACE & DEFENSE - 5.3% Peraton Corporation First Lien Term Loan B, (1M LIBOR + 3.75%, 0.75% Floor), 4.50%, 02/01/28 (c) 7,584,401 7,546,479 Vertex Aerospace Services Corp. First Lien Term Loan, (1M LIBOR + 4.00, 0.75% Floor), 4.75%, 12/06/28 (c) 4,651,282 |
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| May 24, 2022 |
787 Seventh Avenue New York, NY 10019-6099 Tel: 212 728 8000 Fax: 212 728 8111 May 24, 2022 VIA EDGAR Securities and Exchange Commission 100 F Street, N. |
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| April 20, 2022 |
DEF 14A 1 atifi-html4790def14a.htm APOLLO TACTICAL INCOME FUND INCDEF 14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2 |
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| April 20, 2022 |
787 Seventh Avenue New York, NY 10019-6099 Tel: 212 728 8000 Fax: 212 728 8111 April 20, 2022 VIA EDGAR Securities and Exchange Commission 100 F Street, N. |
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| April 20, 2022 |
DEFA14A 1 atifi-html4792defa14a.htm APOLLO TACTICAL INCOME FUND INCDEFA 14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e) |
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| April 4, 2022 |
PRE 14A 1 atifi-html4611pre14a.htm APOLLO TACTICAL INCOME FUND INCPRE14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2) |
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| February 10, 2022 |
AIF / Apollo Tactical Income Fund Inc. / MORGAN STANLEY - MS AMENDMENT Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.4)* Apollo Tactical Income Fund Inc. - (Name of Issuer) Common Stock - (Title of Class of Securities) 037638103 - (CUSIP Number) January 31, 2022 - (Date Of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuan |
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| February 10, 2022 |
AIF / Apollo Tactical Income Fund Inc. / MORGAN STANLEY - MS INITIAL Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.)* Apollo Tactical Income Fund Inc. - (Name of Issuer) Common Stock - (Title of Class of Securities) 037638103 - (CUSIP Number) December 31, 2021 - (Date Of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuan |
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| February 8, 2022 |
AIF / Apollo Tactical Income Fund Inc. / MORGAN STANLEY - MS AMENDMENT Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.3)* Apollo Tactical Income Fund Inc. - (Name of Issuer) Common Stock - (Title of Class of Securities) 037638103 - (CUSIP Number) December 31, 2021 - (Date Of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursua |
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| January 26, 2022 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 8)* Apollo Tactical Income Fund Inc. - (Name of Issuer) Common - (Title of Class of Securities) 037638103 - (CUSIP Number) December 31, 2021 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant t |
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| January 26, 2022 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
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| December 20, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No.3)* Apollo Tactical Income Fund Inc (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 037638103 (CUSIP Number) December 16, 2021 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the |
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| December 10, 2021 |
AIF / Apollo Tactical Income Fund Inc. / MORGAN STANLEY - MS AMENDMENT Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.2)* Apollo Tactical Income Fund Inc. - (Name of Issuer) Common Stock - (Title of Class of Securities) 037638103 - (CUSIP Number) November 30, 2021 - (Date Of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursua |
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| November 24, 2021 |
Apollo Tactical Income Fund Inc. Schedule of Investments September 30, 2021 (unaudited) Principal Amount ($) Value ($) Senior Loans - 111.8%(a) AEROSPACE & DEFENSE - 7.2% Dynasty Acquisition Co., Inc. First Lien Term Loan, (3M LIBOR + 3.50%, 0.00% Floor), 3.63%, 04/06/26(c) 1,740,739 1,706,333 First Lien Term Loan B, (3M LIBOR + 3.50%, 0.00% Floor), 3.63%, 04/06/26(c) 3,237,774 3,173,779 MRO Holdi |
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| August 9, 2021 |
Apollo Senior Floating Rate Fund Inc. Conclusion of Special Meeting Filed by Apollo Tactical Income Fund Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934 Subject Company: Apollo Senior Floating Rate Fund Inc. File No. 333-254419 Date: August 9, 2021 Apollo Senior Floating Rate Fund Inc. Conclusion of Special Meeting New York, NY. August 9, 2021 ? Apollo Credit Management, L |
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| July 22, 2021 |
Filed by Apollo Tactical Income Fund Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934 Subject Company: Apollo Senior Floating Rate Fund Inc. File No. 333-254419 Date: July 22, 2021 9 West 57th Street 43rd Floor New York, NY 10019 (212) 822-0625 YOUR PARTICIPATION IS IMPORTANT You have until August 8, 2021, |
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| July 16, 2021 |
425 Filed by Apollo Tactical Income Fund Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934 Subject Company: Apollo Senior Floating Rate Fund Inc. File No. 333-254419 Date: July 16, 2021 9 West 57th Street 43rd Floor New York, NY 10019 YOUR PARTICIPATION IS IMPORTANT You have until August 8, 2021, at 11:59 p. |
