Oxford Lane Capital Corp. - 우선 보안

소개

이 페이지에서는 Saul B Rosenthal의 공개된 내부자의 매매 거래 내역을 종합적으로 분석합니다. 내부자들은 기업의 임원(내부 경영진), 이사 또는 주요 투자자입니다. 일반적으로 내부자가 중요한 비공개 정보를 기반으로 자신이 속한 기업을 거래하는 것은 불법으로 간주됩니다. 이것은 내부자가 자신의 기업 내에서 행하는 모든 거래가 불법이라는 것을 뜻은 아닙니다. 그러나 그들은 자신들의 모든 거래를 양식 4를 통해 SEC에 보고해야만 합니다. 이러한 제한에도 불구하고, 학계 연구에 따르면 내부자는, 일반적으로, 자신의 회사 주식에 대한 실적이 시장의 수익률을 능가하는 경향성을 보였습니다.

평균 거래 수익성

평균 거래 수익성은 내부자가 지난 3년 동안 매입한 모든 "공개 시장"(Open market)에서의 매입의 평균 수익률입니다. 이를 계산하기 위해 10b5-1 거래 계획의 일부로 표시된 모든 거래를 제외하고 내부자가 계획되지 않은 모든 오픈 마켓에서의 매입을 조사합니다. 그런 다음 3개월, 6개월, 12개월 동안 해당 거래의 평균 성과를 계산하여 각 거래에 대한 최종 성과 지표를 생성합니다. 마지막으로 내부자에 대한 성과 지표를 계산하기 위해 모든 성과 지표의 평균을 내립니다. 이 목록에는 지난 2년 동안 최소 3번 이상 거래한 내부자만 포함됩니다.

내부자의 매매 거래 수익성이 "해당 없음"인 경우, 내부자는 지난 3년 동안 공개 시장에서 매수한 적이 없거나, 거래가 너무 최근에 이루어져서 신뢰할 수 있는 성과 지표를 산출할 수 없는 경우에 해당합니다.

업데이트 주기: 일별

최고 수익율의 내부자 목록을 확인하세요.

가장 높은 순위의 내부자를 확인하세요
내부자 포지션이 보고된 기업

SEC 서류에 따르면 Saul B Rosenthal 기업이 다음 기업에 대한 보유 또는 거래를 보고했습니다:

증권 소유권 최근 보고된 보유 주식
US:OXSQ / Oxford Square Capital Corp. President and COO 2,201,479
President, Director 521,058
US:OXLC / Oxford Lane Capital Corp. President, Director 5,474,887
차트 해석 방법

아래 차트는 Saul B Rosenthal에 의한 각 "공개 시장"(Open market)에서 계획되지 않은 거래 이후 증권의 주가 실적을 보여줍니다. 계획되지 않은 거래는 10b5-1 거래 계획의 일환으로 이루어지지 않은 거래입니다. 주가 실적은 주가의 누적 백분율 변화로 표시됩니다. 예를 들어, 2019년 1월 1일 내부자의 매매 거래가 이루어졌을 경우, 차트는 현재까지 증권의 일별 백분율 변화를 보여줍니다. 이 기간 동안 주가가 10달러에서 15달러로 간다면, 주가의 누적 백분율 변화는 50%가 됩니다. 10달러에서 20달러로의 가격 변화는 100%가 되며, 10달러에서 5달러로의 가격 변화는 -50%가 됩니다.

궁극적으로 내부자의 매매 거래가 내부자의 정보를 이용하여 이익을 얻기 위해 거래 타이밍을 맞추고 있는지 확인하기 위해 내부자의 매매 거래가 주가의 초과 수익률(양 또는 음)과 얼마나 밀접한 상관 관계가 있는지 확인하고자 합니다. 내부자가 이러한 작업을 수행하고 있는 상황을 고려해 보겠습니다. 이러한 상황에서 우리는 (a) 매입 후 양의 수익률 또는 (b) 매각 후 음의 수익률을 기대할 수 있습니다. (a)의 경우, 매입 차트는 상향으로 기울어진 일련의 곡선을 보여주며, 각 매입 거래 후 양의 수익률을 나타냅니다. (b)의 경우, SALE 차트는 하향으로 기울어진 일련의 곡선을 보여주며, 각 판매 거래 후 음의 수익률을 나타냅니다.

그러나 이것만으로는 결론을 도출하기에 충분하지 않습니다. 예를 들어, 해당 기업의 주가가 수년에 걸쳐 비주기적 상승 추세에 있다면, Fintel은 매입 후 도표가 모두 상향 곡선으로 예상할 수 있습니다. 마찬가지로, 수년에 걸쳐 비주기적 하락은 거래 후에 하향 곡선으로 초래할 가능성이 높습니다. 이 도표들 중 어느 것도 내부자의 매매 거래 활동을 시사하지는 않습니다.

가장 강력한 지표는 주가가 극단적으로 순환하는 상황일 것이고, PURCHASE 차트에는 긍정적인 시그널이, SALE 차트에는 부정적인 플롯이 존재했습니다. 이는 자신들의 금전적 이익을 위한 거래 타이밍을 재던 내부자에 의한 상황일 가능성이 높습니다.

내부자 매입 OXLCI / Oxford Lane Capital Corp. - Preferred Security: 단기 이익 분석

이 섹션에서는 OXLCI / Oxford Lane Capital Corp. - Preferred Security에 대한 "공개 시장"(Open market)에서 계획되지 않은 내부자의 매입이 발생한 모든 상품의 수익성을 분석합니다. 이 분석은 내부자가 지속적으로 비정상적인 수익을 창출하는지 이해하는 데 도움이 되며, 이를 따를 가치가 있습니다. 이 분석은 각 거래 후 1년 동안 수행되며, 결과는 이론 값입니다.

아래 표는 사전 거래 계획(Automated trading plan)에 포함되지 않은 가장 최근의 공개 시장 매입을 보여줍니다.

거래일 티커 내부자 보고된
지분		 보고된
가격		 조정된
지분		 조정된
가격		 가격 기준 최고까지
일수		 최고
가격		 최고
이익 ($)		 최고 수익률 (%)
2024-12-17 OXLC ROSENTHAL SAUL B 2,960,000 5.0800 592,000 25.4000 15,036,800 265 17.7500 -4,528,800 -30.12
2024-05-28 OXLC ROSENTHAL SAUL B 2,315,000 5.4000 463,000 27.0000 12,501,000
2024-05-28 OXLC ROSENTHAL SAUL B 2,315,000 5.4000 463,000 27.0000 12,501,000
2020-03-18 OXLC ROSENTHAL SAUL B 37,187 2.3609 7,437 11.8045 87,795
2020-03-13 OXLC ROSENTHAL SAUL B 1,700 5.0465 340 25.2325 8,579
2020-03-12 OXLC ROSENTHAL SAUL B 31,000 4.9980 6,200 24.9900 154,938
2017-06-22 OXLC ROSENTHAL SAUL B 20,000 9.7900 4,000 48.9500 195,800

조정 가격은 분할 조정된 가격입니다. 조정된 주식은 조정된 지분입니다.

OXLCI / Oxford Lane Capital Corp. - Preferred Security Insider Trades
내부자 매매 OXLCI / Oxford Lane Capital Corp. - Preferred Security: 단기 손실 분석

이 섹션에서는 OXLCI / Oxford Lane Capital Corp. - Preferred Security에서 이루어진 계획되지 않은 모든 공개 시장에서의 내부자 매도의 단기 손실 회피를 분석합니다. 일관된 손실 회피 패턴은 향후 매각 거래에서 가격 하락이 발생할 수도 있다는 것을 예측할 수 있습니다. 이 분석은 각 거래 후 1년을 대상으로 한 것이며, 결과는 이론 값입니다.

