팔콘스토어 소프트웨어, Inc.
US ˙ OTCPK ˙ US3061372096

소개

이 페이지에서는 ESW Capital, LLC의 공개된 내부자의 매매 거래 내역을 종합적으로 분석합니다. 내부자들은 기업의 임원(내부 경영진), 이사 또는 주요 투자자입니다. 일반적으로 내부자가 중요한 비공개 정보를 기반으로 자신이 속한 기업을 거래하는 것은 불법으로 간주됩니다. 이것은 내부자가 자신의 기업 내에서 행하는 모든 거래가 불법이라는 것을 뜻은 아닙니다. 그러나 그들은 자신들의 모든 거래를 양식 4를 통해 SEC에 보고해야만 합니다. 이러한 제한에도 불구하고, 학계 연구에 따르면 내부자는, 일반적으로, 자신의 회사 주식에 대한 실적이 시장의 수익률을 능가하는 경향성을 보였습니다.

평균 거래 수익성

평균 거래 수익성은 내부자가 지난 3년 동안 매입한 모든 "공개 시장"(Open market)에서의 매입의 평균 수익률입니다. 이를 계산하기 위해 10b5-1 거래 계획의 일부로 표시된 모든 거래를 제외하고 내부자가 계획되지 않은 모든 오픈 마켓에서의 매입을 조사합니다. 그런 다음 3개월, 6개월, 12개월 동안 해당 거래의 평균 성과를 계산하여 각 거래에 대한 최종 성과 지표를 생성합니다. 마지막으로 내부자에 대한 성과 지표를 계산하기 위해 모든 성과 지표의 평균을 내립니다. 이 목록에는 지난 2년 동안 최소 3번 이상 거래한 내부자만 포함됩니다.

내부자의 매매 거래 수익성이 "해당 없음"인 경우, 내부자는 지난 3년 동안 공개 시장에서 매수한 적이 없거나, 거래가 너무 최근에 이루어져서 신뢰할 수 있는 성과 지표를 산출할 수 없는 경우에 해당합니다.

업데이트 주기: 일별

최고 수익율의 내부자 목록을 확인하세요.

가장 높은 순위의 내부자를 확인하세요
내부자 포지션이 보고된 기업

SEC 서류에 따르면 ESW Capital, LLC 기업이 다음 기업에 대한 보유 또는 거래를 보고했습니다:

증권 소유권 최근 보고된 보유 주식
US:UPLD / Upland Software, Inc. 10% Owner 1,803,574
US:BVSN / BroadVision, Inc. 10% Owner 1,216,071
US:FALC / FalconStor Software, Inc. 10% Owner 0
US:MRIN / Marin Software Incorporated 10% Owner 579,000
차트 해석 방법

아래 차트는 ESW Capital, LLC에 의한 각 "공개 시장"(Open market)에서 계획되지 않은 거래 이후 증권의 주가 실적을 보여줍니다. 계획되지 않은 거래는 10b5-1 거래 계획의 일환으로 이루어지지 않은 거래입니다. 주가 실적은 주가의 누적 백분율 변화로 표시됩니다. 예를 들어, 2019년 1월 1일 내부자의 매매 거래가 이루어졌을 경우, 차트는 현재까지 증권의 일별 백분율 변화를 보여줍니다. 이 기간 동안 주가가 10달러에서 15달러로 간다면, 주가의 누적 백분율 변화는 50%가 됩니다. 10달러에서 20달러로의 가격 변화는 100%가 되며, 10달러에서 5달러로의 가격 변화는 -50%가 됩니다.

궁극적으로 내부자의 매매 거래가 내부자의 정보를 이용하여 이익을 얻기 위해 거래 타이밍을 맞추고 있는지 확인하기 위해 내부자의 매매 거래가 주가의 초과 수익률(양 또는 음)과 얼마나 밀접한 상관 관계가 있는지 확인하고자 합니다. 내부자가 이러한 작업을 수행하고 있는 상황을 고려해 보겠습니다. 이러한 상황에서 우리는 (a) 매입 후 양의 수익률 또는 (b) 매각 후 음의 수익률을 기대할 수 있습니다. (a)의 경우, 매입 차트는 상향으로 기울어진 일련의 곡선을 보여주며, 각 매입 거래 후 양의 수익률을 나타냅니다. (b)의 경우, SALE 차트는 하향으로 기울어진 일련의 곡선을 보여주며, 각 판매 거래 후 음의 수익률을 나타냅니다.

그러나 이것만으로는 결론을 도출하기에 충분하지 않습니다. 예를 들어, 해당 기업의 주가가 수년에 걸쳐 비주기적 상승 추세에 있다면, Fintel은 매입 후 도표가 모두 상향 곡선으로 예상할 수 있습니다. 마찬가지로, 수년에 걸쳐 비주기적 하락은 거래 후에 하향 곡선으로 초래할 가능성이 높습니다. 이 도표들 중 어느 것도 내부자의 매매 거래 활동을 시사하지는 않습니다.

가장 강력한 지표는 주가가 극단적으로 순환하는 상황일 것이고, PURCHASE 차트에는 긍정적인 시그널이, SALE 차트에는 부정적인 플롯이 존재했습니다. 이는 자신들의 금전적 이익을 위한 거래 타이밍을 재던 내부자에 의한 상황일 가능성이 높습니다.

내부자 매입 FALC / FalconStor Software, Inc.: 단기 이익 분석

이 섹션에서는 FALC / FalconStor Software, Inc.에 대한 "공개 시장"(Open market)에서 계획되지 않은 내부자의 매입이 발생한 모든 상품의 수익성을 분석합니다. 이 분석은 내부자가 지속적으로 비정상적인 수익을 창출하는지 이해하는 데 도움이 되며, 이를 따를 가치가 있습니다. 이 분석은 각 거래 후 1년 동안 수행되며, 결과는 이론 값입니다.

아래 표는 사전 거래 계획(Automated trading plan)에 포함되지 않은 가장 최근의 공개 시장 매입을 보여줍니다.

거래일 티커 내부자 보고된
지분		 보고된
가격		 조정된
지분		 조정된
가격		 가격 기준 최고까지
일수		 최고
가격		 최고
이익 ($)		 최고 수익률 (%)
2017-08-23 FALC ESW Capital, LLC 349,941 0.3885 3,499 38.8500 135,952 19 0.78 -133,223 -97.99
2017-08-22 FALC ESW Capital, LLC 1,032,943 0.3587 10,329 35.8700 370,517

조정 가격은 분할 조정된 가격입니다. 조정된 주식은 조정된 지분입니다.

FALC / FalconStor Software, Inc. Insider Trades
내부자 매매 FALC / FalconStor Software, Inc.: 단기 손실 분석

이 섹션에서는 FALC / FalconStor Software, Inc.에서 이루어진 계획되지 않은 모든 공개 시장에서의 내부자 매도의 단기 손실 회피를 분석합니다. 일관된 손실 회피 패턴은 향후 매각 거래에서 가격 하락이 발생할 수도 있다는 것을 예측할 수 있습니다. 이 분석은 각 거래 후 1년을 대상으로 한 것이며, 결과는 이론 값입니다.

아래 표는 자동 거래 계획에 포함되지 않은 가장 최근의 "공개 시장"(Open market) 매매를 보여줍니다.

거래일 티커 내부자 보고된
지분		 보고된
가격		 조정된
지분		 조정된
가격		 가격 기준 최저까지
일수		 최저에서
가격		 회피된
최대 손실($)		 회피된
최대 손실율(%)
이 내부자와 유가 증권의 조합과 관련하여 계획되지 않은 공개된 "공개 시장"(Open market) 거래는 없습니다.

조정 가격은 분할 조정된 가격입니다. 조정된 주식은 조정된 지분입니다.

FALC / FalconStor Software, Inc. Insider Trades
내부자 매입 UPLD / Upland Software, Inc.: 단기 이익 분석

이 섹션에서는 FALC / FalconStor Software, Inc.에 대한 "공개 시장"(Open market)에서 계획되지 않은 내부자의 매입이 발생한 모든 상품의 수익성을 분석합니다. 이 분석은 내부자가 지속적으로 비정상적인 수익을 창출하는지 이해하는 데 도움이 되며, 이를 따를 가치가 있습니다. 이 분석은 각 거래 후 1년 동안 수행되며, 결과는 이론 값입니다.

