직접기술가치펀드(주)
US ˙ OTCPK ˙ US33766Y1001

소개

이 페이지에서는 Mercury Partners L P의 공개된 내부자의 매매 거래 내역을 종합적으로 분석합니다. 내부자들은 기업의 임원(내부 경영진), 이사 또는 주요 투자자입니다. 일반적으로 내부자가 중요한 비공개 정보를 기반으로 자신이 속한 기업을 거래하는 것은 불법으로 간주됩니다. 이것은 내부자가 자신의 기업 내에서 행하는 모든 거래가 불법이라는 것을 뜻은 아닙니다. 그러나 그들은 자신들의 모든 거래를 양식 4를 통해 SEC에 보고해야만 합니다. 이러한 제한에도 불구하고, 학계 연구에 따르면 내부자는, 일반적으로, 자신의 회사 주식에 대한 실적이 시장의 수익률을 능가하는 경향성을 보였습니다.

평균 거래 수익성

평균 거래 수익성은 내부자가 지난 3년 동안 매입한 모든 "공개 시장"(Open market)에서의 매입의 평균 수익률입니다. 이를 계산하기 위해 10b5-1 거래 계획의 일부로 표시된 모든 거래를 제외하고 내부자가 계획되지 않은 모든 오픈 마켓에서의 매입을 조사합니다. 그런 다음 3개월, 6개월, 12개월 동안 해당 거래의 평균 성과를 계산하여 각 거래에 대한 최종 성과 지표를 생성합니다. 마지막으로 내부자에 대한 성과 지표를 계산하기 위해 모든 성과 지표의 평균을 내립니다. 이 목록에는 지난 2년 동안 최소 3번 이상 거래한 내부자만 포함됩니다.

내부자의 매매 거래 수익성이 "해당 없음"인 경우, 내부자는 지난 3년 동안 공개 시장에서 매수한 적이 없거나, 거래가 너무 최근에 이루어져서 신뢰할 수 있는 성과 지표를 산출할 수 없는 경우에 해당합니다.

업데이트 주기: 일별

최고 수익율의 내부자 목록을 확인하세요.

가장 높은 순위의 내부자를 확인하세요
내부자 포지션이 보고된 기업

SEC 서류에 따르면 Mercury Partners L P 기업이 다음 기업에 대한 보유 또는 거래를 보고했습니다:

증권 소유권 최근 보고된 보유 주식
10% Owner 181,712
US:DCA / Virtus Total Return Fund 10% Owner 1,553,860
US:SVVC / Firsthand Technology Value Fund, Inc. 10% Owner 824,942
차트 해석 방법

아래 차트는 Mercury Partners L P에 의한 각 "공개 시장"(Open market)에서 계획되지 않은 거래 이후 증권의 주가 실적을 보여줍니다. 계획되지 않은 거래는 10b5-1 거래 계획의 일환으로 이루어지지 않은 거래입니다. 주가 실적은 주가의 누적 백분율 변화로 표시됩니다. 예를 들어, 2019년 1월 1일 내부자의 매매 거래가 이루어졌을 경우, 차트는 현재까지 증권의 일별 백분율 변화를 보여줍니다. 이 기간 동안 주가가 10달러에서 15달러로 간다면, 주가의 누적 백분율 변화는 50%가 됩니다. 10달러에서 20달러로의 가격 변화는 100%가 되며, 10달러에서 5달러로의 가격 변화는 -50%가 됩니다.

궁극적으로 내부자의 매매 거래가 내부자의 정보를 이용하여 이익을 얻기 위해 거래 타이밍을 맞추고 있는지 확인하기 위해 내부자의 매매 거래가 주가의 초과 수익률(양 또는 음)과 얼마나 밀접한 상관 관계가 있는지 확인하고자 합니다. 내부자가 이러한 작업을 수행하고 있는 상황을 고려해 보겠습니다. 이러한 상황에서 우리는 (a) 매입 후 양의 수익률 또는 (b) 매각 후 음의 수익률을 기대할 수 있습니다. (a)의 경우, 매입 차트는 상향으로 기울어진 일련의 곡선을 보여주며, 각 매입 거래 후 양의 수익률을 나타냅니다. (b)의 경우, SALE 차트는 하향으로 기울어진 일련의 곡선을 보여주며, 각 판매 거래 후 음의 수익률을 나타냅니다.