아래 표는 자동 거래 계획에 포함되지 않은 가장 최근의 "공개 시장"(Open market) 매매를 보여줍니다.

거래일 티커 내부자 보고된
지분		 보고된
가격		 조정된
지분		 조정된
가격		 가격 기준 최저까지
일수		 최저에서
가격		 회피된
최대 손실($)		 회피된
최대 손실율(%)
이 내부자와 유가 증권의 조합과 관련하여 계획되지 않은 공개된 "공개 시장"(Open market) 거래는 없습니다.

조정 가격은 분할 조정된 가격입니다. 조정된 주식은 조정된 지분입니다.

OXLCI / Oxford Lane Capital Corp. - Preferred Security Insider Trades
내부자 매입 OXSQH / Oxford Square Capital Corp. - Corporate Bond/Note: 단기 이익 분석

이 섹션에서는 OXLCI / Oxford Lane Capital Corp. - Preferred Security에 대한 "공개 시장"(Open market)에서 계획되지 않은 내부자의 매입이 발생한 모든 상품의 수익성을 분석합니다. 이 분석은 내부자가 지속적으로 비정상적인 수익을 창출하는지 이해하는 데 도움이 되며, 이를 따를 가치가 있습니다. 이 분석은 각 거래 후 1년 동안 수행되며, 결과는 이론 값입니다.

아래 표는 사전 거래 계획(Automated trading plan)에 포함되지 않은 가장 최근의 공개 시장 매입을 보여줍니다.

