페니맥 파이낸셜 서비스, Inc.
US ˙ NYSE ˙ US70932M1071

소개

이 페이지에서는 Jeffrey Grogin의 공개된 내부자의 매매 거래 내역을 종합적으로 분석합니다. 내부자들은 기업의 임원(내부 경영진), 이사 또는 주요 투자자입니다. 일반적으로 내부자가 중요한 비공개 정보를 기반으로 자신이 속한 기업을 거래하는 것은 불법으로 간주됩니다. 이것은 내부자가 자신의 기업 내에서 행하는 모든 거래가 불법이라는 것을 뜻은 아닙니다. 그러나 그들은 자신들의 모든 거래를 양식 4를 통해 SEC에 보고해야만 합니다. 이러한 제한에도 불구하고, 학계 연구에 따르면 내부자는, 일반적으로, 자신의 회사 주식에 대한 실적이 시장의 수익률을 능가하는 경향성을 보였습니다.

평균 거래 수익성

평균 거래 수익성은 내부자가 지난 3년 동안 매입한 모든 "공개 시장"(Open market)에서의 매입의 평균 수익률입니다. 이를 계산하기 위해 10b5-1 거래 계획의 일부로 표시된 모든 거래를 제외하고 내부자가 계획되지 않은 모든 오픈 마켓에서의 매입을 조사합니다. 그런 다음 3개월, 6개월, 12개월 동안 해당 거래의 평균 성과를 계산하여 각 거래에 대한 최종 성과 지표를 생성합니다. 마지막으로 내부자에 대한 성과 지표를 계산하기 위해 모든 성과 지표의 평균을 내립니다. 이 목록에는 지난 2년 동안 최소 3번 이상 거래한 내부자만 포함됩니다.

내부자의 매매 거래 수익성이 "해당 없음"인 경우, 내부자는 지난 3년 동안 공개 시장에서 매수한 적이 없거나, 거래가 너무 최근에 이루어져서 신뢰할 수 있는 성과 지표를 산출할 수 없는 경우에 해당합니다.

업데이트 주기: 일별

최고 수익율의 내부자 목록을 확인하세요.

내부자 포지션이 보고된 기업

SEC 서류에 따르면 Jeffrey Grogin 기업이 다음 기업에 대한 보유 또는 거래를 보고했습니다:

증권 소유권 최근 보고된 보유 주식
US:PFSI / PennyMac Financial Services, Inc. Chief Enterprise Ops Officer 24,579
US:PMT / PennyMac Mortgage Investment Trust Chief Enterprise Ops Officer 37,284
US:US70932MAC10 / PennyMac Financial Services Inc CALO 0
차트 해석 방법

아래 차트는 Jeffrey Grogin에 의한 각 "공개 시장"(Open market)에서 계획되지 않은 거래 이후 증권의 주가 실적을 보여줍니다. 계획되지 않은 거래는 10b5-1 거래 계획의 일환으로 이루어지지 않은 거래입니다. 주가 실적은 주가의 누적 백분율 변화로 표시됩니다. 예를 들어, 2019년 1월 1일 내부자의 매매 거래가 이루어졌을 경우, 차트는 현재까지 증권의 일별 백분율 변화를 보여줍니다. 이 기간 동안 주가가 10달러에서 15달러로 간다면, 주가의 누적 백분율 변화는 50%가 됩니다. 10달러에서 20달러로의 가격 변화는 100%가 되며, 10달러에서 5달러로의 가격 변화는 -50%가 됩니다.

궁극적으로 내부자의 매매 거래가 내부자의 정보를 이용하여 이익을 얻기 위해 거래 타이밍을 맞추고 있는지 확인하기 위해 내부자의 매매 거래가 주가의 초과 수익률(양 또는 음)과 얼마나 밀접한 상관 관계가 있는지 확인하고자 합니다. 내부자가 이러한 작업을 수행하고 있는 상황을 고려해 보겠습니다. 이러한 상황에서 우리는 (a) 매입 후 양의 수익률 또는 (b) 매각 후 음의 수익률을 기대할 수 있습니다. (a)의 경우, 매입 차트는 상향으로 기울어진 일련의 곡선을 보여주며, 각 매입 거래 후 양의 수익률을 나타냅니다. (b)의 경우, SALE 차트는 하향으로 기울어진 일련의 곡선을 보여주며, 각 판매 거래 후 음의 수익률을 나타냅니다.

그러나 이것만으로는 결론을 도출하기에 충분하지 않습니다. 예를 들어, 해당 기업의 주가가 수년에 걸쳐 비주기적 상승 추세에 있다면, Fintel은 매입 후 도표가 모두 상향 곡선으로 예상할 수 있습니다. 마찬가지로, 수년에 걸쳐 비주기적 하락은 거래 후에 하향 곡선으로 초래할 가능성이 높습니다. 이 도표들 중 어느 것도 내부자의 매매 거래 활동을 시사하지는 않습니다.

가장 강력한 지표는 주가가 극단적으로 순환하는 상황일 것이고, PURCHASE 차트에는 긍정적인 시그널이, SALE 차트에는 부정적인 플롯이 존재했습니다. 이는 자신들의 금전적 이익을 위한 거래 타이밍을 재던 내부자에 의한 상황일 가능성이 높습니다.

내부자 매입 PFSI / PennyMac Financial Services, Inc.: 단기 이익 분석

이 섹션에서는 PFSI / PennyMac Financial Services, Inc.에 대한 "공개 시장"(Open market)에서 계획되지 않은 내부자의 매입이 발생한 모든 상품의 수익성을 분석합니다. 이 분석은 내부자가 지속적으로 비정상적인 수익을 창출하는지 이해하는 데 도움이 되며, 이를 따를 가치가 있습니다. 이 분석은 각 거래 후 1년 동안 수행되며, 결과는 이론 값입니다.

아래 표는 사전 거래 계획(Automated trading plan)에 포함되지 않은 가장 최근의 공개 시장 매입을 보여줍니다.

