소개

이 페이지에서는 Charles Race의 공개된 내부자의 매매 거래 내역을 종합적으로 분석합니다. 내부자들은 기업의 임원(내부 경영진), 이사 또는 주요 투자자입니다. 일반적으로 내부자가 중요한 비공개 정보를 기반으로 자신이 속한 기업을 거래하는 것은 불법으로 간주됩니다. 이것은 내부자가 자신의 기업 내에서 행하는 모든 거래가 불법이라는 것을 뜻은 아닙니다. 그러나 그들은 자신들의 모든 거래를 양식 4를 통해 SEC에 보고해야만 합니다. 이러한 제한에도 불구하고, 학계 연구에 따르면 내부자는, 일반적으로, 자신의 회사 주식에 대한 실적이 시장의 수익률을 능가하는 경향성을 보였습니다.

평균 거래 수익성

평균 거래 수익성은 내부자가 지난 3년 동안 매입한 모든 "공개 시장"(Open market)에서의 매입의 평균 수익률입니다. 이를 계산하기 위해 10b5-1 거래 계획의 일부로 표시된 모든 거래를 제외하고 내부자가 계획되지 않은 모든 오픈 마켓에서의 매입을 조사합니다. 그런 다음 3개월, 6개월, 12개월 동안 해당 거래의 평균 성과를 계산하여 각 거래에 대한 최종 성과 지표를 생성합니다. 마지막으로 내부자에 대한 성과 지표를 계산하기 위해 모든 성과 지표의 평균을 내립니다. 이 목록에는 지난 2년 동안 최소 3번 이상 거래한 내부자만 포함됩니다.

내부자의 매매 거래 수익성이 "해당 없음"인 경우, 내부자는 지난 3년 동안 공개 시장에서 매수한 적이 없거나, 거래가 너무 최근에 이루어져서 신뢰할 수 있는 성과 지표를 산출할 수 없는 경우에 해당합니다.

업데이트 주기: 일별

최고 수익율의 내부자 목록을 확인하세요.

가장 높은 순위의 내부자를 확인하세요
내부자 포지션이 보고된 기업

SEC 서류에 따르면 Charles Race 기업이 다음 기업에 대한 보유 또는 거래를 보고했습니다:

증권 소유권 최근 보고된 보유 주식
US:OKTA / Okta, Inc. See Remarks 0
US:INFA / Informatica Inc. EVP Worldwide Field Operations 0
차트 해석 방법

아래 차트는 Charles Race에 의한 각 "공개 시장"(Open market)에서 계획되지 않은 거래 이후 증권의 주가 실적을 보여줍니다. 계획되지 않은 거래는 10b5-1 거래 계획의 일환으로 이루어지지 않은 거래입니다. 주가 실적은 주가의 누적 백분율 변화로 표시됩니다. 예를 들어, 2019년 1월 1일 내부자의 매매 거래가 이루어졌을 경우, 차트는 현재까지 증권의 일별 백분율 변화를 보여줍니다. 이 기간 동안 주가가 10달러에서 15달러로 간다면, 주가의 누적 백분율 변화는 50%가 됩니다. 10달러에서 20달러로의 가격 변화는 100%가 되며, 10달러에서 5달러로의 가격 변화는 -50%가 됩니다.

궁극적으로 내부자의 매매 거래가 내부자의 정보를 이용하여 이익을 얻기 위해 거래 타이밍을 맞추고 있는지 확인하기 위해 내부자의 매매 거래가 주가의 초과 수익률(양 또는 음)과 얼마나 밀접한 상관 관계가 있는지 확인하고자 합니다. 내부자가 이러한 작업을 수행하고 있는 상황을 고려해 보겠습니다. 이러한 상황에서 우리는 (a) 매입 후 양의 수익률 또는 (b) 매각 후 음의 수익률을 기대할 수 있습니다. (a)의 경우, 매입 차트는 상향으로 기울어진 일련의 곡선을 보여주며, 각 매입 거래 후 양의 수익률을 나타냅니다. (b)의 경우, SALE 차트는 하향으로 기울어진 일련의 곡선을 보여주며, 각 판매 거래 후 음의 수익률을 나타냅니다.

그러나 이것만으로는 결론을 도출하기에 충분하지 않습니다. 예를 들어, 해당 기업의 주가가 수년에 걸쳐 비주기적 상승 추세에 있다면, Fintel은 매입 후 도표가 모두 상향 곡선으로 예상할 수 있습니다. 마찬가지로, 수년에 걸쳐 비주기적 하락은 거래 후에 하향 곡선으로 초래할 가능성이 높습니다. 이 도표들 중 어느 것도 내부자의 매매 거래 활동을 시사하지는 않습니다.

가장 강력한 지표는 주가가 극단적으로 순환하는 상황일 것이고, PURCHASE 차트에는 긍정적인 시그널이, SALE 차트에는 부정적인 플롯이 존재했습니다. 이는 자신들의 금전적 이익을 위한 거래 타이밍을 재던 내부자에 의한 상황일 가능성이 높습니다.

내부자의 매매 거래 내역

아래 표는 증권거래위원회(SEC)에 공시된 Charles Race의 내부자의 전체 거래 목록입니다.

