Warren M Weiss - Insider Trading Tracker

렌딩클럽 주식회사

US ˙ NYSE ˙ US52603A2087

소개

이 페이지에서는 Warren M Weiss의 공개된 내부자의 매매 거래 내역을 종합적으로 분석합니다. 내부자들은 기업의 임원(내부 경영진), 이사 또는 주요 투자자입니다. 일반적으로 내부자가 중요한 비공개 정보를 기반으로 자신이 속한 기업을 거래하는 것은 불법으로 간주됩니다. 이것은 내부자가 자신의 기업 내에서 행하는 모든 거래가 불법이라는 것을 뜻은 아닙니다. 그러나 그들은 자신들의 모든 거래를 양식 4를 통해 SEC에 보고해야만 합니다. 이러한 제한에도 불구하고, 학계 연구에 따르면 내부자는, 일반적으로, 자신의 회사 주식에 대한 실적이 시장의 수익률을 능가하는 경향성을 보였습니다.

평균 거래 수익성

평균 거래 수익성은 내부자가 지난 3년 동안 매입한 모든 "공개 시장"(Open market)에서의 매입의 평균 수익률입니다. 이를 계산하기 위해 10b5-1 거래 계획의 일부로 표시된 모든 거래를 제외하고 내부자가 계획되지 않은 모든 오픈 마켓에서의 매입을 조사합니다. 그런 다음 3개월, 6개월, 12개월 동안 해당 거래의 평균 성과를 계산하여 각 거래에 대한 최종 성과 지표를 생성합니다. 마지막으로 내부자에 대한 성과 지표를 계산하기 위해 모든 성과 지표의 평균을 내립니다. 이 목록에는 지난 2년 동안 최소 3번 이상 거래한 내부자만 포함됩니다.

내부자의 매매 거래 수익성이 "해당 없음"인 경우, 내부자는 지난 3년 동안 공개 시장에서 매수한 적이 없거나, 거래가 너무 최근에 이루어져서 신뢰할 수 있는 성과 지표를 산출할 수 없는 경우에 해당합니다.

업데이트 주기: 일별

최고 수익율의 내부자 목록을 확인하세요.

가장 높은 순위의 내부자를 확인하세요

내부자 포지션이 보고된 기업

SEC 서류에 따르면 Warren M Weiss 기업이 다음 기업에 대한 보유 또는 거래를 보고했습니다:

증권	소유권	최근 보고된 보유 주식
US:FORG / ForgeRock Inc - Class A	Director	0
US:SSNI / Silver Spring Networks, Inc.	Director	0
US:RUN / Sunrun Inc.		0
US:TUBE / TubeMogul, Inc.		0
US:CTRL / Control4 Corp		1,956,419
US:LC / LendingClub Corporation	10% Owner	0

차트 해석 방법

아래 차트는 Warren M Weiss에 의한 각 "공개 시장"(Open market)에서 계획되지 않은 거래 이후 증권의 주가 실적을 보여줍니다. 계획되지 않은 거래는 10b5-1 거래 계획의 일환으로 이루어지지 않은 거래입니다. 주가 실적은 주가의 누적 백분율 변화로 표시됩니다. 예를 들어, 2019년 1월 1일 내부자의 매매 거래가 이루어졌을 경우, 차트는 현재까지 증권의 일별 백분율 변화를 보여줍니다. 이 기간 동안 주가가 10달러에서 15달러로 간다면, 주가의 누적 백분율 변화는 50%가 됩니다. 10달러에서 20달러로의 가격 변화는 100%가 되며, 10달러에서 5달러로의 가격 변화는 -50%가 됩니다.

궁극적으로 내부자의 매매 거래가 내부자의 정보를 이용하여 이익을 얻기 위해 거래 타이밍을 맞추고 있는지 확인하기 위해 내부자의 매매 거래가 주가의 초과 수익률(양 또는 음)과 얼마나 밀접한 상관 관계가 있는지 확인하고자 합니다. 내부자가 이러한 작업을 수행하고 있는 상황을 고려해 보겠습니다. 이러한 상황에서 우리는 (a) 매입 후 양의 수익률 또는 (b) 매각 후 음의 수익률을 기대할 수 있습니다. (a)의 경우, 매입 차트는 상향으로 기울어진 일련의 곡선을 보여주며, 각 매입 거래 후 양의 수익률을 나타냅니다. (b)의 경우, SALE 차트는 하향으로 기울어진 일련의 곡선을 보여주며, 각 판매 거래 후 음의 수익률을 나타냅니다.

그러나 이것만으로는 결론을 도출하기에 충분하지 않습니다. 예를 들어, 해당 기업의 주가가 수년에 걸쳐 비주기적 상승 추세에 있다면, Fintel은 매입 후 도표가 모두 상향 곡선으로 예상할 수 있습니다. 마찬가지로, 수년에 걸쳐 비주기적 하락은 거래 후에 하향 곡선으로 초래할 가능성이 높습니다. 이 도표들 중 어느 것도 내부자의 매매 거래 활동을 시사하지는 않습니다.

가장 강력한 지표는 주가가 극단적으로 순환하는 상황일 것이고, PURCHASE 차트에는 긍정적인 시그널이, SALE 차트에는 부정적인 플롯이 존재했습니다. 이는 자신들의 금전적 이익을 위한 거래 타이밍을 재던 내부자에 의한 상황일 가능성이 높습니다.

내부자 매입 LC / LendingClub Corporation: 단기 이익 분석

이 섹션에서는 LC / LendingClub Corporation에 대한 "공개 시장"(Open market)에서 계획되지 않은 내부자의 매입이 발생한 모든 상품의 수익성을 분석합니다. 이 분석은 내부자가 지속적으로 비정상적인 수익을 창출하는지 이해하는 데 도움이 되며, 이를 따를 가치가 있습니다. 이 분석은 각 거래 후 1년 동안 수행되며, 결과는 이론 값입니다.

아래 표는 사전 거래 계획(Automated trading plan)에 포함되지 않은 가장 최근의 공개 시장 매입을 보여줍니다.

거래일	티커	내부자	보고된 지분	보고된 가격	조정된 지분	조정된 가격	가격 기준	최고까지 일수	최고 가격	최고 이익 ($)	최고 수익률 (%)
이 내부자와 유가 증권의 조합과 관련하여 계획되지 않은 공개된 "공개 시장"(Open market) 거래는 없습니다.

조정 가격은 분할 조정된 가격입니다. 조정된 주식은 조정된 지분입니다.

LC / LendingClub Corporation Insider Trades

내부자 매매 LC / LendingClub Corporation: 단기 손실 분석

이 섹션에서는 LC / LendingClub Corporation에서 이루어진 계획되지 않은 모든 공개 시장에서의 내부자 매도의 단기 손실 회피를 분석합니다. 일관된 손실 회피 패턴은 향후 매각 거래에서 가격 하락이 발생할 수도 있다는 것을 예측할 수 있습니다. 이 분석은 각 거래 후 1년을 대상으로 한 것이며, 결과는 이론 값입니다.

아래 표는 자동 거래 계획에 포함되지 않은 가장 최근의 "공개 시장"(Open market) 매매를 보여줍니다.

거래일	티커	내부자	보고된 지분	보고된 가격	조정된 지분	조정된 가격	가격 기준	최저까지 일수	최저에서 가격	회피된 최대 손실($)	회피된 최대 손실율(%)
이 내부자와 유가 증권의 조합과 관련하여 계획되지 않은 공개된 "공개 시장"(Open market) 거래는 없습니다.

조정 가격은 분할 조정된 가격입니다. 조정된 주식은 조정된 지분입니다.

내부자 매입 RUN / Sunrun Inc.: 단기 이익 분석

아래 표는 사전 거래 계획(Automated trading plan)에 포함되지 않은 가장 최근의 공개 시장 매입을 보여줍니다.

거래일	티커	내부자	보고된 지분	보고된 가격	조정된 지분	조정된 가격	가격 기준	최고까지 일수	최고 가격	최고 이익 ($)	최고 수익률 (%)
이 내부자와 유가 증권의 조합과 관련하여 계획되지 않은 공개된 "공개 시장"(Open market) 거래는 없습니다.

조정 가격은 분할 조정된 가격입니다. 조정된 주식은 조정된 지분입니다.

내부자 매매 RUN / Sunrun Inc.: 단기 손실 분석

아래 표는 자동 거래 계획에 포함되지 않은 가장 최근의 "공개 시장"(Open market) 매매를 보여줍니다.

