소개

이 페이지에서는 Donald J Rosenberg의 공개된 내부자의 매매 거래 내역을 종합적으로 분석합니다. 내부자들은 기업의 임원(내부 경영진), 이사 또는 주요 투자자입니다. 일반적으로 내부자가 중요한 비공개 정보를 기반으로 자신이 속한 기업을 거래하는 것은 불법으로 간주됩니다. 이것은 내부자가 자신의 기업 내에서 행하는 모든 거래가 불법이라는 것을 뜻은 아닙니다. 그러나 그들은 자신들의 모든 거래를 양식 4를 통해 SEC에 보고해야만 합니다. 이러한 제한에도 불구하고, 학계 연구에 따르면 내부자는, 일반적으로, 자신의 회사 주식에 대한 실적이 시장의 수익률을 능가하는 경향성을 보였습니다.

평균 거래 수익성

평균 거래 수익성은 내부자가 지난 3년 동안 매입한 모든 "공개 시장"(Open market)에서의 매입의 평균 수익률입니다. 이를 계산하기 위해 10b5-1 거래 계획의 일부로 표시된 모든 거래를 제외하고 내부자가 계획되지 않은 모든 오픈 마켓에서의 매입을 조사합니다. 그런 다음 3개월, 6개월, 12개월 동안 해당 거래의 평균 성과를 계산하여 각 거래에 대한 최종 성과 지표를 생성합니다. 마지막으로 내부자에 대한 성과 지표를 계산하기 위해 모든 성과 지표의 평균을 내립니다. 이 목록에는 지난 2년 동안 최소 3번 이상 거래한 내부자만 포함됩니다.

내부자의 매매 거래 수익성이 "해당 없음"인 경우, 내부자는 지난 3년 동안 공개 시장에서 매수한 적이 없거나, 거래가 너무 최근에 이루어져서 신뢰할 수 있는 성과 지표를 산출할 수 없는 경우에 해당합니다.

업데이트 주기: 일별

최고 수익율의 내부자 목록을 확인하세요.

가장 높은 순위의 내부자를 확인하세요
내부자 포지션이 보고된 기업

SEC 서류에 따르면 Donald J Rosenberg 기업이 다음 기업에 대한 보유 또는 거래를 보고했습니다:

증권 소유권 최근 보고된 보유 주식
US:NUVA / Nuvasive Inc Director 0
US:QCOM / QUALCOMM Incorporated General Counsel 2,720
US:IBM / International Business Machines Corporation Senior Vice President 8,308
차트 해석 방법

아래 차트는 Donald J Rosenberg에 의한 각 "공개 시장"(Open market)에서 계획되지 않은 거래 이후 증권의 주가 실적을 보여줍니다. 계획되지 않은 거래는 10b5-1 거래 계획의 일환으로 이루어지지 않은 거래입니다. 주가 실적은 주가의 누적 백분율 변화로 표시됩니다. 예를 들어, 2019년 1월 1일 내부자의 매매 거래가 이루어졌을 경우, 차트는 현재까지 증권의 일별 백분율 변화를 보여줍니다. 이 기간 동안 주가가 10달러에서 15달러로 간다면, 주가의 누적 백분율 변화는 50%가 됩니다. 10달러에서 20달러로의 가격 변화는 100%가 되며, 10달러에서 5달러로의 가격 변화는 -50%가 됩니다.

궁극적으로 내부자의 매매 거래가 내부자의 정보를 이용하여 이익을 얻기 위해 거래 타이밍을 맞추고 있는지 확인하기 위해 내부자의 매매 거래가 주가의 초과 수익률(양 또는 음)과 얼마나 밀접한 상관 관계가 있는지 확인하고자 합니다. 내부자가 이러한 작업을 수행하고 있는 상황을 고려해 보겠습니다. 이러한 상황에서 우리는 (a) 매입 후 양의 수익률 또는 (b) 매각 후 음의 수익률을 기대할 수 있습니다. (a)의 경우, 매입 차트는 상향으로 기울어진 일련의 곡선을 보여주며, 각 매입 거래 후 양의 수익률을 나타냅니다. (b)의 경우, SALE 차트는 하향으로 기울어진 일련의 곡선을 보여주며, 각 판매 거래 후 음의 수익률을 나타냅니다.

그러나 이것만으로는 결론을 도출하기에 충분하지 않습니다. 예를 들어, 해당 기업의 주가가 수년에 걸쳐 비주기적 상승 추세에 있다면, Fintel은 매입 후 도표가 모두 상향 곡선으로 예상할 수 있습니다. 마찬가지로, 수년에 걸쳐 비주기적 하락은 거래 후에 하향 곡선으로 초래할 가능성이 높습니다. 이 도표들 중 어느 것도 내부자의 매매 거래 활동을 시사하지는 않습니다.

가장 강력한 지표는 주가가 극단적으로 순환하는 상황일 것이고, PURCHASE 차트에는 긍정적인 시그널이, SALE 차트에는 부정적인 플롯이 존재했습니다. 이는 자신들의 금전적 이익을 위한 거래 타이밍을 재던 내부자에 의한 상황일 가능성이 높습니다.

내부자의 매매 거래 내역

아래 표는 증권거래위원회(SEC)에 공시된 Donald J Rosenberg의 내부자의 전체 거래 목록입니다.