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| June 29, 2021 |
Filed by Apollo Tactical Income Fund Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934 Subject Company: Apollo Senior Floating Rate Fund Inc. File No. 333-254419 Date: June 29, 2021 Apollo Senior Floating Rate Fund Inc. and Apollo Tactical Income Fund Inc. Preliminary Results of AIF Special Meeting; Adjournm |
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| May 28, 2021 |
Apollo Tactical Income Fund Inc. Schedule of Investments March 31, 2021 (unaudited) Principal Amount ($) Value ($) Senior Loans - 93.3%(a) AEROSPACE & DEFENSE - 5.1% Guidehouse, LLP First Lien Term Loan, (1M LIBOR + 4.00%, 0.00% Floor), 4.11%, 05/01/25(c) 2,705,686 2,711,003 Kestrel Bidco, Inc. (Canada) First Lien Term Loan B, (6M LIBOR + 3.00%, 1.00% Floor), 4.00%, 12/11/26(c)(e) 1,135,560 1,103, |
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| May 20, 2021 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| May 18, 2021 |
Table of Contents Filed Pursuant to Rule 424(b)(3) Registration File No. 333-254419 APOLLO SENIOR FLOATING RATE FUND INC. APOLLO TACTICAL INCOME FUND INC. 9 West 57th Street, New York, NY 10019 May 18, 2021 Dear Stockholder: You are cordially invited to attend a joint special stockholder meeting (the ?Special Meeting?) of Apollo Senior Floating Rate Fund Inc. (?AFT?) and Apollo Tactical Income Fun |
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| May 17, 2021 |
Exhibit 13(b) FUND ADMINISTRATION SERVICING AGREEMENT THIS AGREEMENT is made and entered into as of the last day written on the signature page by and between APOLLO TACTICAL INCOME FUND INC. |
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| May 17, 2021 |
Exhibit (14) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the incorporation by reference in this Registration Statement on Form N-14 of our report dated February 22, 2021, relating to the financial statements and financial highlights of Apollo Senior Floating Rate Fund Inc. |
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| May 17, 2021 |
Opinion and Consent of Special Counsel for the Registrant – filed herewith. EX-99. (11) 3 d179951dex9911.htm OPINION AND CONSENT OF SPECIAL COUNSEL FOR THE REGISTRANT Exhibit (11) May 14, 2021 Apollo Tactical Income Fund Inc. 100 Bellevue Parkway Wilmington, DE 19809 Ladies and Gentlemen: We have acted as counsel to Apollo Tactical Income Fund Inc., a Maryland corporation (the “Company”), in connection with the filing by the Company of a Registration Statement (File No. 3 |
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| May 17, 2021 |
Exhibit 13(a) TRANSFER AGENCY AND REGISTRAR SERVICES AGREEMENT THIS TRANSFER AGENCY AND REGISTRAR SERVICES AGREEMENT (this ?Agreement?), dated as March 1, 2019 (the ?Effective Date?), is entered into by and between APOLLO TACTICAL INCOME FUND INC. |
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| May 17, 2021 |
Form of Proxy Card for Apollo Senior Floating Rate Fund Inc. – filed herewith. Exhibit 17(a) APOLLO SENIOR FLOATING RATE FUND INC. 9 West 57th Street New York, NY 10019 2021 Special Meeting of Stockholders ? June 28, 2021 THIS PROXY IS SOLICITED BY THE BOARD OF DIRECTORS The undersigned hereby appoints Joseph D. Glatt, Frank Marra and Isabelle R. Gold, or any of them, as proxies, each with the power to appoint his or her substitute, and hereby authorizes each of them to atte |
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| May 17, 2021 |
Exhibit 9(a) CUSTODY AGREEMENT dated as of March 1, 2019 by and between Apollo Tactical Income Fund Inc. |
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| May 17, 2021 |
As filed with the Securities and Exchange Commission on May 14, 2021 As filed with the Securities and Exchange Commission on May 14, 2021 Securities Act File No. |
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| May 17, 2021 |
Form of Proxy Card for the Registrant – filed herewith. Exhibit 17(b) [GRAPHIC APPEARS HERE]APOLLO TACTICAL INCOME FUND INC. 9 West 57th Street New York, NY 10019 2021 Special Meeting of Stockholders ? June 28, 2021 THIS PROXY IS SOLICITED BY THE BOARD OF DIRECTORS The undersigned hereby appoints Joseph D. Glatt, Frank Marra and Isabelle R. Gold, or any of them, as proxies, each with the power to appoint his or her substitute, and hereby authorizes eac |
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| April 13, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13GA/1 Under the Securities Exchange Act of 1934 (Amendment No. 1)* (Name of Issuer) Apollo Tactical Income Fund Inc. COMMON STOCK (Title of Class of Securities) 037638103 (CUSIP Number) April 12, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to w |
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| April 9, 2021 |
DEF 14A 1 d162135ddef14a.htm DEF 14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy Statement ☐ Def |
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| April 9, 2021 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| March 18, 2021 |
EX-99.14 2 d138269dex9914.htm CONSENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit (14) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the incorporation by reference in this Registration Statement on Form N-14 of our report dated February 22, 2021, relating to the financial statements and financial highlights of Apollo Senior Floating Rate Fund Inc. and Apol |
