헤르츠펠트 신용소득펀드 주식회사
US ˙ NasdaqCM ˙ US42804T1060

소개

이 페이지에서는 Thomas J Herzfeld의 공개된 내부자의 매매 거래 내역을 종합적으로 분석합니다. 내부자들은 기업의 임원(내부 경영진), 이사 또는 주요 투자자입니다. 일반적으로 내부자가 중요한 비공개 정보를 기반으로 자신이 속한 기업을 거래하는 것은 불법으로 간주됩니다. 이것은 내부자가 자신의 기업 내에서 행하는 모든 거래가 불법이라는 것을 뜻은 아닙니다. 그러나 그들은 자신들의 모든 거래를 양식 4를 통해 SEC에 보고해야만 합니다. 이러한 제한에도 불구하고, 학계 연구에 따르면 내부자는, 일반적으로, 자신의 회사 주식에 대한 실적이 시장의 수익률을 능가하는 경향성을 보였습니다.

평균 거래 수익성

평균 거래 수익성은 내부자가 지난 3년 동안 매입한 모든 "공개 시장"(Open market)에서의 매입의 평균 수익률입니다. 이를 계산하기 위해 10b5-1 거래 계획의 일부로 표시된 모든 거래를 제외하고 내부자가 계획되지 않은 모든 오픈 마켓에서의 매입을 조사합니다. 그런 다음 3개월, 6개월, 12개월 동안 해당 거래의 평균 성과를 계산하여 각 거래에 대한 최종 성과 지표를 생성합니다. 마지막으로 내부자에 대한 성과 지표를 계산하기 위해 모든 성과 지표의 평균을 내립니다. 이 목록에는 지난 2년 동안 최소 3번 이상 거래한 내부자만 포함됩니다.

내부자의 매매 거래 수익성이 "해당 없음"인 경우, 내부자는 지난 3년 동안 공개 시장에서 매수한 적이 없거나, 거래가 너무 최근에 이루어져서 신뢰할 수 있는 성과 지표를 산출할 수 없는 경우에 해당합니다.

업데이트 주기: 일별

최고 수익율의 내부자 목록을 확인하세요.

가장 높은 순위의 내부자를 확인하세요
내부자 포지션이 보고된 기업

SEC 서류에 따르면 Thomas J Herzfeld 기업이 다음 기업에 대한 보유 또는 거래를 보고했습니다:

증권 소유권 최근 보고된 보유 주식
US:HERZ / Herzfeld Credit Income Fund, Inc. 197,248
차트 해석 방법

아래 차트는 Thomas J Herzfeld에 의한 각 "공개 시장"(Open market)에서 계획되지 않은 거래 이후 증권의 주가 실적을 보여줍니다. 계획되지 않은 거래는 10b5-1 거래 계획의 일환으로 이루어지지 않은 거래입니다. 주가 실적은 주가의 누적 백분율 변화로 표시됩니다. 예를 들어, 2019년 1월 1일 내부자의 매매 거래가 이루어졌을 경우, 차트는 현재까지 증권의 일별 백분율 변화를 보여줍니다. 이 기간 동안 주가가 10달러에서 15달러로 간다면, 주가의 누적 백분율 변화는 50%가 됩니다. 10달러에서 20달러로의 가격 변화는 100%가 되며, 10달러에서 5달러로의 가격 변화는 -50%가 됩니다.

궁극적으로 내부자의 매매 거래가 내부자의 정보를 이용하여 이익을 얻기 위해 거래 타이밍을 맞추고 있는지 확인하기 위해 내부자의 매매 거래가 주가의 초과 수익률(양 또는 음)과 얼마나 밀접한 상관 관계가 있는지 확인하고자 합니다. 내부자가 이러한 작업을 수행하고 있는 상황을 고려해 보겠습니다. 이러한 상황에서 우리는 (a) 매입 후 양의 수익률 또는 (b) 매각 후 음의 수익률을 기대할 수 있습니다. (a)의 경우, 매입 차트는 상향으로 기울어진 일련의 곡선을 보여주며, 각 매입 거래 후 양의 수익률을 나타냅니다. (b)의 경우, SALE 차트는 하향으로 기울어진 일련의 곡선을 보여주며, 각 판매 거래 후 음의 수익률을 나타냅니다.

