MNSN 홀딩스 주식회사
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소개

이 페이지에서는 Jeffrey Nacey Maggioncalda의 공개된 내부자의 매매 거래 내역을 종합적으로 분석합니다. 내부자들은 기업의 임원(내부 경영진), 이사 또는 주요 투자자입니다. 일반적으로 내부자가 중요한 비공개 정보를 기반으로 자신이 속한 기업을 거래하는 것은 불법으로 간주됩니다. 이것은 내부자가 자신의 기업 내에서 행하는 모든 거래가 불법이라는 것을 뜻은 아닙니다. 그러나 그들은 자신들의 모든 거래를 양식 4를 통해 SEC에 보고해야만 합니다. 이러한 제한에도 불구하고, 학계 연구에 따르면 내부자는, 일반적으로, 자신의 회사 주식에 대한 실적이 시장의 수익률을 능가하는 경향성을 보였습니다.

평균 거래 수익성

평균 거래 수익성은 내부자가 지난 3년 동안 매입한 모든 "공개 시장"(Open market)에서의 매입의 평균 수익률입니다. 이를 계산하기 위해 10b5-1 거래 계획의 일부로 표시된 모든 거래를 제외하고 내부자가 계획되지 않은 모든 오픈 마켓에서의 매입을 조사합니다. 그런 다음 3개월, 6개월, 12개월 동안 해당 거래의 평균 성과를 계산하여 각 거래에 대한 최종 성과 지표를 생성합니다. 마지막으로 내부자에 대한 성과 지표를 계산하기 위해 모든 성과 지표의 평균을 내립니다. 이 목록에는 지난 2년 동안 최소 3번 이상 거래한 내부자만 포함됩니다.

내부자의 매매 거래 수익성이 "해당 없음"인 경우, 내부자는 지난 3년 동안 공개 시장에서 매수한 적이 없거나, 거래가 너무 최근에 이루어져서 신뢰할 수 있는 성과 지표를 산출할 수 없는 경우에 해당합니다.

업데이트 주기: 일별

최고 수익율의 내부자 목록을 확인하세요.

가장 높은 순위의 내부자를 확인하세요
내부자 포지션이 보고된 기업

SEC 서류에 따르면 Jeffrey Nacey Maggioncalda 기업이 다음 기업에 대한 보유 또는 거래를 보고했습니다:

증권 소유권 최근 보고된 보유 주식
US:COUR / Coursera, Inc. President & CEO, Director 1,838,642
US:SIVBQ / SVB Financial Group Director 0
US:FNGN / Financial Engines, Inc. CEO, Director 76,525
차트 해석 방법

아래 차트는 Jeffrey Nacey Maggioncalda에 의한 각 "공개 시장"(Open market)에서 계획되지 않은 거래 이후 증권의 주가 실적을 보여줍니다. 계획되지 않은 거래는 10b5-1 거래 계획의 일환으로 이루어지지 않은 거래입니다. 주가 실적은 주가의 누적 백분율 변화로 표시됩니다. 예를 들어, 2019년 1월 1일 내부자의 매매 거래가 이루어졌을 경우, 차트는 현재까지 증권의 일별 백분율 변화를 보여줍니다. 이 기간 동안 주가가 10달러에서 15달러로 간다면, 주가의 누적 백분율 변화는 50%가 됩니다. 10달러에서 20달러로의 가격 변화는 100%가 되며, 10달러에서 5달러로의 가격 변화는 -50%가 됩니다.

궁극적으로 내부자의 매매 거래가 내부자의 정보를 이용하여 이익을 얻기 위해 거래 타이밍을 맞추고 있는지 확인하기 위해 내부자의 매매 거래가 주가의 초과 수익률(양 또는 음)과 얼마나 밀접한 상관 관계가 있는지 확인하고자 합니다. 내부자가 이러한 작업을 수행하고 있는 상황을 고려해 보겠습니다. 이러한 상황에서 우리는 (a) 매입 후 양의 수익률 또는 (b) 매각 후 음의 수익률을 기대할 수 있습니다. (a)의 경우, 매입 차트는 상향으로 기울어진 일련의 곡선을 보여주며, 각 매입 거래 후 양의 수익률을 나타냅니다. (b)의 경우, SALE 차트는 하향으로 기울어진 일련의 곡선을 보여주며, 각 판매 거래 후 음의 수익률을 나타냅니다.

그러나 이것만으로는 결론을 도출하기에 충분하지 않습니다. 예를 들어, 해당 기업의 주가가 수년에 걸쳐 비주기적 상승 추세에 있다면, Fintel은 매입 후 도표가 모두 상향 곡선으로 예상할 수 있습니다. 마찬가지로, 수년에 걸쳐 비주기적 하락은 거래 후에 하향 곡선으로 초래할 가능성이 높습니다. 이 도표들 중 어느 것도 내부자의 매매 거래 활동을 시사하지는 않습니다.

가장 강력한 지표는 주가가 극단적으로 순환하는 상황일 것이고, PURCHASE 차트에는 긍정적인 시그널이, SALE 차트에는 부정적인 플롯이 존재했습니다. 이는 자신들의 금전적 이익을 위한 거래 타이밍을 재던 내부자에 의한 상황일 가능성이 높습니다.

내부자 매입 MNSH / MNSN Holdings Inc.: 단기 이익 분석

이 섹션에서는 MNSH / MNSN Holdings Inc.에 대한 "공개 시장"(Open market)에서 계획되지 않은 내부자의 매입이 발생한 모든 상품의 수익성을 분석합니다. 이 분석은 내부자가 지속적으로 비정상적인 수익을 창출하는지 이해하는 데 도움이 되며, 이를 따를 가치가 있습니다. 이 분석은 각 거래 후 1년 동안 수행되며, 결과는 이론 값입니다.

아래 표는 사전 거래 계획(Automated trading plan)에 포함되지 않은 가장 최근의 공개 시장 매입을 보여줍니다.

거래일 티커 내부자 보고된
지분		 보고된
가격		 조정된
지분		 조정된
가격		 가격 기준 최고까지
일수		 최고
가격		 최고
이익 ($)		 최고 수익률 (%)
이 내부자와 유가 증권의 조합과 관련하여 계획되지 않은 공개된 "공개 시장"(Open market) 거래는 없습니다.

조정 가격은 분할 조정된 가격입니다. 조정된 주식은 조정된 지분입니다.

MNSH / MNSN Holdings Inc. Insider Trades
내부자 매매 MNSH / MNSN Holdings Inc.: 단기 손실 분석

이 섹션에서는 MNSH / MNSN Holdings Inc.에서 이루어진 계획되지 않은 모든 공개 시장에서의 내부자 매도의 단기 손실 회피를 분석합니다. 일관된 손실 회피 패턴은 향후 매각 거래에서 가격 하락이 발생할 수도 있다는 것을 예측할 수 있습니다. 이 분석은 각 거래 후 1년을 대상으로 한 것이며, 결과는 이론 값입니다.

아래 표는 자동 거래 계획에 포함되지 않은 가장 최근의 "공개 시장"(Open market) 매매를 보여줍니다.

거래일 티커 내부자 보고된
지분		 보고된
가격		 조정된
지분		 조정된
가격		 가격 기준 최저까지
일수		 최저에서
가격		 회피된
최대 손실($)		 회피된
최대 손실율(%)
2021-02-12 SIVB Maggioncalda Jeffrey Nacey 700 502.5214 700 502.5214 351,765 45 469.39 -23,191 -6.59
2021-02-12 SIVB Maggioncalda Jeffrey Nacey 1,299 503.6609 1,299 503.6609 654,256
2021-02-12 SIVB Maggioncalda Jeffrey Nacey 869 504.3681 869 504.3681 438,296
2021-02-12 SIVB Maggioncalda Jeffrey Nacey 1,032 505.4920 1,032 505.4920 521,668
2021-02-12 SIVB Maggioncalda Jeffrey Nacey 100 506.1196 100 506.1196 50,612

조정 가격은 분할 조정된 가격입니다. 조정된 주식은 조정된 지분입니다.

MNSH / MNSN Holdings Inc. Insider Trades
내부자의 매매 거래 내역

아래 표는 증권거래위원회(SEC)에 공시된 Jeffrey Nacey Maggioncalda의 내부자의 전체 거래 목록입니다.