거래일 티커 내부자 보고된
지분		 보고된
가격		 조정된
지분		 조정된
가격		 가격 기준 최고까지
일수		 최고
가격		 최고
이익 ($)		 최고 수익률 (%)
2026-05-20 OXSQ ROSENTHAL SAUL B 144,703 1.1517 144,703 1.1517 166,654 13 1.4000 35,930 21.56
2022-05-27 OXSQ ROSENTHAL SAUL B 1,773 4.0290 1,773 4.0290 7,143
2022-05-25 OXSQ ROSENTHAL SAUL B 832 4.0000 832 4.0000 3,328
2022-05-24 OXSQ ROSENTHAL SAUL B 4,206 3.9910 4,206 3.9910 16,786
2022-05-23 OXSQ ROSENTHAL SAUL B 749 3.9980 749 3.9980 2,995
2022-05-20 OXSQ ROSENTHAL SAUL B 4,374 3.9930 4,374 3.9930 17,465
2022-05-18 OXSQ ROSENTHAL SAUL B 10,027 4.0850 10,027 4.0850 40,960
2022-05-17 OXSQ ROSENTHAL SAUL B 4,401 4.0770 4,401 4.0770 17,943
2022-05-16 OXSQ ROSENTHAL SAUL B 13,801 4.0280 13,801 4.0280 55,590
2022-05-13 OXSQ ROSENTHAL SAUL B 9,282 3.9770 9,282 3.9770 36,915
2022-05-12 OXSQ ROSENTHAL SAUL B 27,292 3.8930 27,292 3.8930 106,248
2022-05-11 OXSQ ROSENTHAL SAUL B 4,256 3.9820 4,256 3.9820 16,947
2022-05-10 OXSQ ROSENTHAL SAUL B 9,119 3.9990 9,119 3.9990 36,467
2022-05-09 OXSQ ROSENTHAL SAUL B 17,247 3.9760 17,247 3.9760 68,574
2022-05-06 OXSQ ROSENTHAL SAUL B 12,707 4.0870 12,707 4.0870 51,934
2022-05-05 OXSQ ROSENTHAL SAUL B 2,749 4.0940 2,749 4.0940 11,254
2022-05-04 OXSQ ROSENTHAL SAUL B 13,446 4.0770 13,446 4.0770 54,819
2022-05-03 OXSQ ROSENTHAL SAUL B 12,835 4.0460 12,835 4.0460 51,930
2022-05-02 OXSQ ROSENTHAL SAUL B 21,635 4.0000 21,635 4.0000 86,540
2022-03-24 OXSQ ROSENTHAL SAUL B 4,767 4.0973 4,767 4.0973 19,532
2022-03-23 OXSQ ROSENTHAL SAUL B 8,653 4.0897 8,653 4.0897 35,388
2022-03-22 OXSQ ROSENTHAL SAUL B 1,643 4.0968 1,643 4.0968 6,731
2022-03-21 OXSQ ROSENTHAL SAUL B 100 4.0950 100 4.0950 410
2022-03-18 OXSQ ROSENTHAL SAUL B 9,624 4.0539 9,624 4.0539 39,015
2022-03-17 OXSQ ROSENTHAL SAUL B 2,606 4.0102 2,606 4.0102 10,451
2022-03-16 OXSQ ROSENTHAL SAUL B 9,727 3.9863 9,727 3.9863 38,775
2022-03-14 OXSQ ROSENTHAL SAUL B 6,750 3.9643 6,750 3.9643 26,759
2022-03-11 OXSQ ROSENTHAL SAUL B 6,600 3.9647 6,600 3.9647 26,167
2022-03-10 OXSQ ROSENTHAL SAUL B 9,125 3.9281 9,125 3.9281 35,844
2022-03-09 OXSQ ROSENTHAL SAUL B 5,744 3.9894 5,744 3.9894 22,915
2021-12-22 OXSQ ROSENTHAL SAUL B 7,835 3.9716 7,835 3.9716 31,117
2021-12-21 OXSQ ROSENTHAL SAUL B 10,337 3.8695 10,337 3.8695 39,999
2021-12-20 OXSQ ROSENTHAL SAUL B 12,679 3.8230 12,679 3.8230 48,472
2021-12-17 OXSQ ROSENTHAL SAUL B 5,316 3.9202 5,316 3.9202 20,840
2021-09-23 OXSQ ROSENTHAL SAUL B 12,500 4.0877 12,500 4.0877 51,096
2021-09-22 OXSQ ROSENTHAL SAUL B 700 4.0796 700 4.0796 2,856
2021-09-21 OXSQ ROSENTHAL SAUL B 3,951 4.0688 3,951 4.0688 16,076
2021-09-20 OXSQ ROSENTHAL SAUL B 1,115 4.0271 1,115 4.0271 4,490
2021-08-19 OXSQ ROSENTHAL SAUL B 1,650 4.1994 1,650 4.1994 6,929
2019-12-04 OXSQ ROSENTHAL SAUL B 3,699 5.2951 3,699 5.2951 19,587
2019-12-03 OXSQ ROSENTHAL SAUL B 21,645 5.2639 21,645 5.2639 113,937
2019-12-02 OXSQ ROSENTHAL SAUL B 10,400 5.2801 10,400 5.2801 54,913
2019-11-29 OXSQ ROSENTHAL SAUL B 7,797 5.2325 7,797 5.2325 40,798
2019-11-27 OXSQ ROSENTHAL SAUL B 5,200 5.1715 5,200 5.1715 26,892
2018-04-17 OXSQ ROSENTHAL SAUL B 110 6.1300 110 6.1300 671
2018-04-16 OXSQ ROSENTHAL SAUL B 1,204 6.1356 1,204 6.1356 7,384
2018-04-13 OXSQ ROSENTHAL SAUL B 778 6.1232 778 6.1232 4,764
2018-04-12 OXSQ ROSENTHAL SAUL B 230 6.1300 230 6.1300 1,410
2018-04-11 OXSQ ROSENTHAL SAUL B 180 6.1079 180 6.1079 1,102
2018-04-06 OXSQ ROSENTHAL SAUL B 322 6.1993 322 6.1993 1,999
2018-04-03 OXSQ ROSENTHAL SAUL B 1,816 6.1874 1,816 6.1874 11,239
2018-04-02 OXSQ ROSENTHAL SAUL B 2,188 6.1229 2,188 6.1229 13,394
2018-03-29 OXSQ ROSENTHAL SAUL B 3,308 6.1403 3,308 6.1403 20,315
2018-03-28 OXSQ ROSENTHAL SAUL B 3,930 6.0323 3,930 6.0323 23,707
2018-03-27 OXSQ ROSENTHAL SAUL B 5,054 5.9911 5,054 5.9911 30,279
2018-03-26 OXSQ ROSENTHAL SAUL B 4,100 6.1482 4,100 6.1482 25,205
2018-03-23 OXSQ ROSENTHAL SAUL B 1,966 6.2077 1,966 6.2077 12,204
2018-03-22 TICC ROSENTHAL SAUL B 3,017 6.1548 3,017 6.1548 18,569
2018-03-21 TICC ROSENTHAL SAUL B 2,569 6.0821 2,569 6.0821 15,625
2018-03-20 TICC ROSENTHAL SAUL B 3,723 6.1328 3,723 6.1328 22,832
2018-03-19 TICC ROSENTHAL SAUL B 6,329 6.0488 6,329 6.0488 38,283
2018-03-16 TICC ROSENTHAL SAUL B 5,906 6.1224 5,906 6.1224 36,162
2018-03-15 TICC ROSENTHAL SAUL B 5,262 6.0828 5,262 6.0828 32,005
2018-03-14 TICC ROSENTHAL SAUL B 5,469 6.2351 5,469 6.2351 34,100
2018-03-13 TICC ROSENTHAL SAUL B 5,360 6.2467 5,360 6.2467 33,479
2018-03-12 TICC ROSENTHAL SAUL B 4,234 6.3620 4,234 6.3620 26,937
2018-03-09 TICC ROSENTHAL SAUL B 4,338 6.3768 4,338 6.3768 27,659
2018-03-08 TICC ROSENTHAL SAUL B 3,282 6.3064 3,282 6.3064 20,694
2018-03-07 TICC ROSENTHAL SAUL B 2,855 6.2703 2,855 6.2703 17,902
2018-03-06 TICC ROSENTHAL SAUL B 3,578 6.2554 3,578 6.2554 22,379
2018-03-05 TICC ROSENTHAL SAUL B 4,038 6.1975 4,038 6.1975 25,029
2018-03-02 TICC ROSENTHAL SAUL B 4,402 6.0675 4,402 6.0675 26,709
2018-03-01 TICC ROSENTHAL SAUL B 3,900 6.0753 3,900 6.0753 23,691
2018-02-28 TICC ROSENTHAL SAUL B 5,850 6.0563 5,850 6.0563 35,429
2018-02-27 TICC ROSENTHAL SAUL B 6,604 6.0283 6,604 6.0283 39,811
2018-02-26 TICC ROSENTHAL SAUL B 3,688 5.8799 3,688 5.8799 21,685
2018-02-23 TICC ROSENTHAL SAUL B 2,967 5.7589 2,967 5.7589 17,087
2018-02-22 TICC ROSENTHAL SAUL B 1,619 5.7140 1,619 5.7140 9,251
2018-02-21 TICC ROSENTHAL SAUL B 3,320 5.6988 3,320 5.6988 18,917
2018-02-20 TICC ROSENTHAL SAUL B 5,486 5.6435 5,486 5.6435 30,963
2018-02-16 TICC ROSENTHAL SAUL B 3,688 5.6784 3,688 5.6784 20,939
2018-02-15 TICC ROSENTHAL SAUL B 3,374 5.6985 3,374 5.6985 19,224
2018-02-14 TICC ROSENTHAL SAUL B 2,744 5.6472 2,744 5.6472 15,496
2018-02-13 TICC ROSENTHAL SAUL B 3,739 5.5973 3,739 5.5973 20,928
