소개

이 페이지에서는 Thomas Jr Barrack의 공개된 내부자의 매매 거래 내역을 종합적으로 분석합니다. 내부자들은 기업의 임원(내부 경영진), 이사 또는 주요 투자자입니다. 일반적으로 내부자가 중요한 비공개 정보를 기반으로 자신이 속한 기업을 거래하는 것은 불법으로 간주됩니다. 이것은 내부자가 자신의 기업 내에서 행하는 모든 거래가 불법이라는 것을 뜻은 아닙니다. 그러나 그들은 자신들의 모든 거래를 양식 4를 통해 SEC에 보고해야만 합니다. 이러한 제한에도 불구하고, 학계 연구에 따르면 내부자는, 일반적으로, 자신의 회사 주식에 대한 실적이 시장의 수익률을 능가하는 경향성을 보였습니다.

평균 거래 수익성

평균 거래 수익성은 내부자가 지난 3년 동안 매입한 모든 "공개 시장"(Open market)에서의 매입의 평균 수익률입니다. 이를 계산하기 위해 10b5-1 거래 계획의 일부로 표시된 모든 거래를 제외하고 내부자가 계획되지 않은 모든 오픈 마켓에서의 매입을 조사합니다. 그런 다음 3개월, 6개월, 12개월 동안 해당 거래의 평균 성과를 계산하여 각 거래에 대한 최종 성과 지표를 생성합니다. 마지막으로 내부자에 대한 성과 지표를 계산하기 위해 모든 성과 지표의 평균을 내립니다. 이 목록에는 지난 2년 동안 최소 3번 이상 거래한 내부자만 포함됩니다.

내부자의 매매 거래 수익성이 "해당 없음"인 경우, 내부자는 지난 3년 동안 공개 시장에서 매수한 적이 없거나, 거래가 너무 최근에 이루어져서 신뢰할 수 있는 성과 지표를 산출할 수 없는 경우에 해당합니다.

업데이트 주기: 일별

최고 수익율의 내부자 목록을 확인하세요.

내부자 포지션이 보고된 기업

SEC 서류에 따르면 Thomas Jr Barrack 기업이 다음 기업에 대한 보유 또는 거래를 보고했습니다:

증권 소유권 최근 보고된 보유 주식
US:GES / Guess?, Inc. Director 17,560
US:DBRG / DigitalBridge Group, Inc. Director 27,702
US:NRE / NorthStar Realty Europe Corp. Director 0
US:US19625XAB82 / Colony Starwood Homes Bond Director 0
US:66705PAC7 / Colony Capital (144A-Seasoned) 5.375% Due 06-15-2033 Executive Chairman, Director, 10% Owner 0
US:WLH / Lyon William Homes 10% Owner 10,000,000
차트 해석 방법

아래 차트는 Thomas Jr Barrack에 의한 각 "공개 시장"(Open market)에서 계획되지 않은 거래 이후 증권의 주가 실적을 보여줍니다. 계획되지 않은 거래는 10b5-1 거래 계획의 일환으로 이루어지지 않은 거래입니다. 주가 실적은 주가의 누적 백분율 변화로 표시됩니다. 예를 들어, 2019년 1월 1일 내부자의 매매 거래가 이루어졌을 경우, 차트는 현재까지 증권의 일별 백분율 변화를 보여줍니다. 이 기간 동안 주가가 10달러에서 15달러로 간다면, 주가의 누적 백분율 변화는 50%가 됩니다. 10달러에서 20달러로의 가격 변화는 100%가 되며, 10달러에서 5달러로의 가격 변화는 -50%가 됩니다.