아래 표는 사전 거래 계획(Automated trading plan)에 포함되지 않은 가장 최근의 공개 시장 매입을 보여줍니다.

거래일 티커 내부자 보고된
지분		 보고된
가격		 조정된
지분		 조정된
가격		 가격 기준 최고까지
일수		 최고
가격		 최고
이익 ($)		 최고 수익률 (%)
2016-11-04 UPLD ESW Capital, LLC 1,500 8.0000 1,500 8.0000 12,000 264 25.33 25,995 216.62
2016-08-11 UPLD ESW Capital, LLC 723 7.9065 723 7.9065 5,716
2016-08-10 UPLD ESW Capital, LLC 6,350 7.6923 6,350 7.6923 48,846
2016-08-09 UPLD ESW Capital, LLC 3,024 7.6511 3,024 7.6511 23,137
2016-08-08 UPLD ESW Capital, LLC 5,025 7.6931 5,025 7.6931 38,658
2016-07-27 UPLD ESW Capital, LLC 50,000 7.8250 50,000 7.8250 391,250
2016-07-25 UPLD ESW Capital, LLC 18,878 7.5752 18,878 7.5752 143,005
2016-07-18 UPLD ESW Capital, LLC 3,463 7.4962 3,463 7.4962 25,959
2016-07-14 UPLD ESW Capital, LLC 11,007 7.5750 11,007 7.5750 83,378
2016-07-13 UPLD ESW Capital, LLC 475 7.5000 475 7.5000 3,562
2016-07-12 UPLD ESW Capital, LLC 3,247 7.5000 3,247 7.5000 24,352
2016-07-11 UPLD ESW Capital, LLC 1,956 7.4991 1,956 7.4991 14,668
2016-07-08 UPLD ESW Capital, LLC 8,426 7.4998 8,426 7.4998 63,193
2016-07-06 UPLD ESW Capital, LLC 17,361 7.5000 17,361 7.5000 130,208
2016-07-05 UPLD ESW Capital, LLC 4,850 7.4562 4,850 7.4562 36,163
2016-06-29 UPLD ESW Capital, LLC 6,000 7.6989 6,000 7.6989 46,193
2016-06-28 UPLD ESW Capital, LLC 1,000 7.5603 1,000 7.5603 7,560
2016-06-27 UPLD ESW Capital, LLC 5,726 7.4941 5,726 7.4941 42,911
2016-06-23 UPLD ESW Capital, LLC 15,643 7.4513 15,643 7.4513 116,561
2016-06-21 UPLD ESW Capital, LLC 1,200 7.6883 1,200 7.6883 9,226
2016-06-14 UPLD ESW Capital, LLC 5,624 7.1700 5,624 7.1700 40,324
2016-06-10 UPLD ESW Capital, LLC 22,252 7.1750 22,252 7.1750 159,658
2016-06-09 UPLD ESW Capital, LLC 13,462 7.1750 13,462 7.1750 96,590
2016-06-08 UPLD ESW Capital, LLC 15,894 7.1750 15,894 7.1750 114,039
2016-06-07 UPLD ESW Capital, LLC 17,263 7.1698 17,263 7.1698 123,772
2016-06-06 UPLD ESW Capital, LLC 31,843 7.1766 31,843 7.1766 228,524
2016-06-03 UPLD ESW Capital, LLC 15,000 7.1567 15,000 7.1567 107,350
2016-05-24 UPLD ESW Capital, LLC 21,301 7.4284 21,301 7.4284 158,232
2016-05-24 UPLD ESW Capital, LLC 21,301 7.4284 21,301 7.4284 158,232
2016-05-24 UPLD ESW Capital, LLC 21,301 7.4284 21,301 7.4284 158,232
2016-05-17 UPLD ESW Capital, LLC 379 6.9566 379 6.9566 2,637
2016-05-16 UPLD ESW Capital, LLC 5,620 6.9998 5,620 6.9998 39,339
2016-05-13 UPLD ESW Capital, LLC 18,578 6.9783 18,578 6.9783 129,643
2016-05-12 UPLD ESW Capital, LLC 100 6.9000 100 6.9000 690
2016-05-11 UPLD ESW Capital, LLC 9,425 6.9821 9,425 6.9821 65,806
2016-05-10 UPLD ESW Capital, LLC 468 6.9936 468 6.9936 3,273
2016-05-09 UPLD ESW Capital, LLC 1,296 6.9977 1,296 6.9977 9,069
2016-05-06 UPLD ESW Capital, LLC 441 7.0000 441 7.0000 3,087
2016-04-27 UPLD ESW Capital, LLC 800 6.9500 800 6.9500 5,560
2016-04-26 UPLD ESW Capital, LLC 8,756 6.9876 8,756 6.9876 61,183
2016-03-18 UPLD ESW Capital, LLC 11,882 6.2495 11,882 6.2495 74,257
2016-03-15 UPLD ESW Capital, LLC 20,954 6.2700 20,954 6.2700 131,382
2016-03-14 UPLD ESW Capital, LLC 1,000,000 1,000,000
2016-02-09 UPLD ESW Capital, LLC 42,896 6.9995 42,896 6.9995 300,251
2016-02-08 UPLD ESW Capital, LLC 21,100 6.8079 21,100 6.8079 143,647
2016-01-29 UPLD ESW Capital, LLC 15,710 6.8769 15,710 6.8769 108,036
2016-01-26 UPLD ESW Capital, LLC 10,800 7.0000 10,800 7.0000 75,600
2016-01-20 UPLD ESW Capital, LLC 4,055 6.9044 4,055 6.9044 27,997
2016-01-19 UPLD ESW Capital, LLC 5,439 7.0000 5,439 7.0000 38,073
2016-01-15 UPLD ESW Capital, LLC 8,200 7.0000 8,200 7.0000 57,400
2016-01-13 UPLD ESW Capital, LLC 51,493 6.9978 51,493 6.9978 360,338
2016-01-12 UPLD ESW Capital, LLC 3,800 6.9147 3,800 6.9147 26,276
2016-01-08 UPLD ESW Capital, LLC 5,200 6.7915 5,200 6.7915 35,316
2016-01-07 UPLD ESW Capital, LLC 2,300 6.8881 2,300 6.8881 15,843
2015-12-31 UPLD ESW Capital, LLC 2,300 6.9661 2,300 6.9661 16,022
2015-12-30 UPLD ESW Capital, LLC 6,942 6.8980 6,942 6.8980 47,886
2015-12-28 UPLD ESW Capital, LLC 36,777 6.9926 36,777 6.9926 257,167
2015-12-23 UPLD ESW Capital, LLC 44,132 6.9681 44,132 6.9681 307,516
2015-12-22 UPLD ESW Capital, LLC 13,100 6.9521 13,100 6.9521 91,073
2015-12-21 UPLD ESW Capital, LLC 55,425 6.9371 55,425 6.9371 384,489
2015-12-18 UPLD ESW Capital, LLC 10,287 6.9927 10,287 6.9927 71,934
2015-12-17 UPLD ESW Capital, LLC 5,844 6.9776 5,844 6.9776 40,777
2015-12-16 UPLD ESW Capital, LLC 4,100 6.9465 4,100 6.9465 28,481
2015-12-15 UPLD ESW Capital, LLC 50,000 6.7000 50,000 6.7000 335,000
2015-10-01 UPLD ESW Capital, LLC 361 7.9000 361 7.9000 2,852
2015-09-30 UPLD ESW Capital, LLC 4,313 7.8025 4,313 7.8025 33,652
2015-09-29 UPLD ESW Capital, LLC 2,702 7.7800 2,702 7.7800 21,022
2015-09-28 UPLD ESW Capital, LLC 4,164 7.8946 4,164 7.8946 32,873
2015-09-25 UPLD ESW Capital, LLC 553 7.8000 553 7.8000 4,313
2015-09-24 UPLD ESW Capital, LLC 1,212 7.8000 1,212 7.8000 9,454
2015-09-18 UPLD ESW Capital, LLC 600 7.9000 600 7.9000 4,740
2015-09-15 UPLD ESW Capital, LLC 4,456 7.8579 4,456 7.8579 35,015
2015-09-14 UPLD ESW Capital, LLC 5,032 7.8998 5,032 7.8998 39,752
2015-09-11 UPLD ESW Capital, LLC 500 7.9000 500 7.9000 3,950
2015-09-10 UPLD ESW Capital, LLC 18,663 7.9000 18,663 7.9000 147,438
2015-09-09 UPLD ESW Capital, LLC 40,061 7.8998 40,061 7.8998 316,474
2015-09-08 UPLD ESW Capital, LLC 4,818 7.8918 4,818 7.8918 38,023
2015-09-01 UPLD ESW Capital, LLC 1,113 7.8000 1,113 7.8000 8,681
2015-08-31 UPLD ESW Capital, LLC 3,100 7.8997 3,100 7.8997 24,489
2015-08-28 UPLD ESW Capital, LLC 400 7.9000 400 7.9000 3,160
2015-08-27 UPLD ESW Capital, LLC 8,202 7.8997 8,202 7.8997 64,793
2015-08-26 UPLD ESW Capital, LLC 3,600 7.7000 3,600 7.7000 27,720
2015-08-24 UPLD ESW Capital, LLC 17,340 7.6630 17,340 7.6630 132,876
2015-08-21 UPLD ESW Capital, LLC 26,585 7.6616 26,585 7.6616 203,684
2015-08-20 UPLD ESW Capital, LLC 26,121 7.6972 26,121 7.6972 201,059
2015-08-17 UPLD ESW Capital, LLC 2,200 7.9000 2,200 7.9000 17,380
2015-08-14 UPLD ESW Capital, LLC 10,854 7.8322 10,854 7.8322 85,011
2015-08-13 UPLD ESW Capital, LLC 5,520 7.5449 5,520 7.5449 41,648
2015-08-12 UPLD ESW Capital, LLC 10,620 7.5330 10,620 7.5330 80,000
2015-08-11 UPLD ESW Capital, LLC 11,273 7.5923 11,273 7.5923 85,588
2015-08-10 UPLD ESW Capital, LLC 8,297 7.7679 8,297 7.7679 64,450
2015-08-07 UPLD ESW Capital, LLC 7,072 7.7000 7,072 7.7000 54,454
2015-08-06 UPLD ESW Capital, LLC 7,964 7.5870 7,964 7.5870 60,423
2015-08-05 UPLD ESW Capital, LLC 6,993 7.8148 6,993 7.8148 54,649
2015-08-04 UPLD ESW Capital, LLC 100 7.9000 100 7.9000 790
2015-07-30 UPLD ESW Capital, LLC 346 7.8942 346 7.8942 2,731
2015-07-29 UPLD ESW Capital, LLC 25,859 7.8611 25,859 7.8611 203,280
2015-07-21 UPLD ESW Capital, LLC 215,000 8.1500 215,000 8.1500 1,752,250
2015-07-20 UPLD ESW Capital, LLC 500 8.0000 500 8.0000 4,000
2015-07-17 UPLD ESW Capital, LLC 500 8.0000 500 8.0000 4,000
2015-07-16 UPLD ESW Capital, LLC 32 8.0000 32 8.0000 256
2015-07-15 UPLD ESW Capital, LLC 5,343 7.9587 5,343 7.9587 42,523
2015-06-22 UPLD ESW Capital, LLC 315,000 8.0000 315,000 8.0000 2,520,000
2015-06-19 UPLD ESW Capital, LLC 19,038 8.0000 19,038 8.0000 152,304
2015-06-17 UPLD ESW Capital, LLC 51,587 8.0000 51,587 8.0000 412,696
2015-06-16 UPLD ESW Capital, LLC 8,900 8.0000 8,900 8.0000 71,200
2015-06-15 UPLD ESW Capital, LLC 145 8.0000 145 8.0000 1,160
2015-06-09 UPLD ESW Capital, LLC 6,716 8.0000 6,716 8.0000 53,728
2015-06-05 UPLD ESW Capital, LLC 100,000 8.0000 100,000 8.0000 800,000
2015-06-04 UPLD ESW Capital, LLC 6,245 7.8974 6,245 7.8974 49,319
2015-01-16 UPLD ESW Capital, LLC 59,713 8.6643 59,713 8.6643 517,371
2015-01-15 UPLD ESW Capital, LLC 19,478 8.8606 19,478 8.8606 172,587
2015-01-14 UPLD ESW Capital, LLC 4,306 8.8940 4,306 8.8940 38,298
2015-01-04 UPLD ESW Capital, LLC 100 7.0000 100 7.0000 700
2014-12-24 UPLD ESW Capital, LLC 2,600 8.9506 2,600 8.9506 23,272
2014-12-23 UPLD ESW Capital, LLC 6,573 8.9992 6,573 8.9992 59,152
2014-12-19 UPLD ESW Capital, LLC 2,239 9.0000 2,239 9.0000 20,151
2014-12-18 UPLD ESW Capital, LLC 5,562 8.9955 5,562 8.9955 50,033
2014-12-17 UPLD ESW Capital, LLC 26,189 8.9780 26,189 8.9780 235,125
2014-11-12 UPLD ESW Capital, LLC 192,307 12.0000 192,307 12.0000 2,307,684

