Michelangelo Volpi - Insider Trading Tracker

Aurora Innovation, Inc. - 지분 보증

US ˙ NasdaqGS ˙ US0517741155

소개

이 페이지에서는 Michelangelo Volpi의 공개된 내부자의 매매 거래 내역을 종합적으로 분석합니다. 내부자들은 기업의 임원(내부 경영진), 이사 또는 주요 투자자입니다. 일반적으로 내부자가 중요한 비공개 정보를 기반으로 자신이 속한 기업을 거래하는 것은 불법으로 간주됩니다. 이것은 내부자가 자신의 기업 내에서 행하는 모든 거래가 불법이라는 것을 뜻은 아닙니다. 그러나 그들은 자신들의 모든 거래를 양식 4를 통해 SEC에 보고해야만 합니다. 이러한 제한에도 불구하고, 학계 연구에 따르면 내부자는, 일반적으로, 자신의 회사 주식에 대한 실적이 시장의 수익률을 능가하는 경향성을 보였습니다.

평균 거래 수익성

평균 거래 수익성은 내부자가 지난 3년 동안 매입한 모든 "공개 시장"(Open market)에서의 매입의 평균 수익률입니다. 이를 계산하기 위해 10b5-1 거래 계획의 일부로 표시된 모든 거래를 제외하고 내부자가 계획되지 않은 모든 오픈 마켓에서의 매입을 조사합니다. 그런 다음 3개월, 6개월, 12개월 동안 해당 거래의 평균 성과를 계산하여 각 거래에 대한 최종 성과 지표를 생성합니다. 마지막으로 내부자에 대한 성과 지표를 계산하기 위해 모든 성과 지표의 평균을 내립니다. 이 목록에는 지난 2년 동안 최소 3번 이상 거래한 내부자만 포함됩니다.

내부자의 매매 거래 수익성이 "해당 없음"인 경우, 내부자는 지난 3년 동안 공개 시장에서 매수한 적이 없거나, 거래가 너무 최근에 이루어져서 신뢰할 수 있는 성과 지표를 산출할 수 없는 경우에 해당합니다.

업데이트 주기: 일별

최고 수익율의 내부자 목록을 확인하세요.

가장 높은 순위의 내부자를 확인하세요

내부자 포지션이 보고된 기업

SEC 서류에 따르면 Michelangelo Volpi 기업이 다음 기업에 대한 보유 또는 거래를 보고했습니다:

증권	소유권	최근 보고된 보유 주식
US:CFLT / Confluent, Inc.	Director	0
	Director	161,363
US:AUR / Aurora Innovation, Inc.	Director	1,851,851
US:LTCH / Latch, Inc.		0
US:SONO / Sonos, Inc.	Director	53,774
US:ESTC / Elastic N.V.	Director	0
US:ZUO / Zuora, Inc.	Director	0
US:HDP / Hortonworks, Inc.	Director	0
US:PSTG / Everpure, Inc.	Director	0

차트 해석 방법

아래 차트는 Michelangelo Volpi에 의한 각 "공개 시장"(Open market)에서 계획되지 않은 거래 이후 증권의 주가 실적을 보여줍니다. 계획되지 않은 거래는 10b5-1 거래 계획의 일환으로 이루어지지 않은 거래입니다. 주가 실적은 주가의 누적 백분율 변화로 표시됩니다. 예를 들어, 2019년 1월 1일 내부자의 매매 거래가 이루어졌을 경우, 차트는 현재까지 증권의 일별 백분율 변화를 보여줍니다. 이 기간 동안 주가가 10달러에서 15달러로 간다면, 주가의 누적 백분율 변화는 50%가 됩니다. 10달러에서 20달러로의 가격 변화는 100%가 되며, 10달러에서 5달러로의 가격 변화는 -50%가 됩니다.

궁극적으로 내부자의 매매 거래가 내부자의 정보를 이용하여 이익을 얻기 위해 거래 타이밍을 맞추고 있는지 확인하기 위해 내부자의 매매 거래가 주가의 초과 수익률(양 또는 음)과 얼마나 밀접한 상관 관계가 있는지 확인하고자 합니다. 내부자가 이러한 작업을 수행하고 있는 상황을 고려해 보겠습니다. 이러한 상황에서 우리는 (a) 매입 후 양의 수익률 또는 (b) 매각 후 음의 수익률을 기대할 수 있습니다. (a)의 경우, 매입 차트는 상향으로 기울어진 일련의 곡선을 보여주며, 각 매입 거래 후 양의 수익률을 나타냅니다. (b)의 경우, SALE 차트는 하향으로 기울어진 일련의 곡선을 보여주며, 각 판매 거래 후 음의 수익률을 나타냅니다.

그러나 이것만으로는 결론을 도출하기에 충분하지 않습니다. 예를 들어, 해당 기업의 주가가 수년에 걸쳐 비주기적 상승 추세에 있다면, Fintel은 매입 후 도표가 모두 상향 곡선으로 예상할 수 있습니다. 마찬가지로, 수년에 걸쳐 비주기적 하락은 거래 후에 하향 곡선으로 초래할 가능성이 높습니다. 이 도표들 중 어느 것도 내부자의 매매 거래 활동을 시사하지는 않습니다.

가장 강력한 지표는 주가가 극단적으로 순환하는 상황일 것이고, PURCHASE 차트에는 긍정적인 시그널이, SALE 차트에는 부정적인 플롯이 존재했습니다. 이는 자신들의 금전적 이익을 위한 거래 타이밍을 재던 내부자에 의한 상황일 가능성이 높습니다.

내부자 매입 AUROW / Aurora Innovation, Inc. - Equity Warrant: 단기 이익 분석

이 섹션에서는 AUROW / Aurora Innovation, Inc. - Equity Warrant에 대한 "공개 시장"(Open market)에서 계획되지 않은 내부자의 매입이 발생한 모든 상품의 수익성을 분석합니다. 이 분석은 내부자가 지속적으로 비정상적인 수익을 창출하는지 이해하는 데 도움이 되며, 이를 따를 가치가 있습니다. 이 분석은 각 거래 후 1년 동안 수행되며, 결과는 이론 값입니다.

아래 표는 사전 거래 계획(Automated trading plan)에 포함되지 않은 가장 최근의 공개 시장 매입을 보여줍니다.

거래일	티커	내부자	보고된 지분	보고된 가격	조정된 지분	조정된 가격	가격 기준	최고까지 일수	최고 가격	최고 이익 ($)	최고 수익률 (%)
이 내부자와 유가 증권의 조합과 관련하여 계획되지 않은 공개된 "공개 시장"(Open market) 거래는 없습니다.

조정 가격은 분할 조정된 가격입니다. 조정된 주식은 조정된 지분입니다.

AUROW / Aurora Innovation, Inc. - Equity Warrant Insider Trades

내부자 매매 AUROW / Aurora Innovation, Inc. - Equity Warrant: 단기 손실 분석

이 섹션에서는 AUROW / Aurora Innovation, Inc. - Equity Warrant에서 이루어진 계획되지 않은 모든 공개 시장에서의 내부자 매도의 단기 손실 회피를 분석합니다. 일관된 손실 회피 패턴은 향후 매각 거래에서 가격 하락이 발생할 수도 있다는 것을 예측할 수 있습니다. 이 분석은 각 거래 후 1년을 대상으로 한 것이며, 결과는 이론 값입니다.

아래 표는 자동 거래 계획에 포함되지 않은 가장 최근의 "공개 시장"(Open market) 매매를 보여줍니다.

거래일	티커	내부자	보고된 지분	보고된 가격	조정된 지분	조정된 가격	가격 기준	최저까지 일수	최저에서 가격	회피된 최대 손실($)	회피된 최대 손실율(%)
이 내부자와 유가 증권의 조합과 관련하여 계획되지 않은 공개된 "공개 시장"(Open market) 거래는 없습니다.

조정 가격은 분할 조정된 가격입니다. 조정된 주식은 조정된 지분입니다.

내부자 매입 SONO / Sonos, Inc.: 단기 이익 분석

아래 표는 사전 거래 계획(Automated trading plan)에 포함되지 않은 가장 최근의 공개 시장 매입을 보여줍니다.

거래일	티커	내부자	보고된 지분	보고된 가격	조정된 지분	조정된 가격	가격 기준	최고까지 일수	최고 가격	최고 이익 ($)	최고 수익률 (%)
2021-02-19	SONO	Volpi Michelangelo	53,666	37.3485	53,666	37.3485	2,004,345	55	43.8900	351,057	17.51
2018-08-02	SONO	Volpi Michelangelo	108	18.3700	108	18.3700	1,984

조정 가격은 분할 조정된 가격입니다. 조정된 주식은 조정된 지분입니다.

내부자 매매 SONO / Sonos, Inc.: 단기 손실 분석

아래 표는 자동 거래 계획에 포함되지 않은 가장 최근의 "공개 시장"(Open market) 매매를 보여줍니다.

거래일	티커	내부자	보고된 지분	보고된 가격	조정된 지분	조정된 가격	가격 기준	최저까지 일수	최저에서 가격	회피된 최대 손실($)	회피된 최대 손실율(%)
2021-02-17	SONO	Volpi Michelangelo	116,985	35.6641	116,985	35.6641	4,172,165	344	22.2	-1,575,097	-37.75
2021-02-17	SONO	Volpi Michelangelo	97,628	36.3351	97,628	36.3351	3,547,323
2021-02-16	SONO	Volpi Michelangelo	70,922	35.3156	70,922	35.3156	2,504,653
2021-02-16	SONO	Volpi Michelangelo	355,775	36.1182	355,775	36.1182	12,849,953
2021-02-12	SONO	Volpi Michelangelo	253,975	35.2935	253,975	35.2935	8,963,667
2020-11-30	SONO	Volpi Michelangelo	104,305	21.4226	104,305	21.4226	2,234,484
2020-11-30	SONO	Volpi Michelangelo	35,129	21.4226	35,129	21.4226	752,555
2020-11-30	SONO	Volpi Michelangelo	1,988	21.4226	1,988	21.4226	42,588
2020-11-27	SONO	Volpi Michelangelo	27,561	21.4662	27,561	21.4662	591,630
2020-11-27	SONO	Volpi Michelangelo	9,282	21.4662	9,282	21.4662	199,249
2020-11-27	SONO	Volpi Michelangelo	525	21.4662	525	21.4662	11,270
2020-11-25	SONO	Volpi Michelangelo	105,755	21.4443	105,755	21.4443	2,267,842
2020-11-25	SONO	Volpi Michelangelo	35,617	21.4443	35,617	21.4443	763,782
2020-11-25	SONO	Volpi Michelangelo	2,015	21.4443	2,015	21.4443	43,210
2020-11-24	SONO	Volpi Michelangelo	622,459	21.4895	622,459	21.4895	13,376,333
2020-11-24	SONO	Volpi Michelangelo	209,638	21.4895	209,638	21.4895	4,505,016
2020-11-24	SONO	Volpi Michelangelo	11,860	21.4895	11,860	21.4895	254,865
2020-11-23	SONO	Volpi Michelangelo	155,232	21.5161	155,232	21.5161	3,339,987
2020-11-23	SONO	Volpi Michelangelo	52,280	21.5161	52,280	21.5161	1,124,862
2020-11-23	SONO	Volpi Michelangelo	2,958	21.5161	2,958	21.5161	63,645
2020-02-25	SONO	Volpi Michelangelo	191,993	12.1700	191,993	12.1700	2,336,555
2020-02-25	SONO	Volpi Michelangelo	10,622	12.1700	10,622	12.1700	129,270
2020-02-24	SONO	Volpi Michelangelo	188,919	12.1400	188,919	12.1400	2,293,477
2020-02-24	SONO	Volpi Michelangelo	10,452	12.1400	10,452	12.1400	126,887
2020-02-07	SONO	Volpi Michelangelo	7,744	15.1215	7,744	15.1215	117,101
2019-05-16	SONO	Volpi Michelangelo	517,992	10.5142	517,992	10.5142	5,446,271
2019-03-07	SONO	Volpi Michelangelo	198,080	9.8298	198,080	9.8298	1,947,087
2019-03-07	SONO	Volpi Michelangelo	10,959	9.8298	10,959	9.8298	107,725
2019-02-22	SONO	Volpi Michelangelo	428,681	11.1538	428,681	11.1538	4,781,422
2019-02-22	SONO	Volpi Michelangelo	42,826	11.1538	42,826	11.1538	477,673
2019-02-22	SONO	Volpi Michelangelo	2,369	11.1538	2,369	11.1538	26,423
2019-02-21	SONO	Volpi Michelangelo	289,119	11.0876	289,119	11.0876	3,205,636
2019-02-21	SONO	Volpi Michelangelo	28,883	11.0876	28,883	11.0876	320,243
2019-02-21	SONO	Volpi Michelangelo	1,598	11.0876	1,598	11.0876	17,718
2019-02-20	SONO	Volpi Michelangelo	342,656	11.3439	342,656	11.3439	3,887,055
2019-02-20	SONO	Volpi Michelangelo	34,232	11.3439	34,232	11.3439	388,324
2019-02-20	SONO	Volpi Michelangelo	1,894	11.3439	1,894	11.3439	21,485
2019-02-19	SONO	Volpi Michelangelo	79,623	11.5355	79,623	11.5355	918,491
2019-02-19	SONO	Volpi Michelangelo	7,954	11.5355	7,954	11.5355	91,753
2019-02-19	SONO	Volpi Michelangelo	440	11.5355	440	11.5355	5,076

조정 가격은 분할 조정된 가격입니다. 조정된 주식은 조정된 지분입니다.

