이머젼 코퍼레이션
US ˙ NasdaqGS ˙ US4525211078

소개

이 페이지에서는 Raging Capital Management, LLC의 공개된 내부자의 매매 거래 내역을 종합적으로 분석합니다. 내부자들은 기업의 임원(내부 경영진), 이사 또는 주요 투자자입니다. 일반적으로 내부자가 중요한 비공개 정보를 기반으로 자신이 속한 기업을 거래하는 것은 불법으로 간주됩니다. 이것은 내부자가 자신의 기업 내에서 행하는 모든 거래가 불법이라는 것을 뜻은 아닙니다. 그러나 그들은 자신들의 모든 거래를 양식 4를 통해 SEC에 보고해야만 합니다. 이러한 제한에도 불구하고, 학계 연구에 따르면 내부자는, 일반적으로, 자신의 회사 주식에 대한 실적이 시장의 수익률을 능가하는 경향성을 보였습니다.

평균 거래 수익성

평균 거래 수익성은 내부자가 지난 3년 동안 매입한 모든 "공개 시장"(Open market)에서의 매입의 평균 수익률입니다. 이를 계산하기 위해 10b5-1 거래 계획의 일부로 표시된 모든 거래를 제외하고 내부자가 계획되지 않은 모든 오픈 마켓에서의 매입을 조사합니다. 그런 다음 3개월, 6개월, 12개월 동안 해당 거래의 평균 성과를 계산하여 각 거래에 대한 최종 성과 지표를 생성합니다. 마지막으로 내부자에 대한 성과 지표를 계산하기 위해 모든 성과 지표의 평균을 내립니다. 이 목록에는 지난 2년 동안 최소 3번 이상 거래한 내부자만 포함됩니다.

내부자의 매매 거래 수익성이 "해당 없음"인 경우, 내부자는 지난 3년 동안 공개 시장에서 매수한 적이 없거나, 거래가 너무 최근에 이루어져서 신뢰할 수 있는 성과 지표를 산출할 수 없는 경우에 해당합니다.

업데이트 주기: 일별

최고 수익율의 내부자 목록을 확인하세요.

가장 높은 순위의 내부자를 확인하세요
내부자 포지션이 보고된 기업

SEC 서류에 따르면 Raging Capital Management, LLC 기업이 다음 기업에 대한 보유 또는 거래를 보고했습니다:

증권 소유권 최근 보고된 보유 주식
US:IMMR / Immersion Corporation Director 0
US:IMI / Intermolecular, Inc. 10% Owner 0
US:GLF / GulfMark Offshore, Inc. Director, 10% Owner 0
US:TDW / Tidewater Inc. Director 644
US:DSPG / DSP Group, Inc. 4,345,744
US:RTK / Rentech, Inc. 10% Owner 2,003,059
US:MRVC / MRV Communications, Inc. 10% Owner 0
US:US148411AM38 / AM Castle & Co. 10% Owner 0
US:VTSS / 10% Owner 0
10% Owner 780,235
US:SMGI / SMG Industries Inc. 10% Owner 1,386
US:DSCI / Derma Sciences, Inc. 10% Owner 1,264,665
US:REXI / Resource America, Inc. 10% Owner 1,710,741
US:TST / TheStreet, Inc. 10% Owner 3,727,141
US:COMV / Comverge, Inc. 10% Owner 1,274,867
10% Owner 48,659
차트 해석 방법

아래 차트는 Raging Capital Management, LLC에 의한 각 "공개 시장"(Open market)에서 계획되지 않은 거래 이후 증권의 주가 실적을 보여줍니다. 계획되지 않은 거래는 10b5-1 거래 계획의 일환으로 이루어지지 않은 거래입니다. 주가 실적은 주가의 누적 백분율 변화로 표시됩니다. 예를 들어, 2019년 1월 1일 내부자의 매매 거래가 이루어졌을 경우, 차트는 현재까지 증권의 일별 백분율 변화를 보여줍니다. 이 기간 동안 주가가 10달러에서 15달러로 간다면, 주가의 누적 백분율 변화는 50%가 됩니다. 10달러에서 20달러로의 가격 변화는 100%가 되며, 10달러에서 5달러로의 가격 변화는 -50%가 됩니다.

궁극적으로 내부자의 매매 거래가 내부자의 정보를 이용하여 이익을 얻기 위해 거래 타이밍을 맞추고 있는지 확인하기 위해 내부자의 매매 거래가 주가의 초과 수익률(양 또는 음)과 얼마나 밀접한 상관 관계가 있는지 확인하고자 합니다. 내부자가 이러한 작업을 수행하고 있는 상황을 고려해 보겠습니다. 이러한 상황에서 우리는 (a) 매입 후 양의 수익률 또는 (b) 매각 후 음의 수익률을 기대할 수 있습니다. (a)의 경우, 매입 차트는 상향으로 기울어진 일련의 곡선을 보여주며, 각 매입 거래 후 양의 수익률을 나타냅니다. (b)의 경우, SALE 차트는 하향으로 기울어진 일련의 곡선을 보여주며, 각 판매 거래 후 음의 수익률을 나타냅니다.

그러나 이것만으로는 결론을 도출하기에 충분하지 않습니다. 예를 들어, 해당 기업의 주가가 수년에 걸쳐 비주기적 상승 추세에 있다면, Fintel은 매입 후 도표가 모두 상향 곡선으로 예상할 수 있습니다. 마찬가지로, 수년에 걸쳐 비주기적 하락은 거래 후에 하향 곡선으로 초래할 가능성이 높습니다. 이 도표들 중 어느 것도 내부자의 매매 거래 활동을 시사하지는 않습니다.

가장 강력한 지표는 주가가 극단적으로 순환하는 상황일 것이고, PURCHASE 차트에는 긍정적인 시그널이, SALE 차트에는 부정적인 플롯이 존재했습니다. 이는 자신들의 금전적 이익을 위한 거래 타이밍을 재던 내부자에 의한 상황일 가능성이 높습니다.

내부자 매입 IMMR / Immersion Corporation: 단기 이익 분석

이 섹션에서는 IMMR / Immersion Corporation에 대한 "공개 시장"(Open market)에서 계획되지 않은 내부자의 매입이 발생한 모든 상품의 수익성을 분석합니다. 이 분석은 내부자가 지속적으로 비정상적인 수익을 창출하는지 이해하는 데 도움이 되며, 이를 따를 가치가 있습니다. 이 분석은 각 거래 후 1년 동안 수행되며, 결과는 이론 값입니다.

아래 표는 사전 거래 계획(Automated trading plan)에 포함되지 않은 가장 최근의 공개 시장 매입을 보여줍니다.

거래일 티커 내부자 보고된
지분		 보고된
가격		 조정된
지분		 조정된
가격		 가격 기준 최고까지
일수		 최고
가격		 최고
이익 ($)		 최고 수익률 (%)
2019-08-07 IMMR Raging Capital Management, LLC 2,499 7.6500 2,499 7.6500 19,117 36 8.5600 2,274 11.90
2019-08-06 IMMR Raging Capital Management, LLC 10,600 7.6505 10,600 7.6505 81,095
2019-08-05 IMMR Raging Capital Management, LLC 834 7.6994 834 7.6994 6,421
2019-08-05 IMMR Raging Capital Management, LLC 19,166 7.8042 19,166 7.8042 149,575
2019-08-02 IMMR Raging Capital Management, LLC 2,800 7.4064 2,800 7.4064 20,738
2019-08-02 IMMR Raging Capital Management, LLC 17,200 7.7999 17,200 7.7999 134,158
2017-12-15 IMMR Raging Capital Management, LLC 237,370 6.4873 237,370 6.4873 1,539,890
2017-12-14 IMMR Raging Capital Management, LLC 5,000 6.8800 5,000 6.8800 34,400
2017-12-14 IMMR Raging Capital Management, LLC 40,796 6.6957 40,796 6.6957 273,158
2017-12-13 IMMR Raging Capital Management, LLC 14,800 6.9464 14,800 6.9464 102,807
2017-12-13 IMMR Raging Capital Management, LLC 28,400 6.9450 28,400 6.9450 197,238
2017-12-12 IMMR Raging Capital Management, LLC 40,077 7.0419 40,077 7.0419 282,218
2017-12-11 IMMR Raging Capital Management, LLC 50,000 7.0834 50,000 7.0834 354,170
2017-12-11 IMMR Raging Capital Management, LLC 10,000 7.0400 10,000 7.0400 70,400
2017-12-11 IMMR Raging Capital Management, LLC 26,000 7.1065 26,000 7.1065 184,769
2017-12-08 IMMR Raging Capital Management, LLC 40,273 7.0944 40,273 7.0944 285,713
2017-12-07 IMMR Raging Capital Management, LLC 19,783 7.1391 19,783 7.1391 141,233
2017-12-07 IMMR Raging Capital Management, LLC 30,000 7.1200 30,000 7.1200 213,600
2017-12-06 IMMR Raging Capital Management, LLC 72,988 7.1979 72,988 7.1979 525,360
2017-12-05 IMMR Raging Capital Management, LLC 150,000 7.2970 150,000 7.2970 1,094,550
2017-12-05 IMMR Raging Capital Management, LLC 100,000 7.2970 100,000 7.2970 729,700
2017-12-04 IMMR Raging Capital Management, LLC 257,001 7.3366 257,001 7.3366 1,885,514
2017-12-01 IMMR Raging Capital Management, LLC 53,282 7.2228 53,282 7.2228 384,845
2017-12-01 IMMR Raging Capital Management, LLC 101,715 7.2895 101,715 7.2895 741,451

조정 가격은 분할 조정된 가격입니다. 조정된 주식은 조정된 지분입니다.

IMMR / Immersion Corporation Insider Trades
내부자 매매 IMMR / Immersion Corporation: 단기 손실 분석

이 섹션에서는 IMMR / Immersion Corporation에서 이루어진 계획되지 않은 모든 공개 시장에서의 내부자 매도의 단기 손실 회피를 분석합니다. 일관된 손실 회피 패턴은 향후 매각 거래에서 가격 하락이 발생할 수도 있다는 것을 예측할 수 있습니다. 이 분석은 각 거래 후 1년을 대상으로 한 것이며, 결과는 이론 값입니다.

아래 표는 자동 거래 계획에 포함되지 않은 가장 최근의 "공개 시장"(Open market) 매매를 보여줍니다.

