SCGF V Management, L.P. - Insider Trading Tracker

건강 촉매, Inc.

US ˙ NasdaqGS ˙ US42225T1079

소개

이 페이지에서는 SCGF V Management, L.P.의 공개된 내부자의 매매 거래 내역을 종합적으로 분석합니다. 내부자들은 기업의 임원(내부 경영진), 이사 또는 주요 투자자입니다. 일반적으로 내부자가 중요한 비공개 정보를 기반으로 자신이 속한 기업을 거래하는 것은 불법으로 간주됩니다. 이것은 내부자가 자신의 기업 내에서 행하는 모든 거래가 불법이라는 것을 뜻은 아닙니다. 그러나 그들은 자신들의 모든 거래를 양식 4를 통해 SEC에 보고해야만 합니다. 이러한 제한에도 불구하고, 학계 연구에 따르면 내부자는, 일반적으로, 자신의 회사 주식에 대한 실적이 시장의 수익률을 능가하는 경향성을 보였습니다.

평균 거래 수익성

평균 거래 수익성은 내부자가 지난 3년 동안 매입한 모든 "공개 시장"(Open market)에서의 매입의 평균 수익률입니다. 이를 계산하기 위해 10b5-1 거래 계획의 일부로 표시된 모든 거래를 제외하고 내부자가 계획되지 않은 모든 오픈 마켓에서의 매입을 조사합니다. 그런 다음 3개월, 6개월, 12개월 동안 해당 거래의 평균 성과를 계산하여 각 거래에 대한 최종 성과 지표를 생성합니다. 마지막으로 내부자에 대한 성과 지표를 계산하기 위해 모든 성과 지표의 평균을 내립니다. 이 목록에는 지난 2년 동안 최소 3번 이상 거래한 내부자만 포함됩니다.

내부자의 매매 거래 수익성이 "해당 없음"인 경우, 내부자는 지난 3년 동안 공개 시장에서 매수한 적이 없거나, 거래가 너무 최근에 이루어져서 신뢰할 수 있는 성과 지표를 산출할 수 없는 경우에 해당합니다.

업데이트 주기: 일별

최고 수익율의 내부자 목록을 확인하세요.

가장 높은 순위의 내부자를 확인하세요

내부자 포지션이 보고된 기업

SEC 서류에 따르면 SCGF V Management, L.P. 기업이 다음 기업에 대한 보유 또는 거래를 보고했습니다:

증권	소유권	최근 보고된 보유 주식
US:ABNB / Airbnb, Inc.	10% Owner	518,657
US:MDLA / Medallia Inc	10% Owner	0
US:ZM / Zoom Communications, Inc.	10% Owner	77,814
US:HCAT / Health Catalyst, Inc.	10% Owner	848,776
US:OKTA / Okta, Inc.	10% Owner	66,028
US:QTNA / Quantenna Communications, Inc.	10% Owner	1,279,816
US:NMBL / Tidal Trust III - NovaTide Flexible Allocation ETF	10% Owner	662,700
US:GI / EndoChoice Holdings Inc.	10% Owner	6,161,197
US:NOW / ServiceNow, Inc.	10% Owner	498,046

차트 해석 방법

아래 차트는 SCGF V Management, L.P.에 의한 각 "공개 시장"(Open market)에서 계획되지 않은 거래 이후 증권의 주가 실적을 보여줍니다. 계획되지 않은 거래는 10b5-1 거래 계획의 일환으로 이루어지지 않은 거래입니다. 주가 실적은 주가의 누적 백분율 변화로 표시됩니다. 예를 들어, 2019년 1월 1일 내부자의 매매 거래가 이루어졌을 경우, 차트는 현재까지 증권의 일별 백분율 변화를 보여줍니다. 이 기간 동안 주가가 10달러에서 15달러로 간다면, 주가의 누적 백분율 변화는 50%가 됩니다. 10달러에서 20달러로의 가격 변화는 100%가 되며, 10달러에서 5달러로의 가격 변화는 -50%가 됩니다.

궁극적으로 내부자의 매매 거래가 내부자의 정보를 이용하여 이익을 얻기 위해 거래 타이밍을 맞추고 있는지 확인하기 위해 내부자의 매매 거래가 주가의 초과 수익률(양 또는 음)과 얼마나 밀접한 상관 관계가 있는지 확인하고자 합니다. 내부자가 이러한 작업을 수행하고 있는 상황을 고려해 보겠습니다. 이러한 상황에서 우리는 (a) 매입 후 양의 수익률 또는 (b) 매각 후 음의 수익률을 기대할 수 있습니다. (a)의 경우, 매입 차트는 상향으로 기울어진 일련의 곡선을 보여주며, 각 매입 거래 후 양의 수익률을 나타냅니다. (b)의 경우, SALE 차트는 하향으로 기울어진 일련의 곡선을 보여주며, 각 판매 거래 후 음의 수익률을 나타냅니다.

그러나 이것만으로는 결론을 도출하기에 충분하지 않습니다. 예를 들어, 해당 기업의 주가가 수년에 걸쳐 비주기적 상승 추세에 있다면, Fintel은 매입 후 도표가 모두 상향 곡선으로 예상할 수 있습니다. 마찬가지로, 수년에 걸쳐 비주기적 하락은 거래 후에 하향 곡선으로 초래할 가능성이 높습니다. 이 도표들 중 어느 것도 내부자의 매매 거래 활동을 시사하지는 않습니다.

가장 강력한 지표는 주가가 극단적으로 순환하는 상황일 것이고, PURCHASE 차트에는 긍정적인 시그널이, SALE 차트에는 부정적인 플롯이 존재했습니다. 이는 자신들의 금전적 이익을 위한 거래 타이밍을 재던 내부자에 의한 상황일 가능성이 높습니다.

내부자 매입 HCAT / Health Catalyst, Inc.: 단기 이익 분석

이 섹션에서는 HCAT / Health Catalyst, Inc.에 대한 "공개 시장"(Open market)에서 계획되지 않은 내부자의 매입이 발생한 모든 상품의 수익성을 분석합니다. 이 분석은 내부자가 지속적으로 비정상적인 수익을 창출하는지 이해하는 데 도움이 되며, 이를 따를 가치가 있습니다. 이 분석은 각 거래 후 1년 동안 수행되며, 결과는 이론 값입니다.

아래 표는 사전 거래 계획(Automated trading plan)에 포함되지 않은 가장 최근의 공개 시장 매입을 보여줍니다.

거래일	티커	내부자	보고된 지분	보고된 가격	조정된 지분	조정된 가격	가격 기준	최고까지 일수	최고 가격	최고 이익 ($)	최고 수익률 (%)
이 내부자와 유가 증권의 조합과 관련하여 계획되지 않은 공개된 "공개 시장"(Open market) 거래는 없습니다.

조정 가격은 분할 조정된 가격입니다. 조정된 주식은 조정된 지분입니다.

HCAT / Health Catalyst, Inc. Insider Trades

내부자 매매 HCAT / Health Catalyst, Inc.: 단기 손실 분석

이 섹션에서는 HCAT / Health Catalyst, Inc.에서 이루어진 계획되지 않은 모든 공개 시장에서의 내부자 매도의 단기 손실 회피를 분석합니다. 일관된 손실 회피 패턴은 향후 매각 거래에서 가격 하락이 발생할 수도 있다는 것을 예측할 수 있습니다. 이 분석은 각 거래 후 1년을 대상으로 한 것이며, 결과는 이론 값입니다.

아래 표는 자동 거래 계획에 포함되지 않은 가장 최근의 "공개 시장"(Open market) 매매를 보여줍니다.