내부자의 매매 거래 내역

아래 표는 증권거래위원회(SEC)에 공시된 Michelangelo Volpi의 내부자의 전체 거래 목록입니다.

보고일	거래일	보고	티커	증권	코드	10b5-1	지분	잔여 지분	변동률 (%)	지분 가치	거래 가치	잔여 가치
2026-03-19	2026-03-17	4	CFLT	Confluent, Inc. Class A Common Stock	D - Sale to Issuer		-155,512	0	-100.00
2026-03-19	2026-03-17	4	CFLT	Confluent, Inc. Class A Common Stock	D - Sale to Issuer		-235,041	0	-100.00
2026-02-18	2026-02-13	4	CFLT	Confluent, Inc. Class A Common Stock	S - Sale	X	-25,000	155,512	-13.85	30.59	-764,750	4,757,112
2025-12-15	2025-12-15	4	WLTH	WEALTHFRONT CORP Common Stock	C - Conversion		2,669	161,363	1.68
2025-12-15	2025-12-15	4	WLTH	WEALTHFRONT CORP Common Stock	C - Conversion		10,007	158,694	6.73
2025-12-15	2025-12-15	4	WLTH	WEALTHFRONT CORP Common Stock	C - Conversion		30,450	148,687	25.75
2025-12-15	2025-12-15	4	WLTH	WEALTHFRONT CORP Common Stock	C - Conversion		37,629	118,237	46.68
2025-12-15	2025-12-15	4	WLTH	WEALTHFRONT CORP Common Stock	C - Conversion		37,148	80,608	85.48
2025-12-15	2025-12-15	4	WLTH	WEALTHFRONT CORP Common Stock	C - Conversion		58,816	184,830	46.67
2025-12-15	2025-12-15	4	WLTH	WEALTHFRONT CORP Common Stock	C - Conversion		58,068	126,014	85.46
2025-12-15	2025-12-15	4	WLTH	WEALTHFRONT CORP Common Stock	C - Conversion		2,913,888	9,157,362	46.67
2025-12-15	2025-12-15	4	WLTH	WEALTHFRONT CORP Common Stock	C - Conversion		2,876,772	6,243,474	85.45
2025-12-15	2025-12-15	4	WLTH	WEALTHFRONT CORP Common Stock	C - Conversion		3,074	49,609	6.61
2025-12-15	2025-12-15	4	WLTH	WEALTHFRONT CORP Common Stock	C - Conversion		11,528	46,535	32.93
2025-12-15	2025-12-15	4	WLTH	WEALTHFRONT CORP Common Stock	C - Conversion		35,007	35,007
2025-12-15	2025-12-15	4	WLTH	WEALTHFRONT CORP Common Stock	C - Conversion		207,734	3,357,339	6.60
2025-12-15	2025-12-15	4	WLTH	WEALTHFRONT CORP Common Stock	C - Conversion		779,009	3,149,605	32.86
2025-12-15	2025-12-15	4	WLTH	WEALTHFRONT CORP Common Stock	C - Conversion		2,370,596	2,370,596
2025-12-11		3	WLTH	WEALTHFRONT CORP Common Stock				3,366,702
2025-12-11		3	WLTH	WEALTHFRONT CORP Common Stock				67,946
2025-12-11		3	WLTH	WEALTHFRONT CORP Common Stock				43,460
2025-12-10	2025-12-08	4	CFLT	Confluent, Inc. Class A Common Stock	S - Sale	X	-17,962	180,512	-9.05	29.77	-534,729	5,373,842
2025-12-10	2025-12-08	4	CFLT	Confluent, Inc. Class A Common Stock	S - Sale	X	-32,038	235,041	-12.00	29.77	-953,771	6,997,171
2025-06-09	2025-06-05	4	CFLT	Confluent, Inc. Class A Common Stock	S - Sale	X	-25,000	267,079	-8.56	25.00	-625,000	6,676,975
2025-02-18	2025-02-13	4	CFLT	Confluent, Inc. Class A Common Stock	S - Sale	X	-5,171	292,079	-1.74	36.58	-189,155	10,684,250
2025-02-18	2025-02-13	4	CFLT	Confluent, Inc. Class A Common Stock	S - Sale	X	-19,829	297,250	-6.25	36.12	-716,223	10,736,670
2024-11-07	2024-11-06	4	CFLT	Confluent, Inc. Class A Common Stock	J - Other		-22,424	0	-100.00
2024-11-07	2024-11-06	4	CFLT	Confluent, Inc. Class A Common Stock	J - Other		-434,001	0	-100.00
2024-11-07	2024-11-06	4	CFLT	Confluent, Inc. Class A Common Stock	J - Other		-41,976	0	-100.00
2024-11-07	2024-11-06	4	CFLT	Confluent, Inc. Class A Common Stock	J - Other		-1,694,028	0	-100.00
2024-11-07	2024-11-05	4	CFLT	Confluent, Inc. Class A Common Stock	S - Sale		-12,070	22,424	-34.99	26.41	-318,714	592,117
2024-11-07	2024-11-05	4	CFLT	Confluent, Inc. Class A Common Stock	S - Sale		-465,882	0	-100.00	26.41	-12,301,847
2024-11-07	2024-11-05	4	CFLT	Confluent, Inc. Class A Common Stock	C - Conversion		34,494	34,494
2024-11-07	2024-11-05	4	CFLT	Confluent, Inc. Class A Common Stock	C - Conversion		465,882	465,882
2024-11-07	2024-11-05	4	CFLT	Confluent, Inc. Class A Common Stock	C - Conversion		41,976	41,976
2024-11-07	2024-11-05	4	CFLT	Confluent, Inc. Class A Common Stock	C - Conversion		1,694,028	1,694,028
2024-11-05	2024-11-01	4	CFLT	Confluent, Inc. Class A Common Stock	S - Sale	X	-50,000	280,200	-15.14	25.92	-1,296,000	7,262,784
2024-08-15	2024-08-14	4	CFLT	Confluent, Inc. Class A Common Stock	J - Other		-22,423	0	-100.00
2024-08-15	2024-08-14	4	CFLT	Confluent, Inc. Class A Common Stock	J - Other		-318,822	0	-100.00
2024-08-15	2024-08-14	4	CFLT	Confluent, Inc. Class A Common Stock	J - Other		-41,976	0	-100.00
2024-08-15	2024-08-14	4	CFLT	Confluent, Inc. Class A Common Stock	J - Other		-1,694,029	0	-100.00
2024-08-15	2024-08-13	4	CFLT	Confluent, Inc. Class A Common Stock	S - Sale		-12,070	22,423	-34.99	21.17	-255,573	474,789
2024-08-15	2024-08-13	4	CFLT	Confluent, Inc. Class A Common Stock	S - Sale		-465,882	0	-100.00	21.17	-9,864,679
2024-08-15	2024-08-13	4	CFLT	Confluent, Inc. Class A Common Stock	C - Conversion		34,493	34,493
2024-08-15	2024-08-13	4	CFLT	Confluent, Inc. Class A Common Stock	C - Conversion		465,882	465,882
2024-08-15	2024-08-13	4	CFLT	Confluent, Inc. Class A Common Stock	C - Conversion		41,976	41,976
2024-08-15	2024-08-13	4	CFLT	Confluent, Inc. Class A Common Stock	C - Conversion		1,694,029	1,694,029
2024-02-13	2024-02-12	4	CFLT	Confluent, Inc. Class A Common Stock	J - Other		-29,898	0	-100.00
2024-02-13	2024-02-12	4	CFLT	Confluent, Inc. Class A Common Stock	J - Other		-545,224	0	-100.00
2024-02-13	2024-02-12	4	CFLT	Confluent, Inc. Class A Common Stock	J - Other		-55,969	0	-100.00
2024-02-13	2024-02-12	4	CFLT	Confluent, Inc. Class A Common Stock	J - Other		-2,258,703	0	-100.00
2024-02-13	2024-02-09	4	CFLT	Confluent, Inc. Class A Common Stock	S - Sale		-994	29,898	-3.22	32.54	-32,345	972,881
2024-02-13	2024-02-09	4	CFLT	Confluent, Inc. Class A Common Stock	S - Sale		-38,349	0	-100.00	32.54	-1,247,876
2024-02-13	2024-02-09	4	CFLT	Confluent, Inc. Class A Common Stock	S - Sale		-15,099	30,892	-32.83	31.68	-478,335	978,655
2024-02-13	2024-02-09	4	CFLT	Confluent, Inc. Class A Common Stock	S - Sale		-582,826	38,349	-93.83	31.68	-18,463,869	1,214,892
2024-02-13	2024-02-09	4	CFLT	Confluent, Inc. Class A Common Stock	C - Conversion		45,991	45,991
2024-02-13	2024-02-09	4	CFLT	Confluent, Inc. Class A Common Stock	C - Conversion		621,175	621,175
2024-02-13	2024-02-09	4	CFLT	Confluent, Inc. Class A Common Stock	C - Conversion		55,969	55,969
2024-02-13	2024-02-09	4	CFLT	Confluent, Inc. Class A Common Stock	C - Conversion		2,258,703	2,258,703
2023-12-01	2023-11-30	4	CFLT	Confluent, Inc. Class A Common Stock	J - Other		-14,948	0	-100.00
2023-12-01	2023-11-30	4	CFLT	Confluent, Inc. Class A Common Stock	J - Other		-289,334	0	-100.00
2023-12-01	2023-11-30	4	CFLT	Confluent, Inc. Class A Common Stock	J - Other		-27,984	0	-100.00
2023-12-01	2023-11-30	4	CFLT	Confluent, Inc. Class A Common Stock	J - Other		-1,129,352	0	-100.00
2023-12-01	2023-11-29	4	CFLT	Confluent, Inc. Class A Common Stock	S - Sale		-8,047	14,948	-34.99	21.12	-169,989	315,769
2023-12-01	2023-11-29	4	CFLT	Confluent, Inc. Class A Common Stock	S - Sale		-310,588	0	-100.00	21.12	-6,561,016
2023-12-01	2023-11-29	4	CFLT	Confluent, Inc. Class A Common Stock	C - Conversion		22,995	22,995
2023-12-01	2023-11-29	4	CFLT	Confluent, Inc. Class A Common Stock	C - Conversion		310,588	310,588
2023-12-01	2023-11-29	4	CFLT	Confluent, Inc. Class A Common Stock	C - Conversion		27,984	27,984
2023-12-01	2023-11-29	4	CFLT	Confluent, Inc. Class A Common Stock	C - Conversion		1,129,352	1,129,352
2023-07-25	2023-07-21	4	AUR	Aurora Innovation, Inc. Class A Common Stock	A - Award		1,851,851	1,851,851		2.70	4,999,998	4,999,998
2023-06-09	2023-06-08	4	CFLT	Confluent, Inc. Class A Common Stock	J - Other		-29,898	0	-100.00
2023-06-09	2023-06-08	4	CFLT	Confluent, Inc. Class A Common Stock	J - Other		-578,668	0	-100.00
2023-06-09	2023-06-08	4	CFLT	Confluent, Inc. Class A Common Stock	J - Other		-55,969	0	-100.00
2023-06-09	2023-06-08	4	CFLT	Confluent, Inc. Class A Common Stock	J - Other		-2,258,703	0	-100.00
2023-06-09	2023-06-07	4	CFLT	Confluent, Inc. Class A Common Stock	S - Sale		-7,875	29,898	-20.85	35.26	-277,665	1,054,177
2023-06-09	2023-06-07	4	CFLT	Confluent, Inc. Class A Common Stock	S - Sale		-303,959	0	-100.00	35.26	-10,717,321
2023-06-09	2023-06-07	4	CFLT	Confluent, Inc. Class A Common Stock	S - Sale		-8,218	37,773	-17.87	34.75	-285,539	1,312,442
2023-06-09	2023-06-07	4	CFLT	Confluent, Inc. Class A Common Stock	S - Sale		-317,216	303,959	-51.07	34.75	-11,021,829	10,561,207
2023-06-09	2023-06-07	4	CFLT	Confluent, Inc. Class A Common Stock	C - Conversion		45,991	45,991
