소개

이 페이지에서는 Cohodes Jeffrey D.의 공개된 내부자의 매매 거래 내역을 종합적으로 분석합니다. 내부자들은 기업의 임원(내부 경영진), 이사 또는 주요 투자자입니다. 일반적으로 내부자가 중요한 비공개 정보를 기반으로 자신이 속한 기업을 거래하는 것은 불법으로 간주됩니다. 이것은 내부자가 자신의 기업 내에서 행하는 모든 거래가 불법이라는 것을 뜻은 아닙니다. 그러나 그들은 자신들의 모든 거래를 양식 4를 통해 SEC에 보고해야만 합니다. 이러한 제한에도 불구하고, 학계 연구에 따르면 내부자는, 일반적으로, 자신의 회사 주식에 대한 실적이 시장의 수익률을 능가하는 경향성을 보였습니다.

평균 거래 수익성

평균 거래 수익성은 내부자가 지난 3년 동안 매입한 모든 "공개 시장"(Open market)에서의 매입의 평균 수익률입니다. 이를 계산하기 위해 10b5-1 거래 계획의 일부로 표시된 모든 거래를 제외하고 내부자가 계획되지 않은 모든 오픈 마켓에서의 매입을 조사합니다. 그런 다음 3개월, 6개월, 12개월 동안 해당 거래의 평균 성과를 계산하여 각 거래에 대한 최종 성과 지표를 생성합니다. 마지막으로 내부자에 대한 성과 지표를 계산하기 위해 모든 성과 지표의 평균을 내립니다. 이 목록에는 지난 2년 동안 최소 3번 이상 거래한 내부자만 포함됩니다.

내부자의 매매 거래 수익성이 "해당 없음"인 경우, 내부자는 지난 3년 동안 공개 시장에서 매수한 적이 없거나, 거래가 너무 최근에 이루어져서 신뢰할 수 있는 성과 지표를 산출할 수 없는 경우에 해당합니다.

업데이트 주기: 일별

최고 수익율의 내부자 목록을 확인하세요.

가장 높은 순위의 내부자를 확인하세요
내부자 포지션이 보고된 기업

SEC 서류에 따르면 Cohodes Jeffrey D. 기업이 다음 기업에 대한 보유 또는 거래를 보고했습니다:

증권 소유권 최근 보고된 보유 주식
US:NTRS / Northern Trust Corporation Executive Vice President 20,484
차트 해석 방법

아래 차트는 Cohodes Jeffrey D.에 의한 각 "공개 시장"(Open market)에서 계획되지 않은 거래 이후 증권의 주가 실적을 보여줍니다. 계획되지 않은 거래는 10b5-1 거래 계획의 일환으로 이루어지지 않은 거래입니다. 주가 실적은 주가의 누적 백분율 변화로 표시됩니다. 예를 들어, 2019년 1월 1일 내부자의 매매 거래가 이루어졌을 경우, 차트는 현재까지 증권의 일별 백분율 변화를 보여줍니다. 이 기간 동안 주가가 10달러에서 15달러로 간다면, 주가의 누적 백분율 변화는 50%가 됩니다. 10달러에서 20달러로의 가격 변화는 100%가 되며, 10달러에서 5달러로의 가격 변화는 -50%가 됩니다.

궁극적으로 내부자의 매매 거래가 내부자의 정보를 이용하여 이익을 얻기 위해 거래 타이밍을 맞추고 있는지 확인하기 위해 내부자의 매매 거래가 주가의 초과 수익률(양 또는 음)과 얼마나 밀접한 상관 관계가 있는지 확인하고자 합니다. 내부자가 이러한 작업을 수행하고 있는 상황을 고려해 보겠습니다. 이러한 상황에서 우리는 (a) 매입 후 양의 수익률 또는 (b) 매각 후 음의 수익률을 기대할 수 있습니다. (a)의 경우, 매입 차트는 상향으로 기울어진 일련의 곡선을 보여주며, 각 매입 거래 후 양의 수익률을 나타냅니다. (b)의 경우, SALE 차트는 하향으로 기울어진 일련의 곡선을 보여주며, 각 판매 거래 후 음의 수익률을 나타냅니다.