궁극적으로 내부자의 매매 거래가 내부자의 정보를 이용하여 이익을 얻기 위해 거래 타이밍을 맞추고 있는지 확인하기 위해 내부자의 매매 거래가 주가의 초과 수익률(양 또는 음)과 얼마나 밀접한 상관 관계가 있는지 확인하고자 합니다. 내부자가 이러한 작업을 수행하고 있는 상황을 고려해 보겠습니다. 이러한 상황에서 우리는 (a) 매입 후 양의 수익률 또는 (b) 매각 후 음의 수익률을 기대할 수 있습니다. (a)의 경우, 매입 차트는 상향으로 기울어진 일련의 곡선을 보여주며, 각 매입 거래 후 양의 수익률을 나타냅니다. (b)의 경우, SALE 차트는 하향으로 기울어진 일련의 곡선을 보여주며, 각 판매 거래 후 음의 수익률을 나타냅니다.

그러나 이것만으로는 결론을 도출하기에 충분하지 않습니다. 예를 들어, 해당 기업의 주가가 수년에 걸쳐 비주기적 상승 추세에 있다면, Fintel은 매입 후 도표가 모두 상향 곡선으로 예상할 수 있습니다. 마찬가지로, 수년에 걸쳐 비주기적 하락은 거래 후에 하향 곡선으로 초래할 가능성이 높습니다. 이 도표들 중 어느 것도 내부자의 매매 거래 활동을 시사하지는 않습니다.

가장 강력한 지표는 주가가 극단적으로 순환하는 상황일 것이고, PURCHASE 차트에는 긍정적인 시그널이, SALE 차트에는 부정적인 플롯이 존재했습니다. 이는 자신들의 금전적 이익을 위한 거래 타이밍을 재던 내부자에 의한 상황일 가능성이 높습니다.

내부자의 매매 거래 내역

아래 표는 증권거래위원회(SEC)에 공시된 Thomas Jr Barrack의 내부자의 전체 거래 목록입니다.