보고일 거래일 보고 티커 증권 코드 10b5-1 지분 잔여 지분 변동률
(%)		 지분
가치		 거래
가치		 잔여
가치
2022-05-13 2022-05-11 4 NUVA NUVASIVE INC
RSUs 		M - Exercise -2,702 0 -100.00
2022-05-13 2022-05-11 4 NUVA NUVASIVE INC
RSUs 		M - Exercise -3,095 0 -100.00
2022-05-13 2022-05-11 4 NUVA NUVASIVE INC
RSUs 		M - Exercise -2,577 0 -100.00
2022-05-13 2022-05-11 4 NUVA NUVASIVE INC
RSUs 		M - Exercise -2,130 0 -100.00
2022-05-13 2022-05-11 4 NUVA NUVASIVE INC
RSUs 		M - Exercise -2,822 0 -100.00
2022-05-13 2022-05-11 4 NUVA NUVASIVE INC
Common Stock 		M - Exercise 13,326 22,519 144.96
2021-10-05 2021-10-04 4 QCOM QUALCOMM INC/DE
Common Stock 		S - Sale X -11,457 2,720 -80.81 126.44 -1,448,677 343,930
2021-10-05 2021-10-01 4 QCOM QUALCOMM INC/DE
Restricted Stock Unit 		M - Exercise -5,532 11,067 -33.33
2021-10-05 2021-10-01 4 QCOM QUALCOMM INC/DE
Restricted Stock Unit 		M - Exercise -9,475 9,475 -50.00
2021-10-05 2021-10-01 4 QCOM QUALCOMM INC/DE
Restricted Stock Unit 		M - Exercise -10,085 0 -100.00
2021-10-05 2021-10-01 4 QCOM QUALCOMM INC/DE
Common Stock 		F - Taxes -3,003 14,177 -17.48 128.71 -386,516 1,824,722
2021-10-05 2021-10-01 4 QCOM QUALCOMM INC/DE
Common Stock 		F - Taxes -4,475 17,180 -20.66 128.71 -575,977 2,211,238
2021-10-05 2021-10-01 4 QCOM QUALCOMM INC/DE
Common Stock 		F - Taxes -3,626 21,655 -14.34 128.71 -466,702 2,787,215
2021-10-05 2021-10-01 4 QCOM QUALCOMM INC/DE
Common Stock 		M - Exercise 5,532 25,281 28.01
2021-10-05 2021-10-01 4 QCOM QUALCOMM INC/DE
Common Stock 		M - Exercise 9,474 19,749 92.20
2021-10-05 2021-10-01 4 QCOM QUALCOMM INC/DE
Common Stock 		M - Exercise 10,084 10,275 5,279.58
2021-05-20 2021-05-18 4 NUVA NUVASIVE INC
RSUs 		A - Award 2,702 2,702
2020-12-08 2020-12-08 4 QCOM QUALCOMM INC/DE
Common Stock 		S - Sale X -49,362 0 -100.00 157.70 -7,784,486
2020-12-08 2020-12-06 4 QCOM QUALCOMM INC/DE
Common Stock 		F - Taxes -22,720 49,362 -31.52 157.62 -3,581,126 7,780,438
2020-12-08 2020-12-06 4 QCOM QUALCOMM INC/DE
Common Stock 		A - Award 45,824 72,082 174.51
2020-12-08 2020-12-06 4 QCOM QUALCOMM INC/DE
Common Stock 		F - Taxes -25,822 26,258 -49.58 157.62 -4,070,064 4,138,786
2020-12-08 2020-12-06 4 QCOM QUALCOMM INC/DE
Common Stock 		A - Award 52,080 52,080
2020-11-24 2020-11-24 4 QCOM QUALCOMM INC/DE
Common Stock 		S - Sale X -7,771 0 -100.00 142.51 -1,107,473
2020-11-24 2020-11-20 4 QCOM QUALCOMM INC/DE
Restricted Stock Unit 		M - Exercise -14,728 0 -100.00
2020-11-24 2020-11-20 4 QCOM QUALCOMM INC/DE
Common Stock 		F - Taxes -6,956 7,771 -47.23 146.03 -1,015,785 1,134,799
2020-11-24 2020-11-20 4 QCOM QUALCOMM INC/DE
Common Stock 		M - Exercise 14,727 14,727
2020-10-05 2020-10-05 4 QCOM QUALCOMM INC/DE
Common Stock 		S - Sale X -10,720 0 -100.00 118.27 -1,267,849
2020-10-05 2020-10-01 4 QCOM QUALCOMM INC/DE
Restricted Stock Unit 		M - Exercise -9,292 18,585 -33.33
2020-10-05 2020-10-01 4 QCOM QUALCOMM INC/DE
Restricted Stock Unit 		M - Exercise -9,890 9,891 -50.00
2020-10-05 2020-10-01 4 QCOM QUALCOMM INC/DE
Common Stock 		F - Taxes -5,044 10,720 -32.00 119.52 -602,859 1,281,254
2020-10-05 2020-10-01 4 QCOM QUALCOMM INC/DE
Common Stock 		F - Taxes -3,417 15,764 -17.81 119.52 -408,400 1,884,113
2020-10-05 2020-10-01 4 QCOM QUALCOMM INC/DE
Common Stock 		M - Exercise 9,889 19,181 106.42
2020-10-05 2020-10-01 4 QCOM QUALCOMM INC/DE