그러나 이것만으로는 결론을 도출하기에 충분하지 않습니다. 예를 들어, 해당 기업의 주가가 수년에 걸쳐 비주기적 상승 추세에 있다면, Fintel은 매입 후 도표가 모두 상향 곡선으로 예상할 수 있습니다. 마찬가지로, 수년에 걸쳐 비주기적 하락은 거래 후에 하향 곡선으로 초래할 가능성이 높습니다. 이 도표들 중 어느 것도 내부자의 매매 거래 활동을 시사하지는 않습니다.

가장 강력한 지표는 주가가 극단적으로 순환하는 상황일 것이고, PURCHASE 차트에는 긍정적인 시그널이, SALE 차트에는 부정적인 플롯이 존재했습니다. 이는 자신들의 금전적 이익을 위한 거래 타이밍을 재던 내부자에 의한 상황일 가능성이 높습니다.

내부자의 매매 거래 내역

아래 표는 증권거래위원회(SEC)에 공시된 Cohodes Jeffrey D.의 내부자의 전체 거래 목록입니다.

보고일 거래일 보고 티커 증권 코드 10b5-1 지분 잔여 지분 변동률
(%)		 지분
가치		 거래
가치		 잔여
가치
2018-05-08 2018-05-07 4 NTRS NORTHERN TRUST CORP
Common Stock 		S - Sale -14,979 20,484 -42.24 105.15 -1,575,042 2,153,893
2018-02-22 2018-02-20 4 NTRS NORTHERN TRUST CORP
Common Stock 		A - Award 5,415 35,463 18.02
2018-02-22 2018-02-20 4 NTRS NORTHERN TRUST CORP
Common Stock 		F - Taxes -1,302 30,048 -4.15 105.15 -136,905 3,159,547
2018-02-20 2018-02-16 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy) 		M - Exercise -6,898 13,795 -33.33
2018-02-20 2018-02-16 4 NTRS NORTHERN TRUST CORP
Common Stock 		S - Sale -6,898 31,350 -18.03 105.27 -726,152 3,300,214
2018-02-20 2018-02-16 4 NTRS NORTHERN TRUST CORP
Common Stock 		M - Exercise 6,898 38,248 22.00 58.25 401,808 2,227,946
2018-02-14 2018-02-12 4 NTRS NORTHERN TRUST CORP
Common Stock 		F - Taxes -1,502 31,350 -4.57 98.88 -148,518 3,099,888
2018-02-12 2018-02-12 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy) 		M - Exercise -6,898 20,693 -25.00
2018-02-12 2018-02-12 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy) 		M - Exercise -5,084 0 -100.00
2018-02-12 2018-02-12 4 NTRS NORTHERN TRUST CORP
Common Stock 		S - Sale -500 32,852 -1.50 100.00 -50,000 3,285,200
2018-02-12 2018-02-12 4 NTRS NORTHERN TRUST CORP
Common Stock 		S - Sale -5,282 33,352 -13.67 99.12 -523,552 3,305,850
2018-02-12 2018-02-12 4 NTRS NORTHERN TRUST CORP
Common Stock 		S - Sale -6,200 38,634 -13.83 98.33 -609,646 3,798,881
2018-02-12 2018-02-12 4 NTRS NORTHERN TRUST CORP
Common Stock 		M - Exercise 6,898 44,834 18.18 58.25 401,808 2,611,580
2018-02-12 2018-02-12 4 NTRS NORTHERN TRUST CORP
Common Stock 		M - Exercise 5,084 37,936 15.48 60.85 309,361 2,308,406
2018-01-30 2018-01-26 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy) 		M - Exercise -9,793 9,792 -50.00
2018-01-30 2018-01-26 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy) 		M - Exercise -15,253 5,084 -75.00
2018-01-30 2018-01-26 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy) 		M - Exercise -5,871 0 -100.00
2018-01-30 2018-01-26 4 NTRS NORTHERN TRUST CORP
Common Stock 		S - Sale -30,917 32,852 -48.48 105.29 -3,255,251 3,458,987
2018-01-30 2018-01-26 4 NTRS NORTHERN TRUST CORP
Common Stock 		M - Exercise 9,793 63,769 18.14 70.21 687,567 4,477,221
2018-01-30 2018-01-26 4 NTRS NORTHERN TRUST CORP
Common Stock 		M - Exercise 15,253 53,976 39.39 60.85 928,145 3,284,440
2018-01-30 2018-01-26 4 NTRS NORTHERN TRUST CORP
Common Stock 		M - Exercise 5,871 38,723 17.87 52.69 309,343 2,040,315
2018-01-25 2018-01-23 4 NTRS NORTHERN TRUST CORP
Common Stock 		F - Taxes -4,737 32,852 -12.60 106.71 -505,485 3,505,637
2018-01-25 2018-01-23 4 NTRS NORTHERN TRUST CORP