거래일 티커 내부자 보고된
지분
보고된
가격
조정된
지분
조정된
가격
가격 기준 최고까지
일수
최고
가격
최고
이익 ($)
최고 수익률 (%)
이 내부자와 유가 증권의 조합과 관련하여 계획되지 않은 공개된 "공개 시장"(Open market) 거래는 없습니다.

조정 가격은 분할 조정된 가격입니다. 조정된 주식은 조정된 지분입니다.

PFSI / PennyMac Financial Services, Inc. Insider Trades
내부자 매매 PFSI / PennyMac Financial Services, Inc.: 단기 손실 분석

이 섹션에서는 PFSI / PennyMac Financial Services, Inc.에서 이루어진 계획되지 않은 모든 공개 시장에서의 내부자 매도의 단기 손실 회피를 분석합니다. 일관된 손실 회피 패턴은 향후 매각 거래에서 가격 하락이 발생할 수도 있다는 것을 예측할 수 있습니다. 이 분석은 각 거래 후 1년을 대상으로 한 것이며, 결과는 이론 값입니다.

아래 표는 자동 거래 계획에 포함되지 않은 가장 최근의 "공개 시장"(Open market) 매매를 보여줍니다.

거래일 티커 내부자 보고된
지분
보고된
가격
조정된
지분
조정된
가격
가격 기준 최저까지
일수
최저에서
가격
회피된
최대 손실($)
회피된
최대 손실율(%)
2019-11-19 PFSI Grogin Jeffrey 7,640 32.8477 7,640 32.8477 250,956 121 16.9 -121,840 -48.55
2019-11-19 PFSI Grogin Jeffrey 2,355 33.3563 2,355 33.3563 78,554
2019-11-19 PFSI Grogin Jeffrey 5,600 32.7331 5,600 32.7331 183,305
2019-11-18 PFSI Grogin Jeffrey 8,628 32.1178 8,628 32.1178 277,112
2019-11-18 PFSI Grogin Jeffrey 8,400 32.1144 8,400 32.1144 269,761

조정 가격은 분할 조정된 가격입니다. 조정된 주식은 조정된 지분입니다.

PFSI / PennyMac Financial Services, Inc. Insider Trades
내부자 매입 PMTW / PennyMac Mortgage Investment Trust - Preferred Stock: 단기 이익 분석

이 섹션에서는 PFSI / PennyMac Financial Services, Inc.에 대한 "공개 시장"(Open market)에서 계획되지 않은 내부자의 매입이 발생한 모든 상품의 수익성을 분석합니다. 이 분석은 내부자가 지속적으로 비정상적인 수익을 창출하는지 이해하는 데 도움이 되며, 이를 따를 가치가 있습니다. 이 분석은 각 거래 후 1년 동안 수행되며, 결과는 이론 값입니다.

아래 표는 사전 거래 계획(Automated trading plan)에 포함되지 않은 가장 최근의 공개 시장 매입을 보여줍니다.

거래일 티커 내부자 보고된
지분
보고된
가격
조정된
지분
조정된
가격
가격 기준 최고까지
일수
최고
가격
최고
이익 ($)
최고 수익률 (%)
이 내부자와 유가 증권의 조합과 관련하여 계획되지 않은 공개된 "공개 시장"(Open market) 거래는 없습니다.

조정 가격은 분할 조정된 가격입니다. 조정된 주식은 조정된 지분입니다.

PMTW / PennyMac Mortgage Investment Trust - Preferred Stock Insider Trades
내부자 매매 PMTW / PennyMac Mortgage Investment Trust - Preferred Stock: 단기 손실 분석

이 섹션에서는 PFSI / PennyMac Financial Services, Inc.에서 이루어진 계획되지 않은 모든 공개 시장에서의 내부자 매도의 단기 손실 회피를 분석합니다. 일관된 손실 회피 패턴은 향후 매각 거래에서 가격 하락이 발생할 수도 있다는 것을 예측할 수 있습니다. 이 분석은 각 거래 후 1년을 대상으로 한 것이며, 결과는 이론 값입니다.

아래 표는 자동 거래 계획에 포함되지 않은 가장 최근의 "공개 시장"(Open market) 매매를 보여줍니다.

거래일 티커 내부자 보고된
지분
보고된
가격
조정된
지분
조정된
가격
가격 기준 최저까지
일수
최저에서
가격
회피된
최대 손실($)
회피된
최대 손실율(%)
2016-12-19 PMT Grogin Jeffrey 2,500 16.8000 2,500 16.8000 42,000 322 14.9700 -4,575 -10.89
2016-12-16 PMT Grogin Jeffrey 4,756 16.7500 4,756 16.7500 79,663
2016-12-15 PMT Grogin Jeffrey 1,513 16.3100 1,513 16.3100 24,677
2016-12-15 PMT Grogin Jeffrey 3,000 16.3000 3,000 16.3000 48,900

조정 가격은 분할 조정된 가격입니다. 조정된 주식은 조정된 지분입니다.

PMTW / PennyMac Mortgage Investment Trust - Preferred Stock Insider Trades
내부자의 매매 거래 내역

아래 표는 증권거래위원회(SEC)에 공시된 Jeffrey Grogin의 내부자의 전체 거래 목록입니다.