Common Stock 		M - Exercise 9,292 9,292
2020-09-25 2020-09-23 4 QCOM QUALCOMM INC/DE
Restricted Stock Unit 		A - Award 16,280 16,280
2020-06-30 2020-06-29 4 QCOM QUALCOMM INC/DE
Common Stock 		G - Gift X -3,591 0 -100.00
2020-06-30 2020-06-29 4 QCOM QUALCOMM INC/DE
Common Stock 		S - Sale X -11,038 3,591 -75.45 87.68 -967,856 314,873
2020-05-29 2020-05-28 4 NUVA NUVASIVE INC
RSUs 		A - Award 3,095 3,095
2019-12-10 2019-12-10 4 QCOM QUALCOMM INC/DE
Common Stock 		S - Sale X -28,729 4,643 -86.09 84.51 -2,427,868 392,377
2019-12-10 2019-12-08 4 QCOM QUALCOMM INC/DE
Common Stock 		F - Taxes -21,415 33,372 -39.09 83.82 -1,795,005 2,797,241
2019-12-10 2019-12-08 4 QCOM QUALCOMM INC/DE
Common Stock 		A - Award 43,193 54,787 372.55
2019-12-10 2019-12-08 4 QCOM QUALCOMM INC/DE
Common Stock 		F - Taxes -6,837 11,594 -37.10 83.82 -573,077 971,809
2019-12-10 2019-12-08 4 QCOM QUALCOMM INC/DE
Common Stock 		A - Award 13,788 18,431 296.96
2019-11-22 2019-11-20 4 QCOM QUALCOMM INC/DE
Restricted Stock Unit 		M - Exercise -14,306 14,307 -50.00
2019-11-22 2019-11-20 4 QCOM QUALCOMM INC/DE
Common Stock 		F - Taxes -6,757 12,192 -35.66 85.62 -578,534 1,043,879
2019-11-22 2019-11-20 4 QCOM QUALCOMM INC/DE
Common Stock 		M - Exercise 14,306 18,949 308.12
2019-11-22 2019-11-22 4 QCOM QUALCOMM INC/DE
Common Stock 		S - Sale X -7,549 4,643 -61.92 84.82 -640,324 393,830
2019-10-03 2019-10-01 4 QCOM QUALCOMM INC/DE
Restricted Stock Unit 		M - Exercise -9,607 19,216 -33.33
2019-10-03 2019-10-01 4 QCOM QUALCOMM INC/DE
Common Stock 		F - Taxes -5,215 4,643 -52.90 75.47 -393,576 350,407
2019-10-03 2019-10-01 4 QCOM QUALCOMM INC/DE
Common Stock 		M - Exercise 9,607 9,858 3,827.49
2019-09-24 2019-09-20 4 QCOM QUALCOMM INC/DE
Restricted Stock Unit 		A - Award 27,081 27,081
2019-06-04 2019-06-01 4 NUVA NUVASIVE INC
RSUs 		M - Exercise -3,230 0 -100.00
2019-06-04 2019-06-01 4 NUVA NUVASIVE INC
Common Stock 		M - Exercise 3,230 9,193 54.17
2019-05-13 2019-05-10 4 QCOM QUALCOMM INC/DE
Common Stock 		S - Sale -7,141 0 -100.00 84.56 -603,835
2019-05-10 2019-05-09 4 NUVA NUVASIVE INC
RSUs 		A - Award 2,577 2,577
2019-05-09 2019-05-08 4 QCOM QUALCOMM INC/DE
Common Stock 		S - Sale X -11,050 7,141 -60.74 84.68 -935,720 604,703
2019-05-08 2019-05-06 4 QCOM QUALCOMM INC/DE
Common Stock 		F - Taxes -7,024 18,191 -27.86 88.25 -619,868 1,605,356
2019-05-08 2019-05-06 4 QCOM QUALCOMM INC/DE
Common Stock 		A - Award 14,165 25,215 128.19
2019-05-07 2019-05-05 4 QCOM QUALCOMM INC/DE
Restricted Stock Unit 		M - Exercise -18,585 0 -100.00
2019-05-07 2019-05-05 4 QCOM QUALCOMM INC/DE
Common Stock 		F - Taxes -7,535 11,050 -40.54 89.29 -672,800 986,654
2019-05-07 2019-05-05 4 QCOM QUALCOMM INC/DE
Common Stock 		M - Exercise 18,585 18,585
2019-03-22 2019-03-21 4 QCOM QUALCOMM INC/DE
Common Stock 		J - Other X 3,694 22,613 19.53
2019-03-22 2019-03-21 4 QCOM QUALCOMM INC/DE
Common Stock 		J - Other X -3,694 0 -100.00
2018-12-14 2018-12-13 4 QCOM QUALCOMM INC/DE
Common Stock 		S - Sale X -9,048 0 -100.00 58.01 -524,895
2018-12-11 2018-12-09 4 QCOM QUALCOMM INC/DE
Common Stock 		F - Taxes -8,897 9,048 -49.58 55.99 -498,143 506,598
2018-12-11 2018-12-09 4 QCOM QUALCOMM INC/DE
Common Stock 		A - Award 17,945 17,945
2018-11-26 2018-11-23 4 QCOM QUALCOMM INC/DE