그러나 이것만으로는 결론을 도출하기에 충분하지 않습니다. 예를 들어, 해당 기업의 주가가 수년에 걸쳐 비주기적 상승 추세에 있다면, Fintel은 매입 후 도표가 모두 상향 곡선으로 예상할 수 있습니다. 마찬가지로, 수년에 걸쳐 비주기적 하락은 거래 후에 하향 곡선으로 초래할 가능성이 높습니다. 이 도표들 중 어느 것도 내부자의 매매 거래 활동을 시사하지는 않습니다.

가장 강력한 지표는 주가가 극단적으로 순환하는 상황일 것이고, PURCHASE 차트에는 긍정적인 시그널이, SALE 차트에는 부정적인 플롯이 존재했습니다. 이는 자신들의 금전적 이익을 위한 거래 타이밍을 재던 내부자에 의한 상황일 가능성이 높습니다.

내부자 매입 SVVC / Firsthand Technology Value Fund, Inc.: 단기 이익 분석

이 섹션에서는 SVVC / Firsthand Technology Value Fund, Inc.에 대한 "공개 시장"(Open market)에서 계획되지 않은 내부자의 매입이 발생한 모든 상품의 수익성을 분석합니다. 이 분석은 내부자가 지속적으로 비정상적인 수익을 창출하는지 이해하는 데 도움이 되며, 이를 따를 가치가 있습니다. 이 분석은 각 거래 후 1년 동안 수행되며, 결과는 이론 값입니다.

아래 표는 사전 거래 계획(Automated trading plan)에 포함되지 않은 가장 최근의 공개 시장 매입을 보여줍니다.

거래일 티커 내부자 보고된
지분		 보고된
가격		 조정된
지분		 조정된
가격		 가격 기준 최고까지
일수		 최고
가격		 최고
이익 ($)		 최고 수익률 (%)
2014-03-06 SVVC Bulldog Investors General Partnership 500 23.6400 500 23.6400 11,820 236 25.2200 790 6.68
2014-03-05 SVVC Bulldog Investors General Partnership 43,328 23.3088 43,328 23.3088 1,009,924
2014-03-04 SVVC Bulldog Investors General Partnership 12,146 23.6955 12,146 23.6955 287,806
2014-02-26 SVVC Bulldog Investors General Partnership 277 23.6889 277 23.6889 6,562

조정 가격은 분할 조정된 가격입니다. 조정된 주식은 조정된 지분입니다.

SVVC / Firsthand Technology Value Fund, Inc. Insider Trades
내부자 매매 SVVC / Firsthand Technology Value Fund, Inc.: 단기 손실 분석

이 섹션에서는 SVVC / Firsthand Technology Value Fund, Inc.에서 이루어진 계획되지 않은 모든 공개 시장에서의 내부자 매도의 단기 손실 회피를 분석합니다. 일관된 손실 회피 패턴은 향후 매각 거래에서 가격 하락이 발생할 수도 있다는 것을 예측할 수 있습니다. 이 분석은 각 거래 후 1년을 대상으로 한 것이며, 결과는 이론 값입니다.

아래 표는 자동 거래 계획에 포함되지 않은 가장 최근의 "공개 시장"(Open market) 매매를 보여줍니다.

