소개

이 페이지에서는 Myron E Iii Ullman의 공개된 내부자의 매매 거래 내역을 종합적으로 분석합니다. 내부자들은 기업의 임원(내부 경영진), 이사 또는 주요 투자자입니다. 일반적으로 내부자가 중요한 비공개 정보를 기반으로 자신이 속한 기업을 거래하는 것은 불법으로 간주됩니다. 이것은 내부자가 자신의 기업 내에서 행하는 모든 거래가 불법이라는 것을 뜻은 아닙니다. 그러나 그들은 자신들의 모든 거래를 양식 4를 통해 SEC에 보고해야만 합니다. 이러한 제한에도 불구하고, 학계 연구에 따르면 내부자는, 일반적으로, 자신의 회사 주식에 대한 실적이 시장의 수익률을 능가하는 경향성을 보였습니다.

평균 거래 수익성

평균 거래 수익성은 내부자가 지난 3년 동안 매입한 모든 "공개 시장"(Open market)에서의 매입의 평균 수익률입니다. 이를 계산하기 위해 10b5-1 거래 계획의 일부로 표시된 모든 거래를 제외하고 내부자가 계획되지 않은 모든 오픈 마켓에서의 매입을 조사합니다. 그런 다음 3개월, 6개월, 12개월 동안 해당 거래의 평균 성과를 계산하여 각 거래에 대한 최종 성과 지표를 생성합니다. 마지막으로 내부자에 대한 성과 지표를 계산하기 위해 모든 성과 지표의 평균을 내립니다. 이 목록에는 지난 2년 동안 최소 3번 이상 거래한 내부자만 포함됩니다.

내부자의 매매 거래 수익성이 "해당 없음"인 경우, 내부자는 지난 3년 동안 공개 시장에서 매수한 적이 없거나, 거래가 너무 최근에 이루어져서 신뢰할 수 있는 성과 지표를 산출할 수 없는 경우에 해당합니다.

업데이트 주기: 일별

최고 수익율의 내부자 목록을 확인하세요.

내부자 포지션이 보고된 기업

SEC 서류에 따르면 Myron E Iii Ullman 기업이 다음 기업에 대한 보유 또는 거래를 보고했습니다:

증권 소유권 최근 보고된 보유 주식
Director 0
US:SBUX / Starbucks Corporation Director 0
US:JCP / J.C. Penney Co., Inc. Chairman of the Board, Director 96,446
US:SKS / Saks Inc Director 32,852
US:PZN / Pzena Investment Management Inc - Class A Director 0
차트 해석 방법

아래 차트는 Myron E Iii Ullman에 의한 각 "공개 시장"(Open market)에서 계획되지 않은 거래 이후 증권의 주가 실적을 보여줍니다. 계획되지 않은 거래는 10b5-1 거래 계획의 일환으로 이루어지지 않은 거래입니다. 주가 실적은 주가의 누적 백분율 변화로 표시됩니다. 예를 들어, 2019년 1월 1일 내부자의 매매 거래가 이루어졌을 경우, 차트는 현재까지 증권의 일별 백분율 변화를 보여줍니다. 이 기간 동안 주가가 10달러에서 15달러로 간다면, 주가의 누적 백분율 변화는 50%가 됩니다. 10달러에서 20달러로의 가격 변화는 100%가 되며, 10달러에서 5달러로의 가격 변화는 -50%가 됩니다.

궁극적으로 내부자의 매매 거래가 내부자의 정보를 이용하여 이익을 얻기 위해 거래 타이밍을 맞추고 있는지 확인하기 위해 내부자의 매매 거래가 주가의 초과 수익률(양 또는 음)과 얼마나 밀접한 상관 관계가 있는지 확인하고자 합니다. 내부자가 이러한 작업을 수행하고 있는 상황을 고려해 보겠습니다. 이러한 상황에서 우리는 (a) 매입 후 양의 수익률 또는 (b) 매각 후 음의 수익률을 기대할 수 있습니다. (a)의 경우, 매입 차트는 상향으로 기울어진 일련의 곡선을 보여주며, 각 매입 거래 후 양의 수익률을 나타냅니다. (b)의 경우, SALE 차트는 하향으로 기울어진 일련의 곡선을 보여주며, 각 판매 거래 후 음의 수익률을 나타냅니다.

그러나 이것만으로는 결론을 도출하기에 충분하지 않습니다. 예를 들어, 해당 기업의 주가가 수년에 걸쳐 비주기적 상승 추세에 있다면, Fintel은 매입 후 도표가 모두 상향 곡선으로 예상할 수 있습니다. 마찬가지로, 수년에 걸쳐 비주기적 하락은 거래 후에 하향 곡선으로 초래할 가능성이 높습니다. 이 도표들 중 어느 것도 내부자의 매매 거래 활동을 시사하지는 않습니다.

가장 강력한 지표는 주가가 극단적으로 순환하는 상황일 것이고, PURCHASE 차트에는 긍정적인 시그널이, SALE 차트에는 부정적인 플롯이 존재했습니다. 이는 자신들의 금전적 이익을 위한 거래 타이밍을 재던 내부자에 의한 상황일 가능성이 높습니다.

내부자의 매매 거래 내역

아래 표는 증권거래위원회(SEC)에 공시된 Myron E Iii Ullman의 내부자의 전체 거래 목록입니다.