Common Stock 		S - Sale X -6,297 0 -100.00 55.22 -347,746
2018-11-21 2018-11-20 4 QCOM QUALCOMM INC/DE
Restricted Stock Unit 		M - Exercise -13,773 27,546 -33.33
2018-11-21 2018-11-20 4 QCOM QUALCOMM INC/DE
Common Stock 		F - Taxes -7,476 6,297 -54.28 54.92 -410,582 345,831
2018-11-21 2018-11-20 4 QCOM QUALCOMM INC/DE
Common Stock 		M - Exercise 13,773 13,773
2018-09-24 2018-09-20 4 QCOM QUALCOMM INC/DE
Restricted Stock Unit 		A - Award 27,748 27,748
2018-05-09 2018-05-08 4 QCOM QUALCOMM INC/DE
Common Stock 		S - Sale X -11,670 0 -100.00 53.01 -618,603
2018-05-08 2018-05-06 4 QCOM QUALCOMM INC/DE
Restricted Stock Unit 		A - Award 40,538 40,538
2018-05-08 2018-05-05 4 QCOM QUALCOMM INC/DE
Restricted Stock Unit 		M - Exercise -17,840 17,840 -50.00
2018-05-08 2018-05-05 4 QCOM QUALCOMM INC/DE
Common Stock 		F - Taxes -6,169 11,670 -34.58 52.49 -323,811 612,558
2018-05-08 2018-05-05 4 QCOM QUALCOMM INC/DE
Common Stock 		M - Exercise 17,839 17,839
2018-05-07 2018-05-03 4 NUVA NUVASIVE INC
RSUs 		A - Award 3,230 3,230
2018-03-28 2018-03-28 4 QCOM QUALCOMM INC/DE
Common Stock 		J - Other X 3,614 14,844 32.18
2018-03-28 2018-03-28 4 QCOM QUALCOMM INC/DE
Common Stock 		J - Other X -3,614 3,694 -49.45
2018-03-27 2018-03-23 4 QCOM QUALCOMM INC/DE
Common Stock 		J - Other X 3,573 7,616 88.37
2018-03-27 2018-03-23 4 QCOM QUALCOMM INC/DE
Common Stock 		J - Other X -3,573 7,308 -32.84
2018-02-14 2018-02-12 4 NUVA NUVASIVE INC
RSUs 		M - Exercise -5,113 0 -100.00
2018-02-14 2018-02-12 4 NUVA NUVASIVE INC
Common Stock 		M - Exercise 850 5,963 16.62
2018-02-14 2018-02-12 4 NUVA NUVASIVE INC
Common Stock 		M - Exercise 5,113 5,113
2018-02-14 2018-02-01 4 NUVA NUVASIVE INC
RSUs 		M - Exercise -850 0 -100.00
2017-05-22 2017-05-18 4 NUVA NUVASIVE INC
RSUs 		A - Award 2,130 2,130
2017-05-12 2017-05-11 4 QCOM QUALCOMM INC/DE
Common Stock 		S - Sale X -10,701 0 -100.00 55.02 -588,767
2017-05-08 2017-03-29 4 QCOM QUALCOMM INC/DE
Common Stock 		G - Gift X -1,277 1 -99.92
2017-05-08 2017-03-29 4 QCOM QUALCOMM INC/DE
Common Stock 		G - Gift X -6,031 1,278 -82.51
2017-05-08 2017-03-29 4 QCOM QUALCOMM INC/DE
Common Stock 		G - Gift X 7,308 10,881 204.53
2017-05-08 2017-03-28 4 QCOM QUALCOMM INC/DE
Common Stock 		J - Other X 2,988 14,617 25.69
2017-05-08 2017-03-28 4 QCOM QUALCOMM INC/DE
Common Stock 		J - Other X -2,988 3,573 -45.54
2017-05-08 2017-03-21 4 QCOM QUALCOMM INC/DE
Common Stock 		J - Other X 3,043 8,641 54.36
2017-05-08 2017-03-21 4 QCOM QUALCOMM INC/DE
Common Stock 		J - Other X -3,043 6,561 -31.68
2017-04-07 2017-03-29 4 QCOM QUALCOMM INC/DE
Common Stock 		G - Gift X -1,277 1 -99.92
2017-04-07 2017-03-29 4 QCOM QUALCOMM INC/DE
Common Stock 		G - Gift X -6,031 1,278 -82.51
2017-04-07 2017-03-29 4 QCOM QUALCOMM INC/DE
Common Stock 		G - Gift X 7,308 10,881 204.53
2017-04-07 2017-03-28 4 QCOM QUALCOMM INC/DE
Common Stock 		J - Other X 2,988 14,617 25.69
2017-04-07 2017-03-28 4 QCOM QUALCOMM INC/DE
Common Stock 		J - Other X -2,988 3,573 -45.54
2017-04-07 2017-03-21 4 QCOM QUALCOMM INC/DE
Common Stock 		J - Other X 3,043 8,641 54.36
2017-04-07 2017-03-21 4 QCOM QUALCOMM INC/DE
Common Stock 		J - Other X -3,043 6,561 -31.68
2016-08-05 2016-08-04 4 QCOM QUALCOMM INC/DE
Common Stock 		S - Sale -8,250 2,353 -77.81 61.09 -503,992 143,745
2016-05-23 2016-05-19 4 NUVA NUVASIVE INC