보고일 거래일 보고 티커 증권 코드 10b5-1 지분 잔여 지분 변동률
(%)		 지분
가치		 거래
가치		 잔여
가치
2021-01-12 2021-01-08 4 OKTA Okta, Inc.
Class B Common Stock 		C - Conversion -50,000 0 -100.00
2021-01-12 2021-01-08 4 OKTA Okta, Inc.
Class B Common Stock 		M - Exercise 50,000 50,000
2021-01-12 2021-01-08 4 OKTA Okta, Inc.
Employee Stock Option (Right to Buy) 		M - Exercise -50,000 138,852 -26.48
2021-01-12 2021-01-08 4 OKTA Okta, Inc.
Class A Common Stock 		S - Sale X -1,100 31,559 -3.37 254.44 -279,884 8,029,872
2021-01-12 2021-01-08 4 OKTA Okta, Inc.
Class A Common Stock 		S - Sale X -3,907 32,659 -10.68 253.75 -991,405 8,287,254
2021-01-12 2021-01-08 4 OKTA Okta, Inc.
Class A Common Stock 		S - Sale X -17,061 36,566 -31.81 252.85 -4,313,944 9,245,863
2021-01-12 2021-01-08 4 OKTA Okta, Inc.
Class A Common Stock 		S - Sale X -14,303 53,627 -21.06 251.85 -3,602,263 13,506,158
2021-01-12 2021-01-08 4 OKTA Okta, Inc.
Class A Common Stock 		S - Sale X -6,889 67,930 -9.21 250.82 -1,727,911 17,038,318
2021-01-12 2021-01-08 4 OKTA Okta, Inc.
Class A Common Stock 		S - Sale X -5,343 74,819 -6.67 249.37 -1,332,372 18,657,442
2021-01-12 2021-01-08 4 OKTA Okta, Inc.
Class A Common Stock 		S - Sale X -1,397 80,162 -1.71 248.31 -346,895 19,905,371
2021-01-12 2021-01-08 4 OKTA Okta, Inc.
Class A Common Stock 		C - Conversion 50,000 81,559 158.43
2020-12-17 2020-12-16 4 OKTA Okta, Inc.
Class A Common Stock 		S - Sale -431 31,559 -1.35 258.91 -111,588 8,170,811
2020-12-17 2020-12-16 4 OKTA Okta, Inc.
Class A Common Stock 		S - Sale -564 31,132 -1.78 258.91 -146,023 8,060,258
2020-12-17 2020-12-16 4 OKTA Okta, Inc.
Class A Common Stock 		S - Sale -794 30,573 -2.53 258.91 -205,571 7,915,530
2020-12-17 2020-12-15 4 OKTA Okta, Inc.
Restricted Stock Units 		M - Exercise -858 241 -78.07
2020-12-17 2020-12-15 4 OKTA Okta, Inc.
Restricted Stock Units 		M - Exercise -1,123 10,102 -10.00
2020-12-17 2020-12-15 4 OKTA Okta, Inc.
Restricted Stock Units 		M - Exercise -1,581 7,907 -16.66
2020-12-17 2020-12-15 4 OKTA Okta, Inc.
Class A Common Stock 		M - Exercise 858 31,990 2.76
2020-12-17 2020-12-15 4 OKTA Okta, Inc.
Class A Common Stock 		M - Exercise 1,123 31,696 3.67
2020-12-17 2020-12-15 4 OKTA Okta, Inc.
Class A Common Stock 		M - Exercise 1,581 31,367 5.31
2020-12-14 2020-12-10 4 OKTA Okta, Inc.
Class B Common Stock 		C - Conversion -50,000 0 -100.00
2020-12-14 2020-12-10 4 OKTA Okta, Inc.
Class B Common Stock 		M - Exercise 50,000 50,000
2020-12-14 2020-12-10 4 OKTA Okta, Inc.
Employee Stock Option (Right to Buy) 		M - Exercise -50,000 188,852 -20.93
2020-12-14 2020-12-10 4 OKTA Okta, Inc.
Class A Common Stock 		S - Sale X -2,544 29,786 -7.87 242.12 -615,959 7,211,849
2020-12-14 2020-12-10 4 OKTA Okta, Inc.
Class A Common Stock 		S - Sale X -8,448 32,330 -20.72 241.27 -2,038,210 7,800,110
2020-12-14 2020-12-10 4 OKTA Okta, Inc.
Class A Common Stock 		S - Sale X -6,474 40,778 -13.70 240.33 -1,555,879 9,800,067
2020-12-14 2020-12-10 4 OKTA Okta, Inc.
Class A Common Stock 		S - Sale X -9,976 47,252 -17.43 239.13 -2,385,567 11,299,399
2020-12-14 2020-12-10 4 OKTA Okta, Inc.
Class A Common Stock 		S - Sale X -8,227 57,228 -12.57 238.09 -1,958,733 13,625,180
2020-12-14 2020-12-10 4 OKTA Okta, Inc.
Class A Common Stock 		S - Sale X -3,600 65,455 -5.21 237.24 -854,067 15,528,597
2020-12-14 2020-12-10 4 OKTA Okta, Inc.
Class A Common Stock 		S - Sale X -1,600 69,055 -2.26 235.81 -377,295 16,283,818
2020-12-14 2020-12-10 4 OKTA Okta, Inc.
Class A Common Stock 		S - Sale X -1,600 70,655 -2.21 234.17 -374,676 16,545,458
2020-12-14 2020-12-10 4 OKTA Okta, Inc.
Class A Common Stock 		S - Sale X -2,000 72,255 -2.69 233.29 -466,573 16,856,116
2020-12-14 2020-12-10 4 OKTA Okta, Inc.
Class A Common Stock 		S - Sale X -5,531 74,255 -6.93 232.04 -1,283,420 17,230,219
2020-12-14 2020-12-10 4 OKTA Okta, Inc.
Class A Common Stock 		C - Conversion 50,000 79,786 167.86
2020-11-18 2020-11-16 4 OKTA Okta, Inc.
Class B Common Stock 		C - Conversion -11,148 0 -100.00
2020-11-18 2020-11-16 4 OKTA Okta, Inc.
Class B Common Stock 		M - Exercise 11,148 11,148
2020-11-18 2020-11-16 4 OKTA Okta, Inc.
Employee Stock Option (Right to Buy) 		M - Exercise -11,148 238,852 -4.46
2020-11-18 2020-11-16 4 OKTA Okta, Inc.
Class A Common Stock 		C - Conversion 11,148 29,786 59.81
2020-11-12 2020-11-10 4 OKTA Okta, Inc.
Class B Common Stock 		C - Conversion -50,000 0 -100.00
2020-11-12 2020-11-10 4 OKTA Okta, Inc.
Class B Common Stock 		M - Exercise 50,000 50,000
2020-11-12 2020-11-10 4 OKTA Okta, Inc.
Employee Stock Option (Right to Buy) 		M - Exercise -50,000 250,000 -16.67
2020-11-12 2020-11-10 4 OKTA Okta, Inc.
Class A Common Stock 		S - Sale X -3,454 18,638 -15.63 218.58 -754,987 4,073,959
2020-11-12 2020-11-10 4 OKTA Okta, Inc.
Class A Common Stock 		S - Sale X -2,998 22,092 -11.95 217.52 -652,114 4,805,375
2020-11-12 2020-11-10 4 OKTA Okta, Inc.
Class A Common Stock 		S - Sale X -1,054 25,090 -4.03 215.77 -227,423 5,413,704