그러나 이것만으로는 결론을 도출하기에 충분하지 않습니다. 예를 들어, 해당 기업의 주가가 수년에 걸쳐 비주기적 상승 추세에 있다면, Fintel은 매입 후 도표가 모두 상향 곡선으로 예상할 수 있습니다. 마찬가지로, 수년에 걸쳐 비주기적 하락은 거래 후에 하향 곡선으로 초래할 가능성이 높습니다. 이 도표들 중 어느 것도 내부자의 매매 거래 활동을 시사하지는 않습니다.

가장 강력한 지표는 주가가 극단적으로 순환하는 상황일 것이고, PURCHASE 차트에는 긍정적인 시그널이, SALE 차트에는 부정적인 플롯이 존재했습니다. 이는 자신들의 금전적 이익을 위한 거래 타이밍을 재던 내부자에 의한 상황일 가능성이 높습니다.

내부자 매입 HERZ / Herzfeld Credit Income Fund, Inc.: 단기 이익 분석

이 섹션에서는 HERZ / Herzfeld Credit Income Fund, Inc.에 대한 "공개 시장"(Open market)에서 계획되지 않은 내부자의 매입이 발생한 모든 상품의 수익성을 분석합니다. 이 분석은 내부자가 지속적으로 비정상적인 수익을 창출하는지 이해하는 데 도움이 되며, 이를 따를 가치가 있습니다. 이 분석은 각 거래 후 1년 동안 수행되며, 결과는 이론 값입니다.

아래 표는 사전 거래 계획(Automated trading plan)에 포함되지 않은 가장 최근의 공개 시장 매입을 보여줍니다.