보고일 거래일 보고 티커 증권 코드 10b5-1 지분 잔여 지분 변동률
(%)
지분
가치
거래
가치
잔여
가치
2021-03-17 2021-03-17 4 PFSI PennyMac Financial Services, Inc.
Common Stock
S - Sale X -1,246 24,579 -4.82 66.45 -82,797 1,633,275
2021-03-16 2021-03-12 4 PMT PennyMac Mortgage Investment Trust
Common Shares of Beneficial Interest
F - Taxes -865 37,284 -2.27 19.60 -16,954 730,766
2021-03-16 2021-03-15 4 PFSI PennyMac Financial Services, Inc.
Common Stock
F - Taxes -1,161 25,825 -4.30 65.70 -76,278 1,696,702
2021-03-15 2021-03-11 4 PFSI PennyMac Financial Services, Inc.
Common Stock
S - Sale X -1,210 26,986 -4.29 66.18 -80,078 1,785,933
2021-03-11 2021-03-09 4 PFSI PennyMac Financial Services, Inc.
Common Stock
F - Taxes -1,084 28,196 -3.70 61.68 -66,861 1,739,129
2021-03-04 2021-03-02 4 PFSI PennyMac Financial Services, Inc.
Common Stock
S - Sale X -924 29,280 -3.06 61.71 -57,020 1,806,869
2021-03-04 2021-03-01 4 PFSI PennyMac Financial Services, Inc.
Common Stock
S - Sale X -1,150 30,204 -3.67 60.99 -70,136 1,842,063
2021-03-04 2021-03-01 4 PFSI PennyMac Financial Services, Inc.
Common Stock
S - Sale X -7,751 31,354 -19.82 60.24 -466,928 1,888,796
2021-03-01 2021-02-26 4 PFSI PennyMac Financial Services, Inc.
Common Stock
F - Taxes -681 39,105 -1.71 58.85 -40,077 2,301,329
2021-03-01 2021-02-25 4 PFSI PennyMac Financial Services, Inc.
Performance-Based Restricted Stock Units
M - Exercise -17,891 0 -100.00
2021-03-01 2021-02-25 4 PFSI PennyMac Financial Services, Inc.
Performance-Based Restricted Stock Units
A - Award 17,891 17,891
2021-03-01 2021-02-25 4 PFSI PennyMac Financial Services, Inc.
Nonstatutory Stock Option (Right to Buy)
A - Award 9,239 9,239
2021-03-01 2021-02-25 4 PFSI PennyMac Financial Services, Inc.
Common Stock
F - Taxes -8,990 39,786 -18.43 62.33 -560,347 2,479,861
2021-03-01 2021-02-25 4 PFSI PennyMac Financial Services, Inc.
Common Stock
M - Exercise 17,891 48,776 57.93
2021-03-01 2021-02-25 4 PFSI PennyMac Financial Services, Inc.
Common Stock
A - Award 2,124 30,885 7.39
2021-02-12 2020-12-17 5 PFSI PennyMac Financial Services, Inc.
Common Stock
G - Gift -4,630 4,395 -51.30
2021-02-02 2021-02-01 4 PFSI PennyMac Financial Services, Inc.
Nonstatutory Stock Option (Right to Buy)
M - Exercise X -11,469 5,735 -66.66
2021-02-02 2021-02-01 4 PFSI PennyMac Financial Services, Inc.
Common Stock
S - Sale X -11,469 28,761 -28.51 58.39 -669,729 1,679,490
2021-02-02 2021-02-01 4 PFSI PennyMac Financial Services, Inc.
Common Stock
M - Exercise X 11,469 40,230 39.88 24.40 279,844 981,612
2021-01-05 2021-01-04 4 PFSI PennyMac Financial Services, Inc.
Nonstatutory Stock Option (Right to Buy)
M - Exercise -6,019 12,038 -33.33
2021-01-05 2021-01-04 4 PFSI PennyMac Financial Services, Inc.
Nonstatutory Stock Option (Right to Buy)
M - Exercise -7,502 0 -100.00
2021-01-05 2021-01-04 4 PFSI PennyMac Financial Services, Inc.
Common Stock
S - Sale X -600 28,761 -2.04 66.27 -39,762 1,905,991
2021-01-05 2021-01-04 4 PFSI PennyMac Financial Services, Inc.
Common Stock
S - Sale X -800 29,361 -2.65 65.46 -52,371 1,922,065
2021-01-05 2021-01-04 4 PFSI PennyMac Financial Services, Inc.
Common Stock
S - Sale X -1,174 30,161 -3.75 64.58 -75,814 1,947,728
2021-01-05 2021-01-04 4 PFSI PennyMac Financial Services, Inc.
Common Stock
S - Sale X -1,225 31,335 -3.76 63.70 -78,028 1,995,936
2021-01-05 2021-01-04 4 PFSI PennyMac Financial Services, Inc.
Common Stock
S - Sale X -3,400 32,560 -9.45 62.79 -213,471 2,044,296
2021-01-05 2021-01-04 4 PFSI PennyMac Financial Services, Inc.
Common Stock
S - Sale X -2,670 35,960 -6.91 61.63 -164,559 2,216,308
2021-01-05 2021-01-04 4 PFSI PennyMac Financial Services, Inc.
Common Stock
S - Sale X -3,652 38,630 -8.64 60.63 -221,439 2,342,326
2021-01-05 2021-01-04 4 PFSI PennyMac Financial Services, Inc.
Common Stock
M - Exercise X 6,019 42,282 16.60 22.92 137,955 969,103
2021-01-05 2021-01-04 4 PFSI PennyMac Financial Services, Inc.
Common Stock
M - Exercise X 7,502 36,263 26.08 18.05 135,411 654,547
2020-12-02 2020-12-01 4 PFSI PennyMac Financial Services, Inc.
Nonstatutory Stock Option (Right to Buy)
M - Exercise X -9,225 7,502 -55.15
2020-12-02 2020-12-01 4 PFSI PennyMac Financial Services, Inc.
Common Stock
S - Sale X -3,225 28,761 -10.08 59.11 -190,635 1,700,106
2020-12-02 2020-12-01 4 PFSI PennyMac Financial Services, Inc.
Common Stock
S - Sale X -6,000 31,986 -15.80 58.35 -350,108 1,866,428
2020-12-02 2020-12-01 4 PFSI PennyMac Financial Services, Inc.
Common Stock
M - Exercise X 9,225 37,986 32.07 18.05 166,511 685,647
2020-11-03 2020-11-02 4 PFSI PennyMac Financial Services, Inc.
Nonstatutory Stock Option (Right to Buy)
M - Exercise X -5,779 16,727 -25.68
2020-11-03 2020-11-02 4 PFSI PennyMac Financial Services, Inc.
Nonstatutory Stock Option (Right to Buy)
M - Exercise X -3,446 0 -100.00
2020-11-03 2020-11-02 4 PFSI PennyMac Financial Services, Inc.
Common Stock
S - Sale X -2,900 28,761 -9.16 51.67 -149,835 1,486,003
2020-11-03 2020-11-02 4 PFSI PennyMac Financial Services, Inc.
Common Stock