거래일 티커 내부자 보고된
지분		 보고된
가격		 조정된
지분		 조정된
가격		 가격 기준 최저까지
일수		 최저에서
가격		 회피된
최대 손실($)		 회피된
최대 손실율(%)
2014-12-04 SVVC Bulldog Investors General Partnership 2,290 19.6000 2,290 19.6000 44,884 364 7.5500 -27,594 -61.48
2014-12-04 SVVC Bulldog Investors General Partnership 144,754 19.6000 144,754 19.6000 2,837,178
2014-12-02 SVVC Bulldog Investors General Partnership 124 22.6609 124 22.6609 2,810
2014-12-02 SVVC Bulldog Investors General Partnership 7,825 22.6609 7,825 22.6609 177,322
2014-12-01 SVVC Bulldog Investors General Partnership 25 22.5310 25 22.5310 563
2014-12-01 SVVC Bulldog Investors General Partnership 1,565 22.5310 1,565 22.5310 35,261
2014-11-26 SVVC Bulldog Investors General Partnership 210 22.5413 210 22.5413 4,734
2014-11-26 SVVC Bulldog Investors General Partnership 13,302 22.5413 13,302 22.5413 299,844
2014-11-24 SVVC Bulldog Investors General Partnership 38 22.5976 38 22.5976 859
2014-11-24 SVVC Bulldog Investors General Partnership 2,381 22.5976 2,381 22.5976 53,805
2014-11-12 SVVC Bulldog Investors General Partnership 309 22.6600 309 22.6600 7,002
2014-11-12 SVVC Bulldog Investors General Partnership 255 22.7064 255 22.7064 5,790
2014-11-12 SVVC Bulldog Investors General Partnership 19,561 22.6600 19,561 22.6600 443,252
2014-11-12 SVVC Bulldog Investors General Partnership 16,101 22.7064 16,101 22.7064 365,596
2014-11-11 SVVC Bulldog Investors General Partnership 109 22.6504 109 22.6504 2,469
2014-11-11 SVVC Bulldog Investors General Partnership 7,412 22.6504 7,412 22.6504 167,885
2014-11-07 SVVC Bulldog Investors General Partnership 1,200 22.7083 1,200 22.7083 27,250

조정 가격은 분할 조정된 가격입니다. 조정된 주식은 조정된 지분입니다.

SVVC / Firsthand Technology Value Fund, Inc. Insider Trades
내부자의 매매 거래 내역

아래 표는 증권거래위원회(SEC)에 공시된 Mercury Partners L P의 내부자의 전체 거래 목록입니다.

