소개

이 페이지에서는 Lisa D Earnhardt의 공개된 내부자의 매매 거래 내역을 종합적으로 분석합니다. 내부자들은 기업의 임원(내부 경영진), 이사 또는 주요 투자자입니다. 일반적으로 내부자가 중요한 비공개 정보를 기반으로 자신이 속한 기업을 거래하는 것은 불법으로 간주됩니다. 이것은 내부자가 자신의 기업 내에서 행하는 모든 거래가 불법이라는 것을 뜻은 아닙니다. 그러나 그들은 자신들의 모든 거래를 양식 4를 통해 SEC에 보고해야만 합니다. 이러한 제한에도 불구하고, 학계 연구에 따르면 내부자는, 일반적으로, 자신의 회사 주식에 대한 실적이 시장의 수익률을 능가하는 경향성을 보였습니다.

평균 거래 수익성

평균 거래 수익성은 내부자가 지난 3년 동안 매입한 모든 "공개 시장"(Open market)에서의 매입의 평균 수익률입니다. 이를 계산하기 위해 10b5-1 거래 계획의 일부로 표시된 모든 거래를 제외하고 내부자가 계획되지 않은 모든 오픈 마켓에서의 매입을 조사합니다. 그런 다음 3개월, 6개월, 12개월 동안 해당 거래의 평균 성과를 계산하여 각 거래에 대한 최종 성과 지표를 생성합니다. 마지막으로 내부자에 대한 성과 지표를 계산하기 위해 모든 성과 지표의 평균을 내립니다. 이 목록에는 지난 2년 동안 최소 3번 이상 거래한 내부자만 포함됩니다.

내부자의 매매 거래 수익성이 "해당 없음"인 경우, 내부자는 지난 3년 동안 공개 시장에서 매수한 적이 없거나, 거래가 너무 최근에 이루어져서 신뢰할 수 있는 성과 지표를 산출할 수 없는 경우에 해당합니다.

업데이트 주기: 일별

최고 수익율의 내부자 목록을 확인하세요.

내부자 포지션이 보고된 기업

SEC 서류에 따르면 Lisa D Earnhardt 기업이 다음 기업에 대한 보유 또는 거래를 보고했습니다:

증권 소유권 최근 보고된 보유 주식
US:ABT / Abbott Laboratories EVP AND GROUP PRESIDENT 90,407
US:XENT / Intersect ENT Inc Director 48,333
US:NVRO / Nevro Corp. Director 5,303
US:KNSY / Kensey Nash Corp Director 0
차트 해석 방법

아래 차트는 Lisa D Earnhardt에 의한 각 "공개 시장"(Open market)에서 계획되지 않은 거래 이후 증권의 주가 실적을 보여줍니다. 계획되지 않은 거래는 10b5-1 거래 계획의 일환으로 이루어지지 않은 거래입니다. 주가 실적은 주가의 누적 백분율 변화로 표시됩니다. 예를 들어, 2019년 1월 1일 내부자의 매매 거래가 이루어졌을 경우, 차트는 현재까지 증권의 일별 백분율 변화를 보여줍니다. 이 기간 동안 주가가 10달러에서 15달러로 간다면, 주가의 누적 백분율 변화는 50%가 됩니다. 10달러에서 20달러로의 가격 변화는 100%가 되며, 10달러에서 5달러로의 가격 변화는 -50%가 됩니다.

궁극적으로 내부자의 매매 거래가 내부자의 정보를 이용하여 이익을 얻기 위해 거래 타이밍을 맞추고 있는지 확인하기 위해 내부자의 매매 거래가 주가의 초과 수익률(양 또는 음)과 얼마나 밀접한 상관 관계가 있는지 확인하고자 합니다. 내부자가 이러한 작업을 수행하고 있는 상황을 고려해 보겠습니다. 이러한 상황에서 우리는 (a) 매입 후 양의 수익률 또는 (b) 매각 후 음의 수익률을 기대할 수 있습니다. (a)의 경우, 매입 차트는 상향으로 기울어진 일련의 곡선을 보여주며, 각 매입 거래 후 양의 수익률을 나타냅니다. (b)의 경우, SALE 차트는 하향으로 기울어진 일련의 곡선을 보여주며, 각 판매 거래 후 음의 수익률을 나타냅니다.