보고일 거래일 보고 티커 증권 코드 10b5-1 지분 잔여 지분 변동률
(%)		 지분
가치		 거래
가치		 잔여
가치
2024-11-19 2024-11-15 4 COUR Coursera, Inc.
Common Stock 		F - Taxes -97,030 1,838,642 -5.01 6.93 -672,418 12,741,789
2024-11-12 2024-11-07 4 SIVBQ SVB FINANCIAL GROUP
Common Stock 		D - Sale to Issuer -4,259 0 -100.00
2024-08-19 2024-08-15 4 COUR Coursera, Inc.
Common Stock 		F - Taxes -97,030 1,935,672 -4.77 8.38 -813,111 16,220,931
2024-05-17 2024-05-15 4 COUR Coursera, Inc.
Common Stock 		F - Taxes -97,030 2,032,702 -4.56 8.96 -869,389 18,213,010
2024-05-06 2024-05-02 4 COUR Coursera, Inc.
Common Stock 		S - Sale X -50,000 2,127,496 -2.30 9.60 -480,010 20,424,387
2024-04-22 2024-04-18 4 COUR Coursera, Inc.
Common Stock 		S - Sale X -50,000 2,177,496 -2.24 11.91 -595,505 25,934,195
2024-04-15 2024-04-11 4 COUR Coursera, Inc.
Common Stock 		S - Sale X -50,000 2,227,496 -2.20 13.14 -656,760 29,258,605
2024-04-01 2024-03-28 4 COUR Coursera, Inc.
Common Stock 		S - Sale X -50,000 2,277,496 -2.15 14.06 -703,205 32,030,931
2024-03-18 2024-03-14 4 COUR Coursera, Inc.
Common Stock 		S - Sale X -50,000 2,327,496 -2.10 14.45 -722,555 33,634,877
2024-03-04 2024-02-29 4 COUR Coursera, Inc.
Common Stock 		S - Sale X -50,000 2,377,496 -2.06 15.94 -797,180 37,905,845
2024-02-20 2024-02-15 4 COUR Coursera, Inc.
Common Stock 		F - Taxes -97,029 2,427,496 -3.84 17.04 -1,653,374 41,364,532
2024-02-20 2024-02-15 4 COUR Coursera, Inc.
Common Stock 		S - Sale X -50,000 2,524,525 -1.94 16.85 -842,330 42,529,663
2024-02-20 2024-02-15 4 COUR Coursera, Inc.
Common Stock 		M - Exercise 22,595 2,574,525 0.89 2.56 57,843 6,590,784
2024-02-05 2024-02-02 4 COUR Coursera, Inc.
Common Stock 		S - Sale X -25,000 2,551,930 -0.97 20.14 -503,542 51,400,208
2024-02-05 2024-02-02 4 COUR Coursera, Inc.
Common Stock 		M - Exercise 25,000 2,576,930 0.98 2.56 64,000 6,596,941
2024-02-05 2024-02-01 4 COUR Coursera, Inc.
Common Stock 		S - Sale X -50,000 2,551,930 -1.92 19.20 -959,935 48,993,738
2024-02-05 2024-02-01 4 COUR Coursera, Inc.
Common Stock 		M - Exercise 50,000 2,601,930 1.96 2.56 128,000 6,660,941
2024-01-31 2024-01-29 4 COUR Coursera, Inc.
Common Stock 		S - Sale X -50,000 2,551,930 -1.92 20.06 -1,002,895 51,186,357
2024-01-31 2024-01-29 4 COUR Coursera, Inc.
Common Stock 		M - Exercise 50,000 2,601,930 1.96 2.56 128,000 6,660,941
2024-01-22 2024-01-18 4 COUR Coursera, Inc.
Common Stock 		S - Sale X -50,000 2,551,930 -1.92 19.43 -971,390 49,578,386
2024-01-22 2024-01-18 4 COUR Coursera, Inc.
Common Stock 		M - Exercise 50,000 2,601,930 1.96 2.56 128,000 6,660,941
2024-01-08 2024-01-04 4 COUR Coursera, Inc.
Common Stock 		S - Sale X -50,000 2,551,930 -1.92 19.09 -954,320 48,707,157
2024-01-08 2024-01-04 4 COUR Coursera, Inc.
Common Stock 		M - Exercise 50,000 2,601,930 1.96 2.56 128,000 6,660,941
2023-12-26 2023-12-26 4 COUR Coursera, Inc.
Common Stock 		S - Sale X -11,048 2,551,930 -0.43 20.01 -221,025 51,053,656
2023-12-26 2023-12-26 4 COUR Coursera, Inc.
Common Stock 		M - Exercise 11,048 2,562,978 0.43 2.56 28,283 6,561,224
2023-12-26 2023-12-22 4 COUR Coursera, Inc.
Common Stock 		S - Sale X -13,952 2,551,930 -0.54 20.03 -279,456 51,114,648
2023-12-26 2023-12-22 4 COUR Coursera, Inc.
Common Stock 		M - Exercise 13,952 2,565,882 0.55 2.56 35,717 6,568,658
2023-12-26 2023-12-21 4 COUR Coursera, Inc.
Common Stock 		S - Sale X -50,000 2,551,930 -1.92 19.80 -989,975 50,526,938
2023-12-26 2023-12-21 4 COUR Coursera, Inc.
Common Stock 		M - Exercise 50,000 2,601,930 1.96 2.56 128,000 6,660,941
2023-12-11 2023-12-07 4 COUR Coursera, Inc.
Common Stock 		S - Sale X -75,000 2,551,930 -2.86 20.59 -1,544,505 52,552,915
2023-12-11 2023-12-07 4 COUR Coursera, Inc.
Common Stock 		M - Exercise 75,000 2,626,930 2.94 2.56 192,000 6,724,941
2023-12-06 2023-12-04 4 COUR Coursera, Inc.
Common Stock 		S - Sale X -155,197 2,551,930 -5.73 20.21 -3,136,252 51,569,912
2023-12-06 2023-12-04 4 COUR Coursera, Inc.
Common Stock 		M - Exercise 155,197 2,707,127 6.08 2.56 397,304 6,930,245
2023-12-01 2023-12-01 4 COUR Coursera, Inc.
Common Stock 		S - Sale X -123,422 2,551,930 -4.61 20.15 -2,487,237 51,427,259
2023-12-01 2023-12-01 4 COUR Coursera, Inc.
Common Stock 		M - Exercise 123,422 2,675,352 4.84 2.56 315,960 6,848,901
2023-12-01 2023-11-30 4 COUR Coursera, Inc.
Common Stock 		S - Sale X -4,200 2,551,930 -0.16 20.01 -84,035 51,059,781
2023-12-01 2023-11-30 4 COUR Coursera, Inc.
Common Stock 		M - Exercise 4,200 2,556,130 0.16 2.56 10,752 6,543,693
2023-12-01 2023-11-29 4 COUR Coursera, Inc.
Common Stock 		S - Sale X -33,682 2,551,930 -1.30 20.06 -675,523 51,181,253
2023-12-01 2023-11-29 4 COUR Coursera, Inc.
Common Stock 		M - Exercise 33,682 2,585,612 1.32 2.56 86,226 6,619,167
2023-11-28 2023-11-28 4 COUR Coursera, Inc.
Common Stock 		S - Sale X -8,499 2,551,930 -0.33 20.00 -169,992 51,042,173
2023-11-28 2023-11-28 4 COUR Coursera, Inc.
Common Stock 		M - Exercise 8,499 2,560,429 0.33 2.56 21,757 6,554,698
2023-11-28 2023-11-24 4 COUR Coursera, Inc.
Common Stock 		S - Sale X -50,000 2,551,930 -1.92 19.60 -979,865 50,010,938
2023-11-28 2023-11-24 4 COUR Coursera, Inc.
Common Stock 		M - Exercise 50,000 2,601,930 1.96 2.56 128,000 6,660,941
2023-11-17 2023-11-15 4 COUR Coursera, Inc.
Common Stock 		F - Taxes -94,924 2,551,930 -3.59 19.61 -1,861,460 50,043,347
2023-11-17 2023-11-15 4 COUR Coursera, Inc.
Common Stock 		S - Sale X -10,001 2,646,854 -0.38 20.00 -200,026 52,938,668
2023-11-17 2023-11-15 4 COUR Coursera, Inc.
Common Stock 		M - Exercise 10,001 2,656,855 0.38 2.56 25,603 6,801,549
2023-11-13 2023-11-09 4 COUR Coursera, Inc.
Common Stock 		S - Sale X -50,000 2,646,854 -1.85 18.65 -932,305 49,353,504
2023-11-13 2023-11-09 4 COUR Coursera, Inc.
Common Stock 		M - Exercise 50,000 2,696,854 1.89 2.56 128,000 6,903,946
2023-10-30 2023-10-26 4 COUR Coursera, Inc.
Common Stock 		S - Sale X -50,000 2,646,854 -1.85 17.09 -854,445 45,231,823
2023-10-30 2023-10-26 4 COUR Coursera, Inc.
Common Stock 		M - Exercise 50,000 2,696,854 1.89 2.56 128,000 6,903,946
2023-10-16 2023-10-12 4 COUR Coursera, Inc.
Common Stock 		S - Sale X -100 2,646,854 0.00 19.55 -1,955 51,745,996
2023-10-16 2023-10-12 4 COUR Coursera, Inc.
Common Stock 		S - Sale X -49,900 2,646,954 -1.85 18.91 -943,689 50,058,135
2023-10-16 2023-10-12 4 COUR Coursera, Inc.
Common Stock 		M - Exercise 50,000 2,696,854 1.89 2.56 128,000 6,903,946
2023-10-02 2023-09-28 4 COUR Coursera, Inc.
Common Stock 		S - Sale X -50,000 2,646,854 -1.85 18.35 -917,610 48,575,594
2023-10-02 2023-09-28 4 COUR Coursera, Inc.
Common Stock 		M - Exercise 50,000 2,696,854 1.89 2.56 128,000 6,903,946
2023-09-18 2023-09-14 4 COUR Coursera, Inc.
Common Stock 		S - Sale X -50,000 2,646,854 -1.85 18.19 -909,420 48,142,039
2023-09-18 2023-09-14 4 COUR Coursera, Inc.
Common Stock 		M - Exercise 50,000 2,696,854 1.89 2.56 128,000 6,903,946
2023-09-05 2023-08-31 4 COUR Coursera, Inc.
Common Stock 		S - Sale X -50,000 2,646,854 -1.85 17.41 -870,355 46,074,052
2023-09-05 2023-08-31 4 COUR Coursera, Inc.
Common Stock 		M - Exercise 50,000 2,696,854 1.89 2.56 128,000 6,903,946
2023-08-21 2023-08-17 4 COUR Coursera, Inc.
Common Stock 		S - Sale X -50,000 2,646,854 -1.85 15.54 -777,145 41,139,787
2023-08-21 2023-08-17 4 COUR Coursera, Inc.
Common Stock 		M - Exercise 50,000 2,696,854 1.89 2.56 128,000 6,903,946
2023-08-17 2023-08-15 4 COUR Coursera, Inc.
Common Stock 		F - Taxes -94,924 2,646,854 -3.46 15.61 -1,481,764 41,317,391
2023-08-07 2023-08-03 4 COUR Coursera, Inc.
Common Stock 		S - Sale X -50,000 2,741,778 -1.79 15.93 -796,685 43,686,668
2023-08-07 2023-08-03 4 COUR Coursera, Inc.
Common Stock 		M - Exercise 50,000 2,791,778 1.82 2.56 128,000 7,146,952
2023-07-24 2023-07-20 4 COUR Coursera, Inc.
Common Stock 		S - Sale X -50,000 2,741,778 -1.79 13.47 -673,665 36,940,798
2023-07-24 2023-07-20 4 COUR Coursera, Inc.
Common Stock 		M - Exercise 50,000 2,791,778 1.82 2.56 128,000 7,146,952
2023-07-10 2023-07-06 4 COUR Coursera, Inc.
Common Stock 		S - Sale X -50,000 2,741,778 -1.79 12.31 -615,555 33,754,303
2023-07-10 2023-07-06 4 COUR Coursera, Inc.
Common Stock 		M - Exercise 50,000 2,791,778 1.82 2.56 128,000 7,146,952
2023-06-26 2023-06-22 4 COUR Coursera, Inc.
Common Stock 		S - Sale X -50,000 2,741,778 -1.79 12.98 -648,845 35,579,779
2023-06-26 2023-06-22 4 COUR Coursera, Inc.