보고일 거래일 보고 티커 증권 코드 10b5-1 지분 잔여 지분 변동률
(%)		 지분
가치		 거래
가치		 잔여
가치
2017-06-22 2017-06-21 4 KEF KOREA EQUITY FUND INC
Common Stock 		P - Purchase 4,000 181,712 2.25 9.53 38,118 1,731,606
2017-06-22 2017-06-21 4 KEF KOREA EQUITY FUND INC
Common Stock 		P - Purchase 16,200 479,730 3.49 9.53 154,376 4,571,539
2017-06-22 2017-06-20 4 KEF KOREA EQUITY FUND INC
Common Stock 		P - Purchase 5,000 177,712 2.89 9.54 47,698 1,695,319
2017-06-22 2017-06-20 4 KEF KOREA EQUITY FUND INC
Common Stock 		P - Purchase 20,000 463,530 4.51 9.54 190,794 4,421,937
2017-06-19 2017-06-15 4 KEF KOREA EQUITY FUND INC
Common Stock 		P - Purchase 3,700 172,712 2.19 9.51 35,196 1,642,906
2017-06-14 2017-06-12 4 KEF KOREA EQUITY FUND INC
Common Stock 		P - Purchase 5,000 169,012 3.05 9.53 47,650 1,610,684
2017-06-14 2017-06-12 4 KEF KOREA EQUITY FUND INC
Common Stock 		P - Purchase 450,000 443,530 -6,955.18 9.53 4,288,500 4,226,841
2017-06-09 2017-06-07 4 KEF KOREA EQUITY FUND INC
Common Stock 		P - Purchase 50,000 164,012 43.86 9.53 476,500 1,563,034
2017-06-09 2017-06-07 4 KEF KOREA EQUITY FUND INC
Common Stock 		P - Purchase 200,000 398,530 100.74 9.53 1,906,000 3,797,991
2017-06-07 2017-06-06 4 KEF KOREA EQUITY FUND INC
Common Stock 		P - Purchase 500 114,012 0.44 9.52 4,760 1,085,394
2017-06-07 2017-06-05 4 KEF KOREA EQUITY FUND INC
Common Stock 		P - Purchase 10,000 113,512 9.66 9.54 95,400 1,082,904
2017-06-07 2017-06-05 4 KEF KOREA EQUITY FUND INC
Common Stock 		P - Purchase 90,000 198,530 82.93 9.54 858,600 1,893,976
2017-05-05 2017-05-03 4 KEF KOREA EQUITY FUND INC
Common Stock 		P - Purchase 600 37,544 1.62 9.06 5,436 340,149
2017-05-05 2017-05-03 4 KEF KOREA EQUITY FUND INC
Common Stock 		P - Purchase 820 36,944 2.27 9.08 7,446 335,452
2017-05-05 2017-05-03 4 KEF KOREA EQUITY FUND INC
Common Stock 		P - Purchase 24,180 108,530 28.67 9.08 219,554 985,452
2017-05-02 2017-04-28 4 KEF KOREA EQUITY FUND INC
Common Stock 		P - Purchase 210 36,124 0.58 8.96 1,882 323,671
2017-05-02 2017-04-28 4 KEF KOREA EQUITY FUND INC
Common Stock 		P - Purchase 6,186 84,350 7.91 8.96 55,427 755,776
2017-04-26 2017-04-24 4 KEF KOREA EQUITY FUND INC
Common Stock 		P - Purchase 328 35,914 0.92 8.78 2,880 315,325
2017-04-26 2017-04-24 4 KEF KOREA EQUITY FUND INC
Common Stock 		P - Purchase 9,672 78,164 14.12 8.78 84,920 686,280
2017-04-20 2017-04-18 4 KEF KOREA EQUITY FUND INC
Common Stock 		P - Purchase 328 35,586 0.93 8.61 2,824 306,399
2017-04-20 2017-04-18 4 KEF KOREA EQUITY FUND INC
Common Stock 		P - Purchase 9,672 68,492 16.44 8.61 83,277 589,723
2017-04-14 2017-04-13 4 KEF KOREA EQUITY FUND INC
Common Stock 		P - Purchase 345 35,258 0.99 8.63 2,977 304,241
2017-04-14 2017-04-13 4 KEF KOREA EQUITY FUND INC
Common Stock 		P - Purchase 10,155 58,820 20.87 8.63 87,627 507,558
2017-04-14 2017-04-12 4 KEF KOREA EQUITY FUND INC
Common Stock 		P - Purchase 328 34,913 0.95 8.52 2,795 297,459
2017-04-14 2017-04-12 4 KEF KOREA EQUITY FUND INC
Common Stock 		P - Purchase 9,672 48,665 24.80 8.52 82,405 414,626
2017-04-12 2017-04-11 4 KEF KOREA EQUITY FUND INC
Common Stock 		P - Purchase 432 38,993 1.12 8.47 3,659 330,271
2017-04-12 2017-04-10 4 KEF KOREA EQUITY FUND INC
Common Stock 		P - Purchase 230 34,585 0.67 8.51 1,957 294,318
2017-04-12 2017-04-10 4 KEF KOREA EQUITY FUND INC
Common Stock 		P - Purchase 6,770 38,561 21.30 8.51 57,613 328,154
2017-04-04 2017-04-03 4 KEF KOREA EQUITY FUND INC
Common Stock 		P - Purchase 150 34,355 0.44 8.79 1,319 302,128
2017-04-04 2017-04-03 4 KEF KOREA EQUITY FUND INC
Common Stock 		P - Purchase 4,409 31,791 16.10 8.79 38,774 279,580
2017-04-04 2017-03-31 4 KEF KOREA EQUITY FUND INC
Common Stock 		P - Purchase 190 34,205 0.56 8.78 1,668 300,207
2017-04-04 2017-03-31 4 KEF KOREA EQUITY FUND INC
Common Stock 		P - Purchase 5,613 27,382 25.78 8.78 49,264 240,324
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1,450,551
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1,283,336
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1,219,689
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1,469,230
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1,375,498
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1,308,924
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1,208,653
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1,228,548
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1,220,899
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1,290,396
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1,450,551
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1,283,336
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1,219,689
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1,469,230
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1,375,498
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1,308,924
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1,208,653
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1,228,548
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1,220,899
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1,290,396
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1,450,551
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1,283,336
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1,219,689
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1,469,230
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1,375,498
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1,308,924
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1,208,653
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1,228,548
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1,220,899
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1,290,396
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1,450,551