그러나 이것만으로는 결론을 도출하기에 충분하지 않습니다. 예를 들어, 해당 기업의 주가가 수년에 걸쳐 비주기적 상승 추세에 있다면, Fintel은 매입 후 도표가 모두 상향 곡선으로 예상할 수 있습니다. 마찬가지로, 수년에 걸쳐 비주기적 하락은 거래 후에 하향 곡선으로 초래할 가능성이 높습니다. 이 도표들 중 어느 것도 내부자의 매매 거래 활동을 시사하지는 않습니다.

가장 강력한 지표는 주가가 극단적으로 순환하는 상황일 것이고, PURCHASE 차트에는 긍정적인 시그널이, SALE 차트에는 부정적인 플롯이 존재했습니다. 이는 자신들의 금전적 이익을 위한 거래 타이밍을 재던 내부자에 의한 상황일 가능성이 높습니다.

내부자의 매매 거래 내역

아래 표는 증권거래위원회(SEC)에 공시된 Lisa D Earnhardt의 내부자의 전체 거래 목록입니다.

보고일 거래일 보고 티커 증권 코드 10b5-1 지분 잔여 지분 변동률
(%)
지분
가치
거래
가치
잔여
가치
2026-03-03 2026-02-27 4 ABT ABBOTT LABORATORIES
Common shares without par value
F - Taxes -8,577 90,407 -8.67 116.26 -997,162 10,510,718
2026-02-26 2026-02-24 4 ABT ABBOTT LABORATORIES
Common shares without par value
A - Award 27,056 98,984 37.62
2025-03-07 2025-03-07 4 ABT ABBOTT LABORATORIES
Common shares without par value
S - Sale -200 71,928 -0.28 136.64 -27,329 9,828,602
2025-03-07 2025-03-07 4 ABT ABBOTT LABORATORIES
Common shares without par value
M - Exercise 200 72,128 0.28 80.98 16,196 5,840,925
2025-03-07 2025-03-06 4 ABT ABBOTT LABORATORIES
Common shares without par value
S - Sale -91,167 71,928 -55.90 133.82 -12,199,968 9,625,405
2025-03-07 2025-03-06 4 ABT ABBOTT LABORATORIES
Common shares without par value
M - Exercise 91,167 163,095 126.75 80.98 7,382,704 13,207,433
2025-03-04 2025-02-28 4 ABT ABBOTT LABORATORIES
Common shares without par value
F - Taxes -8,322 71,928 -10.37 135.87 -1,130,710 9,772,857
2025-02-27 2025-02-25 4 ABT ABBOTT LABORATORIES
Common shares without par value
A - Award 18,788 80,250 30.57
2024-05-08 2024-05-07 4 ABT ABBOTT LABORATORIES
Common shares without par value
S - Sale -22,852 61,462 -27.10 106.25 -2,428,119 6,530,589
2024-03-04 2024-03-01 4 ABT ABBOTT LABORATORIES
Common shares without par value
S - Sale -694 84,314 -0.82 118.50 -82,239 9,991,209
2024-03-04 2024-02-29 4 ABT ABBOTT LABORATORIES
Common shares without par value
F - Taxes -7,669 85,008 -8.27 120.05 -920,663 10,205,210
2024-02-23 2024-02-21 4 ABT ABBOTT LABORATORIES
Common shares without par value
A - Award 17,240 92,677 22.85
2023-03-02 2023-03-01 4 ABT ABBOTT LABORATORIES
Common shares without par value
S - Sale -943 75,437 -1.23 100.70 -94,960 7,596,506
2023-03-02 2023-02-28 4 ABT ABBOTT LABORATORIES
Common shares without par value
F - Taxes -7,631 76,380 -9.08 99.77 -761,345 7,620,433
2023-02-22 2023-02-17 4 ABT ABBOTT LABORATORIES
Common shares without par value
A - Award 15,855 84,011 23.26
2022-06-14 2022-06-10 4 ABT ABBOTT LABORATORIES
Common shares without par value
F - Taxes -19,592 68,156 -22.33 112.71 -2,208,214 7,681,863
2022-06-14 2022-06-10 4 ABT ABBOTT LABORATORIES
Common shares without par value
F - Taxes -2,882 87,748 -3.18 112.71 -324,830 9,890,077
2022-03-02 2022-03-01 4 ABT ABBOTT LABORATORIES
Common shares without par value
S - Sale -943 90,630 -1.03 118.15 -111,416 10,707,962
2022-03-02 2022-02-28 4 ABT ABBOTT LABORATORIES