거래일	티커	내부자	보고된 지분	보고된 가격	조정된 지분	조정된 가격	가격 기준	최저까지 일수	최저에서 가격	회피된 최대 손실($)	회피된 최대 손실율(%)
2016-08-16	RUN	ELMORE WILLIAM B	23,511	6.0400	23,511	6.0400	142,006	78	4.6300	-33,150	-23.34
2016-08-15	RUN	ELMORE WILLIAM B	3,873	6.2100	3,873	6.2100	24,051
2016-07-01	RUN	ELMORE WILLIAM B	1,313	5.7396	1,313	5.7396	7,536
2016-07-01	RUN	ELMORE WILLIAM B	1,313	5.7351	1,313	5.7351	7,530
2016-07-01	RUN	ELMORE WILLIAM B	4,542	5.6558	4,542	5.6558	25,689
2016-07-01	RUN	ELMORE WILLIAM B	37,439	5.4389	37,439	5.4389	203,627
2016-05-20	RUN	ELMORE WILLIAM B	9,423	6.0500	9,423	6.0500	57,009
2016-05-20	RUN	ELMORE WILLIAM B	2,395	6.0500	2,395	6.0500	14,490
2016-05-20	RUN	ELMORE WILLIAM B	16,581	6.0300	16,581	6.0300	99,983
2016-05-19	RUN	ELMORE WILLIAM B	9,423	6.0000	9,423	6.0000	56,538
2016-05-19	RUN	ELMORE WILLIAM B	2,394	6.0000	2,394	6.0000	14,364

조정 가격은 분할 조정된 가격입니다. 조정된 주식은 조정된 지분입니다.

내부자의 매매 거래 내역

아래 표는 증권거래위원회(SEC)에 공시된 Warren M Weiss의 내부자의 전체 거래 목록입니다.