조정 가격은 분할 조정된 가격입니다. 조정된 주식은 조정된 지분입니다.

UPLD / Upland Software, Inc. Insider Trades
내부자 매매 UPLD / Upland Software, Inc.: 단기 손실 분석

이 섹션에서는 FALC / FalconStor Software, Inc.에서 이루어진 계획되지 않은 모든 공개 시장에서의 내부자 매도의 단기 손실 회피를 분석합니다. 일관된 손실 회피 패턴은 향후 매각 거래에서 가격 하락이 발생할 수도 있다는 것을 예측할 수 있습니다. 이 분석은 각 거래 후 1년을 대상으로 한 것이며, 결과는 이론 값입니다.

아래 표는 자동 거래 계획에 포함되지 않은 가장 최근의 "공개 시장"(Open market) 매매를 보여줍니다.

거래일 티커 내부자 보고된
지분		 보고된
가격		 조정된
지분		 조정된
가격		 가격 기준 최저까지
일수		 최저에서
가격		 회피된
최대 손실($)		 회피된
최대 손실율(%)
2018-08-27 UPLD EPM Live, Inc. 854,400 34.8504 854,400 34.8504 29,776,182 119 25.54 -7,954,805 -26.72
2018-08-24 UPLD EPM Live, Inc. 5,000 35.4102 5,000 35.4102 177,051
2018-08-23 UPLD EPM Live, Inc. 7,153 35.0020 7,153 35.0020 250,369
2018-08-21 UPLD EPM Live, Inc. 7,500 34.9300 7,500 34.9300 261,975
2018-08-16 UPLD EPM Live, Inc. 45,377 35.4375 45,377 35.4375 1,608,047
2018-08-16 UPLD EPM Live, Inc. 25,469 36.0296 25,469 36.0296 917,638
2018-08-13 UPLD EPM Live, Inc. 5,377 35.0106 5,377 35.0106 188,252
2018-08-10 UPLD EPM Live, Inc. 4,123 35.0051 4,123 35.0051 144,326
2018-08-09 UPLD EPM Live, Inc. 8,021 34.9730 8,021 34.9730 280,518
2018-08-09 UPLD EPM Live, Inc. 37,579 36.9432 37,579 36.9432 1,388,289
2018-08-09 UPLD EPM Live, Inc. 1 38.0000 1 38.0000 38
2017-12-18 UPLD WAVE SYSTEMS CORP 360,000 22.0004 360,000 22.0004 7,920,144
2017-12-15 UPLD WAVE SYSTEMS CORP 301,166 22.0165 301,166 22.0165 6,630,621
2017-12-14 UPLD WAVE SYSTEMS CORP 1,460,862 22.0000 1,460,862 22.0000 32,138,964
2017-09-14 UPLD WAVE SYSTEMS CORP 40,098 22.0420 40,098 22.0420 883,840
2017-09-13 UPLD WAVE SYSTEMS CORP 4,805 22.2457 4,805 22.2457 106,891
2017-09-12 UPLD WAVE SYSTEMS CORP 5,000 22.1028 5,000 22.1028 110,514
2017-09-11 UPLD WAVE SYSTEMS CORP 15,000 22.5796 15,000 22.5796 338,694
2017-09-07 UPLD WAVE SYSTEMS CORP 15,000 22.2648 15,000 22.2648 333,972
2017-09-07 UPLD WAVE SYSTEMS CORP 20,400 22.4568 20,400 22.4568 458,119
2017-07-24 UPLD WAVE SYSTEMS CORP 38,500 25.0363 38,500 25.0363 963,898
2017-07-21 UPLD WAVE SYSTEMS CORP 34,000 25.0079 34,000 25.0079 850,269
2017-07-20 UPLD WAVE SYSTEMS CORP 18,780 22.8344 18,780 22.8344 428,830
2017-06-23 UPLD WAVE SYSTEMS CORP 561,712 22.6845 561,712 22.6845 12,742,156

조정 가격은 분할 조정된 가격입니다. 조정된 주식은 조정된 지분입니다.