Common shares without par value
F - Taxes -5,168 91,573 -5.34 122.41 -632,615 11,209,451
2022-02-23 2022-02-18 4 ABT ABBOTT LABORATORIES
Option (right to buy)
A - Award 80,380 80,380
2022-02-23 2022-02-18 4 ABT ABBOTT LABORATORIES
Common shares without par value
A - Award 17,247 96,741 21.70
2021-06-11 2021-06-10 4 ABT ABBOTT LABORATORIES
Common shares without par value
F - Taxes -2,881 79,494 -3.50 109.05 -314,173 8,668,821
2021-03-02 2021-03-01 4 ABT ABBOTT LABORATORIES
Common shares without par value
S - Sale -943 82,375 -1.13 120.61 -113,735 9,935,249
2021-03-02 2021-02-26 4 ABT ABBOTT LABORATORIES
Common shares without par value
F - Taxes -2,621 83,318 -3.05 121.58 -318,661 10,129,802
2021-02-23 2021-02-19 4 ABT ABBOTT LABORATORIES
Option (right to buy)
A - Award 71,070 71,070
2021-02-23 2021-02-19 4 ABT ABBOTT LABORATORIES
Common shares without par value
A - Award 13,865 85,939 19.24
2020-06-12 2020-06-10 4 ABT ABBOTT LABORATORIES
Common shares without par value
S - Sale -872 72,074 -1.20 90.84 -79,216 6,547,490
2020-06-12 2020-06-10 4 ABT ABBOTT LABORATORIES
Common shares without par value
F - Taxes -2,855 72,946 -3.77 90.27 -257,721 6,584,835
2020-02-25 2020-02-21 4 ABT ABBOTT LABORATORIES
Option (right to buy)
A - Award 114,940 114,940
2020-02-25 2020-02-21 4 ABT ABBOTT LABORATORIES
Common shares without par value
A - Award 18,855 75,801 33.11
2019-07-26 2019-07-24 4 XENT Intersect ENT, Inc.
Stock Option (Right to buy)
A - Award 48,333 48,333
2019-07-26 2019-07-24 4 XENT Intersect ENT, Inc.
Stock Option (Right to buy)
D - Sale to Issuer -48,333 0 -100.00
2019-07-26 2019-07-24 4 XENT Intersect ENT, Inc.
Stock Option (Right to buy)
A - Award 45,500 45,500
2019-07-26 2019-07-24 4 XENT Intersect ENT, Inc.
Stock Option (Right to buy)
D - Sale to Issuer -45,500 0 -100.00
2019-07-26 2019-07-24 4 XENT Intersect ENT, Inc.
Stock Option (Right to buy)
A - Award 196,875 196,875
2019-07-26 2019-07-24 4 XENT Intersect ENT, Inc.
Stock Option (Right to buy)
D - Sale to Issuer -196,875 0 -100.00
2019-07-26 2019-07-24 4 XENT Intersect ENT, Inc.
Stock Option (Right to buy)
A - Award 150,000 150,000
2019-07-26 2019-07-24 4 XENT Intersect ENT, Inc.
Stock Option (Right to buy)
D - Sale to Issuer -150,000 0 -100.00
2019-07-26 2019-07-24 4 XENT Intersect ENT, Inc.
Stock Option (right to buy)
A - Award 19,688 19,688
2019-07-26 2019-07-24 4 XENT Intersect ENT, Inc.
Stock Option (right to buy)
D - Sale to Issuer -19,688 0 -100.00
2019-07-26 2019-07-24 4 XENT Intersect ENT, Inc.
Stock Option (Right to buy)
A - Award 44,625 44,625
2019-07-26 2019-07-24 4 XENT Intersect ENT, Inc.
Stock Option (Right to buy)
D - Sale to Issuer -44,625 0 -100.00
2019-06-12 2019-06-10 4 ABT ABBOTT LABORATORIES
Option (right to buy)
A - Award 91,367 91,367
2019-06-12 2019-06-10 4 ABT ABBOTT LABORATORIES
Common shares without par value
A - Award 39,515 56,946 226.69
2019-06-12 2019-06-10 4 ABT ABBOTT LABORATORIES