거래일 티커 내부자 보고된
지분		 보고된
가격		 조정된
지분		 조정된
가격		 가격 기준 최저까지
일수		 최저에서
가격		 회피된
최대 손실($)		 회피된
최대 손실율(%)
2021-12-29 IMMR MARTIN WILLIAM C 1,000 5.7500 1,000 5.7500 5,750 131 4.4100 -1,340 -23.30
2021-11-11 IMMR MARTIN WILLIAM C 353,374 6.8758 353,374 6.8758 2,429,729
2021-11-10 IMMR MARTIN WILLIAM C 519,145 7.0445 519,145 7.0445 3,657,117
2021-11-09 IMMR MARTIN WILLIAM C 707,688 7.1972 707,688 7.1972 5,093,372
2021-11-08 IMMR MARTIN WILLIAM C 640,882 7.3351 640,882 7.3351 4,700,934
2021-02-19 IMMR MARTIN WILLIAM C 170,899 12.7150 170,899 12.7150 2,172,981
2021-02-18 IMMR MARTIN WILLIAM C 237,500 13.0150 237,500 13.0150 3,091,062
2020-09-03 IMMR MARTIN WILLIAM C 67,810 9.5291 67,810 9.5291 646,168
2020-09-03 IMMR MARTIN WILLIAM C 82,623 9.1913 82,623 9.1913 759,413
2020-09-02 IMMR MARTIN WILLIAM C 67,215 10.1418 67,215 10.1418 681,681
2020-09-02 IMMR MARTIN WILLIAM C 504,980 10.3008 504,980 10.3008 5,201,698

조정 가격은 분할 조정된 가격입니다. 조정된 주식은 조정된 지분입니다.

IMMR / Immersion Corporation Insider Trades
내부자 매입 SMGI / SMG Industries Inc.: 단기 이익 분석

이 섹션에서는 IMMR / Immersion Corporation에 대한 "공개 시장"(Open market)에서 계획되지 않은 내부자의 매입이 발생한 모든 상품의 수익성을 분석합니다. 이 분석은 내부자가 지속적으로 비정상적인 수익을 창출하는지 이해하는 데 도움이 되며, 이를 따를 가치가 있습니다. 이 분석은 각 거래 후 1년 동안 수행되며, 결과는 이론 값입니다.

아래 표는 사전 거래 계획(Automated trading plan)에 포함되지 않은 가장 최근의 공개 시장 매입을 보여줍니다.

거래일 티커 내부자 보고된
지분		 보고된
가격		 조정된
지분		 조정된
가격		 가격 기준 최고까지
일수		 최고
가격		 최고
이익 ($)		 최고 수익률 (%)
2012-01-05 SMGI.OB MARTIN WILLIAM C 1,667,333 3.7500 1,667,333 3.7500 6,252,499 731 1.9 -3,084,565 -49.33
2012-01-05 SMGI.OB MARTIN WILLIAM C 332,667 3.7500 332,667 3.7500 1,247,501

조정 가격은 분할 조정된 가격입니다. 조정된 주식은 조정된 지분입니다.

SMGI / SMG Industries Inc. Insider Trades
내부자 매매 SMGI / SMG Industries Inc.: 단기 손실 분석

이 섹션에서는 IMMR / Immersion Corporation에서 이루어진 계획되지 않은 모든 공개 시장에서의 내부자 매도의 단기 손실 회피를 분석합니다. 일관된 손실 회피 패턴은 향후 매각 거래에서 가격 하락이 발생할 수도 있다는 것을 예측할 수 있습니다. 이 분석은 각 거래 후 1년을 대상으로 한 것이며, 결과는 이론 값입니다.

아래 표는 자동 거래 계획에 포함되지 않은 가장 최근의 "공개 시장"(Open market) 매매를 보여줍니다.

거래일 티커 내부자 보고된
지분		 보고된
가격		 조정된
지분		 조정된
가격		 가격 기준 최저까지
일수		 최저에서
가격		 회피된
최대 손실($)		 회피된
최대 손실율(%)
2014-12-08 SMGI MARTIN WILLIAM C 3,184,844 2.4100 3,184,844 2.4100 7,675,474 210 1.75 -2,101,997 -27.39
2014-12-08 SMGI MARTIN WILLIAM C 5,642 2.4100 5,642 2.4100 13,597

조정 가격은 분할 조정된 가격입니다. 조정된 주식은 조정된 지분입니다.

SMGI / SMG Industries Inc. Insider Trades
내부자 매입 TDW / Tidewater Inc.: 단기 이익 분석

이 섹션에서는 IMMR / Immersion Corporation에 대한 "공개 시장"(Open market)에서 계획되지 않은 내부자의 매입이 발생한 모든 상품의 수익성을 분석합니다. 이 분석은 내부자가 지속적으로 비정상적인 수익을 창출하는지 이해하는 데 도움이 되며, 이를 따를 가치가 있습니다. 이 분석은 각 거래 후 1년 동안 수행되며, 결과는 이론 값입니다.

아래 표는 사전 거래 계획(Automated trading plan)에 포함되지 않은 가장 최근의 공개 시장 매입을 보여줍니다.

거래일 티커 내부자 보고된
지분		 보고된
가격		 조정된
지분		 조정된
가격		 가격 기준 최고까지
일수		 최고
가격		 최고
이익 ($)		 최고 수익률 (%)
이 내부자와 유가 증권의 조합과 관련하여 계획되지 않은 공개된 "공개 시장"(Open market) 거래는 없습니다.

조정 가격은 분할 조정된 가격입니다. 조정된 주식은 조정된 지분입니다.

TDW / Tidewater Inc. Insider Trades
내부자 매매 TDW / Tidewater Inc.: 단기 손실 분석

이 섹션에서는 IMMR / Immersion Corporation에서 이루어진 계획되지 않은 모든 공개 시장에서의 내부자 매도의 단기 손실 회피를 분석합니다. 일관된 손실 회피 패턴은 향후 매각 거래에서 가격 하락이 발생할 수도 있다는 것을 예측할 수 있습니다. 이 분석은 각 거래 후 1년을 대상으로 한 것이며, 결과는 이론 값입니다.

아래 표는 자동 거래 계획에 포함되지 않은 가장 최근의 "공개 시장"(Open market) 매매를 보여줍니다.

거래일 티커 내부자 보고된
지분		 보고된
가격		 조정된
지분		 조정된
가격		 가격 기준 최저까지
일수		 최저에서
가격		 회피된
최대 손실($)		 회피된
최대 손실율(%)
이 내부자와 유가 증권의 조합과 관련하여 계획되지 않은 공개된 "공개 시장"(Open market) 거래는 없습니다.

조정 가격은 분할 조정된 가격입니다. 조정된 주식은 조정된 지분입니다.

TDW / Tidewater Inc. Insider Trades
내부자 매입 TSCM / The 2023 ETF Series Trust - TimesSquare Quality Mid Cap Growth ETF: 단기 이익 분석

이 섹션에서는 IMMR / Immersion Corporation에 대한 "공개 시장"(Open market)에서 계획되지 않은 내부자의 매입이 발생한 모든 상품의 수익성을 분석합니다. 이 분석은 내부자가 지속적으로 비정상적인 수익을 창출하는지 이해하는 데 도움이 되며, 이를 따를 가치가 있습니다. 이 분석은 각 거래 후 1년 동안 수행되며, 결과는 이론 값입니다.

아래 표는 사전 거래 계획(Automated trading plan)에 포함되지 않은 가장 최근의 공개 시장 매입을 보여줍니다.

거래일 티커 내부자 보고된
지분		 보고된
가격		 조정된
지분		 조정된
가격		 가격 기준 최고까지
일수		 최고
가격		 최고
이익 ($)		 최고 수익률 (%)
2013-01-30 TST MARTIN WILLIAM C 7,739 1.6200 7,739 1.6200 12,537 356
2013-01-29 TST MARTIN WILLIAM C 1,401 1.6200 1,401 1.6200 2,270
2013-01-28 TST MARTIN WILLIAM C 6,651 1.6200 6,651 1.6200 10,775
2013-01-25 TST MARTIN WILLIAM C 13,265 1.6117 13,265 1.6117 21,379
2013-01-24 TST MARTIN WILLIAM C 16,863 1.6104 16,863 1.6104 27,156
2013-01-23 TST MARTIN WILLIAM C 57,400 1.6163 57,400 1.6163 92,776
2013-01-22 TST MARTIN WILLIAM C 26,324 1.6165 26,324 1.6165 42,553
2013-01-18 TST MARTIN WILLIAM C 57,114 1.6109 57,114 1.6109 92,005
2012-12-18 TST MARTIN WILLIAM C 46,451 1.6499 46,451 1.6499 76,640
2012-12-18 TST MARTIN WILLIAM C 22,283 1.6499 22,283 1.6499 36,765
2012-12-17 TST MARTIN WILLIAM C 5,409 1.6475 5,409 1.6475 8,911
2012-12-17 TST MARTIN WILLIAM C 2,594 1.6475 2,594 1.6475 4,274
2012-12-14 TST MARTIN WILLIAM C 6,291 1.6495 6,291 1.6495 10,377
2012-12-14 TST MARTIN WILLIAM C 3,017 1.6495 3,017 1.6495 4,977
2012-12-13 TST MARTIN WILLIAM C 19,532 1.6412 19,532 1.6412 32,056
2012-12-13 TST MARTIN WILLIAM C 9,368 1.6412 9,368 1.6412 15,375
2012-12-12 TST MARTIN WILLIAM C 31,425 1.6466 31,425 1.6466 51,744
2012-12-12 TST MARTIN WILLIAM C 15,075 1.6466 15,075 1.6466 24,822
2012-12-11 TST MARTIN WILLIAM C 36,627 1.6485 36,627 1.6485 60,380
2012-12-11 TST MARTIN WILLIAM C 17,570 1.6485 17,570 1.6485 28,964
2012-12-06 TST MARTIN WILLIAM C 3,351 1.6414 3,351 1.6414 5,500
2012-12-06 TST MARTIN WILLIAM C 1,607 1.6414 1,607 1.6414 2,638

조정 가격은 분할 조정된 가격입니다. 조정된 주식은 조정된 지분입니다.