보고일	거래일	보고	티커	증권	코드	10b5-1	지분	잔여 지분	변동률 (%)	지분 가치	거래 가치	잔여 가치
2023-08-25	2023-08-23	4	FORG	ForgeRock, Inc. Class A Common Stock	D - Sale to Issuer		-11,126	0	-100.00	23.25	-258,680
2022-05-27	2022-05-25	4	FORG	ForgeRock, Inc. Class A Common Stock	A - Award		2,069	11,126	22.84
2022-05-27	2022-05-25	4	FORG	ForgeRock, Inc. Class A Common Stock	A - Award		9,057	9,057
2021-09-22	2021-09-20	4	FORG	ForgeRock, Inc. Class B Common Stock	J - Other		128,156	128,156
2021-09-22	2021-09-20	4	FORG	ForgeRock, Inc. Class B Common Stock	J - Other		8,415,644	8,415,644
2021-09-22	2021-09-20	4	FORG	ForgeRock, Inc. Series E Preferred Stock	C - Conversion		-3,110	0	-100.00
2021-09-22	2021-09-20	4	FORG	ForgeRock, Inc. Series E Preferred Stock	C - Conversion		-204,244	0	-100.00
2021-09-22	2021-09-20	4	FORG	ForgeRock, Inc. Series D Preferred Stock	C - Conversion		-5,660	0	-100.00
2021-09-22	2021-09-20	4	FORG	ForgeRock, Inc. Series D Preferred Stock	C - Conversion		-371,698	0	-100.00
2021-09-22	2021-09-20	4	FORG	ForgeRock, Inc. Series C Preferred Stock	C - Conversion		-18,034	0	-100.00
2021-09-22	2021-09-20	4	FORG	ForgeRock, Inc. Series C Preferred Stock	C - Conversion		-1,184,254	0	-100.00
2021-09-22	2021-09-20	4	FORG	ForgeRock, Inc. Series B Preferred Stock	C - Conversion		-101,352	0	-100.00
2021-09-22	2021-09-20	4	FORG	ForgeRock, Inc. Series B Preferred Stock	C - Conversion		-6,655,448	0	-100.00
2021-09-22	2021-09-20	4	FORG	ForgeRock, Inc. Common Stock	J - Other		-128,156	0	-100.00
2021-09-22	2021-09-20	4	FORG	ForgeRock, Inc. Common Stock	J - Other		-8,415,644	0	-100.00
2021-09-22	2021-09-20	4	FORG	ForgeRock, Inc. Common Stock	C - Conversion		128,156	128,156
2021-09-22	2021-09-20	4	FORG	ForgeRock, Inc. Common Stock	C - Conversion		8,415,644	8,415,644
2018-01-09	2018-01-05	4	SSNI	Itron Networked Solutions, Inc. Restricted Stock Units	D - Sale to Issuer		-19,283	0	-100.00	16.25	-313,349
2018-01-09	2018-01-05	4	SSNI	Itron Networked Solutions, Inc. Common Stock	D - Sale to Issuer		-56,465	0	-100.00	16.25	-917,556
2018-01-09	2018-01-05	4	SSNI	Itron Networked Solutions, Inc. Common Stock	D - Sale to Issuer		-91,204	0	-100.00	16.25	-1,482,065
2018-01-09	2018-01-05	4	SSNI	Itron Networked Solutions, Inc. Common Stock	D - Sale to Issuer		-84,866	0	-100.00	16.25	-1,379,072
2018-01-09	2018-01-05	4	SSNI	Itron Networked Solutions, Inc. Common Stock	D - Sale to Issuer		-686	0	-100.00	16.25	-11,148
2018-01-09	2018-01-05	4	SSNI	Itron Networked Solutions, Inc. Common Stock	D - Sale to Issuer		-10,307,012	0	-100.00	16.25	-167,488,945
2017-08-25	2017-08-24	4	RUN	Sunrun Inc. Common Stock	J - Other	X	-283,250	0	-100.00
2017-08-25	2017-08-24	4	RUN	Sunrun Inc. Common Stock	J - Other		283,250	283,250
2017-08-25	2017-08-24	4	RUN	Sunrun Inc. Common Stock	J - Other	X	-1,100,000	9,741,468	-10.15
2017-05-30	2017-05-25	4	SSNI	SILVER SPRING NETWORKS INC Restricted Stock Units	A - Award		19,283	19,283
2017-05-30	2017-05-25	4	SSNI	SILVER SPRING NETWORKS INC Restricted Stock Units	M - Exercise		-15,638	0	-100.00
2017-05-30	2017-05-25	4	SSNI	SILVER SPRING NETWORKS INC Common Stock	M - Exercise		15,638	56,465	38.30
2016-12-21	2016-12-19	4	TUBE	TUBEMOGUL INC Common Stock	U - Other		-4,440	0	-100.00	14.00	-62,160
2016-12-21	2016-12-19	4	TUBE	TUBEMOGUL INC Common Stock	U - Other		-12,975	0	-100.00	14.00	-181,650
2016-12-21	2016-12-19	4	TUBE	TUBEMOGUL INC Common Stock	U - Other		-24,690	0	-100.00	14.00	-345,660
2016-12-21	2016-12-19	4	TUBE	TUBEMOGUL INC Common Stock	U - Other		-13,749	0	-100.00	14.00	-192,486
2016-12-21	2016-12-19	4	TUBE	TUBEMOGUL INC Common Stock	U - Other		-9,072	0	-100.00	14.00	-127,008
2016-12-21	2016-12-19	4	TUBE	TUBEMOGUL INC Common Stock	U - Other		-14,905	0	-100.00	14.00	-208,670
2016-12-21	2016-12-19	4	TUBE	TUBEMOGUL INC Common Stock	U - Other		-7,110	0	-100.00	14.00	-99,540
2016-12-21	2016-12-19	4	TUBE	TUBEMOGUL INC Common Stock	U - Other		-4,435	0	-100.00	14.00	-62,090
2016-12-21	2016-12-19	4	TUBE	TUBEMOGUL INC Common Stock	U - Other		-29,117	0	-100.00	14.00	-407,638
2016-12-21	2016-12-19	4	TUBE	TUBEMOGUL INC Common Stock	U - Other		-5,848,097	0	-100.00	14.00	-81,873,358
2016-11-17	2016-11-15	4	SSNI	SILVER SPRING NETWORKS INC Common Stock	S - Sale		-5,306	0	-100.00	14.58	-77,361
2016-11-17	2016-11-15	4	SSNI	SILVER SPRING NETWORKS INC Common Stock	S - Sale		-5,306	0	-100.00	14.58	-77,361
2016-11-17	2016-11-15	4	SSNI	SILVER SPRING NETWORKS INC Common Stock	S - Sale		-29,362	0	-100.00	14.58	-428,098
2016-10-05	2016-10-04	4	TUBE	TUBEMOGUL INC Common Stock	S - Sale	X	-268	0	-100.00	9.14	-2,450
2016-10-05	2016-10-04	4	TUBE	TUBEMOGUL INC Common Stock	S - Sale	X	-13,228	4,440	-74.87	9.04	-119,581	40,138
2016-10-05	2016-10-04	4	TUBE	TUBEMOGUL INC Common Stock	S - Sale	X	-1,582	0	-100.00	9.05	-14,317
2016-10-05	2016-10-04	4	TUBE	TUBEMOGUL INC Common Stock	S - Sale		-1,959	0	-100.00	9.04	-17,709
2016-10-05	2016-10-04	4	TUBE	TUBEMOGUL INC Common Stock	S - Sale	X	-1,959	0	-100.00	9.04	-17,709
2016-10-05	2016-10-04	4	TUBE	TUBEMOGUL INC Common Stock	S - Sale	X	-7,300	12,975	-36.00	9.07	-66,211	117,683
2016-10-05	2016-10-04	4	TUBE	TUBEMOGUL INC Common Stock	S - Sale	X	-13,013	0	-100.00	9.06	-117,898
2016-10-05	2016-10-03	4	TUBE	TUBEMOGUL INC Common Stock	J - Other	X	9,125	20,275	81.84
2016-10-05	2016-10-03	4	TUBE	TUBEMOGUL INC Common Stock	J - Other	X	1,582	1,582
2016-10-05	2016-10-03	4	TUBE	TUBEMOGUL INC Common Stock	J - Other	X	741	17,668	4.38
2016-10-05	2016-10-03	4	TUBE	TUBEMOGUL INC Common Stock	J - Other	X	12,487	16,927	281.24
2016-10-05	2016-10-03	4	TUBE	TUBEMOGUL INC Common Stock	J - Other	X	1,959	1,959
2016-10-05	2016-10-03	4	TUBE	TUBEMOGUL INC Common Stock	J - Other	X	1,959	1,959
2016-10-05	2016-10-03	4	TUBE	TUBEMOGUL INC Common Stock	J - Other	X	2,469	13,013	23.42
2016-10-05	2016-10-03	4	TUBE	TUBEMOGUL INC Common Stock	J - Other	X	10,544	10,544
2016-10-05	2016-10-03	4	TUBE	TUBEMOGUL INC Common Stock	J - Other	X	12,345	24,690	100.00
2016-10-05	2016-10-03	4	TUBE	TUBEMOGUL INC Common Stock	J - Other	X	9,119	13,749	196.95
2016-10-05	2016-10-03	4	TUBE	TUBEMOGUL INC Common Stock	J - Other	X	1,234	14,905	9.03
2016-10-05	2016-10-03	4	TUBE	TUBEMOGUL INC Common Stock	J - Other	X	1,234	14,905	9.03
2016-10-05	2016-10-03	4	TUBE	TUBEMOGUL INC Common Stock	J - Other	X	4,163	13,671	43.78
2016-10-05	2016-10-03	4	TUBE	TUBEMOGUL INC Common Stock	J - Other	X	2,370	7,110	50.00
2016-10-05	2016-10-03	4	TUBE	TUBEMOGUL INC Common Stock	J - Other	X	2,972	4,435	203.14