2018-02-12 TICC ROSENTHAL SAUL B 7,360 5.5084 7,360 5.5084 40,539
2018-02-09 TICC ROSENTHAL SAUL B 4,301 5.5016 4,301 5.5016 23,662
2018-02-08 TICC ROSENTHAL SAUL B 4,889 5.5355 4,889 5.5355 27,063
2017-12-21 TICC ROSENTHAL SAUL B 6,736 5.8391 6,736 5.8391 39,335
2017-12-20 TICC ROSENTHAL SAUL B 8,086 5.8313 8,086 5.8313 47,152
2017-12-19 TICC ROSENTHAL SAUL B 600 5.7479 600 5.7479 3,452
2017-12-18 TICC ROSENTHAL SAUL B 31,161 5.8112 31,161 5.8112 181,083
2017-12-15 TICC ROSENTHAL SAUL B 8,498 5.8442 8,498 5.8442 49,664
2017-12-13 TICC ROSENTHAL SAUL B 4,445 5.9442 4,445 5.9442 26,422
2017-12-12 TICC ROSENTHAL SAUL B 22,737 6.0759 22,737 6.0759 138,148
2017-12-11 TICC ROSENTHAL SAUL B 450 6.1000 450 6.1000 2,745
2017-11-22 TICC ROSENTHAL SAUL B 20 6.1000 20 6.1000 122
2017-11-21 TICC ROSENTHAL SAUL B 1,050 6.0890 1,050 6.0890 6,393
2017-11-20 TICC ROSENTHAL SAUL B 1,869 6.0832 1,869 6.0832 11,370
2017-11-17 TICC ROSENTHAL SAUL B 2,242 6.0574 2,242 6.0574 13,584
2017-11-16 TICC ROSENTHAL SAUL B 2,956 6.0684 2,956 6.0684 17,938
2017-11-15 TICC ROSENTHAL SAUL B 8,484 6.0252 8,484 6.0252 51,121
2017-11-14 TICC ROSENTHAL SAUL B 4,128 6.0353 4,128 6.0353 24,917
2017-11-13 TICC ROSENTHAL SAUL B 12,916 6.0215 12,916 6.0215 77,771
2017-11-08 TICC ROSENTHAL SAUL B 5,835 5.9858 5,835 5.9858 34,927
2017-11-07 TICC ROSENTHAL SAUL B 21,050 5.9880 21,050 5.9880 126,047
2017-11-06 TICC ROSENTHAL SAUL B 26,431 5.8477 26,431 5.8477 154,561
2017-09-01 TICC ROSENTHAL SAUL B 732 6.6811 732 6.6811 4,891
2017-08-31 TICC ROSENTHAL SAUL B 800 6.6962 800 6.6962 5,357
2017-08-30 TICC ROSENTHAL SAUL B 5,076 6.6725 5,076 6.6725 33,873
2017-08-29 TICC ROSENTHAL SAUL B 960 6.6976 960 6.6976 6,433
2017-08-28 TICC ROSENTHAL SAUL B 3,645 6.6915 3,645 6.6915 24,391
2017-08-25 TICC ROSENTHAL SAUL B 3,091 6.6866 3,091 6.6866 20,668
2017-08-24 TICC ROSENTHAL SAUL B 3,438 6.6914 3,438 6.6914 23,005
2017-08-23 TICC ROSENTHAL SAUL B 1,120 6.6875 1,120 6.6875 7,493
2017-08-22 TICC ROSENTHAL SAUL B 4,422 6.6814 4,422 6.6814 29,548
2017-08-21 TICC ROSENTHAL SAUL B 5,150 6.6479 5,150 6.6479 34,237
2017-08-18 TICC ROSENTHAL SAUL B 448 6.6500 448 6.6500 2,983
2017-08-14 TICC ROSENTHAL SAUL B 2,622 6.6246 2,622 6.6246 17,366
2017-08-11 TICC ROSENTHAL SAUL B 9,489 6.5814 9,489 6.5814 62,451
2017-08-10 TICC ROSENTHAL SAUL B 5,042 6.6431 5,042 6.6431 33,498
2016-06-20 TICC ROSENTHAL SAUL B 28,600 5.4560 28,600 5.4560 156,042
2016-06-17 TICC ROSENTHAL SAUL B 40,200 5.4380 40,200 5.4380 218,608
2016-06-16 TICC ROSENTHAL SAUL B 34,136 5.3520 34,136 5.3520 182,696
2016-06-15 TICC ROSENTHAL SAUL B 40,360 5.3860 40,360 5.3860 217,379
2016-06-14 TICC ROSENTHAL SAUL B 40,360 5.4290 40,360 5.4290 219,114
2016-06-06 TICC ROSENTHAL SAUL B 14,400 5.7390 14,400 5.7390 82,642
2016-06-03 TICC ROSENTHAL SAUL B 120,000 5.6400 120,000 5.6400 676,800
2016-06-02 TICC ROSENTHAL SAUL B 27,320 5.6080 27,320 5.6080 153,211
2016-06-01 TICC ROSENTHAL SAUL B 27,320 5.6480 27,320 5.6480 154,303
2016-05-31 TICC ROSENTHAL SAUL B 27,320 5.6460 27,320 5.6460 154,249
2016-05-27 TICC ROSENTHAL SAUL B 23,880 5.6500 23,880 5.6500 134,922
2016-05-26 TICC ROSENTHAL SAUL B 23,880 5.6670 23,880 5.6670 135,328
2016-05-25 TICC ROSENTHAL SAUL B 23,880 5.6660 23,880 5.6660 135,304
2016-05-24 TICC ROSENTHAL SAUL B 23,880 5.5950 23,880 5.5950 133,609
2016-05-23 TICC ROSENTHAL SAUL B 23,880 5.3940 23,880 5.3940 128,809
2016-05-20 TICC ROSENTHAL SAUL B 20,160 5.2690 20,160 5.2690 106,223
2016-05-19 TICC ROSENTHAL SAUL B 20,160 5.2850 20,160 5.2850 106,546
2016-05-18 TICC ROSENTHAL SAUL B 20,160 5.4360 20,160 5.4360 109,590
2016-05-17 TICC ROSENTHAL SAUL B 20,160 5.4260 20,160 5.4260 109,388
2016-05-16 TICC ROSENTHAL SAUL B 20,160 5.4360 20,160 5.4360 109,590
2016-05-13 TICC ROSENTHAL SAUL B 13,571 5.3430 13,571 5.3430 72,509
2016-05-12 TICC ROSENTHAL SAUL B 16,680 5.3030 16,680 5.3030 88,454
2016-05-11 TICC ROSENTHAL SAUL B 16,680 5.2370 16,680 5.2370 87,353
2016-05-10 TICC ROSENTHAL SAUL B 16,680 5.0840 16,680 5.0840 84,801
2016-05-09 TICC ROSENTHAL SAUL B 16,680 5.0410 16,680 5.0410 84,084
2016-05-06 TICC ROSENTHAL SAUL B 12,800 5.0170 12,800 5.0170 64,218
2016-05-05 TICC ROSENTHAL SAUL B 12,800 5.0030 12,800 5.0030 64,038
2008-11-12 TICC ROSENTHAL SAUL B 6,040 3.0500 6,040 3.0500 18,422
2008-11-11 TICC ROSENTHAL SAUL B 5,700 3.0200 5,700 3.0200 17,214
2008-11-11 TICC ROSENTHAL SAUL B 2,692 3.0300 2,692 3.0300 8,157
2008-11-11 TICC ROSENTHAL SAUL B 100 3.0400 100 3.0400 304
2008-11-11 TICC ROSENTHAL SAUL B 10,468 3.0500 10,468 3.0500 31,927
2008-09-17 TICC ROSENTHAL SAUL B 13,750 4.6700 13,750 4.6700 64,212
2008-09-17 TICC ROSENTHAL SAUL B 200 4.6750 200 4.6750 935
2008-09-17 TICC ROSENTHAL SAUL B 100 4.6800 100 4.6800 468
2008-09-17 TICC ROSENTHAL SAUL B 6,600 4.6900 6,600 4.6900 30,954
2008-09-17 TICC ROSENTHAL SAUL B 2,200 4.7000 2,200 4.7000 10,340
2008-09-17 TICC ROSENTHAL SAUL B 1,800 4.7050 1,800 4.7050 8,469
2008-09-17 TICC ROSENTHAL SAUL B 350 4.7100 350 4.7100 1,648
2008-06-20 TICC ROSENTHAL SAUL B 9,219 5.1500 9,219 5.1500 47,478
2008-06-20 TICC ROSENTHAL SAUL B 6,179 4.9700 6,179 4.9700 30,710
2008-06-20 TICC ROSENTHAL SAUL B 3,909 5.1000 3,909 5.1000 19,936
2008-06-20 TICC ROSENTHAL SAUL B 2,100 5.1200 2,100 5.1200 10,752
2008-06-20 TICC ROSENTHAL SAUL B 1,500 4.9800 1,500 4.9800 7,470
2008-06-20 TICC ROSENTHAL SAUL B 1,393 5.0000 1,393 5.0000 6,965
2008-06-20 TICC ROSENTHAL SAUL B 500 5.1400 500 5.1400 2,570
2008-06-20 TICC ROSENTHAL SAUL B 100 5.1100 100 5.1100 511
2008-06-20 TICC ROSENTHAL SAUL B 100 4.9900 100 4.9900 499
2007-11-26 TICC ROSENTHAL SAUL B 1,000 10.2100 1,000 10.2100 10,210
2007-11-26 TICC ROSENTHAL SAUL B 4,000 10.2260 4,000 10.2260 40,904