Common shares without par value
A - Award 17,431 17,431
2019-06-12 3 ABT ABBOTT LABORATORIES
Common shares without par value
0
2019-05-17 2019-05-15 4 XENT Intersect ENT, Inc.
Stock Option (right to buy)
M - Exercise -9,500 140,000 -6.35
2019-05-17 2019-05-15 4 XENT Intersect ENT, Inc.
Common Stock
S - Sale X -9,500 421,983 -2.20 25.59 -243,102 10,798,418
2019-05-17 2019-05-15 4 XENT Intersect ENT, Inc.
Common Stock
M - Exercise 9,500 431,483 2.25 13.05 123,975 5,630,853
2019-04-17 2019-04-15 4 XENT Intersect ENT, Inc.
Stock Option (right to buy)
M - Exercise -6,016 48,333 -11.07
2019-04-17 2019-04-15 4 XENT Intersect ENT, Inc.
Stock Option (right to buy)
M - Exercise -7,500 149,500 -4.78
2019-04-17 2019-04-15 4 XENT Intersect ENT, Inc.
Common Stock
S - Sale X -29,588 421,983 -6.55 28.43 -841,243 11,997,778
2019-04-17 2019-04-15 4 XENT Intersect ENT, Inc.
Common Stock
M - Exercise 6,016 451,571 1.35 1.20 7,219 541,885
2019-04-17 2019-04-15 4 XENT Intersect ENT, Inc.
Common Stock
M - Exercise 7,500 445,555 1.71 13.05 97,875 5,814,493
2019-01-18 2019-01-16 4 XENT Intersect ENT, Inc.
Stock Option (right to buy)
A - Award 157,500 157,500
2019-01-18 2019-01-16 4 XENT Intersect ENT, Inc.
Common Stock
A - Award 33,800 438,055 8.36
2019-01-03 2019-01-01 4 XENT Intersect ENT, Inc.
Common Stock
F - Taxes -10,428 404,255 -2.51 26.57 -277,046 10,740,045
2018-12-26 2018-12-20 4 XENT Intersect ENT, Inc.
Stock Option (right to buy)
M - Exercise -35,000 54,349 -39.17
2018-12-26 2018-12-20 4 XENT Intersect ENT, Inc.
Common Stock
M - Exercise 35,000 414,683 9.22 1.20 42,000 497,620
2018-12-19 2018-12-17 4 XENT Intersect ENT, Inc.
Stock Option (right to buy)
M - Exercise -5,000 157,000 -3.09
2018-12-19 2018-12-17 4 XENT Intersect ENT, Inc.
Common Stock
S - Sale X -20,000 379,683 -5.00 29.73 -594,504 11,286,153
2018-12-19 2018-12-17 4 XENT Intersect ENT, Inc.
Common Stock
M - Exercise 5,000 399,683 1.27 13.05 65,250 5,215,863
2018-11-19 2018-11-15 4 XENT Intersect ENT, Inc.
Stock Option (right to buy)
M - Exercise -5,000 162,000 -2.99
2018-11-19 2018-11-15 4 XENT Intersect ENT, Inc.
Common Stock
S - Sale X -20,000 394,683 -4.82 30.01 -600,296 11,846,331
2018-11-19 2018-11-15 4 XENT Intersect ENT, Inc.
Common Stock
M - Exercise 5,000 414,683 1.22 13.05 65,250 5,411,613
2018-10-17 2018-10-15 4 XENT Intersect ENT, Inc.
Stock Option (right to buy)
M - Exercise -5,000 167,000 -2.91
2018-10-17 2018-10-15 4 XENT Intersect ENT, Inc.
Common Stock
S - Sale X -20,000 409,683 -4.65 29.63 -592,614 12,139,194
2018-10-17 2018-10-15 4 XENT Intersect ENT, Inc.
Common Stock
M - Exercise 5,000 429,683 1.18 13.05 65,250 5,607,363
2018-09-19 2018-09-17 4 XENT Intersect ENT, Inc.
Stock Option (right to buy)
M - Exercise -5,000 172,000 -2.82
2018-09-19 2018-09-17 4 XENT Intersect ENT, Inc.
Common Stock
S - Sale X -20,000 424,683 -4.50 29.14 -582,862 12,376,579