Common Stock 		A - Award 13,126 37,589 53.66 106.71 1,400,675 4,011,122
2018-01-25 2017-12-15 4 NTRS NORTHERN TRUST CORP
Common Stock 		F - Taxes -195 24,463 -0.79 97.29 -18,972 2,380,005
2017-04-28 2017-04-27 4 NTRS NORTHERN TRUST CORP
Common Stock 		S - Sale -15,000 24,658 -37.82 91.67 -1,375,050 2,260,399
2017-02-23 2017-02-21 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy) 		A - Award 20,906 20,906
2017-02-23 2017-02-21 4 NTRS NORTHERN TRUST CORP
Common Stock 		A - Award 4,600 39,658 13.12
2017-02-14 2017-02-11 4 NTRS NORTHERN TRUST CORP
Common Stock 		F - Taxes -1,789 35,058 -4.86 86.30 -154,400 3,025,681
2017-02-14 2017-02-10 4 NTRS NORTHERN TRUST CORP
Common Stock 		F - Taxes -1,550 36,847 -4.04 85.66 -132,765 3,156,130
2017-01-20 2017-01-20 4 NTRS NORTHERN TRUST CORP
Common Stock 		S - Sale -15,000 38,397 -28.09 83.72 -1,255,800 3,214,597
2017-01-18 2017-01-17 4 NTRS NORTHERN TRUST CORP
Common Stock 		F - Taxes -5,019 53,397 -8.59 88.92 -446,315 4,748,328
2017-01-18 2017-01-17 4 NTRS NORTHERN TRUST CORP
Common Stock 		A - Award 14,453 58,416 32.88
2016-11-16 2016-11-15 4 NTRS NORTHERN TRUST CORP
Common Stock 		S - Sale -10,000 43,963 -18.53 81.23 -812,300 3,571,114
2016-11-14 2016-11-14 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy) 		M - Exercise -6,000 0 -100.00
2016-11-14 2016-11-14 4 NTRS NORTHERN TRUST CORP
Common Stock 		S - Sale X -6,000 53,963 -10.01 80.91 -485,460 4,366,146
2016-11-14 2016-11-14 4 NTRS NORTHERN TRUST CORP
Common Stock 		M - Exercise 6,000 59,963 11.12 71.23 427,380 4,271,164
2016-11-10 2016-11-10 4 NTRS NORTHERN TRUST CORP
Common Stock 		S - Sale -15,000 53,963 -21.75 77.90 -1,168,500 4,203,718
2016-10-11 2016-10-10 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy) 		M - Exercise -7,616 5,871 -56.47
2016-10-11 2016-10-10 4 NTRS NORTHERN TRUST CORP
Common Stock 		S - Sale X -7,616 68,963 -9.95 72.35 -551,018 4,989,473
2016-10-11 2016-10-10 4 NTRS NORTHERN TRUST CORP
Common Stock 		M - Exercise 7,616 76,579 11.04 52.69 401,287 4,034,948
2016-09-02 2016-09-01 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy) 		M - Exercise -10,000 13,487 -42.58
2016-09-02 2016-09-01 4 NTRS NORTHERN TRUST CORP
Common Stock 		S - Sale X -10,000 68,963 -12.66 71.35 -713,500 4,920,510
2016-09-02 2016-09-01 4 NTRS NORTHERN TRUST CORP
Common Stock 		M - Exercise 10,000 78,963 14.50 52.69 526,900 4,160,560
2016-08-24 2016-08-23 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy) 		M - Exercise -10,000 0 -100.00
2016-08-24 2016-08-23 4 NTRS NORTHERN TRUST CORP
Common Stock 		S - Sale X -10,000 68,963 -12.66 69.00 -690,000 4,758,447
2016-08-24 2016-08-23 4 NTRS NORTHERN TRUST CORP
Common Stock 		M - Exercise 10,000 78,963 14.50 43.65 436,500 3,446,735
2016-08-22 2016-08-18 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy) 		M - Exercise -10,000 10,000 -50.00
2016-08-22 2016-08-18 4 NTRS NORTHERN TRUST CORP
Common Stock 		S - Sale X -10,000 68,963 -12.66 68.51 -685,100 4,724,655
2016-08-22 2016-08-18 4 NTRS NORTHERN TRUST CORP
Common Stock 		M - Exercise 10,000 78,963 14.50 43.65 436,500 3,446,735