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1,283,336
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1,219,689
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1,469,230
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1,375,498
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1,308,924
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1,208,653
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1,228,548
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1,220,899
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1,290,396
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1,450,551
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1,283,336
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1,219,689
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1,469,230
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1,375,498
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1,308,924
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1,208,653
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1,228,548
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1,220,899
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1,290,396
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1,450,551
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1,283,336
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1,219,689
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1,469,230
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1,375,498
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1,308,924
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1,208,653
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1,228,548
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1,220,899
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1,290,396
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1,450,551
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1,283,336
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1,219,689
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1,469,230
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1,375,498
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1,308,924
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1,208,653
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1,228,548
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1,220,899
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1,290,396
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1,450,551
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1,283,336
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1,219,689
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1,469,230
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1,375,498
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1,308,924
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1,208,653
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1,228,548
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1,220,899
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1,290,396
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1,450,551
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1,283,336
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1,219,689
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1,469,230
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1,375,498
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1,308,924
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1,208,653
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1,228,548
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1,220,899
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1,290,396
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1,450,551
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1,283,336
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1,219,689
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1,469,230
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1,375,498
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1,308,924
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1,208,653
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1,228,548
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1,220,899
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1,290,396
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1,450,551
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1,283,336
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1,219,689
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1,469,230
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1,375,498
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1,308,924
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1,208,653
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1,228,548
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1,220,899
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1,290,396
2017-03-27 2017-03-22 4 DCA Virtus Total Return Fund
Common Stock 		S - Sale -2,636,634 1,553,860 -62.92 4.87 -12,842,253 7,568,386
2016-09-15 2016-09-14 4 DCA Virtus Total Return Fund
Common Stock 		P - Purchase 31,477 654,246 5.05 4.51 142,109 2,953,724
2016-09-15 2016-09-13 4 DCA Virtus Total Return Fund
Common Stock 		P - Purchase 40,693 622,769 6.99 4.54 184,742 2,827,309
2016-09-12 2016-09-09 4 DCA Virtus Total Return Fund
Common Stock 		P - Purchase 35,276 582,076 6.45 4.59 162,090 2,674,581
2016-09-12 2016-09-08 4 DCA Virtus Total Return Fund
Common Stock 		P - Purchase 98,223 546,800 21.90 4.66 457,454 2,546,612
2016-09-08 2016-09-06 4 DCA Virtus Total Return Fund
Common Stock 		P - Purchase 54,780 448,577 13.91 4.67 256,014 2,096,425
2016-08-16 2016-08-15 4 DCA Virtus Total Return Fund