2018-09-19 2018-09-17 4 XENT Intersect ENT, Inc.
Common Stock
M - Exercise 5,000 444,683 1.14 13.05 65,250 5,803,113
2018-08-17 2018-08-15 4 XENT Intersect ENT, Inc.
Stock Option (right to buy)
M - Exercise -5,000 177,000 -2.75
2018-08-17 2018-08-15 4 XENT Intersect ENT, Inc.
Common Stock
S - Sale X -20,000 439,683 -4.35 26.51 -530,194 11,655,864
2018-08-17 2018-08-15 4 XENT Intersect ENT, Inc.
Common Stock
M - Exercise 5,000 459,683 1.10 13.05 65,250 5,998,863
2018-07-18 2018-07-16 4 XENT Intersect ENT, Inc.
Stock Option (right to buy)
M - Exercise -5,000 182,000 -2.67
2018-07-18 2018-07-16 4 XENT Intersect ENT, Inc.
Common Stock
S - Sale X -20,000 454,683 -4.21 33.08 -661,686 15,042,869
2018-07-18 2018-07-16 4 XENT Intersect ENT, Inc.
Common Stock
M - Exercise 5,000 474,683 1.06 13.05 65,250 6,194,613
2018-06-19 2018-06-15 4 XENT Intersect ENT, Inc.
Stock Option (right to buy)
M - Exercise -5,000 187,000 -2.60
2018-06-19 2018-06-15 4 XENT Intersect ENT, Inc.
Common Stock
S - Sale X -20,000 469,683 -4.08 36.79 -735,710 17,277,524
2018-06-19 2018-06-15 4 XENT Intersect ENT, Inc.
Common Stock
M - Exercise 5,000 489,683 1.03 13.05 65,250 6,390,363
2018-05-23 2018-05-21 4 NVRO NEVRO CORP
Common Stock
A - Award 3,785 5,303 249.34
2018-05-17 2018-05-15 4 XENT Intersect ENT, Inc.
Stock Option (right to buy)
M - Exercise -15,000 192,000 -7.25
2018-05-17 2018-05-15 4 XENT Intersect ENT, Inc.
Common Stock
S - Sale X -15,000 484,683 -3.00 39.22 -588,244 19,007,474
2018-05-17 2018-05-15 4 XENT Intersect ENT, Inc.
Common Stock
M - Exercise 15,000 499,683 3.09 13.05 195,750 6,520,863
2018-04-17 2018-04-16 4 XENT Intersect ENT, Inc.
Stock Option (right to buy)
M - Exercise -15,000 207,000 -6.76
2018-04-17 2018-04-16 4 XENT Intersect ENT, Inc.
Common Stock
S - Sale X -15,000 484,683 -3.00 39.59 -593,918 19,190,781
2018-04-17 2018-04-16 4 XENT Intersect ENT, Inc.
Common Stock
M - Exercise 15,000 499,683 3.09 13.05 195,750 6,520,863
2018-03-16 2018-03-15 4 XENT Intersect ENT, Inc.
Stock Option (right to buy)
M - Exercise -15,000 222,000 -6.33
2018-03-16 2018-03-15 4 XENT Intersect ENT, Inc.
Common Stock
S - Sale X -15,000 484,683 -3.00 38.32 -574,791 18,572,762
2018-03-16 2018-03-15 4 XENT Intersect ENT, Inc.
Common Stock
M - Exercise 15,000 499,683 3.09 13.05 195,750 6,520,863
2018-02-16 2018-02-15 4 XENT Intersect ENT, Inc.
Stock Option (right to buy)
M - Exercise -15,000 237,000 -5.95
2018-02-16 2018-02-15 4 XENT Intersect ENT, Inc.
Common Stock
S - Sale X -15,000 484,683 -3.00 36.40 -545,938 17,640,474
2018-02-16 2018-02-15 4 XENT Intersect ENT, Inc.
Common Stock
M - Exercise 15,000 499,683 3.09 13.05 195,750 6,520,863
2018-01-19 2018-01-18 4 XENT Intersect ENT, Inc.
Common Stock
S - Sale X -11,166 484,683 -2.25 33.47 -373,695 16,220,983
2018-01-19 2018-01-17 4 XENT Intersect ENT, Inc.
Stock Options (Right to buy)
A - Award 119,000 119,000