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| March 18, 2021 |
- APOLLO TACTICAL INCOME FUND INC. As filed with the Securities and Exchange Commission on March 17, 2021 Securities Act File No. |
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| March 18, 2021 |
Power of Attorney of the Board of Directors – filed herewith Exhibit (16) POWER OF ATTORNEY The undersigned, Barry Cohen, Robert L. Borden, Glenn N. Marchak, Carl J. Rickertsen, Todd J. Slotkin, and Elliot Stein, Jr., Directors of Apollo Tactical Income Fund, Inc., (the ?Fund?), hereby authorize Joesph D. Glatt, as attorney-in-fact, to sign on his behalf in the capacities indicated (and not in such person?s personal individual capacity for personal financia |
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| February 16, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* (Name of Issuer) Apollo Tactical Income Fund Inc. COMMON STOCK (Title of Class of Securities) 37638103 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to whi |
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| February 12, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No.2)* Apollo Tactical Income Fund Inc (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 037638103 (CUSIP Number) December 31, 2020 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the |
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| January 15, 2021 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
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| January 15, 2021 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 7)* Apollo Tactical Income Fund Inc. - (Name of Issuer) Common - (Title of Class of Securities) 037638103 - (CUSIP Number) December 31, 2020 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant t |
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| December 8, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No.1)* Apollo Tactical Income Fund Inc (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 037638103 (CUSIP Number) December 4, 2020 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the r |
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| November 25, 2020 |
Apollo Tactical Income Fund Inc. Schedule of Investments September 30, 2020 (unaudited) Principal Amount ($) Value ($) Senior Loans - 102.2%(a) AEROSPACE & DEFENSE - 3.8% Guidehouse, LLP First Lien Term Loan, (1M LIBOR + 4.50%, 0.00% Floor), 4.66%, 05/01/25(c) 1,873,257 1,859,217 Kestrel Bidco, Inc. (Canada) First Lien Term Loan B, (6M LIBOR + 3.00%, 1.00% Floor), 4.00%, 12/11/26(c)(e) 2,143,835 1 |
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| November 24, 2020 |
EX-5.03 Exhibit 5.03 APOLLO TACTICAL INCOME FUND INC. AMENDED AND RESTATED BYLAWS ARTICLE I OFFICES Section 1. PRINCIPAL OFFICE. The principal office of the Corporation in the State of Maryland shall be located at such place as the Board of Directors may designate. Section 2. ADDITIONAL OFFICES. The Corporation may have additional offices, including a principal executive office, at such places as |
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| November 24, 2020 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 November 19, 2020 Date of Report (Date of earliest event reported) Apollo Tactical Income Fund Inc. (Exact name of registrant as specified in its charter) Maryland 811-22591 90-0924821 (State of Incorporation) (Commission File Nu |
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| June 1, 2020 |
Apollo Tactical Income Fund Inc. Schedule of Investments March 31, 2020 (unaudited) Principal Amount ($) Value ($) Senior Loans - 115.7%(a) AEROSPACE & DEFENSE - 6.3% Guidehouse, LLP First Lien Term Loan, (1M LIBOR + 4.50%, 0.00% Floor), 5.49%, 05/01/25(c) 2,882,840 2,363,928 Kestrel Bidco, Inc. (Canada) First Lien Term Loan B, (1M LIBOR + 3.00%, 1.00% Floor), 4.00%, 12/11/26(c)(e) 3,023,351 2,471 |
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| April 20, 2020 |
AIF / Apollo Tactical Income Fund Inc. DEFA14A - - DEFA14A DEFA14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| April 16, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Apollo Tactical Income Fund Inc (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 037638103 (CUSIP Number) April 6, 2020 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule p |
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| April 9, 2020 |
AIF / Apollo Tactical Income Fund Inc. DEF 14A - - DEFINITIVE PROXY STATEMENT Definitive Proxy Statement SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| April 9, 2020 |
AIF / Apollo Tactical Income Fund Inc. DEFA14A - - DEFA14A DEFA14A 1 d827144ddefa14a.htm DEFA14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy Statement ☒ De |
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| March 6, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 6)* Apollo Tactical Income Fund, Inc. - (NAME OF ISSUER) Common Stock - (TITLE OF CLASS OF SECURITIES) 037638103 - (CUSIP NUMBER) February 29, 2020 - (DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT) Check the appropriate box to designate the rule purs |
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| February 13, 2020 |
