소개

이 페이지에서는 Steven L Fradkin의 공개된 내부자의 매매 거래 내역을 종합적으로 분석합니다. 내부자들은 기업의 임원(내부 경영진), 이사 또는 주요 투자자입니다. 일반적으로 내부자가 중요한 비공개 정보를 기반으로 자신이 속한 기업을 거래하는 것은 불법으로 간주됩니다. 이것은 내부자가 자신의 기업 내에서 행하는 모든 거래가 불법이라는 것을 뜻은 아닙니다. 그러나 그들은 자신들의 모든 거래를 양식 4를 통해 SEC에 보고해야만 합니다. 이러한 제한에도 불구하고, 학계 연구에 따르면 내부자는, 일반적으로, 자신의 회사 주식에 대한 실적이 시장의 수익률을 능가하는 경향성을 보였습니다.

평균 거래 수익성

평균 거래 수익성은 내부자가 지난 3년 동안 매입한 모든 "공개 시장"(Open market)에서의 매입의 평균 수익률입니다. 이를 계산하기 위해 10b5-1 거래 계획의 일부로 표시된 모든 거래를 제외하고 내부자가 계획되지 않은 모든 오픈 마켓에서의 매입을 조사합니다. 그런 다음 3개월, 6개월, 12개월 동안 해당 거래의 평균 성과를 계산하여 각 거래에 대한 최종 성과 지표를 생성합니다. 마지막으로 내부자에 대한 성과 지표를 계산하기 위해 모든 성과 지표의 평균을 내립니다. 이 목록에는 지난 2년 동안 최소 3번 이상 거래한 내부자만 포함됩니다.

내부자의 매매 거래 수익성이 "해당 없음"인 경우, 내부자는 지난 3년 동안 공개 시장에서 매수한 적이 없거나, 거래가 너무 최근에 이루어져서 신뢰할 수 있는 성과 지표를 산출할 수 없는 경우에 해당합니다.

업데이트 주기: 일별

최고 수익율의 내부자 목록을 확인하세요.

가장 높은 순위의 내부자를 확인하세요
내부자 포지션이 보고된 기업

SEC 서류에 따르면 Steven L Fradkin 기업이 다음 기업에 대한 보유 또는 거래를 보고했습니다:

증권 소유권 최근 보고된 보유 주식
US:NTRS / Northern Trust Corporation Vice Chairman 43,257
차트 해석 방법

아래 차트는 Steven L Fradkin에 의한 각 "공개 시장"(Open market)에서 계획되지 않은 거래 이후 증권의 주가 실적을 보여줍니다. 계획되지 않은 거래는 10b5-1 거래 계획의 일환으로 이루어지지 않은 거래입니다. 주가 실적은 주가의 누적 백분율 변화로 표시됩니다. 예를 들어, 2019년 1월 1일 내부자의 매매 거래가 이루어졌을 경우, 차트는 현재까지 증권의 일별 백분율 변화를 보여줍니다. 이 기간 동안 주가가 10달러에서 15달러로 간다면, 주가의 누적 백분율 변화는 50%가 됩니다. 10달러에서 20달러로의 가격 변화는 100%가 되며, 10달러에서 5달러로의 가격 변화는 -50%가 됩니다.

궁극적으로 내부자의 매매 거래가 내부자의 정보를 이용하여 이익을 얻기 위해 거래 타이밍을 맞추고 있는지 확인하기 위해 내부자의 매매 거래가 주가의 초과 수익률(양 또는 음)과 얼마나 밀접한 상관 관계가 있는지 확인하고자 합니다. 내부자가 이러한 작업을 수행하고 있는 상황을 고려해 보겠습니다. 이러한 상황에서 우리는 (a) 매입 후 양의 수익률 또는 (b) 매각 후 음의 수익률을 기대할 수 있습니다. (a)의 경우, 매입 차트는 상향으로 기울어진 일련의 곡선을 보여주며, 각 매입 거래 후 양의 수익률을 나타냅니다. (b)의 경우, SALE 차트는 하향으로 기울어진 일련의 곡선을 보여주며, 각 판매 거래 후 음의 수익률을 나타냅니다.