보고일 거래일 보고 티커 증권 코드 10b5-1 지분 잔여 지분 변동률
(%)
지분
가치
거래
가치
잔여
가치
2024-06-04 2024-05-31 4 GES GUESS INC
Common Stock
A - Award 7,735 17,560 78.73
2023-05-26 3 GES GUESS INC
No securities beneficially owned
0
2023-05-26 2023-05-24 4 GES GUESS INC
Common Stock
A - Award 9,825 9,825
2021-07-19 2021-07-15 4 DBRG DigitalBridge Group, Inc.
Deferred Stock
A - Award 2,265 27,702 8.90 7.36 16,670 203,887
2021-07-19 2021-07-15 4 DBRG DigitalBridge Group, Inc.
Class A Common Stock
J - Other 67,953 4,004,609 1.73
2021-07-19 2021-07-15 4 DBRG DigitalBridge Group, Inc.
Class B Common Stock
J - Other -67,953 665,978 -9.26
2021-06-28 2021-06-24 4 GES GUESS INC
Common Stock
A - Award 6,664 6,664
2021-06-25 3 GES GUESS INC
No securities beneficially owned
0
2021-05-11 2021-05-07 4 CLNY Colony Capital, Inc.
Deferred Stock
A - Award 25,437 25,437
2021-04-16 2021-04-15 4 CLNY Colony Capital, Inc.
Class A Common Stock
F - Taxes -495,605 3,936,656 -11.18 6.72 -3,330,466 26,454,328
2021-03-26 2021-03-24 4 CLNY Colony Capital, Inc.
Class A Common Stock
F - Taxes -83,051 4,432,261 -1.84 6.23 -517,408 27,612,986
2021-03-26 2021-03-24 4 CLNY Colony Capital, Inc.
Class A Common Stock
A - Award 189,183 4,515,312 4.37
2021-03-17 2021-03-15 4 CLNY Colony Capital, Inc.
Class A Common Stock
A - Award 287,356 4,326,129 7.11
2021-03-17 2021-03-15 4 CLNY Colony Capital, Inc.
Class A Common Stock
F - Taxes -271,068 4,038,773 -6.29 6.97 -1,889,344 28,150,248
2020-04-02 2020-03-31 4 CLNY Colony Capital, Inc.
7.50% Series G Preferred Stock
S - Sale -10,214 152,929 -6.26 10.33 -105,491 1,579,466
2020-03-20 2020-03-20 4 CLNY Colony Capital, Inc.
7.125% Series J Preferred Stock
P - Purchase 500 16,024 3.22 12.08 6,040 193,570
2020-03-20 2020-03-20 4 CLNY Colony Capital, Inc.
7.15% Series I Preferred Stock
P - Purchase 11,960 79,178 17.79 12.00 143,532 950,215
2020-03-20 2020-03-20 4 CLNY Colony Capital, Inc.
7.125% Series H Preferred Stock
P - Purchase 50,000 79,988 166.73 12.05 602,630 964,063
2020-03-20 2020-03-19 4 CLNY Colony Capital, Inc.
7.125% Series J Preferred Stock
P - Purchase 3,600 15,524 30.19 11.42 41,096 177,214
2020-03-20 2020-03-19 4 CLNY Colony Capital, Inc.
7.15% Series I Preferred Stock
P - Purchase 27,218 67,218 68.04 11.85 322,503 796,459
2020-03-20 2020-03-19 4 CLNY Colony Capital, Inc.
7.125% Series H Preferred Stock
P - Purchase 12,804 29,988 74.51 10.83 138,644 324,716
2020-03-20 2020-03-18 4 CLNY Colony Capital, Inc.
7.125% Series J Preferred Stock
P - Purchase 11,924 11,924 8.16 97,352 97,352
2020-03-20 2020-03-18 4 CLNY Colony Capital, Inc.
7.15% Series I Preferred Stock
P - Purchase 40,000 40,000 8.72 348,708 348,708
2020-03-20 2020-03-18 4 CLNY Colony Capital, Inc.
7.125% Series H Preferred Stock
P - Purchase 17,184 17,184 7.91 135,955 135,955
2020-03-20 2020-03-18 4 CLNY Colony Capital, Inc.
7.50% Series G Preferred Stock
P - Purchase 4,350 163,143 2.74 13.41 58,327 2,187,519
2020-03-18 2020-03-16 4 CLNY Colony Capital, Inc.
Class A Common Stock
F - Taxes -1,127,759 4,309,841 -20.74 2.17 -2,447,237 9,352,355
2020-03-18 2020-03-16 4 CLNY Colony Capital, Inc.
Class A Common Stock
A - Award 2,511,025 5,437,600 85.80
2020-03-18 2020-03-16 4 CLNY Colony Capital, Inc.
Class A Common Stock
A - Award 987,654 2,926,575 50.94