AIF / Apollo Tactical Income Fund Inc. / EATON VANCE MANAGEMENT - APOLLO Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13 Under the Securities Exchange Act of 1934 (Amendment No. 1)* (Name of Issuer) Apollo Tactical Income Fund Inc. Common Stock (Title of Class of Securities) 037638103 (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to wh |
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| February 13, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 5)* Apollo Tactical Income Fund, Inc. - (NAME OF ISSUER) Common Stock - (TITLE OF CLASS OF SECURITIES) 037638103 - (CUSIP NUMBER) December 31, 2019 - (DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT) Check the appropriate box to designate the rule purs |
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| February 3, 2020 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 6)* Apollo Tactical Income Fund Inc. - (Name of Issuer) Common - (Title of Class of Securities) 037638103 - (CUSIP Number) December 31, 2019 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant t |
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| February 3, 2020 |
EX-99.1 2 ex993.txt JOINT FILING AGREEMENT Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but n |
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| November 21, 2019 |
Apollo Tactical Income Fund Inc. - APOLLO TACTICAL INCOME FUND INC. Apollo Tactical Income Fund Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22591 Apollo Tactical Income Fund Inc. (Exact name of registrant as specified in charter) 9 West 57th Street New York, New York 10019 (Address of principal execut |
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| November 21, 2019 |
Certification Pursuant to Rule EX-99.CERT 2 d759641dex99cert.htm 302 CERTIFICATIONS Exhibit 99.CERT Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Joseph Moroney, certify that: 1. I have reviewed this report on Form N-Q of Apollo Tactical Income Fund Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a mat |
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| May 24, 2019 |
N-Q 1 d651374dnq.htm APOLLO TACTICAL INCOME FUND INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22591 Apollo Tactical Income Fund Inc. (Exact name of registrant as specified in charter) 9 West 57th Street New York, New York 10019 (Addres |
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| May 24, 2019 |
Certification Pursuant to Rule 302 Certifications Exhibit 99.CERT Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Joseph Moroney, certify that: 1. I have reviewed this report on Form N-Q of Apollo Tactical Income Fund Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the s |
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| April 9, 2019 |
AIF / Apollo Tactical Income Fund Inc. DEFA14A DEFA14A 1 d733406ddefa14a.htm DEFA14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy Statement ☒ De |
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| April 9, 2019 |
AIF / Apollo Tactical Income Fund Inc. DEFINITIVE PROXY STATEMENT Definitive Proxy Statement SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| February 15, 2019 |
AIF / Apollo Tactical Income Fund Inc. / EATON VANCE MANAGEMENT - APOLLO Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13 Under the Securities Exchange Act of 1934 (Amendment No. )* (Name of Issuer) Apollo Tactical Income Fund Inc. Common Stock (Title of Class of Securities) 037638103 (CUSIP Number) December 31, 2018 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to whi |
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| February 12, 2019 |
AIF / Apollo Tactical Income Fund Inc. / MORGAN STANLEY - MS AMENDMENT Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.5)* Apollo Tactical Income Fund Inc. - (Name of Issuer) Common Stock - (Title of Class of Securities) 037638103 - (CUSIP Number) December 31, 2018 - (Date Of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursua |
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| February 11, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO.4)* Apollo Tactical Income Fund, Inc. - (NAME OF ISSUER) Common Stock - (TITLE OF CLASS OF SECURITIES) 037638103 - (CUSIP NUMBER) December 31, 2018 - (DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT) Check the appropriate box to designate the rule pursu |
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| February 4, 2019 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
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| February 4, 2019 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 5)* Apollo Tactical Income Fund Inc. - (Name of Issuer) Common - (Title of Class of Securities) 037638103 - (CUSIP Number) December 31, 2018 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant t |
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| November 19, 2018 |
Apollo Tactical Income Fund Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22591 Apollo Tactical Income Fund Inc. (Exact name of registrant as specified in charter) 9 West 57th Street New York, New York 10019 (Address of principal execut |
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| November 19, 2018 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act 302 Certifications Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Joseph Moroney, certify that: 1. |