거래일 티커 내부자 보고된
지분		 보고된
가격		 조정된
지분		 조정된
가격		 가격 기준 최고까지
일수		 최고
가격		 최고
이익 ($)		 최고 수익률 (%)
2026-04-15 HERZ HERZFELD THOMAS J 3,610 16.0141 3,610 16.0141 57,811 29 18.6500 9,516 16.46
2026-03-27 HERZ HERZFELD THOMAS J 2,974 15.5000 2,974 15.5000 46,097
2026-03-03 HERZ HERZFELD THOMAS J 1,276 15.8086 1,276 15.8086 20,172
2026-03-02 HERZ HERZFELD THOMAS J 3,760 15.3185 3,760 15.3185 57,598
2025-04-07 CUBA HERZFELD THOMAS J 1,706 2.3973 1,706 2.3973 4,090
2025-04-01 CUBA HERZFELD THOMAS J 781 2.6479 781 2.6479 2,068
2025-03-31 CUBA HERZFELD THOMAS J 470 2.5895 470 2.5895 1,217
2025-03-28 CUBA HERZFELD THOMAS J 394 2.6100 394 2.6100 1,028
2025-03-25 CUBA HERZFELD THOMAS J 2,150 2.6990 2,150 2.6990 5,803
2025-03-24 CUBA HERZFELD THOMAS J 1,674 2.6961 1,674 2.6961 4,513
2025-03-14 CUBA HERZFELD THOMAS J 987 2.6400 987 2.6400 2,606
2025-03-13 CUBA HERZFELD THOMAS J 1,252 2.6100 1,252 2.6100 3,268
2025-03-12 CUBA HERZFELD THOMAS J 7,297 2.6482 7,297 2.6482 19,324
2025-03-11 CUBA HERZFELD THOMAS J 877 2.5900 877 2.5900 2,271
2025-03-10 CUBA HERZFELD THOMAS J 1,625 2.5700 1,625 2.5700 4,176
2025-03-07 CUBA HERZFELD THOMAS J 1,067 2.5913 1,067 2.5913 2,765
2025-03-06 CUBA HERZFELD THOMAS J 3,563 2.5897 3,563 2.5897 9,227
2025-03-05 CUBA HERZFELD THOMAS J 10,766 2.5582 10,766 2.5582 27,542
2025-03-04 CUBA HERZFELD THOMAS J 16,420 2.4730 16,420 2.4730 40,607
2020-03-23 CUBA HERZFELD THOMAS J 4,153 2.5766 4,290 2.4943 10,701
2020-03-16 CUBA HERZFELD THOMAS J 12,658 3.9500 13,076 3.8238 49,999
2020-03-16 CUBA HERZFELD THOMAS J 12,658 3.9500 13,076 3.8238 49,999
2020-03-13 CUBA HERZFELD THOMAS J 14,000 4.0806 14,462 3.9502 57,128
2020-03-13 CUBA HERZFELD THOMAS J 14,000 4.0806 14,462 3.9502 57,128
2019-01-03 CUBA HERZFELD THOMAS J 10,400 4.9900 10,743 4.8306 51,896
2019-01-02 CUBA HERZFELD THOMAS J 5,600 4.9703 5,785 4.8115 27,834
2018-10-23 CUBA HERZFELD THOMAS J 20,000 5.8395 20,660 5.6530 116,790
2018-06-25 CUBA HERZFELD THOMAS J 10,000 6.6900 10,330 6.4763 66,900
2018-04-23 CUBA HERZFELD THOMAS J 5,000 7.0852 5,165 6.8589 35,426
2018-04-04 CUBA HERZFELD THOMAS J 5,000 6.9893 5,165 6.7660 34,946
2018-03-22 CUBA HERZFELD THOMAS J 5,000 7.0900 5,165 6.8635 35,450
2018-03-21 CUBA HERZFELD THOMAS J 2,506 7.1800 2,589 6.9506 17,993
2018-03-19 CUBA HERZFELD THOMAS J 11,100 7.1195 11,466 6.8921 79,026
2018-02-28 CUBA HERZFELD THOMAS J 80 7.2800 83 7.0474 582
2018-01-18 CUBA HERZFELD THOMAS J 10,000 7.4076 10,330 7.1710 74,076
2018-01-16 CUBA HERZFELD THOMAS J 420 7.3700 434 7.1346 3,095
2018-01-11 CUBA HERZFELD THOMAS J 7,800 7.2000 8,057 6.9700 56,160
2018-01-10 CUBA HERZFELD THOMAS J 1,700 7.2109 1,756 6.9805 12,259
2018-01-09 CUBA HERZFELD THOMAS J 4,000 7.2333 4,132 7.0022 28,933
2018-01-08 CUBA HERZFELD THOMAS J 9,800 7.2508 10,123 7.0192 71,058
2018-01-05 CUBA HERZFELD THOMAS J 100 7.2100 103 6.9797 721
2018-01-03 CUBA HERZFELD THOMAS J 1,200 7.2100 1,240 6.9797 8,652
2018-01-02 CUBA HERZFELD THOMAS J 4,100 7.1272 4,235 6.8995 29,222
2017-12-29 CUBA HERZFELD THOMAS J 13,990 7.1457 14,452 6.9174 99,968
2017-11-29 CUBA HERZFELD THOMAS J 9,500 7.0540 9,813 6.8287 67,013
2017-11-28 CUBA HERZFELD THOMAS J 6,510 7.0200 6,725 6.7957 45,700
2017-11-27 CUBA HERZFELD THOMAS J 610 6.9639 630 6.7414 4,248
2017-05-24 CUBA HERZFELD THOMAS J 3,000 6.9900 3,099 6.7667 20,970
2017-05-19 CUBA HERZFELD THOMAS J 399 6.9700 412 6.7473 2,781
2017-05-17 CUBA HERZFELD THOMAS J 1,670 7.1000 1,725 6.8732 11,857
2017-05-16 CUBA HERZFELD THOMAS J 2,000 7.1344 2,066 6.9065 14,269
2017-04-17 CUBA HERZFELD THOMAS J 3,036 6.9000 3,136 6.6796 20,948
2017-04-07 CUBA HERZFELD THOMAS J 70 6.9709 72 6.7482 488
2017-03-30 CUBA HERZFELD THOMAS J 60 6.9953 62 6.7718 420
2017-03-29 CUBA HERZFELD THOMAS J 50 6.9627 52 6.7403 348
2017-03-28 CUBA HERZFELD THOMAS J 50 6.8766 52 6.6569 344
2017-03-23 CUBA HERZFELD THOMAS J 120 6.9238 124 6.7026 831
2017-03-22 CUBA HERZFELD THOMAS J 7 6.8896 7 6.6695 48
2017-03-21 CUBA HERZFELD THOMAS J 120 6.9300 124 6.7086 832
2017-03-16 CUBA HERZFELD THOMAS J 40 6.9496 41 6.7276 278
2017-03-15 CUBA HERZFELD THOMAS J 60 6.8820 62 6.6621 413
2017-01-17 CUBA HERZFELD THOMAS J 2,500 6.4700 2,582 6.2633 16,175
2017-01-17 CUBA HERZFELD THOMAS J 2,500 6.4725 2,582 6.2657 16,181
2017-01-13 CUBA HERZFELD THOMAS J 2,326 6.4900 2,403 6.2827 15,096
2017-01-12 CUBA HERZFELD THOMAS J 400 6.4900 413 6.2827 2,596
2016-12-23 CUBA HERZFELD THOMAS J 160 6.7565 165 6.5407 1,081
2016-12-22 CUBA HERZFELD THOMAS J 310 6.8082 320 6.5907 2,111
2016-12-20 CUBA HERZFELD THOMAS J 100 6.7283 103 6.5134 673
2013-12-19 CUBA HERZFELD THOMAS J 1,800 7.8983 1,859 7.6460 14,217
2013-12-18 CUBA HERZFELD THOMAS J 4,100 7.7981 4,235 7.5490 31,972
2013-12-17 CUBA HERZFELD THOMAS J 2,000 7.7894 2,066 7.5406 15,579
2012-07-24 CUBA HERZFELD THOMAS J 2,000 6.8000 2,066 6.5828 13,600
2012-07-23 CUBA HERZFELD THOMAS J 10,000 6.8132 10,330 6.5955 68,132