2020-03-18 2020-03-16 4 CLNY Colony Capital, Inc.
Class A Common Stock
F - Taxes -129,459 1,938,921 -6.26 2.17 -280,926 4,207,459
2020-03-05 2020-03-04 4 CLNY Colony Capital, Inc.
7.50% Series G Preferred Stock
S - Sale -16,251 158,793 -9.28 24.83 -403,579 3,943,481
2020-03-05 2020-03-03 4 CLNY Colony Capital, Inc.
7.50% Series G Preferred Stock
S - Sale -3,250 175,044 -1.82 24.82 -80,666 4,344,627
2020-01-08 2020-01-06 4 CLNY Colony Capital, Inc.
Class A Common Stock
F - Taxes -28,831 2,068,380 -1.37 4.74 -136,659 9,804,121
2019-09-30 2019-09-30 4 NRE NorthStar Realty Europe Corp.
Restricted Stock Units
M - Exercise -5,905 0 -100.00
2019-09-30 2019-09-30 4 NRE NorthStar Realty Europe Corp.
Common Stock
D - Sale to Issuer -38,084 0 -100.00 17.01 -647,809
2019-09-30 2019-09-30 4 NRE NorthStar Realty Europe Corp.
Common Stock
D - Sale to Issuer -23,620 0 -100.00 17.01 -401,776
2019-09-30 2019-09-30 4 NRE NorthStar Realty Europe Corp.
Common Stock
A - Award 11,810 23,620 100.00
2019-09-30 2019-09-30 4 NRE NorthStar Realty Europe Corp.
Common Stock
M - Exercise 11,810 11,810
2019-08-19 3 NRE NorthStar Realty Europe Corp.
Common Stock
76,168
2019-08-19 3 NRE NorthStar Realty Europe Corp.
Common Stock
76,168
2019-08-19 3 NRE NorthStar Realty Europe Corp.
Common Stock
76,168
2019-04-01 2019-03-29 4 CLNY Colony Capital, Inc.
7.50% Series G Preferred Stock
S - Sale -29,302 178,294 -14.11 22.75 -666,667 4,056,474
2019-04-01 2019-03-28 4 CLNY Colony Capital, Inc.
7.50% Series G Preferred Stock
S - Sale -6,712 207,596 -3.13 22.75 -152,701 4,722,913
2019-04-01 2019-03-26 4 CLNY Colony Capital, Inc.
7.125% Series H Preferred Stock
S - Sale -7,356 0 -100.00 21.86 -160,768
2019-03-28 2019-03-27 4 CLNY Colony Capital, Inc.
7.50% Series G Preferred Stock
S - Sale -1,800 214,308 -0.83 22.77 -40,985 4,879,665
2019-03-28 2019-03-26 4 CLNY Colony Capital, Inc.
7.50% Series G Preferred Stock
S - Sale -2,614 216,108 -1.20 22.81 -59,634 4,930,137
2019-03-28 2019-03-26 4 CLNY Colony Capital, Inc.
7.50% Series G Preferred Stock
S - Sale -13,860 218,722 -5.96 22.75 -315,372 4,976,822
2019-03-25 2019-03-25 4 CLNY Colony Capital, Inc.
7.125% Series H Preferred Stock
S - Sale -42,644 7,356 -85.29 21.91 -934,236 161,154
2019-03-25 2019-03-25 4 CLNY Colony Capital, Inc.
7.50% Series G Preferred Stock
S - Sale -15,984 232,582 -6.43 22.79 -364,240 5,300,032
2019-03-25 2019-03-22 4 CLNY Colony Capital, Inc.
7.125% Series H Preferred Stock
S - Sale -12,888 50,000 -20.49 22.87 -294,712 1,143,360
2019-03-25 2019-03-22 4 CLNY Colony Capital, Inc.
7.50% Series G Preferred Stock
S - Sale -7,725 248,566 -3.01 22.81 -176,232 5,670,586
2019-03-25 2019-03-21 4 CLNY Colony Capital, Inc.
7.125% Series H Preferred Stock
S - Sale -8,654 62,888 -12.10 22.03 -190,655 1,385,479
2019-03-25 2019-03-21 4 CLNY Colony Capital, Inc.
7.50% Series G Preferred Stock
S - Sale -6,500 256,291 -2.47 22.92 -148,952 5,873,088
2019-03-20 2019-03-20 4 CLNY Colony Capital, Inc.
7.125% Series H Preferred Stock
S - Sale -1,020 71,542 -1.41 22.01 -22,453 1,574,868
2019-03-20 2019-03-20 4 CLNY Colony Capital, Inc.
7.125% Series H Preferred Stock
S - Sale -57,797 72,562 -44.34 21.81 -1,260,830 1,582,926
2019-03-20 2019-03-20 4 CLNY Colony Capital, Inc.
7.50% Series G Preferred Stock
