Jonathan H Cohen - Insider Trading Tracker

Oxford Lane Capital Corp. - 우선 보안

US ˙ NasdaqGS

소개

이 페이지에서는 Jonathan H Cohen의 공개된 내부자의 매매 거래 내역을 종합적으로 분석합니다. 내부자들은 기업의 임원(내부 경영진), 이사 또는 주요 투자자입니다. 일반적으로 내부자가 중요한 비공개 정보를 기반으로 자신이 속한 기업을 거래하는 것은 불법으로 간주됩니다. 이것은 내부자가 자신의 기업 내에서 행하는 모든 거래가 불법이라는 것을 뜻은 아닙니다. 그러나 그들은 자신들의 모든 거래를 양식 4를 통해 SEC에 보고해야만 합니다. 이러한 제한에도 불구하고, 학계 연구에 따르면 내부자는, 일반적으로, 자신의 회사 주식에 대한 실적이 시장의 수익률을 능가하는 경향성을 보였습니다.

평균 거래 수익성

평균 거래 수익성은 내부자가 지난 3년 동안 매입한 모든 "공개 시장"(Open market)에서의 매입의 평균 수익률입니다. 이를 계산하기 위해 10b5-1 거래 계획의 일부로 표시된 모든 거래를 제외하고 내부자가 계획되지 않은 모든 오픈 마켓에서의 매입을 조사합니다. 그런 다음 3개월, 6개월, 12개월 동안 해당 거래의 평균 성과를 계산하여 각 거래에 대한 최종 성과 지표를 생성합니다. 마지막으로 내부자에 대한 성과 지표를 계산하기 위해 모든 성과 지표의 평균을 내립니다. 이 목록에는 지난 2년 동안 최소 3번 이상 거래한 내부자만 포함됩니다.

내부자의 매매 거래 수익성이 "해당 없음"인 경우, 내부자는 지난 3년 동안 공개 시장에서 매수한 적이 없거나, 거래가 너무 최근에 이루어져서 신뢰할 수 있는 성과 지표를 산출할 수 없는 경우에 해당합니다.

업데이트 주기: 일별

최고 수익율의 내부자 목록을 확인하세요.

가장 높은 순위의 내부자를 확인하세요

내부자 포지션이 보고된 기업

SEC 서류에 따르면 Jonathan H Cohen 기업이 다음 기업에 대한 보유 또는 거래를 보고했습니다:

증권	소유권	최근 보고된 보유 주식
US:OXSQ / Oxford Square Capital Corp.	Chief Executive Officer, Director	2,417,193
	Chief Executive Officer, Director	521,058
US:OXLC / Oxford Lane Capital Corp.	Chief Executive Officer, Director	7,824,728

차트 해석 방법

아래 차트는 Jonathan H Cohen에 의한 각 "공개 시장"(Open market)에서 계획되지 않은 거래 이후 증권의 주가 실적을 보여줍니다. 계획되지 않은 거래는 10b5-1 거래 계획의 일환으로 이루어지지 않은 거래입니다. 주가 실적은 주가의 누적 백분율 변화로 표시됩니다. 예를 들어, 2019년 1월 1일 내부자의 매매 거래가 이루어졌을 경우, 차트는 현재까지 증권의 일별 백분율 변화를 보여줍니다. 이 기간 동안 주가가 10달러에서 15달러로 간다면, 주가의 누적 백분율 변화는 50%가 됩니다. 10달러에서 20달러로의 가격 변화는 100%가 되며, 10달러에서 5달러로의 가격 변화는 -50%가 됩니다.

궁극적으로 내부자의 매매 거래가 내부자의 정보를 이용하여 이익을 얻기 위해 거래 타이밍을 맞추고 있는지 확인하기 위해 내부자의 매매 거래가 주가의 초과 수익률(양 또는 음)과 얼마나 밀접한 상관 관계가 있는지 확인하고자 합니다. 내부자가 이러한 작업을 수행하고 있는 상황을 고려해 보겠습니다. 이러한 상황에서 우리는 (a) 매입 후 양의 수익률 또는 (b) 매각 후 음의 수익률을 기대할 수 있습니다. (a)의 경우, 매입 차트는 상향으로 기울어진 일련의 곡선을 보여주며, 각 매입 거래 후 양의 수익률을 나타냅니다. (b)의 경우, SALE 차트는 하향으로 기울어진 일련의 곡선을 보여주며, 각 판매 거래 후 음의 수익률을 나타냅니다.

그러나 이것만으로는 결론을 도출하기에 충분하지 않습니다. 예를 들어, 해당 기업의 주가가 수년에 걸쳐 비주기적 상승 추세에 있다면, Fintel은 매입 후 도표가 모두 상향 곡선으로 예상할 수 있습니다. 마찬가지로, 수년에 걸쳐 비주기적 하락은 거래 후에 하향 곡선으로 초래할 가능성이 높습니다. 이 도표들 중 어느 것도 내부자의 매매 거래 활동을 시사하지는 않습니다.

가장 강력한 지표는 주가가 극단적으로 순환하는 상황일 것이고, PURCHASE 차트에는 긍정적인 시그널이, SALE 차트에는 부정적인 플롯이 존재했습니다. 이는 자신들의 금전적 이익을 위한 거래 타이밍을 재던 내부자에 의한 상황일 가능성이 높습니다.

내부자 매입 OXLCI / Oxford Lane Capital Corp. - Preferred Security: 단기 이익 분석

이 섹션에서는 OXLCI / Oxford Lane Capital Corp. - Preferred Security에 대한 "공개 시장"(Open market)에서 계획되지 않은 내부자의 매입이 발생한 모든 상품의 수익성을 분석합니다. 이 분석은 내부자가 지속적으로 비정상적인 수익을 창출하는지 이해하는 데 도움이 되며, 이를 따를 가치가 있습니다. 이 분석은 각 거래 후 1년 동안 수행되며, 결과는 이론 값입니다.

아래 표는 사전 거래 계획(Automated trading plan)에 포함되지 않은 가장 최근의 공개 시장 매입을 보여줍니다.

거래일	티커	내부자	보고된 지분	보고된 가격	조정된 지분	조정된 가격	가격 기준	최고까지 일수	최고 가격	최고 이익 ($)	최고 수익률 (%)
2024-12-17	OXLC	COHEN JONATHAN H	2,960,000	5.0800	592,000	25.4000	15,036,800	265	17.7500	-4,528,800	-30.12
2024-05-28	OXLC	COHEN JONATHAN H	4,630,000	5.4000	926,000	27.0000	25,002,000
2020-03-18	OXLC	COHEN JONATHAN H	24,728	2.2906	4,946	11.4530	56,642

조정 가격은 분할 조정된 가격입니다. 조정된 주식은 조정된 지분입니다.

OXLCI / Oxford Lane Capital Corp. - Preferred Security Insider Trades

내부자 매매 OXLCI / Oxford Lane Capital Corp. - Preferred Security: 단기 손실 분석

이 섹션에서는 OXLCI / Oxford Lane Capital Corp. - Preferred Security에서 이루어진 계획되지 않은 모든 공개 시장에서의 내부자 매도의 단기 손실 회피를 분석합니다. 일관된 손실 회피 패턴은 향후 매각 거래에서 가격 하락이 발생할 수도 있다는 것을 예측할 수 있습니다. 이 분석은 각 거래 후 1년을 대상으로 한 것이며, 결과는 이론 값입니다.

아래 표는 자동 거래 계획에 포함되지 않은 가장 최근의 "공개 시장"(Open market) 매매를 보여줍니다.