조정 가격은 분할 조정된 가격입니다. 조정된 주식은 조정된 지분입니다.

OXSQH / Oxford Square Capital Corp. - Corporate Bond/Note Insider Trades
내부자 매매 OXSQH / Oxford Square Capital Corp. - Corporate Bond/Note: 단기 손실 분석

이 섹션에서는 OXLCI / Oxford Lane Capital Corp. - Preferred Security에서 이루어진 계획되지 않은 모든 공개 시장에서의 내부자 매도의 단기 손실 회피를 분석합니다. 일관된 손실 회피 패턴은 향후 매각 거래에서 가격 하락이 발생할 수도 있다는 것을 예측할 수 있습니다. 이 분석은 각 거래 후 1년을 대상으로 한 것이며, 결과는 이론 값입니다.

아래 표는 자동 거래 계획에 포함되지 않은 가장 최근의 "공개 시장"(Open market) 매매를 보여줍니다.

거래일 티커 내부자 보고된
지분		 보고된
가격		 조정된
지분		 조정된
가격		 가격 기준 최저까지
일수		 최저에서
가격		 회피된
최대 손실($)		 회피된
최대 손실율(%)
이 내부자와 유가 증권의 조합과 관련하여 계획되지 않은 공개된 "공개 시장"(Open market) 거래는 없습니다.

조정 가격은 분할 조정된 가격입니다. 조정된 주식은 조정된 지분입니다.

OXSQH / Oxford Square Capital Corp. - Corporate Bond/Note Insider Trades
내부자의 매매 거래 내역

아래 표는 증권거래위원회(SEC)에 공시된 Saul B Rosenthal의 내부자의 전체 거래 목록입니다.