2020-11-12 2020-11-10 4 OKTA Okta, Inc.
Class A Common Stock 		S - Sale X -1,818 26,144 -6.50 215.00 -390,861 5,620,832
2020-11-12 2020-11-10 4 OKTA Okta, Inc.
Class A Common Stock 		S - Sale X -800 27,962 -2.78 213.35 -170,680 5,965,709
2020-11-12 2020-11-10 4 OKTA Okta, Inc.
Class A Common Stock 		S - Sale X -14,283 28,762 -33.18 212.03 -3,028,457 6,098,473
2020-11-12 2020-11-10 4 OKTA Okta, Inc.
Class A Common Stock 		S - Sale X -4,400 43,045 -9.27 211.33 -929,837 9,096,549
2020-11-12 2020-11-10 4 OKTA Okta, Inc.
Class A Common Stock 		S - Sale X -5,143 47,445 -9.78 210.31 -1,081,649 9,978,386
2020-11-12 2020-11-10 4 OKTA Okta, Inc.
Class A Common Stock 		S - Sale X -4,050 52,588 -7.15 209.25 -847,468 11,004,113
2020-11-12 2020-11-10 4 OKTA Okta, Inc.
Class A Common Stock 		S - Sale X -2,800 56,638 -4.71 208.18 -582,900 11,790,825
2020-11-12 2020-11-10 4 OKTA Okta, Inc.
Class A Common Stock 		S - Sale X -3,000 59,438 -4.80 207.27 -621,800 12,319,524
2020-11-12 2020-11-10 4 OKTA Okta, Inc.
Class A Common Stock 		S - Sale X -1,600 62,438 -2.50 205.94 -329,511 12,858,738
2020-11-12 2020-11-10 4 OKTA Okta, Inc.
Class A Common Stock 		S - Sale X -3,300 64,038 -4.90 205.23 -677,257 13,142,480
2020-11-12 2020-11-10 4 OKTA Okta, Inc.
Class A Common Stock 		S - Sale X -1,300 67,338 -1.89 204.24 -265,509 13,752,958
2020-11-12 2020-11-10 4 OKTA Okta, Inc.
Class A Common Stock 		C - Conversion 50,000 68,638 268.27
2020-10-13 2020-10-09 4 OKTA Okta, Inc.
Class B Common Stock 		C - Conversion -50,000 0 -100.00
2020-10-13 2020-10-09 4 OKTA Okta, Inc.
Class B Common Stock 		M - Exercise 50,000 50,000
2020-10-13 2020-10-09 4 OKTA Okta, Inc.
Employee Stock Option (Right to Buy) 		M - Exercise -50,000 300,000 -14.29
2020-10-13 2020-10-09 4 OKTA Okta, Inc.
Class A Common Stock 		S - Sale X -18,502 18,638 -49.82 238.04 -4,404,194 4,436,567
2020-10-13 2020-10-09 4 OKTA Okta, Inc.
Class A Common Stock 		S - Sale X -19,238 37,140 -34.12 237.20 -4,563,229 8,809,560
2020-10-13 2020-10-09 4 OKTA Okta, Inc.
Class A Common Stock 		S - Sale X -11,100 56,378 -16.45 236.31 -2,623,063 13,322,798
2020-10-13 2020-10-09 4 OKTA Okta, Inc.
Class A Common Stock 		S - Sale X -1,160 67,478 -1.69 235.10 -272,713 15,863,875
2020-10-13 2020-10-09 4 OKTA Okta, Inc.
Class A Common Stock 		C - Conversion 50,000 68,638 268.27
2020-09-17 2020-09-16 4 OKTA Okta, Inc.
Class A Common Stock 		S - Sale -365 18,638 -1.92 194.31 -70,923 3,621,520
2020-09-17 2020-09-16 4 OKTA Okta, Inc.
Class A Common Stock 		S - Sale -564 18,277 -2.99 194.31 -109,590 3,551,375
2020-09-17 2020-09-16 4 OKTA Okta, Inc.
Class A Common Stock 		S - Sale -794 17,719 -4.29 194.31 -154,281 3,442,951
2020-09-17 2020-09-15 4 OKTA Okta, Inc.
Restricted Stock Units 		M - Exercise -726 1,099 -39.78
2020-09-17 2020-09-15 4 OKTA Okta, Inc.
Restricted Stock Units 		M - Exercise -1,122 11,225 -9.09
2020-09-17 2020-09-15 4 OKTA Okta, Inc.
Restricted Stock Units 		M - Exercise -1,581 9,488 -14.28
2020-09-17 2020-09-15 4 OKTA Okta, Inc.
Class A Common Stock 		M - Exercise 726 19,003 3.97
2020-09-17 2020-09-15 4 OKTA Okta, Inc.
Class A Common Stock 		M - Exercise 1,122 18,841 6.33
2020-09-17 2020-09-15 4 OKTA Okta, Inc.
Class A Common Stock 		M - Exercise 1,581 18,513 9.34
2020-09-14 2020-09-10 4 OKTA Okta, Inc.
Class B Common Stock 		C - Conversion -50,000 0 -100.00
2020-09-14 2020-09-10 4 OKTA Okta, Inc.
Class B Common Stock 		M - Exercise 50,000 50,000
2020-09-14 2020-09-10 4 OKTA Okta, Inc.
Employee Stock Option (Right to Buy) 		M - Exercise -50,000 350,000 -12.50
2020-09-14 2020-09-10 4 OKTA Okta, Inc.
Class A Common Stock 		S - Sale X -18,817 16,932 -52.64 205.65 -3,869,682 3,482,035
2020-09-14 2020-09-10 4 OKTA Okta, Inc.
Class A Common Stock 		S - Sale X -12,618 35,749 -26.09 204.73 -2,583,298 7,318,936
2020-09-14 2020-09-10 4 OKTA Okta, Inc.
Class A Common Stock 		S - Sale X -7,596 48,367 -13.57 203.75 -1,547,701 9,854,878
2020-09-14 2020-09-10 4 OKTA Okta, Inc.
Class A Common Stock 		S - Sale X -9,763 55,963 -14.85 202.74 -1,979,377 11,346,090
2020-09-14 2020-09-10 4 OKTA Okta, Inc.
Class A Common Stock 		S - Sale X -1,206 65,726 -1.80 201.67 -243,217 13,255,140
2020-09-14 2020-09-10 4 OKTA Okta, Inc.
Class A Common Stock 		C - Conversion 50,000 66,932 295.30
2020-08-12 2020-08-10 4 OKTA Okta, Inc.
Class B Common Stock 		C - Conversion -50,000 0 -100.00
2020-08-12 2020-08-10 4 OKTA Okta, Inc.
Class B Common Stock 		M - Exercise 50,000 50,000
2020-08-12 2020-08-10 4 OKTA Okta, Inc.
Employee Stock Option (Right to Buy) 		M - Exercise -50,000 400,000 -11.11
2020-08-12 2020-08-10 4 OKTA Okta, Inc.
Class A Common Stock 		S - Sale X -950 16,932 -5.31 207.36 -196,992 3,511,020
2020-08-12 2020-08-10 4 OKTA Okta, Inc.
Class A Common Stock 		S - Sale X -2,043 17,882 -10.25 205.59 -420,014 3,676,303
2020-08-12 2020-08-10 4 OKTA Okta, Inc.