2018-01-19 2018-01-17 4 XENT Intersect ENT, Inc.
Common Stock
A - Award 25,500 495,849 5.42
2018-01-03 2018-01-01 4 XENT Intersect ENT, Inc.
Common Stock
F - Taxes -6,834 470,349 -1.43 33.93 -231,897 15,960,259
2017-12-18 2017-12-15 4 XENT Intersect ENT, Inc.
Stock Option (right to buy)
M - Exercise -2,000 6,016 -24.95
2017-12-18 2017-12-15 4 XENT Intersect ENT, Inc.
Common Stock
S - Sale X -10,685 477,183 -2.19 31.87 -340,512 15,206,963
2017-12-18 2017-12-15 4 XENT Intersect ENT, Inc.
Common Stock
M - Exercise 2,000 487,868 0.41 1.20 2,400 585,442
2017-11-17 2017-11-15 4 XENT Intersect ENT, Inc.
Stock Option (right to buy)
M - Exercise -10,000 8,016 -55.51
2017-11-17 2017-11-15 4 XENT Intersect ENT, Inc.
Common Stock
S - Sale X -20,000 485,868 -3.95 27.88 -557,620 13,546,486
2017-11-17 2017-11-15 4 XENT Intersect ENT, Inc.
Common Stock
M - Exercise 10,000 505,868 2.02 1.20 12,000 607,042
2017-10-17 2017-10-16 4 XENT Intersect ENT, Inc.
Stock Option (right to buy)
M - Exercise -10,000 18,016 -35.69
2017-10-17 2017-10-16 4 XENT Intersect ENT, Inc.
Common Stock
S - Sale X -20,000 495,868 -3.88 28.37 -567,336 14,066,188
2017-10-17 2017-10-16 4 XENT Intersect ENT, Inc.
Common Stock
M - Exercise 10,000 515,868 1.98 1.20 12,000 619,042
2017-09-19 2017-09-15 4 XENT Intersect ENT, Inc.
Stock Option (right to buy)
M - Exercise -10,000 28,016 -26.30
2017-09-19 2017-09-15 4 XENT Intersect ENT, Inc.
Common Stock
S - Sale X -20,000 505,868 -3.80 30.19 -603,870 15,273,925
2017-09-19 2017-09-15 4 XENT Intersect ENT, Inc.
Common Stock
M - Exercise 10,000 525,868 1.94 1.20 12,000 631,042
2017-08-17 2017-08-15 4 XENT Intersect ENT, Inc.
Stock Option (right to buy)
M - Exercise -10,000 38,016 -20.83
2017-08-17 2017-08-15 4 XENT Intersect ENT, Inc.
Common Stock
S - Sale X -20,000 515,868 -3.73 30.79 -615,810 15,883,834
2017-08-17 2017-08-15 4 XENT Intersect ENT, Inc.
Common Stock
M - Exercise 10,000 535,868 1.90 1.20 12,000 643,042
2017-08-17 2017-08-09 4 XENT Intersect ENT, Inc.
Common Stock
G - Gift -35,000 525,868 -6.24
2017-07-18 2017-07-17 4 XENT Intersect ENT, Inc.
Stock Option (right to buy)
M - Exercise -10,000 48,016 -17.24
2017-07-18 2017-07-17 4 XENT Intersect ENT, Inc.
Common Stock
S - Sale X -20,000 560,868 -3.44 29.03 -580,642 16,283,176
2017-07-18 2017-07-17 4 XENT Intersect ENT, Inc.
Common Stock
M - Exercise 10,000 580,868 1.75 1.20 12,000 697,042
2017-06-19 2017-06-15 4 XENT Intersect ENT, Inc.
Stock Option (right to buy)
M - Exercise -2,625 58,016 -4.33
2017-06-19 2017-06-15 4 XENT Intersect ENT, Inc.
Stock Option (right to buy)
M - Exercise -7,375 0 -100.00
2017-06-19 2017-06-15 4 XENT Intersect ENT, Inc.
Common Stock
S - Sale X -20,000 570,868 -3.38 26.10 -521,978 14,899,027
2017-06-19 2017-06-15 4 XENT Intersect ENT, Inc.
Common Stock
M - Exercise 7,375 590,868 1.26 1.20 8,850 709,042
2017-06-19 2017-06-15 4 XENT Intersect ENT, Inc.
Common Stock