거래일	티커	내부자	보고된 지분	보고된 가격	조정된 지분	조정된 가격	가격 기준	최저까지 일수	최저에서 가격	회피된 최대 손실($)	회피된 최대 손실율(%)
이 내부자와 유가 증권의 조합과 관련하여 계획되지 않은 공개된 "공개 시장"(Open market) 거래는 없습니다.

조정 가격은 분할 조정된 가격입니다. 조정된 주식은 조정된 지분입니다.

내부자 매입 NMBL / Tidal Trust III - NovaTide Flexible Allocation ETF: 단기 이익 분석

아래 표는 사전 거래 계획(Automated trading plan)에 포함되지 않은 가장 최근의 공개 시장 매입을 보여줍니다.

거래일	티커	내부자	보고된 지분	보고된 가격	조정된 지분	조정된 가격	가격 기준	최고까지 일수	최고 가격	최고 이익 ($)	최고 수익률 (%)
이 내부자와 유가 증권의 조합과 관련하여 계획되지 않은 공개된 "공개 시장"(Open market) 거래는 없습니다.

조정 가격은 분할 조정된 가격입니다. 조정된 주식은 조정된 지분입니다.

NMBL / Tidal Trust III - NovaTide Flexible Allocation ETF Insider Trades

내부자 매매 NMBL / Tidal Trust III - NovaTide Flexible Allocation ETF: 단기 손실 분석

아래 표는 자동 거래 계획에 포함되지 않은 가장 최근의 "공개 시장"(Open market) 매매를 보여줍니다.

거래일	티커	내부자	보고된 지분	보고된 가격	조정된 지분	조정된 가격	가격 기준	최저까지 일수	최저에서 가격	회피된 최대 손실($)	회피된 최대 손실율(%)
이 내부자와 유가 증권의 조합과 관련하여 계획되지 않은 공개된 "공개 시장"(Open market) 거래는 없습니다.

조정 가격은 분할 조정된 가격입니다. 조정된 주식은 조정된 지분입니다.

내부자의 매매 거래 내역

아래 표는 증권거래위원회(SEC)에 공시된 SCGF V Management, L.P.의 내부자의 전체 거래 목록입니다.