조정 가격은 분할 조정된 가격입니다. 조정된 주식은 조정된 지분입니다.

HERZ / Herzfeld Credit Income Fund, Inc. Insider Trades
내부자 매매 HERZ / Herzfeld Credit Income Fund, Inc.: 단기 손실 분석

이 섹션에서는 HERZ / Herzfeld Credit Income Fund, Inc.에서 이루어진 계획되지 않은 모든 공개 시장에서의 내부자 매도의 단기 손실 회피를 분석합니다. 일관된 손실 회피 패턴은 향후 매각 거래에서 가격 하락이 발생할 수도 있다는 것을 예측할 수 있습니다. 이 분석은 각 거래 후 1년을 대상으로 한 것이며, 결과는 이론 값입니다.

아래 표는 자동 거래 계획에 포함되지 않은 가장 최근의 "공개 시장"(Open market) 매매를 보여줍니다.

거래일 티커 내부자 보고된
지분		 보고된
가격		 조정된
지분		 조정된
가격		 가격 기준 최저까지
일수		 최저에서
가격		 회피된
최대 손실($)		 회피된
최대 손실율(%)
2022-11-14 CUBA HERZFELD THOMAS J 71,983 4.9823 71,983 4.9823 358,641 360 2.37 -188,040 -52.43
2021-11-12 CUBA HERZFELD THOMAS J 50,406 6.9810 52,069 6.7580 351,884
2021-03-10 CUBA HERZFELD THOMAS J 45,769 6.7958 47,279 6.5787 311,037
2014-12-23 CUBA HERZFELD THOMAS J 4,295 13.3765 4,437 12.9492 57,452
2014-12-22 CUBA HERZFELD THOMAS J 100,000 13.0865 103,300 12.6684 1,308,650
2014-12-19 CUBA HERZFELD THOMAS J 100,000 11.5174 103,300 11.1495 1,151,740

조정 가격은 분할 조정된 가격입니다. 조정된 주식은 조정된 지분입니다.

HERZ / Herzfeld Credit Income Fund, Inc. Insider Trades
내부자의 매매 거래 내역

아래 표는 증권거래위원회(SEC)에 공시된 Thomas J Herzfeld의 내부자의 전체 거래 목록입니다.