S - Sale X -6,325 31,661 -16.65 51.08 -323,077 1,617,225
2020-11-03 2020-11-02 4 PFSI PennyMac Financial Services, Inc.
Common Stock
M - Exercise X 5,779 37,986 17.94 18.05 104,311 685,647
2020-11-03 2020-11-02 4 PFSI PennyMac Financial Services, Inc.
Common Stock
M - Exercise X 3,446 32,207 11.98 17.52 60,374 564,267
2020-10-02 2020-10-01 4 PFSI PennyMac Financial Services, Inc.
Nonstatutory Stock Option (Right to Buy)
M - Exercise X -9,225 3,446 -72.80
2020-10-02 2020-10-01 4 PFSI PennyMac Financial Services, Inc.
Common Stock
S - Sale X -400 28,761 -1.37 59.02 -23,609 1,697,546
2020-10-02 2020-10-01 4 PFSI PennyMac Financial Services, Inc.
Common Stock
S - Sale X -3,700 29,161 -11.26 58.51 -216,499 1,706,303
2020-10-02 2020-10-01 4 PFSI PennyMac Financial Services, Inc.
Common Stock
S - Sale X -5,125 32,861 -13.49 57.29 -293,604 1,882,557
2020-10-02 2020-10-01 4 PFSI PennyMac Financial Services, Inc.
Common Stock
M - Exercise X 9,225 37,986 32.07 17.52 161,622 665,515
2020-09-03 2020-09-01 4 PFSI PennyMac Financial Services, Inc.
Nonstatutory Stock Option (Right to Buy)
M - Exercise X -9,225 12,671 -42.13
2020-09-03 2020-09-01 4 PFSI PennyMac Financial Services, Inc.
Common Stock
S - Sale X -1,017 28,761 -3.42 52.96 -53,857 1,523,102
2020-09-03 2020-09-01 4 PFSI PennyMac Financial Services, Inc.
Common Stock
S - Sale X -8,208 29,778 -21.61 52.53 -431,192 1,564,331
2020-09-03 2020-09-01 4 PFSI PennyMac Financial Services, Inc.
Common Stock
M - Exercise X 9,225 37,986 32.07 17.52 161,622 665,515
2020-08-05 2020-08-05 4 PFSI PennyMac Financial Services, Inc.
Common Stock
G - Gift -12,193 21,000 -36.73
2020-08-05 2020-08-03 4 PFSI PennyMac Financial Services, Inc.
Nonstatutory Stock Option (Right to Buy)
M - Exercise X -1,933 21,896 -8.11
2020-08-05 2020-08-03 4 PFSI PennyMac Financial Services, Inc.
Nonstatutory Stock Option (Right to Buy)
M - Exercise X -7,292 0 -100.00
2020-08-05 2020-08-03 4 PFSI PennyMac Financial Services, Inc.
Common Stock
S - Sale X -9,225 28,761 -24.29 48.00 -442,755 1,380,387
2020-08-05 2020-08-03 4 PFSI PennyMac Financial Services, Inc.
Common Stock
M - Exercise X 1,933 37,986 5.36 17.52 33,866 665,515
2020-08-05 2020-08-03 4 PFSI PennyMac Financial Services, Inc.
Common Stock
M - Exercise X 7,292 36,053 25.35 17.26 125,860 622,275
2020-07-06 2020-07-01 4 PFSI PennyMac Financial Services, Inc.
Nonstatutory Stock Option (Right to Buy)
M - Exercise X -9,225 7,292 -55.85
2020-07-06 2020-07-01 4 PFSI PennyMac Financial Services, Inc.
Common Stock
S - Sale X -9,225 28,761 -24.29 41.40 -381,945 1,190,797
2020-07-06 2020-07-01 4 PFSI PennyMac Financial Services, Inc.
Common Stock
M - Exercise X 9,225 37,986 32.07 17.26 159,224 655,638
2020-06-03 2020-06-01 4 PFSI PennyMac Financial Services, Inc.
Nonstatutory Stock Option (Right to Buy)
M - Exercise X -9,226 16,517 -35.84
2020-06-03 2020-06-01 4 PFSI PennyMac Financial Services, Inc.
Common Stock
S - Sale X -4,522 28,761 -13.59 34.28 -155,007 985,884
2020-06-03 2020-06-01 4 PFSI PennyMac Financial Services, Inc.
Common Stock
S - Sale X -4,704 33,283 -12.38 33.85 -159,238 1,126,683
2020-06-03 2020-06-01 4 PFSI PennyMac Financial Services, Inc.
Common Stock
M - Exercise X 9,226 37,987 32.08 17.26 159,241 655,656
2020-05-05 2020-05-05 4 PFSI PennyMac Financial Services, Inc.
Nonstatutory Stock Option (Right to Buy)
M - Exercise X -4,453 0 -100.00
2020-05-05 2020-05-05 4 PFSI PennyMac Financial Services, Inc.
Nonstatutory Stock Option (Right to Buy)
M - Exercise X -156 25,743 -0.60
2020-05-05 2020-05-05 4 PFSI PennyMac Financial Services, Inc.
Common Stock
S - Sale X -4,609 28,761 -13.81 29.35 -135,295 844,268
2020-05-05 2020-05-05 4 PFSI PennyMac Financial Services, Inc.
Common Stock
M - Exercise X 4,453 33,370 15.40 21.03 93,647 701,771
2020-05-05 2020-05-05 4 PFSI PennyMac Financial Services, Inc.
Common Stock
M - Exercise X 156 28,917 0.54 17.26 2,693 499,107
2020-05-05 2020-05-01 4 PFSI PennyMac Financial Services, Inc.
Nonstatutory Stock Option (Right to Buy)
M - Exercise X -2,300 4,453 -34.06
2020-05-05 2020-05-01 4 PFSI PennyMac Financial Services, Inc.
Nonstatutory Stock Option (Right to Buy)
M - Exercise X -2,317 25,899 -8.21
2020-05-05 2020-05-01 4 PFSI PennyMac Financial Services, Inc.
Common Stock
S - Sale X -4,617 28,761 -13.83 29.24 -135,020 841,090
2020-05-05 2020-05-01 4 PFSI PennyMac Financial Services, Inc.
Common Stock
M - Exercise X 2,300 33,378 7.40 21.03 48,369 701,939
2020-05-05 2020-05-01 4 PFSI PennyMac Financial Services, Inc.
Common Stock
M - Exercise X 2,317 31,078 8.06 17.26 39,991 536,406
2020-04-30 2020-04-28 4 PFSI PennyMac Financial Services, Inc.
Nonstatutory Stock Option (Right to Buy)
M - Exercise X -9,129 6,753 -57.48
2020-04-30 2020-04-28 4 PFSI PennyMac Financial Services, Inc.
Nonstatutory Stock Option (Right to Buy)
M - Exercise X -27,771 0 -100.00
2020-04-30 2020-04-28 4 PFSI PennyMac Financial Services, Inc.
Common Stock
S - Sale X -36,900 28,761 -56.20 29.06 -1,072,487 835,930