보고일 거래일 보고 티커 증권 코드 10b5-1 지분 잔여 지분 변동률
(%)		 지분
가치		 거래
가치		 잔여
가치
2026-05-21 2026-05-20 4 OXSQ Oxford Square Capital Corp.
Common Stock, par value $0.01 per share 		P - Purchase 144,703 2,201,479 7.04 1.15 166,654 2,535,443
2026-05-04 2026-04-01 4 NONE Oxford Park Income Fund, Inc.
Common Stock 		P - Purchase 283,930 521,058 119.74 17.61 5,000,000 9,175,834
2024-12-17 2024-12-17 4 OXLC Oxford Lane Capital Corp.
Common Stock 		P - Purchase 2,960,000 5,474,887 117.70 5.08 15,036,800 27,812,426
2024-09-24 2024-09-01 4 NONE Oxford Park Income Fund, Inc.
Common Stock 		P - Purchase 112,768 237,129 90.68 27.49 3,100,000 6,518,665
2024-09-24 2024-05-01 4 NONE Oxford Park Income Fund, Inc.
Common Stock 		P - Purchase 84,360 124,360 210.90 28.45 2,400,051 3,538,051
2024-05-29 2024-05-28 4 OXLC Oxford Lane Capital Corp.
Common Stock 		P - Purchase 2,315,000 2,315,000 5.40 12,501,000 12,501,000
2024-05-29 2024-05-28 4 OXLC Oxford Lane Capital Corp.
Common Stock 		P - Purchase 2,315,000 2,315,000 5.40 12,501,000 12,501,000
2023-07-06 2023-06-14 4 OXSQ Oxford Square Capital Corp.
Common Stock, par value $0.01 per share 		X - Other 514,194 2,056,776 33.33 2.66 1,367,756 5,471,024
2023-04-03 3 NONE Oxford Park Income Fund, Inc.
Common Stock 		40,000
2022-05-31 2022-05-27 4 OXSQ Oxford Square Capital Corp.
Common Stock 		P - Purchase 1,773 1,542,582 0.12 4.03 7,143 6,215,063
2022-05-26 2022-05-25 4 OXSQ Oxford Square Capital Corp.
Common Stock 		P - Purchase 832 1,540,809 0.05 4.00 3,328 6,163,236
2022-05-26 2022-05-24 4 OXSQ Oxford Square Capital Corp.
Common Stock 		P - Purchase 4,206 1,539,977 0.27 3.99 16,786 6,146,048
2022-05-23 2022-05-23 4 OXSQ Oxford Square Capital Corp.
Common Stock 		P - Purchase 749 1,535,771 0.05 4.00 2,995 6,140,012
2022-05-23 2022-05-20 4 OXSQ Oxford Square Capital Corp.
Common Stock 		P - Purchase 4,374 1,535,022 0.29 3.99 17,465 6,129,343
2022-05-19 2022-05-18 4 OXSQ Oxford Square Capital Corp.
Common Stock 		P - Purchase 10,027 1,530,648 0.66 4.08 40,960 6,252,697
2022-05-17 2022-05-17 4 OXSQ Oxford Square Capital Corp.
Common Stock 		P - Purchase 4,401 1,520,621 0.29 4.08 17,943 6,199,572
2022-05-17 2022-05-16 4 OXSQ Oxford Square Capital Corp.
Common Stock 		P - Purchase 13,801 1,516,220 0.92 4.03 55,590 6,107,334
2022-05-16 2022-05-13 4 OXSQ Oxford Square Capital Corp.
Common Stock 		P - Purchase 9,282 1,502,419 0.62 3.98 36,915 5,975,120
2022-05-16 2022-05-12 4 OXSQ Oxford Square Capital Corp.
Common Stock 		P - Purchase 27,292 1,493,137 1.86 3.89 106,248 5,812,782
2022-05-12 2022-05-11 4 OXSQ Oxford Square Capital Corp.
Common Stock 		P - Purchase 4,256 1,465,845 0.29 3.98 16,947 5,836,995
2022-05-12 2022-05-10 4 OXSQ Oxford Square Capital Corp.
Common Stock 		P - Purchase 9,119 1,461,589 0.63 4.00 36,467 5,844,894
2022-05-09 2022-05-09 4 OXSQ Oxford Square Capital Corp.
Common Stock 		P - Purchase 17,247 1,452,470 1.20 3.98 68,574 5,775,021
2022-05-09 2022-05-06 4 OXSQ Oxford Square Capital Corp.
Common Stock 		P - Purchase 12,707 1,435,223 0.89 4.09 51,934 5,865,756
2022-05-06 2022-05-05 4 OXSQ Oxford Square Capital Corp.
Common Stock 		P - Purchase 2,749 1,422,516 0.19 4.09 11,254 5,823,781
2022-05-06 2022-05-04 4 OXSQ Oxford Square Capital Corp.
Common Stock 		P - Purchase 13,446 1,419,767 0.96 4.08 54,819 5,788,390
2022-05-04 2022-05-03 4 OXSQ Oxford Square Capital Corp.
Common Stock 		P - Purchase 12,835 1,406,321 0.92 4.05 51,930 5,689,975
2022-05-04 2022-05-02 4 OXSQ Oxford Square Capital Corp.
Common Stock 		P - Purchase 21,635 1,393,486 1.58 4.00 86,540 5,573,944
2022-03-25 2022-03-24 4 OXSQ Oxford Square Capital Corp.
Common Stock 		P - Purchase 4,767 1,371,851 0.35 4.10 19,532 5,620,885
2022-03-25 2022-03-23 4 OXSQ Oxford Square Capital Corp.
Common Stock 		P - Purchase 8,653 1,367,084 0.64 4.09 35,388 5,590,963
2022-03-22 2022-03-22 4 OXSQ Oxford Square Capital Corp.
Common Stock 		P - Purchase 1,643 1,358,431 0.12 4.10 6,731 5,565,220
2022-03-22 2022-03-21 4 OXSQ Oxford Square Capital Corp.
Common Stock 		P - Purchase 100 1,356,788 0.01 4.10 410 5,556,047
2022-03-22 2022-03-18 4 OXSQ Oxford Square Capital Corp.
Common Stock 		P - Purchase 9,624 1,356,688 0.71 4.05 39,015 5,499,877
2022-03-17 2022-03-17 4 OXSQ Oxford Square Capital Corp.
Common Stock 		P - Purchase 2,606 1,347,065 0.19 4.01 10,451 5,402,000
2022-03-17 2022-03-16 4 OXSQ Oxford Square Capital Corp.
Common Stock 		P - Purchase 9,727 1,344,459 0.73 3.99 38,775 5,359,417
2022-03-14 2022-03-14 4 OXSQ Oxford Square Capital Corp.
Common Stock 		P - Purchase 6,750 1,334,732 0.51 3.96 26,759 5,291,278
2022-03-14 2022-03-11 4 OXSQ Oxford Square Capital Corp.
Common Stock 		P - Purchase 6,600 1,327,982 0.50 3.96 26,167 5,265,050
2022-03-11 2022-03-10 4 OXSQ Oxford Square Capital Corp.
Common Stock 		P - Purchase 9,125 1,321,382 0.70 3.93 35,844 5,190,521
2022-03-11 2022-03-09 4 OXSQ Oxford Square Capital Corp.
Common Stock 		P - Purchase 5,744 1,312,257 0.44 3.99 22,915 5,235,118
2021-12-23 2021-12-22 4 OXSQ Oxford Square Capital Corp.
Common Stock 		P - Purchase 7,835 1,306,515 0.60 3.97 31,117 5,188,955
2021-12-23 2021-12-21 4 OXSQ Oxford Square Capital Corp.
Common Stock 		P - Purchase 10,337 1,298,680 0.80 3.87 39,999 5,025,242
2021-12-21 2021-12-20 4 OXSQ Oxford Square Capital Corp.
Common Stock 		P - Purchase 12,679 1,288,343 0.99 3.82 48,472 4,925,335
2021-12-21 2021-12-17 4 OXSQ Oxford Square Capital Corp.
Common Stock 		P - Purchase 5,316 1,275,664 0.42 3.92 20,840 5,000,858
2021-09-24 2021-09-23 4 OXSQ Oxford Square Capital Corp.
Common Stock 		P - Purchase 12,500 1,270,348 0.99 4.09 51,096 5,192,802
2021-09-24 2021-09-22 4 OXSQ Oxford Square Capital Corp.
Common Stock 		P - Purchase 700 1,257,848 0.06 4.08 2,856 5,131,517
2021-09-22 2021-09-21 4 OXSQ Oxford Square Capital Corp.
Common Stock 		P - Purchase 3,951 1,257,148 0.32 4.07 16,076 5,115,084
2021-09-22 2021-09-20 4 OXSQ Oxford Square Capital Corp.
Common Stock 		P - Purchase 1,115 1,253,197 0.09 4.03 4,490 5,046,750
2021-08-23 2021-08-19 4 OXSQ Oxford Square Capital Corp.
Common Stock 		P - Purchase 1,650 1,252,082 0.13 4.20 6,929 5,257,993
2020-03-18 2020-03-18 4 OXLC Oxford Lane Capital Corp.
Common Stock 		P - Purchase 37,187 199,887 22.86 2.36 87,795 471,913
2020-03-16 2020-03-13 4 OXLC Oxford Lane Capital Corp.
Common Stock 		P - Purchase 1,700 162,700 1.06 5.05 8,579 821,066
2020-03-16 2020-03-12 4 OXLC Oxford Lane Capital Corp.
7.50% Series 2023 Term Preferred Stock 		J - Other -14,011 28,211 -33.18 25.06 -351,076 706,889
2020-03-16 2020-03-12 4 OXLC Oxford Lane Capital Corp.
Common Stock 		P - Purchase 31,000 161,000 23.85 5.00 154,938 804,678
2019-12-04 2019-12-04 4 OXSQ Oxford Square Capital Corp.
Common Stock 		P - Purchase 3,699 1,250,432 0.30 5.30 19,587 6,621,162
2019-12-04 2019-12-03 4 OXSQ Oxford Square Capital Corp.
Common Stock 		P - Purchase 21,645 1,246,733 1.77 5.26 113,937 6,562,678
2019-12-04 2019-12-02 4 OXSQ Oxford Square Capital Corp.
Common Stock 		P - Purchase 10,400 1,225,088 0.86 5.28 54,913 6,468,587
2019-12-02 2019-11-29 4 OXSQ Oxford Square Capital Corp.
Common Stock 		P - Purchase 7,797 1,214,688 0.65 5.23 40,798 6,355,855
2019-12-02 2019-11-27 4 OXSQ Oxford Square Capital Corp.
Common Stock 		P - Purchase 5,200 1,206,891 0.43 5.17 26,892 6,241,437
2019-11-26 2019-11-25 4 OXLC Oxford Lane Capital Corp.
7.50% Series 2023 Term Preferred Stock 		P - Purchase 20,000 42,222 90.00 25.48 509,604 1,075,825
2018-04-18 2018-04-17 4 OXSQ Oxford Square Capital Corp.
Common stock, $0.01 par value 		P - Purchase 110 1,202,236 0.01 6.13 671 7,369,707
2018-04-18 2018-04-16 4 OXSQ Oxford Square Capital Corp.
Common stock, $0.01 par value 		P - Purchase 1,204 1,202,110 0.10 6.14 7,384 7,375,663
2018-04-13 2018-04-13 4 OXSQ Oxford Square Capital Corp.
Common stock, $0.01 par value 		P - Purchase 778 1,200,906 0.06 6.12 4,764 7,353,388
2018-04-13 2018-04-12 4 OXSQ Oxford Square Capital Corp.
Common stock, $0.01 par value 		P - Purchase 230 1,200,128 0.02 6.13 1,410 7,356,785
2018-04-13 2018-04-11 4 OXSQ Oxford Square Capital Corp.
Common stock, $0.01 par value 		P - Purchase 180 1,199,898 0.02 6.11 1,102 7,328,857