2023-06-09	2023-06-07	4	CFLT	Confluent, Inc. Class A Common Stock	C - Conversion		621,175	621,175
2023-06-09	2023-06-07	4	CFLT	Confluent, Inc. Class A Common Stock	C - Conversion		55,969	55,969
2023-06-09	2023-06-07	4	CFLT	Confluent, Inc. Class A Common Stock	C - Conversion		2,258,703	2,258,703
2023-06-01	2023-05-31	4	CFLT	Confluent, Inc. Class A Common Stock	J - Other		-14,948	0	-100.00
2023-06-01	2023-05-31	4	CFLT	Confluent, Inc. Class A Common Stock	J - Other		-289,334	0	-100.00
2023-06-01	2023-05-31	4	CFLT	Confluent, Inc. Class A Common Stock	J - Other		-27,984	0	-100.00
2023-06-01	2023-05-31	4	CFLT	Confluent, Inc. Class A Common Stock	J - Other		-1,129,352	0	-100.00
2023-06-01	2023-05-30	4	CFLT	Confluent, Inc. Class A Common Stock	S - Sale		-8,047	14,948	-34.99	30.87	-248,426	461,473
2023-06-01	2023-05-30	4	CFLT	Confluent, Inc. Class A Common Stock	S - Sale		-310,588	0	-100.00	30.87	-9,588,442
2023-06-01	2023-05-30	4	CFLT	Confluent, Inc. Class A Common Stock	C - Conversion		22,995	22,995
2023-06-01	2023-05-30	4	CFLT	Confluent, Inc. Class A Common Stock	C - Conversion		310,588	310,588
2023-06-01	2023-05-30	4	CFLT	Confluent, Inc. Class A Common Stock	C - Conversion		27,984	27,984
2023-06-01	2023-05-30	4	CFLT	Confluent, Inc. Class A Common Stock	C - Conversion		1,129,352	1,129,352
2023-05-09	2023-05-08	4	CFLT	Confluent, Inc. Class A Common Stock	J - Other		-29,898	0	-100.00
2023-05-09	2023-05-08	4	CFLT	Confluent, Inc. Class A Common Stock	J - Other		-578,668	0	-100.00
2023-05-09	2023-05-08	4	CFLT	Confluent, Inc. Class A Common Stock	J - Other		-55,969	0	-100.00
2023-05-09	2023-05-08	4	CFLT	Confluent, Inc. Class A Common Stock	J - Other		-2,258,703	0	-100.00
2023-05-09	2023-05-05	4	CFLT	Confluent, Inc. Class A Common Stock	S - Sale		-1,956	29,898	-6.14	23.60	-46,159	705,554
2023-05-09	2023-05-05	4	CFLT	Confluent, Inc. Class A Common Stock	S - Sale		-75,489	0	-100.00	23.60	-1,781,442
2023-05-09	2023-05-05	4	CFLT	Confluent, Inc. Class A Common Stock	S - Sale		-14,137	31,854	-30.74	22.92	-323,992	730,030
2023-05-09	2023-05-05	4	CFLT	Confluent, Inc. Class A Common Stock	S - Sale		-545,686	75,489	-87.85	22.92	-12,506,032	1,730,057
2023-05-09	2023-05-05	4	CFLT	Confluent, Inc. Class A Common Stock	C - Conversion		45,991	45,991
2023-05-09	2023-05-05	4	CFLT	Confluent, Inc. Class A Common Stock	C - Conversion		621,175	621,175
2023-05-09	2023-05-05	4	CFLT	Confluent, Inc. Class A Common Stock	C - Conversion		55,969	55,969
2023-05-09	2023-05-05	4	CFLT	Confluent, Inc. Class A Common Stock	C - Conversion		2,258,703	2,258,703
2023-02-06	2023-02-03	4	CFLT	Confluent, Inc. Class A Common Stock	J - Other		-22,352	0	-100.00
2023-02-06	2023-02-03	4	CFLT	Confluent, Inc. Class A Common Stock	J - Other		-578,668	0	-100.00
2023-02-06	2023-02-03	4	CFLT	Confluent, Inc. Class A Common Stock	J - Other		-55,969	0	-100.00
2023-02-06	2023-02-03	4	CFLT	Confluent, Inc. Class A Common Stock	J - Other		-2,258,703	0	-100.00
2023-02-06	2023-02-02	4	CFLT	Confluent, Inc. Class A Common Stock	S - Sale		-2,598	0	-100.00	27.28	-70,879
2023-02-06	2023-02-02	4	CFLT	Confluent, Inc. Class A Common Stock	S - Sale		-68,282	0	-100.00	27.28	-1,862,870
2023-02-06	2023-02-02	4	CFLT	Confluent, Inc. Class A Common Stock	S - Sale		-21,041	2,598	-89.01	26.88	-565,628	69,840
2023-02-06	2023-02-02	4	CFLT	Confluent, Inc. Class A Common Stock	S - Sale		-552,893	68,282	-89.01	26.88	-14,862,980	1,835,570
2023-02-06	2023-02-02	4	CFLT	Confluent, Inc. Class A Common Stock	C - Conversion		45,991	45,991
2023-02-06	2023-02-02	4	CFLT	Confluent, Inc. Class A Common Stock	C - Conversion		621,175	621,175
2023-02-06	2023-02-02	4	CFLT	Confluent, Inc. Class A Common Stock	C - Conversion		55,969	55,969
2023-02-06	2023-02-02	4	CFLT	Confluent, Inc. Class A Common Stock	C - Conversion		2,258,703	2,258,703
2022-11-15	2022-11-11	4	CFLT	Confluent, Inc. Class A Common Stock	S - Sale		-15,038	0	-100.00	23.27	-349,990
2022-11-15	2022-11-11	4	CFLT	Confluent, Inc. Class A Common Stock	S - Sale		-9,102	15,038	-37.71	22.58	-205,530	339,569
2022-11-15	2022-11-11	4	CFLT	Confluent, Inc. Class A Common Stock	S - Sale		-87,528	0	-100.00	23.27	-2,037,100
2022-11-15	2022-11-11	4	CFLT	Confluent, Inc. Class A Common Stock	S - Sale		-52,983	87,528	-37.71	22.58	-1,196,393	1,976,444
2022-11-08	2022-11-04	4	CFLT	Confluent, Inc. Class A Common Stock	J - Other		-44,846	24,140	-65.01
2022-11-08	2022-11-04	4	CFLT	Confluent, Inc. Class A Common Stock	C - Conversion		68,986	68,986
2022-11-08	2022-11-04	4	CFLT	Confluent, Inc. Class A Common Stock	J - Other		-931,763	0	-100.00
2022-11-08	2022-11-04	4	CFLT	Confluent, Inc. Class A Common Stock	C - Conversion		931,763	931,763
2022-11-08	2022-11-04	4	CFLT	Confluent, Inc. Class A Common Stock	J - Other		-576,217	0	-100.00
2022-11-08	2022-11-04	4	CFLT	Confluent, Inc. Class A Common Stock	J - Other		-83,953	0	-100.00
2022-11-08	2022-11-04	4	CFLT	Confluent, Inc. Class A Common Stock	C - Conversion		83,953	83,953
2022-11-08	2022-11-04	4	CFLT	Confluent, Inc. Class A Common Stock	J - Other		-3,247,544	140,511	-95.85
2022-11-08	2022-11-04	4	CFLT	Confluent, Inc. Class A Common Stock	C - Conversion		3,388,055	3,388,055
2022-08-09	2022-08-08	4	CFLT	Confluent, Inc. Class A Common Stock	S - Sale		-16,093	0	-100.00	33.40	-537,472
2022-08-09	2022-08-08	4	CFLT	Confluent, Inc. Class A Common Stock	J - Other		-29,898	16,093	-65.01
2022-08-09	2022-08-08	4	CFLT	Confluent, Inc. Class A Common Stock	S - Sale		-304,707	0	-100.00	33.40	-10,176,574
2022-08-09	2022-08-08	4	CFLT	Confluent, Inc. Class A Common Stock	J - Other		-55,969	0	-100.00
2022-08-09	2022-08-08	4	CFLT	Confluent, Inc. Class A Common Stock	J - Other		-2,258,703	0	-100.00
2022-08-09	2022-08-05	4	CFLT	Confluent, Inc. Class A Common Stock	C - Conversion		45,991	45,991
2022-08-09	2022-08-05	4	CFLT	Confluent, Inc. Class A Common Stock	S - Sale		-316,468	304,707	-50.95	33.77	-10,687,916	10,290,717
2022-08-09	2022-08-05	4	CFLT	Confluent, Inc. Class A Common Stock	C - Conversion		621,175	621,175
2022-08-09	2022-08-05	4	CFLT	Confluent, Inc. Class A Common Stock	C - Conversion		55,969	55,969
2022-08-09	2022-08-05	4	CFLT	Confluent, Inc. Class A Common Stock	C - Conversion		2,258,703	2,258,703
2022-05-20	2022-05-18	4	CFLT	Confluent, Inc. Class B Common Stock	C - Conversion		-45,916	413,918	-9.99
2022-05-20	2022-05-18	4	CFLT	Confluent, Inc. Class B Common Stock	C - Conversion		-621,175	5,590,578	-10.00
2022-05-20	2022-05-18	4	CFLT	Confluent, Inc. Class B Common Stock	C - Conversion		-55,850	503,718	-9.98
2022-05-20	2022-05-18	4	CFLT	Confluent, Inc. Class B Common Stock	C - Conversion		-2,253,905	20,328,331	-9.98
2022-05-20	2022-05-18	4	CFLT	Confluent, Inc. Class A Common Stock	S - Sale		-672	0	-100.00	19.32	-12,985
2022-05-20	2022-05-18	4	CFLT	Confluent, Inc. Class A Common Stock	S - Sale		-6,320	672	-90.39	18.81	-118,867	12,639
2022-05-20	2022-05-18	4	CFLT	Confluent, Inc. Class A Common Stock	S - Sale		-9,150	6,992	-56.68	17.83	-163,153	124,674
2022-05-20	2022-05-18	4	CFLT	Confluent, Inc. Class A Common Stock	J - Other		-29,849	16,142	-64.90
2022-05-20	2022-05-18	4	CFLT	Confluent, Inc. Class A Common Stock	C - Conversion		45,916	45,991	61,221.33
2022-05-20	2022-05-18	4	CFLT	Confluent, Inc. Class A Common Stock	J - Other		-621,175	0	-100.00
2022-05-20	2022-05-18	4	CFLT	Confluent, Inc. Class A Common Stock	C - Conversion		621,175	621,175
2022-05-20	2022-05-18	4	CFLT	Confluent, Inc. Class A Common Stock	S - Sale		-5	0	-100.00	19.32	-97
2022-05-20	2022-05-18	4	CFLT	Confluent, Inc. Class A Common Stock	S - Sale		-47	5	-90.38	18.81	-884	94
2022-05-20	2022-05-18	4	CFLT	Confluent, Inc. Class A Common Stock	S - Sale		-67	52	-56.30	17.83	-1,195	927
2022-05-20	2022-05-18	4	CFLT	Confluent, Inc. Class A Common Stock	J - Other		-55,850	119	-99.79
2022-05-20	2022-05-18	4	CFLT	Confluent, Inc. Class A Common Stock	C - Conversion		55,850	55,969	46,932.77
2022-05-20	2022-05-18	4	CFLT	Confluent, Inc. Class A Common Stock	S - Sale		-200	0	-100.00	19.32	-3,864
2022-05-20	2022-05-18	4	CFLT	Confluent, Inc. Class A Common Stock	S - Sale		-1,878	200	-90.38	18.81	-35,321	3,762
2022-05-20	2022-05-18	4	CFLT	Confluent, Inc. Class A Common Stock	S - Sale		-2,719	2,078	-56.68	17.83	-48,482	37,053