보고일 거래일 보고 티커 증권 코드 10b5-1 지분 잔여 지분 변동률
(%)		 지분
가치		 거래
가치		 잔여
가치
2026-04-17 2026-04-15 4 HERZ Herzfeld Credit Income Fund, Inc
Common stock 		P - Purchase 3,610 197,248 1.86 16.01 57,811 3,158,749
2026-03-31 2026-03-27 4 HERZ Herzfeld Credit Income Fund, Inc
Common stock 		P - Purchase 2,974 193,638 1.56 15.50 46,097 3,001,389
2026-03-04 2026-03-03 4 HERZ Herzfeld Credit Income Fund, Inc
Common stock 		P - Purchase 1,276 190,664 0.67 15.81 20,172 3,014,131
2026-03-04 2026-03-02 4 HERZ Herzfeld Credit Income Fund, Inc
Common stock 		P - Purchase 3,760 189,388 2.03 15.32 57,598 2,901,140
2026-01-14 2025-12-30 4/A HERZ Herzfeld Credit Income Fund, Inc
Common Stock 		D - Sale to Issuer 313,441 1,856,241 20.32 2.58 808,646 4,788,916
2026-01-06 2025-12-30 4/A HERZ Herzfeld Credit Income Fund, Inc
Common Stock 		D - Sale to Issuer 313,439 1,856,239 20.32 2.58 808,641 4,788,911
2026-01-02 2025-12-30 4 HERZ Herzfeld Credit Income Fund, Inc
Common Stock 		D - Sale to Issuer 313,444 1,856,244 20.32 2.58 808,654 4,788,924
2025-10-23 2025-10-21 4 HERZ Herzfeld Credit Income Fund, Inc
Common Stock 		D - Sale to Issuer -121,238 1,542,799 -7.29 2.59 -314,431 4,001,249
2025-07-02 2025-06-30 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common stock 		J - Other 90,313 1,664,037 5.74 2.46 222,333 4,096,526
2025-04-09 2025-04-07 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common stock 		P - Purchase 1,706 1,573,724 0.11 2.40 4,090 3,772,689
2025-04-03 2025-04-01 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common stock 		P - Purchase 781 1,572,018 0.05 2.65 2,068 4,162,546
2025-04-01 2025-03-31 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common stock 		P - Purchase 470 1,571,237 0.03 2.59 1,217 4,068,718
2025-04-01 2025-03-28 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common stock 		P - Purchase 394 1,570,767 0.03 2.61 1,028 4,099,702
2025-03-26 2025-03-25 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common stock 		P - Purchase 2,150 1,570,373 0.14 2.70 5,803 4,238,437
2025-03-26 2025-03-24 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common stock 		P - Purchase 1,674 1,568,223 0.11 2.70 4,513 4,228,086
2025-03-18 2025-03-14 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common stock 		P - Purchase 987 1,566,549 0.06 2.64 2,606 4,135,689
2025-03-17 2025-03-13 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common stock 		P - Purchase 1,252 1,565,562 0.08 2.61 3,268 4,086,117
2025-03-17 2025-03-12 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common stock 		P - Purchase 7,297 1,564,310 0.47 2.65 19,324 4,142,606
2025-03-14 2025-03-13 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common stock 		P - Purchase 1,252 1,565,562 0.08 2.61 3,268 4,086,117
2025-03-14 2025-03-12 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common stock 		P - Purchase 7,297 1,564,310 0.47 2.65 19,324 4,142,606
2025-03-12 2025-03-11 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common stock 		P - Purchase 877 1,557,013 0.06 2.59 2,271 4,032,664
2025-03-12 2025-03-10 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common stock 		P - Purchase 1,625 1,556,136 0.10 2.57 4,176 3,999,270
2025-03-11 2025-03-07 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common stock 		P - Purchase 1,067 1,554,511 0.07 2.59 2,765 4,028,204
2025-03-10 2025-03-06 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common stock 		P - Purchase 3,563 1,553,444 0.23 2.59 9,227 4,022,954
2025-03-06 2025-03-05 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common stock 		P - Purchase 10,766 1,549,881 0.70 2.56 27,542 3,964,906
2025-03-06 2025-03-04 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common stock 		P - Purchase 16,420 1,539,115 1.08 2.47 40,607 3,806,231
2024-11-21 2024-11-15 4/A CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common stock 		D - Sale to Issuer -112,588 1,477,523 -7.08 3.23 -363,355 4,768,410
2024-11-19 2024-11-15 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common stock 		D - Sale to Issuer -112,420 1,477,691 -7.07 3.23 -362,813 4,768,952
2024-07-17 2024-07-15 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common stock 		J - Other 72,500 1,590,111 4.78 2.33 169,135 3,709,570
2024-05-14 2024-05-10 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common stock 		J - Other 61,542 1,517,611 4.23 2.41 148,113 3,652,434
2024-03-26 2024-03-19 4/A CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common stock 		D - Sale to Issuer -229,498 1,456,069 -13.62 3.38 -776,461 4,926,318