2016-10-05	2016-10-03	4	TUBE	TUBEMOGUL INC Common Stock	J - Other	X	8,800	27,883	46.11
2016-10-05	2016-10-03	4	TUBE	TUBEMOGUL INC Common Stock	J - Other	X	268	268
2016-10-05	2016-10-03	4	TUBE	TUBEMOGUL INC Common Stock	J - Other	X	-41,366	0	-100.00
2016-10-05	2016-10-03	4	TUBE	TUBEMOGUL INC Common Stock	J - Other	X	-100,425	0	-100.00
2016-10-05	2016-10-03	4	TUBE	TUBEMOGUL INC Common Stock	J - Other		100,425	100,425
2016-10-05	2016-10-03	4	TUBE	TUBEMOGUL INC Common Stock	J - Other	X	-390,000	5,848,097	-6.25
2016-10-05	2016-09-29	4	TUBE	TUBEMOGUL INC Common Stock	G - Gift		9,072	9,072
2016-09-13	2016-09-13	4	RUN	Sunrun Inc. Common Stock	S - Sale	X	-755	0	-100.00	5.73	-4,326
2016-09-13	2016-09-13	4	RUN	Sunrun Inc. Common Stock	S - Sale	X	-37,060	18,846	-66.29	5.82	-215,689	109,684
2016-09-13	2016-09-13	4	RUN	Sunrun Inc. Common Stock	S - Sale	X	-4,491	0	-100.00	5.82	-26,138
2016-09-13	2016-09-12	4	RUN	Sunrun Inc. Common Stock	J - Other		4,491	4,491
2016-09-13	2016-09-12	4	RUN	Sunrun Inc. Common Stock	J - Other		1,605	55,906	2.96
2016-09-13	2016-09-12	4	RUN	Sunrun Inc. Common Stock	J - Other		35,455	54,301	188.13
2016-09-13	2016-09-12	4	RUN	Sunrun Inc. Common Stock	J - Other		5,541	17,418	46.65
2016-09-13	2016-09-12	4	RUN	Sunrun Inc. Common Stock	J - Other		5,541	17,418	46.65
2016-09-13	2016-09-12	4	RUN	Sunrun Inc. Common Stock	J - Other		5,349	104,169	5.41
2016-09-13	2016-09-12	4	RUN	Sunrun Inc. Common Stock	J - Other		29,814	98,820	43.20
2016-09-13	2016-09-12	4	RUN	Sunrun Inc. Common Stock	J - Other		2,674	43,561	6.54
2016-09-13	2016-09-12	4	RUN	Sunrun Inc. Common Stock	J - Other		2,674	43,561	6.54
2016-09-13	2016-09-12	4	RUN	Sunrun Inc. Common Stock	J - Other		11,743	40,887	40.29
2016-09-13	2016-09-12	4	RUN	Sunrun Inc. Common Stock	J - Other		6,685	21,879	44.00
2016-09-13	2016-09-12	4	RUN	Sunrun Inc. Common Stock	J - Other		4,124	13,656	43.26
2016-09-13	2016-09-12	4	RUN	Sunrun Inc. Common Stock	J - Other		24,798	57,315	76.26
2016-09-13	2016-09-12	4	RUN	Sunrun Inc. Common Stock	J - Other		26,746	53,492	100.00
2016-09-13	2016-09-12	4	RUN	Sunrun Inc. Common Stock	J - Other		25,654	67,660	61.07
2016-09-13	2016-09-12	4	RUN	Sunrun Inc. Common Stock	J - Other	X	-89,619	0	-100.00
2016-09-13	2016-09-12	4	RUN	Sunrun Inc. Common Stock	J - Other	X	755	755
2016-09-13	2016-09-12	4	RUN	Sunrun Inc. Common Stock	J - Other	X	-283,250	0	-100.00
2016-09-13	2016-09-12	4	RUN	Sunrun Inc. Common Stock	J - Other		283,250	283,250
2016-09-13	2016-09-12	4	RUN	Sunrun Inc. Common Stock	J - Other	X	-1,100,000	10,841,468	-9.21
2016-08-17	2016-08-16	4	RUN	Sunrun Inc. Common Stock	S - Sale		-23,511	32,517	-41.96	6.04	-142,006	196,403
2016-08-17	2016-08-15	4	RUN	Sunrun Inc. Common Stock	S - Sale		-3,873	56,028	-6.47	6.21	-24,051	347,934
2016-08-09	2016-08-05	4	CTRL	CONTROL4 CORP Common Stock	J - Other		-1,300,000	1,956,419	-39.92
2016-07-07	2016-07-06	4	TUBE	TUBEMOGUL INC Common Stock	S - Sale	X	-7,275	11,150	-39.48	10.71	-77,915	119,416
2016-07-07	2016-07-06	4	TUBE	TUBEMOGUL INC Common Stock	S - Sale	X	-1,599	0	-100.00	10.73	-17,157
2016-07-07	2016-07-06	4	TUBE	TUBEMOGUL INC Common Stock	S - Sale	X	-13,358	4,440	-75.05	10.69	-142,797	47,464
2016-07-07	2016-07-06	4	TUBE	TUBEMOGUL INC Common Stock	S - Sale	X	-1,978	0	-100.00	10.71	-21,184
2016-07-07	2016-07-06	4	TUBE	TUBEMOGUL INC Common Stock	S - Sale	X	-1,978	0	-100.00	10.71	-21,184
2016-07-07	2016-07-06	4	TUBE	TUBEMOGUL INC Common Stock	S - Sale	X	-13,106	0	-100.00	10.71	-140,365
2016-07-07	2016-07-05	4	TUBE	TUBEMOGUL INC Common Stock	J - Other	X	1,978	1,978
2016-07-07	2016-07-05	4	TUBE	TUBEMOGUL INC Common Stock	J - Other	X	1,978	1,978
2016-07-07	2016-07-05	4	TUBE	TUBEMOGUL INC Common Stock	J - Other		2,469	13,106	23.21
2016-07-07	2016-07-05	4	TUBE	TUBEMOGUL INC Common Stock	J - Other	X	10,637	10,637
2016-07-07	2016-07-05	4	TUBE	TUBEMOGUL INC Common Stock	J - Other		12,345	12,345
2016-07-07	2016-07-05	4	TUBE	TUBEMOGUL INC Common Stock	J - Other	X	9,072	13,702	195.94
2016-07-07	2016-07-05	4	TUBE	TUBEMOGUL INC Common Stock	J - Other	X	1,599	1,599
2016-07-07	2016-07-05	4	TUBE	TUBEMOGUL INC Common Stock	J - Other		741	17,798	4.34
2016-07-07	2016-07-05	4	TUBE	TUBEMOGUL INC Common Stock	J - Other	X	12,617	17,057	284.17
2016-07-07	2016-07-05	4	TUBE	TUBEMOGUL INC Common Stock	J - Other	X	9,094	18,425	97.46
2016-07-07	2016-07-05	4	TUBE	TUBEMOGUL INC Common Stock	J - Other		1,234	9,508	14.91
2016-07-07	2016-07-05	4	TUBE	TUBEMOGUL INC Common Stock	J - Other		1,234	9,508	14.91
2016-07-07	2016-07-05	4	TUBE	TUBEMOGUL INC Common Stock	J - Other	X	4,163	8,274	101.26
2016-07-07	2016-07-05	4	TUBE	TUBEMOGUL INC Common Stock	J - Other	X	2,370	4,740	100.00
2016-07-07	2016-07-05	4	TUBE	TUBEMOGUL INC Common Stock	J - Other	X	1,463	2,972	96.95
2016-07-07	2016-07-05	4	TUBE	TUBEMOGUL INC Common Stock	J - Other	X	8,794	17,849	97.12
2016-07-07	2016-07-05	4	TUBE	TUBEMOGUL INC Common Stock	J - Other	X	-41,366	41,366	-50.00
2016-07-07	2016-07-05	4	TUBE	TUBEMOGUL INC Common Stock	J - Other	X	-100,425	0	-100.00
2016-07-07	2016-07-05	4	TUBE	TUBEMOGUL INC Common Stock	J - Other		100,425	100,425
2016-07-07	2016-07-05	4	TUBE	TUBEMOGUL INC Common Stock	J - Other	X	-390,000	6,238,097	-5.88
2016-07-05	2016-07-01	4	RUN	Sunrun Inc. Common Stock	S - Sale	X	-755	0	-100.00	5.47	-4,130
2016-07-05	2016-07-01	4	RUN	Sunrun Inc. Common Stock	S - Sale	X	-7,169	69,006	-9.41	5.56	-39,892	383,984
2016-07-05	2016-07-01	4	RUN	Sunrun Inc. Common Stock	S - Sale		-37,439	18,846	-66.52	5.44	-203,627	102,502
2016-07-05	2016-07-01	4	RUN	Sunrun Inc. Common Stock	S - Sale		-4,542	0	-100.00	5.66	-25,689
2016-07-05	2016-07-01	4	RUN	Sunrun Inc. Common Stock	S - Sale		-1,313	11,877	-9.95	5.74	-7,530	68,116
2016-07-05	2016-07-01	4	RUN	Sunrun Inc. Common Stock	S - Sale		-1,313	11,877	-9.95	5.74	-7,536	68,169
2016-07-05	2016-06-30	4	RUN	Sunrun Inc. Common Stock	J - Other		26,746	26,746
2016-07-05	2016-06-30	4	RUN	Sunrun Inc. Common Stock	J - Other		755	755
2016-07-05	2016-06-30	4	RUN	Sunrun Inc. Common Stock	J - Other		2,674	29,144	10.10
2016-07-05	2016-06-30	4	RUN	Sunrun Inc. Common Stock	J - Other		2,674	29,144	10.10
2016-07-05	2016-06-30	4	RUN	Sunrun Inc. Common Stock	J - Other		11,711	26,470	79.35
2016-07-05	2016-06-30	4	RUN	Sunrun Inc. Common Stock	J - Other		6,685	15,194	78.56
2016-07-05	2016-06-30	4	RUN	Sunrun Inc. Common Stock	J - Other		5,588	13,190	73.51
2016-07-05	2016-06-30	4	RUN	Sunrun Inc. Common Stock	J - Other		5,588	13,190	73.51