보고일 거래일 보고 티커 증권 코드 10b5-1 지분 잔여 지분 변동률
(%)
지분
가치
거래
가치
잔여
가치
2020-12-31 2020-12-29 4 TCO TAUBMAN CENTERS INC
Common Stock
D - Sale to Issuer -15,025 0 -100.00
2020-12-31 2020-12-29 4 TCO TAUBMAN CENTERS INC
Common Stock
D - Sale to Issuer -26,506 15,025 -63.82
2020-12-02 2020-12-01 4 TCO TAUBMAN CENTERS INC
Common Stock
A - Award 732 41,530 1.79
2020-11-04 2020-11-02 4 SBUX STARBUCKS CORP
Non-qualified Stock Option (Right to Buy)
M - Exercise -4,258 0 -100.00
2020-11-04 2020-11-02 4 SBUX STARBUCKS CORP
Common Stock
S - Sale X -4,258 18,524 -18.69 87.56 -372,830 1,621,994
2020-11-04 2020-11-02 4 SBUX STARBUCKS CORP
Common Stock
M - Exercise X 4,258 22,782 22.99 15.39 65,541 350,678
2020-10-05 2020-10-01 4 SBUX STARBUCKS CORP
Non-qualified Stock Option (Right to Buy)
M - Exercise -4,252 4,258 -49.96
2020-10-05 2020-10-01 4 SBUX STARBUCKS CORP
Common Stock
S - Sale X -4,252 18,524 -18.67 86.97 -369,796 1,611,064
2020-10-05 2020-10-01 4 SBUX STARBUCKS CORP
Common Stock
M - Exercise X 4,252 22,776 22.95 15.39 65,449 350,585
2020-09-03 2020-09-01 4 SBUX STARBUCKS CORP
Non-qualified Stock Option (Right to Buy)
M - Exercise -4,252 8,510 -33.32
2020-09-03 2020-09-01 4 SBUX STARBUCKS CORP
Common Stock
S - Sale X -4,252 18,524 -18.67 84.77 -360,442 1,570,311
2020-09-03 2020-09-01 4 SBUX STARBUCKS CORP
Common Stock
M - Exercise X 4,252 22,776 22.95 15.39 65,449 350,585
2020-09-02 2020-09-01 4 TCO TAUBMAN CENTERS INC
Common Stock
A - Award 816 40,799 2.04
2020-08-05 2020-08-03 4 SBUX STARBUCKS CORP
Non-qualified Stock Option (Right to Buy)
M - Exercise -4,252 12,762 -24.99
2020-08-05 2020-08-03 4 SBUX STARBUCKS CORP
Common Stock
S - Sale X -4,252 18,500 -18.69 76.53 -325,406 1,415,838
2020-08-05 2020-08-03 4 SBUX STARBUCKS CORP
Common Stock
M - Exercise X 4,252 22,752 22.98 15.39 65,449 350,217
2020-07-06 2020-07-01 4 SBUX STARBUCKS CORP
Non-qualified Stock Option (Right to Buy)
M - Exercise -4,252 17,014 -19.99
2020-07-06 2020-07-01 4 SBUX STARBUCKS CORP
Common Stock
S - Sale X -4,252 18,500 -18.69 74.09 -315,031 1,370,697
2020-07-06 2020-07-01 4 SBUX STARBUCKS CORP
Common Stock
M - Exercise X 4,252 22,752 22.98 15.39 65,449 350,217
2020-06-03 2020-06-01 4 TCO TAUBMAN CENTERS INC
Common Stock
A - Award 4,200 39,983 11.74
2020-06-03 2020-06-01 4 SBUX STARBUCKS CORP
Non-qualified Stock Option (Right to Buy)
M - Exercise -4,252 21,266 -16.66
2020-06-03 2020-06-01 4 SBUX STARBUCKS CORP
Common Stock
S - Sale X -4,252 18,500 -18.69 77.66 -330,210 1,436,743
2020-06-03 2020-06-01 4 SBUX STARBUCKS CORP
Common Stock
M - Exercise X 4,252 22,752 22.98 15.39 65,449 350,217
2020-05-05 2020-05-01 4 SBUX STARBUCKS CORP
Non-qualified Stock Option (Right to Buy)
M - Exercise -4,252 25,518 -14.28
2020-05-05 2020-05-01 4 SBUX STARBUCKS CORP
Common Stock
S - Sale X -4,252 18,476 -18.71 74.89 -318,432 1,383,667
2020-05-05 2020-05-01 4 SBUX STARBUCKS CORP
Common Stock
M - Exercise X 4,252 22,728 23.01 15.39 65,449 349,841
2020-04-03 2020-04-01 4 SBUX STARBUCKS CORP
Non-qualified Stock Option (Right to Buy)
M - Exercise -4,252 29,770 -12.50
2020-04-03 2020-04-01 4 SBUX STARBUCKS CORP
Common Stock
S - Sale X -4,252 18,476 -18.71 62.99 -267,833 1,163,803
2020-04-03 2020-04-01 4 SBUX STARBUCKS CORP
Common Stock
M - Exercise X 4,252 22,728 23.01 15.39 65,449 349,841
2020-04-02 2020-04-01 4 TCO TAUBMAN CENTERS INC
Common Stock
A - Award 1,055 35,783 3.04
2020-03-20 2020-03-18 4 SBUX STARBUCKS CORP
Non-qualified Stock Option (Right to Buy)
A - Award 15,005 15,005
2020-03-04 2020-03-02 4 SBUX STARBUCKS CORP
Non-qualified Stock Option (Right to Buy)
M - Exercise -4,252 34,022 -11.11