거래일	티커	내부자	보고된 지분	보고된 가격	조정된 지분	조정된 가격	가격 기준	최저까지 일수	최저에서 가격	회피된 최대 손실($)	회피된 최대 손실율(%)
이 내부자와 유가 증권의 조합과 관련하여 계획되지 않은 공개된 "공개 시장"(Open market) 거래는 없습니다.

조정 가격은 분할 조정된 가격입니다. 조정된 주식은 조정된 지분입니다.

내부자 매입 OXSQH / Oxford Square Capital Corp. - Corporate Bond/Note: 단기 이익 분석

아래 표는 사전 거래 계획(Automated trading plan)에 포함되지 않은 가장 최근의 공개 시장 매입을 보여줍니다.

거래일	티커	내부자	보고된 지분	보고된 가격	조정된 지분	조정된 가격	가격 기준	최고까지 일수	최고 가격	최고 이익 ($)	최고 수익률 (%)
2026-05-20	OXSQ	COHEN JONATHAN H	144,704	1.1517	144,704	1.1517	166,656	13	1.4000	35,931	21.56
2022-05-27	OXSQ	COHEN JONATHAN H	1,773	4.0290	1,773	4.0290	7,143
2022-05-25	OXSQ	COHEN JONATHAN H	832	4.0000	832	4.0000	3,328
2022-05-24	OXSQ	COHEN JONATHAN H	4,206	3.9910	4,206	3.9910	16,786
2022-05-23	OXSQ	COHEN JONATHAN H	749	3.9980	749	3.9980	2,995
2022-05-20	OXSQ	COHEN JONATHAN H	4,374	3.9930	4,374	3.9930	17,465
2022-05-18	OXSQ	COHEN JONATHAN H	10,027	4.0850	10,027	4.0850	40,960
2022-05-17	OXSQ	COHEN JONATHAN H	4,401	4.0770	4,401	4.0770	17,943
2022-05-16	OXSQ	COHEN JONATHAN H	13,801	4.0280	13,801	4.0280	55,590
2022-05-13	OXSQ	COHEN JONATHAN H	9,282	3.9770	9,282	3.9770	36,915
2022-05-12	OXSQ	COHEN JONATHAN H	27,292	3.8930	27,292	3.8930	106,248
2022-05-11	OXSQ	COHEN JONATHAN H	4,256	3.9820	4,256	3.9820	16,947
2022-05-10	OXSQ	COHEN JONATHAN H	9,119	3.9990	9,119	3.9990	36,467
2022-05-09	OXSQ	COHEN JONATHAN H	17,247	3.9760	17,247	3.9760	68,574
2022-05-06	OXSQ	COHEN JONATHAN H	12,707	4.0870	12,707	4.0870	51,934
2022-05-05	OXSQ	COHEN JONATHAN H	2,749	4.0940	2,749	4.0940	11,254
2022-05-04	OXSQ	COHEN JONATHAN H	13,446	4.0770	13,446	4.0770	54,819
2022-05-03	OXSQ	COHEN JONATHAN H	12,835	4.0460	12,835	4.0460	51,930
2022-05-02	OXSQ	COHEN JONATHAN H	21,635	4.0000	21,635	4.0000	86,540
2022-03-24	OXSQ	COHEN JONATHAN H	4,767	4.0973	4,767	4.0973	19,532
2022-03-23	OXSQ	COHEN JONATHAN H	8,653	4.0897	8,653	4.0897	35,388
2022-03-22	OXSQ	COHEN JONATHAN H	1,643	4.0968	1,643	4.0968	6,731
2022-03-21	OXSQ	COHEN JONATHAN H	100	4.0950	100	4.0950	410
2022-03-18	OXSQ	COHEN JONATHAN H	9,624	4.0539	9,624	4.0539	39,015
2022-03-17	OXSQ	COHEN JONATHAN H	2,606	4.0102	2,606	4.0102	10,451
2022-03-16	OXSQ	COHEN JONATHAN H	9,727	3.9863	9,727	3.9863	38,775
2022-03-14	OXSQ	COHEN JONATHAN H	6,750	3.9643	6,750	3.9643	26,759
2022-03-11	OXSQ	COHEN JONATHAN H	6,600	3.9647	6,600	3.9647	26,167
2022-03-10	OXSQ	COHEN JONATHAN H	9,125	3.9281	9,125	3.9281	35,844
2022-03-09	OXSQ	COHEN JONATHAN H	5,744	3.9894	5,744	3.9894	22,915
2021-12-22	OXSQ	COHEN JONATHAN H	7,835	3.9716	7,835	3.9716	31,117
2021-12-21	OXSQ	COHEN JONATHAN H	10,337	3.8695	10,337	3.8695	39,999
2021-12-20	OXSQ	COHEN JONATHAN H	12,679	3.8230	12,679	3.8230	48,472
2021-12-17	OXSQ	COHEN JONATHAN H	5,316	3.9202	5,316	3.9202	20,840
2021-09-23	OXSQ	COHEN JONATHAN H	12,500	4.0877	12,500	4.0877	51,096
2021-09-22	OXSQ	COHEN JONATHAN H	700	4.0796	700	4.0796	2,856
2021-09-21	OXSQ	COHEN JONATHAN H	3,951	4.0688	3,951	4.0688	16,076
2021-09-20	OXSQ	COHEN JONATHAN H	1,115	4.0271	1,115	4.0271	4,490
2021-08-19	OXSQ	COHEN JONATHAN H	1,650	4.1994	1,650	4.1994	6,929
2020-03-13	OXSQ	COHEN JONATHAN H	7,662	2.6562	7,662	2.6562	20,352
2018-04-17	OXSQ	COHEN JONATHAN H	110	6.1300	110	6.1300	671
2018-04-16	OXSQ	COHEN JONATHAN H	1,204	6.1356	1,204	6.1356	7,384
2018-04-13	OXSQ	COHEN JONATHAN H	778	6.1232	778	6.1232	4,764
2018-04-12	OXSQ	COHEN JONATHAN H	230	6.1300	230	6.1300	1,410
2018-04-11	OXSQ	COHEN JONATHAN H	180	6.1079	180	6.1079	1,102
2018-04-06	OXSQ	COHEN JONATHAN H	322	6.1993	322	6.1993	1,999
2018-04-03	OXSQ	COHEN JONATHAN H	1,816	6.1874	1,816	6.1874	11,239
2018-04-02	OXSQ	COHEN JONATHAN H	2,188	6.1229	2,188	6.1229	13,394
2018-03-29	OXSQ	COHEN JONATHAN H	3,308	6.1403	3,308	6.1403	20,315
2018-03-28	OXSQ	COHEN JONATHAN H	3,930	6.0323	3,930	6.0323	23,707
2018-03-27	OXSQ	COHEN JONATHAN H	5,504	5.9911	5,504	5.9911	32,975
2018-03-26	OXSQ	COHEN JONATHAN H	4,100	6.1482	4,100	6.1482	25,205
2018-03-23	OXSQ	COHEN JONATHAN H	1,966	6.2077	1,966	6.2077	12,204
2018-03-22	TICC	COHEN JONATHAN H	3,017	6.1548	3,017	6.1548	18,569
2018-03-21	TICC	COHEN JONATHAN H	2,569	6.0821	2,569	6.0821	15,625
2018-03-20	TICC	COHEN JONATHAN H	3,723	6.1328	3,723	6.1328	22,832
2018-03-19	TICC	COHEN JONATHAN H	6,329	6.0488	6,329	6.0488	38,283
2018-03-16	TICC	COHEN JONATHAN H	5,906	6.1224	5,906	6.1224	36,162
2018-03-15	TICC	COHEN JONATHAN H	5,262	6.0828	5,262	6.0828	32,005
2018-03-14	TICC	COHEN JONATHAN H	5,469	6.2351	5,469	6.2351	34,100
2018-03-13	TICC	COHEN JONATHAN H	5,360	6.2467	5,360	6.2467	33,479
2018-03-12	TICC	COHEN JONATHAN H	4,234	6.3620	4,234	6.3620	26,937
2018-03-09	TICC	COHEN JONATHAN H	4,338	6.3768	4,338	6.3768	27,659
2018-03-08	TICC	COHEN JONATHAN H	3,282	6.3064	3,282	6.3064	20,694
2018-03-07	TICC	COHEN JONATHAN H	2,855	6.2703	2,855	6.2703	17,902
2018-03-06	TICC	COHEN JONATHAN H	3,578	6.2554	3,578	6.2554	22,379
2018-03-05	TICC	COHEN JONATHAN H	4,038	6.1975	4,038	6.1975	25,029
2018-03-02	TICC	COHEN JONATHAN H	4,402	6.0675	4,402	6.0675	26,709
2018-03-01	TICC	COHEN JONATHAN H	3,900	6.0753	3,900	6.0753	23,691
2018-02-28	TICC	COHEN JONATHAN H	5,850	6.0563	5,850	6.0563	35,429
2018-02-27	TICC	COHEN JONATHAN H	6,604	6.0283	6,604	6.0283	39,811
2018-02-26	TICC	COHEN JONATHAN H	3,688	5.8799	3,688	5.8799	21,685
2018-02-23	TICC	COHEN JONATHAN H	2,967	5.7589	2,967	5.7589	17,087
2018-02-22	TICC	COHEN JONATHAN H	1,619	5.7140	1,619	5.7140	9,251
2018-02-21	TICC	COHEN JONATHAN H	3,320	5.6988	3,320	5.6988	18,917