2022-05-20	2022-05-18	4	CFLT	Confluent, Inc. Class A Common Stock	J - Other		-2,253,905	4,797	-99.79
2022-05-20	2022-05-18	4	CFLT	Confluent, Inc. Class A Common Stock	C - Conversion		2,253,905	2,258,702	46,985.72
2021-11-15		3	AUR	Aurora Innovation, Inc. Class A Common Stock				492,500
2021-11-15		3	AUR	Aurora Innovation, Inc. Class A Common Stock				7,500
2021-06-30	2021-06-28	4	CFLT	Confluent, Inc. Class B Common Stock	C - Conversion		459,834	459,834
2021-06-30	2021-06-28	4	CFLT	Confluent, Inc. Series E Preferred Stock	C - Conversion		-17,035	0	-100.00
2021-06-30	2021-06-28	4	CFLT	Confluent, Inc. Series D Preferred Stock	C - Conversion		-90,391	0	-100.00
2021-06-30	2021-06-28	4	CFLT	Confluent, Inc. Series C Preferred Stock	C - Conversion		-41,980	0	-100.00
2021-06-30	2021-06-28	4	CFLT	Confluent, Inc. Series B Preferred Stock	C - Conversion		-310,428	0	-100.00
2021-06-30	2021-06-28	4	CFLT	Confluent, Inc. Class B Common Stock	C - Conversion		6,211,753	6,211,753
2021-06-30	2021-06-28	4	CFLT	Confluent, Inc. Series E Preferred Stock	C - Conversion		-985,055	0	-100.00
2021-06-30	2021-06-28	4	CFLT	Confluent, Inc. Series D Preferred Stock	C - Conversion		-5,226,698	0	-100.00
2021-06-30	2021-06-28	4	CFLT	Confluent, Inc. Class B Common Stock	C - Conversion		559,568	559,568
2021-06-30	2021-06-28	4	CFLT	Confluent, Inc. Series C Preferred Stock	C - Conversion		-66,656	0	-100.00
2021-06-30	2021-06-28	4	CFLT	Confluent, Inc. Series B Preferred Stock	C - Conversion		-492,912	0	-100.00
2021-06-30	2021-06-28	4	CFLT	Confluent, Inc. Class B Common Stock	C - Conversion		22,582,236	22,582,236
2021-06-30	2021-06-28	4	CFLT	Confluent, Inc. Series C Preferred Stock	C - Conversion		-2,690,028	0	-100.00
2021-06-30	2021-06-28	4	CFLT	Confluent, Inc. Series B Preferred Stock	C - Conversion		-19,892,208	0	-100.00
2021-06-07	2021-06-04	4	LTCH	TS Innovation Acquisitions Corp. Class B common stock	M - Exercise		-30,000	0	-100.00
2021-06-07	2021-06-04	4	LTCH	TS Innovation Acquisitions Corp. Class A Common Stock	M - Exercise		30,000	30,000
2021-02-22	2021-02-19	4	SONO	Sonos Inc Common Stock	P - Purchase		53,666	53,774	49,690.74	37.35	2,004,345	2,008,378
2021-02-17	2021-02-17	4	SONO	Sonos Inc Common Stock	S - Sale		-97,628	0	-100.00	36.34	-3,547,323
2021-02-17	2021-02-17	4	SONO	Sonos Inc Common Stock	S - Sale		-116,985	97,628	-54.51	35.66	-4,172,165	3,481,815
2021-02-17	2021-02-16	4	SONO	Sonos Inc Common Stock	S - Sale		-355,775	214,613	-62.37	36.12	-12,849,953	7,751,435
2021-02-17	2021-02-16	4	SONO	Sonos Inc Common Stock	S - Sale		-70,922	570,388	-11.06	35.32	-2,504,653	20,143,594
2021-02-17	2021-02-12	4	SONO	Sonos Inc Common Stock	S - Sale		-253,975	641,310	-28.37	35.29	-8,963,667	22,634,074
2020-12-01	2020-11-30	4	SONO	Sonos Inc Common Stock	S - Sale		-1,988	0	-100.00	21.42	-42,588
2020-12-01	2020-11-30	4	SONO	Sonos Inc Common Stock	S - Sale		-35,129	0	-100.00	21.42	-752,555
2020-12-01	2020-11-30	4	SONO	Sonos Inc Common Stock	S - Sale		-104,305	895,285	-10.43	21.42	-2,234,484	19,179,332
2020-12-01	2020-11-27	4	SONO	Sonos Inc Common Stock	S - Sale		-525	1,988	-20.89	21.47	-11,270	42,675
2020-12-01	2020-11-27	4	SONO	Sonos Inc Common Stock	S - Sale		-9,282	35,129	-20.90	21.47	-199,249	754,086
2020-12-01	2020-11-27	4	SONO	Sonos Inc Common Stock	S - Sale		-27,561	999,590	-2.68	21.47	-591,630	21,457,399
2020-11-25	2020-11-25	4	SONO	Sonos Inc Common Stock	S - Sale		-2,015	2,513	-44.50	21.44	-43,210	53,890
2020-11-25	2020-11-25	4	SONO	Sonos Inc Common Stock	S - Sale		-35,617	44,441	-44.49	21.44	-763,782	953,006
2020-11-25	2020-11-25	4	SONO	Sonos Inc Common Stock	S - Sale		-105,755	1,027,151	-9.33	21.44	-2,267,842	22,026,534
2020-11-25	2020-11-24	4	SONO	Sonos Inc Common Stock	S - Sale		-11,860	4,528	-72.37	21.49	-254,865	97,304
2020-11-25	2020-11-24	4	SONO	Sonos Inc Common Stock	S - Sale		-209,638	80,028	-72.37	21.49	-4,505,016	1,719,762
2020-11-25	2020-11-24	4	SONO	Sonos Inc Common Stock	S - Sale		-622,459	1,132,906	-35.46	21.49	-13,376,333	24,345,583
2020-11-25	2020-11-23	4	SONO	Sonos Inc Common Stock	S - Sale		-2,958	16,388	-15.29	21.52	-63,645	352,606
2020-11-25	2020-11-23	4	SONO	Sonos Inc Common Stock	S - Sale		-52,280	289,666	-15.29	21.52	-1,124,862	6,232,483
2020-11-25	2020-11-23	4	SONO	Sonos Inc Common Stock	S - Sale		-155,232	1,755,365	-8.12	21.52	-3,339,987	37,768,609
2020-02-26	2020-02-25	4	SONO	Sonos Inc Common Stock	S - Sale		-10,622	19,346	-35.44	12.17	-129,270	235,441
2020-02-26	2020-02-25	4	SONO	Sonos Inc Common Stock	S - Sale		-191,993	341,946	-35.96	12.17	-2,336,555	4,161,483
2020-02-26	2020-02-24	4	SONO	Sonos Inc Common Stock	S - Sale		-10,452	29,968	-25.86	12.14	-126,887	363,812
2020-02-26	2020-02-24	4	SONO	Sonos Inc Common Stock	S - Sale		-188,919	533,939	-26.14	12.14	-2,293,477	6,482,019
2020-02-10	2020-02-07	4	SONO	Sonos Inc Common Stock	S - Sale		-7,744	722,858	-1.06	15.12	-117,101	10,930,697
2020-02-10	2020-02-07	4	SONO	Sonos Inc Common Stock	J - Other		-3,886,332	3,426,899	-53.14
2020-01-15	2019-12-26	4	ESTC	Elastic N.V. Ordinary Shares	G - Gift		-8,867	0	-100.00
2020-01-15	2019-12-26	4	ESTC	Elastic N.V. Ordinary Shares	G - Gift		-26,810	0	-100.00
2019-12-16	2019-12-13	4	ESTC	Elastic N.V. Ordinary Shares	S - Sale		-7,381	0	-100.00	60.57	-447,079
2019-12-16	2019-12-09	4/A	ESTC	Elastic N.V. Ordinary Shares	S - Sale		-64,206	7,381	-89.69	63.29	-4,063,874	467,175
2019-12-16	2019-12-09	4/A	ESTC	Elastic N.V. Ordinary Shares	S - Sale		-302,467	71,587	-80.86	62.65	-18,950,072	4,485,047
2019-12-11	2019-12-09	4	ESTC	Elastic N.V. Ordinary Shares	S - Sale		-64,206	0	-100.00	63.29	-4,063,874
2019-12-11	2019-12-09	4	ESTC	Elastic N.V. Ordinary Shares	S - Sale		-302,467	64,206	-82.49	62.65	-18,950,072	4,022,615
2019-10-16	2019-10-07	4	ZUO	ZUORA INC Class A Common Stock	G - Gift		-6,445	0	-100.00
2019-10-16	2019-10-07	4	ZUO	ZUORA INC Class A Common Stock	G - Gift		-27,849	0	-100.00
2019-09-30	2019-09-19	4	ESTC	Elastic N.V. Ordinary Shares	G - Gift		-4,956	0	-100.00
2019-09-30	2019-09-19	4	ESTC	Elastic N.V. Ordinary Shares	G - Gift		-14,989	0	-100.00
2019-09-16	2019-09-13	4	ESTC	Elastic N.V. Ordinary Shares	S - Sale		-19,795	2,217,380	-0.88	95.59	-1,892,133	211,951,372
2019-09-16	2019-09-13	4	ESTC	Elastic N.V. Ordinary Shares	S - Sale		-67,255	2,237,175	-2.92	94.93	-6,384,605	212,377,931
2019-09-16	2019-09-12	4	ESTC	Elastic N.V. Ordinary Shares	S - Sale		-1,994	2,304,430	-0.09	95.76	-190,945	220,671,756
2019-09-16	2019-09-12	4	ESTC	Elastic N.V. Ordinary Shares	S - Sale		-39,831	2,306,424	-1.70	95.26	-3,794,476	219,720,099
2019-09-12	2019-09-11	4	ESTC	Elastic N.V. Ordinary Shares	S - Sale		-10,584	3,176,110	-0.33	90.43	-957,092	287,209,910
2019-09-12	2019-09-11	4	ESTC	Elastic N.V. Ordinary Shares	S - Sale		-23,418	3,186,694	-0.73	89.65	-2,099,424	285,687,117
2019-09-12	2019-09-10	4	ESTC	Elastic N.V. Ordinary Shares	S - Sale		-66,312	3,210,112	-2.02	87.75	-5,818,878	281,687,328
2019-09-12	2019-09-11	4	ZUO	ZUORA INC Class A Common Stock	S - Sale		-17,852	0	-100.00	15.82	-282,440
2019-09-12	2019-09-11	4	ZUO	ZUORA INC Class A Common Stock	S - Sale		-5,148	0	-100.00	15.82	-81,448
2019-09-12	2019-09-11	4	ZUO	ZUORA INC Class A Common Stock	S - Sale		-15,377	0	-100.00	15.82	-243,283
2019-09-12	2019-09-10	4	ZUO	ZUORA INC Class B Common Stock	C - Conversion		-17,852	0	-100.00
2019-09-12	2019-09-10	4	ZUO	ZUORA INC Class B Common Stock	C - Conversion		-5,148	0	-100.00
2019-09-12	2019-09-10	4	ZUO	ZUORA INC Class B Common Stock	C - Conversion		-1,405,157	0	-100.00
2019-09-12	2019-09-10	4	ZUO	ZUORA INC Class A Common Stock	C - Conversion		17,852	17,852
2019-09-12	2019-09-10	4	ZUO	ZUORA INC Class A Common Stock	C - Conversion		5,148	5,148
2019-09-12	2019-09-10	4	ZUO	ZUORA INC Class A Common Stock	C - Conversion		1,405,157	1,405,157
2019-09-06	2019-09-04	4	ESTC	Elastic N.V. Ordinary Shares	S - Sale		-287,688	3,276,424	-8.07	85.40	-24,568,555	279,806,610
2019-06-27	2019-06-27	4	ESTC	Elastic N.V. Ordinary Shares	S - Sale		-24,321	5,476,424	-0.44	73.78	-1,794,289	404,024,824
2019-06-27	2019-06-26	4	ESTC	Elastic N.V. Ordinary Shares	S - Sale		-3,977	5,500,745	-0.07	74.95	-298,083	412,289,639
2019-06-27	2019-06-20	4/A	ESTC	Elastic N.V. Ordinary Shares	S - Sale		-34,778	5,504,722	-0.63	78.19	-2,719,201	430,399,901