TSCM / The 2023 ETF Series Trust - TimesSquare Quality Mid Cap Growth ETF Insider Trades
내부자 매매 TSCM / The 2023 ETF Series Trust - TimesSquare Quality Mid Cap Growth ETF: 단기 손실 분석

이 섹션에서는 IMMR / Immersion Corporation에서 이루어진 계획되지 않은 모든 공개 시장에서의 내부자 매도의 단기 손실 회피를 분석합니다. 일관된 손실 회피 패턴은 향후 매각 거래에서 가격 하락이 발생할 수도 있다는 것을 예측할 수 있습니다. 이 분석은 각 거래 후 1년을 대상으로 한 것이며, 결과는 이론 값입니다.

아래 표는 자동 거래 계획에 포함되지 않은 가장 최근의 "공개 시장"(Open market) 매매를 보여줍니다.

거래일 티커 내부자 보고된
지분		 보고된
가격		 조정된
지분		 조정된
가격		 가격 기준 최저까지
일수		 최저에서
가격		 회피된
최대 손실($)		 회피된
최대 손실율(%)
이 내부자와 유가 증권의 조합과 관련하여 계획되지 않은 공개된 "공개 시장"(Open market) 거래는 없습니다.

조정 가격은 분할 조정된 가격입니다. 조정된 주식은 조정된 지분입니다.

TSCM / The 2023 ETF Series Trust - TimesSquare Quality Mid Cap Growth ETF Insider Trades
내부자의 매매 거래 내역

아래 표는 증권거래위원회(SEC)에 공시된 Raging Capital Management, LLC의 내부자의 전체 거래 목록입니다.