2020-03-04 2020-03-02 4 SBUX STARBUCKS CORP
Common Stock
S - Sale X -4,252 18,476 -18.71 77.92 -331,316 1,439,649
2020-03-04 2020-03-02 4 SBUX STARBUCKS CORP
Common Stock
M - Exercise X 4,252 22,728 23.01 15.39 65,449 349,841
2020-02-05 2020-02-03 4 SBUX STARBUCKS CORP
Non-qualified Stock Option (Right to Buy)
M - Exercise -4,252 38,274 -10.00
2020-02-05 2020-02-03 4 SBUX STARBUCKS CORP
Common Stock
S - Sale X -4,252 18,455 -18.73 85.17 -362,143 1,571,819
2020-02-05 2020-02-03 4 SBUX STARBUCKS CORP
Common Stock
M - Exercise X 4,252 22,707 23.04 15.39 65,449 349,519
2020-01-06 2020-01-02 4 TCO TAUBMAN CENTERS INC
Common Stock
A - Award 2,131 34,415 6.60
2020-01-03 2020-01-02 4 SBUX STARBUCKS CORP
Non-qualified Stock Option (Right to Buy)
M - Exercise -4,252 42,526 -9.09
2020-01-03 2020-01-02 4 SBUX STARBUCKS CORP
Common Stock
S - Sale X -4,252 18,455 -18.73 88.12 -374,686 1,626,261
2020-01-03 2020-01-02 4 SBUX STARBUCKS CORP
Common Stock
M - Exercise X 4,252 22,707 23.04 15.39 65,449 349,519
2019-11-05 2019-11-01 4 SBUX STARBUCKS CORP
Non-qualified Stock Option (Right to Buy)
M - Exercise -9,973 0 -100.00
2019-11-05 2019-11-01 4 SBUX STARBUCKS CORP
Common Stock
S - Sale X -9,973 18,434 -35.11 84.79 -845,611 1,563,001
2019-11-05 2019-11-01 4 SBUX STARBUCKS CORP
Common Stock
M - Exercise X 9,973 28,407 54.10 11.03 110,002 313,327
2019-10-03 2019-10-01 4 SBUX STARBUCKS CORP
Non-qualified Stock Option (Right to Buy)
M - Exercise -9,973 9,973 -50.00
2019-10-03 2019-10-01 4 SBUX STARBUCKS CORP
Common Stock
S - Sale X -9,973 18,434 -35.11 88.63 -883,907 1,633,787
2019-10-03 2019-10-01 4 SBUX STARBUCKS CORP
Common Stock
M - Exercise X 9,973 28,407 54.10 11.03 110,002 313,327
2019-10-02 2019-10-01 4 TCO TAUBMAN CENTERS INC
Common Stock
A - Award 1,451 31,906 4.76
2019-09-05 2019-09-03 4 SBUX STARBUCKS CORP
Non-qualified Stock Option (Right to Buy)
M - Exercise -9,973 19,946 -33.33
2019-09-05 2019-09-03 4 SBUX STARBUCKS CORP
Common Stock
S - Sale X -9,973 18,434 -35.11 96.42 -961,597 1,777,386
2019-09-05 2019-09-03 4 SBUX STARBUCKS CORP
Common Stock
M - Exercise X 9,973 28,407 54.10 11.03 110,002 313,327
2019-08-02 2019-08-01 4 SBUX STARBUCKS CORP
Non-qualified Stock Option (Right to Buy)
M - Exercise -9,973 29,919 -25.00
2019-08-02 2019-08-01 4 SBUX STARBUCKS CORP
Common Stock
S - Sale X -9,973 18,417 -35.13 95.00 -947,435 1,749,615
2019-08-02 2019-08-01 4 SBUX STARBUCKS CORP
Common Stock
M - Exercise X 9,973 28,390 54.15 11.03 110,002 313,142
2019-07-03 2019-07-01 4 SBUX STARBUCKS CORP
Non-qualified Stock Option (Right to Buy)
M - Exercise -9,973 39,892 -20.00
2019-07-03 2019-07-01 4 SBUX STARBUCKS CORP
Common Stock
S - Sale X -9,973 18,417 -35.13 84.64 -844,115 1,558,815
2019-07-03 2019-07-01 4 SBUX STARBUCKS CORP
Common Stock
M - Exercise X 9,973 28,390 54.15 11.03 110,002 313,142
2019-07-02 2019-07-01 4 TCO TAUBMAN CENTERS INC
Common Stock
A - Award 1,451 30,214 5.04
2019-06-05 2019-06-03 4 SBUX STARBUCKS CORP
Non-qualified Stock Option (Right to Buy)
M - Exercise -9,973 49,865 -16.67
2019-06-05 2019-06-03 4 SBUX STARBUCKS CORP
Common Stock
S - Sale X -9,973 18,417 -35.13 76.12 -759,145 1,401,902
2019-06-05 2019-06-03 4 SBUX STARBUCKS CORP
Common Stock
M - Exercise X 9,973 28,390 54.15 11.03 110,002 313,142
2019-04-03 2019-04-01 4 TCO TAUBMAN CENTERS INC
Common Stock
A - Award 1,120 28,555 4.08
2019-03-22 2019-03-20 4 SBUX STARBUCKS CORP
Non-qualified Stock Option (Right to Buy)
A - Award 8,457 8,457
2019-03-22 2019-03-20 4 SBUX STARBUCKS CORP
Common Stock
A - Award 4,397 18,397 31.41
2019-01-04 2019-01-02 4 TCO TAUBMAN CENTERS INC
Common Stock
A - Award 1,302 27,270 5.01