UPLD / Upland Software, Inc. Insider Trades
내부자의 매매 거래 내역

아래 표는 증권거래위원회(SEC)에 공시된 ESW Capital, LLC의 내부자의 전체 거래 목록입니다.

보고일 거래일 보고 티커 증권 코드 10b5-1 지분 잔여 지분 변동률
(%)		 지분
가치		 거래
가치		 잔여
가치
2021-05-24 3/A UPLD Upland Software, Inc.
Common Stock 		1,803,574
2020-01-15 2020-01-13 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 144,689 1,216,071 13.50 2.78 402,105 3,379,583
2020-01-06 2020-01-02 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 4,904 1,071,382 0.46 2.50 12,259 2,678,241
2019-11-27 2019-11-25 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 7,350 1,066,478 0.69 2.50 18,375 2,666,195
2019-11-22 2019-11-20 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 7,371 1,059,128 0.70 2.50 18,428 2,647,820
2019-11-14 2019-11-13 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 2,699 1,051,757 0.26 2.50 6,739 2,625,922
2019-11-14 2019-11-12 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 3,751 1,049,058 0.36 2.46 9,227 2,580,683
2019-09-20 2019-09-18 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 46,088 1,045,307 4.61 1.33 61,302 1,390,363
2019-09-11 2019-09-10 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 1,781 999,219 0.18 1.39 2,475 1,388,814
2019-09-11 2019-09-09 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 3,919 997,438 0.39 1.38 5,409 1,376,764
2019-08-28 2019-08-28 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 1,011 993,519 0.10 1.36 1,375 1,351,186
2019-08-28 2019-08-26 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 10,143 992,508 1.03 1.36 13,794 1,349,811
2019-08-21 2019-08-20 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 210 982,365 0.02 1.38 290 1,355,664
2019-08-21 2019-08-19 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 1,025 982,155 0.10 1.37 1,405 1,346,535
2019-08-14 2019-08-13 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 5,953 981,130 0.61 1.37 8,156 1,344,148
2019-08-14 2019-08-12 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 393 975,177 0.04 1.37 538 1,335,992
2019-08-09 2019-08-08 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 2,072 974,784 0.21 1.38 2,859 1,345,202
2019-08-09 2019-08-07 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 1,043 972,712 0.11 1.38 1,439 1,342,343
2019-08-06 2019-08-06 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 51 971,669 0.01 1.39 71 1,350,620
2019-08-06 2019-08-05 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 804 971,618 0.08 1.39 1,117 1,350,160
2019-08-06 2019-08-02 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 6,376 970,814 0.66 1.39 8,863 1,349,431
2018-12-28 2018-12-27 4 FALC FALCONSTOR SOFTWARE INC
Warrants 		X - Other -122,214,132 0 -100.00
2018-12-28 2018-12-27 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		X - Other 122,214,132 128,613,493 1,909.79 0.00 122,214 128,613
2018-12-28 2018-12-28 4 MRIN MARIN SOFTWARE INC
Common Stock 		S - Sale -66,828 579,000 -10.35 7.03 -469,787 4,070,254
2018-12-28 2018-12-27 4 MRIN MARIN SOFTWARE INC
Common Stock 		S - Sale -301,607 645,828 -31.83 7.32 -2,207,401 4,726,686
2018-12-28 2018-12-26 4 MRIN MARIN SOFTWARE INC
Common Stock 		S - Sale -11,703 947,435 -1.22 8.03 -93,972 7,607,619
2018-12-28 2018-12-26 4 MRIN MARIN SOFTWARE INC
Common Stock 		S - Sale -244,990 959,138 -20.35 7.33 -1,795,924 7,031,057
2018-10-12 2018-10-10 4 FALC FALCONSTOR SOFTWARE INC
Series A Convertible Preferred Stock 		P - Purchase 224,786 224,786 0.27 60,939 60,939
2018-10-12 2018-10-10 4 FALC FALCONSTOR SOFTWARE INC
Warrants 		P - Purchase 122,214,132 122,214,132
2018-08-28 2018-08-27 4 UPLD Upland Software, Inc.
Common Stock 		S - Sale -854,400 0 -100.00 34.85 -29,776,182
2018-08-28 2018-08-24 4 UPLD Upland Software, Inc.
Common Stock 		S - Sale -5,000 854,400 -0.58 35.41 -177,051 30,254,475
2018-08-23 2018-08-23 4 UPLD Upland Software, Inc.
Common Stock 		S - Sale -7,153 859,400 -0.83 35.00 -250,369 30,080,719
2018-08-23 2018-08-21 4 UPLD Upland Software, Inc.
Common Stock 		S - Sale -7,500 866,553 -0.86 34.93 -261,975 30,268,696
2018-08-20 2018-08-16 4 UPLD Upland Software, Inc.
Common Stock 		S - Sale -25,469 874,053 -2.83 36.03 -917,638 31,491,780
2018-08-20 2018-08-16 4 UPLD Upland Software, Inc.
Common Stock 		S - Sale -45,377 899,522 -4.80 35.44 -1,608,047 31,876,811
2018-08-13 2018-08-13 4 UPLD Upland Software, Inc.
Common Stock 		S - Sale -5,377 944,899 -0.57 35.01 -188,252 33,081,481
2018-08-13 2018-08-10 4 UPLD Upland Software, Inc.
Common Stock 		S - Sale -4,123 950,276 -0.43 35.01 -144,326 33,264,506
2018-08-13 2018-08-09 4 UPLD Upland Software, Inc.
Common Stock 		S - Sale -1 954,399 0.00 38.00 -38 36,267,162
2018-08-13 2018-08-09 4 UPLD Upland Software, Inc.
Common Stock 		S - Sale -37,579 954,400 -3.79 36.94 -1,388,289 35,258,590
2018-08-13 2018-08-09 4 UPLD Upland Software, Inc.
Common Stock 		S - Sale -8,021 991,979 -0.80 34.97 -280,518 34,692,482
2017-12-18 2017-12-18 4 UPLD Upland Software, Inc.
Common Stock 		S - Sale -360,000 0 -100.00 22.00 -7,920,144
2017-12-18 2017-12-15 4 UPLD Upland Software, Inc.
Common Stock 		S - Sale -301,166 360,000 -45.55 22.02 -6,630,621 7,925,940
2017-12-18 2017-12-14 4 UPLD Upland Software, Inc.
Common Stock 		S - Sale -1,460,862 661,166 -68.84 22.00 -32,138,964 14,545,652
2017-11-06 2017-10-12 4/A MRIN MARIN SOFTWARE INC
Common Stock 		P - Purchase 1,908 791,186 0.24 14.00 26,712 11,076,604
2017-11-06 2017-10-11 4/A MRIN MARIN SOFTWARE INC
Common Stock 		P - Purchase 472 789,278 0.06 14.00 6,608 11,049,892
2017-11-06 2017-09-22 4/A MRIN MARIN SOFTWARE INC
Common Stock 		P - Purchase 302,642 5,376,755 5.96 1.85 559,222 9,935,168
2017-10-30 2017-10-26 4 MRIN MARIN SOFTWARE INC
Common Stock 		P - Purchase 361,172 1,204,128 42.85 12.50 4,514,650 15,051,600
2017-10-24 2017-10-20 4 MRIN MARIN SOFTWARE INC
Common Stock 		P - Purchase 42,088 5,273,152 0.80 14.00 589,228 73,823,601
2017-10-19 2017-10-19 4 MRIN MARIN SOFTWARE INC
Common Stock 		P - Purchase 3,970 5,231,064 0.08 13.99 55,559 73,207,694
2017-10-19 2017-10-17 4 MRIN MARIN SOFTWARE INC
Common Stock 		P - Purchase 5,712 5,227,094 0.11 13.99 79,912 73,128,090
2017-10-13 2017-10-12 4 MRIN MARIN SOFTWARE INC
Common Stock 		P - Purchase 1,908 5,221,382 0.04 14.00 26,712 73,099,348
2017-10-13 2017-10-11 4 MRIN MARIN SOFTWARE INC
Common Stock 		P - Purchase 472 5,219,474 0.01 14.00 6,608 73,072,636
2017-10-06 2017-10-04 4 MRIN MARIN SOFTWARE INC
Common Stock 		P - Purchase 23,056 5,219,002 0.44 2.00 46,080 10,430,697
2017-10-04 2017-10-03 4 MRIN MARIN SOFTWARE INC
Common Stock 		P - Purchase 32,181 5,195,946 0.62 1.99 63,940 10,323,825
2017-10-04 2017-10-02 4 MRIN MARIN SOFTWARE INC
Common Stock 		P - Purchase 79,357 5,163,765 1.56 1.90 150,842 9,815,285
2017-09-29 2017-09-27 4 MRIN MARIN SOFTWARE INC
Common Stock 		P - Purchase 10,295 5,084,408 0.20 1.80 18,531 9,151,934
2017-09-19 2017-09-19 4 MRIN MARIN SOFTWARE INC
Common Stock 		P - Purchase 1,460 5,074,113 0.03 1.65 2,409 8,372,286
2017-09-19 2017-09-15 4 MRIN MARIN SOFTWARE INC
Common Stock 		P - Purchase 350,000 5,072,653 7.41 1.65 577,500 8,369,877
2017-09-15 2017-09-14 4 UPLD Upland Software, Inc.
Common Stock 		S - Sale -40,098 2,122,028 -1.85 22.04 -883,840 46,773,741
2017-09-15 2017-09-13 4 UPLD Upland Software, Inc.
Common Stock 		S - Sale -4,805 2,162,126 -0.22 22.25 -106,891 48,098,006
2017-09-13 2017-09-12 4 UPLD Upland Software, Inc.
Common Stock 		S - Sale -5,000 2,166,931 -0.23 22.10 -110,514 47,895,243
2017-09-13 2017-09-11 4 UPLD Upland Software, Inc.
Common Stock 		S - Sale -15,000 2,171,931 -0.69 22.58 -338,694 49,041,333
2017-09-11 2017-09-08 4 MRIN MARIN SOFTWARE INC
Common Stock 		P - Purchase 28,766 4,722,653 0.61 1.25 35,958 5,903,316
2017-09-11 2017-09-07 4 MRIN MARIN SOFTWARE INC
Common Stock 		P - Purchase 172,894 4,693,887 3.82 1.20 207,473 5,632,664