보고일 거래일 보고 티커 증권 코드 10b5-1 지분 잔여 지분 변동률
(%)		 지분
가치		 거래
가치		 잔여
가치
2022-01-03 2021-12-29 4 IMMR IMMERSION CORP
Common Stock, $0.001 par value 		S - Sale -1,000 0 -100.00 5.75 -5,750
2021-11-15 2021-11-11 4 IMMR IMMERSION CORP
Common Stock, $0.001 par value 		S - Sale -353,374 1,000 -99.72 6.88 -2,429,729 6,876
2021-11-10 2021-11-10 4 IMMR IMMERSION CORP
Common Stock, $0.001 par value 		S - Sale -519,145 354,374 -59.43 7.04 -3,657,117 2,496,388
2021-11-10 2021-11-09 4 IMMR IMMERSION CORP
Common Stock, $0.001 par value 		S - Sale -707,688 873,519 -44.76 7.20 -5,093,372 6,286,891
2021-11-10 2021-11-08 4 IMMR IMMERSION CORP
Common Stock, $0.001 par value 		S - Sale -640,882 1,581,207 -28.84 7.34 -4,700,934 11,598,311
2021-05-28 2021-05-13 4/A IMMR IMMERSION CORP
Common Stock, $0.001 par value 		J - Other 0 32,030 0.00
2021-05-19 2021-05-13 4/A IMMR IMMERSION CORP
Common Stock, $0.001 par value 		A - Award 17,313 49,343 54.05
2021-05-17 2021-05-13 4 IMMR IMMERSION CORP
Common Stock, $0.001 par value 		A - Award 14,674 46,704 45.81
2021-02-19 2021-02-19 4 IMMR IMMERSION CORP
Common Stock, $0.001 par value 		S - Sale -170,899 2,222,089 -7.14 12.72 -2,172,981 28,253,862
2021-02-19 2021-02-18 4 IMMR IMMERSION CORP
Common Stock, $0.001 par value 		S - Sale -237,500 2,392,988 -9.03 13.02 -3,091,062 31,144,739
2020-12-30 2020-12-29 4 IMMR IMMERSION CORP
Common Stock, $0.001 par value 		S - Sale X -55,603 2,630,488 -2.07 12.21 -678,701 32,108,263
2020-12-30 2020-12-28 4 IMMR IMMERSION CORP
Common Stock, $0.001 par value 		S - Sale X -1,093,710 2,686,091 -28.94 9.68 -10,586,566 26,000,018
2020-12-28 2020-12-24 4 IMMR IMMERSION CORP
Common Stock, $0.001 par value 		S - Sale X -3,134 3,779,801 -0.08 9.00 -28,206 34,018,209
2020-12-28 2020-12-22 4 IMMR IMMERSION CORP
Common Stock, $0.001 par value 		S - Sale X -3,352 3,782,935 -0.09 9.01 -30,209 34,092,567
2020-12-22 2020-12-21 4 IMMR IMMERSION CORP
Common Stock, $0.001 par value 		S - Sale X -116,295 3,786,287 -2.98 9.21 -1,070,937 34,867,160
2020-12-22 2020-12-18 4 IMMR IMMERSION CORP
Common Stock, $0.001 par value 		S - Sale X -50,124 3,902,582 -1.27 9.15 -458,760 35,718,382
2020-12-18 2020-12-17 4 IMMR IMMERSION CORP
Common Stock, $0.001 par value 		S - Sale X -61,743 3,952,706 -1.54 9.09 -561,466 35,944,327
2020-12-18 2020-12-16 4 IMMR IMMERSION CORP
Common Stock, $0.001 par value 		S - Sale X -68,473 4,014,449 -1.68 9.16 -627,514 36,790,016
2020-12-01 2020-11-27 4 IMMR IMMERSION CORP
Common Stock, $0.001 par value 		S - Sale X -26,895 4,082,922 -0.65 9.05 -243,429 36,954,935
2020-09-04 2020-09-03 4 IMMR IMMERSION CORP
Common Stock, $0.001 par value 		S - Sale -82,623 4,109,817 -1.97 9.19 -759,413 37,774,561
2020-09-04 2020-09-03 4 IMMR IMMERSION CORP
Common Stock, $0.001 par value 		S - Sale -67,810 4,192,440 -1.59 9.53 -646,168 39,950,180
2020-09-04 2020-09-02 4 IMMR IMMERSION CORP
Common Stock, $0.001 par value 		S - Sale -504,980 4,260,250 -10.60 10.30 -5,201,698 43,883,983
2020-09-04 2020-09-02 4 IMMR IMMERSION CORP
Common Stock, $0.001 par value 		S - Sale -67,215 4,765,230 -1.39 10.14 -681,681 48,328,010
2020-06-16 2020-06-12 4 IMMR IMMERSION CORP
Common Stock, $0.001 par value 		A - Award 18,543 32,030 137.49
2019-09-24 2019-09-20 4 IMI INTERMOLECULAR INC
Common Stock, $.001 par value 		U - Other -14,731,351 0 -100.00 1.20 -17,677,621
2019-08-13 2019-08-09 4 IMMR IMMERSION CORP
Common Stock, $0.001 par value 		A - Award 13,487 13,487
2019-08-08 2019-08-07 4 IMMR IMMERSION CORP
Common Stock, $0.001 par value 		P - Purchase 2,499 4,832,445 0.05 7.65 19,117 36,968,204
2019-08-08 2019-08-06 4 IMMR IMMERSION CORP
Common Stock, $0.001 par value 		P - Purchase 10,600 4,829,946 0.22 7.65 81,095 36,951,502
2019-08-06 2019-08-05 4 IMMR IMMERSION CORP
Common Stock, $0.001 par value 		P - Purchase 19,166 4,819,346 0.40 7.80 149,575 37,611,140
2019-08-06 2019-08-05 4 IMMR IMMERSION CORP
Common Stock, $0.001 par value 		P - Purchase 834 4,800,180 0.02 7.70 6,421 36,958,506
2019-08-06 2019-08-02 4 IMMR IMMERSION CORP
Common Stock, $0.001 par value 		P - Purchase 17,200 4,799,346 0.36 7.80 134,158 37,434,419
2019-08-06 2019-08-02 4 IMMR IMMERSION CORP
Common Stock, $0.001 par value 		P - Purchase 2,800 4,782,146 0.06 7.41 20,738 35,418,486
2018-11-19 2018-11-15 4 GLF GULFMARK OFFSHORE INC
Warrants (right to buy) 		U - Other -586 0 -100.00
2018-11-19 2018-11-15 4 GLF GULFMARK OFFSHORE INC
Warrants (right to buy) 		U - Other -90,089 0 -100.00
2018-11-19 2018-11-15 4 GLF GULFMARK OFFSHORE INC
Warrants (right to buy) 		U - Other -59,811 0 -100.00
2018-11-19 2018-11-15 4 GLF GULFMARK OFFSHORE INC
Common Stock, $0.01 par value 		U - Other -54 0 -100.00
2018-11-19 2018-11-15 4 GLF GULFMARK OFFSHORE INC
Common Stock, $0.01 par value 		U - Other -2,193,981 0 -100.00
2018-11-19 2018-11-15 4 GLF GULFMARK OFFSHORE INC
Common Stock, $0.01 par value 		U - Other -5,533 0 -100.00
2018-11-19 2018-11-15 4 TDW TIDEWATER INC
Warrants (right to buy) 		A - Award 644 644
2018-11-19 2018-11-15 4 TDW TIDEWATER INC
Warrants (right to buy) 		A - Award 99,097 99,097
2018-11-19 2018-11-15 4 TDW TIDEWATER INC
Warrants (right to buy) 		A - Award 65,792 65,792
2018-11-19 2018-11-15 4 TDW TIDEWATER INC
Common Stock, $0.001 par value 		A - Award 59 59
2018-11-19 2018-11-15 4 TDW TIDEWATER INC
Common Stock, $0.001 par value 		A - Award 2,413,379 2,413,379
2018-11-19 2018-11-15 4 TDW TIDEWATER INC
Common Stock, $0.001 par value 		A - Award 6,086 6,086
2017-12-26 2017-12-21 4 GLF GULFMARK OFFSHORE INC
Common Stock, $0.01 par value 		S - Sale -8,334 0 -100.00 19.00 -158,346
2017-12-26 3 DSPG DSP GROUP INC /DE/
Common Stock, $0.001 par value 		4,345,744
2017-12-26 3 DSPG DSP GROUP INC /DE/
Common Stock, $0.001 par value 		4,345,744
2017-12-26 3 DSPG DSP GROUP INC /DE/
Common Stock, $0.001 par value 		4,345,744
2017-12-15 2017-12-15 4 IMMR IMMERSION CORP
Common Stock, $0.001 par value 		P - Purchase 237,370 4,779,346 5.23 6.49 1,539,890 31,005,051
2017-12-15 2017-12-14 4 IMMR IMMERSION CORP
Common Stock, $0.001 par value 		P - Purchase 40,796 4,541,976 0.91 6.70 273,158 30,411,709
2017-12-15 2017-12-14 4 IMMR IMMERSION CORP
Common Stock, $0.001 par value 		P - Purchase 5,000 4,501,180 0.11 6.88 34,400 30,968,118
2017-12-15 2017-12-13 4 IMMR IMMERSION CORP
Common Stock, $0.001 par value 		P - Purchase 28,400 4,496,180 0.64 6.94 197,238 31,225,970
2017-12-15 2017-12-13 4 IMMR IMMERSION CORP
Common Stock, $0.001 par value 		P - Purchase 14,800 4,467,780 0.33 6.95 102,807 31,034,987
2017-12-12 2017-12-12 4 IMMR IMMERSION CORP
Common Stock, $0.001 par value 		P - Purchase 40,077 4,452,980 0.91 7.04 282,218 31,357,440
2017-12-12 2017-12-11 4 IMMR IMMERSION CORP
Common Stock, $0.001 par value 		P - Purchase 26,000 4,412,903 0.59 7.11 184,769 31,360,295
2017-12-12 2017-12-11 4 IMMR IMMERSION CORP
Common Stock, $0.001 par value 		P - Purchase 10,000 4,386,903 0.23 7.04 70,400 30,883,797
2017-12-12 2017-12-11 4 IMMR IMMERSION CORP
Common Stock, $0.001 par value 		P - Purchase 50,000 4,376,903 1.16 7.08 354,170 31,003,355
2017-12-12 2017-12-08 4 IMMR IMMERSION CORP
Common Stock, $0.001 par value 		P - Purchase 40,273 4,326,903 0.94 7.09 285,713 30,696,781
2017-12-07 2017-12-06 4 RTK RENTECH, INC.
Common Stock, $0.01 par value 		S - Sale -27,107 2,003,059 -1.34 0.06 -1,545 114,174
2017-12-07 2017-12-06 4 RTK RENTECH, INC.
Common Stock, $0.01 par value 		S - Sale -292,893 2,030,166 -12.61 0.06 -16,695 115,719
2017-12-07 2017-12-05 4 RTK RENTECH, INC.
Common Stock, $0.01 par value 		S - Sale -10,491 2,323,059 -0.45 0.05 -556 123,122
2017-12-07 2017-12-05 4 RTK RENTECH, INC.
Common Stock, $0.01 par value 		S - Sale -113,357 2,333,550 -4.63 0.05 -6,008 123,678
2017-12-07 2017-12-07 4 IMMR IMMERSION CORP
Common Stock, $0.001 par value 		P - Purchase 30,000 4,286,630 0.70 7.12 213,600 30,520,806
2017-12-07 2017-12-07 4 IMMR IMMERSION CORP
Common Stock, $0.001 par value 		P - Purchase 19,783 4,256,630 0.47 7.14 141,233 30,388,507
2017-12-07 2017-12-06 4 IMMR IMMERSION CORP
Common Stock, $0.001 par value 		P - Purchase 72,988 4,236,847 1.75 7.20 525,360 30,496,401
2017-12-07 2017-12-05 4 IMMR IMMERSION CORP
Common Stock, $0.001 par value 		P - Purchase 100,000 4,163,859 2.46 7.30 729,700 30,383,679
2017-12-07 2017-12-05 4 IMMR IMMERSION CORP