Common Stock 		M - Exercise 50,000 2,791,778 1.82 2.56 128,000 7,146,952
2023-06-12 2023-06-08 4 COUR Coursera, Inc.
Common Stock 		S - Sale X -50,000 2,741,778 -1.79 12.85 -642,420 35,227,460
2023-06-12 2023-06-08 4 COUR Coursera, Inc.
Common Stock 		M - Exercise 50,000 2,791,778 1.82 2.56 128,000 7,146,952
2023-05-30 2023-05-25 4 COUR Coursera, Inc.
Common Stock 		S - Sale -50,000 2,741,778 -1.79 12.54 -626,845 34,373,397
2023-05-30 2023-05-25 4 COUR Coursera, Inc.
Common Stock 		M - Exercise 50,000 2,791,778 1.82 2.56 128,000 7,146,952
2023-05-17 2023-05-15 4 COUR Coursera, Inc.
Common Stock 		F - Taxes -94,924 2,741,778 -3.35 12.07 -1,145,733 33,093,260
2023-05-15 2023-05-11 4 COUR Coursera, Inc.
Common Stock 		S - Sale -50,000 2,836,702 -1.73 11.26 -563,200 31,952,611
2023-05-15 2023-05-11 4 COUR Coursera, Inc.
Common Stock 		M - Exercise 50,000 2,886,702 1.76 2.56 128,000 7,389,957
2023-05-01 2023-04-27 4 COUR Coursera, Inc.
Common Stock 		S - Sale -50,000 2,834,897 -1.73 10.46 -523,155 29,661,811
2023-05-01 2023-04-27 4 COUR Coursera, Inc.
Common Stock 		M - Exercise 50,000 2,884,897 1.76 2.56 128,000 7,385,336
2023-04-17 2023-04-13 4 COUR Coursera, Inc.
Common Stock 		S - Sale -50,000 2,834,897 -1.73 11.28 -563,760 31,964,031
2023-04-17 2023-04-13 4 COUR Coursera, Inc.
Common Stock 		M - Exercise 50,000 2,884,897 1.76 2.56 128,000 7,385,336
2023-04-03 2023-03-30 4 COUR Coursera, Inc.
Common Stock 		S - Sale X -50,000 2,834,897 -1.73 10.79 -539,555 30,591,657
2023-04-03 2023-03-30 4 COUR Coursera, Inc.
Common Stock 		M - Exercise 50,000 2,884,897 1.76 2.56 128,000 7,385,336
2023-03-22 2023-03-20 4 COUR Coursera, Inc.
Common Stock 		S - Sale X -50,000 2,834,897 -1.73 10.98 -549,035 31,129,153
2023-03-22 2023-03-20 4 COUR Coursera, Inc.
Common Stock 		M - Exercise 50,000 2,884,897 1.76 2.56 128,000 7,385,336
2023-02-17 2023-02-15 4 COUR Coursera, Inc.
Common Stock 		F - Taxes -92,756 2,834,897 -3.17 15.65 -1,451,631 44,366,138
2022-11-17 2022-11-15 4 COUR Coursera, Inc.
Common Stock 		F - Taxes -92,588 2,927,653 -3.07 14.01 -1,297,158 41,016,419
2022-10-04 2022-09-30 4 COUR Coursera, Inc.
Common Stock 		A - Award 2,654,868 3,020,241 726.62
2022-08-17 2022-08-15 4 COUR Coursera, Inc.
Common Stock 		F - Taxes -10,319 365,373 -2.75 13.95 -143,950 5,096,953
2022-05-17 2022-05-15 4 COUR Coursera, Inc.
Common Stock 		F - Taxes -34,193 375,692 -8.34 15.39 -526,230 5,781,900
2022-05-04 2022-05-02 4 SIVB SVB FINANCIAL GROUP
Restricted Stock Unit 		A - Award 310 310
2022-04-25 2022-04-21 4 SIVB SVB FINANCIAL GROUP
Restricted Stock Unit 		M - Exercise -284 0 -100.00
2022-04-25 2022-04-21 4 SIVB SVB FINANCIAL GROUP
Common Stock 		M - Exercise 284 4,259 7.14
2021-12-02 2021-11-30 4 COUR Coursera, Inc.
Stock Option (right to buy) 		A - Award 150,740 150,740
2021-12-02 2021-11-30 4 COUR Coursera, Inc.
Common Stock 		A - Award 75,370 409,127 22.58
2021-11-12 2021-11-10 4 COUR Coursera, Inc.
Stock Option (right to buy) 		M - Exercise -50,000 3,705,875 -1.33
2021-11-12 2021-11-10 4 COUR Coursera, Inc.
Common Stock 		S - Sale X -50,000 333,757 -13.03 34.45 -1,722,500 11,497,929
2021-11-12 2021-11-10 4 COUR Coursera, Inc.
Common Stock 		M - Exercise 50,000 383,757 14.98 2.56 128,000 982,418
2021-10-18 2021-10-15 4 COUR Coursera, Inc.
Stock Option (right to buy) 		M - Exercise -36,151 3,755,875 -0.95
2021-10-18 2021-10-15 4 COUR Coursera, Inc.
Common Stock 		S - Sale X -36,151 333,000 -9.79 33.08 -1,195,951 11,016,339
2021-10-18 2021-10-15 4 COUR Coursera, Inc.
Common Stock 		M - Exercise 36,151 369,151 10.86 2.56 92,547 945,027
2021-10-18 2021-10-14 4 COUR Coursera, Inc.
Stock Option (right to buy) 		M - Exercise -13,849 3,792,026 -0.36
2021-10-18 2021-10-14 4 COUR Coursera, Inc.
Common Stock 		S - Sale X -13,849 333,000 -3.99 33.01 -457,099 10,990,965
2021-10-18 2021-10-14 4 COUR Coursera, Inc.
Common Stock 		M - Exercise 13,849 346,849 4.16 2.56 35,453 887,933
2021-09-14 2021-09-10 4 COUR Coursera, Inc.
Stock Option (right to buy) 		M - Exercise -50,000 3,805,875 -1.30
2021-09-14 2021-09-10 4 COUR Coursera, Inc.
Common Stock 		S - Sale X -50,000 333,000 -13.05 37.68 -1,883,980 12,547,307
2021-09-14 2021-09-10 4 COUR Coursera, Inc.
Common Stock 		M - Exercise 50,000 383,000 15.02 2.56 128,000 980,480
2021-08-12 2021-08-10 4 COUR Coursera, Inc.
Stock Option (right to buy) 		M - Exercise -50,000 3,855,875 -1.28
2021-08-12 2021-08-10 4 COUR Coursera, Inc.
Common Stock 		S - Sale X -700 333,000 -0.21 39.95 -27,965 13,303,350
2021-08-12 2021-08-10 4 COUR Coursera, Inc.
Common Stock 		S - Sale X -1,300 333,700 -0.39 39.07 -50,792 13,037,959
2021-08-12 2021-08-10 4 COUR Coursera, Inc.
Common Stock 		S - Sale X -12,671 335,000 -3.64 38.07 -482,348 12,752,478
2021-08-12 2021-08-10 4 COUR Coursera, Inc.
Common Stock 		S - Sale X -35,329 347,671 -9.22 37.17 -1,313,122 12,922,375
2021-08-12 2021-08-10 4 COUR Coursera, Inc.
Common Stock 		M - Exercise 50,000 383,000 15.02 2.56 128,000 980,480
2021-07-12 2021-07-12 4 COUR Coursera, Inc.
Stock Option (right to buy) 		M - Exercise -49,463 3,905,875 -1.25
2021-07-12 2021-07-12 4 COUR Coursera, Inc.
Common Stock 		S - Sale X -4,623 333,000 -1.37 39.59 -183,026 13,183,570
2021-07-12 2021-07-12 4 COUR Coursera, Inc.
Common Stock 		S - Sale X -44,840 337,623 -11.72 39.09 -1,752,769 13,197,480
2021-07-12 2021-07-12 4 COUR Coursera, Inc.
Common Stock 		M - Exercise 49,463 382,463 14.85 2.56 126,625 979,105
2021-07-12 2021-07-09 4 COUR Coursera, Inc.
Stock Option (right to buy) 		M - Exercise -40,171 3,955,338 -1.01
2021-07-12 2021-07-09 4 COUR Coursera, Inc.
Common Stock 		S - Sale X -40,171 333,000 -10.76 40.03 -1,608,097 13,330,423
2021-07-12 2021-07-09 4 COUR Coursera, Inc.
Common Stock 		M - Exercise 40,171 373,171 12.06 2.56 102,838 955,318
2021-07-07 2021-07-07 4 COUR Coursera, Inc.
Stock Option (right to buy) 		M - Exercise -59,088 3,995,509 -1.46
2021-07-07 2021-07-07 4 COUR Coursera, Inc.
Common Stock 		S - Sale X -59,088 333,000 -15.07 40.12 -2,370,528 13,359,494
2021-07-07 2021-07-07 4 COUR Coursera, Inc.
Common Stock 		M - Exercise 59,088 392,088 17.74 2.56 151,265 1,003,745
2021-07-07 2021-07-06 4 COUR Coursera, Inc.
Stock Option (right to buy) 		M - Exercise -64,600 4,054,597 -1.57
2021-07-07 2021-07-06 4 COUR Coursera, Inc.
Common Stock 		S - Sale X -1,200 333,000 -0.36 41.05 -49,264 13,670,716
2021-07-07 2021-07-06 4 COUR Coursera, Inc.
Common Stock 		S - Sale X -63,400 334,200 -15.95 40.59 -2,573,590 13,566,147
2021-07-07 2021-07-06 4 COUR Coursera, Inc.
Common Stock 		M - Exercise 64,600 397,600 19.40 2.56 165,376 1,017,856
2021-07-07 2021-07-02 4 COUR Coursera, Inc.
Stock Option (right to buy) 		M - Exercise -6,833 4,119,197 -0.17
2021-07-07 2021-07-02 4 COUR Coursera, Inc.
Common Stock 		S - Sale X -6,833 333,000 -2.01 40.06 -273,755 13,341,179
2021-07-07 2021-07-02 4 COUR Coursera, Inc.
Common Stock 		M - Exercise 6,833 339,833 2.05 2.56 17,492 869,972
2021-07-01 2021-07-01 4 COUR Coursera, Inc.
Stock Option (right to buy) 		M - Exercise -2,562 4,126,030 -0.06
2021-07-01 2021-07-01 4 COUR Coursera, Inc.
Common Stock 		S - Sale X -2,562 333,000 -0.76 40.04 -102,588 13,334,019
2021-07-01 2021-07-01 4 COUR Coursera, Inc.
Common Stock 		M - Exercise 2,562 335,562 0.77 2.56 6,559 859,039
2021-07-01 2021-06-30 4 COUR Coursera, Inc.
Stock Option (right to buy) 		M - Exercise -11,811 4,128,592 -0.29
2021-07-01 2021-06-30 4 COUR Coursera, Inc.
Common Stock 		S - Sale X -2,711 333,000 -0.81 41.07 -111,338 13,675,910
2021-07-01 2021-06-30 4 COUR Coursera, Inc.
Common Stock 		S - Sale X -9,100 335,711 -2.64 40.57 -369,171 13,619,191
2021-07-01 2021-06-30 4 COUR Coursera, Inc.
Common Stock 		M - Exercise 11,811 344,811 3.55 2.56 30,236 882,716
2021-07-01 2021-06-29 4 COUR Coursera, Inc.
Stock Option (right to buy) 		M - Exercise -15,472 4,140,403 -0.37
2021-07-01 2021-06-29 4 COUR Coursera, Inc.
Common Stock 		S - Sale X -15,472 333,000 -4.44 41.02 -634,658 13,659,593
2021-07-01 2021-06-29 4 COUR Coursera, Inc.
Common Stock 		M - Exercise 15,472 348,472 4.65 2.56 39,608 892,088
2021-05-05 2021-05-03 4 SIVB SVB FINANCIAL GROUP
Restricted Stock Unit 		A - Award 284 284
2021-04-26 2021-04-22 4 SIVB SVB FINANCIAL GROUP
Restricted Stock Unit 		M - Exercise -722 0 -100.00