2017-09-11 2017-09-07 4 UPLD Upland Software, Inc.
Common Stock 		S - Sale -20,400 2,186,931 -0.92 22.46 -458,119 49,111,472
2017-09-11 2017-09-07 4 UPLD Upland Software, Inc.
Common Stock 		S - Sale -15,000 2,207,331 -0.67 22.26 -333,972 49,145,783
2017-08-30 2017-08-29 4 MRIN MARIN SOFTWARE INC
Common Stock 		P - Purchase 23,845 4,520,993 0.53 1.10 26,230 4,973,092
2017-08-30 2017-08-28 4 MRIN MARIN SOFTWARE INC
Common Stock 		P - Purchase 16 4,497,148 0.00 1.10 18 4,946,863
2017-08-28 2017-08-23 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		P - Purchase 349,941 6,399,361 5.78 0.39 135,952 2,486,152
2017-08-28 2017-08-22 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		P - Purchase 1,032,943 6,049,420 20.59 0.36 370,517 2,169,927
2017-08-28 3 FALC FALCONSTOR SOFTWARE INC
Common Stock 		10,032,954
2017-08-28 3 FALC FALCONSTOR SOFTWARE INC
Common Stock 		10,032,954
2017-08-28 3 FALC FALCONSTOR SOFTWARE INC
Common Stock 		10,032,954
2017-08-25 2017-08-24 4 MRIN MARIN SOFTWARE INC
Common Stock 		P - Purchase 4,503 4,497,132 0.10 1.05 4,728 4,721,989
2017-08-25 2017-08-23 4 MRIN MARIN SOFTWARE INC
Common Stock 		P - Purchase 2,702 4,492,629 0.06 1.05 2,837 4,717,260
2017-08-25 2017-08-21 4 MRIN MARIN SOFTWARE INC
Common Stock 		P - Purchase 398,447 4,489,927 9.74 1.10 437,893 4,934,430
2017-08-25 2017-08-18 4 MRIN MARIN SOFTWARE INC
Common Stock 		P - Purchase 3,339 4,091,480 0.08 1.05 3,506 4,296,054
2017-08-25 2017-08-17 4 MRIN MARIN SOFTWARE INC
Common Stock 		P - Purchase 181 4,088,141 0.00 1.10 199 4,496,955
2017-08-25 3/A MRIN MARIN SOFTWARE INC
Common Stock 		4,087,960
2017-08-22 3 MRIN MARIN SOFTWARE INC
Common Stock 		8,979,854
2017-08-22 3 MRIN MARIN SOFTWARE INC
Common Stock 		8,979,854
2017-08-22 3 MRIN MARIN SOFTWARE INC
Common Stock 		8,979,854
2017-07-25 2017-05-30 4 UPLD Upland Software, Inc.
Common Stock 		J - Other 2,875,323 2,875,323
2017-07-25 2017-05-30 4 UPLD Upland Software, Inc.
Common Stock 		J - Other -2,875,323 2,875,323 -50.00
2017-07-25 2016-11-04 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 1,500 2,875,323 0.05 8.00 12,000 23,002,584
2017-07-24 2017-07-24 4 UPLD Upland Software, Inc.
Common Stock 		S - Sale -38,500 2,222,331 -1.70 25.04 -963,898 55,638,946
2017-07-24 2017-07-21 4 UPLD Upland Software, Inc.
Common Stock 		S - Sale -34,000 2,260,831 -1.48 25.01 -850,269 56,538,636
2017-07-24 2017-07-20 4 UPLD Upland Software, Inc.
Common Stock 		S - Sale -18,780 2,294,831 -0.81 22.83 -428,830 52,401,089
2017-06-27 2017-06-23 4 UPLD Upland Software, Inc.
Common Stock 		S - Sale -561,712 2,313,611 -19.54 22.68 -12,742,156 52,483,109
2016-08-15 2016-08-11 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 723 2,873,823 0.03 7.91 5,716 22,721,882
2016-08-15 2016-08-10 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 6,350 2,873,100 0.22 7.69 48,846 22,100,747
2016-08-15 2016-08-09 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 3,024 2,866,750 0.11 7.65 23,137 21,933,791
2016-08-15 2016-08-08 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 5,025 2,863,726 0.18 7.69 38,658 22,030,930
2016-08-08 2016-07-27 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 50,000 2,858,701 1.78 7.82 391,250 22,369,335
2016-07-27 2016-07-25 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 18,878 2,808,701 0.68 7.58 143,005 21,276,472
2016-07-27 2016-07-18 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 3,463 2,789,823 0.12 7.50 25,959 20,913,071
2016-07-18 2016-07-14 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 11,007 2,786,360 0.40 7.58 83,378 21,106,677
2016-07-18 2016-07-13 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 475 2,775,353 0.02 7.50 3,562 20,815,148
2016-07-13 2016-07-12 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 3,247 2,774,878 0.12 7.50 24,352 20,811,585
2016-07-13 2016-07-11 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 1,956 2,771,631 0.07 7.50 14,668 20,784,738
2016-07-13 2016-07-08 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 8,426 2,769,675 0.31 7.50 63,193 20,772,009
2016-07-13 2016-07-06 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 17,361 2,761,249 0.63 7.50 130,208 20,709,368
2016-07-07 2016-07-05 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 4,850 2,743,888 0.18 7.46 36,163 20,458,978
2016-07-07 2016-06-29 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 6,000 2,739,038 0.22 7.70 46,193 21,087,580
2016-07-07 2016-06-28 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 1,000 2,733,038 0.04 7.56 7,560 20,662,587
2016-07-07 2016-06-27 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 5,726 2,732,038 0.21 7.49 42,911 20,474,166
2016-06-27 2016-06-23 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 15,643 2,726,312 0.58 7.45 116,561 20,314,569
2016-06-27 2016-06-21 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 1,200 2,710,669 0.04 7.69 9,226 20,840,436
2016-06-17 2016-06-14 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 5,624 2,709,469 0.21 7.17 40,324 19,426,893
2016-06-13 2016-06-10 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 22,252 2,703,845 0.83 7.18 159,658 19,400,088
2016-06-13 2016-06-09 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 13,462 2,681,593 0.50 7.18 96,590 19,240,430
2016-06-13 2016-06-08 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 15,894 2,668,131 0.60 7.18 114,039 19,143,840
2016-06-08 2016-06-07 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 17,263 2,652,237 0.66 7.17 123,772 19,016,009
2016-06-08 2016-06-06 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 31,843 2,634,974 1.22 7.18 228,524 18,910,154
2016-06-08 2016-06-03 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 15,000 2,603,131 0.58 7.16 107,350 18,629,828
2016-05-27 2016-05-24 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 21,301 5,391,705 0.40 7.43 158,232 40,051,741
2016-05-27 2016-05-24 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 21,301 1,803,574 1.20 7.43 158,232 13,397,669
2016-05-27 2016-05-24 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 21,301 1,803,574 1.20 7.43 158,232 13,397,669
2016-05-18 2016-05-17 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 379 2,566,830 0.01 6.96 2,637 17,856,410
2016-05-18 2016-05-16 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 5,620 2,566,451 0.22 7.00 39,339 17,964,644
2016-05-16 2016-05-12 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 124,020 964,438 14.76 7.00 868,140 6,751,066
2016-05-16 2016-05-11 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 16,704 840,418 2.03 6.83 114,098 5,740,559
2016-05-16 2016-05-10 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 94 823,714 0.01 6.50 611 5,354,141
2016-05-16 2016-05-13 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 18,578 2,560,831 0.73 6.98 129,643 17,870,247
2016-05-16 2016-05-12 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 100 2,542,253 0.00 6.90 690 17,541,546
2016-05-16 2016-05-11 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 9,425 2,542,153 0.37 6.98 65,806 17,749,566
2016-05-16 2016-05-10 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 468 2,532,728 0.02 6.99 3,273 17,712,887
2016-05-16 2016-05-09 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 1,296 2,532,260 0.05 7.00 9,069 17,719,996
2016-05-16 2016-05-06 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 441 2,530,964 0.02 7.00 3,087 17,716,748
2016-05-02 2016-04-29 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 642 823,620 0.08 6.45 4,139 5,309,631
2016-05-02 2016-04-28 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 2,678 822,978 0.33 6.22 16,646 5,115,631
2016-05-02 2016-04-27 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 5,746 820,300 0.71 6.32 36,293 5,181,261