Class A Common Stock 		S - Sale X -6,142 19,925 -23.56 204.75 -1,257,547 4,079,556
2020-08-12 2020-08-10 4 OKTA Okta, Inc.
Class A Common Stock 		S - Sale X -295 26,067 -1.12 203.76 -60,111 5,311,534
2020-08-12 2020-08-10 4 OKTA Okta, Inc.
Class A Common Stock 		S - Sale X -3,100 26,362 -10.52 202.56 -627,925 5,339,794
2020-08-12 2020-08-10 4 OKTA Okta, Inc.
Class A Common Stock 		S - Sale X -100 29,462 -0.34 200.70 -20,070 5,912,876
2020-08-12 2020-08-10 4 OKTA Okta, Inc.
Class A Common Stock 		S - Sale X -9,146 29,562 -23.63 199.94 -1,828,638 5,910,582
2020-08-12 2020-08-10 4 OKTA Okta, Inc.
Class A Common Stock 		S - Sale X -12,712 38,708 -24.72 199.04 -2,530,158 7,704,324
2020-08-12 2020-08-10 4 OKTA Okta, Inc.
Class A Common Stock 		S - Sale X -9,319 51,420 -15.34 198.06 -1,845,735 10,184,322
2020-08-12 2020-08-10 4 OKTA Okta, Inc.
Class A Common Stock 		S - Sale X -6,193 60,739 -9.25 196.86 -1,219,147 11,957,007
2020-08-12 2020-08-10 4 OKTA Okta, Inc.
Class A Common Stock 		C - Conversion 50,000 66,932 295.30
2020-07-14 2020-07-10 4 OKTA Okta, Inc.
Class B Common Stock 		C - Conversion -50,000 0 -100.00
2020-07-14 2020-07-10 4 OKTA Okta, Inc.
Class B Common Stock 		M - Exercise 50,000 50,000
2020-07-14 2020-07-10 4 OKTA Okta, Inc.
Employee Stock Option (Right to Buy) 		M - Exercise -50,000 450,000 -10.00
2020-07-14 2020-07-10 4 OKTA Okta, Inc.
Class A Common Stock 		S - Sale X -2,535 16,932 -13.02 221.89 -562,499 3,757,094
2020-07-14 2020-07-10 4 OKTA Okta, Inc.
Class A Common Stock 		S - Sale X -4,819 19,467 -19.84 220.54 -1,062,789 4,293,277
2020-07-14 2020-07-10 4 OKTA Okta, Inc.
Class A Common Stock 		S - Sale X -18,714 24,286 -43.52 219.60 -4,109,684 5,333,322
2020-07-14 2020-07-10 4 OKTA Okta, Inc.
Class A Common Stock 		S - Sale X -14,967 43,000 -25.82 218.62 -3,272,141 9,400,819
2020-07-14 2020-07-10 4 OKTA Okta, Inc.
Class A Common Stock 		S - Sale X -8,965 57,967 -13.39 217.73 -1,951,979 12,621,346
2020-07-14 2020-07-10 4 OKTA Okta, Inc.
Class A Common Stock 		C - Conversion 50,000 66,932 295.30
2020-06-17 2020-06-16 4 OKTA Okta, Inc.
Class A Common Stock 		S - Sale -188 16,932 -1.10 185.62 -34,897 3,142,950
2020-06-17 2020-06-16 4 OKTA Okta, Inc.
Class A Common Stock 		S - Sale -564 16,746 -3.26 185.62 -104,691 3,108,424
2020-06-17 2020-06-16 4 OKTA Okta, Inc.
Class A Common Stock 		S - Sale -794 16,188 -4.68 185.62 -147,384 3,004,847
2020-06-17 2020-06-15 4 OKTA Okta, Inc.
Restricted Stock Units 		M - Exercise -374 1,825 -17.01
2020-06-17 2020-06-15 4 OKTA Okta, Inc.
Restricted Stock Units 		M - Exercise -1,122 12,347 -8.33
2020-06-17 2020-06-15 4 OKTA Okta, Inc.
Restricted Stock Units 		M - Exercise -1,581 11,069 -12.50
2020-06-17 2020-06-15 4 OKTA Okta, Inc.
Class A Common Stock 		M - Exercise -374 17,120 -2.14
2020-06-17 2020-06-15 4 OKTA Okta, Inc.
Class A Common Stock 		M - Exercise -1,122 17,310 -6.09
2020-06-17 2020-06-15 4 OKTA Okta, Inc.
Class A Common Stock 		M - Exercise 1,581 16,982 10.27
2020-06-12 2020-06-10 4 OKTA Okta, Inc.
Class B Common Stock 		C - Conversion -50,000 0 -100.00
2020-06-12 2020-06-10 4 OKTA Okta, Inc.
Class B Common Stock 		M - Exercise 50,000 50,000
2020-06-12 2020-06-10 4 OKTA Okta, Inc.
Employee Stock Option (Right to Buy) 		M - Exercise -50,000 500,000 -9.09
2020-06-12 2020-06-10 4 OKTA Okta, Inc.
Class A Common Stock 		S - Sale X -200 15,401 -1.28 179.99 -35,998 2,772,026
2020-06-12 2020-06-10 4 OKTA Okta, Inc.
Class A Common Stock 		S - Sale X -22,209 15,601 -58.74 179.41 -3,984,441 2,798,922
2020-06-12 2020-06-10 4 OKTA Okta, Inc.
Class A Common Stock 		S - Sale X -22,691 37,810 -37.51 178.43 -4,048,742 6,746,416
2020-06-12 2020-06-10 4 OKTA Okta, Inc.
Class A Common Stock 		S - Sale X -3,900 60,501 -6.06 177.70 -693,050 10,751,330
2020-06-12 2020-06-10 4 OKTA Okta, Inc.
Class A Common Stock 		S - Sale X -1,000 64,401 -1.53 176.08 -176,081 11,339,792
2020-06-12 2020-06-10 4 OKTA Okta, Inc.
Class A Common Stock 		C - Conversion 50,000 65,401 324.65
2020-05-13 2020-05-11 4 OKTA Okta, Inc.
Class B Common Stock 		C - Conversion -50,000 0 -100.00
2020-05-13 2020-05-11 4 OKTA Okta, Inc.
Class B Common Stock 		M - Exercise 50,000 50,000
2020-05-13 2020-05-11 4 OKTA Okta, Inc.
Employee Stock Option (Right to Buy) 		M - Exercise -50,000 550,000 -8.33
2020-05-13 2020-05-11 4 OKTA Okta, Inc.
Class A Common Stock 		S - Sale X -8,420 15,401 -35.35 174.18 -1,466,609 2,682,571
2020-05-13 2020-05-11 4 OKTA Okta, Inc.
Class A Common Stock 		S - Sale X -17,967 23,821 -43.00 172.96 -3,107,535 4,120,030
2020-05-13 2020-05-11 4 OKTA Okta, Inc.
Class A Common Stock 		S - Sale X -16,888 41,788 -28.78 172.01 -2,904,851 7,187,820
2020-05-13 2020-05-11 4 OKTA Okta, Inc.
Class A Common Stock 		S - Sale X -3,100 58,676 -5.02 171.24 -530,837 10,047,549
2020-05-13 2020-05-11 4 OKTA Okta, Inc.
Class A Common Stock 		S - Sale X -3,625 61,776 -5.54 169.56 -614,652 10,474,695