2024-03-21 2024-03-19 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common stock 		D - Sale to Issuer -229,068 1,456,498 -13.59 3.38 -775,006 4,927,770
2024-02-02 2024-01-31 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common stock 		J - Other 65,791 1,685,567 4.06 2.63 173,267 4,439,109
2023-12-29 2023-12-18 4/A CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common stock 		X - Other 418,114 1,619,776 34.79 2.31 965,843 3,741,683
2023-12-20 2023-12-18 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common stock 		X - Other 440,049 1,641,711 36.62 2.31 1,016,513 3,792,352
2023-12-15 2023-12-13 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common stock 		X - Other 600,831 1,202,270 99.90 2.31 1,387,920 2,777,244
2023-07-06 2023-06-30 4/A CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common stock 		J - Other 21,661 600,830 3.74 3.90 84,539 2,344,919
2023-07-05 2023-06-30 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common stock 		J - Other 22,270 601,439 3.85 3.90 86,915 2,347,296
2023-04-04 2023-03-31 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common stock 		J - Other 22,605 579,169 4.06 3.70 83,559 2,140,898
2023-01-04 2022-12-30 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common stock 		J - Other 20,077 556,564 3.74 3.96 79,419 2,201,600
2022-11-16 2022-11-14 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common stock 		S - Sale -71,983 536,489 -11.83 4.98 -358,641 2,672,949
2022-10-04 2022-09-30 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common stock 		J - Other 20,259 608,470 3.44 4.25 86,020 2,583,564
2022-07-05 2022-06-30 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common stock 		J - Other 29,962 588,211 5.37 4.14 123,980 2,433,958
2022-04-04 2022-03-31 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common stock 		J - Other 24,364 558,249 4.56 4.89 119,123 2,729,447
2022-01-24 2021-12-31 4/A CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common stock 		J - Other 21,891 533,811 4.28 5.28 115,620 2,819,376
2022-01-04 2021-12-31 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common stock 		J - Other 18,753 530,673 3.66 5.28 99,046 2,802,803
2021-11-17 2021-11-12 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common stock 		S - Sale -50,406 511,919 -8.96 6.98 -351,884 3,573,707
2021-10-15 2021-10-04 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common stock 		J - Other 78 562,325 0.01 5.68 443 3,192,769
2021-10-15 2021-10-01 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common stock 		J - Other 3,669 562,247 0.66 5.68 20,832 3,192,326
2021-10-15 2021-09-30 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common stock 		J - Other 15,680 558,578 2.89 5.68 89,028 3,171,494
2021-03-12 2020-03-16 4/A CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common stock 		P - Purchase 12,658 549,390 2.36 3.95 49,999 2,170,090
2021-03-12 2020-03-13 4/A CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common stock 		P - Purchase 14,000 536,732 2.68 4.08 57,128 2,190,189
2021-03-12 2019-12-31 4/A CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common stock 		J - Other 5,550 522,732 1.07 5.82 32,318 3,043,868
2021-03-12 2019-12-31 4/A CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common stock 		J - Other 1,477 511,452 0.29 6.69 9,886 3,423,302
2021-03-12 2019-10-07 4/A CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common stock 		J - Other 5,730 517,182 1.12 6.35 36,403 3,285,657
2021-03-12 2019-09-30 4/A CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common stock 		J - Other 1,457 509,975 0.29 6.50 9,471 3,315,041
2021-03-12 2021-03-10 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common stock 		S - Sale -45,769 534,316 -7.89 6.80 -311,037 3,631,105
2020-03-25 2020-03-23 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common Stock 		P - Purchase 4,153 550,609 0.76 2.58 10,701 1,418,699
2020-03-16 2020-03-16 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common Stock 		P - Purchase 12,658 546,456 2.37 3.95 49,999 2,158,501
2020-03-16 2020-03-13 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common Stock 		P - Purchase 14,000 533,798 2.69 4.08 57,128 2,178,216
2020-03-16 2019-12-31 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common Stock 		J - Other 5,550 519,798 1.08 6.82 37,868 3,546,582
2020-03-16 2019-10-07 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common Stock 		J - Other 5,730 514,248 1.13 6.35 36,403 3,267,018
2019-01-04 2019-01-03 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common Stock 		P - Purchase 10,400 508,518 2.09 4.99 51,896 2,537,505