RSUs 		A - Award 2,822 2,822
2016-05-09 2016-05-05 4 QCOM QUALCOMM INC/DE
Restricted Stock Unit 		M - Exercise -16,551 49,653 -25.00
2016-05-09 2016-05-05 4 QCOM QUALCOMM INC/DE
Common Stock 		F - Taxes -6,220 10,332 -37.58 51.13 -318,029 528,275
2016-05-09 2016-05-05 4 QCOM QUALCOMM INC/DE
Common Stock 		M - Exercise 16,551 16,552 1,655,100.00
2016-03-30 2016-03-29 4 QCOM QUALCOMM INC/DE
Common Stock 		G - Gift X -6,561 1 -99.98
2016-03-30 2016-03-29 4 QCOM QUALCOMM INC/DE
Common Stock 		G - Gift X 6,561 9,604 215.61
2016-03-30 2016-03-28 4 QCOM QUALCOMM INC/DE
Common Stock 		J - Other X 6,369 6,754 1,654.29
2016-03-30 2016-03-28 4 QCOM QUALCOMM INC/DE
Common Stock 		J - Other X -6,369 3,043 -67.67
2016-02-17 2016-02-12 4 NUVA NUVASIVE INC
RSUs 		A - Award 850 850
2016-02-17 2016-02-12 4 NUVA NUVASIVE INC
RSUs 		A - Award 5,113 5,113
2015-11-25 2015-11-24 4 QCOM QUALCOMM INC/DE
Common Stock 		S - Sale X -5,139 191 -96.42 49.36 -253,651 9,427
2015-11-24 2015-11-20 4 QCOM QUALCOMM INC/DE
Restricted Stock Unit 		M - Exercise -10,748 0 -100.00
2015-11-24 2015-11-20 4 QCOM QUALCOMM INC/DE
Common Stock 		F - Taxes -5,608 5,330 -51.27 49.62 -278,269 264,475
2015-11-24 2015-11-20 4 QCOM QUALCOMM INC/DE
Common Stock 		M - Exercise 10,747 10,938 5,626.70
2015-05-11 2015-05-08 4 QCOM QUALCOMM INC/DE
Common Stock 		S - Sale X -9,522 1 -99.99 69.06 -657,555 69
2015-05-05 2015-05-05 4 QCOM QUALCOMM INC/DE
Restricted Stock Unit 		M - Exercise -15,971 63,884 -20.00
2015-05-05 2015-05-05 4 QCOM QUALCOMM INC/DE
Common Stock 		F - Taxes -6,449 9,523 -40.38 68.37 -440,918 651,088
2015-05-05 2015-05-05 4 QCOM QUALCOMM INC/DE
Common Stock 		M - Exercise 15,971 15,972 1,597,100.00
2015-05-05 2015-05-03 4 QCOM QUALCOMM INC/DE
Restricted Stock Unit 		A - Award 79,855 79,855
2015-05-05 2015-03-26 4 QCOM QUALCOMM INC/DE
Common Stock 		G - Gift X -1,134 1 -99.91
2015-05-05 2015-03-26 4 QCOM QUALCOMM INC/DE
Common Stock 		G - Gift X -8,278 1,135 -87.94
2015-05-05 2015-03-26 4 QCOM QUALCOMM INC/DE
Common Stock 		G - Gift X 9,412 9,412
2014-12-04 2014-12-03 4 QCOM QUALCOMM INC/DE
Common Stock 		S - Sale X -200 18,653 -1.06 73.78 -14,757 1,376,312
2014-12-04 2014-12-03 4 QCOM QUALCOMM INC/DE
Common Stock 		S - Sale X -16,159 18,853 -46.15 74.30 -1,200,591 1,400,752
2014-12-02 2014-11-30 4 QCOM QUALCOMM INC/DE
Common Stock 		F - Taxes -17,852 35,012 -33.77 72.90 -1,301,411 2,552,375
2014-12-02 2014-11-30 4 QCOM QUALCOMM INC/DE
Common Stock 		A - Award 34,211 52,864 183.41
2014-11-24 2014-11-24 4 QCOM QUALCOMM INC/DE
Common Stock 		S - Sale X -4,996 18,653 -21.13 71.73 -358,348 1,337,924
2014-11-21 2014-11-20 4 QCOM QUALCOMM INC/DE
Restricted Stock Unit 		M - Exercise -10,449 10,449 -50.00
2014-11-21 2014-11-20 4 QCOM QUALCOMM INC/DE
Common Stock 		F - Taxes -5,453 23,649 -18.74 70.71 -385,582 1,672,221
2014-11-21 2014-11-20 4 QCOM QUALCOMM INC/DE
Common Stock 		M - Exercise 10,449 29,102 56.02
2014-11-17 2014-11-13 4 QCOM QUALCOMM INC/DE
Common Stock 		S - Sale X -40,829 18,653 -68.64 70.57 -2,881,335 1,316,357
2014-11-12 2014-11-09 4 QCOM QUALCOMM INC/DE
Restricted Stock Unit 		M - Exercise -12,856 0 -100.00
2014-11-12 2014-11-09 4 QCOM QUALCOMM INC/DE
Common Stock 		F - Taxes -6,708 59,482 -10.13 69.26 -464,596 4,119,723
2014-11-12 2014-11-09 4 QCOM QUALCOMM INC/DE