M - Exercise 2,625 583,493 0.45 1.20 3,150 700,192
2017-05-30 2017-05-25 4 NVRO NEVRO CORP
Stock Option (Right to Buy)
A - Award 3,545 3,545
2017-05-30 2017-05-25 4 NVRO NEVRO CORP
Common Stock
A - Award 1,518 1,518
2017-05-16 2017-05-15 4 XENT Intersect ENT, Inc.
Stock Option (right to buy)
M - Exercise -10,000 7,375 -57.55
2017-05-16 2017-05-15 4 XENT Intersect ENT, Inc.
Common Stock
S - Sale X -20,000 580,868 -3.33 22.98 -459,520 13,346,023
2017-05-16 2017-05-15 4 XENT Intersect ENT, Inc.
Common Stock
M - Exercise 10,000 600,868 1.69 1.20 12,000 721,042
2017-04-18 2017-04-17 4 XENT Intersect ENT, Inc.
Stock Option (right to buy)
M - Exercise -10,000 17,375 -36.53
2017-04-18 2017-04-17 4 XENT Intersect ENT, Inc.
Common Stock
S - Sale X -20,000 590,868 -3.27 16.06 -321,244 9,490,640
2017-04-18 2017-04-17 4 XENT Intersect ENT, Inc.
Common Stock
M - Exercise 10,000 610,868 1.66 1.20 12,000 733,042
2017-03-16 2017-03-15 4 XENT Intersect ENT, Inc.
Stock Option (right to buy)
M - Exercise -10,000 27,375 -26.76
2017-03-16 2017-03-15 4 XENT Intersect ENT, Inc.
Common Stock
S - Sale X -10,000 600,868 -1.64 15.02 -150,188 9,024,316
2017-03-16 2017-03-15 4 XENT Intersect ENT, Inc.
Common Stock
S - Sale X -10,000 610,868 -1.61 15.03 -150,265 9,179,208
2017-03-16 2017-03-15 4 XENT Intersect ENT, Inc.
Common Stock
M - Exercise 10,000 620,868 1.64 1.20 12,000 745,042
2017-02-17 2017-02-15 4 XENT Intersect ENT, Inc.
Stock Option (right to buy)
M - Exercise -20,000 37,375 -34.86
2017-02-17 2017-02-15 4 XENT Intersect ENT, Inc.
Common Stock
S - Sale X -20,000 610,868 -3.17 13.01 -260,170 7,946,476
2017-02-17 2017-02-15 4 XENT Intersect ENT, Inc.
Common Stock
M - Exercise 20,000 630,868 3.27 1.20 24,000 757,042
2017-01-20 2017-01-18 4 XENT Intersect ENT, Inc.
Stock Options (Right to buy)
A - Award 252,000 252,000
2017-01-20 2017-01-18 4 XENT Intersect ENT, Inc.
Common Stock
A - Award 54,000 610,868 9.70
2016-10-19 2016-10-17 4 XENT Intersect ENT, Inc.
Stock Options (Right to buy)
M - Exercise -400 56,975 -0.70
2016-10-19 2016-10-17 4 XENT Intersect ENT, Inc.
Common Stock
S - Sale X -400 556,868 -0.07 18.00 -7,200 10,023,624
2016-10-19 2016-10-17 4 XENT Intersect ENT, Inc.
Common Stock
M - Exercise 400 557,268 0.07 1.20 480 668,722
2016-05-20 2016-05-18 4 NVRO NEVRO CORP
Stock Option (Right to Buy)
A - Award 3,240 3,240
2016-04-19 2016-04-18 4 XENT Intersect ENT, Inc.
Stock Option (right to buy)
M - Exercise -4,000 57,375 -6.52
2016-04-19 2016-04-18 4 XENT Intersect ENT, Inc.
Common Stock
S - Sale X -8,500 556,868 -1.50 19.50 -165,740 10,858,258
2016-04-19 2016-04-18 4 XENT Intersect ENT, Inc.
Common Stock
M - Exercise 4,000 565,368 0.71 1.20 4,800 678,442
2016-04-19 2016-04-15 4 XENT Intersect ENT, Inc.
Stock Option (right to buy)
M - Exercise -20,000 61,375 -24.58
2016-04-19 2016-04-15 4 XENT Intersect ENT, Inc.
Common Stock
S - Sale X -20,000 561,368 -3.44 18.34 -366,848 10,296,836