2018-04-10 2018-04-06 4 OXSQ Oxford Square Capital Corp.
Common stock, $0.01 par value 		P - Purchase 322 1,199,718 0.03 6.20 1,999 7,437,409
2018-04-04 2018-04-03 4 OXSQ Oxford Square Capital Corp.
Common stock, $0.01 par value 		P - Purchase 1,816 1,199,395 0.15 6.19 11,239 7,421,137
2018-04-04 2018-04-02 4 OXSQ Oxford Square Capital Corp.
Common stock, $0.01 par value 		P - Purchase 2,188 1,197,578 0.18 6.12 13,394 7,332,653
2018-03-29 2018-03-29 4 OXSQ Oxford Square Capital Corp.
Common stock, $0.01 par value 		P - Purchase 3,308 1,195,391 0.28 6.14 20,315 7,340,059
2018-03-29 2018-03-28 4 OXSQ Oxford Square Capital Corp.
Common stock, $0.01 par value 		P - Purchase 3,930 1,192,082 0.33 6.03 23,707 7,190,999
2018-03-27 2018-03-27 4 OXSQ Oxford Square Capital Corp.
Common stock, $0.01 par value 		P - Purchase 5,054 1,188,152 0.43 5.99 30,279 7,118,340
2018-03-27 2018-03-26 4 OXSQ Oxford Square Capital Corp.
Common stock, $0.01 par value 		P - Purchase 4,100 1,183,098 0.35 6.15 25,205 7,273,926
2018-03-27 2018-03-23 4 OXSQ Oxford Square Capital Corp.
Common stock, $0.01 par value 		P - Purchase 1,966 1,178,999 0.17 6.21 12,204 7,318,872
2018-03-22 2018-03-22 4 TICC Oxford Square Capital Corp.
Common stock, $0.01 par value 		P - Purchase 3,017 1,177,033 0.26 6.15 18,569 7,244,403
2018-03-22 2018-03-21 4 TICC Oxford Square Capital Corp.
Common stock, $0.01 par value 		P - Purchase 2,569 1,174,016 0.22 6.08 15,625 7,140,483
2018-03-22 2018-03-20 4 TICC Oxford Square Capital Corp.
Common stock, $0.01 par value 		P - Purchase 3,723 1,171,447 0.32 6.13 22,832 7,184,250
2018-03-19 2018-03-19 4 TICC Oxford Street Capital Corp.
Common stock, $0.01 par value 		P - Purchase 6,329 1,167,724 0.54 6.05 38,283 7,063,329
2018-03-19 2018-03-16 4 TICC Oxford Street Capital Corp.
Common stock, $0.01 par value 		P - Purchase 5,906 1,161,395 0.51 6.12 36,162 7,110,525
2018-03-19 2018-03-15 4 TICC Oxford Street Capital Corp.
Common stock, $0.01 par value 		P - Purchase 5,262 1,155,488 0.46 6.08 32,005 7,028,605
2018-03-14 2018-03-14 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 5,469 1,150,227 0.48 6.24 34,100 7,171,780
2018-03-14 2018-03-13 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 5,360 1,144,758 0.47 6.25 33,479 7,150,960
2018-03-14 2018-03-12 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 4,234 1,139,398 0.37 6.36 26,937 7,248,853
2018-03-09 2018-03-09 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 4,338 1,135,164 0.38 6.38 27,659 7,238,717
2018-03-09 2018-03-08 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 3,282 1,130,827 0.29 6.31 20,694 7,131,447
2018-03-09 2018-03-07 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 2,855 1,127,546 0.25 6.27 17,902 7,070,049
2018-03-06 2018-03-06 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 3,578 1,124,690 0.32 6.26 22,379 7,035,389
2018-03-06 2018-03-05 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 4,038 1,121,113 0.36 6.20 25,029 6,948,098
2018-03-06 2018-03-02 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 4,402 1,117,074 0.40 6.07 26,709 6,777,850
2018-03-01 2018-03-01 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 3,900 1,113,032 0.35 6.08 23,691 6,762,006
2018-03-01 2018-02-28 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 5,850 1,109,133 0.53 6.06 35,429 6,717,242
2018-03-01 2018-02-27 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 6,604 1,103,283 0.60 6.03 39,811 6,650,921
2018-02-26 2018-02-26 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 3,688 1,096,679 0.34 5.88 21,685 6,448,363
2018-02-26 2018-02-23 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 2,967 1,092,991 0.27 5.76 17,087 6,294,426
2018-02-26 2018-02-22 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 1,619 1,090,024 0.15 5.71 9,251 6,228,397
2018-02-21 2018-02-21 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 3,320 1,088,405 0.31 5.70 18,917 6,202,602
2018-02-21 2018-02-20 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 5,486 1,085,086 0.51 5.64 30,963 6,123,680
2018-02-21 2018-02-16 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 3,688 1,079,599 0.34 5.68 20,939 6,130,395
2018-02-15 2018-02-15 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 3,374 1,075,912 0.31 5.70 19,224 6,131,082
2018-02-15 2018-02-14 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 2,744 1,072,538 0.26 5.65 15,496 6,056,837
2018-02-15 2018-02-13 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 3,739 1,069,794 0.35 5.60 20,928 5,987,958
2018-02-12 2018-02-12 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 7,360 1,066,055 0.70 5.51 40,539 5,872,257
2018-02-12 2018-02-09 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 4,301 1,058,696 0.41 5.50 23,662 5,824,519
2018-02-12 2018-02-08 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 4,889 1,054,394 0.47 5.54 27,063 5,836,601
2017-12-21 2017-12-21 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 6,736 1,049,488 0.65 5.84 39,335 6,128,062
2017-12-21 2017-12-20 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 8,086 1,042,751 0.78 5.83 47,152 6,080,594
2017-12-19 2017-12-19 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 600 1,034,665 0.06 5.75 3,452 5,947,151
2017-12-19 2017-12-18 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 31,161 1,034,064 3.11 5.81 181,083 6,009,156
2017-12-19 2017-12-15 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 8,498 1,002,904 0.85 5.84 49,664 5,861,169
2017-12-13 2017-12-13 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 4,445 994,406 0.45 5.94 26,422 5,910,945
2017-12-13 2017-12-12 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 22,737 989,960 2.35 6.08 138,148 6,014,901
2017-12-13 2017-12-11 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 450 967,224 0.05 6.10 2,745 5,900,063
2017-11-24 2017-11-22 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 20 966,774 0.00 6.10 122 5,897,318
2017-11-24 2017-11-21 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 1,050 966,754 0.11 6.09 6,393 5,886,562
2017-11-20 2017-11-20 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 1,869 965,704 0.19 6.08 11,370 5,874,568
2017-11-20 2017-11-17 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 2,242 963,834 0.23 6.06 13,584 5,838,331
2017-11-20 2017-11-16 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 2,956 961,592 0.31 6.07 17,938 5,835,325
2017-11-15 2017-11-15 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 8,484 958,636 0.89 6.03 51,121 5,775,974
2017-11-15 2017-11-14 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 4,128 950,152 0.44 6.04 24,917 5,734,449
2017-11-15 2017-11-13 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 12,916 946,023 1.38 6.02 77,771 5,696,477
2017-11-08 2017-11-08 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 5,835 933,108 0.63 5.99 34,927 5,585,395
2017-11-08 2017-11-07 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 21,050 927,272 2.32 5.99 126,047 5,552,508
2017-11-08 2017-11-06 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 26,431 906,222 3.00 5.85 154,561 5,299,317
2017-09-05 2017-09-01 4 TICC TICC Capital Corp.
Common Stock, $0.01 par value 		P - Purchase 732 879,764 0.08 6.68 4,891 5,877,788
2017-09-05 2017-08-31 4 TICC TICC Capital Corp.
Common Stock, $0.01 par value 		P - Purchase 800 879,032 0.09 6.70 5,357 5,886,171
2017-08-30 2017-08-30 4 TICC TICC Capital Corp.
Common Stock, $0.01 par value 		P - Purchase 5,076 878,232 0.58 6.67 33,873 5,860,000
2017-08-30 2017-08-29 4 TICC TICC Capital Corp.
Common Stock, $0.01 par value 		P - Purchase 960 873,155 0.11 6.70 6,433 5,848,043
2017-08-30 2017-08-28 4 TICC TICC Capital Corp.
Common Stock, $0.01 par value 		P - Purchase 3,645 872,194 0.42 6.69 24,391 5,836,289
2017-08-25 2017-08-25 4 TICC TICC Capital Corp.
Common Stock, $0.01 par value 		P - Purchase 3,091 868,550 0.36 6.69 20,668 5,807,643
2017-08-25 2017-08-24 4 TICC TICC Capital Corp.
Common Stock, $0.01 par value 		P - Purchase 3,438 865,458 0.40 6.69 23,005 5,791,129
2017-08-25 2017-08-23 4 TICC TICC Capital Corp.
Common Stock, $0.01 par value 		P - Purchase 1,120 862,020 0.13 6.69 7,493 5,764,762