보고일	거래일	보고	티커	증권	코드	지분	잔여 지분	변동률 (%)	지분 가치	거래 가치	잔여 가치
2022-06-02	2022-05-31	4/A	ABNB	Airbnb, Inc. Class A Common Stock	J - Other	8,153	518,657	1.60
2022-05-27	2022-05-25	4	ABNB	Airbnb, Inc. Class B Common Stock	J - Other	1,808,182	6,034,947	42.78
2022-05-27	2022-05-25	4	ABNB	Airbnb, Inc. Class B Common Stock	J - Other	9,160,742	30,557,123	42.81
2022-05-27	2022-05-25	4	ABNB	Airbnb, Inc. Class B Common Stock	C - Conversion	-271,338	91,889	-74.70
2022-05-27	2022-05-25	4	ABNB	Airbnb, Inc. Class B Common Stock	C - Conversion	-12,786,050	11,346,597	-52.98
2022-05-27	2022-05-25	4	ABNB	Airbnb, Inc. Class A Common Stock	J - Other	-271,338	0	-100.00
2022-05-27	2022-05-25	4	ABNB	Airbnb, Inc. Class A Common Stock	C - Conversion	271,338	271,338
2022-05-27	2022-05-25	4	ABNB	Airbnb, Inc. Class A Common Stock	J - Other	-12,786,050	510,504	-96.16
2022-05-27	2022-05-25	4	ABNB	Airbnb, Inc. Class A Common Stock	C - Conversion	12,786,050	13,296,554	2,504.59
2022-05-10	2022-05-06	4	ABNB	Airbnb, Inc. Class B Common Stock	J - Other	1,744,564	4,226,765	70.28
2022-05-10	2022-05-06	4	ABNB	Airbnb, Inc. Class B Common Stock	J - Other	8,827,761	21,396,381	70.24
2022-05-10	2022-05-06	4	ABNB	Airbnb, Inc. Class B Common Stock	C - Conversion	-186,276	363,227	-33.90
2022-05-10	2022-05-06	4	ABNB	Airbnb, Inc. Class B Common Stock	C - Conversion	-12,321,575	24,132,647	-33.80
2022-05-10	2022-05-06	4	ABNB	Airbnb, Inc. Class A Common Stock	J - Other	-186,276	0	-100.00
2022-05-10	2022-05-06	4	ABNB	Airbnb, Inc. Class A Common Stock	C - Conversion	186,276	186,276
2022-05-10	2022-05-06	4	ABNB	Airbnb, Inc. Class A Common Stock	J - Other	-12,321,575	510,504	-96.02
2022-05-10	2022-05-06	4	ABNB	Airbnb, Inc. Class A Common Stock	C - Conversion	12,321,575	12,832,079	2,413.61
2022-04-22	2022-02-27	4/A	ABNB	Airbnb, Inc. Class B Common Stock	J - Other	1,664,597	2,482,201	203.59
2022-04-22	2022-02-27	4/A	ABNB	Airbnb, Inc. Class B Common Stock	J - Other	8,465,725	12,568,620	206.34
2022-04-22	2022-02-24	4/A	ABNB	Airbnb, Inc. Class B Common Stock	J - Other	817,604	817,604
2022-04-22	2022-02-24	4/A	ABNB	Airbnb, Inc. Class B Common Stock	J - Other	4,102,895	4,102,895
2022-02-28	2022-02-27	4	ABNB	Airbnb, Inc. Class B Common Stock	J - Other	2,334,931	3,487,701	202.55
2022-02-28	2022-02-27	4	ABNB	Airbnb, Inc. Class B Common Stock	J - Other	8,529,706	12,664,592	206.29
2022-02-28	2022-02-27	4	ABNB	Airbnb, Inc. Class B Common Stock	C - Conversion	-186,378	549,503	-25.33
2022-02-28	2022-02-27	4	ABNB	Airbnb, Inc. Class B Common Stock	C - Conversion	-12,190,503	36,454,221	-25.06
2022-02-28	2022-02-27	4	ABNB	Airbnb, Inc. Class A Common Stock	J - Other	16,058	40,794	64.92
2022-02-28	2022-02-27	4	ABNB	Airbnb, Inc. Class A Common Stock	J - Other	117,476	306,184	62.25
2022-02-28	2022-02-27	4	ABNB	Airbnb, Inc. Class A Common Stock	J - Other	-195,606	0	-100.00
2022-02-28	2022-02-27	4	ABNB	Airbnb, Inc. Class A Common Stock	C - Conversion	186,378	195,606	2,019.70
2022-02-28	2022-02-27	4	ABNB	Airbnb, Inc. Class A Common Stock	J - Other	-12,321,575	510,504	-96.02
2022-02-28	2022-02-27	4	ABNB	Airbnb, Inc. Class A Common Stock	C - Conversion	12,190,503	12,832,079	1,900.09
2022-02-28	2022-02-24	4	ABNB	Airbnb, Inc. Class B Common Stock	J - Other	1,152,770	1,152,770
2022-02-28	2022-02-24	4	ABNB	Airbnb, Inc. Class B Common Stock	J - Other	4,134,886	4,134,886
2022-02-28	2022-02-24	4	ABNB	Airbnb, Inc. Class B Common Stock	C - Conversion	-79,641	735,881	-9.77
2022-02-28	2022-02-24	4	ABNB	Airbnb, Inc. Class B Common Stock	C - Conversion	-5,952,965	48,644,727	-10.90
2022-02-28	2022-02-24	4	ABNB	Airbnb, Inc. Class A Common Stock	J - Other	24,736	24,736
2022-02-28	2022-02-24	4	ABNB	Airbnb, Inc. Class A Common Stock	J - Other	188,708	188,708
2022-02-28	2022-02-24	4	ABNB	Airbnb, Inc. Class A Common Stock	J - Other	-93,139	9,228	-90.99
2022-02-28	2022-02-24	4	ABNB	Airbnb, Inc. Class A Common Stock	C - Conversion	79,641	102,367	350.44
2022-02-28	2022-02-24	4	ABNB	Airbnb, Inc. Class A Common Stock	J - Other	-6,165,517	641,576	-90.57
2022-02-28	2022-02-24	4	ABNB	Airbnb, Inc. Class A Common Stock	C - Conversion	5,952,965	6,807,093	696.96
2021-11-23	2021-11-19	4	ABNB	Airbnb, Inc. Class B Common Stock	C - Conversion	-79,641	815,522	-8.90
2021-11-23	2021-11-19	4	ABNB	Airbnb, Inc. Class B Common Stock	C - Conversion	-5,952,965	54,597,692	-9.83
2021-11-23	2021-11-19	4	ABNB	Airbnb, Inc. Class A Common Stock	J - Other	-93,139	22,726	-80.39
2021-11-23	2021-11-19	4	ABNB	Airbnb, Inc. Class A Common Stock	C - Conversion	79,641	115,865	219.86
2021-11-23	2021-11-19	4	ABNB	Airbnb, Inc. Class A Common Stock	J - Other	-6,163,444	854,128	-87.83
2021-11-23	2021-11-19	4	ABNB	Airbnb, Inc. Class A Common Stock	C - Conversion	5,952,965	7,017,572	559.17
2021-11-23	2021-06-10	4	ABNB	Airbnb, Inc. Class A Common Stock	J - Other	510,504	1,064,607	92.13
2021-11-02	2021-10-29	4	MDLA	Medallia, Inc. Common Stock	D - Sale to Issuer	-3,621,345	0	-100.00
2021-11-02	2021-10-29	4	MDLA	Medallia, Inc. Common Stock	D - Sale to Issuer	-1,425	0	-100.00
2021-11-02	2021-10-29	4	MDLA	Medallia, Inc. Common Stock	D - Sale to Issuer	-253,230	0	-100.00
2021-11-02	2021-10-29	4	MDLA	Medallia, Inc. Common Stock	D - Sale to Issuer	-6,982,507	0	-100.00
2021-11-02	2021-10-29	4	MDLA	Medallia, Inc. Common Stock	D - Sale to Issuer	-486,555	0	-100.00
2021-11-02	2021-10-29	4	MDLA	Medallia, Inc. Common Stock	D - Sale to Issuer	-6,801,123	0	-100.00
2021-11-02	2021-10-29	4	MDLA	Medallia, Inc. Common Stock	D - Sale to Issuer	-18,203,774	0	-100.00
2021-06-01	2021-05-27	4	MDLA	Medallia, Inc. Common Stock	J - Other	3,621,345	3,621,345
2021-06-01	2021-05-27	4	MDLA	Medallia, Inc. Common Stock	J - Other	-1,744,067	6,982,507	-19.99
2021-06-01	2021-05-27	4	MDLA	Medallia, Inc. Common Stock	J - Other	-2,912,629	6,801,123	-29.98