2019-06-24	2019-06-20	4	ESTC	Elastic N.V. Ordinary Shares	S - Sale		-34,784	5,504,716	-0.63	78.19	-2,719,671	430,399,432
2019-06-12	2019-06-10	4	ESTC	Elastic N.V. Ordinary Shares	S - Sale		-13,376	5,539,500	-0.24	82.81	-1,107,626	458,709,376
2019-06-12	2019-06-10	4	ESTC	Elastic N.V. Ordinary Shares	S - Sale		-18,626	5,552,876	-0.33	81.57	-1,519,267	452,931,437
2019-06-12	2019-06-10	4	ESTC	Elastic N.V. Ordinary Shares	S - Sale		-626,538	5,571,502	-10.11	81.39	-50,993,928	453,464,548
2019-05-20	2019-05-16	4	SONO	Sonos Inc Common Stock	S - Sale		-517,992	0	-100.00	10.51	-5,446,271
2019-03-27	2019-03-26	4	ZUO	ZUORA INC Class A Common Stock	S - Sale		-8,926	0	-100.00	19.48	-173,906
2019-03-27	2019-03-26	4	ZUO	ZUORA INC Class A Common Stock	S - Sale		-2,574	0	-100.00	19.48	-50,149
2019-03-27	2019-03-26	4	ZUO	ZUORA INC Class A Common Stock	S - Sale		-7,687	0	-100.00	19.48	-149,767
2019-03-27	2019-03-25	4	ZUO	ZUORA INC Class B Common Stock	C - Conversion		-8,926	17,852	-33.33
2019-03-27	2019-03-25	4	ZUO	ZUORA INC Class B Common Stock	C - Conversion		-2,574	5,148	-33.33
2019-03-27	2019-03-25	4	ZUO	ZUORA INC Class B Common Stock	C - Conversion		-702,581	1,405,157	-33.33
2019-03-27	2019-03-25	4	ZUO	ZUORA INC Class A Common Stock	C - Conversion		8,926	8,926
2019-03-27	2019-03-25	4	ZUO	ZUORA INC Class A Common Stock	C - Conversion		2,574	2,574
2019-03-27	2019-03-25	4	ZUO	ZUORA INC Class A Common Stock	J - Other		-694,894	7,687	-98.91
2019-03-27	2019-03-25	4	ZUO	ZUORA INC Class A Common Stock	C - Conversion		702,581	702,581
2019-03-07	2019-03-07	4	SONO	Sonos Inc Common Stock	S - Sale		-10,959	40,420	-21.33	9.83	-107,725	397,321
2019-03-07	2019-03-07	4	SONO	Sonos Inc Common Stock	S - Sale		-198,080	730,602	-21.33	9.83	-1,947,087	7,181,672
2019-03-07	2019-03-06	4	SONO	Sonos Inc Common Stock	J - Other		-1,982,750	7,313,231	-21.33
2019-02-28	2019-02-27	4	SONO	Sonos Inc Common Stock	S - Sale		-34	51,379	-0.07	11.00	-374	565,169
2019-02-28	2019-02-27	4	SONO	Sonos Inc Common Stock	S - Sale		-621	928,682	-0.07	11.00	-6,831	10,215,502
2019-02-28	2019-02-27	4	SONO	Sonos Inc Common Stock	S - Sale		-6,216	9,295,981	-0.07	11.00	-68,376	102,255,791
2019-02-27	2019-02-26	4	SONO	Sonos Inc Common Stock	S - Sale		-544	51,413	-1.05	11.03	-6,000	567,080
2019-02-27	2019-02-26	4	SONO	Sonos Inc Common Stock	S - Sale		-9,825	929,303	-1.05	11.03	-108,369	10,250,119
2019-02-27	2019-02-26	4	SONO	Sonos Inc Common Stock	S - Sale		-98,346	9,302,197	-1.05	11.03	-1,084,747	102,602,303
2019-02-27	2019-02-25	4	SONO	Sonos Inc Common Stock	S - Sale		-2,162	51,957	-3.99	11.15	-24,117	579,570
2019-02-27	2019-02-25	4	SONO	Sonos Inc Common Stock	S - Sale		-39,073	939,128	-3.99	11.15	-435,852	10,475,785
2019-02-27	2019-02-25	4	SONO	Sonos Inc Common Stock	S - Sale		-391,112	9,400,543	-3.99	11.15	-4,362,776	104,861,177
2019-02-25	2019-02-22	4	SONO	Sonos Inc Common Stock	S - Sale		-2,369	54,119	-4.19	11.15	-26,423	603,633
2019-02-25	2019-02-22	4	SONO	Sonos Inc Common Stock	S - Sale		-42,826	978,201	-4.19	11.15	-477,673	10,910,658
2019-02-25	2019-02-22	4	SONO	Sonos Inc Common Stock	S - Sale		-428,681	9,791,655	-4.19	11.15	-4,781,422	109,214,162
2019-02-25	2019-02-21	4	SONO	Sonos Inc Common Stock	S - Sale		-1,598	56,488	-2.75	11.09	-17,718	626,316
2019-02-25	2019-02-21	4	SONO	Sonos Inc Common Stock	S - Sale		-28,883	1,021,027	-2.75	11.09	-320,243	11,320,739
2019-02-25	2019-02-21	4	SONO	Sonos Inc Common Stock	S - Sale		-289,119	10,220,336	-2.75	11.09	-3,205,636	113,318,997
2019-02-21	2019-02-20	4	SONO	Sonos Inc Common Stock	S - Sale		-1,894	58,086	-3.16	11.34	-21,485	658,922
2019-02-21	2019-02-20	4	SONO	Sonos Inc Common Stock	S - Sale		-34,232	1,049,910	-3.16	11.34	-388,324	11,910,074
2019-02-21	2019-02-20	4	SONO	Sonos Inc Common Stock	S - Sale		-342,656	10,509,455	-3.16	11.34	-3,887,055	119,218,207
2019-02-21	2019-02-19	4	SONO	Sonos Inc Common Stock	S - Sale		-440	59,980	-0.73	11.54	-5,076	691,899
2019-02-21	2019-02-19	4	SONO	Sonos Inc Common Stock	S - Sale		-7,954	1,084,142	-0.73	11.54	-91,753	12,506,120
2019-02-21	2019-02-19	4	SONO	Sonos Inc Common Stock	S - Sale		-79,623	10,852,111	-0.73	11.54	-918,491	125,184,526
2019-01-07	2019-01-04	4	ZUO	ZUORA INC Class A Common Stock	S - Sale		-2,015	0	-100.00	18.43	-37,141
2019-01-07	2019-01-04	4	ZUO	ZUORA INC Class A Common Stock	S - Sale		-581	0	-100.00	18.43	-10,709
2019-01-07	2019-01-04	4	ZUO	ZUORA INC Class A Common Stock	S - Sale		-158,520	0	-100.00	18.43	-2,921,920
2019-01-03	2019-01-03	4	HDP	Hortonworks, Inc. Common Stock	U - Other		-23,578	0	-100.00
2019-01-03	2019-01-03	4	HDP	Hortonworks, Inc. Common Stock	U - Other		-100,332	0	-100.00
2019-01-03	2019-01-03	4	HDP	Hortonworks, Inc. Common Stock	U - Other		-1,042,132	0	-100.00
2019-01-03	2019-01-03	4	HDP	Hortonworks, Inc. Common Stock	U - Other		-9,128	0	-100.00
2019-01-03	2019-01-03	4	HDP	Hortonworks, Inc. Common Stock	U - Other		-1,126,749	0	-100.00
2019-01-03	2019-01-03	4	HDP	Hortonworks, Inc. Common Stock	U - Other		-9,765	0	-100.00
2019-01-03	2018-06-04	4	HDP	Hortonworks, Inc. Common Stock	G - Gift		-10,838	9,765	-52.60
2018-12-20	2018-12-20	4	ZUO	ZUORA INC Class A Common Stock	S - Sale		-497	2,015	-19.79	18.26	-9,077	36,799
2018-12-20	2018-12-20	4	ZUO	ZUORA INC Class A Common Stock	S - Sale		-143	581	-19.75	18.26	-2,612	10,611
2018-12-20	2018-12-20	4	ZUO	ZUORA INC Class A Common Stock	S - Sale		-39,122	158,520	-19.79	18.26	-714,473	2,895,003
2018-12-20	2018-12-19	4	ZUO	ZUORA INC Class A Common Stock	S - Sale		-1,192	2,512	-32.18	18.22	-21,717	45,766
2018-12-20	2018-12-19	4	ZUO	ZUORA INC Class A Common Stock	S - Sale		-344	724	-32.21	18.22	-6,267	13,190
2018-12-20	2018-12-19	4	ZUO	ZUORA INC Class A Common Stock	S - Sale		-93,862	197,642	-32.20	18.22	-1,710,062	3,600,820
2018-12-17	2018-12-14	4	ZUO	ZUORA INC Class A Common Stock	S - Sale		-356	3,704	-8.77	18.32	-6,521	67,850
2018-12-17	2018-12-14	4	ZUO	ZUORA INC Class A Common Stock	S - Sale		-103	1,068	-8.80	18.32	-1,887	19,564
2018-12-17	2018-12-14	4	ZUO	ZUORA INC Class A Common Stock	S - Sale		-28,012	291,504	-8.77	18.32	-513,127	5,339,799
2018-12-17	2018-12-13	4	ZUO	ZUORA INC Class A Common Stock	S - Sale		-560	4,060	-12.12	18.44	-10,325	74,857
2018-12-17	2018-12-13	4	ZUO	ZUORA INC Class A Common Stock	S - Sale		-161	1,171	-12.09	18.44	-2,968	21,591
2018-12-17	2018-12-13	4	ZUO	ZUORA INC Class A Common Stock	S - Sale		-44,079	319,516	-12.12	18.44	-812,720	5,891,172
2018-12-13	2018-12-12	4	ZUO	ZUORA INC Class A Common Stock	S - Sale		-7,049	4,620	-60.41	18.77	-132,297	86,709
2018-12-13	2018-12-12	4	ZUO	ZUORA INC Class A Common Stock	S - Sale		-2,032	1,332	-60.40	18.77	-38,137	24,999
2018-12-13	2018-12-12	4	ZUO	ZUORA INC Class A Common Stock	S - Sale		-554,860	363,595	-60.41	18.77	-10,413,723	6,824,024
2018-12-13	2018-12-11	4	ZUO	ZUORA INC Class B Common Stock	C - Conversion		-13,389	26,778	-33.33
2018-12-13	2018-12-11	4	ZUO	ZUORA INC Class B Common Stock	C - Conversion		-3,860	7,722	-33.33
2018-12-13	2018-12-11	4	ZUO	ZUORA INC Class B Common Stock	C - Conversion		-1,053,868	2,107,738	-33.33
2018-12-13	2018-12-11	4	ZUO	ZUORA INC Class A Common Stock	S - Sale		-1,720	11,669	-12.85	18.66	-32,090	217,705
2018-12-13	2018-12-11	4	ZUO	ZUORA INC Class A Common Stock	C - Conversion		13,389	13,389
2018-12-13	2018-12-11	4	ZUO	ZUORA INC Class A Common Stock	S - Sale		-496	3,364	-12.85	18.66	-9,254	62,761
2018-12-13	2018-12-11	4	ZUO	ZUORA INC Class A Common Stock	C - Conversion		3,860	3,860
2018-12-13	2018-12-11	4	ZUO	ZUORA INC Class A Common Stock	S - Sale		-135,413	918,455	-12.85	18.66	-2,526,360	17,135,339
2018-12-13	2018-12-11	4	ZUO	ZUORA INC Class A Common Stock	C - Conversion		1,053,868	1,053,868
2018-10-10	2018-10-10	4	ESTC	Elastic N.V. Series D Convertible Preference Shares	C - Conversion		-122,249	0	-100.00
2018-10-10	2018-10-10	4	ESTC	Elastic N.V. Series C Convertible Preference Shares	C - Conversion		-1,247,298	0	-100.00
2018-10-10	2018-10-10	4	ESTC	Elastic N.V. Series B Convertible Preference Shares	C - Conversion		-5,202,162	0	-100.00
2018-10-10	2018-10-10	4	ESTC	Elastic N.V. Ordinary Shares	C - Conversion		6,571,709	6,571,709
2018-09-06	2018-09-05	4	ZUO	ZUORA INC Class A Common Stock	S - Sale		-11,993	0	-100.00	26.24	-314,710