2020-05-13 2020-05-11 4 OKTA Okta, Inc.
Class A Common Stock 		C - Conversion 50,000 65,401 324.65
2020-04-17 2020-04-15 4 OKTA Okta, Inc.
Restricted Stock Units 		A - Award 2,199 2,199
2020-04-17 2020-04-15 4 OKTA Okta, Inc.
Restricted Stock Units 		A - Award 12,683 12,683
2020-04-17 2020-04-15 4 OKTA Okta, Inc.
Employee Stock Option (Right to Buy) 		A - Award 26,790 26,790
2020-04-15 2020-04-13 4 OKTA Okta, Inc.
Class B Common Stock 		C - Conversion -50,000 0 -100.00
2020-04-15 2020-04-13 4 OKTA Okta, Inc.
Class B Common Stock 		M - Exercise 50,000 50,000
2020-04-15 2020-04-13 4 OKTA Okta, Inc.
Employee Stock Option (Right to Buy) 		M - Exercise -50,000 600,000 -7.69
2020-04-15 2020-04-13 4 OKTA Okta, Inc.
Class A Common Stock 		S - Sale X -2,599 15,401 -14.44 133.78 -347,685 2,060,293
2020-04-15 2020-04-13 4 OKTA Okta, Inc.
Class A Common Stock 		S - Sale X -18,101 18,000 -50.14 133.03 -2,407,985 2,394,549
2020-04-15 2020-04-13 4 OKTA Okta, Inc.
Class A Common Stock 		S - Sale X -24,492 36,101 -40.42 132.16 -3,236,963 4,771,256
2020-04-15 2020-04-13 4 OKTA Okta, Inc.
Class A Common Stock 		S - Sale X -4,808 60,593 -7.35 131.01 -629,891 7,938,222
2020-04-15 2020-04-13 4 OKTA Okta, Inc.
Class A Common Stock 		C - Conversion 50,000 65,401 324.65
2020-03-18 2020-03-16 4 OKTA Okta, Inc.
Class A Common Stock 		S - Sale -2,444 15,401 -13.70 97.67 -238,706 1,504,222
2020-03-18 2020-03-16 4 OKTA Okta, Inc.
Class A Common Stock 		S - Sale -861 13,355 -6.06 97.67 -84,094 1,304,388
2020-03-18 2020-03-16 4 OKTA Okta, Inc.
Class A Common Stock 		S - Sale -1,516 12,634 -10.71 97.67 -148,068 1,233,968
2020-03-18 2020-03-15 4 OKTA Okta, Inc.
Restricted Stock Units 		M - Exercise -4,490 13,469 -25.00
2020-03-18 2020-03-15 4 OKTA Okta, Inc.
Restricted Stock Units 		M - Exercise -1,582 12,650 -11.12
2020-03-18 2020-03-15 4 OKTA Okta, Inc.
Restricted Stock Units 		M - Exercise -2,785 0 -100.00
2020-03-18 2020-03-15 4 OKTA Okta, Inc.
Restricted Stock Units 		A - Award 2,785 2,785
2020-03-18 2020-03-15 4 OKTA Okta, Inc.
Class A Common Stock 		M - Exercise 4,490 17,845 33.62
2020-03-18 2020-03-15 4 OKTA Okta, Inc.
Class A Common Stock 		M - Exercise 1,582 14,216 12.52
2020-03-18 2020-03-15 4 OKTA Okta, Inc.
Class A Common Stock 		M - Exercise 2,785 14,150 24.51
2020-03-12 2020-03-10 4 OKTA Okta, Inc.
Class B Common Stock 		C - Conversion -50,000 0 -100.00
2020-03-12 2020-03-10 4 OKTA Okta, Inc.
Class B Common Stock 		M - Exercise 50,000 50,000
2020-03-12 2020-03-10 4 OKTA Okta, Inc.
Employee Stock Option (Right to Buy) 		M - Exercise -50,000 650,000 -7.14
2020-03-12 2020-03-10 4 OKTA Okta, Inc.
Class A Common Stock 		S - Sale X -581 11,365 -4.86 118.84 -69,046 1,350,617
2020-03-12 2020-03-10 4 OKTA Okta, Inc.
Class A Common Stock 		S - Sale X -6,476 11,946 -35.15 118.37 -766,587 1,414,091
2020-03-12 2020-03-10 4 OKTA Okta, Inc.
Class A Common Stock 		S - Sale X -12,589 18,422 -40.60 117.31 -1,476,819 2,161,090
2020-03-12 2020-03-10 4 OKTA Okta, Inc.
Class A Common Stock 		S - Sale X -5,854 31,011 -15.88 116.21 -680,316 3,603,909
2020-03-12 2020-03-10 4 OKTA Okta, Inc.
Class A Common Stock 		S - Sale X -7,398 36,865 -16.71 115.11 -851,586 4,243,541
2020-03-12 2020-03-10 4 OKTA Okta, Inc.
Class A Common Stock 		S - Sale X -8,010 44,263 -15.32 113.91 -912,384 5,041,804
2020-03-12 2020-03-10 4 OKTA Okta, Inc.
Class A Common Stock 		S - Sale X -3,650 52,273 -6.53 112.95 -412,275 5,904,340
2020-03-12 2020-03-10 4 OKTA Okta, Inc.
Class A Common Stock 		S - Sale X -2,842 55,923 -4.84 111.81 -317,763 6,252,739
2020-03-12 2020-03-10 4 OKTA Okta, Inc.
Class A Common Stock 		S - Sale X -2,600 58,765 -4.24 110.92 -288,388 6,518,126
2020-03-12 2020-03-10 4 OKTA Okta, Inc.
Class A Common Stock 		C - Conversion 50,000 61,365 439.95
2020-02-12 2020-02-10 4 OKTA Okta, Inc.
Class B Common Stock 		C - Conversion -50,000 0 -100.00
2020-02-12 2020-02-10 4 OKTA Okta, Inc.
Class B Common Stock 		M - Exercise 50,000 50,000
2020-02-12 2020-02-10 4 OKTA Okta, Inc.
Employee Stock Option (Right to Buy) 		M - Exercise -50,000 700,000 -6.67
2020-02-12 2020-02-10 4 OKTA Okta, Inc.
Class A Common Stock 		S - Sale X -900 11,365 -7.34 134.37 -120,936 1,527,153
2020-02-12 2020-02-10 4 OKTA Okta, Inc.
Class A Common Stock 		S - Sale X -35,669 12,265 -74.41 133.82 -4,773,286 1,641,323
2020-02-12 2020-02-10 4 OKTA Okta, Inc.
Class A Common Stock 		S - Sale X -13,431 47,934 -21.89 132.98 -1,786,100 6,374,426
2020-02-12 2020-02-10 4 OKTA Okta, Inc.
Class A Common Stock 		C - Conversion 50,000 61,365 439.95
2019-12-18 2019-12-16 4 OKTA Okta, Inc.
Class A Common Stock 		S - Sale -794 11,327 -6.55 116.63 -92,604 1,321,061
2019-12-18 2019-12-15 4 OKTA Okta, Inc.
Restricted Stock Units 		M - Exercise -1,581 14,232 -10.00
2019-12-18 2019-12-15 4 OKTA Okta, Inc.
Class A Common Stock 		M - Exercise 1,581 12,121 15.00
2019-12-12 2019-12-10 4 OKTA Okta, Inc.