Common Stock 		P - Purchase 17,653 393,797 4.69 4.61 81,426 1,816,428
2016-08-16 2016-08-12 4 DCA Virtus Total Return Fund
Common Stock 		P - Purchase 14,608 376,144 4.04 4.61 67,324 1,733,535
2016-08-12 2016-08-11 4 DCA Virtus Total Return Fund
Common Stock 		P - Purchase 4,089 361,536 1.14 4.60 18,800 1,662,198
2016-08-12 2016-08-10 4 DCA Virtus Total Return Fund
Common Stock 		P - Purchase 12,220 357,447 3.54 4.57 55,860 1,633,962
2016-08-10 2016-08-09 4 DCA Virtus Total Return Fund
Common Stock 		P - Purchase 31,394 345,227 10.00 4.57 143,417 1,577,101
2016-08-10 2016-08-08 4 DCA Virtus Total Return Fund
Common Stock 		P - Purchase 30,614 313,833 10.81 4.56 139,496 1,430,011
2016-08-08 2016-08-05 4 DCA Virtus Total Return Fund
Common Stock 		P - Purchase 41,899 283,219 17.36 4.55 190,795 1,289,694
2016-08-08 2016-08-04 4 DCA Virtus Total Return Fund
Common Stock 		P - Purchase 31,327 241,320 14.92 4.57 143,164 1,102,832
2016-08-03 2016-08-01 4 DCA Virtus Total Return Fund
Common Stock 		P - Purchase 17,105 209,993 8.87 4.60 78,604 965,002
2016-07-22 2016-07-20 4 DCA Virtus Total Return Fund
Common Stock 		P - Purchase 17,070 192,888 9.71 4.60 78,595 888,114
2016-07-19 2016-07-15 4 DCA Virtus Total Return Fund
Common Stock 		P - Purchase 17,821 175,818 11.28 4.56 81,264 801,730
2016-07-15 2016-07-14 4 DCA Virtus Total Return Fund
Common Stock 		P - Purchase 18,933 157,997 13.61 4.56 86,340 720,514
2016-07-15 2016-07-13 4 DCA Virtus Total Return Fund
Common Stock 		P - Purchase 33,906 139,064 32.24 4.55 154,340 633,019
2016-07-13 2016-07-12 4 DCA Virtus Total Return Fund
Common Stock 		P - Purchase 18,541 105,158 21.41 4.56 84,547 479,520
2016-07-13 2016-07-11 4 DCA Virtus Total Return Fund
Common Stock 		P - Purchase 37,053 86,617 74.76 4.54 168,335 393,510
2016-05-23 3 DCA Virtus Total Return Fund
Common Stock 		3,915,228
2016-05-23 3 DCA Virtus Total Return Fund
Common Stock 		3,427,641
2016-05-23 3 DCA Virtus Total Return Fund
Common Stock 		3,209,600
2016-05-23 3 DCA Virtus Total Return Fund
Common Stock 		3,948,206
2016-05-23 3 DCA Virtus Total Return Fund
Common Stock 		3,706,196
2016-05-23 3 DCA Virtus Total Return Fund
Common Stock 		3,495,922
2016-05-23 3 DCA Virtus Total Return Fund
Common Stock 		3,177,170
2016-05-23 3 DCA Virtus Total Return Fund
Common Stock 		3,268,491
2016-05-23 3 DCA Virtus Total Return Fund
Common Stock 		3,915,228
2016-05-23 3 DCA Virtus Total Return Fund
Common Stock 		3,427,641
2016-05-23 3 DCA Virtus Total Return Fund
Common Stock 		3,209,600
2016-05-23 3 DCA Virtus Total Return Fund
Common Stock 		3,948,206
2016-05-23 3 DCA Virtus Total Return Fund
Common Stock 		3,706,196
2016-05-23 3 DCA Virtus Total Return Fund
Common Stock 		3,495,922
2016-05-23 3 DCA Virtus Total Return Fund
Common Stock 		3,177,170
2016-05-23 3 DCA Virtus Total Return Fund
Common Stock 		3,268,491
2016-05-23 3 DCA Virtus Total Return Fund
Common Stock 		3,915,228
2016-05-23 3 DCA Virtus Total Return Fund
Common Stock 		3,427,641
2016-05-23 3 DCA Virtus Total Return Fund
Common Stock 		3,209,600
2016-05-23 3 DCA Virtus Total Return Fund
Common Stock 		3,948,206
2016-05-23 3 DCA Virtus Total Return Fund
Common Stock 		3,706,196
2016-05-23 3 DCA Virtus Total Return Fund
Common Stock 		3,495,922
2016-05-23 3 DCA Virtus Total Return Fund
Common Stock 		3,177,170
2016-05-23 3 DCA Virtus Total Return Fund
Common Stock 		3,268,491
2016-05-23 3 DCA Virtus Total Return Fund
Common Stock 		3,915,228
2016-05-23 3 DCA Virtus Total Return Fund
Common Stock 		3,427,641
2016-05-23 3 DCA Virtus Total Return Fund
Common Stock 		3,209,600
2016-05-23 3 DCA Virtus Total Return Fund
Common Stock 		3,948,206
2016-05-23 3 DCA Virtus Total Return Fund
Common Stock 		3,706,196
2016-05-23 3 DCA Virtus Total Return Fund
Common Stock 		3,495,922
2016-05-23 3 DCA Virtus Total Return Fund
Common Stock 		3,177,170
2016-05-23 3 DCA Virtus Total Return Fund
Common Stock 		3,268,491
2016-05-23 3 DCA Virtus Total Return Fund
Common Stock 		3,915,228
2016-05-23 3 DCA Virtus Total Return Fund
Common Stock 		3,427,641
2016-05-23 3 DCA Virtus Total Return Fund
Common Stock 		3,209,600
2016-05-23 3 DCA Virtus Total Return Fund
Common Stock 		3,948,206
2016-05-23 3 DCA Virtus Total Return Fund
Common Stock 		3,706,196
2016-05-23 3 DCA Virtus Total Return Fund
Common Stock 		3,495,922
2016-05-23 3 DCA Virtus Total Return Fund
Common Stock 		3,177,170
2016-05-23 3 DCA Virtus Total Return Fund
Common Stock 		3,268,491
2016-05-23 3 DCA Virtus Total Return Fund
Common Stock 		3,915,228
2016-05-23 3 DCA Virtus Total Return Fund
Common Stock 		3,427,641
2016-05-23 3 DCA Virtus Total Return Fund
Common Stock 		3,209,600
2016-05-23 3 DCA Virtus Total Return Fund
Common Stock 		3,948,206
2016-05-23 3 DCA Virtus Total Return Fund
Common Stock 		3,706,196
2016-05-23 3 DCA Virtus Total Return Fund
Common Stock 		3,495,922
2016-05-23 3 DCA Virtus Total Return Fund
Common Stock 		3,177,170
2016-05-23 3 DCA Virtus Total Return Fund
Common Stock 		3,268,491
2016-05-23 3 DCA Virtus Total Return Fund
Common Stock 		3,915,228
2016-05-23 3 DCA Virtus Total Return Fund
Common Stock 		3,427,641
2016-05-23 3 DCA Virtus Total Return Fund
Common Stock 		3,209,600
2016-05-23 3 DCA Virtus Total Return Fund
Common Stock 		3,948,206
2016-05-23 3 DCA Virtus Total Return Fund
Common Stock 		3,706,196
2016-05-23 3 DCA Virtus Total Return Fund
Common Stock 		3,495,922
2016-05-23 3 DCA Virtus Total Return Fund
Common Stock 		3,177,170
2016-05-23 3 DCA Virtus Total Return Fund
Common Stock 		3,268,491
2016-05-23 3 DCA Virtus Total Return Fund
Common Stock 		3,915,228
2016-05-23 3 DCA Virtus Total Return Fund
Common Stock 		3,427,641
2016-05-23 3 DCA Virtus Total Return Fund
Common Stock 		3,209,600
2016-05-23 3 DCA Virtus Total Return Fund
Common Stock 		3,948,206