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| May 23, 2018 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act 302 Certifications Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Joseph Moroney, certify that: 1. |
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| May 23, 2018 |
Apollo Tactical Income Fund Inc. - APOLLO TACTICAL INCOME FUND INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22591 Apollo Tactical Income Fund Inc. (Exact name of registrant as specified in charter) 9 West 57th Street New York, New York 10019 (Address of principal executive offices) (Zip code) Joseph Mo |
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| April 26, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 April 20, 2018 Date of Report (Date of earliest event reported) Apollo Tactical Income Fund Inc. (Exact name of registrant as specified in its charter) Maryland 811-22591 90-0924821 (State of Incorporation) (Commission File Number) ( |
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| April 6, 2018 |
AIF / Apollo Tactical Income Fund Inc. DEFA14A DEFA14A 1 d563974ddefa14a.htm DEFA14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy Statement ☒ De |
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| April 6, 2018 |
AIF / Apollo Tactical Income Fund Inc. DEFINITIVE PROXY STATEMENT DEF 14A 1 d563976ddef14a.htm DEFINITIVE PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Pr |
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| February 13, 2018 |
AIF / Apollo Tactical Income Fund Inc. / MORGAN STANLEY - MS AMENDMENT Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.4)* Apollo Tactical Income Fund Inc. - (Name of Issuer) Common Stock - (Title of Class of Securities) 037638103 - (CUSIP Number) December 29, 2017 - (Date Of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursua |
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| February 12, 2018 |
AIF / Apollo Tactical Income Fund Inc. / WELLS FARGO & COMPANY/MN Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) APOLLO TACTICAL INCOME FD IN (Name of Issuer) COM (Title of Class of Securities) 037638103 (CUSIP Number) January 31, 2018 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sched |
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| February 1, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 3 )* Apollo Tactical Income Fund, Inc. - (NAME OF ISSUER) Common Stock - (TITLE OF CLASS OF SECURITIES) 037638103 - (CUSIP NUMBER) December 31, 2017 - (DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT) Check the appropriate box to designate the rule pur |
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| January 30, 2018 |
AIF / Apollo Tactical Income Fund Inc. / WELLS FARGO & COMPANY/MN Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ) APOLLO TACTICAL INCOME FD IN (Name of Issuer) COM (Title of Class of Securities) 037638103 (CUSIP Number) December 31, 2017 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sched |
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| January 16, 2018 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
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| January 16, 2018 |
SC 13G/A 1 sc13g3.txt AMENDED SCHEDULE 13G UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4)* Apollo Tactical Income Fund Inc. - (Name of Issuer) Common - (Title of Class of Securities) 037638103 - (CUSIP Number) December 31, 2017 - (Date of Event Which Requires Filing of this Statement) Check the appro |
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| November 20, 2017 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act 302 Certifications Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Joseph Moroney, certify that: 1. |
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| November 20, 2017 |
Apollo Tactical Income Fund Inc. - APOLLO TACTICAL INCOME FUND INC. Apollo Tactical Income Fund Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22591 Apollo Tactical Income Fund Inc. (Exact name of registrant as specified in charter) 9 West 57th Street New York, New York 10019 (Address of principal execut |
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| August 23, 2017 |
Shareholder Meeting Results for the Apollo Tactical Income Fund ("AIF") On May 22, 2017, AIF held its Annual Meeting of Shareholders for the election of Directors. |
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| May 23, 2017 |
Apollo Tactical Income Fund Inc. - APOLLO TACTICAL INCOME FUND Apollo Tactical Income Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| May 23, 2017 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act EX-99.CERT 2 d359243dex99cert.htm 302 CERTIFICATIONS Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Joseph Moroney, certify that: 1. I have reviewed this report on Form N-Q of Apollo Tactical Income Fund Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact neces |
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| April 10, 2017 |
Apollo Tactical Income Fund DEFA14A DEFA14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| April 10, 2017 |
Apollo Tactical Income Fund DEFINITIVE PROXY STATEMENT Definitive Proxy Statement SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| February 13, 2017 |