2019-01-04 2019-01-02 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common Stock 		P - Purchase 5,600 498,118 1.14 4.97 27,834 2,475,796
2019-01-04 2018-12-28 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common Stock 		J - Other 1,971 492,518 0.40 4.85 9,551 2,386,594
2019-01-04 2018-12-28 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common Stock 		J - Other 7,292 490,547 1.51 5.04 36,785 2,474,613
2018-10-25 2018-10-23 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common Stock 		P - Purchase 20,000 483,255 4.32 5.84 116,790 2,821,968
2018-06-27 2018-06-25 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common Stock 		P - Purchase 10,000 463,255 2.21 6.69 66,900 3,099,176
2018-04-25 2018-04-23 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common Stock 		P - Purchase 5,000 453,255 1.12 7.09 35,426 3,211,402
2018-04-06 2018-04-04 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common Stock 		P - Purchase 5,000 448,255 1.13 6.99 34,946 3,132,989
2018-03-23 2018-03-22 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common Stock 		P - Purchase 5,000 443,255 1.14 7.09 35,450 3,142,678
2018-03-23 2018-03-21 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common Stock 		P - Purchase 2,506 438,255 0.58 7.18 17,993 3,146,671
2018-03-21 2018-03-19 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common Stock 		P - Purchase 11,100 435,749 2.61 7.12 79,026 3,102,315
2018-03-02 2018-02-28 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common Stock 		P - Purchase 80 424,649 0.02 7.28 582 3,091,445
2018-01-18 2018-01-18 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common Stock 		P - Purchase 10,000 424,569 2.41 7.41 74,076 3,145,037
2018-01-18 2018-01-16 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common Stock 		P - Purchase 420 414,569 0.10 7.37 3,095 3,055,374
2018-01-18 2018-01-03 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common Stock 		J - Other 1,961 414,149 0.48 7.14 14,000 2,956,693
2018-01-12 2018-01-11 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common Stock 		P - Purchase 7,800 412,188 1.93 7.20 56,160 2,967,754
2018-01-12 2018-01-10 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common Stock 		P - Purchase 1,700 404,388 0.42 7.21 12,259 2,916,001
2018-01-09 2018-01-09 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common Stock 		P - Purchase 4,000 402,688 1.00 7.23 28,933 2,912,763
2018-01-09 2018-01-08 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common Stock 		P - Purchase 9,800 398,688 2.52 7.25 71,058 2,890,807
2018-01-09 2018-01-05 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common Stock 		P - Purchase 100 388,888 0.03 7.21 721 2,803,882
2018-01-03 2018-01-03 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common Stock 		P - Purchase 1,200 388,788 0.31 7.21 8,652 2,803,161
2018-01-03 2018-01-02 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common Stock 		P - Purchase 4,100 387,588 1.07 7.13 29,222 2,762,417
2018-01-03 2017-12-29 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common Stock 		P - Purchase 13,990 383,488 3.79 7.15 99,968 2,740,290
2017-11-29 2017-11-29 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common Stock 		P - Purchase 9,500 369,498 2.64 7.05 67,013 2,606,439
2017-11-29 2017-11-28 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common Stock 		P - Purchase 6,510 359,998 1.84 7.02 45,700 2,527,186
2017-11-29 2017-11-27 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common Stock 		P - Purchase 610 353,488 0.17 6.96 4,248 2,461,655
2017-05-26 2017-05-24 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common Stock 		P - Purchase 3,000 352,878 0.86 6.99 20,970 2,466,617
2017-05-23 2017-05-19 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common Stock 		P - Purchase 399 349,878 0.11 6.97 2,781 2,438,650
2017-05-18 2017-05-17 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common Stock 		P - Purchase 1,670 349,479 0.48 7.10 11,857 2,481,301
2017-05-18 2017-05-16 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common Stock 		P - Purchase 2,000 347,809 0.58 7.13 14,269 2,481,409
2017-04-19 2017-04-17 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common Stock 		P - Purchase 3,036 345,809 0.89 6.90 20,948 2,386,082
2017-04-10 2017-04-07 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common Stock 		P - Purchase 70 342,773 0.02 6.97 488 2,389,436
2017-03-30 2017-03-30 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common Stock 		P - Purchase 60 342,703 0.02 7.00 420 2,397,310