2020-04-30 2020-04-28 4 PFSI PennyMac Financial Services, Inc.
Common Stock
M - Exercise X 9,129 65,661 16.15 21.03 191,983 1,380,851
2020-04-30 2020-04-28 4 PFSI PennyMac Financial Services, Inc.
Common Stock
M - Exercise X 27,771 56,532 96.56 11.28 313,257 637,681
2020-03-19 2020-03-17 4 PMT PennyMac Mortgage Investment Trust
Performance-Based Restricted Share Units
M - Exercise -3,120 0 -100.00
2020-03-19 2020-03-17 4 PMT PennyMac Mortgage Investment Trust
Performance-Based Restricted Share Units
A - Award 3,120 3,120
2020-03-19 2020-03-17 4 PMT PennyMac Mortgage Investment Trust
Performance-Based Restricted Share Units
M - Exercise -3,228 0 -100.00
2020-03-19 2020-03-17 4 PMT PennyMac Mortgage Investment Trust
Performance-Based Restricted Share Units
A - Award 3,228 3,228
2020-03-19 2020-03-17 4 PMT PennyMac Mortgage Investment Trust
Common Shares of Beneficial Interest
F - Taxes -1,547 38,149 -3.90 10.88 -16,831 415,061
2020-03-19 2020-03-17 4 PMT PennyMac Mortgage Investment Trust
Common Shares of Beneficial Interest
F - Taxes -1,312 39,696 -3.20 10.88 -14,275 431,892
2020-03-19 2020-03-17 4 PMT PennyMac Mortgage Investment Trust
Common Shares of Beneficial Interest
M - Exercise 3,120 41,008 8.23
2020-03-19 2020-03-17 4 PMT PennyMac Mortgage Investment Trust
Common Shares of Beneficial Interest
M - Exercise 3,228 37,888 9.31
2020-03-18 2020-03-17 4 PFSI PennyMac Financial Services, Inc.
Performance-Based Restricted Stock Units
M - Exercise -18,110 0 -100.00
2020-03-18 2020-03-17 4 PFSI PennyMac Financial Services, Inc.
Performance-Based Restricted Stock Units
A - Award 18,110 18,110
2020-03-18 2020-03-17 4 PFSI PennyMac Financial Services, Inc.
Common Stock
F - Taxes -6,263 28,761 -17.88 21.76 -136,283 625,839
2020-03-18 2020-03-17 4 PFSI PennyMac Financial Services, Inc.
Common Stock
M - Exercise 18,110 35,024 107.07
2020-03-18 2020-03-16 4 PFSI PennyMac Financial Services, Inc.
Common Stock
F - Taxes -833 16,914 -4.69 29.13 -24,265 492,705
2020-03-13 2020-03-12 4 PMT PennyMac Mortgage Investment Trust
Common Shares of Beneficial Interest
F - Taxes -589 34,660 -1.67 18.90 -11,132 655,074
2020-03-10 2020-03-09 4 PFSI PennyMac Financial Services, Inc.
Common Stock
F - Taxes -794 17,747 -4.28 37.50 -29,775 665,512
2020-03-10 2020-03-06 4 PFSI PennyMac Financial Services, Inc.
Common Stock
F - Taxes -1,087 18,541 -5.54 37.42 -40,676 693,804
2020-02-27 2020-02-26 4 PFSI PennyMac Financial Services, Inc.
Nonstatutory Stock Option (Right to Buy)
A - Award 17,824 17,824
2020-02-27 2020-02-26 4 PFSI PennyMac Financial Services, Inc.
Common Stock
A - Award 4,817 19,628 32.52
2020-02-26 2020-02-24 4 PMT PennyMac Mortgage Investment Trust
Common Shares of Beneficial Interest
F - Taxes -720 35,249 -2.00 23.34 -16,805 822,712
2020-02-12 2019-12-20 5 PFSI PennyMac Financial Services, Inc.
Common Stock
G - Gift -2,950 453,655 -0.65
2020-02-12 2019-12-20 5 PFSI PennyMac Financial Services, Inc.
Common Stock
G - Gift -2,950 453,655 -0.65
2019-11-19 2019-11-19 4 PFSI PennyMac Financial Services, Inc.
Common Stock
S - Sale -5,600 468,580 -1.18 32.73 -183,305 15,338,076
2019-11-19 2019-11-19 4 PFSI PennyMac Financial Services, Inc.
Common Stock
S - Sale -2,355 14,811 -13.72 33.36 -78,554 494,040
2019-11-19 2019-11-19 4 PFSI PennyMac Financial Services, Inc.
Common Stock
S - Sale -7,640 17,166 -30.80 32.85 -250,956 563,864
2019-11-19 2019-11-18 4 PFSI PennyMac Financial Services, Inc.
Common Stock
S - Sale -8,400 474,180 -1.74 32.11 -269,761 15,228,006
2019-11-19 2019-11-18 4 PFSI PennyMac Financial Services, Inc.
Common Stock
S - Sale -8,628 24,806 -25.81 32.12 -277,112 796,714
2019-07-10 2018-06-04 4 PMT PennyMac Mortgage Investment Trust
Common Shares of Beneficial Interest
S - Sale X -1,862 35,969 -4.92 18.69 -34,805 672,351
2019-07-10 2018-04-02 4 PMT PennyMac Mortgage Investment Trust
Common Shares of Beneficial Interest
S - Sale X -880 36,642 -2.35 18.05 -15,884 661,388
2019-07-10 2019-03-15 4 PFSI PennyMac Financial Services, Inc.
Nonstatutory Stock Option (Right to Buy)
A - Award 18,057 18,057 22.92 413,866 413,866
2019-07-10 2018-03-09 4 PFSI PennyMac Financial Services, Inc.
Nonstatutory Stock Option (Right to Buy)
A - Award 17,204 17,204 24.40 419,778 419,778
2018-03-14 2018-03-12 4 PMT PennyMac Mortgage Investment Trust
Performance-Based Restricted Share Units
M - Exercise -1,462 0 -100.00
2018-03-14 2018-03-12 4 PMT PennyMac Mortgage Investment Trust
Performance-Based Restricted Share Units
A - Award 1,462 1,462
2018-03-14 2018-03-12 4 PMT PennyMac Mortgage Investment Trust
Common Shares of Beneficial Interest
M - Exercise 1,462 37,522 4.05
2018-03-14 2018-03-12 4 PMT PennyMac Mortgage Investment Trust
Common Shares of Beneficial Interest
A - Award 5,104 36,060 16.49
2018-02-28 2018-02-26 4 PMT PennyMac Mortgage Investment Trust
Common Shares of Beneficial Interest
S - Sale X -1,826 30,956 -5.57 17.30 -31,581 535,393
2018-02-28 2018-02-26 4 PMT PennyMac Mortgage Investment Trust