2021-04-26 2021-04-22 4 SIVB SVB FINANCIAL GROUP
Common Stock 		M - Exercise 722 3,975 22.19
2021-03-30 3 COUR Coursera, Inc.
Common Stock 		333,000
2021-03-30 3 COUR Coursera, Inc.
Common Stock 		10,000
2021-03-30 3 COUR Coursera, Inc.
Common Stock 		10,000
2021-03-30 3 COUR Coursera, Inc.
Common Stock 		10,000
2021-03-30 3 COUR Coursera, Inc.
Common Stock 		10,000
2021-03-30 3 COUR Coursera, Inc.
Common Stock 		10,000
2021-03-30 3 COUR Coursera, Inc.
Common Stock 		10,000
2021-03-30 3 COUR Coursera, Inc.
Common Stock 		10,000
2021-03-30 3 COUR Coursera, Inc.
Common Stock 		10,000
2021-02-17 2021-02-12 4 SIVB SVB FINANCIAL GROUP
Common Stock 		S - Sale -100 3,253 -2.98 506.12 -50,612 1,646,407
2021-02-17 2021-02-12 4 SIVB SVB FINANCIAL GROUP
Common Stock 		S - Sale -1,032 3,353 -23.53 505.49 -521,668 1,694,915
2021-02-17 2021-02-12 4 SIVB SVB FINANCIAL GROUP
Common Stock 		S - Sale -869 4,385 -16.54 504.37 -438,296 2,211,654
2021-02-17 2021-02-12 4 SIVB SVB FINANCIAL GROUP
Common Stock 		S - Sale -1,299 5,254 -19.82 503.66 -654,256 2,646,234
2021-02-17 2021-02-12 4 SIVB SVB FINANCIAL GROUP
Common Stock 		S - Sale -700 6,553 -9.65 502.52 -351,765 3,293,023
2020-05-05 2020-05-01 4 SIVB SVB FINANCIAL GROUP
Restricted Stock Unit 		A - Award 722 722
2020-04-27 2020-04-23 4 SIVB SVB FINANCIAL GROUP
Restricted Stock Unit 		M - Exercise -514 0 -100.00
2020-04-27 2020-04-23 4 SIVB SVB FINANCIAL GROUP
Common Stock 		M - Exercise 514 7,253 7.63
2019-05-03 2019-05-01 4 SIVB SVB FINANCIAL GROUP
Restricted Stock Unit 		A - Award 514 514
2019-04-29 2019-04-25 4 SIVB SVB FINANCIAL GROUP
Restricted Stock Unit 		M - Exercise -492 0 -100.00
2019-04-29 2019-04-25 4 SIVB SVB FINANCIAL GROUP
Common Stock 		M - Exercise 492 6,739 7.88
2018-05-03 2018-05-01 4 SIVB SVB FINANCIAL GROUP
Restricted Stock Unit 		A - Award 492 492
2018-04-30 2018-04-26 4 SIVB SVB FINANCIAL GROUP
Restricted Stock Unit 		M - Exercise -561 0 -100.00
2018-04-30 2018-04-26 4 SIVB SVB FINANCIAL GROUP
Common Stock 		M - Exercise 561 6,247 9.87
2017-05-04 2017-05-02 4 SIVB SVB FINANCIAL GROUP
Restricted Stock Unit 		A - Award 561 561
2017-05-01 2017-04-27 4 SIVB SVB FINANCIAL GROUP
Restricted Stock Unit 		M - Exercise -985 0 -100.00
2017-05-01 2017-04-27 4 SIVB SVB FINANCIAL GROUP
Common Stock 		M - Exercise 985 5,686 20.95
2016-05-20 2016-05-18 4 SIVB SVB FINANCIAL GROUP
Restricted Stock Unit 		A - Award 985 985
2016-04-22 2016-04-21 4 SIVB SVB FINANCIAL GROUP
Restricted Stock Unit 		M - Exercise -737 0 -100.00
2016-04-22 2016-04-21 4 SIVB SVB FINANCIAL GROUP
Common Stock 		M - Exercise 737 4,701 18.59
2015-05-22 2015-05-20 4 SIVB SVB FINANCIAL GROUP
Restricted Stock Unit 		A - Award 737 737
2015-04-27 2015-04-23 4 SIVB SVB FINANCIAL GROUP
Restricted Stock Unit 		M - Exercise -940 0 -100.00
2015-04-27 2015-04-23 4 SIVB SVB FINANCIAL GROUP
Common Stock 		M - Exercise 940 3,964 31.08
2014-12-30 2014-12-30 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy) 		M - Exercise -15,000 76,525 -16.39
2014-12-30 2014-12-30 4 FNGN Financial Engines, Inc.
Common Stock 		S - Sale X -15,000 202,403 -6.90 37.08 -556,167 7,504,658
2014-12-30 2014-12-30 4 FNGN Financial Engines, Inc.
Common Stock 		M - Exercise 15,000 217,403 7.41 21.39 320,850 4,650,250
2014-12-18 2014-12-16 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy) 		M - Exercise -15,000 91,525 -14.08
2014-12-18 2014-12-16 4 FNGN Financial Engines, Inc.
Common Stock 		S - Sale X -15,000 202,403 -6.90 33.78 -506,684 6,836,951
2014-12-18 2014-12-16 4 FNGN Financial Engines, Inc.
Common Stock 		M - Exercise 15,000 217,403 7.41 21.39 320,850 4,650,250
2014-12-18 2013-11-21 4/A FNGN Financial Engines, Inc.
Common Stock 		S - Sale X -3,501 233,631 -1.48 66.51 -232,835 15,537,676
2014-12-18 2013-11-21 4/A FNGN Financial Engines, Inc.
Common Stock 		M - Exercise 1,455 237,132 0.62 7.50 10,912 1,778,490
2014-12-03 2014-12-02 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy) 		M - Exercise -15,000 106,525 -12.34
2014-12-03 2014-12-02 4 FNGN Financial Engines, Inc.
Common Stock 		S - Sale X -15,000 204,449 -6.84 32.49 -487,322 6,642,160
2014-12-03 2014-12-02 4 FNGN Financial Engines, Inc.
Common Stock 		M - Exercise 15,000 219,449 7.34 21.39 320,850 4,694,014
2014-11-19 2014-11-18 4 FNGN Financial Engines, Inc.
Restricted Stock Units 		M - Exercise -6,773 6,773 -50.00
2014-11-19 2014-11-18 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy) 		M - Exercise -12,515 121,525 -9.34
2014-11-19 2014-11-18 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy) 		M - Exercise -2,485 0 -100.00
2014-11-19 2014-11-18 4 FNGN Financial Engines, Inc.
Common Stock 		F - Taxes -3,535 204,449 -1.70 32.29 -114,145 6,601,658
2014-11-19 2014-11-18 4 FNGN Financial Engines, Inc.
Common Stock 		M - Exercise 6,773 207,984 3.37
2014-11-19 2014-11-18 4 FNGN Financial Engines, Inc.
Common Stock 		S - Sale X -15,000 201,211 -6.94 32.19 -482,883 6,477,425
2014-11-19 2014-11-18 4 FNGN Financial Engines, Inc.
Common Stock 		M - Exercise 12,515 216,211 6.14
2014-11-19 2014-11-18 4 FNGN Financial Engines, Inc.
Common Stock 		M - Exercise 2,485 203,696 1.24
2014-11-17 2014-11-16 4 FNGN Financial Engines, Inc.
Restricted Stock Units 		M - Exercise -3,732 7,466 -33.33
2014-11-17 2014-11-16 4 FNGN Financial Engines, Inc.
Common Stock 		F - Taxes -1,948 201,211 -0.96 32.91 -64,109 6,621,854
2014-11-17 2014-11-16 4 FNGN Financial Engines, Inc.
Common Stock 		M - Exercise 3,732 203,159 1.87
2014-11-12 2014-11-10 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy) 		M - Exercise -15,000 2,485 -85.79
2014-11-12 2014-11-10 4 FNGN Financial Engines, Inc.
Common Stock 		S - Sale X -15,000 199,427 -7.00 30.98 -464,631 6,177,331
2014-11-12 2014-11-10 4 FNGN Financial Engines, Inc.
Common Stock 		M - Exercise 15,000 214,427 7.52 7.99 119,850 1,713,272
2014-10-22 2014-10-21 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy) 		M - Exercise -15,000 17,485 -46.18
2014-10-22 2014-10-21 4 FNGN Financial Engines, Inc.
Common Stock 		S - Sale X -15,000 199,427 -7.00 35.64 -534,615 7,107,778
2014-10-22 2014-10-21 4 FNGN Financial Engines, Inc.
Common Stock 		M - Exercise 15,000 214,427 7.52 7.99 119,850 1,713,272
2014-10-08 2014-10-07 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy) 		M - Exercise -15,000 32,485 -31.59
2014-10-08 2014-10-07 4 FNGN Financial Engines, Inc.
Common Stock 		S - Sale X -15,000 199,427 -7.00 31.83 -477,411 6,347,243
2014-10-08 2014-10-07 4 FNGN Financial Engines, Inc.
Common Stock 		M - Exercise 15,000 214,427 7.52 7.99 119,850 1,713,272
2014-09-24 2014-09-23 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy) 		M - Exercise -15,000 47,485 -24.01
2014-09-24 2014-09-23 4 FNGN Financial Engines, Inc.
Common Stock 		S - Sale X -15,000 199,427 -7.00 34.51 -517,708 6,883,004
2014-09-24 2014-09-23 4 FNGN Financial Engines, Inc.
Common Stock 		M - Exercise 15,000 214,427 7.52 7.99 119,850 1,713,272
2014-09-10 2014-09-09 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy) 		M - Exercise -15,000 62,485 -19.36
2014-09-10 2014-09-09 4 FNGN Financial Engines, Inc.
Common Stock 		S - Sale X -15,000 199,427 -7.00 35.90 -538,530 7,159,828
2014-09-10 2014-09-09 4 FNGN Financial Engines, Inc.
Common Stock 		M - Exercise 15,000 214,427 7.52 7.99 119,850 1,713,272
2014-08-27 2014-08-26 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy) 		M - Exercise -15,000 77,485 -16.22
2014-08-27 2014-08-26 4 FNGN Financial Engines, Inc.
Common Stock 		S - Sale X -15,000 199,427 -7.00 36.64 -549,549 7,306,327
2014-08-27 2014-08-26 4 FNGN Financial Engines, Inc.
Common Stock 		M - Exercise 15,000 214,427 7.52 7.99 119,850 1,713,272
2014-08-13 2014-08-12 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy) 		M - Exercise -15,000 92,485 -13.96
2014-08-13 2014-08-12 4 FNGN Financial Engines, Inc.
Common Stock 		S - Sale X -15,000 199,427 -7.00 35.51 -532,648 7,081,633
2014-08-13 2014-08-12 4 FNGN Financial Engines, Inc.
Common Stock 		M - Exercise 15,000 214,427 7.52 7.99 119,850 1,713,272
2014-08-05 2014-08-04 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy) 		M - Exercise -15,000 107,485 -12.25
2014-08-05 2014-08-04 4 FNGN Financial Engines, Inc.
Common Stock 		S - Sale X -15,000 199,427 -7.00 37.26 -558,938 7,431,149
2014-08-05 2014-08-04 4 FNGN Financial Engines, Inc.