2016-07-05	2016-06-30	4	RUN	Sunrun Inc. Common Stock	J - Other		5,349	76,175	7.55
2016-07-05	2016-06-30	4	RUN	Sunrun Inc. Common Stock	J - Other		30,041	70,826	73.66
2016-07-05	2016-06-30	4	RUN	Sunrun Inc. Common Stock	J - Other		25,513	25,513
2016-07-05	2016-06-30	4	RUN	Sunrun Inc. Common Stock	J - Other		4,542	4,542
2016-07-05	2016-06-30	4	RUN	Sunrun Inc. Common Stock	J - Other		1,605	56,285	2.94
2016-07-05	2016-06-30	4	RUN	Sunrun Inc. Common Stock	J - Other		35,834	54,680	190.14
2016-07-05	2016-06-30	4	RUN	Sunrun Inc. Common Stock	J - Other		4,113	9,532	75.90
2016-07-05	2016-06-30	4	RUN	Sunrun Inc. Common Stock	J - Other		24,710	57,227	75.99
2016-07-05	2016-06-30	4	RUN	Sunrun Inc. Common Stock	J - Other		25,425	42,006	153.34
2016-07-05	2016-06-30	4	RUN	Sunrun Inc. Common Stock	J - Other	X	-89,619	89,619	-50.00
2016-07-05	2016-06-30	4	RUN	Sunrun Inc. Common Stock	J - Other	X	-283,250	0	-100.00
2016-07-05	2016-06-30	4	RUN	Sunrun Inc. Common Stock	J - Other		283,250	283,250
2016-07-05	2016-06-30	4	RUN	Sunrun Inc. Common Stock	J - Other	X	-1,100,000	11,941,468	-8.43
2016-06-06	2016-06-02	4	SSNI	SILVER SPRING NETWORKS INC Restricted Stock Units	A - Award		15,638	15,638
2016-06-01	2016-05-31	4	TUBE	TUBEMOGUL INC Common Stock	S - Sale		-1,931	4,630	-29.43	12.42	-23,983	57,505
2016-06-01	2016-05-27	4	TUBE	TUBEMOGUL INC Common Stock	S - Sale		-2,700	6,561	-29.15	12.25	-33,075	80,372
2016-06-01	2016-05-27	4	SSNI	SILVER SPRING NETWORKS INC Restricted Stock Units	M - Exercise		20,701	0	-100.00
2016-06-01	2016-05-27	4	SSNI	SILVER SPRING NETWORKS INC Common Stock	M - Exercise		20,701	40,827	102.86
2016-05-27	2016-05-26	4	TUBE	TUBEMOGUL INC Common Stock	S - Sale		-2,104	0	-100.00	12.31	-25,900
2016-05-27	2016-05-26	4	TUBE	TUBEMOGUL INC Common Stock	S - Sale		-2,104	0	-100.00	12.31	-25,900
2016-05-27	2016-05-26	4	TUBE	TUBEMOGUL INC Common Stock	S - Sale		-1,328	0	-100.00	12.58	-16,706
2016-05-27	2016-05-26	4	TUBE	TUBEMOGUL INC Common Stock	S - Sale		-6,015	4,440	-57.53	12.51	-75,248	55,544
2016-05-27	2016-05-25	4	TUBE	TUBEMOGUL INC Common Stock	S - Sale		-11,291	0	-100.00	12.64	-142,718
2016-05-24	2016-05-24	4	TUBE	TUBEMOGUL INC Common Stock	S - Sale		-268	0	-100.00	12.56	-3,366
2016-05-24	2016-05-23	4	TUBE	TUBEMOGUL INC Common Stock	J - Other		268	268
2016-05-24	2016-05-23	4	TUBE	TUBEMOGUL INC Common Stock	J - Other		4,111	4,111
2016-05-24	2016-05-23	4	TUBE	TUBEMOGUL INC Common Stock	J - Other		2,370	2,370
2016-05-24	2016-05-23	4	TUBE	TUBEMOGUL INC Common Stock	J - Other		2,104	2,104
2016-05-24	2016-05-23	4	TUBE	TUBEMOGUL INC Common Stock	J - Other		2,104	2,104
2016-05-24	2016-05-23	4	TUBE	TUBEMOGUL INC Common Stock	J - Other		11,291	11,291
2016-05-24	2016-05-23	4	TUBE	TUBEMOGUL INC Common Stock	J - Other		9,331	9,331
2016-05-24	2016-05-23	4	TUBE	TUBEMOGUL INC Common Stock	J - Other		1,328	1,328
2016-05-24	2016-05-23	4	TUBE	TUBEMOGUL INC Common Stock	J - Other		10,455	10,455
2016-05-24	2016-05-23	4	TUBE	TUBEMOGUL INC Common Stock	J - Other		1,509	1,509
2016-05-24	2016-05-23	4	TUBE	TUBEMOGUL INC Common Stock	J - Other		9,055	9,055
2016-05-24	2016-05-23	4	TUBE	TUBEMOGUL INC Common Stock	J - Other		9,261	9,261
2016-05-24	2016-05-23	4	TUBE	TUBEMOGUL INC Common Stock	J - Other		-100,425	0	-100.00
2016-05-24	2016-05-23	4	TUBE	TUBEMOGUL INC Common Stock	J - Other		100,425	100,425
2016-05-24	2016-05-23	4	TUBE	TUBEMOGUL INC Common Stock	J - Other		-390,000	6,628,097	-5.56
2016-05-23	2016-05-20	4	RUN	Sunrun Inc. Common Stock	S - Sale		-16,581	16,581	-50.00	6.03	-99,983	99,983
2016-05-23	2016-05-20	4	RUN	Sunrun Inc. Common Stock	S - Sale		-2,395	0	-100.00	6.05	-14,490
2016-05-23	2016-05-20	4	RUN	Sunrun Inc. Common Stock	S - Sale		-9,423	18,846	-33.33	6.05	-57,009	114,018
2016-05-23	2016-05-19	4	RUN	Sunrun Inc. Common Stock	S - Sale		-2,394	2,395	-49.99	6.00	-14,364	14,370
2016-05-23	2016-05-19	4	RUN	Sunrun Inc. Common Stock	S - Sale		-9,423	28,269	-25.00	6.00	-56,538	169,614
2016-05-17	2016-05-17	4	RUN	Sunrun Inc. Common Stock	S - Sale		-961	0	-100.00	6.21	-5,968
2016-05-17	2016-05-16	4	RUN	Sunrun Inc. Common Stock	J - Other		7,602	13,775,003	0.06
2016-05-17	2016-05-16	4	RUN	Sunrun Inc. Common Stock	J - Other		961	961
2016-05-17	2016-05-16	4	RUN	Sunrun Inc. Common Stock	J - Other		14,759	14,759
2016-05-17	2016-05-16	4	RUN	Sunrun Inc. Common Stock	J - Other		8,509	8,509
2016-05-17	2016-05-16	4	RUN	Sunrun Inc. Common Stock	J - Other		7,602	7,602
2016-05-17	2016-05-16	4	RUN	Sunrun Inc. Common Stock	J - Other		40,785	40,785
2016-05-17	2016-05-16	4	RUN	Sunrun Inc. Common Stock	J - Other		4,789	4,789
2016-05-17	2016-05-16	4	RUN	Sunrun Inc. Common Stock	J - Other		37,692	37,692
2016-05-17	2016-05-16	4	RUN	Sunrun Inc. Common Stock	J - Other		5,419	5,419
2016-05-17	2016-05-16	4	RUN	Sunrun Inc. Common Stock	J - Other		32,517	32,517
2016-05-17	2016-05-16	4	RUN	Sunrun Inc. Common Stock	J - Other		33,162	33,162
2016-05-17	2016-05-16	4	RUN	Sunrun Inc. Common Stock	J - Other		-360,500	0	-100.00
2016-05-17	2016-05-16	4	RUN	Sunrun Inc. Common Stock	J - Other		360,500	360,500
2016-05-17	2016-05-16	4	RUN	Sunrun Inc. Common Stock	J - Other		-3,000,000	13,041,468	-18.70
2016-04-22	2016-04-21	4	SSNI	SILVER SPRING NETWORKS INC Common Stock	J - Other		-14,818	0	-100.00
2016-04-22	2016-04-21	4	SSNI	SILVER SPRING NETWORKS INC Common Stock	J - Other		3,788	5,306	249.54
2016-04-22	2016-04-21	4	SSNI	SILVER SPRING NETWORKS INC Common Stock	J - Other		3,788	5,306	249.54
2016-04-22	2016-04-21	4	SSNI	SILVER SPRING NETWORKS INC Common Stock	J - Other		21,210	29,362	260.18
2016-04-22	2016-04-21	4	SSNI	SILVER SPRING NETWORKS INC Common Stock	J - Other		231	686	50.77
2016-04-22	2016-04-21	4	SSNI	SILVER SPRING NETWORKS INC Common Stock	J - Other		-170,768	0	-100.00
2016-04-22	2016-04-21	4	SSNI	SILVER SPRING NETWORKS INC Common Stock	J - Other		170,768	170,768
2016-04-22	2016-04-21	4	SSNI	SILVER SPRING NETWORKS INC Common Stock	J - Other		-663,178	0	-100.00
2016-04-22	2016-04-21	4	SSNI	SILVER SPRING NETWORKS INC Common Stock	J - Other		-219,926	10,307,012	-2.09
2016-04-07	2016-04-06	4	SSNI	SILVER SPRING NETWORKS INC Common Stock	J - Other		1,518	1,518
2016-04-07	2016-04-06	4	SSNI	SILVER SPRING NETWORKS INC Common Stock	J - Other		1,518	1,518
2016-04-07	2016-04-06	4	SSNI	SILVER SPRING NETWORKS INC Common Stock	J - Other		8,152	8,152
2016-04-07	2016-04-06	4	SSNI	SILVER SPRING NETWORKS INC Common Stock	J - Other		231	231
2016-04-07	2016-04-06	4	SSNI	SILVER SPRING NETWORKS INC Common Stock	J - Other		-86,732	0	-100.00