2016-05-02 2016-04-27 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 800 2,530,523 0.03 6.95 5,560 17,587,135
2016-05-02 2016-04-26 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 8,756 2,529,723 0.35 6.99 61,183 17,676,692
2016-04-21 2016-04-19 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 1,218 814,554 0.15 6.49 7,903 5,284,989
2016-04-21 2016-04-18 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 4,300 813,336 0.53 6.48 27,857 5,269,116
2016-04-18 2016-04-15 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 200 809,036 0.02 6.50 1,300 5,258,734
2016-04-18 2016-04-14 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 1,305 808,836 0.16 6.49 8,471 5,250,559
2016-04-18 2016-04-11 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 5 807,531 0.00 6.50 32 5,248,952
2016-04-18 2016-04-08 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 6,765 807,526 0.84 6.50 43,972 5,248,919
2016-04-11 2016-04-06 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 3,915 800,761 0.49 6.50 25,448 5,204,946
2016-03-28 2016-03-24 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 6,931 796,846 0.88 6.40 44,392 5,103,719
2016-03-28 2016-03-23 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 3,240 789,915 0.41 6.16 19,951 4,864,060
2016-03-28 2016-03-21 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 6 786,675 0.00 6.00 36 4,720,050
2016-03-28 2016-03-18 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 5,119 786,669 0.65 6.00 30,714 4,720,014
2016-03-28 2016-03-17 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 9,302 781,550 1.20 5.92 55,112 4,630,449
2016-03-28 2016-03-01 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 3,113 772,248 0.40 5.96 18,557 4,603,370
2016-03-28 2016-02-29 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 61 769,135 0.01 6.00 366 4,614,810
2016-03-28 2016-02-24 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 100 769,074 0.01 5.98 598 4,599,063
2016-03-22 2016-03-18 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 11,882 2,520,967 0.47 6.25 74,257 15,754,783
2016-03-16 2016-03-15 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 20,954 2,509,085 0.84 6.27 131,382 15,731,963
2016-03-16 2016-03-14 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 1,000,000 1,000,000
2016-02-22 2016-02-19 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 1,204 768,974 0.16 5.99 7,209 4,604,001
2016-02-22 2016-02-18 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 100 767,770 0.01 6.00 600 4,606,620
2016-02-10 2016-02-09 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 10,700 767,670 1.41 6.00 64,198 4,605,866
2016-02-10 2016-02-08 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 4,850 756,970 0.64 5.99 29,059 4,535,461
2016-02-10 2016-02-09 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 42,896 2,488,131 1.75 7.00 300,251 17,415,673
2016-02-10 2016-02-08 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 21,100 2,445,235 0.87 6.81 143,647 16,646,915
2016-02-04 2016-02-04 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 8,438 752,120 1.13 6.00 50,616 4,511,667
2016-02-04 2016-02-03 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 6,284 743,682 0.85 5.99 37,638 4,454,283
2016-02-04 2016-02-02 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 5,098 737,398 0.70 6.00 30,588 4,424,388
2016-02-01 2016-01-29 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 5,055 732,300 0.70 5.99 30,276 4,386,038
2016-02-01 2016-01-28 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 5,945 727,245 0.82 5.90 35,100 4,293,800
2016-02-01 2016-01-29 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 15,710 2,424,135 0.65 6.88 108,036 16,670,534
2016-02-01 2016-01-26 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 10,800 2,408,425 0.45 7.00 75,600 16,858,975
2016-01-26 2016-01-20 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 4,055 2,397,625 0.17 6.90 27,997 16,554,162
2016-01-20 2016-01-19 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 5,439 2,393,570 0.23 7.00 38,073 16,754,990
2016-01-20 2016-01-15 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 8,200 2,388,131 0.34 7.00 57,400 16,716,917
2016-01-14 2016-01-13 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 51,493 2,379,931 2.21 7.00 360,338 16,654,281
2016-01-14 2016-01-12 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 3,800 2,328,438 0.16 6.91 26,276 16,100,450
2016-01-11 2016-01-08 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 5,200 2,324,638 0.22 6.79 35,316 15,787,779
2016-01-11 2016-01-07 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 2,300 2,319,438 0.10 6.89 15,843 15,976,521
2016-01-05 2015-12-31 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 2,300 2,317,038 0.10 6.97 16,022 16,140,718
2016-01-05 2015-01-04 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 100 2,317,138 0.00 7.00 700 16,219,966
2015-12-30 2015-12-30 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 6,942 2,314,738 0.30 6.90 47,886 15,967,063
2015-12-30 2015-12-28 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 36,777 2,307,796 1.62 6.99 257,167 16,137,494
2015-12-29 2015-12-23 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 44,132 2,271,019 1.98 6.97 307,516 15,824,687
2015-12-29 2015-12-22 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 13,100 2,226,887 0.59 6.95 91,073 15,481,541
2015-12-29 2015-12-22 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 9,849 721,200 1.38 6.00 59,094 4,327,200
2015-12-22 2015-12-21 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 55,425 2,213,787 2.57 6.94 384,489 15,357,262
2015-12-22 2015-12-18 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 10,287 2,158,362 0.48 6.99 71,934 15,092,778
2015-12-22 2015-12-21 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 6,396 711,351 0.91 6.00 38,344 4,264,549
2015-12-22 2015-12-18 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 333 704,955 0.05 6.00 1,998 4,229,730
2015-12-18 2015-12-17 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 2,684 704,622 0.38 6.00 16,104 4,227,732
2015-12-18 2015-12-16 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 200 701,938 0.03 5.95 1,190 4,176,531
2015-12-18 2015-12-15 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 8,463 701,738 1.22 6.00 50,763 4,209,165
2015-12-18 2015-12-17 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 5,844 2,148,075 0.27 6.98 40,777 14,988,408
2015-12-18 2015-12-16 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 4,100 2,142,231 0.19 6.95 28,481 14,881,008
2015-12-18 2015-12-15 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 50,000 2,138,131 2.39 6.70 335,000 14,325,478
2015-12-14 2015-12-14 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 729 693,275 0.11 5.99 4,366 4,152,024
2015-12-14 2015-12-11 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 2,974 692,546 0.43 6.00 17,837 4,153,752
2015-12-14 2015-12-10 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 202 689,572 0.03 6.00 1,212 4,137,432
2015-12-08 2015-12-08 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 200 689,370 0.03 5.98 1,195 4,118,986
2015-12-08 2015-12-07 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 3,533 689,170 0.52 6.00 21,198 4,135,020
2015-12-04 2015-12-03 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 1,630 685,637 0.24 6.00 9,780 4,113,822
2015-12-04 2015-12-02 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 1,398 684,007 0.20 6.00 8,388 4,104,042
2015-12-02 2015-12-01 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 203 682,609 0.03 6.00 1,218 4,095,654
2015-12-02 2015-11-30 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 1,002 682,406 0.15 6.00 6,012 4,094,436