그러나 이것만으로는 결론을 도출하기에 충분하지 않습니다. 예를 들어, 해당 기업의 주가가 수년에 걸쳐 비주기적 상승 추세에 있다면, Fintel은 매입 후 도표가 모두 상향 곡선으로 예상할 수 있습니다. 마찬가지로, 수년에 걸쳐 비주기적 하락은 거래 후에 하향 곡선으로 초래할 가능성이 높습니다. 이 도표들 중 어느 것도 내부자의 매매 거래 활동을 시사하지는 않습니다.

가장 강력한 지표는 주가가 극단적으로 순환하는 상황일 것이고, PURCHASE 차트에는 긍정적인 시그널이, SALE 차트에는 부정적인 플롯이 존재했습니다. 이는 자신들의 금전적 이익을 위한 거래 타이밍을 재던 내부자에 의한 상황일 가능성이 높습니다.

내부자의 매매 거래 내역

아래 표는 증권거래위원회(SEC)에 공시된 Steven L Fradkin의 내부자의 전체 거래 목록입니다.

보고일 거래일 보고 티커 증권 코드 10b5-1 지분 잔여 지분 변동률
(%)		 지분
가치		 거래
가치		 잔여
가치
2025-12-05 2025-12-03 4 NTRS NORTHERN TRUST CORP
Common Stock 		F - Taxes -336 43,257 -0.77 131.32 -44,124 5,680,509
2025-11-07 2025-11-06 4 NTRS NORTHERN TRUST CORP
Common Stock 		S - Sale -4,688 39,659 -10.57 128.00 -600,064 5,076,352
2025-11-07 2025-11-06 4 NTRS NORTHERN TRUST CORP
Common Stock 		S - Sale -4,688 39,659 -10.57 128.00 -600,064 5,076,352
2025-07-30 2025-07-30 4 NTRS NORTHERN TRUST CORP
Common Stock 		S - Sale -3,775 155,596 -2.37 132.50 -500,188 20,616,470
2025-07-30 2025-07-29 4 NTRS NORTHERN TRUST CORP
Common Stock 		S - Sale -5,680 159,371 -3.44 132.11 -750,385 21,054,503
2025-07-30 2025-07-28 4 NTRS NORTHERN TRUST CORP
Common Stock 		S - Sale -3,450 44,347 -7.22 129.37 -446,326 5,737,171
2025-07-30 2025-07-28 4 NTRS NORTHERN TRUST CORP
Common Stock 		S - Sale -8,775 165,051 -5.05 129.52 -1,136,538 21,377,406
2025-03-04 2025-03-01 4 NTRS NORTHERN TRUST CORP
Common Stock 		F - Taxes -4,318 49,563 -8.01 110.27 -476,146 5,465,312
2025-02-20 2025-02-18 4 NTRS NORTHERN TRUST CORP
Common Stock 		F - Taxes -11,052 53,881 -17.02 112.69 -1,245,450 6,071,850
2025-02-20 2025-02-18 4 NTRS NORTHERN TRUST CORP
Common Stock 		A - Award 24,946 78,827 46.30
2025-02-07 2025-02-05 4 NTRS NORTHERN TRUST CORP
Common Stock 		A - Award 8,278 53,881 18.15
2024-12-05 2024-12-03 4 NTRS NORTHERN TRUST CORP
Common Stock 		F - Taxes -475 45,603 -1.03 110.31 -52,397 5,030,467
2024-12-03 2024-11-29 4 NTRS NORTHERN TRUST CORP
Common Stock 		S - Sale -4,550 47,797 -8.69 111.00 -505,050 5,305,467
2024-12-03 2024-11-29 4 NTRS NORTHERN TRUST CORP
Common Stock 		S - Sale -4,550 153,962 -2.87 111.01 -505,096 17,091,322
2024-10-29 2024-10-25 4 NTRS NORTHERN TRUST CORP
Common Stock 		S - Sale -311 46,078 -0.67 100.52 -31,262 4,631,761
2024-10-29 2024-10-25 4 NTRS NORTHERN TRUST CORP
Common Stock 		S - Sale -27,563 46,389 -37.27 100.50 -2,770,082 4,662,094
2024-10-29 2024-10-25 4 NTRS NORTHERN TRUST CORP
Common Stock 		M - Exercise 27,874 73,952 60.49 88.06 2,454,584 6,512,213
2024-05-03 2024-05-01 4 NTRS NORTHERN TRUST CORP
Common Stock 		S - Sale -4,097 46,078 -8.17 82.56 -338,248 3,804,200
2024-05-03 2024-05-01 4 NTRS NORTHERN TRUST CORP
Common Stock 		M - Exercise 4,097 50,175 8.89 58.25 238,650 2,922,694
2024-03-05 2024-03-01 4 NTRS NORTHERN TRUST CORP
Common Stock 		F - Taxes -4,042 46,078 -8.06 81.90 -331,040 3,773,788
2024-02-23 2024-02-22 4 NTRS NORTHERN TRUST CORP