2016-04-07	2016-04-06	4	SSNI	SILVER SPRING NETWORKS INC Common Stock	J - Other		86,732	86,732
2016-04-07	2016-04-06	4	SSNI	SILVER SPRING NETWORKS INC Common Stock	J - Other		-663,179	663,178	-50.00
2016-04-07	2016-04-06	4	SSNI	SILVER SPRING NETWORKS INC Common Stock	J - Other		-219,925	10,526,938	-2.05
2016-03-14	2016-03-10	4	TUBE	TUBEMOGUL INC Common Stock	J - Other		-390,000	7,018,097	-5.26	12.44	-4,851,600	87,305,127
2015-10-01	2015-09-30	4	RUN	Sunrun Inc. Warrants (right to buy)	A - Award		295	295
2015-10-01	2015-09-30	4	RUN	Sunrun Inc. Warrants (right to buy)	A - Award		26,373	26,373
2015-08-10	2015-08-10	4	RUN	Sunrun Inc. Series E Preferred Stock (Convertible)	C - Conversion		-2,221	0	-100.00
2015-08-10	2015-08-10	4	RUN	Sunrun Inc. Series E Preferred Stock (Convertible)	C - Conversion		-198,809	0	-100.00
2015-08-10	2015-08-10	4	RUN	Sunrun Inc. Series D Preferred Stock (Convertible)	C - Conversion		-3,991	0	-100.00
2015-08-10	2015-08-10	4	RUN	Sunrun Inc. Series D Preferred Stock (Convertible)	C - Conversion		-357,150	0	-100.00
2015-08-10	2015-08-10	4	RUN	Sunrun Inc. Series C Preferred Stock (Convertible)	C - Conversion		-43,757	0	-100.00
2015-08-10	2015-08-10	4	RUN	Sunrun Inc. Series C Preferred Stock (Convertible)	C - Conversion		-3,916,208	0	-100.00
2015-08-10	2015-08-10	4	RUN	Sunrun Inc. Series B Preferred Stock (Convertible)	C - Conversion		-30,798	0	-100.00
2015-08-10	2015-08-10	4	RUN	Sunrun Inc. Series B Preferred Stock (Convertible)	C - Conversion		-2,756,383	0	-100.00
2015-08-10	2015-08-10	4	RUN	Sunrun Inc. Series A Preferred Stock (Convertible)	C - Conversion		-92,255	0	-100.00
2015-08-10	2015-08-10	4	RUN	Sunrun Inc. Series A Preferred Stock (Convertible)	C - Conversion		-8,256,563	0	-100.00
2015-08-10	2015-08-10	4	RUN	Sunrun Inc. Common Stock	C - Conversion		173,022	179,238	2,783.49
2015-08-10	2015-08-10	4	RUN	Sunrun Inc. Common Stock	A - Award		393	6,216	6.75
2015-08-10	2015-08-10	4	RUN	Sunrun Inc. Common Stock	C - Conversion		15,485,113	16,041,468	2,783.32
2015-08-10	2015-08-10	4	RUN	Sunrun Inc. Common Stock	A - Award		35,164	556,355	6.75
2015-08-06		3/A	RUN	Sunrun Inc. Common Stock				521,191
2015-08-06		3/A	RUN	Sunrun Inc. Common Stock				5,823
2015-08-04		3	RUN	Sunrun Inc. Common Stock				1,118,926
2015-08-04		3	RUN	Sunrun Inc. Common Stock				568,787
2015-08-04		3	RUN	Sunrun Inc. Common Stock				1,118,926
2015-08-04		3	RUN	Sunrun Inc. Common Stock				568,787
2015-08-04		3	RUN	Sunrun Inc. Common Stock				1,118,926
2015-08-04		3	RUN	Sunrun Inc. Common Stock				568,787
2015-08-04		3	RUN	Sunrun Inc. Common Stock				1,118,926
2015-08-04		3	RUN	Sunrun Inc. Common Stock				568,787
2015-08-04		3	RUN	Sunrun Inc. Common Stock				1,118,926
2015-08-04		3	RUN	Sunrun Inc. Common Stock				568,787
2015-08-04		3	RUN	Sunrun Inc. Common Stock				1,118,926
2015-08-04		3	RUN	Sunrun Inc. Common Stock				568,787
2015-08-04		3	RUN	Sunrun Inc. Common Stock				1,118,926
2015-08-04		3	RUN	Sunrun Inc. Common Stock				568,787
2015-08-04		3	RUN	Sunrun Inc. Common Stock				1,118,926
2015-08-04		3	RUN	Sunrun Inc. Common Stock				568,787
2015-06-17	2015-06-16	4	TUBE	TUBEMOGUL INC Common Stock	S - Sale		-4,400	82,732	-5.05	14.92	-65,648	1,234,361
2015-06-17	2015-06-16	4	TUBE	TUBEMOGUL INC Common Stock	S - Sale		-390,000	7,408,097	-5.00	14.92	-5,818,800	110,528,807
2015-05-29	2015-05-27	4	SSNI	SILVER SPRING NETWORKS INC Restricted Stock Unit	A - Award		20,701	20,701
2015-05-29	2015-05-27	4	SSNI	SILVER SPRING NETWORKS INC Restricted Stock Units	M - Exercise		-17,173	0	-100.00
2015-05-29	2015-05-27	4	SSNI	SILVER SPRING NETWORKS INC Common Stock	M - Exercise		17,173	20,126	581.54
2014-12-16	2014-12-16	4	LC	LendingClub Corp Series D Convertible Preferred Stock	C - Conversion		-33,204	0	-100.00
2014-12-16	2014-12-16	4	LC	LendingClub Corp Series D Convertible Preferred Stock	C - Conversion		-2,971,588	0	-100.00
2014-12-16	2014-12-16	4	LC	LendingClub Corp Series C Convertible Preferred Stock	C - Conversion		-294,628	0	-100.00
2014-12-16	2014-12-16	4	LC	LendingClub Corp Series C Convertible Preferred Stock	C - Conversion		-26,368,636	0	-100.00
2014-12-16	2014-12-16	4	LC	LendingClub Corp Series B Convertible Preferred Stock	C - Conversion		-94,544	0	-100.00
2014-12-16	2014-12-16	4	LC	LendingClub Corp Series B Convertible Preferred Stock	C - Conversion		-8,461,564	0	-100.00
2014-12-16	2014-12-16	4	LC	LendingClub Corp Series A Convertible Preferred Stock	C - Conversion		-7,264	0	-100.00
2014-12-16	2014-12-16	4	LC	LendingClub Corp Series A Convertible Preferred Stock	C - Conversion		-650,012	0	-100.00
2014-12-16	2014-12-16	4	LC	LendingClub Corp Common Stock	C - Conversion		33,204	435,008	8.26
2014-12-16	2014-12-16	4	LC	LendingClub Corp Common Stock	C - Conversion		294,628	401,804	274.90
2014-12-16	2014-12-16	4	LC	LendingClub Corp Common Stock	C - Conversion		94,544	107,176	748.45
2014-12-16	2014-12-16	4	LC	LendingClub Corp Common Stock	C - Conversion		7,264	12,632	135.32
2014-12-16	2014-12-16	4	LC	LendingClub Corp Common Stock	C - Conversion		2,971,588	38,932,144	8.26
2014-12-16	2014-12-16	4	LC	LendingClub Corp Common Stock	C - Conversion		26,368,636	35,960,556	274.90
2014-12-16	2014-12-16	4	LC	LendingClub Corp Common Stock	C - Conversion		8,461,564	9,591,920	748.58
2014-12-16	2014-12-16	4	LC	LendingClub Corp Common Stock	C - Conversion		650,012	1,130,356	135.32
2014-12-10		3	LC	LendingClub Corp Common Stock				966,056
2014-12-10		3	LC	LendingClub Corp Common Stock				491,080
2014-12-10		3	LC	LendingClub Corp Common Stock				966,056
2014-12-10		3	LC	LendingClub Corp Common Stock				491,080
2014-12-10		3	LC	LendingClub Corp Common Stock				966,056
2014-12-10		3	LC	LendingClub Corp Common Stock				491,080
2014-12-10		3	LC	LendingClub Corp Common Stock				966,056
2014-12-10		3	LC	LendingClub Corp Common Stock				491,080
2014-12-10		3	LC	LendingClub Corp Common Stock				966,056
2014-12-10		3	LC	LendingClub Corp Common Stock				491,080
2014-12-10		3	LC	LendingClub Corp Common Stock				966,056
2014-12-10		3	LC	LendingClub Corp Common Stock				491,080
2014-12-10		3	LC	LendingClub Corp Common Stock				966,056
2014-12-10		3	LC	LendingClub Corp Common Stock				491,080
2014-12-10		3	LC	LendingClub Corp Common Stock				966,056
2014-12-10		3	LC	LendingClub Corp Common Stock				491,080
2014-12-10		3	LC	LendingClub Corp Common Stock				966,056
2014-12-10		3	LC	LendingClub Corp Common Stock				491,080