2016-05-23 3 DCA Virtus Total Return Fund
Common Stock 		3,706,196
2016-05-23 3 DCA Virtus Total Return Fund
Common Stock 		3,495,922
2016-05-23 3 DCA Virtus Total Return Fund
Common Stock 		3,177,170
2016-05-23 3 DCA Virtus Total Return Fund
Common Stock 		3,268,491
2016-05-23 3 DCA Virtus Total Return Fund
Common Stock 		3,915,228
2016-05-23 3 DCA Virtus Total Return Fund
Common Stock 		3,427,641
2016-05-23 3 DCA Virtus Total Return Fund
Common Stock 		3,209,600
2016-05-23 3 DCA Virtus Total Return Fund
Common Stock 		3,948,206
2016-05-23 3 DCA Virtus Total Return Fund
Common Stock 		3,706,196
2016-05-23 3 DCA Virtus Total Return Fund
Common Stock 		3,495,922
2016-05-23 3 DCA Virtus Total Return Fund
Common Stock 		3,177,170
2016-05-23 3 DCA Virtus Total Return Fund
Common Stock 		3,268,491
2014-12-05 2014-12-04 4 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		S - Sale -144,754 824,942 -14.93 19.60 -2,837,178 16,168,863
2014-12-05 2014-12-04 4 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		S - Sale -2,290 11,860 -16.18 19.60 -44,884 232,456
2014-12-03 2014-12-02 4 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		S - Sale -7,825 969,696 -0.80 22.66 -177,322 21,974,184
2014-12-03 2014-12-02 4 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		S - Sale -124 14,150 -0.87 22.66 -2,810 320,652
2014-12-02 2014-12-01 4 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		S - Sale -1,565 977,521 -0.16 22.53 -35,261 22,024,526
2014-12-02 2014-12-01 4 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		S - Sale -25 14,274 -0.17 22.53 -563 321,607
2014-12-02 2014-11-26 4 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		S - Sale -13,302 979,086 -1.34 22.54 -299,844 22,069,871
2014-12-02 2014-11-26 4 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		S - Sale -210 14,299 -1.45 22.54 -4,734 322,318
2014-12-02 2014-11-24 4 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		S - Sale -2,381 992,388 -0.24 22.60 -53,805 22,425,587
2014-12-02 2014-11-24 4 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		S - Sale -38 14,509 -0.26 22.60 -859 327,869
2014-11-14 2014-11-12 4 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		S - Sale -16,101 994,769 -1.59 22.71 -365,596 22,587,623
2014-11-14 2014-11-12 4 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		S - Sale -19,561 1,010,870 -1.90 22.66 -443,252 22,906,314
2014-11-14 2014-11-12 4 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		S - Sale -255 14,547 -1.72 22.71 -5,790 330,310
2014-11-14 2014-11-12 4 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		S - Sale -309 14,802 -2.04 22.66 -7,002 335,413
2014-11-14 2014-11-11 4 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		S - Sale -7,412 1,030,431 -0.71 22.65 -167,885 23,339,674
2014-11-14 2014-11-11 4 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		S - Sale -109 15,111 -0.72 22.65 -2,469 342,270
2014-11-14 2014-11-07 4 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		S - Sale -1,200 15,220 -7.31 22.71 -27,250 345,620
2014-03-10 2014-03-06 4 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		P - Purchase 500 1,037,843 0.05 23.64 11,820 24,534,609
2014-03-06 2014-03-05 4 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		P - Purchase 43,328 1,037,343 4.36 23.31 1,009,924 24,179,221
2014-03-06 2014-03-04 4 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		P - Purchase 12,146 994,015 1.24 23.70 287,806 23,553,682
2014-03-06 2014-02-26 4 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		P - Purchase 277 981,869 0.03 23.69 6,562 23,259,397
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2,961,396
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		1,996,224
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2,262,633
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2,068,653
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2,019,826
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2,011,949
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2,235,582
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		1,980,004
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2,008,494
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2,134,149
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2,078,738
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2,961,396
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		1,996,224
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2,262,633
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2,068,653
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2,019,826
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2,011,949
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2,235,582
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		1,980,004
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2,008,494
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2,134,149
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2,078,738
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2,961,396
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		1,996,224
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2,262,633
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2,068,653
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2,019,826
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2,011,949
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2,235,582
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		1,980,004
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2,008,494
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2,134,149
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2,078,738
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2,961,396
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		1,996,224