2018-10-02 2018-10-01 4 TCO TAUBMAN CENTERS INC
Common Stock
A - Award 990 25,829 3.99
2018-09-13 2018-09-12 4 SBUX STARBUCKS CORP
Non-qualified Stock Option (Right to Buy)
M - Exercise -84,166 0 -100.00
2018-09-13 2018-09-12 4 SBUX STARBUCKS CORP
Common Stock
S - Sale -84,166 14,000 -85.74 55.05 -4,633,675 770,756
2018-09-13 2018-09-12 4 SBUX STARBUCKS CORP
Common Stock
M - Exercise 84,166 98,166 601.19 4.32 363,597 424,077
2018-09-13 2018-09-11 4 SBUX STARBUCKS CORP
Non-qualified Stock Option (Right to Buy)
M - Exercise -15,000 84,166 -15.13
2018-09-13 2018-09-11 4 SBUX STARBUCKS CORP
Common Stock
S - Sale -15,000 14,000 -51.72 55.04 -825,614 770,573
2018-09-13 2018-09-11 4 SBUX STARBUCKS CORP
Common Stock
M - Exercise 15,000 29,000 107.14 4.32 64,800 125,280
2018-08-22 2018-08-20 4 SBUX STARBUCKS CORP
Non-qualified Stock Option (Right to Buy)
M - Exercise -15,000 99,166 -13.14
2018-08-22 2018-08-20 4 SBUX STARBUCKS CORP
Common Stock
S - Sale -15,000 14,000 -51.72 53.98 -809,738 755,755
2018-08-22 2018-08-20 4 SBUX STARBUCKS CORP
Common Stock
M - Exercise 15,000 29,000 107.14 4.32 64,800 125,280
2018-08-07 2018-08-03 4 SBUX STARBUCKS CORP
Non-qualified Stock Option (Right to Buy)
M - Exercise -15,000 114,166 -11.61
2018-08-07 2018-08-03 4 SBUX STARBUCKS CORP
Common Stock
S - Sale -15,000 14,000 -51.72 52.13 -781,952 729,821
2018-08-07 2018-08-03 4 SBUX STARBUCKS CORP
Common Stock
M - Exercise 15,000 29,000 107.14 4.32 64,800 125,280
2018-07-05 2018-07-02 4 TCO TAUBMAN CENTERS INC
Common Stock
A - Award 1,008 24,734 4.25
2018-04-03 2018-04-02 4 TCO TAUBMAN CENTERS INC
Common Stock
A - Award 1,041 23,625 4.61
2018-03-14 2018-03-12 4 SBUX STARBUCKS CORP
Non-qualified Stock Option (Right to Buy)
M - Exercise -12,500 129,166 -8.82
2018-03-14 2018-03-12 4 SBUX STARBUCKS CORP
Common Stock
S - Sale -12,500 14,000 -47.17 59.27 -740,851 829,753
2018-03-14 2018-03-12 4 SBUX STARBUCKS CORP
Common Stock
M - Exercise 12,500 26,500 89.29 4.32 54,000 114,480
2018-02-12 2018-02-08 4 SBUX STARBUCKS CORP
Non-qualified Stock Option (Right to Buy)
M - Exercise -25,000 141,666 -15.00
2018-02-12 2018-02-08 4 SBUX STARBUCKS CORP
Common Stock
S - Sale -25,000 14,000 -64.10 54.52 -1,363,072 763,321
2018-02-12 2018-02-08 4 SBUX STARBUCKS CORP
Common Stock
M - Exercise 25,000 39,000 178.57 4.32 108,000 168,480
2018-01-03 2018-01-02 4 TCO TAUBMAN CENTERS INC
Common Stock
A - Award 951 22,499 4.41
2017-11-17 2017-11-15 4 SBUX STARBUCKS CORP
Non-qualified Stock Option (Right to Buy)
A - Award 13,755 13,755
2017-10-03 2017-10-02 4 TCO TAUBMAN CENTERS INC
Common Stock
A - Award 1,253 21,484 6.19
2017-09-11 2017-09-07 4 SBUX STARBUCKS CORP
Non-qualified Stock Option (Right to Buy)
M - Exercise -22,966 0 -100.00
2017-09-11 2017-09-07 4 SBUX STARBUCKS CORP
Common Stock
S - Sale -22,966 14,000 -62.13 53.41 -1,226,681 747,781
2017-09-11 2017-09-07 4 SBUX STARBUCKS CORP
Common Stock
M - Exercise 22,966 36,966 164.04 11.44 262,616 422,706
2017-08-11 2017-08-09 4 TCO TAUBMAN CENTERS INC
Common Stock
P - Purchase 3,525 20,171 21.18 56.48 199,092 1,139,258
2017-08-11 2017-08-09 4 TCO TAUBMAN CENTERS INC
Common Stock
P - Purchase 8,800 16,646 112.16 57.07 502,216 949,987
2017-07-05 2017-07-03 4 TCO TAUBMAN CENTERS INC
Common Stock
A - Award 1,045 7,846 15.37
2017-06-16 2017-06-14 4 SBUX STARBUCKS CORP
Non-qualified Stock Option (Right to Buy)
M - Exercise -10,000 22,966 -30.33
2017-06-16 2017-06-14 4 SBUX STARBUCKS CORP
Common Stock
S - Sale -10,000 14,000 -41.67 60.63 -606,300 848,820
2017-06-16 2017-06-14 4 SBUX STARBUCKS CORP
Common Stock
M - Exercise 10,000 24,000 71.43 11.44 114,350 274,440