Common Stock 		M - Exercise 12,855 66,190 24.10
2014-11-12 2014-11-08 4 QCOM QUALCOMM INC/DE
Restricted Stock Unit 		M - Exercise -72,527 0 -100.00
2014-11-12 2014-11-08 4 QCOM QUALCOMM INC/DE
Common Stock 		F - Taxes -37,844 53,335 -41.51 69.26 -2,621,075 3,693,982
2014-11-12 2014-11-08 4 QCOM QUALCOMM INC/DE
Common Stock 		M - Exercise 72,526 91,179 388.82
2014-10-16 2014-10-15 4 QCOM QUALCOMM INC/DE
Non-Qualified Stock Option (right to buy) 		M - Exercise -31,350 0 -100.00
2014-10-16 2014-10-15 4 QCOM QUALCOMM INC/DE
Common Stock 		S - Sale X -31,350 18,653 -62.70 71.87 -2,253,165 1,340,615
2014-10-16 2014-10-15 4 QCOM QUALCOMM INC/DE
Common Stock 		M - Exercise 31,350 50,003 168.07 44.75 1,402,912 2,237,634
2014-09-18 2014-09-16 4 QCOM QUALCOMM INC/DE
Restricted Stock Unit 		A - Award 12,785 12,785
2014-09-16 2014-09-15 4 QCOM QUALCOMM INC/DE
Non-Qualified Stock Option (right to buy) 		M - Exercise -33,000 31,350 -51.28
2014-09-16 2014-09-15 4 QCOM QUALCOMM INC/DE
Common Stock 		S - Sale X -33,000 18,653 -63.89 75.04 -2,476,353 1,399,740
2014-09-16 2014-09-15 4 QCOM QUALCOMM INC/DE
Common Stock 		M - Exercise 33,000 51,653 176.92 44.75 1,476,750 2,311,472
2014-08-19 2014-08-15 4 QCOM QUALCOMM INC/DE
Non-Qualified Stock Option (right to buy) 		M - Exercise -33,000 64,350 -33.90
2014-08-19 2014-08-15 4 QCOM QUALCOMM INC/DE
Common Stock 		S - Sale X -33,000 18,653 -63.89 74.80 -2,468,565 1,395,338
2014-08-19 2014-08-15 4 QCOM QUALCOMM INC/DE
Common Stock 		M - Exercise 33,000 51,653 176.92 44.75 1,476,750 2,311,472
2014-07-16 2014-07-15 4 QCOM QUALCOMM INC/DE
Non-Qualified Stock Option (right to buy) 		M - Exercise -32,000 97,350 -24.74
2014-07-16 2014-07-15 4 QCOM QUALCOMM INC/DE
Non-Qualified Stock Option (right to buy) 		M - Exercise -1,000 0 -100.00
2014-07-16 2014-07-15 4 QCOM QUALCOMM INC/DE
Common Stock 		S - Sale X -1,000 0 -100.00 79.80 -79,800
2014-07-16 2014-07-15 4 QCOM QUALCOMM INC/DE
Common Stock 		M - Exercise 1,000 1,000 40.31 40,310 40,310
2014-07-16 2014-07-15 4 QCOM QUALCOMM INC/DE
Common Stock 		S - Sale X -32,000 0 -100.00 79.80 -2,553,600
2014-07-16 2014-07-15 4 QCOM QUALCOMM INC/DE
Common Stock 		M - Exercise 32,000 32,000 44.75 1,432,000 1,432,000
2014-05-19 2014-05-14 4 QCOM QUALCOMM INC/DE
Non-Qualified Stock Option (right to buy) 		M - Exercise -44,000 0 -100.00
2014-05-19 2014-05-14 4 QCOM QUALCOMM INC/DE
Common Stock 		S - Sale -44,000 0 -100.00 80.85 -3,557,391
2014-05-19 2014-05-14 4 QCOM QUALCOMM INC/DE
Common Stock 		M - Exercise 44,000 44,000 35.66 1,569,040 1,569,040
2014-02-12 2014-02-10 4 QCOM QUALCOMM INC/DE
Non-Qualified Stock Option (right to buy) 		M - Exercise -60,000 44,000 -57.69
2014-02-12 2014-02-10 4 QCOM QUALCOMM INC/DE
Common Stock 		S - Sale -60,000 18,483 -76.45 74.57 -4,474,266 1,378,298
2014-02-12 2014-02-10 4 QCOM QUALCOMM INC/DE
Common Stock 		M - Exercise 60,000 78,483 324.62 35.66 2,139,600 2,798,704
2014-01-03 2013-12-31 4 QCOM QUALCOMM INC/DE
Phantom Stock Unit 		A - Award 1,851 18,547 11.09 66.60 123,276 1,235,203
2013-12-03 2013-12-02 4 QCOM QUALCOMM INC/DE
Common Stock 		S - Sale X -26,626 18,292 -59.28 73.57 -1,958,875 1,345,742
2013-12-03 2013-11-25 4/A QCOM QUALCOMM INC/DE
Common Stock 		F - Taxes -29,054 44,918 -39.28 72.49 -2,106,124 3,256,106