Common Shares of Beneficial Interest
S - Sale X -1,538 32,782 -4.48 17.30 -26,603 567,043
2018-02-21 2018-02-20 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
S - Sale X -5,000 0 -100.00 24.40 -122,006
2018-02-16 2018-02-16 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
S - Sale X -5,000 5,000 -50.00 24.25 -121,267 121,267
2018-02-16 2018-02-15 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
S - Sale X -5,000 10,000 -33.33 23.23 -116,130 232,261
2018-02-16 2018-02-14 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
S - Sale X -5,000 15,000 -25.00 22.64 -113,180 339,542
2018-02-13 2018-02-13 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
S - Sale X -5,000 20,000 -20.00 22.07 -110,342 441,370
2018-02-13 2018-02-12 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Cl A Units of Private Nat'l Mortgage Acceptance Company, LLC
M - Exercise -25,000 482,580 -4.93
2018-02-13 2018-02-12 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
M - Exercise 25,000 25,000
2018-02-13 2018-02-09 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
S - Sale X -5,000 0 -100.00 22.01 -110,072
2018-02-08 2018-02-08 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
S - Sale X -5,000 5,000 -50.00 21.18 -105,905 105,905
2018-02-08 2018-02-07 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
S - Sale X -5,000 10,000 -33.33 21.90 -109,524 219,047
2018-02-08 2018-02-06 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
S - Sale X -5,000 15,000 -25.00 21.60 -108,019 324,057
2018-02-05 2018-02-05 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
S - Sale X -5,000 20,000 -20.00 22.21 -111,045 444,180
2018-02-05 2018-02-02 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Cl A Units of Private Nat'l Mortgage Acceptance Company, LLC
M - Exercise -25,000 507,580 -4.69
2018-02-05 2018-02-02 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
M - Exercise 25,000 25,000
2018-02-05 2018-02-01 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
S - Sale X -5,000 0 -100.00 22.45 -112,240
2018-01-31 2018-01-31 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
S - Sale X -5,000 5,000 -50.00 22.20 -110,991 110,991
2018-01-31 2018-01-30 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
S - Sale X -5,000 10,000 -33.33 22.14 -110,702 221,405
2018-01-31 2018-01-29 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
S - Sale X -5,000 15,000 -25.00 22.26 -111,283 333,849
2018-01-29 2018-01-26 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
S - Sale X -5,000 20,000 -20.00 22.65 -113,250 453,002
2018-01-29 2018-01-25 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Cl A Units of Private Nat'l Mortgage Acceptance Company, LLC
M - Exercise -25,000 532,580 -4.48
2018-01-29 2018-01-25 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
M - Exercise 25,000 25,000
2017-10-02 2017-09-29 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
S - Sale X -2,369 9,002 -20.83 18.00 -42,642 162,036
2017-09-29 2017-09-27 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
S - Sale X -2,712 11,371 -19.26 18.00 -48,816 204,678
2017-09-27 2017-09-26 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
S - Sale X -3,000 0 -100.00 17.69 -53,065
2017-09-27 2017-09-25 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
S - Sale X -3,000 3,000 -50.00 17.60 -52,810 52,810
2017-09-25 2017-09-22 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
S - Sale X -3,000 6,000 -33.33 17.42 -52,275 104,550
2017-09-25 2017-09-21 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
S - Sale X -3,000 9,000 -25.00 17.57 -52,702 158,108
2017-09-20 2017-09-20 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
S - Sale X -3,000 12,000 -20.00 17.53 -52,577 210,310
2017-09-20 2017-09-19 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
S - Sale X -3,000 15,000 -16.67 17.47 -52,418 262,088
2017-09-18 2017-09-18 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
S - Sale X -3,000 18,000 -14.29 17.10 -51,292 307,755
2017-09-18 2017-09-15 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
S - Sale X -3,000 21,000 -12.50 17.10 -51,300 359,100
2017-09-18 2017-09-14 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
S - Sale X -3,000 24,000 -11.11 17.13 -51,400 411,199
2017-09-13 2017-09-13 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
S - Sale X -3,000 27,000 -10.00 16.80 -50,387 453,487
2017-09-13 2017-09-12 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
S - Sale X -3,000 30,000 -9.09 16.87 -50,612 506,124
2017-09-13 2017-09-11 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
S - Sale X -3,000 33,000 -8.33 16.60 -49,800 547,800
2017-09-08 2017-09-08 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
S - Sale X -3,000 36,000 -7.69 16.74 -50,220 602,640
2017-09-08 2017-09-07 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
S - Sale X -3,000 39,000 -7.14 16.68 -50,045 650,586
2017-09-08 2017-09-06 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