2018-02-20	TICC	COHEN JONATHAN H	5,486	5.6435	5,486	5.6435	30,963
2018-02-16	TICC	COHEN JONATHAN H	3,688	5.6784	3,688	5.6784	20,939
2018-02-15	TICC	COHEN JONATHAN H	3,374	5.6985	3,374	5.6985	19,224
2018-02-14	TICC	COHEN JONATHAN H	2,744	5.6472	2,744	5.6472	15,496
2018-02-13	TICC	COHEN JONATHAN H	3,739	5.5973	3,739	5.5973	20,928
2018-02-12	TICC	COHEN JONATHAN H	7,360	5.5084	7,360	5.5084	40,539
2018-02-09	TICC	COHEN JONATHAN H	4,301	5.5016	4,301	5.5016	23,662
2018-02-08	TICC	COHEN JONATHAN H	4,889	5.5355	4,889	5.5355	27,063
2017-12-21	TICC	COHEN JONATHAN H	6,736	5.8391	6,736	5.8391	39,335
2017-12-20	TICC	COHEN JONATHAN H	8,086	5.8313	8,086	5.8313	47,152
2017-12-19	TICC	COHEN JONATHAN H	600	5.7479	600	5.7479	3,452
2017-12-18	TICC	COHEN JONATHAN H	31,161	5.8112	31,161	5.8112	181,083
2017-12-15	TICC	COHEN JONATHAN H	8,498	5.8442	8,498	5.8442	49,664
2017-12-13	TICC	COHEN JONATHAN H	4,445	5.9442	4,445	5.9442	26,422
2017-12-12	TICC	COHEN JONATHAN H	22,737	6.0759	22,737	6.0759	138,148
2017-12-11	TICC	COHEN JONATHAN H	450	6.1000	450	6.1000	2,745
2017-11-22	TICC	COHEN JONATHAN H	20	6.1000	20	6.1000	122
2017-11-21	TICC	COHEN JONATHAN H	1,050	6.0890	1,050	6.0890	6,393
2017-11-20	TICC	COHEN JONATHAN H	1,869	6.0832	1,869	6.0832	11,370
2017-11-17	TICC	COHEN JONATHAN H	2,242	6.0574	2,242	6.0574	13,584
2017-11-16	TICC	COHEN JONATHAN H	2,956	6.0684	2,956	6.0684	17,938
2017-11-15	TICC	COHEN JONATHAN H	8,484	6.0252	8,484	6.0252	51,121
2017-11-14	TICC	COHEN JONATHAN H	4,128	6.0353	4,128	6.0353	24,917
2017-11-13	TICC	COHEN JONATHAN H	12,916	6.0215	12,916	6.0215	77,771
2017-11-08	TICC	COHEN JONATHAN H	5,835	5.9858	5,835	5.9858	34,927
2017-11-07	TICC	COHEN JONATHAN H	21,050	5.9880	21,050	5.9880	126,047
2017-11-06	TICC	COHEN JONATHAN H	26,431	5.8477	26,431	5.8477	154,561
2017-09-01	TICC	COHEN JONATHAN H	732	6.6811	732	6.6811	4,891
2017-08-31	TICC	COHEN JONATHAN H	800	6.6962	800	6.6962	5,357
2017-08-30	TICC	COHEN JONATHAN H	5,076	6.6725	5,076	6.6725	33,873
2017-08-29	TICC	COHEN JONATHAN H	960	6.6976	960	6.6976	6,433
2017-08-28	TICC	COHEN JONATHAN H	3,645	6.6915	3,645	6.6915	24,391
2017-08-25	TICC	COHEN JONATHAN H	3,091	6.6866	3,091	6.6866	20,668
2017-08-24	TICC	COHEN JONATHAN H	3,438	6.6914	3,438	6.6914	23,005
2017-08-23	TICC	COHEN JONATHAN H	1,120	6.6875	1,120	6.6875	7,493
2017-08-22	TICC	COHEN JONATHAN H	4,422	6.6814	4,422	6.6814	29,548
2017-08-21	TICC	COHEN JONATHAN H	5,150	6.6479	5,150	6.6479	34,237
2017-08-18	TICC	COHEN JONATHAN H	448	6.6500	448	6.6500	2,983
2017-08-14	TICC	COHEN JONATHAN H	2,622	6.6246	2,622	6.6246	17,366
2017-08-11	TICC	COHEN JONATHAN H	9,489	6.5814	9,489	6.5814	62,451
2017-08-10	TICC	COHEN JONATHAN H	5,042	6.6431	5,042	6.6431	33,498
2016-06-20	TICC	COHEN JONATHAN H	28,600	5.4560	28,600	5.4560	156,042
2016-06-17	TICC	COHEN JONATHAN H	40,200	5.4380	40,200	5.4380	218,608
2016-06-16	TICC	COHEN JONATHAN H	34,136	5.3520	34,136	5.3520	182,696
2016-06-15	TICC	COHEN JONATHAN H	40,360	5.3860	40,360	5.3860	217,379
2016-06-14	TICC	COHEN JONATHAN H	40,360	5.4290	40,360	5.4290	219,114
2016-06-06	TICC	COHEN JONATHAN H	14,400	5.7390	14,400	5.7390	82,642
2016-06-03	TICC	COHEN JONATHAN H	120,000	5.6400	120,000	5.6400	676,800
2016-06-02	TICC	COHEN JONATHAN H	27,320	5.6080	27,320	5.6080	153,211
2016-06-01	TICC	COHEN JONATHAN H	27,320	5.6480	27,320	5.6480	154,303
2016-05-31	TICC	COHEN JONATHAN H	27,320	5.6460	27,320	5.6460	154,249
2016-05-27	TICC	COHEN JONATHAN H	23,800	5.6500	23,800	5.6500	134,470
2016-05-26	TICC	COHEN JONATHAN H	23,880	5.6670	23,880	5.6670	135,328
2016-05-25	TICC	COHEN JONATHAN H	23,880	5.6660	23,880	5.6660	135,304
2016-05-24	TICC	COHEN JONATHAN H	23,880	5.5950	23,880	5.5950	133,609
2016-05-23	TICC	COHEN JONATHAN H	23,880	5.3940	23,880	5.3940	128,809
2016-05-20	TICC	COHEN JONATHAN H	20,160	5.2690	20,160	5.2690	106,223
2016-05-19	TICC	COHEN JONATHAN H	20,160	5.2850	20,160	5.2850	106,546
2016-05-18	TICC	COHEN JONATHAN H	20,160	5.4360	20,160	5.4360	109,590
2016-05-17	TICC	COHEN JONATHAN H	20,160	5.4260	20,160	5.4260	109,388
2016-05-16	TICC	COHEN JONATHAN H	20,160	5.4360	20,160	5.4360	109,590
2016-05-13	TICC	COHEN JONATHAN H	13,571	5.3430	13,571	5.3430	72,509
2016-05-12	TICC	COHEN JONATHAN H	16,680	5.3030	16,680	5.3030	88,454
2016-05-11	TICC	COHEN JONATHAN H	16,680	5.2370	16,680	5.2370	87,353
2016-05-10	TICC	COHEN JONATHAN H	16,680	5.0840	16,680	5.0840	84,801
2016-05-09	TICC	COHEN JONATHAN H	16,680	5.0410	16,680	5.0410	84,084
2016-05-06	TICC	COHEN JONATHAN H	12,800	5.0170	12,800	5.0170	64,218
2016-05-05	TICC	COHEN JONATHAN H	12,800	5.0030	12,800	5.0030	64,038
2008-11-21	TICC	COHEN JONATHAN H	20,000	2.9000	20,000	2.9000	58,000
2008-11-21	TICC	COHEN JONATHAN H	10,000	2.9300	10,000	2.9300	29,300
2008-11-20	TICC	COHEN JONATHAN H	100	2.9000	100	2.9000	290
2008-11-12	TICC	COHEN JONATHAN H	8,500	2.9500	8,500	2.9500	25,075
2008-09-18	TICC	COHEN JONATHAN H	200	4.6000	200	4.6000	920
2008-09-18	TICC	COHEN JONATHAN H	10,000	4.6500	10,000	4.6500	46,500
2008-06-23	TICC	COHEN JONATHAN H	500	5.0000	500	5.0000	2,500
2008-06-23	TICC	COHEN JONATHAN H	4,301	5.1100	4,301	5.1100	21,978
2008-06-20	TICC	COHEN JONATHAN H	5,000	5.0300	5,000	5.0300	25,150
2008-06-20	TICC	COHEN JONATHAN H	300	5.0400	300	5.0400	1,512
2008-06-20	TICC	COHEN JONATHAN H	11,130	5.0500	11,130	5.0500	56,206
2008-06-20	TICC	COHEN JONATHAN H	5,000	5.0800	5,000	5.0800	25,400
2008-06-20	TICC	COHEN JONATHAN H	10,000	5.1000	10,000	5.1000	51,000