Class B Common Stock 		C - Conversion -50,000 0 -100.00
2019-12-12 2019-12-10 4 OKTA Okta, Inc.
Class B Common Stock 		M - Exercise 50,000 50,000
2019-12-12 2019-12-10 4 OKTA Okta, Inc.
Employee Stock Option (Right to Buy) 		M - Exercise -50,000 750,000 -6.25
2019-12-12 2019-12-10 4 OKTA Okta, Inc.
Class A Common Stock 		S - Sale X -600 10,540 -5.39 122.21 -73,324 1,288,059
2019-12-12 2019-12-10 4 OKTA Okta, Inc.
Class A Common Stock 		S - Sale X -3,970 11,140 -26.27 121.67 -483,019 1,355,373
2019-12-12 2019-12-10 4 OKTA Okta, Inc.
Class A Common Stock 		S - Sale X -9,560 15,110 -38.75 120.55 -1,152,420 1,821,450
2019-12-12 2019-12-10 4 OKTA Okta, Inc.
Class A Common Stock 		S - Sale X -16,524 24,670 -40.11 119.33 -1,971,733 2,943,758
2019-12-12 2019-12-10 4 OKTA Okta, Inc.
Class A Common Stock 		S - Sale X -19,346 41,194 -31.96 118.59 -2,294,182 4,885,069
2019-12-12 2019-12-10 4 OKTA Okta, Inc.
Class A Common Stock 		C - Conversion 50,000 60,540 474.38
2019-11-12 2019-11-08 4 OKTA Okta, Inc.
Class B Common Stock 		C - Conversion -50,000 0 -100.00
2019-11-12 2019-11-08 4 OKTA Okta, Inc.
Class B Common Stock 		M - Exercise 50,000 50,000
2019-11-12 2019-11-08 4 OKTA Okta, Inc.
Employee Stock Option (Right to Buy) 		M - Exercise -50,000 800,000 -5.88
2019-11-12 2019-11-08 4 OKTA Okta, Inc.
Class A Common Stock 		S - Sale X -40,500 10,540 -79.35 106.28 -4,304,364 1,120,198
2019-11-12 2019-11-08 4 OKTA Okta, Inc.
Class A Common Stock 		S - Sale X -9,500 51,040 -15.69 105.27 -1,000,038 5,372,838
2019-11-12 2019-11-08 4 OKTA Okta, Inc.
Class A Common Stock 		C - Conversion 50,000 60,540 474.38
2019-10-15 2019-10-10 4 OKTA Okta, Inc.
Class B Common Stock 		C - Conversion -50,000 0 -100.00
2019-10-15 2019-10-10 4 OKTA Okta, Inc.
Class B Common Stock 		M - Exercise 50,000 50,000
2019-10-15 2019-10-10 4 OKTA Okta, Inc.
Employee Stock Option (Right to Buy) 		M - Exercise -50,000 850,000 -5.56
2019-10-15 2019-10-10 4 OKTA Okta, Inc.
Class A Common Stock 		S - Sale X -4,400 10,540 -29.45 117.79 -518,294 1,241,551
2019-10-15 2019-10-10 4 OKTA Okta, Inc.
Class A Common Stock 		S - Sale X -16,300 14,940 -52.18 116.99 -1,906,974 1,747,865
2019-10-15 2019-10-10 4 OKTA Okta, Inc.
Class A Common Stock 		S - Sale X -27,381 31,240 -46.71 116.02 -3,176,774 3,624,499
2019-10-15 2019-10-10 4 OKTA Okta, Inc.
Class A Common Stock 		S - Sale X -1,919 58,621 -3.17 115.35 -221,349 6,761,692
2019-10-15 2019-10-10 4 OKTA Okta, Inc.
Class A Common Stock 		C - Conversion 50,000 60,540 474.38
2019-09-18 2019-09-16 4 OKTA Okta, Inc.
Class A Common Stock 		S - Sale -794 10,540 -7.01 102.57 -81,437 1,081,036
2019-09-18 2019-09-15 4 OKTA Okta, Inc.
Restricted Stock Units 		M - Exercise -1,581 15,813 -9.09
2019-09-18 2019-09-15 4 OKTA Okta, Inc.
Class A Common Stock 		M - Exercise 1,581 11,334 16.21
2019-09-12 2019-09-10 4 OKTA Okta, Inc.
Class B Common Stock 		C - Conversion -50,000 0 -100.00
2019-09-12 2019-09-10 4 OKTA Okta, Inc.
Class B Common Stock 		M - Exercise 50,000 50,000
2019-09-12 2019-09-10 4 OKTA Okta, Inc.
Employee Stock Option (Right to Buy) 		M - Exercise -50,000 900,000 -5.26
2019-09-12 2019-09-10 4 OKTA Okta, Inc.
Class A Common Stock 		S - Sale X -124 9,753 -1.26 109.44 -13,571 1,067,368
2019-09-12 2019-09-10 4 OKTA Okta, Inc.
Class A Common Stock 		S - Sale X -17,492 9,877 -63.91 108.56 -1,898,879 1,072,217
2019-09-12 2019-09-10 4 OKTA Okta, Inc.
Class A Common Stock 		S - Sale X -8,147 27,369 -22.94 107.61 -876,665 2,945,066
2019-09-12 2019-09-10 4 OKTA Okta, Inc.
Class A Common Stock 		S - Sale X -14,882 35,516 -29.53 106.75 -1,588,668 3,791,369
2019-09-12 2019-09-10 4 OKTA Okta, Inc.
Class A Common Stock 		S - Sale X -9,355 50,398 -15.66 105.74 -989,168 5,328,923
2019-09-12 2019-09-10 4 OKTA Okta, Inc.
Class A Common Stock 		C - Conversion 50,000 59,753 512.66
2019-08-13 2019-08-09 4 OKTA Okta, Inc.
Class B Common Stock 		C - Conversion -50,000 0 -100.00
2019-08-13 2019-08-09 4 OKTA Okta, Inc.
Class B Common Stock 		M - Exercise 50,000 50,000
2019-08-13 2019-08-09 4 OKTA Okta, Inc.
Employee Stock Option (Right to Buy) 		M - Exercise -50,000 950,000 -5.00
2019-08-13 2019-08-09 4 OKTA Okta, Inc.
Class A Common Stock 		S - Sale X -1,200 9,753 -10.96 135.43 -162,518 1,320,865
2019-08-13 2019-08-09 4 OKTA Okta, Inc.
Class A Common Stock 		S - Sale X -8,590 10,953 -43.95 134.44 -1,154,858 1,472,545
2019-08-13 2019-08-09 4 OKTA Okta, Inc.
Class A Common Stock 		S - Sale X -15,751 19,543 -44.63 133.47 -2,102,314 2,608,439
2019-08-13 2019-08-09 4 OKTA Okta, Inc.
Class A Common Stock 		S - Sale X -24,459 35,294 -40.93 132.45 -3,239,697 4,674,839
2019-08-13 2019-08-09 4 OKTA Okta, Inc.
Class A Common Stock 		C - Conversion 50,000 59,753 512.66
2019-07-16 2019-07-12 4 OKTA Okta, Inc.
Class B Common Stock 		C - Conversion -50,000 0 -100.00
2019-07-16 2019-07-12 4 OKTA Okta, Inc.
Class B Common Stock 		M - Exercise 50,000 50,000