2015-12-01 2015-11-27 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 403 681,404 0.06 6.00 2,418 4,088,424
2015-12-01 2015-11-25 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 3,282 681,001 0.48 6.00 19,692 4,086,006
2015-11-23 2015-11-23 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 1,494 677,719 0.22 5.96 8,897 4,035,952
2015-11-23 2015-11-20 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 2,376 676,225 0.35 5.97 14,196 4,040,377
2015-11-20 2015-11-19 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 403 673,849 0.06 6.00 2,418 4,043,094
2015-11-20 2015-11-18 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 298 673,446 0.04 6.00 1,788 4,040,676
2015-11-13 2015-11-12 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 100 673,148 0.01 5.95 595 4,005,231
2015-11-12 2015-11-11 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 2,124 673,048 0.32 5.98 12,694 4,022,471
2015-11-12 2015-11-10 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 906 670,924 0.14 5.95 5,390 3,991,126
2015-11-09 2015-11-06 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 402 670,018 0.06 6.00 2,412 4,020,108
2015-11-09 2015-11-05 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 329 669,616 0.05 6.00 1,974 4,017,696
2015-11-04 2015-11-04 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 1,687 669,287 0.25 6.00 10,122 4,015,722
2015-11-04 2015-11-03 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 1,900 667,600 0.29 6.00 11,400 4,005,600
2015-11-02 2015-10-30 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 300 665,700 0.05 6.00 1,800 3,994,200
2015-11-02 2015-10-29 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 10,845 665,400 1.66 5.97 64,741 3,972,238
2015-10-28 2015-10-28 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 1,750 654,555 0.27 6.00 10,500 3,927,330
2015-10-28 2015-10-27 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 5,701 652,805 0.88 6.00 34,201 3,916,242
2015-10-26 2015-10-26 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 2 647,104 0.00 6.00 12 3,882,624
2015-10-26 2015-10-23 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 302 647,102 0.05 6.00 1,812 3,882,612
2015-10-22 2015-10-20 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 2,811 646,800 0.44 5.99 16,847 3,876,531
2015-10-16 2015-10-16 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 6,000 643,989 0.94 6.00 35,992 3,863,032
2015-10-16 2015-10-15 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 900 637,989 0.14 6.00 5,399 3,827,232
2015-10-15 2015-10-14 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 20 637,089 0.00 6.00 120 3,822,534
2015-10-15 2015-10-13 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 351 637,069 0.06 6.00 2,106 3,822,414
2015-10-13 2015-10-12 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 8,365 636,718 1.33 6.00 50,190 3,820,308
2015-10-13 2015-10-09 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 2,600 628,353 0.42 6.00 15,600 3,770,118
2015-10-13 2015-10-08 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 13,767 625,753 2.25 5.99 82,433 3,746,821
2015-10-02 2015-10-01 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 6,263 611,986 1.03 5.94 37,225 3,637,461
2015-10-02 2015-09-30 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 1,609 605,723 0.27 5.93 9,540 3,591,392
2015-10-02 2015-10-01 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 361 2,088,131 0.02 7.90 2,852 16,496,235
2015-10-02 2015-09-30 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 4,313 2,087,770 0.21 7.80 33,652 16,289,825
2015-09-29 2015-09-29 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 2,702 2,083,457 0.13 7.78 21,022 16,209,295
2015-09-29 2015-09-28 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 4,164 2,080,755 0.20 7.89 32,873 16,426,728
2015-09-28 2015-09-28 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 7,516 604,114 1.26 5.80 43,593 3,503,861
2015-09-28 2015-09-25 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 100 596,598 0.02 6.00 600 3,579,588
2015-09-28 2015-09-25 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 553 2,076,591 0.03 7.80 4,313 16,197,410
2015-09-28 2015-09-24 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 1,212 2,076,038 0.06 7.80 9,454 16,193,096
2015-09-22 2015-09-18 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 2,482 596,498 0.42 6.00 14,887 3,577,676
2015-09-22 2015-09-18 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 600 2,074,826 0.03 7.90 4,740 16,391,125
2015-09-18 2015-09-15 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 500 594,016 0.08 6.00 3,000 3,564,096
2015-09-15 2015-09-15 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 4,456 2,074,226 0.22 7.86 35,015 16,299,060
2015-09-15 2015-09-14 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 5,032 2,069,770 0.24 7.90 39,752 16,350,769
2015-09-14 2015-09-11 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 500 2,064,738 0.02 7.90 3,950 16,311,430
2015-09-14 2015-09-10 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 18,663 2,064,238 0.91 7.90 147,438 16,307,480
2015-09-14 2015-09-14 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 100 593,516 0.02 6.00 600 3,561,096
2015-09-14 2015-09-11 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 1,493 593,416 0.25 6.00 8,958 3,560,496
2015-09-09 2015-09-09 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 40,061 2,045,575 2.00 7.90 316,474 16,159,633
2015-09-09 2015-09-08 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 4,818 2,005,514 0.24 7.89 38,023 15,827,115
2015-09-08 2015-09-04 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 2,993 591,923 0.51 5.91 17,694 3,499,330
2015-09-04 2015-09-03 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 500 588,930 0.08 5.89 2,945 3,468,798
2015-09-03 2015-08-28 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 100 584,430 0.02 5.77 577 3,372,161
2015-09-03 2015-09-01 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 1,113 2,000,696 0.06 7.80 8,681 15,605,429
2015-08-31 2015-08-31 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 3,100 1,999,583 0.16 7.90 24,489 15,796,106
2015-08-31 2015-08-28 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 400 1,996,483 0.02 7.90 3,160 15,772,216
2015-08-31 2015-08-31 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 4,000 588,330 0.68 6.00 23,990 3,528,450
2015-08-31 2015-08-28 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 5,459 584,330 0.94 6.00 32,754 3,505,980
2015-08-27 2015-08-27 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 8,202 1,996,083 0.41 7.90 64,793 15,768,457
2015-08-27 2015-08-26 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 3,600 1,987,881 0.18 7.70 27,720 15,306,684
2015-08-27 2015-08-27 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 24,745 578,871 4.47 5.99 148,173 3,466,280
2015-08-27 2015-08-26 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 1,868 554,126 0.34 5.71 10,674 3,166,387
2015-08-25 2015-08-24 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 2,468 552,258 0.45 5.63 13,907 3,111,863
2015-08-25 2015-08-24 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 17,340 1,984,281 0.88 7.66 132,876 15,205,545
2015-08-24 2015-08-21 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 5,455 549,790 1.00 5.71 31,160 3,140,510
2015-08-24 2015-08-20 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 1,000 544,335 0.18 5.80 5,800 3,157,143
2015-08-24 2015-08-21 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 26,585 1,966,941 1.37 7.66 203,684 15,069,915
2015-08-24 2015-08-20 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 26,121 1,940,356 1.36 7.70 201,059 14,935,308
2015-08-20 2015-08-19 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 11,463 543,335 2.16 5.91 67,758 3,211,653