2018-09-06	2018-09-05	4	ZUO	ZUORA INC Class A Common Stock	S - Sale		-1,396	11,993	-10.43	26.79	-37,402	321,316
2018-09-06	2018-09-05	4	ZUO	ZUORA INC Class A Common Stock	S - Sale		-3,458	0	-100.00	26.24	-90,742
2018-09-06	2018-09-05	4	ZUO	ZUORA INC Class A Common Stock	S - Sale		-402	3,458	-10.41	26.79	-10,770	92,647
2018-09-06	2018-09-05	4	ZUO	ZUORA INC Class A Common Stock	S - Sale		-10,329	0	-100.00	26.24	-271,044
2018-09-06	2018-09-05	4	ZUO	ZUORA INC Class A Common Stock	S - Sale		-1,202	10,329	-10.42	26.79	-32,204	276,735
2018-09-06	2018-09-05	4	ZUO	ZUORA INC Class A Common Stock	J - Other		-1,042,337	11,531	-98.91
2018-09-06	2018-09-04	4	ZUO	ZUORA INC Class B Common Stock	C - Conversion		-13,389	40,167	-25.00
2018-09-06	2018-09-04	4	ZUO	ZUORA INC Class B Common Stock	C - Conversion		-3,860	11,582	-25.00
2018-09-06	2018-09-04	4	ZUO	ZUORA INC Class B Common Stock	C - Conversion		-1,053,868	3,161,606	-25.00
2018-09-06	2018-09-04	4	ZUO	ZUORA INC Class A Common Stock	C - Conversion		13,389	13,389
2018-09-06	2018-09-04	4	ZUO	ZUORA INC Class A Common Stock	C - Conversion		3,860	3,860
2018-09-06	2018-09-04	4	ZUO	ZUORA INC Class A Common Stock	C - Conversion		1,053,868	1,053,868
2018-08-06	2018-08-06	4	SONO	Sonos Inc Series C Preferred Stock	C - Conversion		-11,369,964	0	-100.00
2018-08-06	2018-08-06	4	SONO	Sonos Inc Common Stock	C - Conversion		11,369,964	12,084,250	1,591.79
2018-08-06	2018-08-02	4	SONO	Sonos Inc Common Stock	P - Purchase		108	108		18.37	1,984	1,984
2018-08-01		3	SONO	Sonos Inc Common Stock				1,428,572
2018-08-01		3	SONO	Sonos Inc Common Stock				1,428,572
2018-08-01		3	SONO	Sonos Inc Common Stock				1,428,572
2018-05-25	2018-05-23	4	HDP	Hortonworks, Inc. Common Stock	A - Award		9,765	20,603	90.10
2018-04-16	2018-04-16	4	ZUO	ZUORA INC Series F Preferred Stock	C - Conversion		-15,559	0	-100.00
2018-04-16	2018-04-16	4	ZUO	ZUORA INC Series E Preferred Stock	C - Conversion		-13,303	0	-100.00
2018-04-16	2018-04-16	4	ZUO	ZUORA INC Series D Preferred Stock	C - Conversion		-40,136	0	-100.00
2018-04-16	2018-04-16	4	ZUO	ZUORA INC Series F Preferred Stock	C - Conversion		-563,495	0	-100.00
2018-04-16	2018-04-16	4	ZUO	ZUORA INC Series E Preferred Stock	C - Conversion		-481,224	0	-100.00
2018-04-16	2018-04-16	4	ZUO	ZUORA INC Series D Preferred Stock	C - Conversion		-3,170,755	0	-100.00
2018-04-16	2018-04-16	4	ZUO	ZUORA INC Class B Common Stock	C - Conversion		68,998	68,998
2018-04-16	2018-04-16	4	ZUO	ZUORA INC Class B Common Stock	C - Conversion		4,215,474	4,215,474
2018-04-11		3	ZUO	ZUORA INC No securities beneficially held				0
2018-03-02	2018-02-28	4	HDP	Hortonworks, Inc. Common Stock	S - Sale		-1,395	23,578	-5.59	18.18	-25,361	428,648
2018-03-02	2018-02-28	4	HDP	Hortonworks, Inc. Common Stock	S - Sale		-5,682	100,332	-5.36	18.18	-103,299	1,824,036
2018-03-02	2018-02-28	4	HDP	Hortonworks, Inc. Common Stock	S - Sale		-61,667	1,042,132	-5.59	18.18	-1,121,106	18,945,960
2018-03-02	2018-02-28	4	HDP	Hortonworks, Inc. Common Stock	S - Sale		-540	9,128	-5.59	18.18	-9,817	165,947
2018-03-02	2018-02-28	4	HDP	Hortonworks, Inc. Common Stock	S - Sale		-66,674	1,126,749	-5.59	18.18	-1,212,133	20,484,297
2018-02-27	2018-02-27	4	HDP	Hortonworks, Inc. Common Stock	S - Sale		-1,874	24,973	-6.98	18.13	-33,976	452,760
2018-02-27	2018-02-27	4	HDP	Hortonworks, Inc. Common Stock	S - Sale		-7,634	106,014	-6.72	18.13	-138,404	1,922,034
2018-02-27	2018-02-27	4	HDP	Hortonworks, Inc. Common Stock	S - Sale		-82,841	1,103,799	-6.98	18.13	-1,501,907	20,011,876
2018-02-27	2018-02-27	4	HDP	Hortonworks, Inc. Common Stock	S - Sale		-726	9,668	-6.98	18.13	-13,162	175,281
2018-02-27	2018-02-27	4	HDP	Hortonworks, Inc. Common Stock	S - Sale		-89,567	1,193,423	-6.98	18.13	-1,623,850	21,636,759
2018-02-27	2018-02-26	4	HDP	Hortonworks, Inc. Common Stock	S - Sale		-1,370	26,847	-4.86	18.54	-25,400	497,743
2018-02-27	2018-02-26	4	HDP	Hortonworks, Inc. Common Stock	S - Sale		-5,580	113,648	-4.68	18.54	-103,453	2,107,034
2018-02-27	2018-02-26	4	HDP	Hortonworks, Inc. Common Stock	S - Sale		-60,551	1,186,640	-4.85	18.54	-1,122,616	22,000,306
2018-02-27	2018-02-26	4	HDP	Hortonworks, Inc. Common Stock	S - Sale		-530	10,394	-4.85	18.54	-9,826	192,705
2018-02-27	2018-02-26	4	HDP	Hortonworks, Inc. Common Stock	S - Sale		-65,468	1,282,990	-4.86	18.54	-1,213,777	23,786,635
2018-02-27	2018-02-23	4	HDP	Hortonworks, Inc. Common Stock	S - Sale		-1,142	28,217	-3.89	18.12	-20,693	511,292
2018-02-27	2018-02-23	4	HDP	Hortonworks, Inc. Common Stock	S - Sale		-4,650	119,228	-3.75	18.12	-84,258	2,160,411
2018-02-27	2018-02-23	4	HDP	Hortonworks, Inc. Common Stock	S - Sale		-50,467	1,247,191	-3.89	18.12	-914,462	22,599,101
2018-02-27	2018-02-23	4	HDP	Hortonworks, Inc. Common Stock	S - Sale		-442	10,924	-3.89	18.12	-8,009	197,943
2018-02-27	2018-02-23	4	HDP	Hortonworks, Inc. Common Stock	S - Sale		-54,564	1,348,458	-3.89	18.12	-988,700	24,434,059
2018-02-22	2018-02-22	4	HDP	Hortonworks, Inc. Common Stock	S - Sale		-1,331	29,359	-4.34	18.55	-24,690	544,609
2018-02-22	2018-02-22	4	HDP	Hortonworks, Inc. Common Stock	S - Sale		-5,421	123,878	-4.19	18.55	-100,560	2,297,937
2018-02-22	2018-02-22	4	HDP	Hortonworks, Inc. Common Stock	S - Sale		-58,824	1,297,658	-4.34	18.55	-1,091,185	24,071,556
2018-02-22	2018-02-22	4	HDP	Hortonworks, Inc. Common Stock	S - Sale		-515	11,366	-4.33	18.55	-9,553	210,839
2018-02-22	2018-02-22	4	HDP	Hortonworks, Inc. Common Stock	S - Sale		-63,601	1,403,022	-4.34	18.55	-1,179,799	26,026,058
2018-02-22	2018-02-21	4	HDP	Hortonworks, Inc. Common Stock	S - Sale		-1,841	30,690	-5.66	18.66	-34,353	572,675
2018-02-22	2018-02-21	4	HDP	Hortonworks, Inc. Common Stock	S - Sale		-7,497	129,299	-5.48	18.66	-139,894	2,412,719
2018-02-22	2018-02-21	4	HDP	Hortonworks, Inc. Common Stock	S - Sale		-81,356	1,356,482	-5.66	18.66	-1,518,103	25,311,954
2018-02-22	2018-02-21	4	HDP	Hortonworks, Inc. Common Stock	S - Sale		-712	11,881	-5.65	18.66	-13,286	221,699
2018-02-22	2018-02-21	4	HDP	Hortonworks, Inc. Common Stock	S - Sale		-87,961	1,466,623	-5.66	18.66	-1,641,352	27,367,185
2018-02-22	2018-02-20	4	HDP	Hortonworks, Inc. Common Stock	S - Sale		-2,593	32,531	-7.38	18.38	-47,659	597,920
2018-02-22	2018-02-20	4	HDP	Hortonworks, Inc. Common Stock	S - Sale		-10,559	136,796	-7.17	18.38	-194,074	2,514,310
2018-02-22	2018-02-20	4	HDP	Hortonworks, Inc. Common Stock	S - Sale		-114,587	1,437,838	-7.38	18.38	-2,106,109	26,427,462
2018-02-22	2018-02-20	4	HDP	Hortonworks, Inc. Common Stock	S - Sale		-1,003	12,593	-7.38	18.38	-18,435	231,459
2018-02-22	2018-02-20	4	HDP	Hortonworks, Inc. Common Stock	S - Sale		-123,891	1,554,584	-7.38	18.38	-2,277,117	28,573,254
2017-06-23	2017-06-22	4	PSTG	Pure Storage, Inc. Class A Common Stock	S - Sale		-446	0	-100.00	13.03	-5,812
2017-06-23	2017-06-22	4	PSTG	Pure Storage, Inc. Class A Common Stock	S - Sale		-22,950	0	-100.00	13.03	-299,045
2017-06-23	2017-06-22	4	PSTG	Pure Storage, Inc. Class A Common Stock	S - Sale		-11,642	0	-100.00	13.03	-151,699
2017-06-23	2017-06-22	4	PSTG	Pure Storage, Inc. Class A Common Stock	S - Sale		-172	0	-100.00	13.03	-2,241
2017-06-23	2017-06-22	4	PSTG	Pure Storage, Inc. Class A Common Stock	S - Sale		-463	0	-100.00	13.03	-6,033
2017-06-22	2017-06-21	4	PSTG	Pure Storage, Inc. Class A Common Stock	S - Sale		-5,156	446	-92.04	13.02	-67,110	5,805
2017-06-22	2017-06-21	4	PSTG	Pure Storage, Inc. Class A Common Stock	S - Sale		-265,388	22,950	-92.04	13.02	-3,454,290	298,717
2017-06-22	2017-06-21	4	PSTG	Pure Storage, Inc. Class A Common Stock	S - Sale		-134,623	11,642	-92.04	13.02	-1,752,253	151,532
2017-06-22	2017-06-21	4	PSTG	Pure Storage, Inc. Class A Common Stock	S - Sale		-1,990	172	-92.04	13.02	-25,902	2,239
2017-06-22	2017-06-21	4	PSTG	Pure Storage, Inc. Class A Common Stock	S - Sale		-5,357	463	-92.04	13.02	-69,727	6,026
2017-06-21	2017-06-20	4	PSTG	Pure Storage, Inc. Class A Common Stock	S - Sale		-1,450	5,602	-20.56	13.32	-19,310	74,601
2017-06-21	2017-06-20	4	PSTG	Pure Storage, Inc. Class A Common Stock	S - Sale		-1,506	5,820	-20.56	13.32	-20,055	77,504
2017-06-21	2017-06-20	4	PSTG	Pure Storage, Inc. Class A Common Stock	S - Sale		-74,600	288,338	-20.55	13.32	-993,441	3,839,768
2017-06-21	2017-06-20	4	PSTG	Pure Storage, Inc. Class A Common Stock	S - Sale		-559	2,162	-20.54	13.32	-7,444	28,791