2014-07-25	2014-07-23	4	TUBE	TUBEMOGUL INC Series C Preferred Stock (Convertible)	C - Conversion		-9,165	0	-100.00
2014-07-25	2014-07-23	4	TUBE	TUBEMOGUL INC Series C Preferred Stock (Convertible)	C - Conversion		-820,260	0	-100.00
2014-07-25	2014-07-23	4	TUBE	TUBEMOGUL INC Series B Preferred Stock (Convertible)	C - Conversion		-42,106	0	-100.00
2014-07-25	2014-07-23	4	TUBE	TUBEMOGUL INC Series B Preferred Stock (Convertible)	C - Conversion		-3,768,399	0	-100.00
2014-07-25	2014-07-23	4	TUBE	TUBEMOGUL INC Series A Preferred Stock (Convertible)	C - Conversion		-934	0	-100.00
2014-07-25	2014-07-23	4	TUBE	TUBEMOGUL INC Series A Preferred Stock (Convertible)	C - Conversion		-83,537	0	-100.00
2014-07-25	2014-07-23	4	TUBE	TUBEMOGUL INC Common Stock	P - Purchase		31,571	87,132	56.82	7.00	220,997	609,924
2014-07-25	2014-07-23	4	TUBE	TUBEMOGUL INC Common Stock	C - Conversion		9,165	55,561	19.75
2014-07-25	2014-07-23	4	TUBE	TUBEMOGUL INC Common Stock	C - Conversion		42,106	46,396	981.49
2014-07-25	2014-07-23	4	TUBE	TUBEMOGUL INC Common Stock	C - Conversion		934	4,290	27.83
2014-07-25	2014-07-23	4	TUBE	TUBEMOGUL INC Common Stock	P - Purchase		2,825,571	7,798,097	56.82	7.00	19,778,997	54,586,679
2014-07-25	2014-07-23	4	TUBE	TUBEMOGUL INC Common Stock	C - Conversion		820,260	4,972,526	19.75
2014-07-25	2014-07-23	4	TUBE	TUBEMOGUL INC Common Stock	C - Conversion		3,768,399	4,152,266	981.69
2014-07-25	2014-07-23	4	TUBE	TUBEMOGUL INC Common Stock	C - Conversion		83,537	383,867	27.82
2014-07-17		3	TUBE	TUBEMOGUL INC Common Stock				604,016
2014-07-17		3	TUBE	TUBEMOGUL INC Common Stock				307,042
2014-07-17		3	TUBE	TUBEMOGUL INC Common Stock				604,016
2014-07-17		3	TUBE	TUBEMOGUL INC Common Stock				307,042
2014-07-17		3	TUBE	TUBEMOGUL INC Common Stock				604,016
2014-07-17		3	TUBE	TUBEMOGUL INC Common Stock				307,042
2014-07-17		3	TUBE	TUBEMOGUL INC Common Stock				604,016
2014-07-17		3	TUBE	TUBEMOGUL INC Common Stock				307,042
2014-07-17		3	TUBE	TUBEMOGUL INC Common Stock				604,016
2014-07-17		3	TUBE	TUBEMOGUL INC Common Stock				307,042
2014-07-17		3	TUBE	TUBEMOGUL INC Common Stock				604,016
2014-07-17		3	TUBE	TUBEMOGUL INC Common Stock				307,042
2014-07-17		3	TUBE	TUBEMOGUL INC Common Stock				604,016
2014-07-17		3	TUBE	TUBEMOGUL INC Common Stock				307,042
2014-07-17		3	TUBE	TUBEMOGUL INC Common Stock				604,016
2014-07-17		3	TUBE	TUBEMOGUL INC Common Stock				307,042
2014-07-17		3	TUBE	TUBEMOGUL INC Common Stock				604,016
2014-07-17		3	TUBE	TUBEMOGUL INC Common Stock				307,042
2014-06-10	2014-06-06	4	SSNI	SILVER SPRING NETWORKS INC Restricted Stock Unit	A - Award		17,173	17,173
2014-05-28	2014-05-23	4	SSNI	SILVER SPRING NETWORKS INC Restricted Stock Units	M - Exercise		-2,953	0	-100.00
2014-05-28	2014-05-23	4	SSNI	SILVER SPRING NETWORKS INC Common Stock	M - Exercise		2,953	2,953
2014-03-03	2014-02-27	4	CTRL	CONTROL4 CORP Common Stock	J - Other		-750,000	3,256,419	-18.72
2014-02-21	2014-02-19	4	CTRL	CONTROL4 CORP Common Stock	J - Other		-750,000	4,006,419	-15.77
2013-08-09	2013-08-07	4	CTRL	CONTROL4 CORP Series G Convertible Preferred Stock	C - Conversion		-2,684	0	-100.00
2013-08-09	2013-08-07	4	CTRL	CONTROL4 CORP Series G Convertible Preferred Stock	C - Conversion		-240,332	0	-100.00
2013-08-09	2013-08-07	4	CTRL	CONTROL4 CORP Series G Convertible Preferred Stock	C - Conversion		-676	0	-100.00
2013-08-09	2013-08-07	4	CTRL	CONTROL4 CORP Series G Convertible Preferred Stock	C - Conversion		-629	0	-100.00
2013-08-09	2013-08-07	4	CTRL	CONTROL4 CORP Series G Convertible Preferred Stock	C - Conversion		-79,699	0	-100.00
2013-08-09	2013-08-07	4	CTRL	CONTROL4 CORP Series F Convertible Preferred Stock	C - Conversion		-9,615	0	-100.00
2013-08-09	2013-08-07	4	CTRL	CONTROL4 CORP Series F Convertible Preferred Stock	C - Conversion		-8,947	0	-100.00
2013-08-09	2013-08-07	4	CTRL	CONTROL4 CORP Series F Convertible Preferred Stock	C - Conversion		-1,132,980	0	-100.00
2013-08-09	2013-08-07	4	CTRL	CONTROL4 CORP Series E Convertible Preferred Stock	C - Conversion		-7,332	0	-100.00
2013-08-09	2013-08-07	4	CTRL	CONTROL4 CORP Series E Convertible Preferred Stock	C - Conversion		-6,822	0	-100.00
2013-08-09	2013-08-07	4	CTRL	CONTROL4 CORP Series E Convertible Preferred Stock	C - Conversion		-863,962	0	-100.00
2013-08-09	2013-08-07	4	CTRL	CONTROL4 CORP Series D Convertible Preferred Stock	C - Conversion		-7,556	0	-100.00
2013-08-09	2013-08-07	4	CTRL	CONTROL4 CORP Series D Convertible Preferred Stock	C - Conversion		-7,031	0	-100.00
2013-08-09	2013-08-07	4	CTRL	CONTROL4 CORP Series D Convertible Preferred Stock	C - Conversion		-890,389	0	-100.00
2013-08-09	2013-08-07	4	CTRL	CONTROL4 CORP Series C Convertible Preferred Stock	C - Conversion		-15,025	0	-100.00
2013-08-09	2013-08-07	4	CTRL	CONTROL4 CORP Series C Convertible Preferred Stock	C - Conversion		-13,981	0	-100.00
2013-08-09	2013-08-07	4	CTRL	CONTROL4 CORP Series C Convertible Preferred Stock	C - Conversion		-1,770,469	0	-100.00
2013-08-09	2013-08-07	4	CTRL	CONTROL4 CORP Common Stock	C - Conversion		2,684	2,684
2013-08-09	2013-08-07	4	CTRL	CONTROL4 CORP Common Stock	C - Conversion		240,332	240,332
2013-08-09	2013-08-07	4	CTRL	CONTROL4 CORP Common Stock	C - Conversion		676	40,364	1.70
2013-08-09	2013-08-07	4	CTRL	CONTROL4 CORP Common Stock	C - Conversion		9,615	39,688	31.97
2013-08-09	2013-08-07	4	CTRL	CONTROL4 CORP Common Stock	C - Conversion		7,332	30,073	32.24
2013-08-09	2013-08-07	4	CTRL	CONTROL4 CORP Common Stock	C - Conversion		7,556	22,741	49.76
2013-08-09	2013-08-07	4	CTRL	CONTROL4 CORP Common Stock	C - Conversion		15,025	15,185	9,390.62
2013-08-09	2013-08-07	4	CTRL	CONTROL4 CORP Common Stock	C - Conversion		629	37,559	1.70
2013-08-09	2013-08-07	4	CTRL	CONTROL4 CORP Common Stock	C - Conversion		8,947	36,930	31.97
2013-08-09	2013-08-07	4	CTRL	CONTROL4 CORP Common Stock	C - Conversion		6,822	27,983	32.24
2013-08-09	2013-08-07	4	CTRL	CONTROL4 CORP Common Stock	C - Conversion		7,031	21,161	49.76
2013-08-09	2013-08-07	4	CTRL	CONTROL4 CORP Common Stock	C - Conversion		13,981	14,130	9,383.22
2013-08-09	2013-08-07	4	CTRL	CONTROL4 CORP Common Stock	C - Conversion		79,699	4,756,419	1.70
2013-08-09	2013-08-07	4	CTRL	CONTROL4 CORP Common Stock	C - Conversion		1,132,980	4,676,720	31.97
2013-08-09	2013-08-07	4	CTRL	CONTROL4 CORP Common Stock	C - Conversion		863,962	3,543,740	32.24
2013-08-09	2013-08-07	4	CTRL	CONTROL4 CORP Common Stock	C - Conversion		890,389	2,679,778	49.76
2013-08-09	2013-08-07	4	CTRL	CONTROL4 CORP Common Stock	C - Conversion		1,770,469	1,789,389	9,357.66