Apollo Tactical Income Fund AMENDED SCHEDULE 13G (Passive Acquisition of More Than 5% of Shares) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 2 )* Apollo Tactical Income Fund Inc. - (NAME OF ISSUER) Common Stock - (TITLE OF CLASS OF SECURITIES) 037638103 - (CUSIP NUMBER) December 31, 2016 - (DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT) Check the appropriate box to designate the rule purs |
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| February 13, 2017 |
AIF / Apollo Tactical Income Fund Inc. / MORGAN STANLEY - AMENDMENT Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.3)* Apollo Tactical Income Fund Inc. - (Name of Issuer) Common Stock - (Title of Class of Securities) 037638103 - (CUSIP Number) December 31, 2016 - (Date Of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursua |
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| January 12, 2017 |
EX-99.1 2 ex993.txt JOINT FILING AGREEMENT Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but n |
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| January 12, 2017 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* Apollo Tactical Income Fund Inc. - (Name of Issuer) Common - (Title of Class of Securities) 037638103 - (CUSIP Number) December 31, 2016 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant t |
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| November 18, 2016 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act 302 Certifications Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Joseph Moroney, certify that: 1. |
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| November 18, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22591 Apollo Tactical Income Fund Inc. (Exact name of registrant as specified in charter) 9 West 57th Street New York, New York 10019 (Address of principal executive offices) (Zip code) Joseph Mo |
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| August 25, 2016 |
Shareholder Meeting Results for the Apollo Tactical Income Fund ("AIF") On May 19, 2016, AIF held its Annual Meeting of Shareholders for the election of Directors. |
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| May 27, 2016 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act 302 Certifications Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Joseph Moroney, certify that: 1. |
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| May 27, 2016 |
Apollo Tactical Income Fund APOLLO TACTICAL INCOME FUND (Quarterly Schedule of Portfolio Holdings) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22591 Apollo Tactical Income Fund Inc. (Exact name of registrant as specified in charter) 9 West 57th Street New York, New York 10019 (Address of principal executive offices) (Zip code) Joseph Mo |
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| April 7, 2016 |
Apollo Tactical Income Fund DEFINITIVE ADDITIONAL MATERIALS DEFA14A 1 d175995ddefa14a.htm DEFINITIVE ADDITIONAL MATERIALS SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definit |
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| April 7, 2016 |
Apollo Tactical Income Fund DEFINITIVE PROXY STATEMENT Definitive Proxy Statement SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| February 11, 2016 |
AIF / Apollo Tactical Income Fund Inc. / MORGAN STANLEY - ST MSSB AMEDMENT Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.2)* Apollo Tactical Income Fund Inc. - (Name of Issuer) Common Stock - (Title of Class of Securities) 037638103 - (CUSIP Number) December 31, 2015 - (Date Of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursua |
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| February 10, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 1 )* Apollo Tactical Income Fund Inc. - (NAME OF ISSUER) Common Stock - (TITLE OF CLASS OF SECURITIES) 037638103 - (CUSIP NUMBER) December 31, 2015 - (DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT) Check the appropriate box to designate the rule purs |
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| January 15, 2016 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Apollo Tactical Income Fund Inc. - (Name of Issuer) Common - (Title of Class of Securities) 037638103 - (CUSIP Number) December 31, 2015 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant t |
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| January 15, 2016 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
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| November 24, 2015 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act 302 Certifications Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Joseph Moroney, certify that: 1. |
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| November 24, 2015 |
Apollo Tactical Income Fund APOLLO TACTICAL INCOME FUND (Quarterly Schedule of Portfolio Holdings) N-Q 1 d93345dnq.htm APOLLO TACTICAL INCOME FUND UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22591 Apollo Tactical Income Fund Inc. (Exact name of registrant as specified in charter) 9 West 57th Street New York, New York 10019 (Address of p |
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| August 26, 2015 |
EX-99.77C VOTES 2 apolloTACT77C.txt Shareholder Meeting Results for the Apollo Tactical Income Fund ("AIF") On May 12, 2015, AIF held its Annual Meeting of Shareholders for the election of Directors. The proposal was approved by AIF's shareholders and the results of the voting are as follows: Name For Withheld Barry Cohen11, 118,009.091 123,446.350 Elliot Stein, Jr. 11,102,698.485 138,756.956 Robe |