2013-11-26 2013-11-25 4 QCOM QUALCOMM INC/DE
Common Stock 		F - Taxes -28,553 45,419 -38.60 72.49 -2,069,807 3,292,423
2013-11-26 2013-11-25 4 QCOM QUALCOMM INC/DE
Common Stock 		A - Award 55,680 73,972 304.40
2013-11-21 2013-11-20 4 QCOM QUALCOMM INC/DE
Restricted Stock Unit 		M - Exercise -10,240 20,482 -33.33
2013-11-21 2013-11-20 4 QCOM QUALCOMM INC/DE
Common Stock 		F - Taxes -5,344 18,292 -22.61 71.03 -379,584 1,299,281
2013-11-21 2013-11-20 4 QCOM QUALCOMM INC/DE
Common Stock 		M - Exercise 10,240 23,636 76.44
2013-11-13 2013-11-13 4 QCOM QUALCOMM INC/DE
Common Stock 		S - Sale X -13,426 13,396 -50.06 69.38 -931,496 929,414
2013-11-12 2013-11-09 4 QCOM QUALCOMM INC/DE
Common Stock 		F - Taxes -6,575 26,822 -19.69 67.45 -443,484 1,809,144
2013-11-12 2013-11-09 4 QCOM QUALCOMM INC/DE
Common Stock 		A - Award 12,599 33,397 60.58
2013-11-12 2013-11-08 4 QCOM QUALCOMM INC/DE
Restricted Stock Unit 		M - Exercise -15,481 66,409 -18.90
2013-11-12 2013-11-08 4 QCOM QUALCOMM INC/DE
Common Stock 		F - Taxes -8,078 20,798 -27.97 67.45 -544,861 1,402,825
2013-11-12 2013-11-08 4 QCOM QUALCOMM INC/DE
Common Stock 		M - Exercise 15,481 28,876 115.57
2013-10-01 2013-09-29 4 QCOM QUALCOMM INC/DE
Restricted Stock Unit 		A - Award 30,722 30,722
2013-10-01 2013-09-13 4 QCOM QUALCOMM INC/DE
Common Stock 		G - Gift -1,500 13,396 -10.07
2013-06-18 2013-06-17 4 QCOM QUALCOMM INC/DE
Non-Qualified Stock Option (right to buy) 		M - Exercise -55,000 1,000 -98.21
2013-06-18 2013-06-17 4 QCOM QUALCOMM INC/DE
Common Stock 		S - Sale X -55,000 0 -100.00 61.70 -3,393,687
2013-06-18 2013-06-17 4 QCOM QUALCOMM INC/DE
Common Stock 		M - Exercise 55,000 55,000 40.31 2,217,050 2,217,050
2013-05-16 2013-05-15 4 QCOM QUALCOMM INC/DE
Non-Qualified Stock Option (right to buy) 		M - Exercise -50,000 56,000 -47.17
2013-05-16 2013-05-15 4 QCOM QUALCOMM INC/DE
Common Stock 		S - Sale X -50,000 14,709 -77.27 65.19 -3,259,595 958,908
2013-05-16 2013-05-15 4 QCOM QUALCOMM INC/DE
Common Stock 		M - Exercise 50,000 64,709 339.93 40.31 2,015,500 2,608,420
2013-04-16 2013-04-15 4 QCOM QUALCOMM INC/DE
Non-Qualified Stock Option (right to buy) 		M - Exercise -50,000 106,000 -32.05
2013-04-16 2013-04-15 4 QCOM QUALCOMM INC/DE
Common Stock 		S - Sale X -50,000 14,709 -77.27 66.21 -3,310,445 973,867
2013-04-16 2013-04-15 4 QCOM QUALCOMM INC/DE
Common Stock 		M - Exercise 50,000 64,709 339.93 40.31 2,015,500 2,608,420
2013-03-19 2013-03-15 4 QCOM QUALCOMM INC/DE
Non-Qualified Stock Option (right to buy) 		M - Exercise -50,000 156,000 -24.27
2013-03-19 2013-03-15 4 QCOM QUALCOMM INC/DE
Common Stock 		S - Sale X -50,000 14,709 -77.27 66.31 -3,315,500 975,354
2013-03-19 2013-03-15 4 QCOM QUALCOMM INC/DE
Common Stock 		M - Exercise 50,000 64,709 339.93 40.31 2,015,500 2,608,420
2013-02-20 2013-02-15 4 QCOM QUALCOMM INC/DE
Non-Qualified Stock Option (right to buy) 		M - Exercise -50,000 206,000 -19.53
2013-02-20 2013-02-15 4 QCOM QUALCOMM INC/DE
Common Stock 		S - Sale X -50,000 14,709 -77.27 65.55 -3,277,500 964,175
2013-02-20 2013-02-15 4 QCOM QUALCOMM INC/DE
Common Stock 		M - Exercise 50,000 64,709 339.93 40.31 2,015,500 2,608,420
2013-01-16 2013-01-15 4 QCOM QUALCOMM INC/DE
Non-Qualified Stock Option (right to buy) 		M - Exercise -40,000 256,000 -13.51
2013-01-16 2013-01-15 4 QCOM QUALCOMM INC/DE