2019-07-16 2019-07-12 4 OKTA Okta, Inc.
Employee Stock Option (Right to Buy) 		M - Exercise -50,000 1,000,000 -4.76
2019-07-16 2019-07-12 4 OKTA Okta, Inc.
Class A Common Stock 		S - Sale X -5,029 9,753 -34.02 136.57 -686,829 1,332,003
2019-07-16 2019-07-12 4 OKTA Okta, Inc.
Class A Common Stock 		S - Sale X -7,100 14,782 -32.45 135.65 -963,086 2,005,118
2019-07-16 2019-07-12 4 OKTA Okta, Inc.
Class A Common Stock 		S - Sale X -17,546 21,882 -44.50 134.36 -2,357,517 2,940,111
2019-07-16 2019-07-12 4 OKTA Okta, Inc.
Class A Common Stock 		S - Sale X -7,999 39,428 -16.87 133.77 -1,069,993 5,274,122
2019-07-16 2019-07-12 4 OKTA Okta, Inc.
Class A Common Stock 		S - Sale X -12,326 47,427 -20.63 132.73 -1,635,971 6,294,758
2019-07-16 2019-07-12 4 OKTA Okta, Inc.
Class A Common Stock 		C - Conversion 50,000 59,753 512.66
2019-06-18 2019-06-17 4 OKTA Okta, Inc.
Class A Common Stock 		S - Sale -794 9,377 -7.81 127.85 -101,509 1,198,807
2019-06-18 2019-06-15 4 OKTA Okta, Inc.
Restricted Stock Units 		M - Exercise -1,581 17,394 -8.33
2019-06-18 2019-06-15 4 OKTA Okta, Inc.
Class A Common Stock 		M - Exercise 1,581 10,171 18.41
2019-06-12 2019-06-10 4 OKTA Okta, Inc.
Class B Common Stock 		C - Conversion -30,000 0 -100.00
2019-06-12 2019-06-10 4 OKTA Okta, Inc.
Class B Common Stock 		M - Exercise 30,000 30,000
2019-06-12 2019-06-10 4 OKTA Okta, Inc.
Employee Stock Option (Right to Buy) 		M - Exercise -30,000 1,050,000 -2.78
2019-06-12 2019-06-10 4 OKTA Okta, Inc.
Class A Common Stock 		S - Sale X -3,942 8,590 -31.46 132.02 -520,404 1,134,010
2019-06-12 2019-06-10 4 OKTA Okta, Inc.
Class A Common Stock 		S - Sale X -11,408 12,532 -47.65 131.46 -1,499,641 1,647,397
2019-06-12 2019-06-10 4 OKTA Okta, Inc.
Class A Common Stock 		S - Sale X -8,150 23,940 -25.40 130.67 -1,064,946 3,128,197
2019-06-12 2019-06-10 4 OKTA Okta, Inc.
Class A Common Stock 		S - Sale X -6,500 32,090 -16.84 129.47 -841,555 4,154,692
2019-06-12 2019-06-10 4 OKTA Okta, Inc.
Class A Common Stock 		C - Conversion 30,000 38,590 349.24
2019-05-14 2019-05-10 4 OKTA Okta, Inc.
Class B Common Stock 		C - Conversion -30,000 0 -100.00
2019-05-14 2019-05-10 4 OKTA Okta, Inc.
Class B Common Stock 		M - Exercise 30,000 30,000
2019-05-14 2019-05-10 4 OKTA Okta, Inc.
Employee Stock Option (Right to Buy) 		M - Exercise -30,000 1,080,000 -2.70
2019-05-14 2019-05-10 4 OKTA Okta, Inc.
Class A Common Stock 		S - Sale X -1,300 8,590 -13.14 107.21 -139,369 920,906
2019-05-14 2019-05-10 4 OKTA Okta, Inc.
Class A Common Stock 		S - Sale X -4,700 9,890 -32.21 106.51 -500,590 1,053,369
2019-05-14 2019-05-10 4 OKTA Okta, Inc.
Class A Common Stock 		S - Sale X -12,312 14,590 -45.77 105.30 -1,296,447 1,536,320
2019-05-14 2019-05-10 4 OKTA Okta, Inc.
Class A Common Stock 		S - Sale X -4,688 26,902 -14.84 104.22 -488,587 2,803,748
2019-05-14 2019-05-10 4 OKTA Okta, Inc.
Class A Common Stock 		S - Sale X -7,000 31,590 -18.14 103.35 -723,418 3,264,681
2019-05-14 2019-05-10 4 OKTA Okta, Inc.
Class A Common Stock 		C - Conversion 30,000 38,590 349.24
2019-04-12 2019-04-10 4 OKTA Okta, Inc.
Class B Common Stock 		C - Conversion -30,000 0 -100.00
2019-04-12 2019-04-10 4 OKTA Okta, Inc.
Class B Common Stock 		M - Exercise 30,000 30,000
2019-04-12 2019-04-10 4 OKTA Okta, Inc.
Employee Stock Option (Right to Buy) 		M - Exercise -30,000 1,110,000 -2.63
2019-04-12 2019-04-10 4 OKTA Okta, Inc.
Class A Common Stock 		S - Sale X -4,200 8,590 -32.84 93.76 -393,779 805,371
2019-04-12 2019-04-10 4 OKTA Okta, Inc.
Class A Common Stock 		S - Sale X -18,500 12,790 -59.12 93.11 -1,722,515 1,190,863
2019-04-12 2019-04-10 4 OKTA Okta, Inc.
Class A Common Stock 		S - Sale X -7,300 31,290 -18.92 92.03 -671,793 2,879,506
2019-04-12 2019-04-10 4 OKTA Okta, Inc.
Class A Common Stock 		C - Conversion 30,000 38,590 349.24
2019-03-27 2019-03-25 4 OKTA Okta, Inc.
Restricted Stock Units 		A - Award 17,959 17,959
2019-03-27 2019-03-25 4 OKTA Okta, Inc.
Employee Stock Option (Right to Buy) 		A - Award 39,024 39,024
2019-03-21 2019-03-20 4 OKTA Okta, Inc.
Class A Common Stock 		S - Sale -2,887 8,590 -25.15 80.93 -233,645 695,189
2019-03-21 2019-03-19 4 OKTA Okta, Inc.
Restricted Stock Units 		M - Exercise -5,792 0 -100.00
2019-03-21 2019-03-19 4 OKTA Okta, Inc.
Restricted Stock Units 		A - Award 5,792 5,792
2019-03-21 2019-03-19 4 OKTA Okta, Inc.
Class A Common Stock 		M - Exercise 5,792 11,477 101.88
2019-03-19 2019-03-18 4 OKTA Okta, Inc.
Class A Common Stock 		S - Sale -3,176 5,685 -35.84 82.31 -261,425 467,948
2019-03-19 2019-03-15 4 OKTA Okta, Inc.
Restricted Stock Units 		M - Exercise 6,325 18,975 50.00
2019-03-19 2019-03-15 4 OKTA Okta, Inc.
Class A Common Stock 		M - Exercise 6,325 8,861 249.41
2019-03-13 2019-03-11 4 OKTA Okta, Inc.
Class B Common Stock 		C - Conversion -30,000 0 -100.00
2019-03-13 2019-03-11 4 OKTA Okta, Inc.
Class B Common Stock 		M - Exercise 30,000 30,000
2019-03-13 2019-03-11 4 OKTA Okta, Inc.