Common Stock 		S - Sale -30,392 55,707 -35.30 80.11 -2,434,703 4,462,688
2024-02-23 2024-02-22 4 NTRS NORTHERN TRUST CORP
Common Stock 		M - Exercise 30,392 86,099 54.56 58.25 1,770,334 5,015,267
2024-02-23 2024-02-21 4 NTRS NORTHERN TRUST CORP
Common Stock 		A - Award 11,731 55,707 26.68
2024-02-22 2024-02-20 4 NTRS NORTHERN TRUST CORP
Common Stock 		F - Taxes -10,141 43,976 -18.74 79.51 -806,311 3,496,532
2024-02-22 2024-02-20 4 NTRS NORTHERN TRUST CORP
Common Stock 		A - Award 22,890 66,866 52.05
2023-12-07 2023-12-05 4 NTRS NORTHERN TRUST CORP
Common Stock 		F - Taxes -465 43,976 -1.05 80.36 -37,367 3,533,911
2023-03-03 2023-03-01 4 NTRS NORTHERN TRUST CORP
Common Stock 		F - Taxes -3,895 44,441 -8.06 94.49 -368,039 4,199,230
2023-02-23 2023-02-22 4 NTRS NORTHERN TRUST CORP
Common Stock 		A - Award 11,472 53,722 27.15
2023-02-23 2023-02-21 4 NTRS NORTHERN TRUST CORP
Common Stock 		F - Taxes -5,046 42,250 -10.67 94.70 -477,856 4,001,075
2023-02-23 2023-02-21 4 NTRS NORTHERN TRUST CORP
Common Stock 		A - Award 14,844 57,094 35.13
2022-12-07 2022-12-05 4 NTRS NORTHERN TRUST CORP
Common Stock 		F - Taxes -419 42,250 -0.98 90.19 -37,790 3,810,528
2022-05-18 2022-05-16 4 NTRS NORTHERN TRUST CORP
Common Stock 		G - Gift 8,000 42,432 23.23
2022-05-18 2022-05-16 4 NTRS NORTHERN TRUST CORP
Common Stock 		G - Gift -8,000 136,437 -5.54
2022-03-03 2022-03-01 4 NTRS NORTHERN TRUST CORP
Common Stock 		F - Taxes -3,627 42,669 -7.83 109.14 -395,851 4,656,895
2022-02-25 2022-02-23 4 NTRS NORTHERN TRUST CORP
Common Stock 		A - Award 10,349 51,311 25.26
2022-01-20 2022-01-18 4 NTRS NORTHERN TRUST CORP
Common Stock 		F - Taxes -4,404 40,962 -9.71 132.16 -582,033 5,413,538
2022-01-20 2022-01-18 4 NTRS NORTHERN TRUST CORP
Common Stock 		A - Award 12,401 53,363 30.27
2021-12-07 2021-12-03 4 NTRS NORTHERN TRUST CORP
Common Stock 		F - Taxes -379 40,962 -0.92 117.38 -44,487 4,808,120
2021-11-17 2021-11-15 4 NTRS NORTHERN TRUST CORP
Common Stock 		J - Other 64,000 120,435 113.40 125.68 8,043,520 15,136,271
2021-11-17 2021-11-15 4 NTRS NORTHERN TRUST CORP
Common Stock 		J - Other -64,000 11,000 -85.33 125.68 -8,043,520 1,382,480
2021-05-13 2021-05-11 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy) 		M - Exercise -23,739 0 -100.00
2021-05-13 2021-05-11 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy) 		M - Exercise -12,325 0 -100.00
2021-05-13 2021-05-11 4 NTRS NORTHERN TRUST CORP
Common Stock 		S - Sale -2,411 41,341 -5.51 119.24 -287,488 4,929,501
2021-05-13 2021-05-11 4 NTRS NORTHERN TRUST CORP
Common Stock 		S - Sale -33,653 43,752 -43.48 118.63 -3,992,255 5,190,300
2021-05-13 2021-05-11 4 NTRS NORTHERN TRUST CORP
Common Stock 		M - Exercise 23,739 77,405 44.23 70.21 1,666,715 5,434,605
2021-05-13 2021-05-11 4 NTRS NORTHERN TRUST CORP
Common Stock 		M - Exercise 12,325 53,666 29.81 60.85 749,976 3,265,576