2016-04-19 2016-04-15 4 XENT Intersect ENT, Inc.
Common Stock
M - Exercise 20,000 581,368 3.56 1.20 24,000 697,642
2016-03-16 2016-03-15 4 XENT Intersect ENT, Inc.
Common Stock
S - Sale X -9,000 561,368 -1.58 18.01 -162,084 10,109,845
2016-01-20 2016-01-15 4 XENT Intersect ENT, Inc.
Stock Options (Right to buy)
A - Award 225,000 225,000
2016-01-20 2016-01-15 4 XENT Intersect ENT, Inc.
Stock Option (right to buy)
M - Exercise -8,000 81,375 -8.95
2016-01-20 2016-01-15 4 XENT Intersect ENT, Inc.
Common Stock
S - Sale X -12,500 570,368 -2.14 19.26 -240,808 10,987,911
2016-01-20 2016-01-15 4 XENT Intersect ENT, Inc.
Common Stock
M - Exercise 8,000 582,868 1.39 1.20 9,600 699,442
2015-12-16 2015-12-15 4 XENT Intersect ENT, Inc.
Common Stock
S - Sale X -6,820 574,868 -1.17 19.85 -135,408 11,413,717
2015-11-17 2015-11-16 4 XENT Intersect ENT, Inc.
Common Stock
S - Sale X -6,818 581,688 -1.16 18.00 -122,732 10,471,082
2015-10-16 2015-10-15 4 XENT Intersect ENT, Inc.
Common Stock
S - Sale X -6,818 588,506 -1.15 18.72 -127,619 11,015,655
2015-09-16 2015-09-15 4 XENT Intersect ENT, Inc.
Common Stock
S - Sale X -6,818 595,324 -1.13 25.99 -177,229 15,475,031
2015-08-19 2015-08-17 4 XENT Intersect ENT, Inc.
Common Stock
S - Sale X -6,818 602,142 -1.12 28.51 -194,385 17,167,369
2015-07-16 2015-07-15 4 XENT Intersect ENT, Inc.
Common Stock
S - Sale X -19,318 608,960 -3.07 29.62 -572,153 18,035,934
2015-07-01 2015-06-29 4 NVRO NEVRO CORP
Stock Option (right to buy)
A - Award 5,853 5,853
2015-06-16 2015-06-15 4 XENT Intersect ENT, Inc.
Common Stock
S - Sale X -19,318 628,278 -2.98 29.30 -565,992 18,407,729
2015-05-19 2015-05-15 4 XENT Intersect ENT, Inc.
Common Stock
S - Sale X -19,318 647,596 -2.90 23.69 -457,628 15,341,031
2015-04-17 2015-04-15 4 XENT Intersect ENT, Inc.
Common Stock
S - Sale X -19,318 666,914 -2.82 25.96 -501,544 17,314,755
2015-03-18 2015-03-16 4 XENT Intersect ENT, Inc.
Common Stock
S - Sale X -19,318 686,232 -2.74 23.56 -455,057 16,164,950
2015-02-19 2015-02-17 4 XENT Intersect ENT, Inc.
Common Stock
S - Sale X -19,318 705,550 -2.67 22.69 -438,343 16,009,564
2015-01-23 2015-01-21 4 XENT Intersect ENT, Inc.
Stock Option (right to buy)
A - Award 150,000 150,000
2014-07-23 3 XENT Intersect ENT, Inc.
Common Stock
1,475,918
2014-07-23 3 XENT Intersect ENT, Inc.
Common Stock
777,232
2014-07-23 3 XENT Intersect ENT, Inc.
Common Stock
1,475,918
2014-07-23 3 XENT Intersect ENT, Inc.
Common Stock
777,232
2012-06-26 2012-06-22 4 KNSY KENSEY NASH CORP
Common Stock
D - Sale to Issuer -5,100 0 -100.00 38.50 -196,350
P
공개 시장에서 또는 사적으로 비파생증권 또는 파생증권 매입
S
공개 시장에서 또는 사적으로 비파생증권 또는 파생증권 매각
A
자사로부터 유가증권(옵션 등)을 보조, 지급 또는 기타 취득
C
파생상품 전환
D
자사에게 유가증권을 매각 또는 양도
F
기업으로부터 인도 받은 유가증권의 일부를 사용한 행사 가격 또는 조세 채무의 지급
G
내부자에 의한 또는 내부자에게 증권 증여
K
지분스왑 및 유사 위험 회피거래
M
자사로부터 인도 받은 파생증권(옵션 등)의 행사 또는 전환
V
보고서 양식 4에 자진 신고된 거래
J
기타 (거래 내용을 설명하는 각주와 동반)