2021-06-01	2021-05-27	4	MDLA	Medallia, Inc. Common Stock	J - Other	-7,023,171	18,203,774	-27.84
2021-06-01	2021-05-27	4	ABNB	Airbnb, Inc. Class B Common Stock	J - Other	895,163	895,163
2021-06-01	2021-05-27	4	ABNB	Airbnb, Inc. Class B Common Stock	J - Other	-20,726,875	60,550,657	-25.50
2021-06-01	2021-05-27	4	ABNB	Airbnb, Inc. Class A Common Stock	J - Other	36,224	36,224
2021-06-01	2021-05-27	4	ABNB	Airbnb, Inc. Class A Common Stock	J - Other	-144,895	546,717	-20.95
2020-12-16	2020-12-14	4	ABNB	Airbnb, Inc. Series F Preferred Stock	C - Conversion	-1,291,598	0	-100.00
2020-12-16	2020-12-14	4	ABNB	Airbnb, Inc. Series E Preferred Stock	C - Conversion	-612,280	0	-100.00
2020-12-16	2020-12-14	4	ABNB	Airbnb, Inc. Series D Preferred Stock	C - Conversion	-3,684,324	0	-100.00
2020-12-16	2020-12-14	4	ABNB	Airbnb, Inc. Series C Preferred Stock	C - Conversion	-6,098,400	0	-100.00
2020-12-16	2020-12-14	4	ABNB	Airbnb, Inc. Series B Preferred Stock	C - Conversion	-90,564	0	-100.00
2020-12-16	2020-12-14	4	ABNB	Airbnb, Inc. Series A Preferred Stock	C - Conversion	-8,837,568	0	-100.00
2020-12-16	2020-12-14	4	ABNB	Airbnb, Inc. Series Seed Preferred Stock	C - Conversion	-60,549,864	0	-100.00
2020-12-16	2020-12-14	4	ABNB	Airbnb, Inc. Class B Common Stock	C - Conversion	81,164,598	81,277,532	71,869.05
2020-12-09		3	ABNB	Airbnb, Inc. Class A Common Stock			691,612
2020-12-09		3	ABNB	Airbnb, Inc. Class A Common Stock			691,612
2020-03-09	2020-03-09	4	ZM	Zoom Video Communications, Inc. Class B Common Stock	C - Conversion	-38,908	77,814	-33.33
2020-03-09	2020-03-09	4	ZM	Zoom Video Communications, Inc. Class B Common Stock	C - Conversion	-244,900	489,799	-33.33
2020-03-09	2020-03-09	4	ZM	Zoom Video Communications, Inc. Class B Common Stock	C - Conversion	-3,763,287	7,526,574	-33.33
2020-03-09	2020-03-09	4	ZM	Zoom Video Communications, Inc. Class B Common Stock	C - Conversion	-16,041	32,081	-33.33
2020-03-09	2020-03-09	4	ZM	Zoom Video Communications, Inc. Class B Common Stock	C - Conversion	-1,294,093	2,588,185	-33.33
2020-03-09	2020-03-09	4	ZM	Zoom Video Communications, Inc. Class A Common Stock	J - Other	-38,908	0	-100.00
2020-03-09	2020-03-09	4	ZM	Zoom Video Communications, Inc. Class A Common Stock	J - Other	-244,900	0	-100.00
2020-03-09	2020-03-09	4	ZM	Zoom Video Communications, Inc. Class A Common Stock	J - Other	-3,763,287	0	-100.00
2020-03-09	2020-03-09	4	ZM	Zoom Video Communications, Inc. Class A Common Stock	J - Other	-16,041	0	-100.00
2020-03-09	2020-03-09	4	ZM	Zoom Video Communications, Inc. Class A Common Stock	J - Other	-1,294,093	0	-100.00
2020-03-09	2020-03-09	4	ZM	Zoom Video Communications, Inc. Class A Common Stock	C - Conversion	38,908	38,908
2020-03-09	2020-03-09	4	ZM	Zoom Video Communications, Inc. Class A Common Stock	C - Conversion	244,900	244,900
2020-03-09	2020-03-09	4	ZM	Zoom Video Communications, Inc. Class A Common Stock	C - Conversion	3,763,287	3,763,287
2020-03-09	2020-03-09	4	ZM	Zoom Video Communications, Inc. Class A Common Stock	C - Conversion	16,041	16,041
2020-03-09	2020-03-09	4	ZM	Zoom Video Communications, Inc. Class A Common Stock	C - Conversion	1,294,093	1,294,093
2020-03-09	2020-03-05	4	ZM	Zoom Video Communications, Inc. Class B Common Stock	C - Conversion	-38,908	116,722	-25.00
2020-03-09	2020-03-05	4	ZM	Zoom Video Communications, Inc. Class B Common Stock	C - Conversion	-244,900	734,699	-25.00
2020-03-09	2020-03-05	4	ZM	Zoom Video Communications, Inc. Class B Common Stock	C - Conversion	-3,763,287	11,289,861	-25.00
2020-03-09	2020-03-05	4	ZM	Zoom Video Communications, Inc. Class B Common Stock	C - Conversion	-16,041	48,122	-25.00
2020-03-09	2020-03-05	4	ZM	Zoom Video Communications, Inc. Class B Common Stock	C - Conversion	-1,294,093	3,882,278	-25.00
2020-03-09	2020-03-05	4	ZM	Zoom Video Communications, Inc. Class A Common Stock	J - Other	-38,908	0	-100.00
2020-03-09	2020-03-05	4	ZM	Zoom Video Communications, Inc. Class A Common Stock	J - Other	-244,900	0	-100.00
2020-03-09	2020-03-05	4	ZM	Zoom Video Communications, Inc. Class A Common Stock	J - Other	-3,763,287	0	-100.00
2020-03-09	2020-03-05	4	ZM	Zoom Video Communications, Inc. Class A Common Stock	J - Other	-16,041	0	-100.00
2020-03-09	2020-03-05	4	ZM	Zoom Video Communications, Inc. Class A Common Stock	J - Other	-1,294,093	0	-100.00
2020-03-09	2020-03-05	4	ZM	Zoom Video Communications, Inc. Class A Common Stock	C - Conversion	38,908	38,908
2020-03-09	2020-03-05	4	ZM	Zoom Video Communications, Inc. Class A Common Stock	C - Conversion	244,900	244,900
2020-03-09	2020-03-05	4	ZM	Zoom Video Communications, Inc. Class A Common Stock	C - Conversion	3,763,287	3,763,287
2020-03-09	2020-03-05	4	ZM	Zoom Video Communications, Inc. Class A Common Stock	C - Conversion	16,041	16,041
2020-03-09	2020-03-05	4	ZM	Zoom Video Communications, Inc. Class A Common Stock	C - Conversion	1,294,093	1,294,093
2020-02-28	2020-02-28	4	HCAT	Health Catalyst, Inc. Common Stock	J - Other	-156,323	848,776	-15.55
2020-02-28	2020-02-28	4	HCAT	Health Catalyst, Inc. Common Stock	J - Other	-443,151	2,658,909	-14.29
2020-02-28	2020-02-28	4	HCAT	Health Catalyst, Inc. Common Stock	J - Other	-18,364	110,182	-14.29
2020-02-28	2020-02-26	4	HCAT	Health Catalyst, Inc. Common Stock	J - Other	-156,323	1,005,099	-13.46
2020-02-28	2020-02-26	4	HCAT	Health Catalyst, Inc. Common Stock	J - Other	-443,151	3,102,060	-12.50
2020-02-28	2020-02-26	4	HCAT	Health Catalyst, Inc. Common Stock	J - Other	-18,364	128,546	-12.50
2020-02-12	2020-02-10	4	HCAT	Health Catalyst, Inc. Common Stock	J - Other	-156,323	1,161,422	-11.86
2020-02-12	2020-02-10	4	HCAT	Health Catalyst, Inc. Common Stock	J - Other	-443,151	3,545,211	-11.11
2020-02-12	2020-02-10	4	HCAT	Health Catalyst, Inc. Common Stock	J - Other	-18,364	146,910	-11.11
2020-01-29	2020-01-27	4	HCAT	Health Catalyst, Inc. Common Stock	J - Other	-156,323	1,317,745	-10.60