2016-08-18 2016-08-17 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy) 		M - Exercise -14,365 20,000 -41.80
2016-08-18 2016-08-17 4 NTRS NORTHERN TRUST CORP
Common Stock 		S - Sale X -14,365 68,963 -17.24 68.00 -976,820 4,689,484
2016-08-18 2016-08-17 4 NTRS NORTHERN TRUST CORP
Common Stock 		M - Exercise 14,365 83,328 20.83 43.65 627,032 3,637,267
2016-02-18 2016-02-16 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy) 		A - Award 27,591 27,591
2016-02-18 2016-02-16 4 NTRS NORTHERN TRUST CORP
Common Stock 		A - Award 7,726 68,963 12.62
2016-02-16 2016-02-11 4 NTRS NORTHERN TRUST CORP
Common Stock 		F - Taxes -1,790 61,237 -2.84 55.16 -98,727 3,377,527
2016-01-21 2016-01-19 4 NTRS NORTHERN TRUST CORP
Common Stock 		F - Taxes -4,959 63,027 -7.29 64.43 -319,508 4,060,830
2016-01-21 2016-01-19 4 NTRS NORTHERN TRUST CORP
Common Stock 		A - Award 15,658 67,986 29.92
2015-07-24 2015-07-23 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy) 		M - Exercise -3,477 6,000 -36.69
2015-07-24 2015-07-23 4 NTRS NORTHERN TRUST CORP
Common Stock 		S - Sale X -3,477 52,328 -6.23 79.20 -275,378 4,144,378
2015-07-24 2015-07-23 4 NTRS NORTHERN TRUST CORP
Common Stock 		M - Exercise 3,477 55,805 6.64 71.23 247,667 3,974,990
2015-05-15 2015-05-14 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy) 		M - Exercise -21,372 0 -100.00
2015-05-15 2015-05-14 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy) 		M - Exercise -13,533 0 -100.00
2015-05-15 2015-05-14 4 NTRS NORTHERN TRUST CORP
Common Stock 		S - Sale X -34,905 52,328 -40.01 74.85 -2,612,737 3,916,897
2015-05-15 2015-05-14 4 NTRS NORTHERN TRUST CORP
Common Stock 		M - Exercise 21,372 87,233 32.45 52.64 1,125,022 4,591,945
2015-05-15 2015-05-14 4 NTRS NORTHERN TRUST CORP
Common Stock 		M - Exercise 13,533 65,861 25.86 50.99 690,048 3,358,252
2015-02-25 2015-02-24 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy) 		M - Exercise -3,000 0 -100.00
2015-02-25 2015-02-24 4 NTRS NORTHERN TRUST CORP
Common Stock 		S - Sale -3,000 52,328 -5.42 71.60 -214,800 3,746,685
2015-02-25 2015-02-24 4 NTRS NORTHERN TRUST CORP
Common Stock 		M - Exercise 3,000 55,328 5.73 63.36 190,080 3,505,582
2015-02-19 2015-02-17 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy) 		A - Award 19,585 19,585
2015-02-19 2015-02-17 4 NTRS NORTHERN TRUST CORP
Common Stock 		A - Award 5,876 52,328 12.65
2015-02-18 2015-02-17 4 NTRS NORTHERN TRUST CORP
Common Stock 		F - Taxes -1,215 46,452 -2.55 70.03 -85,086 3,253,034
2015-02-09 2015-02-06 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy) 		M - Exercise -5,000 0 -100.00
2015-02-09 2015-02-06 4 NTRS NORTHERN TRUST CORP
Common Stock 		S - Sale -5,000 47,667 -9.49 69.20 -346,000 3,298,556
2015-02-09 2015-02-06 4 NTRS NORTHERN TRUST CORP
Common Stock 		M - Exercise 5,000 52,667 10.49 55.39 276,950 2,917,225
2015-01-22 2015-01-20 4 NTRS NORTHERN TRUST CORP
Common Stock 		F - Taxes -3,635 47,667 -7.09 62.26 -226,315 2,967,747
2015-01-22 2015-01-20 4 NTRS NORTHERN TRUST CORP
Common Stock 		A - Award 11,455 51,302 28.75
2014-11-19 2014-11-18 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy) 		M - Exercise X -5,000 5,000 -50.00