2021-03-03 2021-03-01 4 NTRS NORTHERN TRUST CORP
Common Stock 		F - Taxes -2,687 41,341 -6.10 98.43 -264,481 4,069,195
2021-02-24 2021-02-22 4 NTRS NORTHERN TRUST CORP
Common Stock 		F - Taxes -1,232 47,743 -2.52 96.92 -119,405 4,627,252
2021-02-19 2021-02-17 4 NTRS NORTHERN TRUST CORP
Common Stock 		A - Award 9,338 50,679 22.59
2021-02-01 2021-01-28 4 NTRS NORTHERN TRUST CORP
Common Stock 		S - Sale -8,473 51,006 -14.25 91.50 -775,280 4,667,049
2021-01-21 2021-01-19 4 NTRS NORTHERN TRUST CORP
Common Stock 		F - Taxes -4,062 41,341 -8.95 96.76 -393,039 4,000,155
2021-01-21 2021-01-19 4 NTRS NORTHERN TRUST CORP
Common Stock 		A - Award 12,535 53,876 30.32
2020-12-16 2020-12-15 4 NTRS NORTHERN TRUST CORP
Common Stock 		G - Gift 622 34,422 1.84
2020-12-16 2020-12-15 4 NTRS NORTHERN TRUST CORP
Common Stock 		G - Gift -622 0 -100.00
2020-12-11 2020-12-09 4 NTRS NORTHERN TRUST CORP
Common Stock 		G - Gift 33,800 33,800
2020-12-11 2020-12-09 4 NTRS NORTHERN TRUST CORP
Common Stock 		G - Gift -33,800 44,528 -43.15
2020-12-07 2020-12-03 4 NTRS NORTHERN TRUST CORP
Common Stock 		F - Taxes -364 41,341 -0.87 93.31 -33,965 3,857,529
2020-11-12 2020-11-09 4 NTRS NORTHERN TRUST CORP
Common Stock 		J - Other 75,000 153,328 95.75 90.20 6,765,000 13,830,186
2020-11-12 2020-11-09 4 NTRS NORTHERN TRUST CORP
Common Stock 		J - Other -75,000 0 -100.00 90.20 -6,765,000
2020-11-05 2020-11-03 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy) 		M - Exercise -7,117 0 -100.00
2020-11-05 2020-11-03 4 NTRS NORTHERN TRUST CORP
Common Stock 		S - Sale -7,117 41,705 -14.58 82.88 -589,857 3,456,510
2020-11-05 2020-11-03 4 NTRS NORTHERN TRUST CORP
Common Stock 		M - Exercise 7,117 48,822 17.07 52.69 374,995 2,572,431
2020-03-03 2020-03-02 4 NTRS NORTHERN TRUST CORP
Common Stock 		F - Taxes -1,782 41,705 -4.10 86.63 -154,375 3,612,904
2020-02-25 2020-02-21 4 NTRS NORTHERN TRUST CORP
Common Stock 		F - Taxes -1,233 45,951 -2.61 101.35 -124,965 4,657,134
2020-02-19 2020-02-18 4 NTRS NORTHERN TRUST CORP
Common Stock 		A - Award 8,991 48,888 22.54
2020-02-19 2020-02-16 4 NTRS NORTHERN TRUST CORP
Common Stock 		F - Taxes -2,139 39,897 -5.09 100.60 -215,183 4,013,638
2020-01-22 2020-01-21 4 NTRS NORTHERN TRUST CORP
Common Stock 		F - Taxes -5,343 44,725 -10.67 109.23 -583,616 4,885,312
2020-01-22 2020-01-21 4 NTRS NORTHERN TRUST CORP
Common Stock 		A - Award 15,049 59,774 33.65
2019-12-16 2019-12-12 4 NTRS NORTHERN TRUST CORP
Common Stock 		F - Taxes -406 44,725 -0.90 108.68 -44,124 4,860,713
2019-03-05 2019-03-01 4 NTRS NORTHERN TRUST CORP
Common Stock 		F - Taxes -774 45,131 -1.69 93.49 -72,361 4,219,297
2019-02-21 2019-02-19 4 NTRS NORTHERN TRUST CORP
Common Stock 		A - Award 10,011 46,975 27.08
2019-02-21 2019-02-19 4 NTRS NORTHERN TRUST CORP
Common Stock 		F - Taxes -1,578 36,964 -4.09 92.83 -146,486 3,431,368
2019-02-21 2019-02-19 4 NTRS NORTHERN TRUST CORP