2017-06-21	2017-06-20	4	PSTG	Pure Storage, Inc. Class A Common Stock	S - Sale		-37,842	146,265	-20.55	13.32	-503,938	1,947,796
2017-06-21	2017-06-19	4	PSTG	Pure Storage, Inc. Class A Common Stock	S - Sale		-3,437	7,052	-32.77	13.33	-45,831	94,036
2017-06-21	2017-06-19	4	PSTG	Pure Storage, Inc. Class A Common Stock	S - Sale		-3,573	7,326	-32.78	13.33	-47,645	97,689
2017-06-21	2017-06-19	4	PSTG	Pure Storage, Inc. Class A Common Stock	S - Sale		-176,919	362,938	-32.77	13.33	-2,359,144	4,839,633
2017-06-21	2017-06-19	4	PSTG	Pure Storage, Inc. Class A Common Stock	S - Sale		-1,326	2,721	-32.77	13.33	-17,682	36,283
2017-06-21	2017-06-19	4	PSTG	Pure Storage, Inc. Class A Common Stock	S - Sale		-89,745	184,107	-32.77	13.33	-1,196,714	2,454,993
2017-06-19	2017-06-16	4	PSTG	Pure Storage, Inc. Class A Common Stock	S - Sale		-4,688	10,489	-30.89	13.23	-62,002	138,724
2017-06-19	2017-06-16	4	PSTG	Pure Storage, Inc. Class A Common Stock	S - Sale		-241,254	539,857	-30.89	13.23	-3,190,753	7,139,987
2017-06-19	2017-06-16	4	PSTG	Pure Storage, Inc. Class A Common Stock	S - Sale		-122,380	273,852	-30.89	13.23	-1,618,561	3,621,884
2017-06-19	2017-06-16	4	PSTG	Pure Storage, Inc. Class A Common Stock	S - Sale		-1,809	4,047	-30.89	13.23	-23,925	53,524
2017-06-19	2017-06-16	4	PSTG	Pure Storage, Inc. Class A Common Stock	S - Sale		-4,869	10,899	-30.88	13.23	-64,396	144,147
2017-06-19	2017-06-15	4	PSTG	Pure Storage, Inc. Class A Common Stock	S - Sale		-13,125	15,177	-46.37	13.13	-172,302	199,241
2017-06-19	2017-06-15	4	PSTG	Pure Storage, Inc. Class A Common Stock	S - Sale		-675,511	781,111	-46.38	13.13	-8,867,973	10,254,269
2017-06-19	2017-06-15	4	PSTG	Pure Storage, Inc. Class A Common Stock	S - Sale		-342,664	396,232	-46.38	13.13	-4,498,424	5,201,654
2017-06-19	2017-06-15	4	PSTG	Pure Storage, Inc. Class A Common Stock	S - Sale		-5,065	5,856	-46.38	13.13	-66,492	76,876
2017-06-19	2017-06-15	4	PSTG	Pure Storage, Inc. Class A Common Stock	S - Sale		-13,635	15,768	-46.37	13.13	-178,998	206,999
2017-06-13	2017-06-09	4	PSTG	Pure Storage, Inc. Class A Common Stock	S - Sale		-239	28,302	-0.84	13.00	-3,107	367,926
2017-06-13	2017-06-09	4	PSTG	Pure Storage, Inc. Class A Common Stock	S - Sale		-247	29,403	-0.83	13.00	-3,211	382,239
2017-06-13	2017-06-09	4	PSTG	Pure Storage, Inc. Class A Common Stock	S - Sale		-12,279	1,456,622	-0.84	13.00	-159,627	18,936,086
2017-06-13	2017-06-09	4	PSTG	Pure Storage, Inc. Class A Common Stock	S - Sale		-92	10,921	-0.84	13.00	-1,196	141,973
2017-06-13	2017-06-09	4	PSTG	Pure Storage, Inc. Class A Common Stock	S - Sale		-6,229	738,896	-0.84	13.00	-80,977	9,605,648
2017-06-09	2017-06-07	4	PSTG	Pure Storage, Inc. Class A Common Stock	S - Sale		-390	28,541	-1.35	13.19	-5,146	376,584
2017-06-09	2017-06-07	4	PSTG	Pure Storage, Inc. Class A Common Stock	S - Sale		-405	29,650	-1.35	13.19	-5,344	391,217
2017-06-09	2017-06-07	4	PSTG	Pure Storage, Inc. Class A Common Stock	S - Sale		-20,050	1,468,901	-1.35	13.19	-264,550	19,381,414
2017-06-09	2017-06-07	4	PSTG	Pure Storage, Inc. Class A Common Stock	S - Sale		-150	11,013	-1.34	13.19	-1,979	145,311
2017-06-09	2017-06-07	4	PSTG	Pure Storage, Inc. Class A Common Stock	S - Sale		-10,171	745,125	-1.35	13.19	-134,201	9,831,552
2017-05-26	2017-05-24	4	HDP	Hortonworks, Inc. Common Stock	A - Award		10,838	23,836	83.38
2017-03-10	2017-03-09	4	PSTG	Pure Storage, Inc. Class A. Common Stock	S - Sale		-11,975	28,931	-29.27	10.18	-121,852	294,387
2017-03-10	2017-03-09	4	PSTG	Pure Storage, Inc. Class A. Common Stock	S - Sale		-12,441	30,055	-29.28	10.18	-126,593	305,825
2017-03-10	2017-03-09	4	PSTG	Pure Storage, Inc. Class A. Common Stock	S - Sale		-616,339	1,488,951	-29.28	10.18	-6,271,557	15,150,821
2017-03-10	2017-03-09	4	PSTG	Pure Storage, Inc. Class A Common Stock	S - Sale		-4,621	11,163	-29.28	10.18	-47,021	113,589
2017-03-10	2017-03-09	4	PSTG	Pure Storage, Inc. Class A Common Stock	S - Sale		-312,648	755,296	-29.28	10.18	-3,181,350	7,685,514
2017-03-09	2017-03-08	4	PSTG	Pure Storage, Inc. Class A Common Stock	S - Sale		-3,212	40,906	-7.28	10.36	-33,289	423,954
2017-03-09	2017-03-08	4	PSTG	Pure Storage, Inc. Class A Common Stock	S - Sale		-3,337	42,496	-7.28	10.36	-34,585	440,433
2017-03-09	2017-03-08	4	PSTG	Pure Storage, Inc. Class A Common Stock	S - Sale		-165,325	2,105,290	-7.28	10.36	-1,713,445	21,819,436
2017-03-09	2017-03-08	4	PSTG	Pure Storage, Inc. Class A Common Stock	S - Sale		-1,239	15,784	-7.28	10.36	-12,841	163,587
2017-03-09	2017-03-08	4	PSTG	Pure Storage, Inc. Class A Common Stock	S - Sale		-83,863	1,067,944	-7.28	10.36	-869,165	11,068,278
2017-03-09	2017-03-07	4	PSTG	Pure Storage, Inc. Class A Common Stock	S - Sale		-13,750	44,118	-23.76	10.43	-143,345	459,935
2017-03-09	2017-03-07	4	PSTG	Pure Storage, Inc. Class A Common Stock	S - Sale		-14,285	45,833	-23.76	10.43	-148,923	477,814
2017-03-09	2017-03-07	4	PSTG	Pure Storage, Inc. Class A Common Stock	S - Sale		-707,677	2,270,615	-23.76	10.43	-7,377,603	23,671,388
2017-03-09	2017-03-07	4	PSTG	Pure Storage, Inc. Class A Common Stock	S - Sale		-5,306	17,023	-23.76	10.43	-55,316	177,466
2017-03-09	2017-03-07	4	PSTG	Pure Storage, Inc. Class A Common Stock	S - Sale		-358,982	1,151,807	-23.76	10.43	-3,742,423	12,007,703
2017-01-10	2017-01-09	4	PSTG	Pure Storage, Inc. Class A Common Stock	S - Sale		-16,885	57,868	-22.59	12.03	-203,093	696,036
2017-01-10	2017-01-09	4	PSTG	Pure Storage, Inc. Class A Common Stock	S - Sale		-17,541	60,118	-22.59	12.03	-210,983	723,099
2017-01-10	2017-01-09	4	PSTG	Pure Storage, Inc. Class A Common Stock	S - Sale		-869,028	2,978,291	-22.59	12.03	-10,452,669	35,822,884
2017-01-10	2017-01-09	4	PSTG	Pure Storage, Inc. Class A Common Stock	S - Sale		-6,516	22,239	-22.66	12.03	-78,374	267,491
2017-01-10	2017-01-09	4	PSTG	Pure Storage, Inc. Class A Common Stock	S - Sale		-440,829	1,510,789	-22.59	12.03	-5,302,291	18,171,770
2017-01-09	2017-01-06	4	PSTG	Pure Storage, Inc. Class A Common Stock	S - Sale		-3,137	74,753	-4.03	12.03	-37,753	899,630
2017-01-09	2017-01-06	4	PSTG	Pure Storage, Inc. Class A Common Stock	S - Sale		-3,259	77,659	-4.03	12.03	-39,221	934,603
2017-01-09	2017-01-06	4	PSTG	Pure Storage, Inc. Class A Common Stock	S - Sale		-161,479	3,847,319	-4.03	12.03	-1,943,351	46,301,330
2017-01-09	2017-01-06	4	PSTG	Pure Storage, Inc. Class A Common Stock	S - Sale		-1,211	28,845	-4.03	12.03	-14,574	347,141
2017-01-09	2017-01-06	4	PSTG	Pure Storage, Inc. Class A Common Stock	S - Sale		-81,914	1,951,618	-4.03	12.03	-985,810	23,487,137
2017-01-06	2017-01-05	4	PSTG	Pure Storage, Inc. Class A Common Stock	S - Sale		-3,125	77,890	-3.86	12.01	-37,519	935,147
2017-01-06	2017-01-05	4	PSTG	Pure Storage, Inc. Class A Common Stock	S - Sale		-3,246	80,918	-3.86	12.01	-38,971	971,502
2017-01-06	2017-01-05	4	PSTG	Pure Storage, Inc. Class A Common Stock	S - Sale		-160,836	4,008,798	-3.86	12.01	-1,930,997	48,129,629
2017-01-06	2017-01-05	4	PSTG	Pure Storage, Inc. Class A Common Stock	S - Sale		-1,206	30,056	-3.86	12.01	-14,479	360,852
2017-01-06	2017-01-05	4	PSTG	Pure Storage, Inc. Class A Common Stock	S - Sale		-81,587	2,033,532	-3.86	12.01	-979,534	24,414,585
2016-12-22	2016-12-21	4	PSTG	Pure Storage, Inc. Class A Common Stock	S - Sale		-46	81,015	-0.06	12.02	-553	973,622
2016-12-22	2016-12-21	4	PSTG	Pure Storage, Inc. Class A Common Stock	S - Sale		-48	84,164	-0.06	12.02	-577	1,011,466
2016-12-22	2016-12-21	4	PSTG	Pure Storage, Inc. Class A Common Stock	S - Sale		-2,380	4,169,634	-0.06	12.02	-28,602	50,109,827
2016-12-22	2016-12-21	4	PSTG	Pure Storage, Inc. Class A Common Stock	S - Sale		-18	31,262	-0.06	12.02	-216	375,700
2016-12-22	2016-12-21	4	PSTG	Pure Storage, Inc. Class A Common Stock	S - Sale		-1,208	2,115,119	-0.06	12.02	-14,518	25,419,077
2016-12-20	2016-12-20	4	PSTG	Pure Storage, Inc. Class A Common Stock	S - Sale		-125	81,061	-0.15	12.09	-1,511	980,011
2016-12-20	2016-12-20	4	PSTG	Pure Storage, Inc. Class A Common Stock	S - Sale		-130	84,212	-0.15	12.09	-1,572	1,018,106
2016-12-20	2016-12-20	4	PSTG	Pure Storage, Inc. Class A Common Stock	S - Sale		-6,433	4,172,014	-0.15	12.09	-77,774	50,438,815
2016-12-20	2016-12-20	4	PSTG	Pure Storage, Inc. Class A Common Stock	S - Sale		-48	31,280	-0.15	12.09	-580	378,169