2020-01-29	2020-01-27	4	HCAT	Health Catalyst, Inc. Common Stock	J - Other	-443,151	3,988,362	-10.00
2020-01-29	2020-01-27	4	HCAT	Health Catalyst, Inc. Common Stock	J - Other	-18,364	165,274	-10.00
2019-12-11	2019-12-09	4	ZM	Zoom Video Communications, Inc. Class B Common Stock	C - Conversion	-38,908	155,630	-20.00
2019-12-11	2019-12-09	4	ZM	Zoom Video Communications, Inc. Class B Common Stock	C - Conversion	-122,450	979,599	-11.11
2019-12-11	2019-12-09	4	ZM	Zoom Video Communications, Inc. Class B Common Stock	C - Conversion	-1,881,643	15,053,148	-11.11
2019-12-11	2019-12-09	4	ZM	Zoom Video Communications, Inc. Class B Common Stock	C - Conversion	-8,021	64,163	-11.11
2019-12-11	2019-12-09	4	ZM	Zoom Video Communications, Inc. Class B Common Stock	C - Conversion	-647,046	5,176,371	-11.11
2019-12-11	2019-12-09	4	ZM	Zoom Video Communications, Inc. Class A Common Stock	J - Other	-38,908	0	-100.00
2019-12-11	2019-12-09	4	ZM	Zoom Video Communications, Inc. Class A Common Stock	J - Other	-122,450	0	-100.00
2019-12-11	2019-12-09	4	ZM	Zoom Video Communications, Inc. Class A Common Stock	J - Other	-1,881,643	0	-100.00
2019-12-11	2019-12-09	4	ZM	Zoom Video Communications, Inc. Class A Common Stock	J - Other	-8,021	0	-100.00
2019-12-11	2019-12-09	4	ZM	Zoom Video Communications, Inc. Class A Common Stock	J - Other	-647,046	0	-100.00
2019-12-11	2019-12-09	4	ZM	Zoom Video Communications, Inc. Class A Common Stock	C - Conversion	38,908	38,908
2019-12-11	2019-12-09	4	ZM	Zoom Video Communications, Inc. Class A Common Stock	C - Conversion	122,450	122,450
2019-12-11	2019-12-09	4	ZM	Zoom Video Communications, Inc. Class A Common Stock	C - Conversion	1,881,643	1,881,643
2019-12-11	2019-12-09	4	ZM	Zoom Video Communications, Inc. Class A Common Stock	C - Conversion	8,021	8,021
2019-12-11	2019-12-09	4	ZM	Zoom Video Communications, Inc. Class A Common Stock	C - Conversion	647,046	647,046
2019-10-17	2019-10-15	4	ZM	Zoom Video Communications, Inc. Class B Common Stock	C - Conversion	-122,450	1,102,049	-10.00
2019-10-17	2019-10-15	4	ZM	Zoom Video Communications, Inc. Class B Common Stock	C - Conversion	-1,881,643	16,934,791	-10.00
2019-10-17	2019-10-15	4	ZM	Zoom Video Communications, Inc. Class B Common Stock	C - Conversion	-8,021	72,184	-10.00
2019-10-17	2019-10-15	4	ZM	Zoom Video Communications, Inc. Class B Common Stock	C - Conversion	-647,046	5,823,417	-10.00
2019-10-17	2019-10-15	4	ZM	Zoom Video Communications, Inc. Class A Common Stock	J - Other	-122,450	0	-100.00
2019-10-17	2019-10-15	4	ZM	Zoom Video Communications, Inc. Class A Common Stock	J - Other	-1,881,643	0	-100.00
2019-10-17	2019-10-15	4	ZM	Zoom Video Communications, Inc. Class A Common Stock	J - Other	-8,021	0	-100.00
2019-10-17	2019-10-15	4	ZM	Zoom Video Communications, Inc. Class A Common Stock	J - Other	-647,046	0	-100.00
2019-10-17	2019-10-15	4	ZM	Zoom Video Communications, Inc. Class A Common Stock	C - Conversion	122,450	122,450
2019-10-17	2019-10-15	4	ZM	Zoom Video Communications, Inc. Class A Common Stock	C - Conversion	1,881,643	1,881,643
2019-10-17	2019-10-15	4	ZM	Zoom Video Communications, Inc. Class A Common Stock	C - Conversion	8,021	8,021
2019-10-17	2019-10-15	4	ZM	Zoom Video Communications, Inc. Class A Common Stock	C - Conversion	647,046	647,046
2019-07-29	2019-07-25	4	HCAT	Health Catalyst, Inc. Series F Preferred Stock	C - Conversion	-9,088	0	-100.00
2019-07-29	2019-07-25	4	HCAT	Health Catalyst, Inc. Series F Preferred Stock	C - Conversion	-26,831	0	-100.00
2019-07-29	2019-07-25	4	HCAT	Health Catalyst, Inc. Series E Preferred Stock	C - Conversion	-20,381	0	-100.00
2019-07-29	2019-07-25	4	HCAT	Health Catalyst, Inc. Series E Preferred Stock	C - Conversion	-60,463	0	-100.00
2019-07-29	2019-07-25	4	HCAT	Health Catalyst, Inc. Series D Preferred Stock	C - Conversion	-59,693	0	-100.00
2019-07-29	2019-07-25	4	HCAT	Health Catalyst, Inc. Series D Preferred Stock	C - Conversion	-176,222	0	-100.00
2019-07-29	2019-07-25	4	HCAT	Health Catalyst, Inc. Series C Preferred Stock	C - Conversion	-1,474,068	0	-100.00
2019-07-29	2019-07-25	4	HCAT	Health Catalyst, Inc. Series B Preferred Stock	C - Conversion	-32,246	0	-100.00
2019-07-29	2019-07-25	4	HCAT	Health Catalyst, Inc. Series B Preferred Stock	C - Conversion	-731,890	0	-100.00
2019-07-29	2019-07-25	4	HCAT	Health Catalyst, Inc. Series A Preferred Stock	C - Conversion	-151,392	0	-100.00
2019-07-29	2019-07-25	4	HCAT	Health Catalyst, Inc. Series A Preferred Stock	C - Conversion	-3,436,107	0	-100.00
2019-07-29	2019-07-25	4	HCAT	Health Catalyst, Inc. Common Stock	C - Conversion	89,162	89,162
2019-07-29	2019-07-25	4	HCAT	Health Catalyst, Inc. Common Stock	C - Conversion	1,474,068	1,474,068
2019-07-29	2019-07-25	4	HCAT	Health Catalyst, Inc. Common Stock	C - Conversion	4,431,513	4,431,513
2019-07-29	2019-07-25	4	HCAT	Health Catalyst, Inc. Common Stock	C - Conversion	183,638	183,638
2019-07-25	2019-07-23	4	MDLA	Medallia, Inc. Series E Convertible Preferred Stock	C - Conversion	-253,230	0	-100.00
2019-07-25	2019-07-23	4	MDLA	Medallia, Inc. Series E Convertible Preferred Stock	C - Conversion	-8,726,574	0	-100.00
2019-07-25	2019-07-23	4	MDLA	Medallia, Inc. Series E Convertible Preferred Stock	C - Conversion	-42,834	0	-100.00
2019-07-25	2019-07-23	4	MDLA	Medallia, Inc. Series E Convertible Preferred Stock	C - Conversion	-855,147	0	-100.00
2019-07-25	2019-07-23	4	MDLA	Medallia, Inc. Series D Convertible Preferred Stock	C - Conversion	-443,721	0	-100.00
2019-07-25	2019-07-23	4	MDLA	Medallia, Inc. Series D Convertible Preferred Stock	C - Conversion	-8,858,605	0	-100.00
2019-07-25	2019-07-23	4	MDLA	Medallia, Inc. Series C Convertible Preferred Stock	C - Conversion	-5,965,519	0	-100.00
2019-07-25	2019-07-23	4	MDLA	Medallia, Inc. Series B Convertible Preferred Stock	C - Conversion	-17,622,476	0	-100.00