2014-11-19 2014-11-18 4 NTRS NORTHERN TRUST CORP
Common Stock 		S - Sale X -5,000 21,677 -18.74 68.20 -341,000 1,478,371
2014-11-19 2014-11-18 4 NTRS NORTHERN TRUST CORP
Common Stock 		M - Exercise X 5,000 26,677 23.07 55.39 276,950 1,477,639
2014-11-17 2014-11-13 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy) 		M - Exercise X -100 9,900 -1.00
2014-11-17 2014-11-13 4 NTRS NORTHERN TRUST CORP
Common Stock 		D - Sale to Issuer -100 21,677 -0.46 68.20 -6,820 1,478,371
2014-11-17 2014-11-13 4 NTRS NORTHERN TRUST CORP
Common Stock 		M - Exercise 100 21,777 0.46 55.39 5,539 1,206,228
2014-11-10 2014-11-10 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy) 		M - Exercise X -6,610 10,000 -39.80
2014-11-10 2014-11-10 4 NTRS NORTHERN TRUST CORP
Common Stock 		S - Sale -6,610 21,677 -23.37 67.20 -444,192 1,456,694
2014-11-10 2014-11-10 4 NTRS NORTHERN TRUST CORP
Common Stock 		M - Exercise 6,610 28,287 30.49 55.39 366,128 1,566,817
2014-10-24 2014-10-22 4 NTRS NORTHERN TRUST CORP
Common Stock 		F - Taxes -2,341 18,170 -11.41 63.84 -149,438 1,159,882
2014-09-19 2014-09-18 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy) 		M - Exercise X -3,000 3,000 -50.00
2014-09-19 2014-09-18 4 NTRS NORTHERN TRUST CORP
Common Stock 		S - Sale X -3,000 19,033 -13.62 70.60 -211,800 1,343,730
2014-09-19 2014-09-18 4 NTRS NORTHERN TRUST CORP
Common Stock 		M - Exercise X 3,000 22,033 15.76 63.36 190,080 1,396,011
2014-09-03 2014-09-02 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy) 		M - Exercise X -3,470 6,000 -36.64
2014-09-03 2014-09-02 4 NTRS NORTHERN TRUST CORP
Common Stock 		S - Sale X -3,470 19,033 -15.42 69.60 -241,512 1,324,697
2014-09-03 2014-09-02 4 NTRS NORTHERN TRUST CORP
Common Stock 		M - Exercise X 3,470 22,503 18.23 63.36 219,859 1,425,790
2014-07-24 2014-07-22 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy) 		M - Exercise X -3,900 0 -100.00
2014-07-24 2014-07-22 4 NTRS NORTHERN TRUST CORP
Common Stock 		S - Sale X -3,900 19,033 -17.01 65.74 -256,386 1,251,229
2014-07-24 2014-07-22 4 NTRS NORTHERN TRUST CORP
Common Stock 		M - Exercise X 3,900 22,933 20.49 52.10 203,170 1,194,695
2014-07-18 2014-07-16 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy) 		M - Exercise X -100 3,900 -2.50
2014-07-18 2014-07-16 4 NTRS NORTHERN TRUST CORP
Common Stock 		S - Sale X -100 19,033 -0.52 65.74 -6,574 1,251,229
2014-07-18 2014-07-16 4 NTRS NORTHERN TRUST CORP
Common Stock 		M - Exercise X 100 19,133 0.53 52.10 5,210 996,734
2014-06-19 2014-06-17 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy) 		M - Exercise X -4,000 4,000 -50.00
2014-06-19 2014-06-17 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy) 		M - Exercise X -4,954 8,000 -38.24
2014-06-19 2014-06-17 4 NTRS NORTHERN TRUST CORP
Common Stock 		S - Sale X -4,000 19,033 -17.37 64.74 -258,960 1,232,196
2014-06-19 2014-06-17 4 NTRS NORTHERN TRUST CORP
Common Stock 		M - Exercise X 4,000 23,033 21.02 52.10 208,380 1,199,904
2014-06-19 2014-06-17 4 NTRS NORTHERN TRUST CORP
Common Stock 		S - Sale X -4,954 19,033 -20.65 63.74 -315,768 1,213,163
2014-06-19 2014-06-17 4 NTRS NORTHERN TRUST CORP