2016-12-20	2016-12-20	4	PSTG	Pure Storage, Inc. Class A Common Stock	S - Sale		-3,264	2,116,327	-0.15	12.09	-39,461	25,585,970
2016-12-20	2016-12-19	4	PSTG	Pure Storage, Inc. Class A Common Stock	S - Sale		-1,681	81,186	-2.03	12.01	-20,191	975,133
2016-12-20	2016-12-19	4	PSTG	Pure Storage, Inc. Class A Common Stock	S - Sale		-1,747	84,342	-2.03	12.01	-20,983	1,013,040
2016-12-20	2016-12-19	4	PSTG	Pure Storage, Inc. Class A Common Stock	S - Sale		-86,529	4,178,448	-2.03	12.01	-1,039,308	50,187,757
2016-12-20	2016-12-19	4	PSTG	Pure Storage, Inc. Class A Common Stock	S - Sale		-649	31,328	-2.03	12.01	-7,795	376,284
2016-12-20	2016-12-19	4	PSTG	Pure Storage, Inc. Class A Common Stock	S - Sale		-43,894	2,119,591	-2.03	12.01	-527,215	25,458,619
2016-12-20	2016-12-16	4	PSTG	Pure Storage, Inc. Class A Common Stock	S - Sale		-2,500	82,867	-2.93	12.00	-30,000	994,404
2016-12-20	2016-12-16	4	PSTG	Pure Storage, Inc. Class A Common Stock	S - Sale		-2,597	86,089	-2.93	12.00	-31,164	1,033,068
2016-12-20	2016-12-16	4	PSTG	Pure Storage, Inc. Class A Common Stock	S - Sale		-128,669	4,264,977	-2.93	12.00	-1,544,028	51,179,724
2016-12-20	2016-12-16	4	PSTG	Pure Storage, Inc. Class A Common Stock	S - Sale		-965	31,977	-2.93	12.00	-11,580	383,724
2016-12-20	2016-12-16	4	PSTG	Pure Storage, Inc. Class A Common Stock	S - Sale		-65,269	2,163,485	-2.93	12.00	-783,228	25,961,820
2016-12-20	2016-12-01	4	PSTG	Pure Storage, Inc. Class B Common Stock	C - Conversion		-85,367	85,367	-50.00
2016-12-20	2016-12-01	4	PSTG	Pure Storage, Inc. Class B Common Stock	C - Conversion		-88,686	88,686	-50.00
2016-12-20	2016-12-01	4	PSTG	Pure Storage, Inc. Class B Common Stock	C - Conversion		-4,393,646	4,393,646	-50.00
2016-12-20	2016-12-01	4	PSTG	Pure Storage, Inc. Class B Common Stock	C - Conversion		-32,942	32,942	-50.00
2016-12-20	2016-12-01	4	PSTG	Pure Storage, Inc. Class B Common Stock	C - Conversion		-2,228,754	2,228,754	-50.00
2016-12-20	2016-12-01	4	PSTG	Pure Storage, Inc. Class A Common Stock	C - Conversion		85,367	85,367
2016-12-20	2016-12-01	4	PSTG	Pure Storage, Inc. Class A Common Stock	C - Conversion		88,686	88,686
2016-12-20	2016-12-01	4	PSTG	Pure Storage, Inc. Class A Common Stock	C - Conversion		4,393,646	4,393,646
2016-12-20	2016-12-01	4	PSTG	Pure Storage, Inc. Class A Common Stock	C - Conversion		32,942	32,942
2016-12-20	2016-12-01	4	PSTG	Pure Storage, Inc. Class A Common Stock	C - Conversion		2,228,754	2,228,754
2016-05-27	2016-05-25	4	HDP	Hortonworks, Inc. Common Stock	A - Award		12,998	19,932	187.45
2016-05-27	2016-01-05	4	HDP	Hortonworks, Inc. Common Stock	G - Gift		-9,375	6,934	-57.48
2015-10-13	2015-10-13	4	PSTG	Pure Storage, Inc. Class B Common Stock	C - Conversion		85,367	85,367
2015-10-13	2015-10-13	4	PSTG	Pure Storage, Inc. Series F Preferred Stock	C - Conversion		-15,897	0	-100.00
2015-10-13	2015-10-13	4	PSTG	Pure Storage, Inc. Series E Preferred Stock	C - Conversion		-19,754	0	-100.00
2015-10-13	2015-10-13	4	PSTG	Pure Storage, Inc. Series D Preferred Stock	C - Conversion		-49,716	0	-100.00
2015-10-13	2015-10-13	4	PSTG	Pure Storage, Inc. Class B Common Stock	C - Conversion		88,686	88,686
2015-10-13	2015-10-13	4	PSTG	Pure Storage, Inc. Series E Preferred Stock	C - Conversion		-10,974	0	-100.00
2015-10-13	2015-10-13	4	PSTG	Pure Storage, Inc. Series D Preferred Stock	C - Conversion		-77,712	0	-100.00
2015-10-13	2015-10-13	4	PSTG	Pure Storage, Inc. Class B Common Stock	C - Conversion		4,393,646	4,393,646
2015-10-13	2015-10-13	4	PSTG	Pure Storage, Inc. Series E Preferred Stock	C - Conversion		-543,698	0	-100.00
2015-10-13	2015-10-13	4	PSTG	Pure Storage, Inc. Series D Preferred Stock	C - Conversion		-3,849,948	0	-100.00
2015-10-13	2015-10-13	4	PSTG	Pure Storage, Inc. Class B Common Stock	C - Conversion		32,942	32,942
2015-10-13	2015-10-13	4	PSTG	Pure Storage, Inc. Series F Preferred Stock	C - Conversion		-18,276	0	-100.00
2015-10-13	2015-10-13	4	PSTG	Pure Storage, Inc. Series E Preferred Stock	C - Conversion		-14,666	0	-100.00
2015-10-13	2015-10-13	4	PSTG	Pure Storage, Inc. Class B Common Stock	C - Conversion		2,228,754	2,228,754
2015-10-13	2015-10-13	4	PSTG	Pure Storage, Inc. Series F Preferred Stock	C - Conversion		-1,237,614	0	-100.00
2015-10-13	2015-10-13	4	PSTG	Pure Storage, Inc. Series E Preferred Stock	C - Conversion		-991,140	0	-100.00
2015-05-22	2015-05-13	4	HDP	Hortonworks, Inc. Common Stock	A - Award		6,934	16,309	73.96
2014-12-18	2014-12-17	4	HDP	Hortonworks, Inc. Series D Convertible Preferred Stock	C - Conversion		-4,069	0	-100.00
2014-12-18	2014-12-17	4	HDP	Hortonworks, Inc. Series D Convertible Preferred Stock	C - Conversion		-1,575	0	-100.00
2014-12-18	2014-12-17	4	HDP	Hortonworks, Inc. Series D Convertible Preferred Stock	C - Conversion		-194,468	0	-100.00
2014-12-18	2014-12-17	4	HDP	Hortonworks, Inc. Series D Convertible Preferred Stock	C - Conversion		-17,073	0	-100.00
2014-12-18	2014-12-17	4	HDP	Hortonworks, Inc. Series D Convertible Preferred Stock	C - Conversion		-179,864	0	-100.00
2014-12-18	2014-12-17	4	HDP	Hortonworks, Inc. Series C Convertible Preferred Stock	C - Conversion		-5,338	0	-100.00
2014-12-18	2014-12-17	4	HDP	Hortonworks, Inc. Series C Convertible Preferred Stock	C - Conversion		-2,067	0	-100.00
2014-12-18	2014-12-17	4	HDP	Hortonworks, Inc. Series C Convertible Preferred Stock	C - Conversion		-255,077	0	-100.00
2014-12-18	2014-12-17	4	HDP	Hortonworks, Inc. Series C Convertible Preferred Stock	C - Conversion		-22,394	0	-100.00
2014-12-18	2014-12-17	4	HDP	Hortonworks, Inc. Series C Convertible Preferred Stock	C - Conversion		-235,921	0	-100.00
2014-12-18	2014-12-17	4	HDP	Hortonworks, Inc. Series B Convertible Preferred Stock	C - Conversion		-58,283	0	-100.00
2014-12-18	2014-12-17	4	HDP	Hortonworks, Inc. Series B Convertible Preferred Stock	C - Conversion		-22,560	0	-100.00
2014-12-18	2014-12-17	4	HDP	Hortonworks, Inc. Series B Convertible Preferred Stock	C - Conversion		-2,784,961	0	-100.00
2014-12-18	2014-12-17	4	HDP	Hortonworks, Inc. Series B Convertible Preferred Stock	C - Conversion		-244,497	0	-100.00
2014-12-18	2014-12-17	4	HDP	Hortonworks, Inc. Series B Convertible Preferred Stock	C - Conversion		-2,575,816	0	-100.00
2014-12-18	2014-12-17	4	HDP	Hortonworks, Inc. Common Stock	C - Conversion		33,843	35,124	2,641.92
2014-12-18	2014-12-17	4	HDP	Hortonworks, Inc. Common Stock	C - Conversion		13,100	13,596	2,641.13
2014-12-18	2014-12-17	4	HDP	Hortonworks, Inc. Common Stock	C - Conversion		1,617,252	1,678,475	2,641.58
2014-12-18	2014-12-17	4	HDP	Hortonworks, Inc. Common Stock	C - Conversion		141,981	147,355	2,642.00
2014-12-18	2014-12-17	4	HDP	Hortonworks, Inc. Common Stock	C - Conversion		1,495,800	1,552,425	2,641.59
2014-12-18	2014-12-17	4	HDP	Hortonworks, Inc. Common Stock	P - Purchase		1,025	1,281	400.39	16.00	16,400	20,496
2014-12-18	2014-12-17	4	HDP	Hortonworks, Inc. Common Stock	P - Purchase		397	496	401.01	16.00	6,352	7,936
2014-12-18	2014-12-17	4	HDP	Hortonworks, Inc. Common Stock	P - Purchase		48,978	61,223	399.98	16.00	783,648	979,568
2014-12-18	2014-12-17	4	HDP	Hortonworks, Inc. Common Stock	P - Purchase		4,300	5,374	400.37	16.00	68,800	85,984
2014-12-18	2014-12-17	4	HDP	Hortonworks, Inc. Common Stock	P - Purchase		45,300	56,625	400.00	16.00	724,800	906,000
2014-12-16	2014-12-12	4	HDP	Hortonworks, Inc. Common Stock	A - Award		9,375	9,375
2014-12-11		3	HDP	Hortonworks, Inc. Common Stock				36,324
2014-12-11		3	HDP	Hortonworks, Inc. Common Stock				26,073
2014-12-11		3	HDP	Hortonworks, Inc. Common Stock				37,244
2014-12-11		3	HDP	Hortonworks, Inc. Common Stock				25,098
2014-12-11		3	HDP	Hortonworks, Inc. Common Stock				25,255
2014-12-11		3	HDP	Hortonworks, Inc. Common Stock				36,324
2014-12-11		3	HDP	Hortonworks, Inc. Common Stock				26,073
2014-12-11		3	HDP	Hortonworks, Inc. Common Stock				37,244
2014-12-11		3	HDP	Hortonworks, Inc. Common Stock				25,098
2014-12-11		3	HDP	Hortonworks, Inc. Common Stock				25,255

공개 시장에서 또는 사적으로 비파생증권 또는 파생증권 매입

공개 시장에서 또는 사적으로 비파생증권 또는 파생증권 매각

자사로부터 유가증권(옵션 등)을 보조, 지급 또는 기타 취득

파생상품 전환

자사에게 유가증권을 매각 또는 양도

기업으로부터 인도 받은 유가증권의 일부를 사용한 행사 가격 또는 조세 채무의 지급

내부자에 의한 또는 내부자에게 증권 증여

지분스왑 및 유사 위험 회피거래

자사로부터 인도 받은 파생증권(옵션 등)의 행사 또는 전환

보고서 양식 4에 자진 신고된 거래

기타 (거래 내용을 설명하는 각주와 동반)