Common Stock, $0.001 par value 		P - Purchase 150,000 4,063,859 3.83 7.30 1,094,550 29,653,979
2017-12-06 2017-12-04 4/A IMMR IMMERSION CORP
Common Stock, $0.001 par value 		P - Purchase 257,001 3,913,859 7.03 7.34 1,885,514 28,714,418
2017-12-06 2017-12-01 4/A IMMR IMMERSION CORP
Common Stock, $0.001 par value 		P - Purchase 101,715 3,656,858 2.86 7.29 741,451 26,656,666
2017-12-06 2017-12-01 4/A IMMR IMMERSION CORP
Common Stock, $0.001 par value 		P - Purchase 53,282 3,555,143 1.52 7.22 384,845 25,678,087
2017-12-06 3/A IMMR IMMERSION CORP
Common Stock, $0.001 par value 		3,501,861
2017-12-05 2017-12-04 4 IMMR IMMERSION CORP
Common Stock, $0.001 par value 		P - Purchase 257,001 3,913,859 7.03 7.34 1,885,514 28,714,418
2017-12-05 2017-12-01 4 IMMR IMMERSION CORP
Common Stock, $0.001 par value 		P - Purchase 101,715 3,656,858 2.86 7.29 741,451 26,656,666
2017-12-05 2017-12-01 4 IMMR IMMERSION CORP
Common Stock, $0.001 par value 		P - Purchase 53,282 3,555,143 1.52 7.22 384,845 25,678,087
2017-12-05 3 IMMR IMMERSION CORP
Common Stock, $0.001 par value 		7,003,722
2017-12-05 3 IMMR IMMERSION CORP
Common Stock, $0.001 par value 		7,003,722
2017-12-04 2017-12-01 4 RTK RENTECH, INC.
Common Stock, $0.01 par value 		S - Sale -3,417 2,446,907 -0.14 0.06 -197 140,942
2017-12-04 2017-12-01 4 RTK RENTECH, INC.
Common Stock, $0.01 par value 		S - Sale -36,919 2,450,324 -1.48 0.06 -2,127 141,139
2017-12-04 2017-11-30 4 RTK RENTECH, INC.
Common Stock, $0.01 par value 		S - Sale -168,066 2,487,243 -6.33 0.05 -8,857 131,078
2017-12-04 2017-11-30 4 RTK RENTECH, INC.
Common Stock, $0.01 par value 		S - Sale -168,967 2,655,309 -5.98 0.05 -8,905 139,935
2017-11-16 2017-11-14 4 GLF GULFMARK OFFSHORE INC
Warrants (right to buy) 		J - Other 586 586
2017-11-16 2017-11-14 4 GLF GULFMARK OFFSHORE INC
Warrants (right to buy) 		J - Other 149,900 149,900
2017-11-16 2017-11-14 4 GLF GULFMARK OFFSHORE INC
Subscription Rights (right to buy) 		X - Other -1,400,796 0 -100.00
2017-11-16 2017-11-14 4 GLF GULFMARK OFFSHORE INC
Subscription Rights (right to buy) 		J - Other 1,400,796 1,400,796
2017-11-16 2017-11-14 4 GLF GULFMARK OFFSHORE INC
Common Stock, $0.01 par value 		J - Other 54 54
2017-11-16 2017-11-14 4 GLF GULFMARK OFFSHORE INC
Common Stock, $0.01 par value 		J - Other -20,000 0 -100.00
2017-11-16 2017-11-14 4 GLF GULFMARK OFFSHORE INC
Common Stock, $0.01 par value 		J - Other 13,867 13,867
2017-11-16 2017-11-14 4 GLF GULFMARK OFFSHORE INC
Common Stock, $0.01 par value 		J - Other 706,785 2,193,981 47.52
2017-11-16 2017-11-14 4 GLF GULFMARK OFFSHORE INC
Common Stock, $0.01 par value 		J - Other 86,400 1,487,196 6.17
2017-11-16 2017-11-14 4 GLF GULFMARK OFFSHORE INC
Common Stock, $0.01 par value 		X - Other 1,400,796 1,400,796 20.83 29,178,581 29,178,581
2017-11-16 2017-11-14 4 GLF GULFMARK OFFSHORE INC
Common Stock, $0.01 par value 		J - Other -5,113,155 0 -100.00
2017-10-17 2017-10-13 4 RTK RENTECH, INC.
Common Stock, $0.01 par value 		S - Sale -336,521 2,824,276 -10.65 0.20 -68,482 574,740
2017-10-17 2017-10-13 4 RTK RENTECH, INC.
Common Stock, $0.01 par value 		S - Sale -147,060 3,160,797 -4.45 0.21 -30,971 665,664
2017-10-12 2017-10-12 4 RTK RENTECH, INC.
Common Stock, $0.01 par value 		S - Sale -155,000 3,307,857 -4.48 0.23 -35,309 753,530
2017-10-12 2017-10-12 4 RTK RENTECH, INC.
Common Stock, $0.01 par value 		S - Sale -90,018 3,462,857 -2.53 0.23 -20,947 805,807
2017-10-12 2017-10-11 4 RTK RENTECH, INC.
Common Stock, $0.01 par value 		S - Sale -522,393 3,552,875 -12.82 0.26 -133,628 908,825
2017-10-12 2017-10-11 4 RTK RENTECH, INC.
Common Stock, $0.01 par value 		S - Sale -152,292 4,075,268 -3.60 0.26 -39,063 1,045,306
2017-10-12 2017-10-10 4 RTK RENTECH, INC.
Common Stock, $0.01 par value 		S - Sale -95,545 4,227,560 -2.21 0.25 -23,838 1,054,776
2017-10-12 2017-10-10 4 RTK RENTECH, INC.
Common Stock, $0.01 par value 		S - Sale -43,676 4,323,105 -1.00 0.27 -11,841 1,171,994
2017-08-15 2017-08-11 4 MRVC MRV COMMUNICATIONS INC
Common Stock, $0.0017 par value 		U - Other -2,136,864 0 -100.00 10.00 -21,368,640
2017-03-08 2017-03-07 4 RTK RENTECH, INC.
Common Stock, $0.01 par value 		P - Purchase 441,285 4,366,781 11.24 0.76 337,583 3,340,587
2017-03-08 2017-03-07 4 RTK RENTECH, INC.
Common Stock, $0.01 par value 		P - Purchase 12,576 3,925,496 0.32 0.75 9,432 2,944,122
2017-03-08 2017-03-06 4 RTK RENTECH, INC.
Common Stock, $0.01 par value 		P - Purchase 53,640 3,912,920 1.39 0.79 42,451 3,096,685
2017-03-02 2017-03-01 4 RTK RENTECH, INC.
Common Stock, $0.01 par value 		P - Purchase 50,000 3,859,280 1.31 0.75 37,685 2,908,739
2017-03-02 2017-02-28 4 RTK RENTECH, INC.
Common Stock, $0.01 par value 		P - Purchase 122,553 3,809,280 3.32 0.76 93,398 2,903,052
2017-02-10 3 RTK RENTECH, INC.
Common Stock, $0.01 par value 		7,373,454
2017-02-10 3 RTK RENTECH, INC.
Common Stock, $0.01 par value 		7,373,454
2017-02-10 3 RTK RENTECH, INC.
Common Stock, $0.01 par value 		7,373,454
2016-12-19 2016-12-16 4 IMI INTERMOLECULAR INC
Common Stock, $.001 par value 		P - Purchase 121,400 14,731,351 0.83 1.04 126,341 15,330,917
2016-12-19 2016-12-15 4 IMI INTERMOLECULAR INC
Common Stock, $.001 par value 		P - Purchase 5,800 14,609,951 0.04 1.01 5,858 14,756,051
2016-12-19 2016-12-15 4 IMI INTERMOLECULAR INC
Common Stock, $.001 par value 		P - Purchase 76,894 14,604,151 0.53 1.00 76,894 14,604,151
2016-12-19 2016-12-15 4 IMI INTERMOLECULAR INC
Common Stock, $.001 par value 		P - Purchase 10,200 14,527,257 0.07 0.99 10,142 14,444,452
2016-11-22 2016-11-18 4 IMI INTERMOLECULAR INC
Common Stock, $.001 par value 		P - Purchase 400 14,517,057 0.00 1.00 400 14,517,057
2016-11-17 2016-11-17 4 IMI INTERMOLECULAR INC
Common Stock, $.001 par value 		P - Purchase 52,948 14,516,657 0.37 1.00 52,948 14,516,657
2016-11-17 2016-11-15 4 IMI INTERMOLECULAR INC
Common Stock, $.001 par value 		P - Purchase 937,504 14,463,709 6.93 0.84 790,972 12,203,031
2016-11-07 2016-11-04 4 CAS CASTLE A M & CO
Common Stock, $0.01 par value 		S - Sale -4,630,795 0 -100.00 0.10 -463,080
2016-08-16 2016-08-12 4 IMI INTERMOLECULAR INC
Common Stock, $.001 par value 		P - Purchase 10,944 13,526,205 0.08 1.25 13,678 16,905,051
2016-08-11 2016-08-11 4 IMI INTERMOLECULAR INC
Common Stock, $.001 par value 		P - Purchase 29,032 13,515,261 0.22 1.24 36,090 16,800,821
2016-08-11 2016-08-10 4 IMI INTERMOLECULAR INC
Common Stock, $.001 par value 		P - Purchase 32,481 13,486,229 0.24 1.17 38,013 15,782,934
2016-08-11 2016-08-10 4 IMI INTERMOLECULAR INC
Common Stock, $.001 par value 		P - Purchase 73,421 13,453,748 0.55 1.19 87,129 15,965,563
2016-08-11 2016-08-10 4 IMI INTERMOLECULAR INC
Common Stock, $.001 par value 		P - Purchase 15,500 13,380,327 0.12 1.10 17,010 14,683,571
2016-08-11 2016-08-09 4 IMI INTERMOLECULAR INC
Common Stock, $.001 par value 		P - Purchase 68,000 13,364,827 0.51 1.11 75,466 14,832,285
2016-08-11 2016-08-09 4 IMI INTERMOLECULAR INC
Common Stock, $.001 par value 		P - Purchase 32,000 13,296,827 0.24 1.05 33,549 13,940,393
2016-08-11 2016-08-09 4 IMI INTERMOLECULAR INC
Common Stock, $.001 par value 		P - Purchase 1,915,200 13,264,827 16.87 1.00 1,915,200 13,264,827
2016-01-04 2015-12-30 4 GLF GULFMARK OFFSHORE INC
Class A Common Stock, $.01 par value 		P - Purchase 20,000 20,000 4.84 96,770 96,770
2015-11-25 3 GLF GULFMARK OFFSHORE INC
Class A Common Stock, $.01 par value 		6,696,004
2015-11-25 3 GLF GULFMARK OFFSHORE INC
Class A Common Stock, $.01 par value 		8,643,461
2015-11-25 3 GLF GULFMARK OFFSHORE INC
Class A Common Stock, $.01 par value 		6,696,004
2015-11-25 3 GLF GULFMARK OFFSHORE INC
Class A Common Stock, $.01 par value 		8,643,461
2015-11-25 3 GLF GULFMARK OFFSHORE INC
Class A Common Stock, $.01 par value 		6,696,004
2015-11-25 3 GLF GULFMARK OFFSHORE INC
Class A Common Stock, $.01 par value 		8,643,461
2015-11-25 3 GLF GULFMARK OFFSHORE INC
Class A Common Stock, $.01 par value 		6,696,004
2015-11-25 3 GLF GULFMARK OFFSHORE INC
Class A Common Stock, $.01 par value 		8,643,461
2015-11-25 3 GLF GULFMARK OFFSHORE INC
Class A Common Stock, $.01 par value 		6,696,004
2015-11-25 3 GLF GULFMARK OFFSHORE INC
Class A Common Stock, $.01 par value 		8,643,461
2015-09-25 2015-09-23 4 IMI INTERMOLECULAR INC
Common Stock, $.001 par value 		P - Purchase 283,913 11,349,627 2.57 1.75 497,785 19,899,301
2015-07-01 3 IMI INTERMOLECULAR INC