Common Stock 		F - Taxes -2,140 40,525 -5.02 92.83 -198,656 3,761,936
2019-01-24 2019-01-22 4 NTRS NORTHERN TRUST CORP
Common Stock 		F - Taxes -8,134 45,354 -15.21 90.42 -735,476 4,100,909
2019-01-24 2019-01-22 4 NTRS NORTHERN TRUST CORP
Common Stock 		A - Award 21,979 67,333 48.46
2018-12-11 2018-12-07 4 NTRS NORTHERN TRUST CORP
Common Stock 		F - Taxes -312 45,354 -0.68 90.36 -28,192 4,098,187
2018-11-19 2018-11-15 4 NTRS NORTHERN TRUST CORP
Common Stock 		G - Gift -104 124,278 -0.08
2018-10-23 2018-09-13 4 NTRS NORTHERN TRUST CORP
Common Stock 		G - Gift -96 124,382 -0.08
2018-02-22 2018-02-20 4 NTRS NORTHERN TRUST CORP
Common Stock 		A - Award 7,688 45,666 20.24
2018-02-22 2018-02-20 4 NTRS NORTHERN TRUST CORP
Common Stock 		F - Taxes -1,578 37,978 -3.99 105.15 -165,927 3,993,387
2018-02-14 2018-02-12 4 NTRS NORTHERN TRUST CORP
Common Stock 		F - Taxes -1,820 41,539 -4.20 98.88 -179,962 4,107,376
2018-01-25 2018-01-23 4 NTRS NORTHERN TRUST CORP
Common Stock 		F - Taxes -5,968 45,647 -11.56 106.71 -636,845 4,870,991
2018-01-25 2018-01-23 4 NTRS NORTHERN TRUST CORP
Common Stock 		A - Award 15,909 61,556 34.85 106.71 1,697,649 6,568,641
2018-01-25 2017-12-15 4 NTRS NORTHERN TRUST CORP
Common Stock 		F - Taxes -260 45,647 -0.57 97.29 -25,295 4,440,997
2017-09-12 2017-09-12 4 NTRS NORTHERN TRUST CORP
Common Stock 		G - Gift -222 110,266 -0.20
2017-09-12 2017-09-08 4 NTRS NORTHERN TRUST CORP
Common Stock 		G - Gift -113 110,488 -0.10
2017-06-08 2017-06-07 4 NTRS NORTHERN TRUST CORP
Common Stock 		S - Sale -14,700 0 -100.00 89.23 -1,311,681
2017-05-08 2017-05-08 4 NTRS NORTHERN TRUST CORP
Common Stock 		G - Gift -56 110,601 -0.05
2017-02-23 2017-02-22 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy) 		M - Exercise -21,059 0 -100.00
2017-02-23 2017-02-22 4 NTRS NORTHERN TRUST CORP
Common Stock 		M - Exercise 21,059 66,966 45.87 71.23 1,500,033 4,769,988
2017-02-23 2017-02-21 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy) 		A - Award 27,874 27,874
2017-02-23 2017-02-21 4 NTRS NORTHERN TRUST CORP
Common Stock 		S - Sale -21,059 45,907 -31.45 87.62 -1,845,190 4,022,371
2017-02-23 2017-02-21 4 NTRS NORTHERN TRUST CORP
Common Stock 		A - Award 6,133 45,907 15.42
2017-02-14 2017-02-11 4 NTRS NORTHERN TRUST CORP
Common Stock 		F - Taxes -2,169 39,774 -5.17 86.30 -187,196 3,432,695
2017-02-14 2017-02-10 4 NTRS NORTHERN TRUST CORP
Common Stock 		F - Taxes -1,878 44,519 -4.05 85.66 -160,860 3,813,275
2017-01-18 2017-01-17 4 NTRS NORTHERN TRUST CORP
Common Stock 		F - Taxes -6,418 48,628 -11.66 88.92 -570,721 4,324,245
2017-01-18 2017-01-17 4 NTRS NORTHERN TRUST CORP
Common Stock 		A - Award 17,519 66,147 36.03
2016-11-22 2016-11-18 4 NTRS NORTHERN TRUST CORP
Common Stock 		G - Gift -223 94,749 -0.23
2016-11-16 2016-11-16 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy) 		M - Exercise -12,326 12,325 -50.00