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| June 3, 2015 |
Apollo Tactical Income Fund ESP Apollo Tactical Income Fund VIA EDGAR June 3, 2015 Christina DiAngelo Fettig Senior Staff Accountant U. |
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| May 28, 2015 |
Apollo Tactical Income Fund APOLLO TACTICAL INCOME FUND (Quarterly Schedule of Portfolio Holdings) Apollo Tactical Income Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22591 Apollo Tactical Income Fund Inc. (Exact name of registrant as specified in charter) 9 West 57th Street New York, New York 10019 |
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| May 28, 2015 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act EX-99.CERT 2 d909287dex99cert.htm 302 CERTIFICATIONS Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Joseph Moroney, certify that: 1. I have reviewed this report on Form N-Q of Apollo Tactical Income Fund Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact neces |
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| April 10, 2015 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
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| April 10, 2015 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Apollo Tactical Income Fund Inc. - (Name of Issuer) Common - (Title of Class of Securities) 037638103 - (CUSIP Number) March 31, 2015 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to w |
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| April 2, 2015 |
Apollo Tactical Income Fund DEFINITIVE PROXY STATEMENT Definitive Proxy Statement SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| April 2, 2015 |
Apollo Tactical Income Fund DEFINITIVE ADDITIONAL MATERIALS DEFA14A 1 d898624ddefa14a.htm DEFINITIVE ADDITIONAL MATERIALS SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definit |
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| February 17, 2015 |
AIF / Apollo Tactical Income Fund Inc. / MORGAN STANLEY - MSSB AMENDMENT Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.1)* APOLLO TACTICAL INCOME FUND INC. - (Name of Issuer) Common Stock - (Title of Class of Securities) 037638103 - (CUSIP Number) December 31, 2014 - (Date Of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursua |
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| February 11, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. )* Apollo Tactical Income Fund Inc. - (NAME OF ISSUER) Common Stock - (TITLE OF CLASS OF SECURITIES) 037638103 - (CUSIP NUMBER) December 31, 2014 - (DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT) Check the appropriate box to designate the rule pursua |
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| January 27, 2015 |
AIF / Apollo Tactical Income Fund Inc. / FIRST TRUST PORTFOLIOS LP - SCHEDULE 13G Passive Investment SC 13G 1 sc13g3.txt SCHEDULE 13G UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Apollo Tactical Income Fund Inc. - (Name of Issuer) Common - (Title of Class of Securities) 037638103 - (CUSIP Number) December 31, 2014 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box |
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| January 27, 2015 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
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| November 21, 2014 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act 302 Certifications Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Joseph Moroney, certify that: 1. |
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| November 21, 2014 |
Apollo Tactical Income Fund Inc. - APOLLO TACTICAL INCOME FUND Apollo Tactical Income Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| August 27, 2014 |
EX-99.77C VOTES 2 apolloaif77c.txt Shareholder Meeting Results for the Apollo Tactical Income Fund ("AIF") On May 13, 2014, AIF held its Annual Meeting of Shareholders for the election of Directors of AIF. The proposal was approved by AIF's shareholders and the results of the voting are as follows: Name For Withheld Robert L. Borden 12,854,360.506 148,569.227 Carl J. Rickertsen 12,850,648.476 152, |
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| May 22, 2014 |
Quarterly Schedule of Portfolio Holdings - APOLLO TACTICAL INCOME FUND Apollo Tactical Income Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| May 22, 2014 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act 302 Certications Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Joseph Moroney, certify that: 1. |
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| April 3, 2014 |
DEF 14A 1 d697680ddef14a.htm DEFINITIVE PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Pr |
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| April 3, 2014 |
- DEFINITIVE ADDITIONAL MATERIALS Definitive Additional Materials SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| February 10, 2014 |
AIF / Apollo Tactical Income Fund Inc. / MORGAN STANLEY - MSSB INITIAL Passive Investment SC 13G 1 apollotacticalfund.txt MSSB INITIAL UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.)* APOLLO TACTICAL INCOME FUND INC. - (Name of Issuer) Common Stock - (Title of Class of Securities) 037638103 - (CUSIP Number) December 31, 2013 - (Date Of Event which Requires Filing of this Statement) Check the |