Common Stock, $.001 par value 		22,131,428
2015-07-01 3 IMI INTERMOLECULAR INC
Common Stock, $.001 par value 		22,131,428
2015-07-01 3 IMI INTERMOLECULAR INC
Common Stock, $.001 par value 		22,131,428
2015-07-01 3 IMI INTERMOLECULAR INC
Common Stock, $.001 par value 		22,131,428
2015-06-25 2015-06-24 4 MRVC MRV COMMUNICATIONS INC
Common Stock, $0.0017 par value 		P - Purchase 1,200 2,136,864 0.06 10.44 12,533 22,317,408
2015-06-25 2015-06-23 4 MRVC MRV COMMUNICATIONS INC
Common Stock, $0.0017 par value 		P - Purchase 600,000 2,135,664 39.07 11.00 6,599,640 23,491,023
2015-04-29 2015-04-28 4 VTSS VITESSE SEMICONDUCTOR CORP
Common Stock, par value $0.01 		U - Other -14,321,127 0 -100.00 5.28 -75,615,551
2015-03-03 2015-03-03 4 CAS CASTLE A M & CO
7.0% Convertible Notes due December 15, 2017 		P - Purchase 1,989,005.00
2015-03-03 2015-03-02 4 CAS CASTLE A M & CO
7.0% Convertible Notes due December 15, 2017 		P - Purchase 707,195.00
2015-03-03 2015-02-27 4 CAS CASTLE A M & CO
Common Stock, $0.01 par value 		P - Purchase 786,112 4,630,795 20.45 3.03 2,379,954 14,019,732
2015-02-05 2015-01-30 4 CAS CASTLE A M & CO
7.0% Convertible Notes due December 15, 2017 		P - Purchase 87,250.00
2015-02-03 2015-02-02 4 SR STANDARD REGISTER CO
Common Stock, $1.00 par value 		S - Sale -84,996 780,235 -9.82 1.29 -109,934 1,009,156
2015-02-03 2015-01-30 4 SR STANDARD REGISTER CO
Common Stock, $1.00 par value 		S - Sale -39,700 865,231 -4.39 1.58 -62,670 1,365,854
2015-01-30 2015-01-29 4 CAS CASTLE A M & CO
Common Stock, $0.01 par value 		P - Purchase 54,733 3,844,683 1.44 6.00 328,584 23,081,170
2015-01-30 2015-01-28 4 CAS CASTLE A M & CO
Common Stock, $0.01 par value 		P - Purchase 17,694 3,789,950 0.47 6.05 106,983 22,915,175
2015-01-29 2015-01-29 4 SR STANDARD REGISTER CO
Common Stock, $1.00 par value 		S - Sale -52,690 904,931 -5.50 1.68 -88,630 1,522,184
2015-01-29 2015-01-28 4 SR STANDARD REGISTER CO
Common Stock, $1.00 par value 		S - Sale -53,326 957,621 -5.27 2.07 -110,198 1,978,924
2015-01-29 2015-01-27 4 SR STANDARD REGISTER CO
Common Stock, $1.00 par value 		S - Sale -20,279 1,010,947 -1.97 2.62 -53,113 2,647,771
2015-01-26 2015-01-26 4 CAS CASTLE A M & CO
Common Stock, $0.01 par value 		P - Purchase 62,600 3,772,256 1.69 6.05 378,793 22,825,921
2015-01-26 2015-01-23 4 CAS CASTLE A M & CO
Common Stock, $0.01 par value 		P - Purchase 24,300 3,709,656 0.66 5.96 144,881 22,117,711
2015-01-26 2015-01-22 4 CAS CASTLE A M & CO
Common Stock, $0.01 par value 		P - Purchase 90,673 3,685,356 2.52 6.08 551,156 22,401,436
2015-01-21 2015-01-21 4 CAS CASTLE A M & CO
Common Stock, $0.01 par value 		P - Purchase 27,800 3,594,683 0.78 5.95 165,285 21,372,188
2015-01-21 2015-01-20 4 CAS CASTLE A M & CO
Common Stock, $0.01 par value 		P - Purchase 87,676 3,566,883 2.52 5.87 514,237 20,920,482
2015-01-21 2015-01-16 4 CAS CASTLE A M & CO
Common Stock, $0.01 par value 		P - Purchase 73,616 3,479,207 2.16 5.83 429,336 20,291,083
2015-01-05 2015-01-02 4 CAS CASTLE A M & CO
Common Stock, $0.01 par value 		P - Purchase 28,412 3,405,591 0.84 7.89 224,091 26,860,577
2015-01-05 2014-12-31 4 CAS CASTLE A M & CO
Common Stock, $0.01 par value 		P - Purchase 57,372 3,377,179 1.73 7.98 457,897 26,953,941
2014-12-30 2014-12-30 4 CAS CASTLE A M & CO
Common Stock, $0.01 par value 		P - Purchase 252,700 3,319,807 8.24 7.64 1,930,325 25,359,342
2014-12-30 2014-12-26 4 CAS CASTLE A M & CO
Common Stock, $0.01 par value 		P - Purchase 600 3,067,107 0.02 7.17 4,303 21,997,291
2014-12-30 3 CAS CASTLE A M & CO
Common Stock, $0.01 par value 		6,133,014
2014-12-30 3 CAS CASTLE A M & CO
Common Stock, $0.01 par value 		6,133,014
2014-12-30 3 CAS CASTLE A M & CO
Common Stock, $0.01 par value 		6,133,014
2014-12-30 3 CAS CASTLE A M & CO
Common Stock, $0.01 par value 		6,133,014
2014-12-24 2014-12-16 4 SR STANDARD REGISTER CO
Common Stock, $1.00 par value 		S - Sale -5,487 1,031,226 -0.53 3.32 -18,227 3,425,527
2014-12-10 2014-12-08 4 SMGI SMG Indium Resources Ltd.
Common Stock, par value $0.001 		S - Sale -5,642 1,386 -80.28 2.41 -13,597 3,340
2014-12-10 2014-12-08 4 SMGI SMG Indium Resources Ltd.
Common Stock, par value $0.001 		S - Sale -3,184,844 782,498 -80.28 2.41 -7,675,474 1,885,820
2014-12-09 2014-12-05 4 SR STANDARD REGISTER CO
Common Stock, $1.00 par value 		S - Sale -51,311 1,036,713 -4.72 3.75 -192,534 3,890,058
2014-11-07 2014-10-30 4 VTSS VITESSE SEMICONDUCTOR CORP
8.00% Convertible Second Lien Debentures due 2014 		J - Other 0 8,639,676.00
2014-06-16 2014-06-12 4 VTSS VITESSE SEMICONDUCTOR CORP
Common Stock, par value $0.01 		P - Purchase 1,600,000 14,321,127 12.58 3.35 5,360,000 47,975,775
2014-06-13 2014-06-11 4 SR STANDARD REGISTER CO
Common Stock, $1.00 par value 		P - Purchase 200,000 1,088,024 22.52 5.00 1,000,000 5,440,120
2014-06-09 2014-06-03 4/A SR STANDARD REGISTER CO
Common Stock, $1.00 par value 		P - Purchase 11,100 888,024 1.27 4.66 51,748 4,139,968
2014-06-05 2014-06-03 4 SR STANDARD REGISTER CO
Common Stock, $1.00 par value 		P - Purchase 11,100 888,024 1.27 10.31 114,409 9,152,952
2014-05-09 3 SR STANDARD REGISTER CO
Common Stock, $1.00 par value 		1,753,848
2014-05-09 3 SR STANDARD REGISTER CO
Common Stock, $1.00 par value 		1,753,848
2014-05-09 3 SR STANDARD REGISTER CO
Common Stock, $1.00 par value 		1,753,848
2014-05-09 3 SR STANDARD REGISTER CO
Common Stock, $1.00 par value 		1,753,848
2014-02-10 2014-02-07 4 VTSS VITESSE SEMICONDUCTOR CORP
Common Stock, par value $0.01 		P - Purchase 15,900 12,721,127 0.13 3.35 53,265 42,615,775
2014-02-10 2014-02-06 4 VTSS VITESSE SEMICONDUCTOR CORP
Common Stock, par value $0.01 		P - Purchase 276,100 12,705,227 2.22 3.35 924,935 42,562,510
2014-01-31 2014-01-31 4 VTSS VITESSE SEMICONDUCTOR CORP
Common Stock, par value $0.01 		P - Purchase 745,000 12,429,127 6.38 3.50 2,607,500 43,501,944
2014-01-31 2014-01-29 4 VTSS VITESSE SEMICONDUCTOR CORP
Common Stock, par value $0.01 		P - Purchase 1,293,000 11,684,127 12.44 3.41 4,409,130 39,842,873
2013-06-24 2013-06-20 4 VTSS VITESSE SEMICONDUCTOR CORP
Common Stock, par value $0.01 		P - Purchase 3,900,000 10,391,127 60.08 2.15 8,385,000 22,340,923
2013-05-30 2013-05-30 4 DSCI DERMA SCIENCES, INC.
Common Stock, par value $0.01 		S - Sale -26,337 1,264,665 -2.04 13.50 -355,550 17,072,978
2013-05-30 2013-05-29 4 DSCI DERMA SCIENCES, INC.
Common Stock, par value $0.01 		S - Sale -35,673 1,291,002 -2.69 13.56 -483,854 17,510,635
2013-05-30 2013-05-28 4 DSCI DERMA SCIENCES, INC.
Common Stock, par value $0.01 		S - Sale -33,558 1,326,675 -2.47 13.94 -467,799 18,493,850
2013-04-04 2013-04-02 4 DSCI DERMA SCIENCES, INC.
Series K Warrants (right to buy) 		X - Other -125,000 0 -100.00
2013-04-04 2013-04-02 4 DSCI DERMA SCIENCES, INC.
Common Stock, par value $0.01 		S - Sale -97,324 1,360,233 -6.68 12.33 -1,200,005 16,771,673
2013-04-04 2013-04-02 4 DSCI DERMA SCIENCES, INC.
Common Stock, par value $0.01 		X - Other 125,000 1,457,557 9.38 9.60 1,200,000 13,992,547
2013-02-19 2013-02-14 4 REXI RESOURCE AMERICA, INC.
Common Stock, par value $0.01 		S - Sale -350,000 1,710,741 -16.98 7.82 -2,737,000 13,377,995
2013-01-31 2013-01-30 4 TST THESTREET, INC.
Common Stock, par value $0.01 		P - Purchase 7,739 3,727,141 0.21 1.62 12,537 6,037,968
2013-01-31 2013-01-29 4 TST THESTREET, INC.
Common Stock, par value $0.01 		P - Purchase 1,401 3,719,402 0.04 1.62 2,270 6,025,431
2013-01-28 2013-01-28 4 TST THESTREET, INC.
Common Stock, par value $0.01 		P - Purchase 6,651 3,718,001 0.18 1.62 10,775 6,023,162
2013-01-28 2013-01-25 4 TST THESTREET, INC.
Common Stock, par value $0.01 		P - Purchase 13,265 3,711,350 0.36 1.61 21,379 5,981,583
2013-01-28 2013-01-24 4 TST THESTREET, INC.
Common Stock, par value $0.01 		P - Purchase 16,863 3,698,085 0.46 1.61 27,156 5,955,396
2013-01-25 2013-01-23 4 VTSS VITESSE SEMICONDUCTOR CORP
8.00% Convertible Second Lien Debentures due 2014 		P - Purchase 2,029,554.00
2013-01-23 2013-01-23 4 TST THESTREET, INC.
Common Stock, par value $0.01 		P - Purchase 57,400 3,681,222 1.58 1.62 92,776 5,949,959
2013-01-23 2013-01-22 4 TST THESTREET, INC.
Common Stock, par value $0.01 		P - Purchase 26,324 3,623,822 0.73 1.62 42,553 5,857,908
2013-01-23 2013-01-18 4 TST THESTREET, INC.
Common Stock, par value $0.01 		P - Purchase 57,114 3,597,498 1.61 1.61 92,005 5,795,210