2013-08-01		3	CTRL	CONTROL4 CORP Common Stock				18,920
2013-08-01		3	CTRL	CONTROL4 CORP Common Stock				149
2013-08-01		3	CTRL	CONTROL4 CORP Common Stock				160
2013-05-28	2013-05-23	4	SSNI	SILVER SPRING NETWORKS INC Restricted Stock Unit	A - Award		2,953	2,953
2013-05-28	2013-05-23	4	SSNI	SILVER SPRING NETWORKS INC Non-Qualified Stock Option (right to buy)	A - Award		17,723	17,723
2013-03-20	2013-03-18	4	SSNI	SILVER SPRING NETWORKS INC Series E Convertible Preferred Stock	C - Conversion		-828	0	-100.00
2013-03-20	2013-03-18	4	SSNI	SILVER SPRING NETWORKS INC Series E Convertible Preferred Stock	C - Conversion		-74,172	0	-100.00
2013-03-20	2013-03-18	4	SSNI	SILVER SPRING NETWORKS INC Series E Convertible Preferred Stock	C - Conversion		-209	0	-100.00
2013-03-20	2013-03-18	4	SSNI	SILVER SPRING NETWORKS INC Series E Convertible Preferred Stock	C - Conversion		-194	0	-100.00
2013-03-20	2013-03-18	4	SSNI	SILVER SPRING NETWORKS INC Series E Convertible Preferred Stock	C - Conversion		-24,597	0	-100.00
2013-03-20	2013-03-18	4	SSNI	SILVER SPRING NETWORKS INC Series D Convertible Preferred Stock	C - Conversion		-5,408	0	-100.00
2013-03-20	2013-03-18	4	SSNI	SILVER SPRING NETWORKS INC Series D Convertible Preferred Stock	C - Conversion		-483,970	0	-100.00
2013-03-20	2013-03-18	4	SSNI	SILVER SPRING NETWORKS INC Series D Convertible Preferred Stock	C - Conversion		-1,362	0	-100.00
2013-03-20	2013-03-18	4	SSNI	SILVER SPRING NETWORKS INC Series D Convertible Preferred Stock	C - Conversion		-1,267	0	-100.00
2013-03-20	2013-03-18	4	SSNI	SILVER SPRING NETWORKS INC Series D Convertible Preferred Stock	C - Conversion		-160,496	0	-100.00
2013-03-20	2013-03-18	4	SSNI	SILVER SPRING NETWORKS INC Series C Convertible Preferred Stock	C - Conversion		-14,804	0	-100.00
2013-03-20	2013-03-18	4	SSNI	SILVER SPRING NETWORKS INC Series C Convertible Preferred Stock	C - Conversion		-13,776	0	-100.00
2013-03-20	2013-03-18	4	SSNI	SILVER SPRING NETWORKS INC Series C Convertible Preferred Stock	C - Conversion		-1,744,438	0	-100.00
2013-03-20	2013-03-18	4	SSNI	SILVER SPRING NETWORKS INC Series B Convertible Preferred Stock	C - Conversion		-33,462	0	-100.00
2013-03-20	2013-03-18	4	SSNI	SILVER SPRING NETWORKS INC Series B Convertible Preferred Stock	C - Conversion		-31,137	0	-100.00
2013-03-20	2013-03-18	4	SSNI	SILVER SPRING NETWORKS INC Series B Convertible Preferred Stock	C - Conversion		-3,942,880	0	-100.00
2013-03-20	2013-03-18	4	SSNI	SILVER SPRING NETWORKS INC Series A Convertible Preferred Stock	C - Conversion		-33,312	0	-100.00
2013-03-20	2013-03-18	4	SSNI	SILVER SPRING NETWORKS INC Series A Convertible Preferred Stock	C - Conversion		-30,998	0	-100.00
2013-03-20	2013-03-18	4	SSNI	SILVER SPRING NETWORKS INC Series A Convertible Preferred Stock	C - Conversion		-3,925,191	0	-100.00
2013-03-20	2013-03-18	4	SSNI	SILVER SPRING NETWORKS INC Common Stock	C - Conversion		2,435	14,818	19.66
2013-03-20	2013-03-18	4	SSNI	SILVER SPRING NETWORKS INC Common Stock	C - Conversion		12,383	12,383
2013-03-20	2013-03-18	4	SSNI	SILVER SPRING NETWORKS INC Common Stock	C - Conversion		218,152	1,326,357	19.69
2013-03-20	2013-03-18	4	SSNI	SILVER SPRING NETWORKS INC Common Stock	C - Conversion		1,108,205	1,108,205
2013-03-20	2013-03-18	4	SSNI	SILVER SPRING NETWORKS INC Common Stock	A - Award		5,894	91,204	6.91	17.00	100,198	1,550,468
2013-03-20	2013-03-18	4	SSNI	SILVER SPRING NETWORKS INC Common Stock	C - Conversion		614	85,310	0.72
2013-03-20	2013-03-18	4	SSNI	SILVER SPRING NETWORKS INC Common Stock	C - Conversion		3,118	84,696	3.82
2013-03-20	2013-03-18	4	SSNI	SILVER SPRING NETWORKS INC Common Stock	C - Conversion		14,804	81,578	22.17
2013-03-20	2013-03-18	4	SSNI	SILVER SPRING NETWORKS INC Common Stock	C - Conversion		33,462	66,774	100.45
2013-03-20	2013-03-18	4	SSNI	SILVER SPRING NETWORKS INC Common Stock	C - Conversion		33,312	33,312
2013-03-20	2013-03-18	4	SSNI	SILVER SPRING NETWORKS INC Common Stock	A - Award		5,484	84,866	6.91	17.00	93,228	1,442,722
2013-03-20	2013-03-18	4	SSNI	SILVER SPRING NETWORKS INC Common Stock	C - Conversion		570	79,382	0.72
2013-03-20	2013-03-18	4	SSNI	SILVER SPRING NETWORKS INC Common Stock	C - Conversion		2,901	78,812	3.82
2013-03-20	2013-03-18	4	SSNI	SILVER SPRING NETWORKS INC Common Stock	C - Conversion		13,776	75,911	22.17
2013-03-20	2013-03-18	4	SSNI	SILVER SPRING NETWORKS INC Common Stock	C - Conversion		31,137	62,135	100.45
2013-03-20	2013-03-18	4	SSNI	SILVER SPRING NETWORKS INC Common Stock	C - Conversion		30,998	30,998
2013-03-20	2013-03-18	4	SSNI	SILVER SPRING NETWORKS INC Common Stock	A - Award		694,503	10,746,863	6.91	17.00	11,806,551	182,696,671
2013-03-20	2013-03-18	4	SSNI	SILVER SPRING NETWORKS INC Common Stock	C - Conversion		72,344	10,052,360	0.72
2013-03-20	2013-03-18	4	SSNI	SILVER SPRING NETWORKS INC Common Stock	C - Conversion		367,507	9,980,016	3.82
2013-03-20	2013-03-18	4	SSNI	SILVER SPRING NETWORKS INC Common Stock	C - Conversion		1,744,438	9,612,509	22.17
2013-03-20	2013-03-18	4	SSNI	SILVER SPRING NETWORKS INC Common Stock	C - Conversion		3,942,880	7,868,071	100.45
2013-03-20	2013-03-18	4	SSNI	SILVER SPRING NETWORKS INC Common Stock	C - Conversion		3,925,191	3,925,191
2013-03-20	2013-03-12	4	SSNI	SILVER SPRING NETWORKS INC Series C Convertible Preferred Stock Warrants (right to buy)	D - Sale to Issuer		-2,783	0	-100.00
2013-03-20	2013-03-12	4	SSNI	SILVER SPRING NETWORKS INC Series C Convertible Preferred Stock Warrants (right to buy)	D - Sale to Issuer		-2,590	0	-100.00
2013-03-20	2013-03-12	4	SSNI	SILVER SPRING NETWORKS INC Series C Convertible Preferred Stock Warrants (right to buy)	D - Sale to Issuer		-327,960	0	-100.00
2013-03-20	2013-03-12	4	SSNI	SILVER SPRING NETWORKS INC Series A Convertible Preferred Stock Warrants (right to buy)	D - Sale to Issuer		-350	0	-100.00
2013-03-20	2013-03-12	4	SSNI	SILVER SPRING NETWORKS INC Series A Convertible Preferred Stock Warrants (right to buy)	D - Sale to Issuer		-326	0	-100.00
2013-03-20	2013-03-12	4	SSNI	SILVER SPRING NETWORKS INC Series A Convertible Preferred Stock Warrants (right to buy)	D - Sale to Issuer		-41,317	0	-100.00

공개 시장에서 또는 사적으로 비파생증권 또는 파생증권 매입

공개 시장에서 또는 사적으로 비파생증권 또는 파생증권 매각

자사로부터 유가증권(옵션 등)을 보조, 지급 또는 기타 취득

파생상품 전환

자사에게 유가증권을 매각 또는 양도

기업으로부터 인도 받은 유가증권의 일부를 사용한 행사 가격 또는 조세 채무의 지급

내부자에 의한 또는 내부자에게 증권 증여

지분스왑 및 유사 위험 회피거래

자사로부터 인도 받은 파생증권(옵션 등)의 행사 또는 전환

보고서 양식 4에 자진 신고된 거래

기타 (거래 내용을 설명하는 각주와 동반)