조정 가격은 분할 조정된 가격입니다. 조정된 주식은 조정된 지분입니다.

OXSQH / Oxford Square Capital Corp. - Corporate Bond/Note Insider Trades

내부자 매매 OXSQH / Oxford Square Capital Corp. - Corporate Bond/Note: 단기 손실 분석

아래 표는 자동 거래 계획에 포함되지 않은 가장 최근의 "공개 시장"(Open market) 매매를 보여줍니다.

거래일	티커	내부자	보고된 지분	보고된 가격	조정된 지분	조정된 가격	가격 기준	최저까지 일수	최저에서 가격	회피된 최대 손실($)	회피된 최대 손실율(%)
이 내부자와 유가 증권의 조합과 관련하여 계획되지 않은 공개된 "공개 시장"(Open market) 거래는 없습니다.

조정 가격은 분할 조정된 가격입니다. 조정된 주식은 조정된 지분입니다.

내부자의 매매 거래 내역

아래 표는 증권거래위원회(SEC)에 공시된 Jonathan H Cohen의 내부자의 전체 거래 목록입니다.

보고일	거래일	보고	티커	증권	코드	지분	잔여 지분	변동률 (%)	지분 가치	거래 가치	잔여 가치
2026-05-21	2026-05-20	4	OXSQ	Oxford Square Capital Corp. Common Stock, par value $0.01 per share	P - Purchase	144,704	2,417,193	6.37	1.15	166,656	2,783,881
2026-05-04	2026-04-01	4	NONE	Oxford Park Income Fund, Inc. Common Stock	P - Purchase	283,930	521,058	119.74	17.61	5,000,000	9,175,834
2024-12-17	2024-12-17	4	OXLC	Oxford Lane Capital Corp. Common Stock	P - Purchase	2,960,000	7,824,728	60.85	5.08	15,036,800	39,749,618
2024-09-24	2024-09-01	4	NONE	Oxford Park Income Fund, Inc. Common Stock	P - Purchase	112,768	237,129	90.68	27.49	3,100,000	6,518,665
2024-09-24	2024-05-01	4	NONE	Oxford Park Income Fund, Inc. Common Stock	P - Purchase	84,360	124,360	210.90	28.45	2,400,051	3,538,051
2024-05-29	2024-05-28	4	OXLC	Oxford Lane Capital Corp. Common Stock	P - Purchase	4,630,000	4,864,728	1,972.50	5.40	25,002,000	26,269,531
2023-07-06	2023-06-14	4	OXSQ	Oxford Square Capital Corp. Common Stock, par value $0.01 per share	X - Other	568,122	2,272,489	33.33	2.66	1,511,205	6,044,821
2023-04-03		3	NONE	Oxford Park Income Fund, Inc. Common Stock			40,000
2022-05-31	2022-05-27	4	OXSQ	Oxford Square Capital Corp. Common Stock	P - Purchase	1,773	1,704,368	0.10	4.03	7,143	6,866,899
2022-05-26	2022-05-25	4	OXSQ	Oxford Square Capital Corp. Common Stock	P - Purchase	832	1,702,595	0.05	4.00	3,328	6,810,380
2022-05-26	2022-05-24	4	OXSQ	Oxford Square Capital Corp. Common Stock	P - Purchase	4,206	1,701,763	0.25	3.99	16,786	6,791,736
2022-05-23	2022-05-23	4	OXSQ	Oxford Square Capital Corp. Common Stock	P - Purchase	749	1,697,557	0.04	4.00	2,995	6,786,833
2022-05-23	2022-05-20	4	OXSQ	Oxford Square Capital Corp. Common Stock	P - Purchase	4,374	1,696,808	0.26	3.99	17,465	6,775,354
2022-05-19	2022-05-18	4	OXSQ	Oxford Square Capital Corp. Common Stock	P - Purchase	10,027	1,692,434	0.60	4.08	40,960	6,913,593
2022-05-17	2022-05-17	4	OXSQ	Oxford Square Capital Corp. Common Stock	P - Purchase	4,401	1,682,407	0.26	4.08	17,943	6,859,173
2022-05-17	2022-05-16	4	OXSQ	Oxford Square Capital Corp. Common Stock	P - Purchase	13,801	1,678,006	0.83	4.03	55,590	6,759,008
2022-05-16	2022-05-13	4	OXSQ	Oxford Square Capital Corp. Common Stock	P - Purchase	9,282	1,664,205	0.56	3.98	36,915	6,618,543
2022-05-16	2022-05-12	4	OXSQ	Oxford Square Capital Corp. Common Stock	P - Purchase	27,292	1,654,923	1.68	3.89	106,248	6,442,615
2022-05-12	2022-05-11	4	OXSQ	Oxford Square Capital Corp. Common Stock	P - Purchase	4,256	1,627,631	0.26	3.98	16,947	6,481,227
2022-05-12	2022-05-10	4	OXSQ	Oxford Square Capital Corp. Common Stock	P - Purchase	9,119	1,623,375	0.56	4.00	36,467	6,491,877
2022-05-09	2022-05-09	4	OXSQ	Oxford Square Capital Corp. Common Stock	P - Purchase	17,247	1,614,256	1.08	3.98	68,574	6,418,282
2022-05-09	2022-05-06	4	OXSQ	Oxford Square Capital Corp. Common Stock	P - Purchase	12,707	1,597,009	0.80	4.09	51,934	6,526,976
2022-05-06	2022-05-05	4	OXSQ	Oxford Square Capital Corp. Common Stock	P - Purchase	2,749	1,584,302	0.17	4.09	11,254	6,486,132
2022-05-06	2022-05-04	4	OXSQ	Oxford Square Capital Corp. Common Stock	P - Purchase	13,446	1,581,553	0.86	4.08	54,819	6,447,992
2022-05-04	2022-05-03	4	OXSQ	Oxford Square Capital Corp. Common Stock	P - Purchase	12,835	1,568,107	0.83	4.05	51,930	6,344,561
2022-05-04	2022-05-02	4	OXSQ	Oxford Square Capital Corp. Common Stock	P - Purchase	21,635	1,555,272	1.41	4.00	86,540	6,221,088
2022-03-25	2022-03-24	4	OXSQ	Oxford Square Capital Corp. Common Stock	P - Purchase	4,767	1,533,637	0.31	4.10	19,532	6,283,771
2022-03-25	2022-03-23	4	OXSQ	Oxford Square Capital Corp. Common Stock	P - Purchase	8,653	1,528,870	0.57	4.09	35,388	6,252,620
2022-03-22	2022-03-22	4	OXSQ	Oxford Square Capital Corp. Common Stock	P - Purchase	1,643	1,520,217	0.11	4.10	6,731	6,228,025
2022-03-22	2022-03-21	4	OXSQ	Oxford Square Capital Corp. Common Stock	P - Purchase	100	1,518,574	0.01	4.10	410	6,218,561
2022-03-22	2022-03-18	4	OXSQ	Oxford Square Capital Corp. Common Stock	P - Purchase	9,624	1,518,474	0.64	4.05	39,015	6,155,742
2022-03-17	2022-03-17	4	OXSQ	Oxford Square Capital Corp. Common Stock	P - Purchase	2,606	1,508,851	0.17	4.01	10,451	6,050,794
2022-03-17	2022-03-16	4	OXSQ	Oxford Square Capital Corp. Common Stock	P - Purchase	9,727	1,506,245	0.65	3.99	38,775	6,004,344