Common Stock 		M - Exercise 15,000 214,427 7.52 7.99 119,850 1,713,272
2014-07-16 2014-07-15 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy) 		M - Exercise -15,000 122,485 -10.91
2014-07-16 2014-07-15 4 FNGN Financial Engines, Inc.
Common Stock 		S - Sale X -15,000 199,427 -7.00 37.02 -555,268 7,382,369
2014-07-16 2014-07-15 4 FNGN Financial Engines, Inc.
Common Stock 		M - Exercise 15,000 214,427 7.52 7.99 119,850 1,713,272
2014-07-02 2014-07-01 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy) 		M - Exercise -15,000 137,485 -9.84
2014-07-02 2014-07-01 4 FNGN Financial Engines, Inc.
Common Stock 		S - Sale X -15,000 199,427 -7.00 43.28 -649,144 8,630,463
2014-07-02 2014-07-01 4 FNGN Financial Engines, Inc.
Common Stock 		M - Exercise 15,000 214,427 7.52 7.99 119,850 1,713,272
2014-06-18 2014-06-17 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy) 		M - Exercise -15,000 152,485 -8.96
2014-06-18 2014-06-17 4 FNGN Financial Engines, Inc.
Common Stock 		S - Sale X -15,000 199,427 -7.00 47.99 -719,844 9,570,422
2014-06-18 2014-06-17 4 FNGN Financial Engines, Inc.
Common Stock 		M - Exercise 15,000 214,427 7.52 7.99 119,850 1,713,272
2014-06-04 2014-06-03 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy) 		M - Exercise -15,000 167,485 -8.22
2014-06-04 2014-06-03 4 FNGN Financial Engines, Inc.
Common Stock 		S - Sale X -3,277 199,427 -1.62 41.03 -134,446 8,181,951
2014-06-04 2014-06-03 4 FNGN Financial Engines, Inc.
Common Stock 		S - Sale X -11,723 202,704 -5.47 40.25 -471,896 8,159,627
2014-06-04 2014-06-03 4 FNGN Financial Engines, Inc.
Common Stock 		M - Exercise 15,000 214,427 7.52 7.99 119,850 1,713,272
2014-05-23 2014-05-21 4 SIVB SVB FINANCIAL GROUP
Restricted Stock Unit 		A - Award 940 940
2014-05-21 2014-05-20 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy) 		M - Exercise -15,000 182,485 -7.60
2014-05-21 2014-05-20 4 FNGN Financial Engines, Inc.
Common Stock 		S - Sale X -15,000 205,677 -6.80 39.07 -586,020 8,035,389
2014-05-21 2014-05-20 4 FNGN Financial Engines, Inc.
Common Stock 		M - Exercise 15,000 220,677 7.29 7.99 119,850 1,763,209
2014-05-21 2014-05-16 4 FNGN Financial Engines, Inc.
Common Stock 		G - Gift -6,250 199,427 -3.04
2014-05-09 2014-05-08 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy) 		M - Exercise -15,000 197,485 -7.06
2014-05-09 2014-05-08 4 FNGN Financial Engines, Inc.
Common Stock 		S - Sale X -100 205,677 -0.05 41.67 -4,167 8,570,561
2014-05-09 2014-05-08 4 FNGN Financial Engines, Inc.
Common Stock 		S - Sale X -13,356 205,777 -6.09 41.10 -548,886 8,456,735
2014-05-09 2014-05-08 4 FNGN Financial Engines, Inc.
Common Stock 		S - Sale X -1,544 219,133 -0.70 40.14 -61,983 8,796,941
2014-05-09 2014-05-08 4 FNGN Financial Engines, Inc.
Common Stock 		M - Exercise 15,000 220,677 7.29 7.99 119,850 1,763,209
2014-04-28 2014-04-24 4 SIVB SVB FINANCIAL GROUP
Restricted Stock Unit 		M - Exercise -1,349 0 -100.00
2014-04-28 2014-04-24 4 SIVB SVB FINANCIAL GROUP
Common Stock 		M - Exercise 1,349 3,024 80.54
2014-04-23 2014-04-22 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy) 		M - Exercise -15,000 212,485 -6.59
2014-04-23 2014-04-22 4 FNGN Financial Engines, Inc.
Common Stock 		S - Sale X 200 205,677 0.10 48.78 9,756 10,032,924
2014-04-23 2014-04-22 4 FNGN Financial Engines, Inc.
Common Stock 		S - Sale X -14,800 205,877 -6.71 48.22 -713,612 9,926,771
2014-04-23 2014-04-22 4 FNGN Financial Engines, Inc.
Common Stock 		M - Exercise 15,000 220,677 7.29 7.99 119,850 1,763,209
2014-04-09 2014-04-08 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy) 		M - Exercise -15,000 227,485 -6.19
2014-04-09 2014-04-08 4 FNGN Financial Engines, Inc.
Common Stock 		S - Sale X -200 205,677 -0.10 47.37 -9,474 9,742,919
2014-04-09 2014-04-08 4 FNGN Financial Engines, Inc.
Common Stock 		S - Sale X -9,786 205,877 -4.54 46.85 -458,471 9,645,276
2014-04-09 2014-04-08 4 FNGN Financial Engines, Inc.
Common Stock 		S - Sale X -5,014 215,663 -2.27 45.74 -229,340 9,864,404
2014-04-09 2014-04-08 4 FNGN Financial Engines, Inc.
Common Stock 		M - Exercise 15,000 220,677 7.29 7.99 119,850 1,763,209
2014-03-26 2014-03-25 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy) 		M - Exercise -15,000 242,485 -5.83
2014-03-26 2014-03-25 4 FNGN Financial Engines, Inc.
Common Stock 		S - Sale X 2,900 205,677 1.43 53.72 155,790 11,049,092
2014-03-26 2014-03-25 4 FNGN Financial Engines, Inc.
Common Stock 		S - Sale X -12,100 208,577 -5.48 52.82 -639,099 11,016,641
2014-03-26 2014-03-25 4 FNGN Financial Engines, Inc.
Common Stock 		M - Exercise 15,000 220,677 7.29 7.99 119,850 1,763,209
2014-03-12 2014-03-11 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy) 		M - Exercise -15,000 257,485 -5.50
2014-03-12 2014-03-11 4 FNGN Financial Engines, Inc.
Common Stock 		S - Sale X -400 205,677 -0.19 58.67 -23,469 12,067,584
2014-03-12 2014-03-11 4 FNGN Financial Engines, Inc.
Common Stock 		M - Exercise 400 206,077 0.19 7.99 3,196 1,646,555
2014-03-12 2014-03-11 4 FNGN Financial Engines, Inc.
Common Stock 		S - Sale X -14,600 205,677 -6.63 58.08 -847,987 11,945,988
2014-03-12 2014-03-11 4 FNGN Financial Engines, Inc.
Common Stock 		M - Exercise 14,600 220,277 7.10 7.99 116,654 1,760,013
2014-02-27 2014-02-26 4 FNGN Financial Engines, Inc.
Restricted Stock Units 		A - Award 15,416 15,416
2014-02-27 2014-02-26 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy) 		A - Award 41,768 41,768
2014-02-26 2014-02-25 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy) 		M - Exercise -15,000 272,485 -5.22
2014-02-26 2014-02-25 4 FNGN Financial Engines, Inc.
Common Stock 		S - Sale X -15,000 205,677 -6.80 55.91 -838,612 11,498,887
2014-02-26 2014-02-25 4 FNGN Financial Engines, Inc.
Common Stock 		M - Exercise 15,000 220,677 7.29 7.99 119,850 1,763,209
2014-02-12 2014-02-11 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy) 		M - Exercise -15,000 287,485 -4.96
2014-02-12 2014-02-11 4 FNGN Financial Engines, Inc.
Common Stock 		S - Sale X -9,174 205,677 -4.27 61.13 -560,833 12,573,631
2014-02-12 2014-02-11 4 FNGN Financial Engines, Inc.
Common Stock 		M - Exercise 9,174 214,851 4.46 7.99 73,300 1,716,659
2014-02-12 2014-02-11 4 FNGN Financial Engines, Inc.
Common Stock 		S - Sale X -5,826 205,677 -2.75 60.23 -350,892 12,387,638
2014-02-12 2014-02-11 4 FNGN Financial Engines, Inc.
Common Stock 		M - Exercise 5,826 211,503 2.83 7.99 46,550 1,689,909
2014-01-29 2014-01-28 4 FNGN Financial Engines, Inc.
Common Stock 		S - Sale X -800 10,000 -7.41 60.50 -48,396 604,954
2014-01-29 2014-01-28 4 FNGN Financial Engines, Inc.
Common Stock 		S - Sale X -4,200 10,800 -28.00 59.99 -251,942 647,850
2014-01-29 2014-01-28 4 FNGN Financial Engines, Inc.
Common Stock 		S - Sale X -600 10,000 -5.66 60.51 -36,305 605,083
2014-01-29 2014-01-28 4 FNGN Financial Engines, Inc.
Common Stock 		S - Sale X -4,400 10,600 -29.33 60.02 -264,097 636,234
2014-01-29 2014-01-28 4 FNGN Financial Engines, Inc.
Common Stock 		S - Sale X -399 10,000 -3.84 60.52 -24,146 605,175
2014-01-29 2014-01-28 4 FNGN Financial Engines, Inc.
Common Stock 		S - Sale X -4,601 10,399 -30.67 60.05 -276,274 624,424
2014-01-15 2014-01-14 4 FNGN Financial Engines, Inc.
Common Stock 		S - Sale X -2,200 15,000 -12.79 64.77 -142,485 971,486
2014-01-15 2014-01-14 4 FNGN Financial Engines, Inc.
Common Stock 		S - Sale X -2,800 17,200 -14.00 63.93 -179,017 1,099,673
2014-01-15 2014-01-14 4 FNGN Financial Engines, Inc.
Common Stock 		S - Sale X -2,800 15,000 -15.73 64.69 -181,132 970,350
2014-01-15 2014-01-14 4 FNGN Financial Engines, Inc.
Common Stock 		S - Sale X -2,200 17,800 -11.00 63.75 -140,253 1,134,775
2014-01-15 2014-01-14 4 FNGN Financial Engines, Inc.
Common Stock 		S - Sale X -2,298 15,000 -13.28 64.74 -148,772 971,098
2014-01-15 2014-01-14 4 FNGN Financial Engines, Inc.
Common Stock 		S - Sale X -2,702 17,298 -13.51 63.89 -172,620 1,105,098
2013-12-20 2013-12-19 4 FNGN Financial Engines, Inc.
Common Stock 		S - Sale X -2,602 205,677 -1.25 68.21 -177,484 14,029,331
2013-12-20 2013-12-19 4 FNGN Financial Engines, Inc.
Common Stock 		S - Sale X -12,398 208,279 -5.62 67.38 -835,350 14,033,381
2013-12-06 2013-12-05 4 FNGN Financial Engines, Inc.
Common Stock 		S - Sale X -2,278 220,677 -1.02 68.78 -156,677 15,177,789