Employee Stock Option (Right to Buy) 		M - Exercise -30,000 1,140,000 -2.56
2019-03-13 2019-03-11 4 OKTA Okta, Inc.
Class A Common Stock 		S - Sale X -11,779 2,536 -82.28 80.12 -943,785 203,195
2019-03-13 2019-03-11 4 OKTA Okta, Inc.
Class A Common Stock 		S - Sale X -13,235 14,315 -48.04 80.84 -1,069,917 1,157,225
2019-03-13 2019-03-11 4 OKTA Okta, Inc.
Class A Common Stock 		S - Sale X -4,986 27,550 -15.32 78.74 -392,622 2,169,422
2019-03-13 2019-03-11 4 OKTA Okta, Inc.
Class A Common Stock 		C - Conversion 30,000 32,536 1,182.97
2019-02-13 2019-02-11 4 OKTA Okta, Inc.
Class B Common Stock 		C - Conversion -30,000 0 -100.00
2019-02-13 2019-02-11 4 OKTA Okta, Inc.
Class B Common Stock 		M - Exercise 30,000 30,000
2019-02-13 2019-02-11 4 OKTA Okta, Inc.
Employee Stock Option (Right to Buy) 		M - Exercise -30,000 1,170,000 -2.50
2019-02-13 2019-02-11 4 OKTA Okta, Inc.
Class A Common Stock 		S - Sale X -17,073 2,536 -87.07 84.19 -1,437,381 213,507
2019-02-13 2019-02-11 4 OKTA Okta, Inc.
Class A Common Stock 		S - Sale X -8,827 19,609 -31.04 83.50 -737,031 1,637,299
2019-02-13 2019-02-11 4 OKTA Okta, Inc.
Class A Common Stock 		S - Sale X -4,100 28,436 -12.60 82.52 -338,316 2,346,428
2019-02-13 2019-02-11 4 OKTA Okta, Inc.
Class A Common Stock 		C - Conversion 30,000 32,536 1,182.97
2018-03-26 2018-03-22 4 OKTA Okta, Inc.
Employee Stock Option (Right to Buy) 		A - Award 58,500 58,500
2018-03-26 2018-03-22 4 OKTA Okta, Inc.
Restricted Stock Units 		A - Award 25,300 25,300
2017-04-12 2017-04-12 4 OKTA Okta, Inc.
Employee Stock Option (Right to Buy) 		J - Other 1,200,000 1,200,000
2017-04-12 2017-04-12 4 OKTA Okta, Inc.
Employee Stock Option (Right to Buy) 		J - Other -1,200,000 0 -100.00
2015-08-12 2015-08-06 4 INFA INFORMATICA LLC
Performance-based restricted stock unit 		D - Sale to Issuer -7,813 0 -100.00
2015-08-12 2015-08-06 4 INFA INFORMATICA LLC
Performance-based restricted stock unit 		D - Sale to Issuer -7,813 0 -100.00
2015-08-12 2015-08-06 4 INFA INFORMATICA LLC
Performance-based restricted stock unit 		D - Sale to Issuer -7,500 0 -100.00
2015-08-12 2015-08-06 4 INFA INFORMATICA LLC
Non-qualified stock option (right to buy 		D - Sale to Issuer -55,804 0 -100.00
2015-08-12 2015-08-06 4 INFA INFORMATICA LLC
Non-qualified stock option (right to buy 		D - Sale to Issuer -100,000 0 -100.00
2015-08-12 2015-08-06 4 INFA INFORMATICA LLC
Non-qualified stock option (right to buy 		D - Sale to Issuer -30,000 0 -100.00
2015-08-12 2015-08-06 4 INFA INFORMATICA LLC
Non-qualified stock option (right to buy 		D - Sale to Issuer -37,500 0 -100.00
2015-08-12 2015-08-06 4 INFA INFORMATICA LLC
Non-qualified stock option (right to buy 		D - Sale to Issuer -6,667 0 -100.00
2015-08-12 2015-08-06 4 INFA INFORMATICA LLC
Non-qualified stock option (right to buy) 		D - Sale to Issuer -20,000 0 -100.00
2015-08-12 2015-08-06 4 INFA INFORMATICA LLC
Non-qualified stock option (right to buy) 		D - Sale to Issuer -18,000 0 -100.00
2015-08-12 2015-08-06 4 INFA INFORMATICA LLC
Non-qualified stock option (right to buy) 		D - Sale to Issuer -2,500 0 -100.00
2015-08-12 2015-08-06 4 INFA INFORMATICA LLC
Non-qualified stock option (right to buy) 		D - Sale to Issuer -782 0 -100.00
2015-08-12 2015-08-06 4 INFA INFORMATICA LLC
Common Stock 		D - Sale to Issuer -87,648 0 -100.00
2015-08-04 2015-08-01 4 INFA INFORMATICA CORP
Common Stock 		F - Taxes -5,359 87,648 -5.76 48.54 -260,126 4,254,434
2015-05-11 2015-05-02 4 INFA INFORMATICA CORP
Common Stock 		F - Taxes -217 93,007 -0.23 48.10 -10,438 4,473,637
2015-02-10 2015-02-10 4 INFA INFORMATICA CORP
Performance-based restricted stock unit 		A - Award 7,813 7,813
2015-02-10 2015-02-10 4 INFA INFORMATICA CORP
Performance-based restricted stock unit 		A - Award 7,813 7,813
2015-02-09 2015-02-05 4 INFA INFORMATICA CORP
Non-qualified stock option (right to buy) 		A - Award 55,804 55,804
2015-02-09 2015-02-05 4 INFA INFORMATICA CORP
Common Stock 		A - Award 31,250 93,224 50.42 42.50 1,328,125 3,962,020
2015-02-03 2015-02-01 4 INFA INFORMATICA CORP
Performance-based restricted stock unit 		M - Exercise -1,250 7,500 -14.29
2015-02-03 2015-02-01 4 INFA INFORMATICA CORP
Common Stock 		M - Exercise 587 61,974 0.96 41.54 24,384 2,574,400
2015-02-03 2015-02-01 4 INFA INFORMATICA CORP
Common Stock 		F - Taxes -265 61,387 -0.43 41.54 -11,008 2,550,016
2014-11-05 2014-11-03 4 INFA INFORMATICA CORP
Common Stock 		F - Taxes -1,325 61,652 -2.10 35.66 -47,250 2,198,510
2014-08-13 3 INFA INFORMATICA CORP
Common Stock 		125,954
2014-08-13 3 INFA INFORMATICA CORP
Common Stock 		125,954
P
공개 시장에서 또는 사적으로 비파생증권 또는 파생증권 매입
S
공개 시장에서 또는 사적으로 비파생증권 또는 파생증권 매각
A
자사로부터 유가증권(옵션 등)을 보조, 지급 또는 기타 취득
C
파생상품 전환
D
자사에게 유가증권을 매각 또는 양도
F
기업으로부터 인도 받은 유가증권의 일부를 사용한 행사 가격 또는 조세 채무의 지급
G
내부자에 의한 또는 내부자에게 증권 증여
K
지분스왑 및 유사 위험 회피거래
M
자사로부터 인도 받은 파생증권(옵션 등)의 행사 또는 전환
V
보고서 양식 4에 자진 신고된 거래
J
기타 (거래 내용을 설명하는 각주와 동반)