2022-03-14	2022-03-14	4	OXSQ	Oxford Square Capital Corp. Common Stock	P - Purchase	6,750	1,496,518	0.45	3.96	26,759	5,932,646
2022-03-14	2022-03-11	4	OXSQ	Oxford Square Capital Corp. Common Stock	P - Purchase	6,600	1,489,768	0.44	3.96	26,167	5,906,483
2022-03-11	2022-03-10	4	OXSQ	Oxford Square Capital Corp. Common Stock	P - Purchase	9,125	1,483,168	0.62	3.93	35,844	5,826,032
2022-03-11	2022-03-09	4	OXSQ	Oxford Square Capital Corp. Common Stock	P - Purchase	5,744	1,474,043	0.39	3.99	22,915	5,880,547
2021-12-23	2021-12-22	4	OXSQ	Oxford Square Capital Corp. Common Stock	P - Purchase	7,835	1,468,299	0.54	3.97	31,117	5,831,496
2021-12-23	2021-12-21	4	OXSQ	Oxford Square Capital Corp. Common Stock	P - Purchase	10,337	1,460,464	0.71	3.87	39,999	5,651,265
2021-12-21	2021-12-20	4	OXSQ	Oxford Square Capital Corp. Common Stock	P - Purchase	12,679	1,450,127	0.88	3.82	48,472	5,543,836
2021-12-21	2021-12-17	4	OXSQ	Oxford Square Capital Corp. Common Stock	P - Purchase	5,316	1,437,448	0.37	3.92	20,840	5,635,084
2021-09-24	2021-09-23	4	OXSQ	Oxford Square Capital Corp. Common Stock	P - Purchase	12,500	1,432,132	0.88	4.09	51,096	5,854,126
2021-09-24	2021-09-22	4	OXSQ	Oxford Square Capital Corp. Common Stock	P - Purchase	700	1,419,632	0.05	4.08	2,856	5,791,531
2021-09-22	2021-09-21	4	OXSQ	Oxford Square Capital Corp. Common Stock	P - Purchase	3,951	1,418,932	0.28	4.07	16,076	5,773,351
2021-09-22	2021-09-20	4	OXSQ	Oxford Square Capital Corp. Common Stock	P - Purchase	1,115	1,414,981	0.08	4.03	4,490	5,698,270
2021-08-23	2021-08-19	4	OXSQ	Oxford Square Capital Corp. Common Stock	P - Purchase	1,650	1,413,866	0.12	4.20	6,929	5,937,389
2020-03-19	2020-03-18	4	OXLC	Oxford Lane Capital Corp. Common Stock	P - Purchase	24,728	234,728	11.78	2.29	56,642	537,668
2020-03-17	2020-03-13	4	OXSQ	Oxford Square Capital Corp. Common stock, $0.01 par value	P - Purchase	7,662	1,412,068	0.55	2.66	20,352	3,750,735
2020-03-16	2020-03-12	4	OXLC	Oxford Lane Capital Corp. 7.50% Series 2023 Term Preferred Stock	J - Other	-21,474	42,970	-33.32	25.06	-538,078	1,076,708
2019-11-26	2019-11-25	4	OXLC	Oxford Lane Capital Corp. 7.50% Series 2023 Term Preferred Stock	P - Purchase	20,000	64,444	45.00	25.48	509,604	1,642,046
2018-04-18	2018-04-17	4	OXSQ	Oxford Square Capital Corp. Common stock, $0.01 par value	P - Purchase	110	1,405,099	0.01	6.13	671	8,613,257
2018-04-18	2018-04-16	4	OXSQ	Oxford Square Capital Corp. Common stock, $0.01 par value	P - Purchase	1,204	1,404,972	0.09	6.14	7,384	8,620,349
2018-04-13	2018-04-13	4	OXSQ	Oxford Square Capital Corp. Common stock, $0.01 par value	P - Purchase	778	1,403,769	0.06	6.12	4,764	8,595,558
2018-04-13	2018-04-12	4	OXSQ	Oxford Square Capital Corp. Common stock, $0.01 par value	P - Purchase	230	1,402,991	0.02	6.13	1,410	8,600,335
2018-04-13	2018-04-11	4	OXSQ	Oxford Square Capital Corp. Common stock, $0.01 par value	P - Purchase	180	1,402,761	0.01	6.11	1,102	8,567,924
2018-04-10	2018-04-06	4	OXSQ	Oxford Square Capital Corp. Common stock, $0.01 par value	P - Purchase	322	1,402,580	0.02	6.20	1,999	8,695,017
2018-04-04	2018-04-03	4	OXSQ	Oxford Square Capital Corp. Common stock, $0.01 par value	P - Purchase	1,816	1,402,258	0.13	6.19	11,239	8,676,331
2018-04-04	2018-04-02	4	OXSQ	Oxford Square Capital Corp. Common stock, $0.01 par value	P - Purchase	2,188	1,400,442	0.16	6.12	13,394	8,574,763
2018-03-29	2018-03-29	4	OXSQ	Oxford Square Capital Corp. Common stock, $0.01 par value	P - Purchase	3,308	1,398,254	0.24	6.14	20,315	8,585,699
2018-03-29	2018-03-28	4	OXSQ	Oxford Square Capital Corp. Common stock, $0.01 par value	P - Purchase	3,930	1,394,946	0.28	6.03	23,707	8,414,730
2018-03-27	2018-03-27	4	OXSQ	Oxford Square Capital Corp. Common stock, $0.01 par value	P - Purchase	5,504	1,391,016	0.40	5.99	32,975	8,333,713
2018-03-27	2018-03-26	4	OXSQ	Oxford Square Capital Corp. Common stock, $0.01 par value	P - Purchase	4,100	1,385,962	0.30	6.15	25,205	8,521,168
2018-03-27	2018-03-23	4	OXSQ	Oxford Square Capital Corp. Common stock, $0.01 par value	P - Purchase	1,966	1,381,862	0.14	6.21	12,204	8,578,185
2018-03-22	2018-03-22	4	TICC	Oxford Square Capital Corp. Common stock, $0.01 par value	P - Purchase	3,017	1,379,896	0.22	6.15	18,569	8,492,984
2018-03-22	2018-03-21	4	TICC	Oxford Square Capital Corp. Common stock, $0.01 par value	P - Purchase	2,569	1,376,879	0.19	6.08	15,625	8,374,316
2018-03-22	2018-03-20	4	TICC	Oxford Square Capital Corp. Common stock, $0.01 par value	P - Purchase	3,723	1,374,310	0.27	6.13	22,832	8,428,368
2018-03-19	2018-03-19	4	TICC	Oxford Street Capital Corp. Common stock, $0.01 par value	P - Purchase	6,329	1,370,587	0.46	6.05	38,283	8,290,407
2018-03-19	2018-03-16	4	TICC	Oxford Street Capital Corp. Common stock, $0.01 par value	P - Purchase	5,906	1,364,258	0.43	6.12	36,162	8,352,533