2019-07-25	2019-07-23	4	MDLA	Medallia, Inc. Series A Convertible Preferred Stock	C - Conversion	-1,638,950	0	-100.00
2019-07-25	2019-07-23	4	MDLA	Medallia, Inc. Common Stock	J - Other	253,230	253,230
2019-07-25	2019-07-23	4	MDLA	Medallia, Inc. Common Stock	J - Other	8,726,574	8,726,574
2019-07-25	2019-07-23	4	MDLA	Medallia, Inc. Common Stock	J - Other	486,555	486,555
2019-07-25	2019-07-23	4	MDLA	Medallia, Inc. Common Stock	J - Other	9,713,752	9,713,752
2019-07-25	2019-07-23	4	MDLA	Medallia, Inc. Common Stock	J - Other	25,226,945	25,226,945
2019-07-25	2019-07-23	4	MDLA	Medallia, Inc. Common Stock	J - Other	1,425	1,425
2019-07-25	2019-07-23	4	MDLA	Medallia, Inc. Class A Common Stock	J - Other	-253,230	0	-100.00
2019-07-25	2019-07-23	4	MDLA	Medallia, Inc. Class A Common Stock	J - Other	-8,726,574	0	-100.00
2019-07-25	2019-07-23	4	MDLA	Medallia, Inc. Class A Common Stock	J - Other	-486,555	0	-100.00
2019-07-25	2019-07-23	4	MDLA	Medallia, Inc. Class A Common Stock	J - Other	-9,713,752	0	-100.00
2019-07-25	2019-07-23	4	MDLA	Medallia, Inc. Class A Common Stock	J - Other	-25,226,945	0	-100.00
2019-07-25	2019-07-23	4	MDLA	Medallia, Inc. Class A Common Stock	J - Other	-1,425	0	-100.00
2019-07-25	2019-07-23	4	MDLA	Medallia, Inc. Class A Common Stock	C - Conversion	253,230	253,230
2019-07-25	2019-07-23	4	MDLA	Medallia, Inc. Class A Common Stock	C - Conversion	8,726,574	8,726,574
2019-07-25	2019-07-23	4	MDLA	Medallia, Inc. Class A Common Stock	C - Conversion	486,555	486,555
2019-07-25	2019-07-23	4	MDLA	Medallia, Inc. Class A Common Stock	C - Conversion	9,713,752	9,713,752
2019-07-25	2019-07-23	4	MDLA	Medallia, Inc. Class A Common Stock	C - Conversion	25,226,945	25,226,945
2019-07-18		3	MDLA	Medallia, Inc. Class A Common Stock			2,850
2019-07-18		3	MDLA	Medallia, Inc. Class A Common Stock			2,850
2019-07-18		3	MDLA	Medallia, Inc. Class A Common Stock			2,850
2019-07-18		3	MDLA	Medallia, Inc. Class A Common Stock			2,850
2019-07-18		3	MDLA	Medallia, Inc. Class A Common Stock			2,850
2019-07-18		3	MDLA	Medallia, Inc. Class A Common Stock			2,850
2019-07-18		3	MDLA	Medallia, Inc. Class A Common Stock			2,850
2019-07-18		3	MDLA	Medallia, Inc. Class A Common Stock			2,850
2019-07-18		3	MDLA	Medallia, Inc. Class A Common Stock			2,850
2019-07-18		3	MDLA	Medallia, Inc. Class A Common Stock			2,850
2019-07-18		3	MDLA	Medallia, Inc. Class A Common Stock			2,850
2019-04-25	2019-04-23	4	ZM	Zoom Video Communications, Inc. Class B Common Stock	C - Conversion	-38,148	1,224,499	-3.02
2019-04-25	2019-04-23	4	ZM	Zoom Video Communications, Inc. Class B Common Stock	C - Conversion	-586,209	18,816,434	-3.02
2019-04-25	2019-04-23	4	ZM	Zoom Video Communications, Inc. Class B Common Stock	C - Conversion	-2,499	80,205	-3.02
2019-04-25	2019-04-23	4	ZM	Zoom Video Communications, Inc. Class B Common Stock	C - Conversion	-201,581	6,470,463	-3.02
2019-04-25	2019-04-23	4	ZM	Zoom Video Communications, Inc. Class B Common Stock	J - Other	1,258,435	1,262,647	29,877.37
2019-04-25	2019-04-23	4	ZM	Zoom Video Communications, Inc. Class B Common Stock	J - Other	19,337,903	19,402,643	29,870.10
2019-04-25	2019-04-23	4	ZM	Zoom Video Communications, Inc. Class B Common Stock	J - Other	89,832	194,538	85.79
2019-04-25	2019-04-23	4	ZM	Zoom Video Communications, Inc. Class B Common Stock	J - Other	82,424	82,704	29,437.14
2019-04-25	2019-04-23	4	ZM	Zoom Video Communications, Inc. Class B Common Stock	J - Other	6,649,340	6,672,044	29,287.09
2019-04-25	2019-04-23	4	ZM	Zoom Video Communications, Inc. Series A Convertible Preferred Stock	C - Conversion	-33,667	0	-100.00
2019-04-25	2019-04-23	4	ZM	Zoom Video Communications, Inc. Series A Convertible Preferred Stock	C - Conversion	-517,371	0	-100.00
2019-04-25	2019-04-23	4	ZM	Zoom Video Communications, Inc. Series A Convertible Preferred Stock	C - Conversion	-89,832	0	-100.00
2019-04-25	2019-04-23	4	ZM	Zoom Video Communications, Inc. Series A Convertible Preferred Stock	C - Conversion	-612	0	-100.00
2019-04-25	2019-04-23	4	ZM	Zoom Video Communications, Inc. Series A Convertible Preferred Stock	C - Conversion	-49,388	0	-100.00
2019-04-25	2019-04-23	4	ZM	Zoom Video Communications, Inc. Series D Convertible Preferred Stock	C - Conversion	-1,224,768	0	-100.00
2019-04-25	2019-04-23	4	ZM	Zoom Video Communications, Inc. Series D Convertible Preferred Stock	C - Conversion	-18,820,532	0	-100.00
2019-04-25	2019-04-23	4	ZM	Zoom Video Communications, Inc. Series D Convertible Preferred Stock	C - Conversion	-81,812	0	-100.00
2019-04-25	2019-04-23	4	ZM	Zoom Video Communications, Inc. Series D Convertible Preferred Stock	C - Conversion	-6,599,952	0	-100.00
2019-04-25	2019-04-23	4	ZM	Zoom Video Communications, Inc. Class A Common Stock	S - Sale	-38,148	0	-100.00	34.20	-1,304,662
2019-04-25	2019-04-23	4	ZM	Zoom Video Communications, Inc. Class A Common Stock	S - Sale	-586,209	0	-100.00	34.20	-20,048,348
2019-04-25	2019-04-23	4	ZM	Zoom Video Communications, Inc. Class A Common Stock	S - Sale	-2,499	0	-100.00	34.20	-85,466
2019-04-25	2019-04-23	4	ZM	Zoom Video Communications, Inc. Class A Common Stock	S - Sale	-201,581	0	-100.00	34.20	-6,894,070
2019-04-25	2019-04-23	4	ZM	Zoom Video Communications, Inc. Class A Common Stock	C - Conversion	38,148	38,148
2019-04-25	2019-04-23	4	ZM	Zoom Video Communications, Inc. Class A Common Stock	C - Conversion	586,209	586,209
2019-04-25	2019-04-23	4	ZM	Zoom Video Communications, Inc. Class A Common Stock	C - Conversion	2,499	2,499
2019-04-25	2019-04-23	4	ZM	Zoom Video Communications, Inc. Class A Common Stock	C - Conversion	201,581	201,581
2018-01-17	2018-01-12	4	OKTA	Okta, Inc. Class B Common Stock	C - Conversion	-66,026	66,028	-50.00
2018-01-17	2018-01-12	4	OKTA	Okta, Inc. Class B Common Stock	C - Conversion	-1,318,174	1,318,172	-50.00
2018-01-17	2018-01-12	4	OKTA	Okta, Inc. Class B Common Stock	C - Conversion	-2,071,223	2,071,224	-50.00