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2,262,633
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2,068,653
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2,019,826
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2,011,949
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2,235,582
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		1,980,004
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2,008,494
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2,134,149
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2,078,738
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2,961,396
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		1,996,224
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2,262,633
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2,068,653
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2,019,826
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2,011,949
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2,235,582
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		1,980,004
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2,008,494
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2,134,149
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2,078,738
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2,961,396
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		1,996,224
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2,262,633
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2,068,653
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2,019,826
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2,011,949
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2,235,582
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		1,980,004
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2,008,494
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2,134,149
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2,078,738
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2,961,396
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		1,996,224
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2,262,633
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2,068,653
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2,019,826
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2,011,949
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2,235,582
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		1,980,004
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2,008,494
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2,134,149
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2,078,738
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2,961,396
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		1,996,224
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2,262,633
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2,068,653
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2,019,826
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2,011,949
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2,235,582
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		1,980,004
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2,008,494
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2,134,149
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2,078,738
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2,961,396
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		1,996,224
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2,262,633
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2,068,653
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2,019,826
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2,011,949
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2,235,582
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		1,980,004
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2,008,494
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2,134,149
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2,078,738
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2,961,396
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		1,996,224
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2,262,633
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2,068,653
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2,019,826
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2,011,949
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2,235,582
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		1,980,004
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2,008,494
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2,134,149
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2,078,738
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2,961,396
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		1,996,224
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2,262,633
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2,068,653
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2,019,826
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2,011,949
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2,235,582
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		1,980,004
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2,008,494
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2,134,149
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2,078,738
P
공개 시장에서 또는 사적으로 비파생증권 또는 파생증권 매입
S
공개 시장에서 또는 사적으로 비파생증권 또는 파생증권 매각
A
자사로부터 유가증권(옵션 등)을 보조, 지급 또는 기타 취득
C
파생상품 전환
D
자사에게 유가증권을 매각 또는 양도
F
기업으로부터 인도 받은 유가증권의 일부를 사용한 행사 가격 또는 조세 채무의 지급
G
내부자에 의한 또는 내부자에게 증권 증여
K
지분스왑 및 유사 위험 회피거래
M
자사로부터 인도 받은 파생증권(옵션 등)의 행사 또는 전환
V
보고서 양식 4에 자진 신고된 거래
J
기타 (거래 내용을 설명하는 각주와 동반)