2013-01-03 2013-01-01 4 DSCI DERMA SCIENCES, INC.
Series R Warrants (right to buy) 		J - Other -44,342 0 -100.00
2013-01-03 2013-01-01 4 DSCI DERMA SCIENCES, INC.
Series O Warrants (right to buy) 		J - Other -70,491 0 -100.00
2013-01-03 2013-01-01 4 DSCI DERMA SCIENCES, INC.
Series R Warrants (right to buy) 		J - Other -127,272 0 -100.00
2013-01-03 2013-01-01 4 DSCI DERMA SCIENCES, INC.
Series O Warrants (right to buy) 		J - Other -128,166 0 -100.00
2013-01-03 2013-01-01 4 DSCI DERMA SCIENCES, INC.
Series K Warrants (right to buy) 		J - Other -125,000 0 -100.00
2013-01-03 2013-01-01 4 DSCI DERMA SCIENCES, INC.
Series J Warrants (right to buy) 		J - Other -200,893 0 -100.00
2013-01-03 2013-01-01 4 DSCI DERMA SCIENCES, INC.
Common Stock, par value $0.01 		J - Other -1,332,557 0 -100.00
2013-01-03 2013-01-01 4 DSCI DERMA SCIENCES, INC.
Common Stock, par value $0.01 		J - Other -508,621 0 -100.00
2013-01-03 2013-01-01 4 MRVC MRV COMMUNICATIONS INC
Common Stock, par value $0.0017 		J - Other -30,713,285 0 -100.00
2013-01-03 2013-01-01 4 MRVC MRV COMMUNICATIONS INC
Common Stock, par value $0.0017 		J - Other -9,862,262 0 -100.00
2013-01-03 2013-01-01 4 VTSS VITESSE SEMICONDUCTOR CORP
8.00% Convertible Second Lien Debentures due 2014 		J - Other 0
2013-01-03 2013-01-01 4 VTSS VITESSE SEMICONDUCTOR CORP
8.00% Convertible Second Lien Debentures due 2014 		J - Other 0
2013-01-03 2013-01-01 4 VTSS VITESSE SEMICONDUCTOR CORP
Common Stock, par value $0.01 		J - Other -6,491,127 0 -100.00
2013-01-03 2013-01-01 4 VTSS VITESSE SEMICONDUCTOR CORP
Common Stock, par value $0.01 		J - Other -2,199,622 0 -100.00
2013-01-03 2013-01-01 4 REXI RESOURCE AMERICA, INC.
Common Stock, par value $0.01 		J - Other -2,060,741 0 -100.00
2013-01-03 2013-01-01 4 REXI RESOURCE AMERICA, INC.
Common Stock, par value $0.01 		J - Other -814,256 0 -100.00
2013-01-03 2013-01-01 4 TST THESTREET, INC.
Common Stock, par value $0.01 		J - Other -3,540,384 0 -100.00
2013-01-03 2013-01-01 4 TST THESTREET, INC.
Common Stock, par value $0.01 		J - Other -1,144,389 0 -100.00
2013-01-03 2013-01-01 4 SMGI.OB SMG Indium Resources Ltd.
Warrants (right to buy) 		J - Other -892,958 0 -100.00
2013-01-03 2013-01-01 4 SMGI.OB SMG Indium Resources Ltd.
Warrants (right to buy) 		J - Other -1,967,342 0 -100.00
2013-01-03 2013-01-01 4 SMGI.OB SMG Indium Resources Ltd.
Common Stock, par value $0.001 		J - Other -3,967,342 0 -100.00
2013-01-03 2013-01-01 4 SMGI.OB SMG Indium Resources Ltd.
Common Stock, par value $0.001 		J - Other -185,538 0 -100.00
2013-01-03 3/A DSCI DERMA SCIENCES, INC.
Common Stock, par value $0.01 		330,328
2013-01-03 3/A DSCI DERMA SCIENCES, INC.
Common Stock, par value $0.01 		353,865
2013-01-03 3/A DSCI DERMA SCIENCES, INC.
Common Stock, par value $0.01 		1,500
2012-12-18 2012-12-18 4 TST THESTREET, INC.
Common Stock, par value $0.01 		P - Purchase 22,283 1,144,389 1.99 1.65 36,765 1,888,127
2012-12-18 2012-12-18 4 TST THESTREET, INC.
Common Stock, par value $0.01 		P - Purchase 46,451 2,395,995 1.98 1.65 76,640 3,953,152
2012-12-18 2012-12-17 4 TST THESTREET, INC.
Common Stock, par value $0.01 		P - Purchase 2,594 1,122,106 0.23 1.65 4,274 1,848,670
2012-12-18 2012-12-17 4 TST THESTREET, INC.
Common Stock, par value $0.01 		P - Purchase 5,409 2,349,544 0.23 1.65 8,911 3,870,874
2012-12-18 2012-12-14 4 TST THESTREET, INC.
Common Stock, par value $0.01 		P - Purchase 3,017 1,119,512 0.27 1.65 4,977 1,846,635
2012-12-18 2012-12-14 4 TST THESTREET, INC.
Common Stock, par value $0.01 		P - Purchase 6,291 2,344,135 0.27 1.65 10,377 3,866,651
2012-12-13 2012-12-13 4 TST THESTREET, INC.
Common Stock, par value $0.01 		P - Purchase 9,368 1,116,495 0.85 1.64 15,375 1,832,392
2012-12-13 2012-12-13 4 TST THESTREET, INC.
Common Stock, par value $0.01 		P - Purchase 19,532 2,337,844 0.84 1.64 32,056 3,836,870
2012-12-13 2012-12-12 4 TST THESTREET, INC.
Common Stock, par value $0.01 		P - Purchase 15,075 1,107,127 1.38 1.65 24,822 1,822,995
2012-12-13 2012-12-12 4 TST THESTREET, INC.
Common Stock, par value $0.01 		P - Purchase 31,425 2,318,312 1.37 1.65 51,744 3,817,333
2012-12-13 2012-12-11 4 TST THESTREET, INC.
Common Stock, par value $0.01 		P - Purchase 17,570 1,092,052 1.64 1.65 28,964 1,800,248
2012-12-13 2012-12-11 4 TST THESTREET, INC.
Common Stock, par value $0.01 		P - Purchase 36,627 2,286,887 1.63 1.65 60,380 3,769,933
2012-12-11 2012-12-07 4 VTSS VITESSE SEMICONDUCTOR CORP
Common Stock, par value $0.01 		P - Purchase 1,027,999 2,199,622 87.74 1.75 1,798,998 3,849,338
2012-12-11 2012-12-07 4 VTSS VITESSE SEMICONDUCTOR CORP
Common Stock, par value $0.01 		P - Purchase 1,972,001 4,291,505 85.02 1.75 3,451,002 7,510,134
2012-12-10 2012-12-06 4 TST THESTREET, INC.
Common Stock, par value $0.01 		P - Purchase 1,607 1,074,482 0.15 1.64 2,638 1,763,655
2012-12-10 2012-12-06 4 TST THESTREET, INC.
Common Stock, par value $0.01 		P - Purchase 3,351 2,250,260 0.15 1.64 5,500 3,693,577
2012-12-07 2012-12-07 4 MRVC MRV COMMUNICATIONS INC
Common Stock, par value $0.0017 		P - Purchase 14,404 9,862,262 0.15 0.54 7,778 5,325,621
2012-12-07 2012-12-07 4 MRVC MRV COMMUNICATIONS INC
Common Stock, par value $0.0017 		P - Purchase 30,026 20,851,023 0.14 0.54 16,214 11,259,552
2012-12-07 2012-12-06 4 MRVC MRV COMMUNICATIONS INC
Common Stock, par value $0.0017 		P - Purchase 907 9,847,858 0.01 0.54 490 5,317,843
2012-12-07 2012-12-06 4 MRVC MRV COMMUNICATIONS INC
Common Stock, par value $0.0017 		P - Purchase 1,893 20,820,997 0.01 0.54 1,022 11,243,338
2012-12-07 2012-12-05 4 MRVC MRV COMMUNICATIONS INC
Common Stock, par value $0.0017 		P - Purchase 519,798 9,846,951 5.57 0.54 280,483 5,313,415
2012-12-07 2012-12-05 4 MRVC MRV COMMUNICATIONS INC
Common Stock, par value $0.0017 		P - Purchase 1,083,528 20,819,104 5.49 0.54 584,672 11,233,989
2012-12-06 3 TST THESTREET, INC.
Common Stock, par value $0.01 per share 		2,246,909
2012-12-06 3 TST THESTREET, INC.
Common Stock, par value $0.01 per share 		1,072,875
2012-09-28 2012-09-21 4 SMGI.OB SMG Indium Resources Ltd.
Common Stock, par value $0.001 		J - Other -1,040,087 185,538 -84.86
2012-09-28 2012-09-21 4 SMGI.OB SMG Indium Resources Ltd.
Common Stock, par value $0.001 		J - Other 1,040,087 3,781,804 37.94
2012-08-20 2012-08-16 4 MRVC MRV COMMUNICATIONS INC
Common Stock, par value $0.0017 		P - Purchase 481,076 9,327,153 5.44 0.50 238,133 4,616,941
2012-08-20 2012-08-16 4 MRVC MRV COMMUNICATIONS INC
Common Stock, par value $0.0017 		P - Purchase 815,024 19,735,576 4.31 0.50 403,437 9,769,110
2012-08-03 2012-08-02 4 VTSS VITESSE SEMICONDUCTOR CORP
Common Stock, par value $0.01 		P - Purchase 53,330 1,171,623 4.77 2.00 106,660 2,343,246
2012-08-03 2012-08-02 4 VTSS VITESSE SEMICONDUCTOR CORP
Common Stock, par value $0.01 		P - Purchase 111,170 2,319,504 5.03 2.00 222,340 4,639,008
2012-08-03 2012-08-01 4 VTSS VITESSE SEMICONDUCTOR CORP
Common Stock, par value $0.01 		P - Purchase 32,420 1,118,293 2.99 2.00 64,840 2,236,586
2012-08-03 2012-08-01 4 VTSS VITESSE SEMICONDUCTOR CORP
Common Stock, par value $0.01 		P - Purchase 67,580 2,208,334 3.16 2.00 135,160 4,416,668
2012-07-27 2012-07-25 4 VTSS VITESSE SEMICONDUCTOR CORP
8.00% Convertible Second Lien Debentures due 2014 		P - Purchase 749,010.26
2012-07-27 2012-07-25 4 VTSS VITESSE SEMICONDUCTOR CORP
8.00% Convertible Second Lien Debentures due 2014 		P - Purchase 2,570,989.74
2012-06-19 2012-06-15 4 MRVC MRV COMMUNICATIONS INC
Common Stock, par value $0.0017 		P - Purchase 67,500 18,920,552 0.36 0.64 42,862 12,014,551
2012-06-19 2012-06-05 4/A MRVC MRV COMMUNICATIONS INC
Common Stock, par value $0.0017 		P - Purchase 64,840 8,583,470 0.76 0.66 42,794 5,665,090
2012-06-19 2012-06-05 4/A MRVC MRV COMMUNICATIONS INC
Common Stock, par value $0.0017 		P - Purchase 135,160 17,936,074 0.76 0.66 89,206 11,837,809
2012-06-14 2012-06-14 4 MRVC MRV COMMUNICATIONS INC
Common Stock, par value $0.0017 		P - Purchase 262,607 8,781,237 3.08 0.64 166,755 5,576,085
2012-06-14 2012-06-14 4 MRVC MRV COMMUNICATIONS INC
Common Stock, par value $0.0017 		P - Purchase 791,532 18,917,967 4.37 0.64 502,623 12,012,909
2012-06-14 2012-06-13 4 MRVC MRV COMMUNICATIONS INC
Common Stock, par value $0.0017 		P - Purchase 100,000 18,126,360 0.55 0.64 63,500 11,510,239
2012-06-14 2012-06-12 4 MRVC MRV COMMUNICATIONS INC