Common Stock 		M - Exercise X 4,954 23,987 26.03 52.10 258,079 1,249,603
2014-02-21 2014-02-19 4 NTRS NORTHERN TRUST CORP
Common Stock 		F - Taxes -730 23,155 -3.06 62.02 -45,275 1,436,073
2014-02-20 2014-02-18 4 NTRS NORTHERN TRUST CORP
Common Stock 		F - Taxes -1,152 25,410 -4.34 62.07 -71,505 1,577,199
2014-02-12 2014-02-10 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy) 		A - Award 20,337 20,337
2014-02-12 2014-02-10 4 NTRS NORTHERN TRUST CORP
Common Stock 		A - Award 6,779 28,972 30.55
2014-01-17 2014-01-16 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy) 		M - Exercise X -10,000 0 -100.00
2014-01-17 2014-01-16 4 NTRS NORTHERN TRUST CORP
Common Stock 		S - Sale X -10,000 15,098 -39.84 61.04 -610,356 921,515
2014-01-17 2014-01-16 4 NTRS NORTHERN TRUST CORP
Common Stock 		M - Exercise X 10,000 25,098 66.23 49.12 491,200 1,232,814
2013-10-23 2013-10-22 4 NTRS NORTHERN TRUST CORP
Common Stock 		F - Taxes -2,341 22,193 -9.54 56.52 -132,325 1,254,459
2013-10-23 2013-10-22 4 NTRS NORTHERN TRUST CORP
Common Stock 		F - Taxes -650 27,179 -2.34 56.52 -36,741 1,536,293
2013-07-22 2013-07-19 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy) 		M - Exercise -15,000 0 -100.00
2013-07-22 2013-07-19 4 NTRS NORTHERN TRUST CORP
Common Stock 		S - Sale -15,000 11,719 -56.14 59.01 -885,208 691,584
2013-07-22 2013-07-19 4 NTRS NORTHERN TRUST CORP
Common Stock 		M - Exercise 15,000 26,719 128.00 44.46 666,975 1,188,060
2013-07-08 2013-07-05 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy) 		M - Exercise X -5,000 10,000 -33.33
2013-07-08 2013-07-05 4 NTRS NORTHERN TRUST CORP
Common Stock 		S - Sale X -5,000 11,719 -29.91 59.80 -299,000 700,796
2013-07-08 2013-07-05 4 NTRS NORTHERN TRUST CORP
Common Stock 		M - Exercise X 5,000 16,719 42.67 49.12 245,600 821,237
2013-02-21 2013-02-20 4 NTRS NORTHERN TRUST CORP
Common Stock 		F - Taxes -730 28,563 -2.49 53.64 -39,157 1,532,119
2013-02-13 2013-02-11 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right to buy) 		A - Award 23,487 23,487
2013-02-13 2013-02-11 4 NTRS NORTHERN TRUST CORP
Common Stock 		A - Award 7,829 30,819 34.05
2013-01-30 2013-01-29 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right to buy) 		M - Exercise -2,208 0 -100.00
2013-01-30 2013-01-29 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right to buy) 		M - Exercise -10,000 0 -100.00
2013-01-30 2013-01-29 4 NTRS NORTHERN TRUST CORP
Common Stock 		S - Sale X -12,208 10,193 -54.50 51.42 -627,722 524,113
2013-01-30 2013-01-29 4 NTRS NORTHERN TRUST CORP
Common Stock 		M - Exercise 12,208 22,401 119.77 32.62 398,164 730,609
2012-10-23 2012-10-19 4 NTRS NORTHERN TRUST CORP
Common Stock 		F - Taxes -436 22,990 -1.86 47.72 -20,806 1,097,083
2012-02-15 2012-02-13 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy) 		A - Award 34,365 34,365
P
공개 시장에서 또는 사적으로 비파생증권 또는 파생증권 매입
S
공개 시장에서 또는 사적으로 비파생증권 또는 파생증권 매각
A
자사로부터 유가증권(옵션 등)을 보조, 지급 또는 기타 취득
C
파생상품 전환
D
자사에게 유가증권을 매각 또는 양도
F
기업으로부터 인도 받은 유가증권의 일부를 사용한 행사 가격 또는 조세 채무의 지급
G
내부자에 의한 또는 내부자에게 증권 증여
K
지분스왑 및 유사 위험 회피거래
M
자사로부터 인도 받은 파생증권(옵션 등)의 행사 또는 전환
V
보고서 양식 4에 자진 신고된 거래
J
기타 (거래 내용을 설명하는 각주와 동반)