2017-08-22 2017-08-22 4 TICC TICC Capital Corp.
Common Stock, $0.01 par value 		P - Purchase 4,422 860,900 0.52 6.68 29,548 5,752,017
2017-08-22 2017-08-21 4 TICC TICC Capital Corp.
Common Stock, $0.01 par value 		P - Purchase 5,150 856,478 0.60 6.65 34,237 5,693,777
2017-08-22 2017-08-18 4 TICC TICC Capital Corp.
Common Stock, $0.01 par value 		P - Purchase 448 851,328 0.05 6.65 2,983 5,661,328
2017-08-14 2017-08-14 4 TICC TICC Capital Corp.
Common Stock, $0.01 par value 		P - Purchase 2,622 850,879 0.31 6.62 17,366 5,636,733
2017-08-14 2017-08-11 4 TICC TICC Capital Corp.
Common Stock, $0.01 par value 		P - Purchase 9,489 848,258 1.13 6.58 62,451 5,582,722
2017-08-14 2017-08-10 4 TICC TICC Capital Corp.
Common Stock, $0.01 par value 		P - Purchase 5,042 838,768 0.60 6.64 33,498 5,572,023
2017-06-23 2017-06-22 4 OXLC Oxford Lane Capital Corp.
Common Stock 		P - Purchase 20,000 130,000 18.18 9.79 195,800 1,272,700
2016-06-21 2016-06-20 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 28,600 833,651 3.55 5.46 156,042 4,548,399
2016-06-21 2016-06-17 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 40,200 805,051 5.26 5.44 218,608 4,377,866
2016-06-16 2016-06-16 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 34,136 764,851 4.67 5.35 182,696 4,093,481
2016-06-16 2016-06-15 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 40,360 730,715 5.85 5.39 217,379 3,935,630
2016-06-16 2016-06-14 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 40,360 690,355 6.21 5.43 219,114 3,747,936
2016-06-08 2016-06-06 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 14,400 649,995 2.27 5.74 82,642 3,730,320
2016-06-03 2016-06-03 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 120,000 635,595 23.27 5.64 676,800 3,584,755
2016-06-03 2016-06-02 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 27,320 515,595 5.60 5.61 153,211 2,891,456
2016-06-03 2016-06-01 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 27,320 488,275 5.93 5.65 154,303 2,757,776
2016-05-31 2016-05-31 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 27,320 460,955 6.30 5.65 154,249 2,602,551
2016-05-31 2016-05-27 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 23,880 433,635 5.83 5.65 134,922 2,450,037
2016-05-31 2016-05-26 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 23,880 409,755 6.19 5.67 135,328 2,322,080
2016-05-25 2016-05-25 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 23,880 385,875 6.60 5.67 135,304 2,186,367
2016-05-25 2016-05-24 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 23,880 361,995 7.06 5.60 133,609 2,025,361
2016-05-25 2016-05-23 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 23,880 338,115 7.60 5.39 128,809 1,823,791
2016-05-20 2016-05-20 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 20,160 314,235 6.86 5.27 106,223 1,655,703
2016-05-20 2016-05-19 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 20,160 294,075 7.36 5.28 106,546 1,554,185
2016-05-20 2016-05-18 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 20,160 273,915 7.94 5.44 109,590 1,489,001
2016-05-17 2016-05-17 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 20,160 253,755 8.63 5.43 109,388 1,376,874
2016-05-17 2016-05-16 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 20,160 233,595 9.45 5.44 109,590 1,269,821
2016-05-17 2016-05-13 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 13,571 213,435 6.79 5.34 72,509 1,140,382
2016-05-12 2016-05-12 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 16,680 199,864 9.11 5.30 88,454 1,059,879
2016-05-12 2016-05-11 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 16,680 183,184 10.02 5.24 87,353 959,335
2016-05-12 2016-05-10 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 16,680 166,504 11.13 5.08 84,801 846,506
2016-05-09 2016-05-09 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 16,680 149,824 12.53 5.04 84,084 755,263
2016-05-09 2016-05-06 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 12,800 133,144 10.64 5.02 64,218 667,983
2016-05-09 2016-05-05 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 12,800 120,344 11.90 5.00 64,038 602,081
2014-03-12 2014-03-11 4 OXLC Oxford Lane Capital Corp.
Common Stock 		X - Other 10,000 110,000 10.00 17.00 170,000 1,870,000
2014-03-12 2014-03-03 4 OXLC Oxford Lane Capital Corp.
Subscription Rights 		X - Other -20,000 0 -100.00
2013-11-18 2013-11-18 4 OXLC Oxford Lane Capital Corp.
7.50% Series 2023 Term Preferred Stock 		P - Purchase 22,222 22,222 22.50 499,995 499,995
2013-02-26 2013-02-25 4 OXLC Oxford Lane Capital Corp.
Common Stock 		X - Other 38,000 100,000 61.29 14.50 551,000 1,450,000
2013-02-26 2013-02-15 4 OXLC Oxford Lane Capital Corp.
Subscription Rights 		X - Other -62,000 0 -100.00
2012-04-30 2012-04-27 4 OXLC Oxford Lane Capital Corp.
Subscription Rights 		X - Other -18,000 0 -100.00
2012-04-30 2012-04-27 4 OXLC Oxford Lane Capital Corp.
Common Stock 		X - Other 18,000 62,000 40.91 13.75 247,500 852,500
2011-01-19 3 OXLC Oxford Lane Capital Corp.
Common Stock 		2,500
2008-11-12 2008-11-12 4 TICC TICC Capital Corp.
Common Stock 		P - Purchase 6,040 87,291 7.43 3.05 18,422 266,238
2008-11-12 2008-11-11 4 TICC TICC Capital Corp.
Common Stock 		P - Purchase 10,468 81,251 14.79 3.05 31,927 247,816
2008-11-12 2008-11-11 4 TICC TICC Capital Corp.
Common Stock 		P - Purchase 100 70,783 0.14 3.04 304 215,180
2008-11-12 2008-11-11 4 TICC TICC Capital Corp.
Common Stock 		P - Purchase 2,692 70,683 3.96 3.03 8,157 214,169
2008-11-12 2008-11-11 4 TICC TICC Capital Corp.
Common Stock 		P - Purchase 5,700 67,991 9.15 3.02 17,214 205,333
2008-09-18 2008-09-17 4 TICC TICC Capital Corp.
Common Stock 		P - Purchase 350 62,279 0.57 4.71 1,648 293,334
2008-09-18 2008-09-17 4 TICC TICC Capital Corp.
Common Stock 		P - Purchase 1,800 61,929 2.99 4.70 8,469 291,376
2008-09-18 2008-09-17 4 TICC TICC Capital Corp.
Common Stock 		P - Purchase 2,200 60,129 3.80 4.70 10,340 282,606
2008-09-18 2008-09-17 4 TICC TICC Capital Corp.
Common Stock 		P - Purchase 6,600 57,929 12.86 4.69 30,954 271,687
2008-09-18 2008-09-17 4 TICC TICC Capital Corp.
Common Stock 		P - Purchase 100 51,329 0.20 4.68 468 240,220
2008-09-18 2008-09-17 4 TICC TICC Capital Corp.
Common Stock 		P - Purchase 200 51,229 0.39 4.68 935 239,496
2008-09-18 2008-09-17 4 TICC TICC Capital Corp.
Common Stock 		P - Purchase 13,750 51,029 36.88 4.67 64,212 238,305
2008-06-24 2008-06-20 4 TICC TICC Capital Corp.
Common Stock 		P - Purchase 100 37,279 0.27 4.99 499 186,022
2008-06-24 2008-06-20 4 TICC TICC Capital Corp.
Common Stock 		P - Purchase 100 37,179 0.27 5.11 511 189,985
2008-06-24 2008-06-20 4 TICC TICC Capital Corp.
Common Stock 		P - Purchase 500 37,079 1.37 5.14 2,570 190,586
2008-06-24 2008-06-20 4 TICC TICC Capital Corp.
Common Stock 		P - Purchase 1,393 36,579 3.96 5.00 6,965 182,895
2008-06-24 2008-06-20 4 TICC TICC Capital Corp.
Common Stock 		P - Purchase 1,500 35,186 4.45 4.98 7,470 175,226
2008-06-24 2008-06-20 4 TICC TICC Capital Corp.
Common Stock 		P - Purchase 2,100 33,686 6.65 5.12 10,752 172,472
2008-06-24 2008-06-20 4 TICC TICC Capital Corp.
Common Stock 		P - Purchase 3,909 31,586 14.12 5.10 19,936 161,089
2008-06-24 2008-06-20 4 TICC TICC Capital Corp.
Common Stock 		P - Purchase 6,179 27,677 28.74 4.97 30,710 137,555
2008-06-24 2008-06-20 4 TICC TICC Capital Corp.
Common Stock 		P - Purchase 9,219 21,498 75.08 5.15 47,478 110,715
2008-06-23 2008-06-13 4/A TICC TICC Capital Corp.
Subscription Rights 		X - Other -9,530 0 -100.00
2008-06-23 2008-06-13 4/A TICC TICC Capital Corp.
Common Stock 		X - Other 2,604 12,279 26.91 5.20 13,541 63,851
2007-11-28 2007-11-26 4 TICC TECHNOLOGY INVESTMENT CAPITAL CORP
Common Stock 		P - Purchase 4,000 9,662 70.65 10.23 40,904 98,804
2007-11-28 2007-11-26 4 TICC TECHNOLOGY INVESTMENT CAPITAL CORP
Common Stock 		P - Purchase 1,000 5,662 21.45 10.21 10,210 57,809
P
공개 시장에서 또는 사적으로 비파생증권 또는 파생증권 매입
S
공개 시장에서 또는 사적으로 비파생증권 또는 파생증권 매각
A
자사로부터 유가증권(옵션 등)을 보조, 지급 또는 기타 취득
C
파생상품 전환
D
자사에게 유가증권을 매각 또는 양도
F
기업으로부터 인도 받은 유가증권의 일부를 사용한 행사 가격 또는 조세 채무의 지급
G
내부자에 의한 또는 내부자에게 증권 증여
K
지분스왑 및 유사 위험 회피거래
M
자사로부터 인도 받은 파생증권(옵션 등)의 행사 또는 전환
V
보고서 양식 4에 자진 신고된 거래
J
기타 (거래 내용을 설명하는 각주와 동반)