Common Stock, par value $0.0017 		P - Purchase 25,446 18,026,360 0.14 0.63 16,097 11,403,475
2012-06-07 2012-06-05 4 MRVC MRV COMMUNICATIONS INC
Common Stock, par value $0.0017 		P - Purchase 200,000 18,000,914 1.12 0.66 132,000 11,880,603
2012-05-30 2012-05-25 4 MRVC MRV COMMUNICATIONS INC
Common Stock, par value $0.0017 		P - Purchase 810 8,518,630 0.01 0.96 778 8,177,885
2012-05-30 2012-05-25 4 MRVC MRV COMMUNICATIONS INC
Common Stock, par value $0.0017 		P - Purchase 1,690 17,800,914 0.01 0.96 1,622 17,088,877
2012-05-21 2012-05-21 4 MRVC MRV COMMUNICATIONS INC
Common Stock, par value $0.0017 		P - Purchase 1,961 8,517,820 0.02 0.95 1,863 8,091,929
2012-05-21 2012-05-21 4 MRVC MRV COMMUNICATIONS INC
Common Stock, par value $0.0017 		P - Purchase 4,089 17,799,224 0.02 0.95 3,885 16,909,263
2012-05-21 2012-05-18 4 MRVC MRV COMMUNICATIONS INC
Common Stock, par value $0.0017 		P - Purchase 33,681 8,515,859 0.40 0.94 31,626 7,996,392
2012-05-21 2012-05-18 4 MRVC MRV COMMUNICATIONS INC
Common Stock, par value $0.0017 		P - Purchase 70,210 17,795,135 0.40 0.94 65,927 16,709,632
2012-05-21 2012-05-17 4 MRVC MRV COMMUNICATIONS INC
Common Stock, par value $0.0017 		P - Purchase 24,043 8,482,178 0.28 0.93 22,281 7,860,434
2012-05-21 2012-05-17 4 MRVC MRV COMMUNICATIONS INC
Common Stock, par value $0.0017 		P - Purchase 42,957 17,724,925 0.24 0.93 39,808 16,425,688
2012-05-11 2012-05-10 4 MRVC MRV COMMUNICATIONS INC
Common Stock, par value $0.0017 		P - Purchase 44,739 8,458,135 0.53 1.06 47,244 8,931,791
2012-05-11 2012-05-10 4 MRVC MRV COMMUNICATIONS INC
Common Stock, par value $0.0017 		P - Purchase 93,261 17,681,968 0.53 1.06 98,484 18,672,158
2012-05-11 2012-05-09 4 MRVC MRV COMMUNICATIONS INC
Common Stock, par value $0.0017 		P - Purchase 138,716 8,413,396 1.68 1.06 146,373 8,877,815
2012-05-11 2012-05-09 4 MRVC MRV COMMUNICATIONS INC
Common Stock, par value $0.0017 		P - Purchase 376,284 17,588,707 2.19 1.06 397,055 18,559,604
2012-04-16 2012-04-13 4 MRVC MRV COMMUNICATIONS INC
Common Stock, par value $0.0017 		P - Purchase 16,907 8,274,680 0.20 1.04 17,583 8,605,667
2012-04-16 2012-04-13 4 MRVC MRV COMMUNICATIONS INC
Common Stock, par value $0.0017 		P - Purchase 33,093 17,212,423 0.19 1.04 34,417 17,900,920
2012-04-16 2012-04-12 4 MRVC MRV COMMUNICATIONS INC
Common Stock, par value $0.0017 		P - Purchase 5,611 8,257,773 0.07 1.03 5,779 8,505,506
2012-04-16 2012-04-12 4 MRVC MRV COMMUNICATIONS INC
Common Stock, par value $0.0017 		P - Purchase 4,389 17,179,330 0.03 1.03 4,521 17,694,710
2012-04-13 2012-04-11 4 COMV COMVERGE, INC.
Common Stock, par value $0.001 		P - Purchase 138,796 1,274,867 12.22 1.73 240,117 2,205,520
2012-04-13 2012-04-11 4 COMV COMVERGE, INC.
Common Stock, par value $0.001 		P - Purchase 291,304 2,645,349 12.37 1.73 503,956 4,576,454
2012-04-05 2012-04-05 4 COMV COMVERGE, INC.
Common Stock, par value $0.001 		P - Purchase 7,456 1,136,071 0.66 1.76 13,123 1,999,485
2012-04-05 2012-04-05 4 COMV COMVERGE, INC.
Common Stock, par value $0.001 		P - Purchase 15,544 2,354,045 0.66 1.76 27,357 4,143,119
2012-04-05 2012-04-04 4 COMV COMVERGE, INC.
Common Stock, par value $0.001 		P - Purchase 65,437 1,128,615 6.15 1.76 115,169 1,986,362
2012-04-05 2012-04-04 4 COMV COMVERGE, INC.
Common Stock, par value $0.001 		P - Purchase 136,268 2,338,501 6.19 1.76 239,832 4,115,762
2012-03-29 2012-03-27 4 DSCI DERMA SCIENCES, INC.
Common Stock, par value $0.01 		P - Purchase 36,199 508,621 7.66 9.25 334,841 4,704,744
2012-03-29 2012-03-27 4 DSCI DERMA SCIENCES, INC.
Common Stock, par value $0.01 		P - Purchase 63,801 823,936 8.39 9.25 590,159 7,621,408
2012-03-29 2012-03-27 4 COMV COMVERGE, INC.
Common Stock, par value $0.001 		P - Purchase 45,240 1,063,178 4.44 1.76 79,514 1,868,642
2012-03-29 2012-03-27 4 COMV COMVERGE, INC.
Common Stock, par value $0.001 		P - Purchase 95,854 2,202,233 4.55 1.76 168,473 3,870,645
2012-03-29 3 COMV COMVERGE, INC.
Common Stock, par value $0.001 		2,106,379
2012-03-29 3 COMV COMVERGE, INC.
Common Stock, par value $0.001 		1,017,938
2012-03-20 2012-03-19 4 MRVC MRV COMMUNICATIONS INC
Common Stock, par value $0.0017 		P - Purchase 49,003 8,252,162 0.60 1.04 50,899 8,571,521
2012-03-20 2012-03-19 4 MRVC MRV COMMUNICATIONS INC
Common Stock, par value $0.0017 		P - Purchase 65,997 17,174,941 0.39 1.04 68,551 17,839,611
2012-03-20 2012-03-16 4 MRVC MRV COMMUNICATIONS INC
Common Stock, par value $0.0017 		P - Purchase 103,354 8,203,159 1.28 1.03 106,754 8,473,043
2012-03-20 2012-03-16 4 MRVC MRV COMMUNICATIONS INC
Common Stock, par value $0.0017 		P - Purchase 226,646 17,108,944 1.34 1.03 234,103 17,671,828
2012-03-12 2012-03-08 4 MRVC MRV COMMUNICATIONS INC
Common Stock, par value $0.0017 		P - Purchase 519,450 8,099,805 6.85 1.03 536,696 8,368,719
2012-03-12 2012-03-08 4 MRVC MRV COMMUNICATIONS INC
Common Stock, par value $0.0017 		P - Purchase 842,550 16,882,298 5.25 1.03 870,523 17,442,790
2012-03-02 2012-02-29 4 DSCI DERMA SCIENCES, INC.
Series K Warrants (right to buy) 		P - Purchase 125,000 125,000 1.05 131,250 131,250
2012-03-02 2012-02-29 4 DSCI DERMA SCIENCES, INC.
Series J Warrants (right to buy) 		P - Purchase 200,893 200,893 3.10 622,768 622,768
2012-03-02 2011-11-22 4/A DSCI DERMA SCIENCES, INC.
Common Stock, par value $0.01 		P - Purchase 1,852 472,422 0.39 7.51 13,909 3,547,889
2012-03-02 2011-11-22 4/A DSCI DERMA SCIENCES, INC.
Common Stock, par value $0.01 		P - Purchase 2,912 732,426 0.40 7.51 21,869 5,500,519
2012-02-02 2012-01-31 4 CTMM.PK CTM MEDIA HOLDINGS, INC.
Class B Common Stock, par value $0.01 		P - Purchase 339 48,659 0.70 34.00 11,526 1,654,406
2012-01-25 2012-01-24 4 MRVC MRV COMMUNICATIONS INC
Common Stock, par value $0.0017 		P - Purchase 1,537,908 7,580,355 25.45 0.94 1,445,172 7,123,260
2012-01-25 2012-01-24 4 MRVC MRV COMMUNICATIONS INC
Common Stock, par value $0.0017 		P - Purchase 5,692,092 16,039,748 55.01 0.94 5,348,859 15,072,551
2012-01-25 2012-01-23 4 MRVC MRV COMMUNICATIONS INC
Common Stock, par value $0.0017 		P - Purchase 7,500 10,347,656 0.07 0.94 7,050 9,726,797
2012-01-20 2012-01-18 4 CTMM.PK CTM MEDIA HOLDINGS, INC.
Class A Common Stock, par value $0.01 		P - Purchase 3,231 4,611 234.13 38.00 122,778 175,218
2012-01-20 2012-01-18 4 CTMM.PK CTM MEDIA HOLDINGS, INC.
Class B Common Stock, par value $0.01 		P - Purchase 13,794 48,320 39.95 38.00 524,172 1,836,160
2012-01-18 2012-01-18 4 MRVC MRV COMMUNICATIONS INC
Common Stock, par value $0.0017 		P - Purchase 17,000 10,340,156 0.16 0.94 15,926 9,686,658
2012-01-18 2012-01-17 4 MRVC MRV COMMUNICATIONS INC
Common Stock, par value $0.0017 		P - Purchase 483,200 10,323,156 4.91 0.94 456,624 9,755,382
2012-01-18 2012-01-13 4 MRVC MRV COMMUNICATIONS INC
Common Stock, par value $0.0017 		P - Purchase 43,000 9,839,956 0.44 0.91 39,177 8,965,184
2012-01-18 3 MRVC MRV COMMUNICATIONS INC
Common Stock, par value $0.0017 		9,796,956
2012-01-18 3 MRVC MRV COMMUNICATIONS INC
Common Stock, par value $0.0017 		6,042,447
2012-01-12 2011-12-12 4 VTSS VITESSE SEMICONDUCTOR CORP
8.00% Convertible Second Lien Debentures due 2014 		P - Purchase 215,253 801,549.60 172,535,956,049
2012-01-12 2011-12-12 4 VTSS VITESSE SEMICONDUCTOR CORP
8.00% Convertible Second Lien Debentures due 2014 		P - Purchase 338,524 1,260,580.40 426,736,719,330
2012-01-09 2012-01-05 4 SMGI.OB SMG Indium Resources Ltd.
Common Stock, par value $0.001 		P - Purchase 332,667 1,225,625 37.25 3.75 1,247,501 4,596,094
2012-01-09 2012-01-05 4 SMGI.OB SMG Indium Resources Ltd.
Common Stock, par value $0.001 		P - Purchase 1,667,333 2,741,717 155.19 3.75 6,252,499 10,281,439
2012-01-06 2012-01-06 4 DSCI DERMA SCIENCES, INC.
Common Stock, par value $0.01 		P - Purchase 19,879 761,987 2.68 7.15 142,115 5,447,445
2012-01-06 2012-01-04 4 DSCI DERMA SCIENCES, INC.
Common Stock, par value $0.01 		P - Purchase 7,830 742,108 1.07 7.02 54,949 5,207,966
2012-01-05 2012-01-03 4 VTSS VITESSE SEMICONDUCTOR CORP
Common Stock, par value $0.01 		P - Purchase 110,000 2,140,754 5.42 2.50 275,000 5,351,885
P
공개 시장에서 또는 사적으로 비파생증권 또는 파생증권 매입
S
공개 시장에서 또는 사적으로 비파생증권 또는 파생증권 매각
A
자사로부터 유가증권(옵션 등)을 보조, 지급 또는 기타 취득
C
파생상품 전환
D
자사에게 유가증권을 매각 또는 양도
F
기업으로부터 인도 받은 유가증권의 일부를 사용한 행사 가격 또는 조세 채무의 지급
G
내부자에 의한 또는 내부자에게 증권 증여
K
지분스왑 및 유사 위험 회피거래
M
자사로부터 인도 받은 파생증권(옵션 등)의 행사 또는 전환
V
보고서 양식 4에 자진 신고된 거래
J
기타 (거래 내용을 설명하는 각주와 동반)