2016-11-16 2016-11-16 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy) 		M - Exercise -21,352 7,117 -75.00
2016-11-16 2016-11-16 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy) 		M - Exercise -48,110 0 -100.00
2016-11-16 2016-11-16 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy) 		M - Exercise -71,239 0 -100.00
2016-11-16 2016-11-16 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy) 		M - Exercise -58,836 0 -100.00
2016-11-16 2016-11-16 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy) 		M - Exercise -90,270 0 -100.00
2016-11-16 2016-11-16 4 NTRS NORTHERN TRUST CORP
Common Stock 		S - Sale -302,133 48,628 -86.14 80.98 -24,466,730 3,937,895
2016-11-16 2016-11-16 4 NTRS NORTHERN TRUST CORP
Common Stock 		M - Exercise 12,326 350,761 3.64 60.85 750,037 21,343,807
2016-11-16 2016-11-16 4 NTRS NORTHERN TRUST CORP
Common Stock 		M - Exercise 21,352 338,435 6.73 52.69 1,125,037 17,832,140
2016-11-16 2016-11-16 4 NTRS NORTHERN TRUST CORP
Common Stock 		M - Exercise 48,110 317,083 17.89 43.65 2,100,002 13,840,673
2016-11-16 2016-11-16 4 NTRS NORTHERN TRUST CORP
Common Stock 		M - Exercise 71,239 268,973 36.03 52.64 3,750,021 14,158,739
2016-11-16 2016-11-16 4 NTRS NORTHERN TRUST CORP
Common Stock 		M - Exercise 58,836 197,734 42.36 50.99 3,000,048 10,082,457
2016-11-16 2016-11-16 4 NTRS NORTHERN TRUST CORP
Common Stock 		M - Exercise 90,270 138,898 185.63 57.54 5,194,136 7,992,191
2016-11-16 2016-11-14 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy) 		M - Exercise -21,059 21,059 -50.00
2016-11-16 2016-11-14 4 NTRS NORTHERN TRUST CORP
Common Stock 		S - Sale X -21,059 48,628 -30.22 80.95 -1,704,726 3,936,437
2016-11-16 2016-11-14 4 NTRS NORTHERN TRUST CORP
Common Stock 		M - Exercise 21,059 69,687 43.31 71.23 1,500,033 4,963,805
2016-11-10 2016-11-10 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy) 		M - Exercise -20,124 0 -100.00
2016-11-10 2016-11-10 4 NTRS NORTHERN TRUST CORP
Common Stock 		S - Sale X -20,124 48,628 -29.27 77.95 -1,568,666 3,790,553
2016-11-10 2016-11-10 4 NTRS NORTHERN TRUST CORP
Common Stock 		M - Exercise 20,124 68,752 41.38 63.36 1,275,057 4,356,127
2016-02-18 2016-02-16 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy) 		A - Award 34,489 34,489
2016-02-18 2016-02-16 4 NTRS NORTHERN TRUST CORP
Common Stock 		A - Award 9,657 48,628 24.78
2016-02-16 2016-02-11 4 NTRS NORTHERN TRUST CORP
Common Stock 		F - Taxes -2,169 38,971 -5.27 55.16 -119,631 2,149,446
2016-01-21 2016-01-19 4 NTRS NORTHERN TRUST CORP
Common Stock 		F - Taxes -6,474 43,716 -12.90 64.43 -417,120 2,816,622
2016-01-21 2016-01-19 4 NTRS NORTHERN TRUST CORP
Common Stock 		A - Award 18,979 62,695 43.41
2015-04-24 2015-04-22 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy) 		M - Exercise -20,123 20,124 -50.00
2015-04-24 2015-04-22 4 NTRS NORTHERN TRUST CORP