Common Stock 		S - Sale X -40,000 14,499 -73.40 63.73 -2,549,200 924,021
2013-01-16 2013-01-15 4 QCOM QUALCOMM INC/DE
Common Stock 		M - Exercise 40,000 54,499 275.88 40.31 1,612,400 2,196,855
2013-01-03 2012-12-31 4 QCOM QUALCOMM INC/DE
Phantom Stock Unit 		A - Award 2,355 16,696 16.42 61.15 144,002 1,020,897
2012-12-18 2012-12-17 4 QCOM QUALCOMM INC/DE
Non-Qualified Stock Option (right to buy) 		M - Exercise -40,000 460,000 -8.00
2012-12-18 2012-12-17 4 QCOM QUALCOMM INC/DE
Common Stock 		S - Sale X -40,000 0 -100.00 60.67 -2,426,648
2012-12-18 2012-12-17 4 QCOM QUALCOMM INC/DE
Common Stock 		M - Exercise 40,000 40,000 40.31 1,612,400 1,612,400
2012-11-19 2012-11-16 4 QCOM QUALCOMM INC/DE
Common Stock 		S - Sale X -13,145 14,499 -47.55 61.30 -805,775 888,774
2012-11-19 2012-11-15 4 QCOM QUALCOMM INC/DE
Non-Qualified Stock Option (right to buy) 		M - Exercise -40,000 336,000 -10.64
2012-11-19 2012-11-15 4 QCOM QUALCOMM INC/DE
Common Stock 		S - Sale X -14,696 27,644 -34.71 61.83 -908,654 1,709,229
2012-11-19 2012-11-15 4 QCOM QUALCOMM INC/DE
Common Stock 		S - Sale X -40,000 42,340 -48.58 61.61 -2,464,544 2,608,720
2012-11-19 2012-11-15 4 QCOM QUALCOMM INC/DE
Common Stock 		M - Exercise 40,000 82,340 94.47 40.31 1,612,400 3,319,125
2012-11-14 2012-11-11 4 QCOM QUALCOMM INC/DE
Common Stock 		F - Taxes -23,021 42,340 -35.22 58.61 -1,349,261 2,481,547
2012-11-14 2012-11-11 4 QCOM QUALCOMM INC/DE
Common Stock 		A - Award 49,312 65,361 307.26
2012-11-13 2012-11-09 4 QCOM QUALCOMM INC/DE
Common Stock 		F - Taxes -5,773 16,049 -26.45 61.62 -355,732 988,939
2012-11-13 2012-11-09 4 QCOM QUALCOMM INC/DE
Common Stock 		A - Award 12,368 21,823 130.80
2012-11-13 2012-11-08 4 QCOM QUALCOMM INC/DE
Restricted Stock Unit 		M - Exercise -15,195 81,890 -15.65
2012-11-13 2012-11-08 4 QCOM QUALCOMM INC/DE
Common Stock 		F - Taxes -7,093 9,455 -42.86 60.67 -430,332 573,635
2012-11-13 2012-11-08 4 QCOM QUALCOMM INC/DE
Common Stock 		M - Exercise 15,195 16,548 1,123.18
2012-03-05 2012-03-02 4 QCOM QUALCOMM INC/DE
Non-Qualified Stock Option (right to buy) 		M - Exercise -50,000 376,000 -11.74
2012-03-05 2012-03-02 4 QCOM QUALCOMM INC/DE
Non-Qualified Stock Option (right to buy) 		M - Exercise -50,000 376,000 -11.74
2012-03-05 2012-03-02 4 QCOM QUALCOMM INC/DE
Common Stock 		S - Sale -50,000 0 -100.00 62.41 -3,120,360
2012-03-05 2012-03-02 4 QCOM QUALCOMM INC/DE
Common Stock 		S - Sale -50,000 0 -100.00 62.41 -3,120,360
2012-03-05 2012-03-02 4 QCOM QUALCOMM INC/DE
Common Stock 		M - Exercise 50,000 50,000 40.31 2,015,500 2,015,500
2012-03-05 2012-03-02 4 QCOM QUALCOMM INC/DE
Common Stock 		M - Exercise 50,000 50,000 35.66 1,783,000 1,783,000
2012-01-04 2011-12-31 4 QCOM QUALCOMM INC/DE
Phantom Stock Unit 		A - Award 3,559 14,341 33.01 53.89 191,798 772,836
2008-07-02 2008-06-30 4 QCOM QUALCOMM INC/DE
Phantom Stock Unit 		A - Award 240 453 112.81 47.30 11,352 21,414
2006-01-04 3 IBM INTERNATIONAL BUSINESS MACHINES CORP
Common Stock 		8,308
P
공개 시장에서 또는 사적으로 비파생증권 또는 파생증권 매입
S
공개 시장에서 또는 사적으로 비파생증권 또는 파생증권 매각
A
자사로부터 유가증권(옵션 등)을 보조, 지급 또는 기타 취득
C
파생상품 전환
D
자사에게 유가증권을 매각 또는 양도
F
기업으로부터 인도 받은 유가증권의 일부를 사용한 행사 가격 또는 조세 채무의 지급
G
내부자에 의한 또는 내부자에게 증권 증여
K
지분스왑 및 유사 위험 회피거래
M
자사로부터 인도 받은 파생증권(옵션 등)의 행사 또는 전환
V
보고서 양식 4에 자진 신고된 거래
J
기타 (거래 내용을 설명하는 각주와 동반)