2013-12-06 2013-12-05 4 FNGN Financial Engines, Inc.
Common Stock 		S - Sale X -12,722 222,955 -5.40 68.23 -868,059 15,212,866
2013-11-22 2013-11-21 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy) 		M - Exercise -12,954 0 -100.00
2013-11-22 2013-11-21 4 FNGN Financial Engines, Inc.
Common Stock 		S - Sale X -3,501 235,677 -1.46 66.51 -232,835 15,673,746
2013-11-22 2013-11-21 4 FNGN Financial Engines, Inc.
Common Stock 		M - Exercise 3,501 239,178 1.49 7.50 26,258 1,793,835
2013-11-22 2013-11-21 4 FNGN Financial Engines, Inc.
Common Stock 		S - Sale X -9,799 235,677 -3.99 65.77 -644,455 15,499,864
2013-11-22 2013-11-21 4 FNGN Financial Engines, Inc.
Common Stock 		M - Exercise 9,799 245,476 4.16 7.50 73,492 1,841,070
2013-11-22 2013-11-21 4 FNGN Financial Engines, Inc.
Common Stock 		S - Sale X -1,300 235,677 -0.55 64.57 -83,941 15,217,664
2013-11-22 2013-11-21 4 FNGN Financial Engines, Inc.
Common Stock 		M - Exercise 1,300 236,977 0.55 7.50 9,750 1,777,328
2013-11-22 2013-11-21 4 FNGN Financial Engines, Inc.
Common Stock 		S - Sale X -400 235,677 -0.17 62.96 -25,183 14,837,635
2013-11-22 2013-11-21 4 FNGN Financial Engines, Inc.
Common Stock 		M - Exercise 400 236,077 0.17 7.50 3,000 1,770,578
2013-11-19 2013-11-18 4 FNGN Financial Engines, Inc.
Restricted Stock Units 		M - Exercise -6,772 13,546 -33.33
2013-11-19 2013-11-18 4 FNGN Financial Engines, Inc.
Common Stock 		F - Taxes -3,534 235,677 -1.48 60.07 -212,287 14,157,117
2013-11-19 2013-11-18 4 FNGN Financial Engines, Inc.
Common Stock 		M - Exercise 6,772 239,211 2.91
2013-11-19 2013-11-16 4 FNGN Financial Engines, Inc.
Restricted Stock Units 		M - Exercise -3,732 11,198 -25.00
2013-11-19 2013-11-16 4 FNGN Financial Engines, Inc.
Common Stock 		F - Taxes -1,948 232,439 -0.83 59.75 -116,393 13,888,230
2013-11-19 2013-11-16 4 FNGN Financial Engines, Inc.
Common Stock 		M - Exercise 3,732 234,387 1.62
2013-11-08 2013-11-07 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy) 		M - Exercise -15,000 12,954 -53.66
2013-11-08 2013-11-07 4 FNGN Financial Engines, Inc.
Common Stock 		S - Sale X -100 230,655 -0.04 61.09 -6,109 14,090,714
2013-11-08 2013-11-07 4 FNGN Financial Engines, Inc.
Common Stock 		M - Exercise 100 230,755 0.04 7.50 750 1,730,662
2013-11-08 2013-11-07 4 FNGN Financial Engines, Inc.
Common Stock 		S - Sale X -2,100 230,655 -0.90 60.39 -126,823 13,929,648
2013-11-08 2013-11-07 4 FNGN Financial Engines, Inc.
Common Stock 		M - Exercise 2,100 232,755 0.91 7.50 15,750 1,745,662
2013-11-08 2013-11-07 4 FNGN Financial Engines, Inc.
Common Stock 		S - Sale X -1,799 230,655 -0.77 59.09 -106,311 13,630,488
2013-11-08 2013-11-07 4 FNGN Financial Engines, Inc.
Common Stock 		M - Exercise 1,799 232,454 0.78 7.50 13,492 1,743,405
2013-11-08 2013-11-07 4 FNGN Financial Engines, Inc.
Common Stock 		S - Sale X -6,036 230,655 -2.55 58.18 -351,192 13,420,177
2013-11-08 2013-11-07 4 FNGN Financial Engines, Inc.
Common Stock 		M - Exercise 6,036 236,691 2.62 7.50 45,270 1,775,182
2013-11-08 2013-11-07 4 FNGN Financial Engines, Inc.
Common Stock 		S - Sale X -4,965 230,655 -2.11 57.12 -283,592 13,174,598
2013-11-08 2013-11-07 4 FNGN Financial Engines, Inc.
Common Stock 		M - Exercise 4,965 235,620 2.15 7.50 37,238 1,767,150
2013-10-30 2013-10-29 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy) 		M - Exercise -5,000 302,485 -1.63
2013-10-30 2013-10-29 4 FNGN Financial Engines, Inc.
Common Stock 		M - Exercise 5,000 230,655 2.22 7.99 39,950 1,842,933
2013-10-25 2013-10-24 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy) 		M - Exercise -15,000 27,954 -34.92
2013-10-25 2013-10-24 4 FNGN Financial Engines, Inc.
Common Stock 		S - Sale X -1,907 225,655 -0.84 57.84 -110,292 13,050,779
2013-10-25 2013-10-24 4 FNGN Financial Engines, Inc.
Common Stock 		M - Exercise 1,907 227,562 0.85 7.50 14,302 1,706,715
2013-10-25 2013-10-24 4 FNGN Financial Engines, Inc.
Common Stock 		S - Sale X -13,093 225,655 -5.48 57.08 -747,414 12,881,516
2013-10-25 2013-10-24 4 FNGN Financial Engines, Inc.
Common Stock 		M - Exercise 13,093 238,748 5.80 7.50 98,198 1,790,610
2013-10-16 2013-10-15 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy) 		M - Exercise -5,000 307,485 -1.60
2013-10-16 2013-10-15 4 FNGN Financial Engines, Inc.
Common Stock 		M - Exercise 5,000 225,655 2.27 7.99 39,950 1,802,983
2013-10-11 2013-10-10 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy) 		M - Exercise -15,000 42,954 -25.88
2013-10-11 2013-10-10 4 FNGN Financial Engines, Inc.
Common Stock 		S - Sale X -15,000 220,655 -6.37 52.86 -792,928 11,664,243
2013-10-11 2013-10-10 4 FNGN Financial Engines, Inc.
Common Stock 		M - Exercise 15,000 235,655 6.80 7.50 112,500 1,767,412
2013-10-02 2013-10-01 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy) 		M - Exercise -5,000 312,485 -1.57
2013-10-02 2013-10-01 4 FNGN Financial Engines, Inc.
Common Stock 		M - Exercise 5,000 220,655 2.32 7.99 39,950 1,763,033
2013-09-27 2013-09-26 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy) 		M - Exercise -15,000 57,954 -20.56
2013-09-27 2013-09-26 4 FNGN Financial Engines, Inc.
Common Stock 		S - Sale X -300 215,655 -0.14 61.90 -18,569 13,348,333
2013-09-27 2013-09-26 4 FNGN Financial Engines, Inc.
Common Stock 		M - Exercise 300 215,955 0.14 7.50 2,250 1,619,662
2013-09-27 2013-09-26 4 FNGN Financial Engines, Inc.
Common Stock 		S - Sale X -14,700 215,655 -6.38 61.07 -897,797 13,171,043
2013-09-27 2013-09-26 4 FNGN Financial Engines, Inc.
Common Stock 		M - Exercise 14,700 230,355 6.82 7.50 110,250 1,727,662
2013-09-18 2013-09-16 4 FNGN Financial Engines, Inc.
Common Stock 		G - Gift -5,000 215,655 -2.27
2013-09-13 2013-09-12 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy) 		M - Exercise -15,000 72,954 -17.05
2013-09-13 2013-09-12 4 FNGN Financial Engines, Inc.
Common Stock 		S - Sale X -15,000 220,655 -6.37 58.45 -876,804 12,898,079
2013-09-13 2013-09-12 4 FNGN Financial Engines, Inc.
Common Stock 		M - Exercise 15,000 235,655 6.80 7.50 112,500 1,767,412
2013-09-03 2013-08-29 4/A FNGN Financial Engines, Inc.
Common Stock 		S - Sale X -7,387 220,655 -3.24 53.61 -396,027 11,829,601
2013-08-30 2013-08-29 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy) 		M - Exercise -15,000 87,954 -14.57
2013-08-30 2013-08-29 4 FNGN Financial Engines, Inc.
Common Stock 		S - Sale X -7,613 220,655 -3.34 53.90 -410,373 11,894,253
2013-08-30 2013-08-29 4 FNGN Financial Engines, Inc.
Common Stock 		M - Exercise 7,613 228,268 3.45 7.50 57,098 1,712,010
2013-08-30 2013-08-29 4 FNGN Financial Engines, Inc.
Common Stock 		S - Sale X -7,387 220,655 -3.24 52.29 -386,294 11,538,866
2013-08-30 2013-08-29 4 FNGN Financial Engines, Inc.
Common Stock 		M - Exercise 7,387 228,042 3.35 7.50 55,402 1,710,315
2013-08-16 2013-08-15 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy) 		M - Exercise -15,000 102,954 -12.72
2013-08-16 2013-08-15 4 FNGN Financial Engines, Inc.
Common Stock 		S - Sale -15,000 220,655 -6.37 52.29 -784,406 11,538,866
2013-08-16 2013-08-15 4 FNGN Financial Engines, Inc.
Common Stock 		M - Exercise X 15,000 235,655 6.80 7.99 119,850 1,882,883
2013-08-02 2013-08-01 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy) 		M - Exercise -5,000 317,485 -1.55
2013-08-02 2013-08-01 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy) 		M - Exercise -15,000 117,954 -11.28
2013-08-02 2013-08-01 4 FNGN Financial Engines, Inc.
Common Stock 		M - Exercise 5,000 220,655 2.32 7.99 39,950 1,763,033
2013-08-02 2013-08-01 4 FNGN Financial Engines, Inc.
Common Stock 		S - Sale X -15,000 215,655 -6.50 48.69 -730,276 10,499,185
2013-08-02 2013-08-01 4 FNGN Financial Engines, Inc.
Common Stock 		M - Exercise 15,000 230,655 6.96 7.50 112,500 1,729,912
2013-07-19 2013-07-18 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy) 		M - Exercise -5,000 322,485 -1.53
2013-07-19 2013-07-18 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy) 		M - Exercise -15,000 132,954 -10.14
2013-07-19 2013-07-18 4 FNGN Financial Engines, Inc.
Common Stock 		M - Exercise 5,000 215,655 2.37 7.99 39,950 1,723,083
2013-07-19 2013-07-18 4 FNGN Financial Engines, Inc.
Common Stock 		S - Sale X -15,000 210,655 -6.65 47.74 -716,148 10,057,344
2013-07-19 2013-07-18 4 FNGN Financial Engines, Inc.
Common Stock 		M - Exercise 15,000 225,655 7.12 7.50 112,500 1,692,412