2018-01-17	2018-01-12	4	OKTA	Okta, Inc. Class A Common Stock	J - Other	-66,026	0	-100.00
2018-01-17	2018-01-12	4	OKTA	Okta, Inc. Class A Common Stock	J - Other	-1,318,174	0	-100.00
2018-01-17	2018-01-12	4	OKTA	Okta, Inc. Class A Common Stock	J - Other	-2,071,223	0	-100.00
2018-01-17	2018-01-12	4	OKTA	Okta, Inc. Class A Common Stock	C - Conversion	66,026	66,026
2018-01-17	2018-01-12	4	OKTA	Okta, Inc. Class A Common Stock	C - Conversion	1,318,174	1,318,174
2018-01-17	2018-01-12	4	OKTA	Okta, Inc. Class A Common Stock	C - Conversion	2,071,223	2,071,223
2018-01-04	2018-01-04	4	OKTA	Okta, Inc. Class B Common Stock	C - Conversion	-66,026	132,054	-33.33
2018-01-04	2018-01-04	4	OKTA	Okta, Inc. Class B Common Stock	C - Conversion	-1,318,174	2,636,346	-33.33
2018-01-04	2018-01-04	4	OKTA	Okta, Inc. Class B Common Stock	C - Conversion	-2,071,223	4,142,447	-33.33
2018-01-04	2018-01-04	4	OKTA	Okta, Inc. Class A Common Stock	J - Other	-66,026	0	-100.00
2018-01-04	2018-01-04	4	OKTA	Okta, Inc. Class A Common Stock	J - Other	-1,318,174	0	-100.00
2018-01-04	2018-01-04	4	OKTA	Okta, Inc. Class A Common Stock	J - Other	-2,071,223	0	-100.00
2018-01-04	2018-01-04	4	OKTA	Okta, Inc. Class A Common Stock	C - Conversion	66,026	66,026
2018-01-04	2018-01-04	4	OKTA	Okta, Inc. Class A Common Stock	C - Conversion	1,318,174	1,318,174
2018-01-04	2018-01-04	4	OKTA	Okta, Inc. Class A Common Stock	C - Conversion	2,071,223	2,071,223
2018-01-04	2018-01-02	4	OKTA	Okta, Inc. Class B Common Stock	C - Conversion	-66,026	198,080	-25.00
2018-01-04	2018-01-02	4	OKTA	Okta, Inc. Class B Common Stock	C - Conversion	-1,318,174	3,954,520	-25.00
2018-01-04	2018-01-02	4	OKTA	Okta, Inc. Class B Common Stock	C - Conversion	-2,071,223	6,213,670	-25.00
2018-01-04	2018-01-02	4	OKTA	Okta, Inc. Class A Common Stock	J - Other	-66,026	0	-100.00
2018-01-04	2018-01-02	4	OKTA	Okta, Inc. Class A Common Stock	J - Other	-1,318,174	0	-100.00
2018-01-04	2018-01-02	4	OKTA	Okta, Inc. Class A Common Stock	J - Other	-2,071,223	0	-100.00
2018-01-04	2018-01-02	4	OKTA	Okta, Inc. Class A Common Stock	C - Conversion	66,026	66,026
2018-01-04	2018-01-02	4	OKTA	Okta, Inc. Class A Common Stock	C - Conversion	1,318,174	1,318,174
2018-01-04	2018-01-02	4	OKTA	Okta, Inc. Class A Common Stock	C - Conversion	2,071,223	2,071,223
2017-12-19	2018-12-15	4	OKTA	Okta, Inc. Class B Common Stock	C - Conversion	-66,026	264,106	-20.00
2017-12-19	2018-12-15	4	OKTA	Okta, Inc. Class B Common Stock	C - Conversion	-1,318,174	5,272,694	-20.00
2017-12-19	2018-12-15	4	OKTA	Okta, Inc. Class B Common Stock	C - Conversion	-2,071,223	8,284,893	-20.00
2017-12-19	2017-12-15	4	OKTA	Okta, Inc. Class A Common Stock	J - Other	-66,026	0	-100.00
2017-12-19	2017-12-15	4	OKTA	Okta, Inc. Class A Common Stock	J - Other	-1,318,174	0	-100.00
2017-12-19	2017-12-15	4	OKTA	Okta, Inc. Class A Common Stock	J - Other	-2,071,223	0	-100.00
2017-12-19	2017-12-15	4	OKTA	Okta, Inc. Class A Common Stock	C - Conversion	66,026	66,026
2017-12-19	2017-12-15	4	OKTA	Okta, Inc. Class A Common Stock	C - Conversion	1,318,174	1,318,174
2017-12-19	2017-12-15	4	OKTA	Okta, Inc. Class A Common Stock	C - Conversion	2,071,223	2,071,223
2017-11-16	2017-11-14	4	QTNA	QUANTENNA COMMUNICATIONS INC Common Stock	J - Other	-468,048	1,279,816	-26.78
2017-11-16	2017-11-14	4	QTNA	QUANTENNA COMMUNICATIONS INC Common Stock	J - Other	-17,793	53,380	-25.00
2017-11-16	2017-11-14	4	QTNA	QUANTENNA COMMUNICATIONS INC Common Stock	J - Other	-61,285	183,856	-25.00
2017-11-16	2017-11-14	4	QTNA	QUANTENNA COMMUNICATIONS INC Common Stock	J - Other	-563,332	1,689,996	-25.00
2017-05-25	2017-05-23	4	QTNA	QUANTENNA COMMUNICATIONS INC Common Stock	S - Sale	-835,369	1,747,864	-32.34	19.90	-16,623,843	34,782,494
2017-05-25	2017-05-23	4	QTNA	QUANTENNA COMMUNICATIONS INC Common Stock	S - Sale	-31,757	71,173	-30.85	19.90	-631,964	1,416,343
2017-05-25	2017-05-23	4	QTNA	QUANTENNA COMMUNICATIONS INC Common Stock	S - Sale	-109,381	245,141	-30.85	19.90	-2,176,682	4,878,306
2017-05-25	2017-05-23	4	QTNA	QUANTENNA COMMUNICATIONS INC Common Stock	S - Sale	-1,005,431	2,253,328	-30.85	19.90	-20,008,077	44,841,227
2016-11-04	2016-11-02	4	QTNA	QUANTENNA COMMUNICATIONS INC Series G Preferred Stock	C - Conversion	-124,327	0	-100.00
2016-11-04	2016-11-02	4	QTNA	QUANTENNA COMMUNICATIONS INC Series G Preferred Stock	C - Conversion	-4,742	0	-100.00
2016-11-04	2016-11-02	4	QTNA	QUANTENNA COMMUNICATIONS INC Series G Preferred Stock	C - Conversion	-16,332	0	-100.00
2016-11-04	2016-11-02	4	QTNA	QUANTENNA COMMUNICATIONS INC Series G Preferred Stock	C - Conversion	-150,126	0	-100.00
2016-11-04	2016-11-02	4	QTNA	QUANTENNA COMMUNICATIONS INC Common Stock	C - Conversion	124,327	124,327
2016-11-04	2016-11-02	4	QTNA	QUANTENNA COMMUNICATIONS INC Common Stock	C - Conversion	4,742	102,930	4.83
2016-11-04	2016-11-02	4	QTNA	QUANTENNA COMMUNICATIONS INC Common Stock	C - Conversion	16,332	354,522	4.83
2016-11-04	2016-11-02	4	QTNA	QUANTENNA COMMUNICATIONS INC Common Stock	C - Conversion	150,126	3,258,759	4.83
2015-10-01	2015-09-30	4	NMBL	Nimble Storage Inc Common Stock	J - Other	-662,701	662,700	-50.00
2015-10-01	2015-09-30	4	NMBL	Nimble Storage Inc Common Stock	J - Other	-5,075,096	5,075,096	-50.00
2015-10-01	2015-09-30	4	NMBL	Nimble Storage Inc Common Stock	J - Other	-542,412	542,412	-50.00
2015-10-01	2015-09-30	4	NMBL	Nimble Storage Inc Common Stock	J - Other	-189,901	189,900	-50.00
2015-06-05		3	GI	EndoChoice Holdings, Inc. Common Stock			6,161,197
2015-06-05		3	GI	EndoChoice Holdings, Inc. Common Stock			5,122,636
2015-06-05		3	GI	EndoChoice Holdings, Inc. Common Stock			4,605,107
2015-06-05		3	GI	EndoChoice Holdings, Inc. Common Stock			6,161,197
2015-06-05		3	GI	EndoChoice Holdings, Inc. Common Stock			5,122,636
2015-06-05		3	GI	EndoChoice Holdings, Inc. Common Stock			4,605,107