2018-03-19	2018-03-15	4	TICC	Oxford Street Capital Corp. Common stock, $0.01 par value	P - Purchase	5,262	1,358,352	0.39	6.08	32,005	8,262,581
2018-03-14	2018-03-14	4	TICC	TICC Capital Corp. Common stock, $0.01 par value	P - Purchase	5,469	1,353,090	0.41	6.24	34,100	8,436,651
2018-03-14	2018-03-13	4	TICC	TICC Capital Corp. Common stock, $0.01 par value	P - Purchase	5,360	1,347,621	0.40	6.25	33,479	8,418,184
2018-03-14	2018-03-12	4	TICC	TICC Capital Corp. Common stock, $0.01 par value	P - Purchase	4,234	1,342,262	0.32	6.36	26,937	8,539,468
2018-03-09	2018-03-09	4	TICC	TICC Capital Corp. Common stock, $0.01 par value	P - Purchase	4,338	1,338,028	0.33	6.38	27,659	8,532,334
2018-03-09	2018-03-08	4	TICC	TICC Capital Corp. Common stock, $0.01 par value	P - Purchase	3,282	1,333,690	0.25	6.31	20,694	8,410,783
2018-03-09	2018-03-07	4	TICC	TICC Capital Corp. Common stock, $0.01 par value	P - Purchase	2,855	1,330,408	0.22	6.27	17,902	8,342,060
2018-03-06	2018-03-06	4	TICC	TICC Capital Corp. Common stock, $0.01 par value	P - Purchase	3,578	1,327,554	0.27	6.26	22,379	8,304,378
2018-03-06	2018-03-05	4	TICC	TICC Capital Corp. Common stock, $0.01 par value	P - Purchase	4,038	1,323,976	0.31	6.20	25,029	8,205,341
2018-03-06	2018-03-02	4	TICC	TICC Capital Corp. Common stock, $0.01 par value	P - Purchase	4,402	1,319,938	0.33	6.07	26,709	8,008,721
2018-03-01	2018-03-01	4	TICC	TICC Capital Corp. Common stock, $0.01 par value	P - Purchase	3,900	1,315,896	0.30	6.08	23,691	7,994,460
2018-03-01	2018-02-28	4	TICC	TICC Capital Corp. Common stock, $0.01 par value	P - Purchase	5,850	1,311,996	0.45	6.06	35,429	7,945,841
2018-03-01	2018-02-27	4	TICC	TICC Capital Corp. Common stock, $0.01 par value	P - Purchase	6,604	1,306,146	0.51	6.03	39,811	7,873,840
2018-02-26	2018-02-26	4	TICC	TICC Capital Corp. Common stock, $0.01 par value	P - Purchase	3,688	1,299,542	0.28	5.88	21,685	7,641,177
2018-02-26	2018-02-23	4	TICC	TICC Capital Corp. Common stock, $0.01 par value	P - Purchase	2,967	1,295,854	0.23	5.76	17,087	7,462,694
2018-02-26	2018-02-22	4	TICC	TICC Capital Corp. Common stock, $0.01 par value	P - Purchase	1,619	1,292,887	0.13	5.71	9,251	7,387,556
2018-02-21	2018-02-21	4	TICC	TICC Capital Corp. Common stock, $0.01 par value	P - Purchase	3,320	1,291,268	0.26	5.70	18,917	7,358,678
2018-02-21	2018-02-20	4	TICC	TICC Capital Corp. Common stock, $0.01 par value	P - Purchase	5,486	1,287,948	0.43	5.64	30,963	7,268,537
2018-02-21	2018-02-16	4	TICC	TICC Capital Corp. Common stock, $0.01 par value	P - Purchase	3,688	1,282,462	0.29	5.68	20,939	7,282,332
2018-02-15	2018-02-15	4	TICC	TICC Capital Corp. Common stock, $0.01 par value	P - Purchase	3,374	1,278,774	0.26	5.70	19,224	7,287,096
2018-02-15	2018-02-14	4	TICC	TICC Capital Corp. Common stock, $0.01 par value	P - Purchase	2,744	1,275,401	0.22	5.65	15,496	7,202,445
2018-02-15	2018-02-13	4	TICC	TICC Capital Corp. Common stock, $0.01 par value	P - Purchase	3,739	1,272,657	0.29	5.60	20,928	7,123,443
2018-02-12	2018-02-12	4	TICC	TICC Capital Corp. Common stock, $0.01 par value	P - Purchase	7,360	1,268,918	0.58	5.51	40,539	6,989,708
2018-02-12	2018-02-09	4	TICC	TICC Capital Corp. Common stock, $0.01 par value	P - Purchase	4,301	1,261,558	0.34	5.50	23,662	6,940,590
2018-02-12	2018-02-08	4	TICC	TICC Capital Corp. Common stock, $0.01 par value	P - Purchase	4,889	1,257,258	0.39	5.54	27,063	6,959,549
2017-12-21	2017-12-21	4	TICC	TICC Capital Corp. Common stock, $0.01 par value	P - Purchase	6,736	1,252,350	0.54	5.84	39,335	7,312,600
2017-12-21	2017-12-20	4	TICC	TICC Capital Corp. Common stock, $0.01 par value	P - Purchase	8,086	1,245,614	0.65	5.83	47,152	7,263,549
2017-12-19	2017-12-19	4	TICC	TICC Capital Corp. Common stock, $0.01 par value	P - Purchase	600	1,237,528	0.05	5.75	3,452	7,113,187
2017-12-19	2017-12-18	4	TICC	TICC Capital Corp. Common stock, $0.01 par value	P - Purchase	31,161	1,236,928	2.58	5.81	181,083	7,188,033
2017-12-19	2017-12-15	4	TICC	TICC Capital Corp. Common stock, $0.01 par value	P - Purchase	8,498	1,205,766	0.71	5.84	49,664	7,046,741
2017-12-13	2017-12-13	4	TICC	TICC Capital Corp. Common stock, $0.01 par value	P - Purchase	4,445	1,197,268	0.37	5.94	26,422	7,116,803
2017-12-13	2017-12-12	4	TICC	TICC Capital Corp. Common stock, $0.01 par value	P - Purchase	22,737	1,192,824	1.94	6.08	138,148	7,247,476
2017-12-13	2017-12-11	4	TICC	TICC Capital Corp. Common stock, $0.01 par value	P - Purchase	450	1,170,086	0.04	6.10	2,745	7,137,528
2017-11-24	2017-11-22	4	TICC	TICC Capital Corp. Common stock, $0.01 par value	P - Purchase	20	1,169,636	0.00	6.10	122	7,134,783
2017-11-24	2017-11-21	4	TICC	TICC Capital Corp. Common stock, $0.01 par value	P - Purchase	1,050	1,169,616	0.09	6.09	6,393	7,121,795
2017-11-20	2017-11-20	4	TICC	TICC Capital Corp. Common stock, $0.01 par value	P - Purchase	1,869	1,168,566	0.16	6.08	11,370	7,108,624