2013-07-08 2013-07-05 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy) 		M - Exercise -5,000 327,485 -1.50
2013-07-08 2013-07-05 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy) 		M - Exercise -15,000 147,954 -9.21
2013-07-08 2013-07-05 4 FNGN Financial Engines, Inc.
Common Stock 		M - Exercise 5,000 210,655 2.43 7.99 39,950 1,683,133
2013-07-08 2013-07-05 4 FNGN Financial Engines, Inc.
Common Stock 		S - Sale X -15,000 205,655 -6.80 48.27 -723,984 9,926,062
2013-07-08 2013-07-05 4 FNGN Financial Engines, Inc.
Common Stock 		M - Exercise 15,000 220,655 7.29 7.50 112,500 1,654,912
2013-06-21 2013-06-20 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy) 		M - Exercise -5,000 332,485 -1.48
2013-06-21 2013-06-20 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy) 		M - Exercise -15,000 162,954 -8.43
2013-06-21 2013-06-20 4 FNGN Financial Engines, Inc.
Common Stock 		M - Exercise 5,000 205,655 2.49 7.99 39,950 1,643,183
2013-06-21 2013-06-20 4 FNGN Financial Engines, Inc.
Common Stock 		S - Sale X -15,000 200,655 -6.96 45.81 -687,114 9,191,524
2013-06-21 2013-06-20 4 FNGN Financial Engines, Inc.
Common Stock 		M - Exercise 15,000 215,655 7.48 7.50 112,500 1,617,412
2013-06-07 2013-06-06 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy) 		M - Exercise -10,000 177,954 -5.32
2013-06-07 2013-06-06 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy) 		M - Exercise -15,000 187,954 -7.39
2013-06-07 2013-06-06 4 FNGN Financial Engines, Inc.
Common Stock 		M - Exercise 10,000 200,655 5.25 7.50 75,000 1,504,912
2013-06-07 2013-06-06 4 FNGN Financial Engines, Inc.
Common Stock 		S - Sale X -15,000 190,655 -7.29 42.40 -636,042 8,084,306
2013-06-07 2013-06-06 4 FNGN Financial Engines, Inc.
Common Stock 		M - Exercise 15,000 205,655 7.87 7.50 112,500 1,542,412
2013-06-07 2013-06-05 4 FNGN Financial Engines, Inc.
Common Stock 		G - Gift -5,400 190,655 -2.75
2013-05-24 2013-05-22 4 SIVB SVB FINANCIAL GROUP
Restricted Stock Unit 		A - Award 1,349 1,349
2013-05-24 2012-05-23 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy) 		M - Exercise -10,000 202,954 -4.70
2013-05-24 2012-05-23 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy) 		M - Exercise -15,000 217,954 -6.44
2013-05-24 2012-05-23 4 FNGN Financial Engines, Inc.
Common Stock 		M - Exercise 10,000 196,055 5.37 7.50 75,000 1,470,412
2013-05-24 2012-05-23 4 FNGN Financial Engines, Inc.
Common Stock 		S - Sale X -15,000 186,055 -7.46 42.65 -639,818 7,936,083
2013-05-24 2012-05-23 4 FNGN Financial Engines, Inc.
Common Stock 		M - Exercise 15,000 201,055 8.06 7.50 112,500 1,507,912
2013-05-13 2013-05-09 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy) 		M - Exercise -10,000 227,954 -4.20
2013-05-13 2013-05-09 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy) 		M - Exercise -15,000 237,954 -5.93
2013-05-13 2013-05-09 4 FNGN Financial Engines, Inc.
Common Stock 		M - Exercise 10,000 186,055 5.68 7.50 75,000 1,395,412
2013-05-13 2013-05-09 4 FNGN Financial Engines, Inc.
Common Stock 		S - Sale X -15,000 176,055 -7.85 39.62 -594,318 6,975,510
2013-05-13 2013-05-09 4 FNGN Financial Engines, Inc.
Common Stock 		M - Exercise 15,000 191,055 8.52 7.50 112,500 1,432,912
2013-04-29 2013-04-25 4 SIVB SVB FINANCIAL GROUP
Restricted Stock Unit 		M - Exercise -1,675 0 -100.00
2013-04-29 2013-04-25 4 SIVB SVB FINANCIAL GROUP
Common Stock 		M - Exercise 1,675 1,675
2013-04-26 2013-04-25 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy) 		M - Exercise -11,000 252,954 -4.17
2013-04-26 2013-04-25 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy) 		M - Exercise -15,000 263,954 -5.38
2013-04-26 2013-04-25 4 FNGN Financial Engines, Inc.
Common Stock 		M - Exercise 11,000 176,055 6.66 7.50 82,500 1,320,412
2013-04-26 2013-04-25 4 FNGN Financial Engines, Inc.
Common Stock 		S - Sale X -15,000 165,055 -8.33 35.54 -533,094 5,865,989
2013-04-26 2013-04-25 4 FNGN Financial Engines, Inc.
Common Stock 		M - Exercise 15,000 180,055 9.09 7.50 112,500 1,350,412
2013-04-12 2013-04-11 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy) 		M - Exercise -15,000 278,954 -5.10
2013-04-12 2013-04-11 4 FNGN Financial Engines, Inc.
Common Stock 		S - Sale X -15,000 165,055 -8.33 35.05 -525,682 5,784,435
2013-04-12 2013-04-11 4 FNGN Financial Engines, Inc.
Common Stock 		M - Exercise 15,000 180,055 9.09 7.50 112,500 1,350,412
2013-04-01 2013-03-28 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy) 		M - Exercise -9,500 293,954 -3.13
2013-04-01 2013-03-28 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy) 		M - Exercise -15,000 303,454 -4.71
2013-04-01 2013-03-28 4 FNGN Financial Engines, Inc.
Common Stock 		M - Exercise 9,500 165,055 6.11 7.50 71,250 1,237,912
2013-04-01 2013-03-28 4 FNGN Financial Engines, Inc.
Common Stock 		S - Sale X -15,000 155,555 -8.79 36.26 -543,846 5,639,864
2013-04-01 2013-03-28 4 FNGN Financial Engines, Inc.
Common Stock 		M - Exercise 15,000 170,555 9.64 7.50 112,500 1,279,162
2013-03-15 2013-03-14 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy) 		M - Exercise -10,000 318,454 -3.04
2013-03-15 2013-03-14 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy) 		M - Exercise -15,000 328,454 -4.37
2013-03-15 2013-03-14 4 FNGN Financial Engines, Inc.
Common Stock 		M - Exercise 10,000 155,555 6.87 7.50 75,000 1,166,662
2013-03-15 2013-03-14 4 FNGN Financial Engines, Inc.
Common Stock 		S - Sale X -15,000 145,555 -9.34 33.85 -507,813 4,927,648
2013-03-15 2013-03-14 4 FNGN Financial Engines, Inc.
Common Stock 		M - Exercise 15,000 160,555 10.31 7.50 112,500 1,204,162
2013-03-01 2013-02-28 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy) 		M - Exercise -10,700 343,454 -3.02
2013-03-01 2013-02-28 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy) 		M - Exercise -15,000 354,154 -4.06
2013-03-01 2013-02-28 4 FNGN Financial Engines, Inc.
Common Stock 		M - Exercise 10,700 145,555 7.93 7.50 80,250 1,091,662
2013-03-01 2013-02-28 4 FNGN Financial Engines, Inc.
Common Stock 		S - Sale X -15,000 134,855 -10.01 32.60 -488,943 4,395,761
2013-03-01 2013-02-28 4 FNGN Financial Engines, Inc.
Common Stock 		M - Exercise 15,000 149,855 11.12 7.50 112,500 1,123,912
2013-02-15 2013-02-14 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy) 		M - Exercise -6,368 2,347 -73.07
2013-02-15 2013-02-14 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy) 		M - Exercise -4,319 0 -100.00
2013-02-15 2013-02-14 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy) 		M - Exercise -12,864 369,154 -3.37
2013-02-15 2013-02-14 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy) 		M - Exercise -13,236 0 -100.00
2013-02-15 2013-02-14 4 FNGN Financial Engines, Inc.
Common Stock 		M - Exercise 4,319 134,855 3.31 7.50 32,392 1,011,412
2013-02-15 2013-02-14 4 FNGN Financial Engines, Inc.
Common Stock 		M - Exercise 6,368 130,536 5.13 7.99 50,880 1,042,983
2013-02-15 2013-02-14 4 FNGN Financial Engines, Inc.
Common Stock 		M - Exercise 11,100 124,168 9.82 7.50 83,250 931,260
2013-02-15 2013-02-14 4 FNGN Financial Engines, Inc.
Common Stock 		S - Sale X -1,764 113,068 -1.54 33.78 -59,592 3,819,686
2013-02-15 2013-02-14 4 FNGN Financial Engines, Inc.
Common Stock 		M - Exercise 1,764 114,832 1.56 7.50 13,230 861,240
2013-02-15 2013-02-14 4 FNGN Financial Engines, Inc.
Common Stock 		S - Sale X -13,236 13,068 -50.32 33.78 -447,141 441,466
2013-02-15 2013-02-14 4 FNGN Financial Engines, Inc.
Common Stock 		M - Exercise 13,236 126,304 11.71 6.51 86,166 822,239
2013-02-04 2013-01-31 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy) 		M - Exercise -9,014 4,319 -67.61
2013-02-04 2013-01-31 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy) 		M - Exercise -1,280 0 -100.00
2013-02-04 2013-01-31 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy) 		M - Exercise -23,529 0 -100.00
2013-02-04 2013-01-31 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy) 		M - Exercise -18,008 0 -100.00
2013-02-04 2013-01-31 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy) 		M - Exercise -15,000 13,236 -53.12
2013-02-04 2013-01-31 4 FNGN Financial Engines, Inc.
Common Stock 		M - Exercise 9,014 113,068 8.66 7.50 67,605 848,010
2013-02-04 2013-01-31 4 FNGN Financial Engines, Inc.