2015-08-20 2015-08-18 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 1,401 531,872 0.26 5.98 8,376 3,179,850
2015-08-17 2015-08-17 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 2,200 1,914,235 0.12 7.90 17,380 15,122,456
2015-08-17 2015-08-14 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 10,854 1,912,035 0.57 7.83 85,011 14,975,441
2015-08-17 2015-08-17 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 1,882 528,688 0.36 6.00 11,292 3,172,128
2015-08-17 2015-08-14 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 5,673 526,806 1.09 5.86 33,266 3,089,138
2015-08-14 2015-08-13 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 5,520 1,901,181 0.29 7.54 41,648 14,344,221
2015-08-14 2015-08-12 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 10,620 1,895,661 0.56 7.53 80,000 14,280,014
2015-08-14 2015-08-13 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 14,953 521,133 2.95 5.69 85,038 2,963,683
2015-08-14 2015-08-12 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 353 506,180 0.07 5.70 2,012 2,885,226
2015-08-12 2015-08-10 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 3,050 505,827 0.61 5.70 17,397 2,885,237
2015-08-12 2015-08-07 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 100 502,777 0.02 5.69 569 2,860,801
2015-08-12 2015-08-06 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 5,776 502,677 1.16 5.77 33,307 2,898,687
2015-08-12 2015-08-05 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 8,425 496,901 1.72 5.69 47,925 2,826,572
2015-08-12 2015-08-11 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 11,273 1,885,041 0.60 7.59 85,588 14,311,797
2015-08-12 3 BVSN BROADVISION INC
Common Stock 		976,952
2015-08-12 3 BVSN BROADVISION INC
Common Stock 		976,952
2015-08-12 3 BVSN BROADVISION INC
Common Stock 		976,952
2015-08-10 2015-08-10 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 8,297 1,873,768 0.44 7.77 64,450 14,555,242
2015-08-10 2015-08-07 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 7,072 1,865,471 0.38 7.70 54,454 14,364,127
2015-08-10 2015-08-06 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 7,964 1,858,399 0.43 7.59 60,423 14,099,673
2015-08-06 2015-08-05 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 6,993 1,850,435 0.38 7.81 54,649 14,460,779
2015-08-06 2015-08-04 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 100 1,843,442 0.01 7.90 790 14,563,192
2015-07-31 2015-07-30 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 346 1,843,342 0.02 7.89 2,731 14,551,710
2015-07-31 2015-07-29 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 25,859 1,842,996 1.42 7.86 203,280 14,487,976
2015-07-23 2015-07-21 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 215,000 1,817,137 13.42 8.15 1,752,250 14,809,667
2015-07-20 2015-07-20 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 500 1,602,137 0.03 8.00 4,000 12,817,096
2015-07-20 2015-07-17 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 500 1,601,637 0.03 8.00 4,000 12,813,096
2015-07-17 2015-07-16 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 32 1,601,137 0.00 8.00 256 12,809,096
2015-07-17 2015-07-15 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 5,343 1,601,105 0.33 7.96 42,523 12,742,714
2015-06-22 2015-06-22 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 315,000 1,593,523 24.64 8.00 2,520,000 12,748,184
2015-06-22 2015-06-19 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 19,038 1,278,523 1.51 8.00 152,304 10,228,184
2015-06-22 2015-06-17 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 51,587 1,259,485 4.27 8.00 412,696 10,075,880
2015-06-16 2015-06-16 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 8,900 1,207,898 0.74 8.00 71,200 9,663,184
2015-06-16 2015-06-15 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 145 1,198,998 0.01 8.00 1,160 9,591,984
2015-06-10 2015-06-09 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 6,716 1,198,853 0.56 8.00 53,728 9,590,824
2015-06-08 2015-06-05 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 100,000 1,192,137 9.16 8.00 800,000 9,537,096
2015-06-08 2015-06-04 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 6,245 1,092,137 0.58 7.90 49,319 8,625,043
2015-03-30 2014-12-19 4/A UPLD Upland Software, Inc.
Common Stock 		P - Purchase 2,239 995,461 0.23 9.00 20,151 8,959,149
2015-03-30 2014-12-18 4/A UPLD Upland Software, Inc.
Common Stock 		P - Purchase 5,562 993,222 0.56 9.00 50,033 8,934,529
2015-03-30 2014-12-17 4/A UPLD Upland Software, Inc.
Common Stock 		P - Purchase 26,189 987,660 2.72 8.98 235,125 8,867,211
2015-01-21 2015-01-16 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 59,713 1,085,892 5.82 8.66 517,371 9,408,494
2015-01-15 2015-01-15 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 19,478 1,026,179 1.93 8.86 172,587 9,092,562
2015-01-15 2015-01-14 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 4,306 1,006,701 0.43 8.89 38,298 8,953,599
2014-12-24 2014-12-24 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 2,600 1,002,395 0.26 8.95 23,272 8,972,037
2014-12-24 2014-12-23 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 6,573 999,795 0.66 9.00 59,152 8,997,355
2014-12-23 3/A UPLD Upland Software, Inc.
Common Stock 		1,803,574
2014-12-23 2014-11-12 4/A UPLD Upland Software, Inc.
Series C Preferred Stock 		C - Conversion -195,024 0 -100.00
2014-12-23 2014-11-12 4/A UPLD Upland Software, Inc.
Series B Preferred Stock 		C - Conversion -245,941 0 -100.00
2014-12-23 2014-11-12 4/A UPLD Upland Software, Inc.
Series A Preferred Stock 		C - Conversion -328,199 0 -100.00
2014-12-23 2014-11-12 4/A UPLD Upland Software, Inc.
Common Stock 		P - Purchase 192,307 961,471 25.00 12.00 2,307,684 11,537,652
2014-12-23 2014-11-12 4/A UPLD Upland Software, Inc.
Common Stock 		C - Conversion 195,024 769,164 33.97
2014-12-23 2014-11-12 4/A UPLD Upland Software, Inc.
Common Stock 		C - Conversion 245,941 574,140 74.94
2014-12-23 2014-11-12 4/A UPLD Upland Software, Inc.
Common Stock 		C - Conversion 328,199 328,199
2014-12-23 2014-12-18 4/A UPLD Upland Software, Inc.
Common Stock 		P - Purchase 5,562 993,222 0.56 9.00 50,033 8,934,529
2014-12-23 2014-12-17 4/A UPLD Upland Software, Inc.
Common Stock 		P - Purchase 26,189 987,660 2.72 8.98 235,125 8,867,211
2014-12-19 2014-12-18 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 5,562 993,222 0.56 9.00 50,033 8,934,529
2014-12-19 2014-12-17 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 26,189 987,660 2.72 8.98 235,125 8,867,211
2014-11-14 2014-11-12 4 UPLD Upland Software, Inc.
Series C Preferred Stock 		C - Conversion -195,024 0 -100.00
2014-11-14 2014-11-12 4 UPLD Upland Software, Inc.
Series B Preferred Stock 		C - Conversion -245,941 0 -100.00
2014-11-14 2014-11-12 4 UPLD Upland Software, Inc.
Series A Preferred Stock 		C - Conversion -328,199 0 -100.00
2014-11-14 2014-11-12 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 192,307 961,471 25.00 12.00 2,307,684 11,537,652
2014-11-14 2014-11-12 4 UPLD Upland Software, Inc.
Common Stock 		C - Conversion 195,024 769,164 33.97
2014-11-14 2014-11-12 4 UPLD Upland Software, Inc.
Common Stock 		C - Conversion 245,941 574,140 74.94
2014-11-14 2014-11-12 4 UPLD Upland Software, Inc.
Common Stock 		C - Conversion 328,199 328,199
2014-11-05 3 UPLD Upland Software, Inc.
Common Stock 		3,607,148
2014-11-05 3 UPLD Upland Software, Inc.
Common Stock 		3,607,148
2014-11-05 3 UPLD Upland Software, Inc.
Common Stock 		3,607,148
P
공개 시장에서 또는 사적으로 비파생증권 또는 파생증권 매입
S
공개 시장에서 또는 사적으로 비파생증권 또는 파생증권 매각
A
자사로부터 유가증권(옵션 등)을 보조, 지급 또는 기타 취득
C
파생상품 전환
D
자사에게 유가증권을 매각 또는 양도
F
기업으로부터 인도 받은 유가증권의 일부를 사용한 행사 가격 또는 조세 채무의 지급
G
내부자에 의한 또는 내부자에게 증권 증여
K
지분스왑 및 유사 위험 회피거래
M
자사로부터 인도 받은 파생증권(옵션 등)의 행사 또는 전환
V
보고서 양식 4에 자진 신고된 거래
J
기타 (거래 내용을 설명하는 각주와 동반)