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| November 22, 2013 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act 302 Certifications Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Joseph Moroney, certify that: 1. |
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| November 22, 2013 |
Disclosure Pursuant to Section 219 of the Iran Threat Reduction and Syria Human Rights Act Disclosure Pursuant to Section 219 of the Iran Threat Reduction Disclosure Pursuant to Section 219 of the Iran Threat Reduction and Syria Human Rights Act Section 219 of the Iran Threat Reduction and Syria Human Rights Act of 2012 (“ITRA”) added a new subsection (r) to section 13 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), requiring an issuer to disclose in its annual and quarterly reports whether it or any of its affiliates have knowingly engaged in specified activities or transactions relating to Iran, including activities not prohibited by U. |
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| November 22, 2013 |
Quarterly Schedule of Portfolio Holdings - APOLLO TACTICAL INCOME FUND Apollo Tactical Income Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| May 22, 2013 |
Quarterly Schedule of Portfolio Holdings - APOLLO TACTICAL INCOME FUND INC. Apollo Tactical Income Fund Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22591 Apollo Tactical Income Fund Inc. (Exact name of registrant as specified in charter) 9 West 57th Street New York, New York 10019 (Address of principal execut |
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| May 22, 2013 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act EX-99.CERT 2 d541296dex99cert.htm 302 CERTIFICATIONS Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Joseph Moroney, certify that: 1. I have reviewed this report on Form N-Q of Apollo Tactical Income Fund Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact neces |
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| February 25, 2013 |
N-2MEF As filed with the Securities and Exchange Commission on February 25, 2013 Securities Act Registration No. |
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| February 25, 2013 |
August 26, 2011 Anthony Geron , Esq. Willkie Farr & Gallagher 787 Seventh Avenue New York, NY 10019-6099 Re: Apollo Credit Fund Inc. (File Nos. 811-22591 and 333-1758320 Dear Mr. Geron: We have the following comments on the registration statement of Apollo Credit Fund Inc. (“Fund”), which was filed on July 27, 2011. The registration statement was filed on Form N-2 for the purposes of registering t |
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| February 25, 2013 |
[LETTERHEAD OF VENABLE LLP] February 25, 2013 EX-99.(L) 2 d384858dex99l.htm EXHIBIT (L) Exhibit (l) [LETTERHEAD OF VENABLE LLP] February 25, 2013 Apollo Tactical Income Fund Inc. 9 West 57th Street 43rd Floor New York, New York 10019 Re: Rule 462(b) Registration Statement (the “Registration Statement”) Relating to Registration Statement on Form N-2 (1933 Act File No. 333-175832 and 1940 Act File No. 811-22591) Ladies and Gentlemen: We have se |
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| February 25, 2013 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM EX-99.(N) 3 d384858dex99n.htm EXHIBIT (N) Exhibit (n) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the incorporation by reference in this Registration Statement on Form N-2 of our report dated January 16, 2013, relating to the statement of net assets of Apollo Tactical Income Fund, Inc. (the “Fund”) as of January 16, 2013 appearing in the Prospectus, which is incorporated |
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| February 20, 2013 |
Underwriter Acceleration Request [MORGAN STANLEY LOGO] 1585 Broadway New York, New York 10036 February 20, 2013 Securities and Exchange Commission 100 F Street, N. |
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| February 20, 2013 |
Company Acceleration Request February 20, 2013 VIA EDGAR Securities and Exchange Commission 100 F Street, N. |
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| February 20, 2013 |
8-A12B 1 d489612d8a12b.htm 8-A12B SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Apollo Tactical Income Fund Inc. (Exact name of registrant as specifies in its charter) Maryland 90-0924821 (State of incorporation) (I.R.S. Employer Identification No.) 9 West |
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| August 28, 2011 |
August 26, 2011 Anthony Geron , Esq. Wilkie Farr & Gallagher 787 Seventh Avenue New York, NY 10019-6099 Re: Apollo Credit Fund Inc. (File Nos. 811-22591 and 333-175832 Dear Mr. Geron: We have the following comments on the registration statement of Apollo Credit Fund Inc. (“Fund”), which was filed on July 27, 2011. The registration statement was filed on Form N-2 for the purposes of registering the |
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| July 27, 2011 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-8A NOTIFICATION OF REGISTRATION FILED PURSUANT TO SECTION 8(a) OF THE INVESTMENT COMPANY ACT OF 1940 The undersigned investment company hereby notifies the Securities and Exchange Commission that it registers under and pursuant to the provisions of Section 8(a) of the Investment Company Act of 1940 and in connection with such notific |