Common Stock 		S - Sale X -20,123 43,716 -31.52 72.95 -1,467,973 3,189,082
2015-04-24 2015-04-22 4 NTRS NORTHERN TRUST CORP
Common Stock 		M - Exercise 20,123 63,839 46.03 63.36 1,274,993 4,044,839
2015-04-24 2015-02-02 4 NTRS NORTHERN TRUST CORP
Common Stock 		S - Sale -540 9,427 -5.42 66.62 -35,995 627,978
2015-02-19 2015-02-17 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy) 		A - Award 23,739 23,739
2015-02-19 2015-02-17 4 NTRS NORTHERN TRUST CORP
Common Stock 		A - Award 7,122 43,716 19.46
2015-02-18 2015-02-17 4 NTRS NORTHERN TRUST CORP
Common Stock 		F - Taxes -5,426 36,594 -12.91 70.03 -379,983 2,562,678
2015-01-22 2015-01-20 4 NTRS NORTHERN TRUST CORP
Common Stock 		F - Taxes -5,055 59,449 -7.84 62.26 -314,724 3,701,295
2015-01-22 2015-01-20 4 NTRS NORTHERN TRUST CORP
Common Stock 		A - Award 16,037 64,504 33.09
2014-07-30 2014-07-22 4 NTRS NORTHERN TRUST CORP
Common Stock 		G - Gift 778 1,762 79.07
2014-07-30 2014-07-22 4 NTRS NORTHERN TRUST CORP
Common Stock 		G - Gift 778 60,062 1.31
2014-07-30 2014-07-22 4 NTRS NORTHERN TRUST CORP
Common Stock 		G - Gift -1,556 77,162 -1.98
2014-03-11 2014-03-07 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy) 		M - Exercise X -28,786 0 -100.00
2014-03-11 2014-03-07 4 NTRS NORTHERN TRUST CORP
Common Stock 		S - Sale X -28,786 78,718 -26.78 64.00 -1,842,177 5,037,606
2014-03-11 2014-03-07 4 NTRS NORTHERN TRUST CORP
Common Stock 		M - Exercise X 28,786 107,504 36.57 52.10 1,499,607 5,600,421
2014-02-21 2014-02-19 4 NTRS NORTHERN TRUST CORP
Common Stock 		F - Taxes -4,056 48,467 -7.72 62.02 -251,553 3,005,923
2014-02-20 2014-02-18 4 NTRS NORTHERN TRUST CORP
Common Stock 		F - Taxes -3,838 58,273 -6.18 62.07 -238,225 3,617,005
2014-02-12 2014-02-10 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy) 		A - Award 24,651 24,651
2014-02-12 2014-02-10 4 NTRS NORTHERN TRUST CORP
Common Stock 		A - Award 8,217 70,147 13.27
2014-02-06 2014-01-28 4 NTRS NORTHERN TRUST CORP
Common Stock 		G - Gift 444 984 82.22
2014-02-06 2014-01-28 4 NTRS NORTHERN TRUST CORP
Common Stock 		G - Gift 444 984 82.22
2014-02-06 2014-01-28 4 NTRS NORTHERN TRUST CORP
Common Stock 		G - Gift -888 64,932 -1.35
2013-10-23 2013-10-22 4 NTRS NORTHERN TRUST CORP
Common Stock 		F - Taxes -320 61,930 -0.51 56.52 -18,088 3,500,593
2013-07-10 2013-07-09 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy) 		M - Exercise X -28,785 28,786 -50.00
2013-07-10 2013-07-09 4 NTRS NORTHERN TRUST CORP
Common Stock 		S - Sale X -28,785 65,820 -30.43 60.95 -1,754,446 4,011,729
2013-07-10 2013-07-09 4 NTRS NORTHERN TRUST CORP
Common Stock 		M - Exercise X 28,785 94,605 43.73 52.10 1,499,555 4,928,447
2013-05-29 2013-05-28 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy) 		M - Exercise X -27,500 0 -100.00
2013-05-29 2013-05-28 4 NTRS NORTHERN TRUST CORP
Common Stock 		S - Sale X -27,500 65,820 -29.47 58.95 -1,621,125 3,880,089