Common Stock 		M - Exercise 1,280 104,054 1.25 6.51 8,333 677,392
2013-02-04 2013-01-31 4 FNGN Financial Engines, Inc.
Common Stock 		M - Exercise 23,529 102,774 29.69 4.25 99,998 436,790
2013-02-04 2013-01-31 4 FNGN Financial Engines, Inc.
Common Stock 		M - Exercise 18,008 79,245 29.41 3.00 54,024 237,735
2013-02-04 2013-01-31 4 FNGN Financial Engines, Inc.
Common Stock 		S - Sale X -15,000 61,237 -19.68 33.29 -499,390 2,038,745
2013-02-04 2013-01-31 4 FNGN Financial Engines, Inc.
Common Stock 		M - Exercise 15,000 76,237 24.49 6.51 97,650 496,303
2013-01-18 2013-01-17 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy) 		M - Exercise -15,000 28,236 -34.69
2013-01-18 2013-01-17 4 FNGN Financial Engines, Inc.
Common Stock 		S - Sale X -15,000 61,237 -19.68 29.85 -447,770 1,828,004
2013-01-18 2013-01-17 4 FNGN Financial Engines, Inc.
Common Stock 		M - Exercise 15,000 76,237 24.49 6.51 97,650 496,303
2012-12-07 2012-12-05 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy) 		M - Exercise -4,649 382,018 -1.20
2012-12-07 2012-12-05 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy) 		M - Exercise -10,351 43,236 -19.32
2012-12-07 2012-12-05 4 FNGN Financial Engines, Inc.
Common Stock 		S - Sale X -4,649 61,237 -7.06 25.95 -120,631 1,588,965
2012-12-07 2012-12-05 4 FNGN Financial Engines, Inc.
Common Stock 		M - Exercise 4,649 65,886 7.59 7.50 34,868 494,145
2012-12-07 2012-12-05 4 FNGN Financial Engines, Inc.
Common Stock 		S - Sale X -10,351 61,237 -14.46 25.95 -268,586 1,588,965
2012-12-07 2012-12-05 4 FNGN Financial Engines, Inc.
Common Stock 		M - Exercise 10,351 71,588 16.90 6.51 67,385 466,038
2012-11-20 2012-11-18 4 FNGN Financial Engines, Inc.
Restricted Stock Units 		M - Exercise -6,772 20,318 -25.00
2012-11-20 2012-11-18 4 FNGN Financial Engines, Inc.
Common Stock 		F - Taxes -2,824 61,237 -4.41 26.22 -74,045 1,605,634
2012-11-20 2012-11-18 4 FNGN Financial Engines, Inc.
Common Stock 		M - Exercise 6,772 64,061 11.82
2012-11-20 2012-11-16 4 FNGN Financial Engines, Inc.
Restricted Stock Units 		A - Award 14,930 14,930
2012-11-20 2012-11-16 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy) 		A - Award 86,720 86,720
2012-11-15 2012-11-14 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy) 		M - Exercise -15,000 53,587 -21.87
2012-11-15 2012-11-14 4 FNGN Financial Engines, Inc.
Common Stock 		S - Sale X -15,000 57,289 -20.75 25.33 -379,972 1,451,216
2012-11-15 2012-11-14 4 FNGN Financial Engines, Inc.
Common Stock 		M - Exercise 15,000 72,289 26.18 6.51 97,650 470,601
2012-10-29 2012-10-26 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy) 		M - Exercise -3,800 8,715 -30.36
2012-10-29 2012-10-26 4 FNGN Financial Engines, Inc.
Common Stock 		M - Exercise 3,800 57,289 7.10 7.99 30,362 457,739
2012-10-04 2012-10-03 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy) 		M - Exercise -15,000 68,587 -17.95
2012-10-04 2012-10-03 4 FNGN Financial Engines, Inc.
Common Stock 		S - Sale X -15,000 53,489 -21.90 23.96 -359,362 1,281,463
2012-10-04 2012-10-03 4 FNGN Financial Engines, Inc.
Common Stock 		M - Exercise 15,000 63,489 30.93 6.51 97,650 413,313
2012-09-11 2012-09-11 4 FNGN Financial Engines, Inc.
Common Stock 		G - Gift -1,500 53,489 -2.73
2012-09-06 2012-09-05 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy) 		M - Exercise -15,000 83,587 -15.21
2012-09-06 2012-09-05 4 FNGN Financial Engines, Inc.
Common Stock 		S - Sale X -15,000 54,989 -21.43 21.21 -318,195 1,166,482
2012-09-06 2012-09-05 4 FNGN Financial Engines, Inc.
Common Stock 		M - Exercise 15,000 69,989 27.28 6.51 97,650 455,628
2012-08-08 2012-08-08 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy) 		M - Exercise -15,000 98,587 -13.21
2012-08-08 2012-08-08 4 FNGN Financial Engines, Inc.
Common Stock 		S - Sale X -15,000 54,989 -21.43 21.98 -329,700 1,208,658
2012-08-08 2012-08-08 4 FNGN Financial Engines, Inc.
Common Stock 		M - Exercise 15,000 69,989 27.28 6.51 97,650 455,628
2012-08-06 2012-08-03 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy) 		M - Exercise -14,080 1,280 -91.67
2012-08-06 2012-08-03 4 FNGN Financial Engines, Inc.
Common Stock 		M - Exercise 14,080 54,989 34.42 6.51 91,661 357,978
2012-07-06 2012-07-05 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy) 		M - Exercise -15,000 113,587 -11.67
2012-07-06 2012-07-05 4 FNGN Financial Engines, Inc.
Common Stock 		S - Sale X -15,000 40,909 -26.83 21.21 -318,128 867,619
2012-07-06 2012-07-05 4 FNGN Financial Engines, Inc.
Common Stock 		M - Exercise 15,000 55,909 36.67 6.51 97,650 363,968
2012-06-07 2012-06-06 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy) 		M - Exercise -15,000 128,587 -10.45
2012-06-07 2012-06-06 4 FNGN Financial Engines, Inc.
Common Stock 		S - Sale X -15,000 40,909 -26.83 21.53 -322,920 880,689
2012-06-07 2012-06-06 4 FNGN Financial Engines, Inc.
Common Stock 		M - Exercise 15,000 55,909 36.67 6.51 97,650 363,968
2012-05-24 2012-05-23 4 SIVB SVB FINANCIAL GROUP
Restricted Stock Units 		A - Award 1,675 1,675
2012-05-17 2012-05-16 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy) 		M - Exercise -15,000 143,587 -9.46
2012-05-17 2012-05-16 4 FNGN Financial Engines, Inc.
Common Stock 		S - Sale X -15,000 40,909 -26.83 20.77 -311,607 849,835
2012-05-17 2012-05-16 4 FNGN Financial Engines, Inc.
Common Stock 		M - Exercise 15,000 55,909 36.67 6.51 97,650 363,968
2012-04-05 2012-04-04 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy) 		M - Exercise -1,053 158,587 -0.66
2012-04-05 2012-04-04 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy) 		M - Exercise -13,947 0 -100.00
2012-04-05 2012-04-04 4 FNGN Financial Engines, Inc.
Common Stock 		S - Sale X -1,053 40,909 -2.51 21.56 -22,704 882,059
2012-04-05 2012-04-04 4 FNGN Financial Engines, Inc.
Common Stock 		M - Exercise 1,053 41,962 2.57 6.51 6,855 273,173
2012-04-05 2012-04-04 4 FNGN Financial Engines, Inc.
Common Stock 		S - Sale X -13,947 40,909 -25.42 21.56 -300,718 882,059
2012-04-05 2012-04-04 4 FNGN Financial Engines, Inc.
Common Stock 		M - Exercise 13,947 54,856 34.09 4.25 59,275 233,138
2012-03-16 2012-03-14 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy) 		M - Exercise -2,476 0 -100.00
2012-03-16 2012-03-14 4 FNGN Financial Engines, Inc.
Common Stock 		S - Sale X -2,476 40,909 -5.71 21.78 -53,918 890,838
2012-03-16 2012-03-14 4 FNGN Financial Engines, Inc.
Common Stock 		M - Exercise 2,476 43,385 6.05 3.00 7,428 130,155
2012-03-09 2012-03-08 4 FNGN Financial Engines, Inc.
Common Stock 		G - Gift -12,000 40,909 -22.68
2012-03-08 2012-03-07 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy) 		M - Exercise -12,524 13,947 -47.31
2012-03-08 2012-03-07 4 FNGN Financial Engines, Inc.
Common Stock 		S - Sale X -12,524 52,909 -19.14 21.00 -263,015 1,111,137
2012-03-08 2012-03-07 4 FNGN Financial Engines, Inc.
Common Stock 		M - Exercise 12,524 65,433 23.67 4.25 53,227 278,090
2012-02-16 2012-02-15 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy) 		M - Exercise -3,000 2,476 -54.78
2012-02-16 2012-02-15 4 FNGN Financial Engines, Inc.
Common Stock 		S - Sale X -3,000 52,909 -5.37 23.95 -71,843 1,267,054
2012-02-16 2012-02-15 4 FNGN Financial Engines, Inc.
Common Stock 		M - Exercise 3,000 55,909 5.67 3.00 9,000 167,727
2012-01-19 2012-01-18 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy) 		M - Exercise -15,000 5,476 -73.26
2012-01-19 2012-01-18 4 FNGN Financial Engines, Inc.
Common Stock 		S - Sale X -15,000 52,909 -22.09 22.82 -342,273 1,207,288
2012-01-19 2012-01-18 4 FNGN Financial Engines, Inc.
Common Stock 		M - Exercise 15,000 67,909 28.35 3.00 45,000 203,727
2010-03-15 3 FNGN Financial Engines, Inc.
Common Stock 		23,008
2010-03-15 3 FNGN Financial Engines, Inc.
Common Stock 		5,600
2010-03-15 3 FNGN Financial Engines, Inc.
Common Stock 		36,222
2010-03-15 3 FNGN Financial Engines, Inc.
Common Stock 		36,222
2010-03-15 3 FNGN Financial Engines, Inc.
Common Stock 		36,222
2010-03-15 3 FNGN Financial Engines, Inc.
Common Stock 		131,542
P
공개 시장에서 또는 사적으로 비파생증권 또는 파생증권 매입
S
공개 시장에서 또는 사적으로 비파생증권 또는 파생증권 매각
A
자사로부터 유가증권(옵션 등)을 보조, 지급 또는 기타 취득
C
파생상품 전환
D
자사에게 유가증권을 매각 또는 양도
F
기업으로부터 인도 받은 유가증권의 일부를 사용한 행사 가격 또는 조세 채무의 지급
G
내부자에 의한 또는 내부자에게 증권 증여
K
지분스왑 및 유사 위험 회피거래
M
자사로부터 인도 받은 파생증권(옵션 등)의 행사 또는 전환
V
보고서 양식 4에 자진 신고된 거래
J
기타 (거래 내용을 설명하는 각주와 동반)