2015-06-05		3	GI	EndoChoice Holdings, Inc. Common Stock			6,161,197
2015-06-05		3	GI	EndoChoice Holdings, Inc. Common Stock			5,122,636
2015-06-05		3	GI	EndoChoice Holdings, Inc. Common Stock			4,605,107
2015-06-05		3	GI	EndoChoice Holdings, Inc. Common Stock			6,161,197
2015-06-05		3	GI	EndoChoice Holdings, Inc. Common Stock			5,122,636
2015-06-05		3	GI	EndoChoice Holdings, Inc. Common Stock			4,605,107
2015-06-05		3	GI	EndoChoice Holdings, Inc. Common Stock			6,161,197
2015-06-05		3	GI	EndoChoice Holdings, Inc. Common Stock			5,122,636
2015-06-05		3	GI	EndoChoice Holdings, Inc. Common Stock			4,605,107
2015-06-05		3	GI	EndoChoice Holdings, Inc. Common Stock			6,161,197
2015-06-05		3	GI	EndoChoice Holdings, Inc. Common Stock			5,122,636
2015-06-05		3	GI	EndoChoice Holdings, Inc. Common Stock			4,605,107
2015-06-05		3	GI	EndoChoice Holdings, Inc. Common Stock			6,161,197
2015-06-05		3	GI	EndoChoice Holdings, Inc. Common Stock			5,122,636
2015-06-05		3	GI	EndoChoice Holdings, Inc. Common Stock			4,605,107
2015-06-05		3	GI	EndoChoice Holdings, Inc. Common Stock			6,161,197
2015-06-05		3	GI	EndoChoice Holdings, Inc. Common Stock			5,122,636
2015-06-05		3	GI	EndoChoice Holdings, Inc. Common Stock			4,605,107
2015-06-05		3	GI	EndoChoice Holdings, Inc. Common Stock			6,161,197
2015-06-05		3	GI	EndoChoice Holdings, Inc. Common Stock			5,122,636
2015-06-05		3	GI	EndoChoice Holdings, Inc. Common Stock			4,605,107
2015-06-05		3	GI	EndoChoice Holdings, Inc. Common Stock			6,161,197
2015-06-05		3	GI	EndoChoice Holdings, Inc. Common Stock			5,122,636
2015-06-05		3	GI	EndoChoice Holdings, Inc. Common Stock			4,605,107
2015-06-05		3	GI	EndoChoice Holdings, Inc. Common Stock			6,161,197
2015-06-05		3	GI	EndoChoice Holdings, Inc. Common Stock			5,122,636
2015-06-05		3	GI	EndoChoice Holdings, Inc. Common Stock			4,605,107
2013-12-18	2013-12-18	4	NMBL	Nimble Storage Inc Series E Preferred Stock	C - Conversion	-1,325,401	0	-100.00
2013-12-18	2013-12-18	4	NMBL	Nimble Storage Inc Series D Preferred Stock	C - Conversion	-371,929	0	-100.00
2013-12-18	2013-12-18	4	NMBL	Nimble Storage Inc Series D Preferred Stock	C - Conversion	-39,751	0	-100.00
2013-12-18	2013-12-18	4	NMBL	Nimble Storage Inc Series D Preferred Stock	C - Conversion	-13,917	0	-100.00
2013-12-18	2013-12-18	4	NMBL	Nimble Storage Inc Series C Preferred Stock	C - Conversion	-1,721,380	0	-100.00
2013-12-18	2013-12-18	4	NMBL	Nimble Storage Inc Series C Preferred Stock	C - Conversion	-183,976	0	-100.00
2013-12-18	2013-12-18	4	NMBL	Nimble Storage Inc Series C Preferred Stock	C - Conversion	-64,411	0	-100.00
2013-12-18	2013-12-18	4	NMBL	Nimble Storage Inc Series B Preferred Stock	C - Conversion	-522,945	0	-100.00
2013-12-18	2013-12-18	4	NMBL	Nimble Storage Inc Series B Preferred Stock	C - Conversion	-55,891	0	-100.00
2013-12-18	2013-12-18	4	NMBL	Nimble Storage Inc Series B Preferred Stock	C - Conversion	-19,567	0	-100.00
2013-12-18	2013-12-18	4	NMBL	Nimble Storage Inc Series A Preferred Stock	C - Conversion	-7,533,938	0	-100.00
2013-12-18	2013-12-18	4	NMBL	Nimble Storage Inc Series A Preferred Stock	C - Conversion	-805,206	0	-100.00
2013-12-18	2013-12-18	4	NMBL	Nimble Storage Inc Series A Preferred Stock	C - Conversion	-281,906	0	-100.00
2013-12-18	2013-12-18	4	NMBL	Nimble Storage Inc Common Stock	C - Conversion	1,325,401	1,325,401
2013-12-18	2013-12-18	4	NMBL	Nimble Storage Inc Common Stock	C - Conversion	371,929	10,150,192	3.80
2013-12-18	2013-12-18	4	NMBL	Nimble Storage Inc Common Stock	C - Conversion	39,751	1,084,824	3.80
2013-12-18	2013-12-18	4	NMBL	Nimble Storage Inc Common Stock	C - Conversion	13,917	379,801	3.80
2013-12-18	2013-12-18	4	NMBL	Nimble Storage Inc Common Stock	C - Conversion	1,721,380	9,778,263	21.37
2013-12-18	2013-12-18	4	NMBL	Nimble Storage Inc Common Stock	C - Conversion	183,976	1,045,073	21.37
2013-12-18	2013-12-18	4	NMBL	Nimble Storage Inc Common Stock	C - Conversion	64,411	365,884	21.37
2013-12-18	2013-12-18	4	NMBL	Nimble Storage Inc Common Stock	C - Conversion	522,945	8,056,883	6.94
2013-12-18	2013-12-18	4	NMBL	Nimble Storage Inc Common Stock	C - Conversion	55,891	861,097	6.94
2013-12-18	2013-12-18	4	NMBL	Nimble Storage Inc Common Stock	C - Conversion	19,567	301,473	6.94
2013-12-18	2013-12-18	4	NMBL	Nimble Storage Inc Common Stock	C - Conversion	7,533,938	7,533,938
2013-12-18	2013-12-18	4	NMBL	Nimble Storage Inc Common Stock	C - Conversion	805,206	805,206
2013-12-18	2013-12-18	4	NMBL	Nimble Storage Inc Common Stock	C - Conversion	281,906	281,906
2013-05-30	2013-05-28	4	NOW	ServiceNow, Inc. Common Stock	J - Other	-249,023	498,046	-33.33
2013-05-30	2013-05-28	4	NOW	ServiceNow, Inc. Common Stock	J - Other	-5,737,063	11,474,126	-33.33
2013-05-01	2013-04-29	4	NOW	ServiceNow, Inc. Common Stock	J - Other	-249,023	747,069	-25.00
2013-05-01	2013-04-29	4	NOW	ServiceNow, Inc. Common Stock	J - Other	-5,737,063	17,211,189	-25.00
2012-07-05	2012-07-05	4	NOW	ServiceNow, Inc. Series D Convertible Preferred Stock	C - Conversion	-124,410	0	-100.00
2012-07-05	2012-07-05	4	NOW	ServiceNow, Inc. Series D Convertible Preferred Stock	C - Conversion	-2,866,225	0	-100.00
2012-07-05	2012-07-05	4	NOW	ServiceNow, Inc. Common Stock	C - Conversion	995,280	996,092	122,571.43
2012-07-05	2012-07-05	4	NOW	ServiceNow, Inc. Common Stock	C - Conversion	22,929,800	22,948,252	124,267.29
2012-06-28		3	NOW	ServiceNow, Inc. Common Stock			18,452
2012-06-28		3	NOW	ServiceNow, Inc. Common Stock			812
2012-06-28		3	NOW	ServiceNow, Inc. Common Stock			337,500

공개 시장에서 또는 사적으로 비파생증권 또는 파생증권 매입

공개 시장에서 또는 사적으로 비파생증권 또는 파생증권 매각

자사로부터 유가증권(옵션 등)을 보조, 지급 또는 기타 취득

파생상품 전환

자사에게 유가증권을 매각 또는 양도

기업으로부터 인도 받은 유가증권의 일부를 사용한 행사 가격 또는 조세 채무의 지급

내부자에 의한 또는 내부자에게 증권 증여

지분스왑 및 유사 위험 회피거래

자사로부터 인도 받은 파생증권(옵션 등)의 행사 또는 전환

보고서 양식 4에 자진 신고된 거래

기타 (거래 내용을 설명하는 각주와 동반)