2013-05-29 2013-05-28 4 NTRS NORTHERN TRUST CORP
Common Stock 		M - Exercise X 27,500 93,320 41.78 44.46 1,222,788 4,149,474
2013-05-17 2013-05-17 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy) 		M - Exercise X -27,500 27,500 -50.00
2013-05-17 2013-05-17 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy) 		M - Exercise X -33,334 0 -100.00
2013-05-17 2013-05-17 4 NTRS NORTHERN TRUST CORP
Common Stock 		S - Sale X -27,500 65,820 -29.47 57.71 -1,586,995 3,798,400
2013-05-17 2013-05-17 4 NTRS NORTHERN TRUST CORP
Common Stock 		M - Exercise X 27,500 93,320 41.78 44.46 1,222,788 4,149,474
2013-05-17 2013-05-17 4 NTRS NORTHERN TRUST CORP
Common Stock 		S - Sale X -33,334 65,820 -33.62 57.71 -1,923,668 3,798,400
2013-05-17 2013-05-17 4 NTRS NORTHERN TRUST CORP
Common Stock 		M - Exercise X 33,334 99,154 50.64 49.12 1,637,366 4,870,444
2013-05-17 2013-04-18 4/A NTRS NORTHERN TRUST CORP
Common Stock 		M - Exercise 16,666 82,486 25.32 49.12 818,634 4,051,712
2013-04-19 2013-04-18 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy) 		M - Exercise -16,666 33,334 -33.33
2013-04-19 2013-04-18 4 NTRS NORTHERN TRUST CORP
Common Stock 		S - Sale -16,666 65,820 -20.20 52.25 -870,744 3,438,878
2013-04-19 2013-04-18 4 NTRS NORTHERN TRUST CORP
Common Stock 		M - Exercise 16,666 83,566 24.91 49.12 818,634 4,104,762
2013-02-21 2013-02-20 4 NTRS NORTHERN TRUST CORP
Common Stock 		F - Taxes -3,172 62,250 -4.85 53.64 -170,146 3,339,090
2013-02-13 2013-02-11 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy) 		A - Award 28,469 28,469
2013-02-13 2013-02-11 4 NTRS NORTHERN TRUST CORP
Common Stock 		A - Award 9,490 72,056 15.17
2013-01-24 2013-01-18 4 NTRS NORTHERN TRUST CORP
Common Stock 		G - Gift 540 540
2013-01-24 2013-01-18 4 NTRS NORTHERN TRUST CORP
Common Stock 		G - Gift 540 540
2013-01-24 2013-01-18 4 NTRS NORTHERN TRUST CORP
Common Stock 		G - Gift -1,080 59,186 -1.79
2012-10-23 2012-10-19 4 NTRS NORTHERN TRUST CORP
Common Stock 		F - Taxes -2,141 62,566 -3.31 47.72 -102,169 2,985,650
2012-02-15 2012-02-13 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy) 		A - Award 48,110 48,110
2007-04-24 2007-04-23 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy) 		M - Exercise -4,428 6,572 -40.25
2007-04-24 2007-04-23 4 NTRS NORTHERN TRUST CORP
Common Stock 		F - Taxes -3,105 28,282 -9.89 64.38 -199,915 1,820,937
2007-04-24 2007-04-23 4 NTRS NORTHERN TRUST CORP
Common Stock 		M - Exercise 4,428 31,387 16.42 45.16 199,952 1,417,321
2007-04-24 2007-04-19 4 NTRS NORTHERN TRUST CORP
Common Stock 		G - Gift -78 26,959 -0.29
P
공개 시장에서 또는 사적으로 비파생증권 또는 파생증권 매입
S
공개 시장에서 또는 사적으로 비파생증권 또는 파생증권 매각
A
자사로부터 유가증권(옵션 등)을 보조, 지급 또는 기타 취득
C
파생상품 전환
D
자사에게 유가증권을 매각 또는 양도
F
기업으로부터 인도 받은 유가증권의 일부를 사용한 행사 가격 또는 조세 채무의 지급
G
내부자에 의한 또는 내부자에게 증권 증여
K
지분스왑 및 유사 위험 회피거래
M
자사로부터 인도 받은 파생증권(옵션 등)의 행사 또는 전환
V
보고서 양식 4에 자진 신고된 거래
J
기타 (거래 내용을 설명하는 각주와 동반)