S - Sale X -3,000 42,000 -6.67 16.75 -50,250 703,500
2017-09-05 2017-09-05 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
S - Sale X -6,000 45,000 -11.76 16.88 -101,300 759,748
2017-09-05 2017-09-01 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
S - Sale X -6,000 51,000 -10.53 17.02 -102,144 868,224
2017-09-05 2017-08-31 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
S - Sale X -6,000 57,000 -9.52 17.20 -103,203 980,428
2017-08-30 2017-08-30 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
S - Sale X -6,000 63,000 -8.70 17.15 -102,925 1,080,715
2017-08-30 2017-08-29 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
S - Sale X -6,000 69,000 -8.00 16.86 -101,180 1,163,568
2017-08-30 2017-08-28 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Cl A Units of Private Nat'l Mortgage Acceptance Company, LLC
M - Exercise -75,000 557,580 -11.86
2017-08-30 2017-08-28 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
M - Exercise 75,000 75,000
2017-06-07 2017-06-05 4 PMT PennyMac Mortgage Investment Trust
Common Shares of Beneficial Interest
S - Sale X -1,862 34,320 -5.15 17.65 -32,856 605,600
2017-05-17 2017-05-15 4 PMT PennyMac Mortgage Investment Trust
Common Shares of Beneficial Interest
S - Sale X -1,625 36,182 -4.30 17.64 -28,665 638,250
2017-05-04 2017-05-03 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
S - Sale X -5,081 14,083 -26.51 16.79 -85,297 236,418
2017-04-05 2017-04-03 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Performance-Based Restricted Stock Units
M - Exercise -10,162 0 -100.00
2017-04-05 2017-04-03 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Performance-Based Restricted Stock Units
A - Award 10,162 10,162
2017-04-05 2017-04-03 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
M - Exercise 10,162 19,164 112.89
2017-03-08 2017-03-06 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Nonstatutory Stock Option (Right to Buy)
A - Award 22,506 22,506
2017-03-08 2017-03-06 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
A - Award 9,002 9,002
2017-02-28 2017-02-28 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
S - Sale X -3,000 0 -100.00 17.89 -53,684
2017-02-28 2017-02-27 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
S - Sale X -3,000 3,000 -50.00 18.10 -54,315 54,315
2017-02-28 2017-02-24 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
S - Sale X -3,000 6,000 -33.33 18.17 -54,518 109,035
2017-02-27 2017-02-24 4 PMT PennyMac Mortgage Investment Trust
Common Shares of Beneficial Interest
S - Sale X -1,826 37,807 -4.61 16.88 -30,816 638,042
2017-02-27 2017-02-24 4 PMT PennyMac Mortgage Investment Trust
Common Shares of Beneficial Interest
S - Sale X -1,538 39,633 -3.74 16.89 -25,977 669,409
2017-02-27 2017-02-23 4 PMT PennyMac Mortgage Investment Trust
Common Shares of Beneficial Interest
A - Award 5,281 41,171 14.71
2017-02-23 2017-02-23 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
S - Sale X -3,000 9,000 -25.00 18.29 -54,857 164,572
2017-02-23 2017-02-22 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
S - Sale X -3,000 12,000 -20.00 18.23 -54,682 218,730
2017-02-23 2017-02-21 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
S - Sale X -3,000 15,000 -16.67 18.50 -55,510 277,550
2017-02-17 2017-02-17 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
S - Sale X -3,000 18,000 -14.29 18.29 -54,880 329,279
2017-02-17 2017-02-16 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
S - Sale X -3,000 21,000 -12.50 18.16 -54,467 381,272
2017-02-17 2017-02-15 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
S - Sale X -3,000 24,000 -11.11 18.38 -55,141 441,130
2017-02-14 2017-02-14 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
S - Sale X -3,000 27,000 -10.00 18.18 -54,536 490,828
2017-02-14 2017-02-13 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
S - Sale X -3,000 30,000 -9.09 18.33 -54,986 549,855
2017-02-14 2017-02-10 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
S - Sale X -3,000 33,000 -8.33 18.18 -54,525 599,775
2017-02-13 2016-12-19 4 PMT PennyMac Mortgage Investment Trust
Common Shares of Beneficial Interest
S - Sale -2,500 35,890 -6.51 16.80 -42,000 602,952
2017-02-09 2017-02-09 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
S - Sale X -3,000 36,000 -7.69 18.22 -54,673 656,071
2017-02-09 2017-02-08 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
S - Sale X -3,000 39,000 -7.14 18.26 -54,795 712,335
2017-02-09 2017-02-07 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
S - Sale X -3,000 42,000 -6.67 19.11 -57,335 802,691
2017-02-06 2017-02-06 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
S - Sale X -6,000 45,000 -11.76 18.74 -112,429 843,214
2017-02-06 2017-02-03 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
S - Sale X -6,000 51,000 -10.53 17.84 -107,039 909,830
2017-02-06 2017-02-02 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
S - Sale X -6,000 57,000 -9.52 16.94 -101,612 965,318