2017-06-02 2017-05-31 4 SBUX STARBUCKS CORP
Non-qualified Stock Option (Right to Buy)
M - Exercise -10,000 32,966 -23.27
2017-06-02 2017-05-31 4 SBUX STARBUCKS CORP
Common Stock
S - Sale -10,000 14,000 -41.67 63.37 -633,700 887,180
2017-06-02 2017-05-31 4 SBUX STARBUCKS CORP
Common Stock
M - Exercise 10,000 24,000 71.43 11.44 114,350 274,440
2017-05-05 2017-05-03 4 SBUX STARBUCKS CORP
Non-qualified Stock Option (Right to Buy)
M - Exercise -20,000 42,966 -31.76
2017-05-05 2017-05-03 4 SBUX STARBUCKS CORP
Common Stock
S - Sale -20,000 14,000 -58.82 60.43 -1,208,600 846,020
2017-05-05 2017-05-03 4 SBUX STARBUCKS CORP
Common Stock
M - Exercise 20,000 34,000 142.86 11.44 228,700 388,790
2017-04-04 2017-04-03 4 TCO TAUBMAN CENTERS INC
Common Stock
A - Award 943 6,758 16.22
2017-01-05 2017-01-03 4 TCO TAUBMAN CENTERS INC
Common Stock
A - Award 842 5,786 17.03
2016-11-23 2016-11-21 4 SBUX STARBUCKS CORP
Non-qualified Stock Option (Right to Buy)
A - Award 13,902 13,902
2016-10-03 2016-10-03 4 TCO TAUBMAN CENTERS INC
Common Stock
A - Award 753 4,926 18.04
2016-08-01 2016-07-28 4 JCP J C PENNEY CO INC
Phantom Stock Units
A - Award 1,677 96,446 1.77 9.49 15,917 915,268
2016-07-28 2016-07-26 4 SBUX STARBUCKS CORP
Non-qualified Stock Option (Right to Buy)
M - Exercise -12,654 0 -100.00
2016-07-28 2016-07-26 4 SBUX STARBUCKS CORP
Common Stock
S - Sale -12,654 14,000 -47.48 58.70 -742,790 821,800
2016-07-28 2016-07-26 4 SBUX STARBUCKS CORP
Common Stock
M - Exercise 12,654 26,654 90.39 18.38 232,517 489,767
2016-07-15 2016-07-14 4 JCP J C PENNEY CO INC
Phantom Stock Units
A - Award 649 94,851 0.69 8.57 5,561 812,873
2016-07-05 2016-07-01 4 TCO TAUBMAN CENTERS INC
Common Stock
A - Award 713 4,161 20.68
2016-06-30 2016-06-29 4 JCP J C PENNEY CO INC
Phantom Stock Units
A - Award 609 94,188 0.65 8.88 5,404 836,393
2016-06-16 2016-06-14 4 JCP J C PENNEY CO INC
Phantom Stock Units
A - Award 709 93,676 0.76 8.02 5,687 751,278
2016-06-13 2016-06-09 4 SBUX STARBUCKS CORP
Non-qualified Stock Option (Right to Buy)
M - Exercise -20,000 12,654 -61.25
2016-06-13 2016-06-09 4 SBUX STARBUCKS CORP
Common Stock
S - Sale -20,000 14,000 -58.82 55.46 -1,109,270 776,489
2016-06-13 2016-06-09 4 SBUX STARBUCKS CORP
Common Stock
M - Exercise 20,000 34,000 142.86 18.38 367,500 624,750
2016-06-01 2016-05-27 4 JCP J C PENNEY CO INC
Phantom Stock Units
A - Award 687 93,000 0.74 7.86 5,399 730,983
2016-05-16 2016-05-12 4 JCP J C PENNEY CO INC
Phantom Stock Units
A - Award 733 92,279 0.80 7.80 5,720 719,775
2016-05-02 2016-04-28 4 JCP J C PENNEY CO INC
Phantom Stock Units
A - Award 580 91,273 0.64 9.66 5,605 881,693
2016-04-15 2016-04-14 4 JCP J C PENNEY CO INC
Phantom Stock Units
A - Award 640 90,707 0.71 9.66 6,184 876,232
2016-04-04 2016-04-01 4 TCO TAUBMAN CENTERS INC
Common Stock
A - Award 742 3,442 27.48
2016-04-04 3 TCO TAUBMAN CENTERS INC
Common Stock
5,400
2016-04-04 3 TCO TAUBMAN CENTERS INC
Common Stock
5,400
2016-04-01 2016-03-30 4 JCP J C PENNEY CO INC
Phantom Stock Units
A - Award 509 89,944 0.57 11.22 5,713 1,009,177
2016-03-22 2016-03-20 4 JCP J C PENNEY CO INC
Common Stock of 50 cents Par Value
F - Taxes -98,349 1,273,424 -7.17 11.57 -1,137,898 14,733,516
2016-03-21 2016-03-17 4 JCP J C PENNEY CO INC
Phantom Stock Units
A - Award 36,401 89,438 68.63 11.52 419,335 1,030,330
2016-03-16 2016-03-14 4 JCP J C PENNEY CO INC
Phantom Stock Units
A - Award 361 53,028 0.69 11.48 4,143 608,766
2016-02-24 2016-02-23 4 JCP J C PENNEY CO INC
Common Stock of 50 cents Par Value
A - Award 763,063 1,371,773 125.36
2016-02-12 2016-02-10 4 JCP J C PENNEY CO INC
Phantom Stock Units
A - Award 5,141 52,625 10.83 7.49 38,509 394,164