2017-11-20	2017-11-17	4	TICC	TICC Capital Corp. Common stock, $0.01 par value	P - Purchase	2,242	1,166,698	0.19	6.06	13,584	7,067,153
2017-11-20	2017-11-16	4	TICC	TICC Capital Corp. Common stock, $0.01 par value	P - Purchase	2,956	1,164,455	0.25	6.07	17,938	7,066,379
2017-11-15	2017-11-15	4	TICC	TICC Capital Corp. Common stock, $0.01 par value	P - Purchase	8,484	1,161,499	0.74	6.03	51,121	6,998,264
2017-11-15	2017-11-14	4	TICC	TICC Capital Corp. Common stock, $0.01 par value	P - Purchase	4,128	1,153,014	0.36	6.04	24,917	6,958,788
2017-11-15	2017-11-13	4	TICC	TICC Capital Corp. Common stock, $0.01 par value	P - Purchase	12,916	1,148,886	1.14	6.02	77,771	6,918,017
2017-11-08	2017-11-08	4	TICC	TICC Capital Corp. Common stock, $0.01 par value	P - Purchase	5,835	1,135,970	0.52	5.99	34,927	6,799,692
2017-11-08	2017-11-07	4	TICC	TICC Capital Corp. Common stock, $0.01 par value	P - Purchase	21,050	1,130,136	1.90	5.99	126,047	6,767,251
2017-11-08	2017-11-06	4	TICC	TICC Capital Corp. Common stock, $0.01 par value	P - Purchase	26,431	1,109,086	2.44	5.85	154,561	6,485,599
2017-09-05	2017-09-01	4	TICC	TICC Capital Corp. Common Stock, $0.01 par value	P - Purchase	732	1,082,626	0.07	6.68	4,891	7,233,136
2017-09-05	2017-08-31	4	TICC	TICC Capital Corp. Common Stock, $0.01 par value	P - Purchase	800	1,081,894	0.07	6.70	5,357	7,244,582
2017-08-30	2017-08-30	4	TICC	TICC Capital Corp. Common Stock, $0.01 par value	P - Purchase	5,076	1,081,094	0.47	6.67	33,873	7,213,603
2017-08-30	2017-08-29	4	TICC	TICC Capital Corp. Common Stock, $0.01 par value	P - Purchase	960	1,076,018	0.09	6.70	6,433	7,206,738
2017-08-30	2017-08-28	4	TICC	TICC Capital Corp. Common Stock, $0.01 par value	P - Purchase	3,645	1,075,058	0.34	6.69	24,391	7,193,747
2017-08-25	2017-08-25	4	TICC	TICC Capital Corp. Common Stock, $0.01 par value	P - Purchase	3,091	1,071,412	0.29	6.69	20,668	7,164,107
2017-08-25	2017-08-24	4	TICC	TICC Capital Corp. Common Stock, $0.01 par value	P - Purchase	3,438	1,068,322	0.32	6.69	23,005	7,148,566
2017-08-25	2017-08-23	4	TICC	TICC Capital Corp. Common Stock, $0.01 par value	P - Purchase	1,120	1,064,884	0.11	6.69	7,493	7,121,408
2017-08-22	2017-08-22	4	TICC	TICC Capital Corp. Common Stock, $0.01 par value	P - Purchase	4,422	1,063,763	0.42	6.68	29,548	7,107,426
2017-08-22	2017-08-21	4	TICC	TICC Capital Corp. Common Stock, $0.01 par value	P - Purchase	5,150	1,059,340	0.49	6.65	34,237	7,042,390
2017-08-22	2017-08-18	4	TICC	TICC Capital Corp. Common Stock, $0.01 par value	P - Purchase	448	1,054,190	0.04	6.65	2,983	7,010,367
2017-08-14	2017-08-14	4	TICC	TICC Capital Corp. Common Stock, $0.01 par value	P - Purchase	2,622	1,053,742	0.25	6.62	17,366	6,980,619
2017-08-14	2017-08-11	4	TICC	TICC Capital Corp. Common Stock, $0.01 par value	P - Purchase	9,489	1,051,120	0.91	6.58	62,451	6,917,844
2017-08-14	2017-08-10	4	TICC	TICC Capital Corp. Common Stock, $0.01 par value	P - Purchase	5,042	1,041,632	0.49	6.64	33,498	6,919,662
2016-06-21	2016-06-20	4	TICC	TICC Capital Corp. Common stock, $0.01 par value	P - Purchase	28,600	1,036,514	2.84	5.46	156,042	5,655,219
2016-06-21	2016-06-17	4	TICC	TICC Capital Corp. Common stock, $0.01 par value	P - Purchase	40,200	1,007,914	4.15	5.44	218,608	5,481,035
2016-06-16	2016-06-16	4	TICC	TICC Capital Corp. Common stock, $0.01 par value	P - Purchase	34,136	967,714	3.66	5.35	182,696	5,179,204
2016-06-16	2016-06-15	4	TICC	TICC Capital Corp. Common stock, $0.01 par value	P - Purchase	40,360	933,578	4.52	5.39	217,379	5,028,250
2016-06-16	2016-06-14	4	TICC	TICC Capital Corp. Common stock, $0.01 par value	P - Purchase	40,360	893,218	4.73	5.43	219,114	4,849,279
2016-06-08	2016-06-06	4	TICC	TICC Capital Corp. Common stock, $0.01 par value	P - Purchase	14,400	852,858	1.72	5.74	82,642	4,894,551
2016-06-03	2016-06-03	4	TICC	TICC Capital Corp. Common stock, $0.01 par value	P - Purchase	120,000	838,458	16.70	5.64	676,800	4,728,902
2016-06-03	2016-06-02	4	TICC	TICC Capital Corp. Common stock, $0.01 par value	P - Purchase	27,320	718,458	3.95	5.61	153,211	4,029,111
2016-06-03	2016-06-01	4	TICC	TICC Capital Corp. Common stock, $0.01 par value	P - Purchase	27,320	691,138	4.12	5.65	154,303	3,903,546
2016-05-31	2016-05-31	4	TICC	TICC Capital Corp. Common stock, $0.01 par value	P - Purchase	27,320	663,818	4.29	5.65	154,249	3,747,915
2016-05-31	2016-05-27	4	TICC	TICC Capital Corp. Common stock, $0.01 par value	P - Purchase	23,800	636,498	3.88	5.65	134,470	3,596,213
2016-05-31	2016-05-26	4	TICC	TICC Capital Corp. Common stock, $0.01 par value	P - Purchase	23,880	612,618	4.06	5.67	135,328	3,471,705
2016-05-25	2016-05-25	4	TICC	TICC Capital Corp. Common stock, $0.01 par value	P - Purchase	23,880	588,738	4.23	5.67	135,304	3,335,788
2016-05-25	2016-05-24	4	TICC	TICC Capital Corp. Common stock, $0.01 par value	P - Purchase	23,880	564,858	4.41	5.60	133,609	3,160,379