2017-02-01 2017-02-01 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
S - Sale X -6,000 63,000 -8.70 17.05 -102,318 1,074,339
2017-02-01 2017-01-31 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
S - Sale X -6,000 69,000 -8.00 16.90 -101,415 1,166,272
2017-02-01 2017-01-30 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Cl A Units of Private Nat'l Mortgage Acceptance Company, LLC
M - Exercise -75,000 632,580 -10.60
2017-02-01 2017-01-30 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
M - Exercise 75,000 75,000
2016-12-20 2016-12-16 4 PMT PennyMac Mortgage Investment Trust
Common Shares of Beneficial Interest
S - Sale -4,756 38,390 -11.02 16.75 -79,663 643,032
2016-12-15 2016-12-15 4 PMT PennyMac Mortgage Investment Trust
Common Shares of Beneficial Interest
S - Sale -3,000 43,146 -6.50 16.30 -48,900 703,280
2016-12-15 2016-12-15 4 PMT PennyMac Mortgage Investment Trust
Common Shares of Beneficial Interest
S - Sale -1,513 46,146 -3.17 16.31 -24,677 752,641
2016-07-27 2016-07-25 4 PMT PennyMac Mortgage Investment Trust
Common Shares of Beneficial Interest
S - Sale X -12,694 47,659 -21.03 16.23 -206,024 773,506
2016-06-06 2016-06-03 4 PMT PennyMac Mortgage Investment Trust
Common Shares of Beneficial Interest
S - Sale X -1,862 60,353 -2.99 15.77 -29,367 951,863
2016-05-17 2016-05-16 4 PMT PennyMac Mortgage Investment Trust
Common Shares of Beneficial Interest
S - Sale X -3,125 62,215 -4.78 14.87 -46,471 925,187
2016-03-09 2016-03-07 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Nonstatutory Stock Option (Right to Buy)
A - Award 27,771 27,771
2016-02-26 2016-02-24 4 PMT PennyMac Mortgage Investment Trust
Common Shares of Beneficial Interest
S - Sale X -1,826 65,340 -2.72 11.93 -21,779 779,317
2016-02-26 2016-02-24 4 PMT PennyMac Mortgage Investment Trust
Common Shares of Beneficial Interest
A - Award 9,230 67,166 15.93
2015-12-16 2015-12-14 4 PMT PennyMac Mortgage Investment Trust
Common Shares of Beneficial Interest
S - Sale X -12,965 57,936 -18.29 15.48 -200,747 897,069
2015-06-05 2015-06-03 4 PMT PennyMac Mortgage Investment Trust
Common Shares of Beneficial Interest
S - Sale X -1,862 70,901 -2.56 18.44 -34,336 1,307,457
2015-05-18 2015-05-15 4 PMT PennyMac Mortgage Investment Trust
Common Shares of Beneficial Interest
S - Sale X -1,500 72,763 -2.02 18.12 -27,180 1,318,487
2015-05-18 2015-05-14 4 PMT PennyMac Mortgage Investment Trust
Common Shares of Beneficial Interest
S - Sale X -1,625 74,263 -2.14 18.11 -29,424 1,344,673
2015-03-09 2015-03-09 4 PMT PennyMac Mortgage Investment Trust
Common Shares of Beneficial Interest
S - Sale X -1,250 75,888 -1.62 20.69 -25,862 1,570,123
2015-03-05 2015-03-03 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Nonstatutory Stock Option (Right to Buy)
A - Award 27,547 27,547
2015-02-25 2015-02-24 4 PMT PennyMac Mortgage Investment Trust
Common Shares of Beneficial Interest
A - Award 14,613 77,138 23.37
2014-06-05 2014-06-03 4 PMT PennyMac Mortgage Investment Trust
Common Shares of Beneficial Interest
A - Award 14,900 62,525 31.29
2014-05-20 2014-05-16 4 PMT PennyMac Mortgage Investment Trust
Common Shares of Beneficial Interest
S - Sale X -1,500 47,625 -3.05 20.87 -31,305 993,934
2014-05-14 2014-05-14 4 PMT PennyMac Mortgage Investment Trust
Common Shares of Beneficial Interest
S - Sale X -1,625 49,125 -3.20 21.22 -34,482 1,042,432
2014-03-12 2014-03-10 4 PMT PennyMac Mortgage Investment Trust
Common Shares of Beneficial Interest
S - Sale X -1,250 50,750 -2.40 23.60 -29,500 1,197,700
2014-02-28 2014-02-26 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Nonstatutory Stock Option (Right to Buy)
A - Award 28,216 28,216
2013-08-06 2013-08-05 4 PMT PennyMac Mortgage Investment Trust
Common Shares of Beneficial Interest
S - Sale X -2,000 52,000 -3.70 21.93 -43,860 1,140,360
2013-06-17 2013-06-13 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Nonstatutory Stock Option (Right to Buy)
A - Award 15,882 15,882
2013-05-17 2013-05-15 4 PMT PennyMac Mortgage Investment Trust
Common Shares of Beneficial Interest
S - Sale X -1,500 54,000 -2.70 23.88 -35,820 1,289,520
2013-05-16 2013-05-14 4 PMT PennyMac Mortgage Investment Trust
Common Shares of Beneficial Interest
A - Award 13,000 55,500 30.59
2013-05-09 3 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class B Common Stock
1
2013-05-09 3 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class B Common Stock
1
2013-05-09 3 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class B Common Stock
1
2012-05-18 2012-05-16 4 PMT PennyMac Mortgage Investment Trust
Common Shares of Beneficial Interest
A - Award 15,000 42,500 54.55
P
공개 시장에서 또는 사적으로 비파생증권 또는 파생증권 매입
S
공개 시장에서 또는 사적으로 비파생증권 또는 파생증권 매각
A
자사로부터 유가증권(옵션 등)을 보조, 지급 또는 기타 취득
C
파생상품 전환
D
자사에게 유가증권을 매각 또는 양도
F
기업으로부터 인도 받은 유가증권의 일부를 사용한 행사 가격 또는 조세 채무의 지급
G
내부자에 의한 또는 내부자에게 증권 증여
K
지분스왑 및 유사 위험 회피거래
M
자사로부터 인도 받은 파생증권(옵션 등)의 행사 또는 전환
V
보고서 양식 4에 자진 신고된 거래
J
기타 (거래 내용을 설명하는 각주와 동반)