2016-02-03 2016-02-01 4 JCP J C PENNEY CO INC
Phantom Stock Units
I - Other -2,054 47,494 -4.15 7.46 -15,326 354,307
2015-12-31 2015-12-30 4 JCP J C PENNEY CO INC
Phantom Stock Units
A - Award 835 49,559 1.71 6.77 5,650 335,513
2015-12-15 2015-12-14 4 JCP J C PENNEY CO INC
Phantom Stock Units
A - Award 802 48,707 1.67 7.03 5,636 342,408
2015-12-01 2015-11-27 4 JCP J C PENNEY CO INC
Phantom Stock Units
A - Award 688 47,860 1.46 8.21 5,647 392,929
2015-11-18 2015-11-16 4 SBUX STARBUCKS CORP
Non-qualified Stock Option (Right to Buy)
A - Award 12,852 12,852
2015-11-16 2015-11-12 4 JCP J C PENNEY CO INC
Phantom Stock Units
A - Award 618 47,111 1.33 8.79 5,436 414,104
2015-10-30 2015-10-29 4 JCP J C PENNEY CO INC
Phantom Stock Units
A - Award 622 46,473 1.36 9.08 5,645 421,972
2015-10-16 2015-10-14 4 JCP J C PENNEY CO INC
Phantom Stock Units
A - Award 610 45,850 1.35 9.43 5,748 432,369
2015-09-30 2015-09-29 4 JCP J C PENNEY CO INC
Phantom Stock Units
A - Award 629 45,271 1.41 9.10 5,724 411,966
2015-09-15 2015-09-14 4 JCP J C PENNEY CO INC
Phantom Stock Units
A - Award 577 44,633 1.31 9.74 5,618 434,730
2015-09-01 2015-08-28 4 JCP J C PENNEY CO INC
Phantom Stock Units
A - Award 597 44,064 1.37 8.94 5,337 393,937
2015-08-17 2015-08-13 4 JCP J C PENNEY CO INC
Phantom Stock Units
A - Award 710 43,493 1.66 8.07 5,727 350,992
2015-07-31 2015-07-30 4 JCP J C PENNEY CO INC
Phantom Stock Units
A - Award 683 42,785 1.62 8.26 5,639 353,408
2015-07-29 2015-07-27 4 SBUX STARBUCKS CORP
Non-qualified Stock Option (Right to Buy)
M - Exercise -19,448 0 -100.00
2015-07-29 2015-07-27 4 SBUX STARBUCKS CORP
Common Stock
S - Sale -19,448 14,000 -58.14 56.93 -1,107,204 797,041
2015-07-29 2015-07-27 4 SBUX STARBUCKS CORP
Common Stock
M - Exercise 19,448 33,448 138.91 15.21 295,804 508,744
2015-07-15 2015-07-14 4 JCP J C PENNEY CO INC
Phantom Stock Units
A - Award 628 42,074 1.52 9.01 5,660 379,087
2015-06-30 2015-06-29 4 JCP J C PENNEY CO INC
Phantom Stock Units
A - Award 683 41,490 1.67 8.51 5,812 353,078
2015-06-15 2015-06-12 4 JCP J C PENNEY CO INC
Phantom Stock Units
A - Award 690 40,843 1.72 8.22 5,673 335,731
2015-05-29 2015-05-28 4 JCP J C PENNEY CO INC
Phantom Stock Units
A - Award 650 40,150 1.64 8.63 5,607 346,491
2015-05-18 2015-05-14 4 JCP J C PENNEY CO INC
Phantom Stock Units
A - Award 725 39,520 1.87 8.04 5,832 317,744
2015-04-30 2015-04-29 4 JCP J C PENNEY CO INC
Phantom Stock Units
A - Award 681 38,813 1.79 8.39 5,716 325,644
2015-04-16 2015-04-14 4 JCP J C PENNEY CO INC
Phantom Stock Units
A - Award 2,906 38,117 8.25 9.15 26,593 348,773
2015-04-13 2015-04-09 4 JCP J C PENNEY CO INC
Phantom Stock Units
A - Award 4,508 35,219 14.68 9.20 41,469 324,015
2015-03-31 2015-03-30 4 JCP J C PENNEY CO INC
Phantom Stock Units
A - Award 702 30,749 2.34 7.83 5,494 240,762
2015-03-19 2015-03-19 4 JCP J C PENNEY CO INC
Employee stock option/Right to Buy
A - Award 948,276 948,276
2015-03-13 2015-03-12 4 JCP J C PENNEY CO INC
Phantom Stock Units
A - Award 562 30,051 1.91 7.49 4,211 225,082
2015-02-26 2015-02-24 4 JCP J C PENNEY CO INC
Common Stock of 50 cents Par Value
A - Award 496,710 608,710 443.49
2015-02-04 2015-02-02 4 JCP J C PENNEY CO INC
Phantom Stock Units
I - Other -2,072 29,607 -6.54 7.43 -15,396 219,980
2015-01-30 2015-01-28 4 JCP J C PENNEY CO INC
Phantom Stock Units
A - Award 5,627 31,667 21.61 7.46 41,981 236,238
2015-01-29 2015-01-27 4 SBUX STARBUCKS CORP
Non-qualified Stock Option (Right to Buy)
M - Exercise -10,000 9,724 -50.70
2015-01-29 2015-01-27 4 SBUX STARBUCKS CORP
Common Stock
S - Sale -10,000 7,000 -58.82 88.66 -886,579 620,605
2015-01-29 2015-01-27 4 SBUX STARBUCKS CORP