2017-03-30 2017-03-29 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common Stock 		P - Purchase 50 342,643 0.01 6.96 348 2,385,720
2017-03-30 2017-03-28 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common Stock 		P - Purchase 50 342,593 0.01 6.88 344 2,355,875
2017-03-23 2017-03-23 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common Stock 		P - Purchase 120 342,543 0.04 6.92 831 2,371,699
2017-03-23 2017-03-22 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common Stock 		P - Purchase 7 342,423 0.00 6.89 48 2,359,158
2017-03-23 2017-03-21 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common Stock 		P - Purchase 120 342,416 0.04 6.93 832 2,372,943
2017-03-17 2017-03-16 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common Stock 		P - Purchase 40 342,296 0.01 6.95 278 2,378,820
2017-03-17 2017-03-15 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common Stock 		P - Purchase 60 342,246 0.02 6.88 413 2,355,337
2017-03-17 2016-12-28 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common Stock 		J - Other 2,077 342,186 0.61 6.40 13,293 2,189,990
2017-01-17 2017-01-17 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common Stock 		P - Purchase 2,500 340,109 0.74 6.47 16,181 2,201,356
2017-01-17 2017-01-17 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common Stock 		P - Purchase 2,500 337,609 0.75 6.47 16,175 2,184,330
2017-01-17 2017-01-13 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common Stock 		P - Purchase 2,326 335,109 0.70 6.49 15,096 2,174,857
2017-01-17 2017-01-12 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common Stock 		P - Purchase 400 332,783 0.12 6.49 2,596 2,159,762
2016-12-27 2016-12-23 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common Stock 		P - Purchase 160 332,383 0.05 6.76 1,081 2,245,746
2016-12-22 2016-12-22 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common Stock 		P - Purchase 310 332,223 0.09 6.81 2,111 2,261,841
2016-12-22 2016-12-20 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common Stock 		P - Purchase 100 331,913 0.03 6.73 673 2,233,210
2016-12-22 2016-01-05 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common Stock 		J - Other 2,895 331,813 0.88 6.27 18,152 2,080,468
2016-12-22 2015-01-07 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common Stock 		J - Other 8,491 328,918 2.65 7.85 66,654 2,582,006
2014-12-24 2014-12-23 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common Stock 		S - Sale -4,295 320,427 -1.32 13.38 -57,452 4,286,192
2014-12-23 2014-12-22 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common Stock 		S - Sale -100,000 324,722 -23.54 13.09 -1,308,650 4,249,474
2014-12-23 2014-12-19 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common Stock 		S - Sale -100,000 424,722 -19.06 11.52 -1,151,740 4,891,693
2014-12-16 2014-12-12 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common Stock 		X - Other 274,005 524,722 109.29 6.77 1,855,014 3,552,368
2014-12-08 2014-12-04 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Non-Transferable Rights 		X - Other -179,967 0 -100.00
2014-12-08 2014-12-04 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common Stock 		X - Other 59,989 250,717 31.45 6.77 406,126 1,697,354
2013-12-23 2013-12-19 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
The Herzfeld Caribbean Basin Fund (common shares) 		P - Purchase 1,800 190,728 0.95 7.90 14,217 1,506,427
2013-12-19 2013-12-18 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
The Herzfeld Caribbean Basin Fund (common shares) 		P - Purchase 4,100 188,928 2.22 7.80 31,972 1,473,279
2013-12-19 2013-12-17 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
The Herzfeld Caribbean Basin Fund (common shares) 		P - Purchase 2,000 184,828 1.09 7.79 15,579 1,439,699
2013-12-19 2012-12-26 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
The Herzfeld Caribbean Basin Fund (common shares) 		J - Other 1,550 182,828 0.86 7.58 11,757 1,386,750
2012-07-25 2012-07-24 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common Shares 		P - Purchase 2,000 181,278 1.12 6.80 13,600 1,232,690
2012-07-25 2012-07-23 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common Shares 		P - Purchase 10,000 179,278 5.91 6.81 68,132 1,221,457
P
공개 시장에서 또는 사적으로 비파생증권 또는 파생증권 매입
S
공개 시장에서 또는 사적으로 비파생증권 또는 파생증권 매각
A
자사로부터 유가증권(옵션 등)을 보조, 지급 또는 기타 취득
C
파생상품 전환
D
자사에게 유가증권을 매각 또는 양도
F
기업으로부터 인도 받은 유가증권의 일부를 사용한 행사 가격 또는 조세 채무의 지급
G
내부자에 의한 또는 내부자에게 증권 증여
K
지분스왑 및 유사 위험 회피거래
M
자사로부터 인도 받은 파생증권(옵션 등)의 행사 또는 전환
V
보고서 양식 4에 자진 신고된 거래
J
기타 (거래 내용을 설명하는 각주와 동반)