2016-05-25	2016-05-23	4	TICC	TICC Capital Corp. Common stock, $0.01 par value	P - Purchase	23,880	540,978	4.62	5.39	128,809	2,918,034
2016-05-20	2016-05-20	4	TICC	TICC Capital Corp. Common stock, $0.01 par value	P - Purchase	20,160	517,098	4.06	5.27	106,223	2,724,588
2016-05-20	2016-05-19	4	TICC	TICC Capital Corp. Common stock, $0.01 par value	P - Purchase	20,160	496,938	4.23	5.28	106,546	2,626,316
2016-05-20	2016-05-18	4	TICC	TICC Capital Corp. Common stock, $0.01 par value	P - Purchase	20,160	476,778	4.42	5.44	109,590	2,591,764
2016-05-17	2016-05-17	4	TICC	TICC Capital Corp. Common stock, $0.01 par value	P - Purchase	20,160	456,618	4.62	5.43	109,388	2,477,608
2016-05-17	2016-05-16	4	TICC	TICC Capital Corp. Common stock, $0.01 par value	P - Purchase	20,160	436,458	4.84	5.44	109,590	2,372,585
2016-05-17	2016-05-13	4	TICC	TICC Capital Corp. Common stock, $0.01 par value	P - Purchase	13,571	416,298	3.37	5.34	72,509	2,224,279
2016-05-12	2016-05-12	4	TICC	TICC Capital Corp. Common stock, $0.01 par value	P - Purchase	16,680	402,727	4.32	5.30	88,454	2,135,661
2016-05-12	2016-05-11	4	TICC	TICC Capital Corp. Common stock, $0.01 par value	P - Purchase	16,680	386,047	4.52	5.24	87,353	2,021,728
2016-05-12	2016-05-10	4	TICC	TICC Capital Corp. Common stock, $0.01 par value	P - Purchase	16,680	369,367	4.73	5.08	84,801	1,877,862
2016-05-09	2016-05-09	4	TICC	TICC Capital Corp. Common stock, $0.01 par value	P - Purchase	16,680	352,687	4.96	5.04	84,084	1,777,895
2016-05-09	2016-05-06	4	TICC	TICC Capital Corp. Common stock, $0.01 par value	P - Purchase	12,800	336,007	3.96	5.02	64,218	1,685,747
2016-05-09	2016-05-05	4	TICC	TICC Capital Corp. Common stock, $0.01 par value	P - Purchase	12,800	323,207	4.12	5.00	64,038	1,617,005
2014-03-12	2014-03-11	4	OXLC	Oxford Lane Capital Corp. Common Stock	X - Other	10,000	210,000	5.00	17.00	170,000	3,570,000
2014-03-12	2014-03-03	4	OXLC	Oxford Lane Capital Corp. Subscription Rights	X - Other	-20,000	0	-100.00
2013-11-18	2013-11-18	4	OXLC	Oxford Lane Capital Corp. 7.50% Series 2023 Term Preferred Stock	P - Purchase	44,444	44,444		22.50	999,990	999,990
2013-02-26	2013-02-25	4	OXLC	Oxford Lane Capital Corp. Common Stock	X - Other	100,000	200,000	100.00	14.50	1,450,000	2,900,000
2013-02-26	2013-02-15	4	OXLC	Oxford Lane Capital Corp. Subscription Rights	X - Other	-100,000	0	-100.00
2012-04-30	2012-04-27	4	OXLC	Oxford Lane Capital Corp. Subscription Rights	X - Other	-46,667	0	-100.00
2012-04-30	2012-04-27	4	OXLC	Oxford Lane Capital Corp. Common Stock	X - Other	46,667	100,000	87.50	13.75	641,671	1,375,000
2011-01-19		3	OXLC	Oxford Lane Capital Corp. Common Stock			2,500
2008-11-24	2008-11-21	4	TICC	TICC Capital Corp. Common Stock	P - Purchase	10,000	288,737	3.59	2.93	29,300	845,999
2008-11-24	2008-11-21	4	TICC	TICC Capital Corp. Common Stock	P - Purchase	20,000	278,737	7.73	2.90	58,000	808,337
2008-11-24	2008-11-20	4	TICC	TICC Capital Corp. Common Stock	P - Purchase	100	258,737	0.04	2.90	290	750,337
2008-11-13	2008-11-12	4	TICC	TICC Capital Corp. Common Stock	P - Purchase	8,500	258,637	3.40	2.95	25,075	762,979
2008-09-19	2008-09-18	4	TICC	TICC Capital Corp. Common Stock	P - Purchase	10,000	250,125	4.16	4.65	46,500	1,163,081
2008-09-19	2008-09-18	4	TICC	TICC Capital Corp. Common Stock	P - Purchase	200	240,125	0.08	4.60	920	1,104,575
2008-06-24	2008-06-23	4	TICC	TICC Capital Corp. Common Stock	P - Purchase	4,301	239,925	1.83	5.11	21,978	1,226,017
2008-06-24	2008-06-23	4	TICC	TICC Capital Corp. Common Stock	P - Purchase	500	235,624	0.21	5.00	2,500	1,178,120
2008-06-24	2008-06-20	4	TICC	TICC Capital Corp. Common Stock	P - Purchase	10,000	235,124	4.44	5.10	51,000	1,199,132
2008-06-24	2008-06-20	4	TICC	TICC Capital Corp. Common Stock	P - Purchase	5,000	225,124	2.27	5.08	25,400	1,143,630
2008-06-24	2008-06-20	4	TICC	TICC Capital Corp. Common Stock	P - Purchase	11,130	220,124	5.33	5.05	56,206	1,111,626
2008-06-24	2008-06-20	4	TICC	TICC Capital Corp. Common Stock	P - Purchase	300	208,994	0.14	5.04	1,512	1,053,330
2008-06-24	2008-06-20	4	TICC	TICC Capital Corp. Common Stock	P - Purchase	5,000	208,694	2.45	5.03	25,150	1,049,731
2008-06-23	2008-06-13	4/A	TICC	TICC Capital Corp. Subscription Agreement	X - Other	-150,300	0	-100.00
2008-06-23	2008-06-13	4/A	TICC	TICC Capital Corp. Common Stock	X - Other	53,253	203,694	35.40	5.20	276,916	1,059,209
2008-06-17	2008-06-13	4	TICC	TICC Capital Corp. Subscription Agreement	X - Other	-150,300	0	-100.00
2008-06-17	2008-06-13	4	TICC	TICC Capital Corp. Common Stock	X - Other	30,060	180,501	19.98	5.20	156,312	938,605

공개 시장에서 또는 사적으로 비파생증권 또는 파생증권 매입

공개 시장에서 또는 사적으로 비파생증권 또는 파생증권 매각

자사로부터 유가증권(옵션 등)을 보조, 지급 또는 기타 취득

파생상품 전환

자사에게 유가증권을 매각 또는 양도

기업으로부터 인도 받은 유가증권의 일부를 사용한 행사 가격 또는 조세 채무의 지급

내부자에 의한 또는 내부자에게 증권 증여

지분스왑 및 유사 위험 회피거래

자사로부터 인도 받은 파생증권(옵션 등)의 행사 또는 전환

보고서 양식 4에 자진 신고된 거래

기타 (거래 내용을 설명하는 각주와 동반)