Common Stock
M - Exercise 10,000 17,000 142.86 30.42 304,200 517,140
2015-01-02 2014-12-30 4 JCP J C PENNEY CO INC
Phantom Stock Units
A - Award 871 26,072 3.46 6.46 5,627 168,428
2014-12-15 2014-12-12 4 JCP J C PENNEY CO INC
Phantom Stock Units
A - Award 877 25,212 3.60 6.38 5,594 160,852
2014-12-01 2014-11-26 4 JCP J C PENNEY CO INC
Phantom Stock Units
A - Award 729 24,274 3.10 7.75 5,648 188,121
2014-11-19 2014-11-17 4 SBUX STARBUCKS CORP
Non-qualified Stock Option (Right to Buy)
A - Award 9,249 9,249
2014-11-14 2014-11-13 4 JCP J C PENNEY CO INC
Phantom Stock Units
A - Award 811 23,570 3.56 7.10 5,756 167,349
2014-10-31 2014-10-30 4 JCP J C PENNEY CO INC
Phantom Stock Units
A - Award 734 22,779 3.33 7.63 5,599 173,800
2014-10-15 2014-10-14 4 JCP J C PENNEY CO INC
Phantom Stock Units
A - Award 783 22,049 3.68 7.16 5,606 157,874
2014-09-30 2014-09-29 4 JCP J C PENNEY CO INC
Phantom Stock Units
A - Award 569 21,172 2.76 9.87 5,619 208,972
2014-09-15 2014-09-12 4 JCP J C PENNEY CO INC
Phantom Stock Units
A - Award 510 20,575 2.54 11.06 5,642 227,562
2014-09-05 2014-09-04 4 JCP J C PENNEY CO INC
Phantom Stock Units
A - Award 7,236 20,067 56.39 11.18 80,894 224,347
2014-08-29 2014-08-28 4 JCP J C PENNEY CO INC
Phantom Stock Units
A - Award 525 12,829 4.26 10.85 5,691 139,195
2014-08-18 2014-08-14 4 JCP J C PENNEY CO INC
Phantom Stock Units
A - Award 572 12,304 4.87 9.74 5,571 119,845
2014-08-01 2014-07-30 4 JCP J C PENNEY CO INC
Phantom Stock Units
A - Award 598 11,730 5.37 9.38 5,610 110,031
2014-07-31 2014-07-29 4 SBUX STARBUCKS CORP
Non-qualified Stock Option (Right to Buy)
M - Exercise -21,962 0 -100.00
2014-07-31 2014-07-29 4 SBUX STARBUCKS CORP
Common Stock
S - Sale -21,962 7,000 -75.83 78.55 -1,725,157 549,863
2014-07-31 2014-07-29 4 SBUX STARBUCKS CORP
Common Stock
M - Exercise 21,962 28,962 313.74 27.32 600,002 791,242
2014-07-31 2013-12-13 4 SBUX STARBUCKS CORP
Common Stock
G - Gift -10,000 7,000 -58.82
2014-07-16 2014-07-14 4 JCP J C PENNEY CO INC
Phantom Stock Units
A - Award 655 11,138 6.24 8.61 5,637 95,901
2014-06-30 2014-06-27 4 JCP J C PENNEY CO INC
Phantom Stock Units
A - Award 626 10,486 6.35 8.95 5,605 93,845
2014-06-13 2014-06-12 4 JCP J C PENNEY CO INC
Phantom Stock Units
A - Award 667 9,867 7.25 8.46 5,645 83,473
2014-05-30 2014-05-29 4 JCP J C PENNEY CO INC
Phantom Stock Units
A - Award 620 9,199 7.23 9.03 5,601 83,071
2014-05-16 2014-05-14 4 JCP J C PENNEY CO INC
Phantom Stock Units
A - Award 656 8,601 8.26 8.61 5,652 74,053
2014-04-30 2014-04-29 4 JCP J C PENNEY CO INC
Phantom Stock Units
A - Award 637 7,956 8.71 8.82 5,620 70,175
2014-04-16 2014-04-14 4 JCP J C PENNEY CO INC
Phantom Stock Units
A - Award 740 7,333 11.22 7.61 5,628 55,806
2014-04-01 2014-03-28 4 JCP J C PENNEY CO INC
Phantom Stock Units
A - Award 748 6,582 12.82 8.83 6,604 58,119
2014-03-24 2014-03-20 4 JCP J C PENNEY CO INC
Employee stock option/Right to Buy
A - Award 770,308 770,308
2014-03-07 2014-02-07 4 JCP J C PENNEY CO INC
Phantom Stock Units
A - Award 1,716 5,873 41.28 5.51 9,455 32,361
2014-03-07 2014-02-03 4 JCP J C PENNEY CO INC
Phantom Stock Units
I - Other -2,075 4,157 -33.29 5.68 -11,786 23,615
2013-12-17 2013-12-13 4 SBUX STARBUCKS CORP
Common Stock
P - Purchase 7,000 17,000 70.00 76.43 535,010 1,299,310
2013-11-25 2013-11-22 4 JCP J C PENNEY CO INC
Common Stock of 50 cents Par Value
P - Purchase 112,000 112,000 8.95 1,002,400 1,002,400
2013-11-13 2013-11-11 4 SBUX STARBUCKS CORP
Non-qualified Stock Option (Right to Buy)
A - Award 8,889 8,889
2013-04-17 3 JCP J C PENNEY CO INC
No securities are beneficially owned
0
2013-02-13 2013-02-11 4 SBUX STARBUCKS CORP
Non-qualified Stock Option (Right to Buy)
M - Exercise -20,000 0 -100.00
2013-02-13 2013-02-11 4 SBUX STARBUCKS CORP
Common Stock
S - Sale -20,000 10,000 -66.67 56.10 -1,122,092 561,046
2013-02-13 2013-02-11 4 SBUX STARBUCKS CORP
Common Stock
M - Exercise 20,000 30,000 200.00 15.23 304,600 456,900
2013-02-05 2013-02-04 4 SKS SAKS INC
Common Stock
A - Award 2,852 32,852 9.51
2013-02-05 3 SKS SAKS INC
Common Stock
30,000
2012-12-14 2012-12-12 4 SBUX STARBUCKS CORP
Non-qualified Stock Option (Right to Buy)
M - Exercise -19,396 20,000 -49.23
2012-12-14 2012-12-12 4 SBUX STARBUCKS CORP
Common Stock
S - Sale -19,396 10,000 -65.98 53.46 -1,036,992 534,642
2012-12-14 2012-12-12 4 SBUX STARBUCKS CORP
Common Stock
M - Exercise 19,396 29,396 193.96 15.23 295,401 447,701
2012-11-29 2012-11-27 4 SBUX STARBUCKS CORP
Non-qualified Stock Option (Right to Buy)
M - Exercise -20,000 0 -100.00
2012-11-29 2012-11-27 4 SBUX STARBUCKS CORP
Common Stock
S - Sale -100 10,000 -0.99 51.21 -5,121 512,100
2012-11-29 2012-11-27 4 SBUX STARBUCKS CORP
Common Stock
S - Sale -19,900 10,100 -66.33 50.71 -1,009,069 512,141
2012-11-29 2012-11-27 4 SBUX STARBUCKS CORP
Common Stock
M - Exercise 20,000 30,000 200.00 11.80 236,000 354,000
2012-11-27 2012-11-23 4 SBUX STARBUCKS CORP
Non-qualified Stock Option (Right to Buy)
M - Exercise -20,000 20,000 -50.00
2012-11-27 2012-11-23 4 SBUX STARBUCKS CORP
Common Stock
S - Sale -20,000 10,000 -66.67 50.81 -1,016,218 508,109
2012-11-27 2012-11-23 4 SBUX STARBUCKS CORP
Common Stock
M - Exercise 20,000 30,000 200.00 11.80 236,000 354,000
2012-11-21 2012-11-19 4 SBUX STARBUCKS CORP
Non-qualified Stock Option (Right to Buy)
A - Award 14,475 14,475
2012-11-14 2012-08-20 5 SBUX STARBUCKS CORP
Common Stock
G - Gift -10,000 10,000 -50.00
2012-11-14 2011-12-14 5 SBUX STARBUCKS CORP
Common Stock
G - Gift -10,000 10,000 -50.00
2012-08-21 2012-08-17 4 SBUX STARBUCKS CORP
Non-qualified Stock Option (Right to Buy)
M - Exercise -20,000 40,000 -33.33
2012-08-21 2012-08-17 4 SBUX STARBUCKS CORP
Common Stock
S - Sale -20,000 30,000 -40.00 48.08 -961,686 1,442,529
2012-08-21 2012-08-17 4 SBUX STARBUCKS CORP
Common Stock
M - Exercise 20,000 50,000 66.67 11.80 236,000 590,000
2012-02-01 2012-01-30 4 SBUX STARBUCKS CORP
Common Stock
P - Purchase 10,000 30,000 50.00 47.68 476,835 1,430,505
2012-01-27 2012-01-26 4 JCP J C PENNEY CO INC
Common Stock of 50 cents Par Value
F - Taxes -57,053 927,101 -5.80 40.72 -2,323,198 37,751,572
2010-11-17 2010-11-15 4 SBUX STARBUCKS CORP
Non-qualified Stock Option (Right to Buy)
A - Award 23,389 23,389
2010-11-17 2009-12-11 4 SBUX STARBUCKS CORP
Common Stock
G - Gift -20,000 20,000 -50.00
2010-03-16 2010-03-12 4 JCP J C PENNEY CO INC
Common Stock of 50 cents Par Value
F - Taxes -4,441 338,998 -1.29 30.56 -135,717 10,359,769
2008-11-19 2008-11-17 4 SBUX STARBUCKS CORP
Non-qualified Stock Option (right to buy)
A - Award 83,333 83,333
2007-10-24 3 PZN Pzena Investment Management, Inc.
Class A Common Stock, par value $0.01 per share
0
2007-03-13 2007-03-09 4 JCP J C PENNEY CO INC
Common Stock of 50 cent Par Value
A - Award 99,174 331,154 42.75
2004-12-03 3 JCP J C PENNEY CO INC
Common Stock of 50 cent Par Value
0
2004-11-18 2004-11-16 4 SBUX STARBUCKS CORP
Non-Qualified Stock Option (right to buy)
A - Award 10,981 10,981
P
공개 시장에서 또는 사적으로 비파생증권 또는 파생증권 매입
S
공개 시장에서 또는 사적으로 비파생증권 또는 파생증권 매각
A
자사로부터 유가증권(옵션 등)을 보조, 지급 또는 기타 취득
C
파생상품 전환
D
자사에게 유가증권을 매각 또는 양도
F
기업으로부터 인도 받은 유가증권의 일부를 사용한 행사 가격 또는 조세 채무의 지급
G
내부자에 의한 또는 내부자에게 증권 증여
K
지분스왑 및 유사 위험 회피거래
M
자사로부터 인도 받은 파생증권(옵션 등)의 행사 또는 전환
V
보고서 양식 4에 자진 신고된 거래
J
기타 (거래 내용을 설명하는 각주와 동반)