S - Sale -3,798 262,791 -1.42 22.84 -86,731 6,001,095
2019-03-20 2019-03-19 4 CLNY Colony Capital, Inc.
7.125% Series H Preferred Stock
S - Sale -15,491 130,359 -10.62 22.11 -342,568 2,882,759
2019-03-20 2019-03-19 4 CLNY Colony Capital, Inc.
7.50% Series G Preferred Stock
S - Sale -1,910 266,589 -0.71 23.17 -44,262 6,177,880
2019-03-20 2019-03-18 4 CLNY Colony Capital, Inc.
7.125% Series H Preferred Stock
S - Sale -4,150 145,850 -2.77 22.19 -92,095 3,236,630
2019-03-20 2019-03-18 4 CLNY Colony Capital, Inc.
7.50% Series G Preferred Stock
S - Sale -8,650 268,499 -3.12 23.19 -200,604 6,226,814
2019-03-18 2019-03-15 4 CLNY Colony Capital, Inc.
Restricted Stock Units
A - Award 1,315,789 1,315,789
2019-03-18 2019-03-15 4 CLNY Colony Capital, Inc.
Class A Common Stock
A - Award 549,452 2,097,211 35.50
2019-03-18 2019-03-15 4 CLNY Colony Capital, Inc.
Class A Common Stock
F - Taxes -48,293 1,547,759 -3.03 5.36 -258,850 8,295,988
2019-03-18 2019-03-14 4 CLNY Colony Capital, Inc.
7.125% Series H Preferred Stock
S - Sale -100,000 150,000 -40.00 21.80 -2,180,000 3,270,000
2019-01-08 2019-01-04 4 CLNY Colony Capital, Inc.
Class A Common Stock
F - Taxes -53,925 1,596,052 -3.27 4.88 -263,154 7,788,734
2018-09-27 2018-09-27 4 CLNY Colony Capital, Inc.
7.50% Series G Preferred Stock
S - Sale -900 277,149 -0.32 23.75 -21,375 6,582,289
2018-09-27 2018-09-26 4 CLNY Colony Capital, Inc.
7.50% Series G Preferred Stock
S - Sale -4,985 278,049 -1.76 23.75 -118,394 6,603,664
2018-09-27 2018-09-25 4 CLNY Colony Capital, Inc.
7.125% Series H Preferred Stock
S - Sale -42,093 250,000 -14.41 22.78 -958,786 5,694,450
2018-09-27 2018-09-25 4 CLNY Colony Capital, Inc.
7.50% Series G Preferred Stock
S - Sale -14,807 283,034 -4.97 23.75 -351,709 6,722,878
2018-08-13 2018-08-09 4 CLNY Colony Capital, Inc.
OP Units
D - Sale to Issuer -428,872 26,054,642 -1.62 6.09 -2,611,830 158,672,770
2018-08-13 2018-08-09 4 CLNY Colony Capital, Inc.
OP Units
C - Conversion -496,472 26,483,514 -1.84
2018-08-13 2018-08-09 4 CLNY Colony Capital, Inc.
OP Units
A - Award -1,839,942 26,979,986 -6.38
2018-08-13 2018-08-09 4 CLNY Colony Capital, Inc.
Class A Common Stock
J - Other 13,936 1,649,977 0.85
2018-08-13 2018-08-09 4 CLNY Colony Capital, Inc.
Class B Common Stock
J - Other -13,936 733,931 -1.86
2018-08-13 2018-08-09 4 CLNY Colony Capital, Inc.
Class A Common Stock
J - Other -496,472 0 -100.00
2018-08-13 2018-08-09 4 CLNY Colony Capital, Inc.
Class A Common Stock
C - Conversion 496,472 496,472
2018-08-13 2018-08-09 4 CLNY Colony Capital, Inc.
Class B Common Stock
A - Award 39,699 747,867 5.61
2018-08-13 2018-08-09 4 CLNY Colony Capital, Inc.
Class A Common Stock
A - Award 15,131 1,636,041 0.93
2018-04-04 2018-04-02 4 CLNS Colony NorthStar, Inc.
OP Units
D - Sale to Issuer -367,093 25,140,044 -1.44 5.71 -2,096,101 143,549,651
2018-04-04 2018-04-02 4 CLNS Colony NorthStar, Inc.
OP Units
C - Conversion -629,449 25,507,137 -2.41
2018-04-04 2018-04-02 4 CLNS Colony NorthStar, Inc.
Class A Common Stock
J - Other 28,072 1,620,910 1.76
2018-04-04 2018-04-02 4 CLNS Colony NorthStar, Inc.
Class B Common Stock
J - Other -28,072 708,168 -3.81
2018-04-04 2018-04-02 4 CLNS Colony NorthStar, Inc.
Class A Common Stock
J - Other -629,449 1,592,838 -28.32
2018-04-04 2018-04-02 4 CLNS Colony NorthStar, Inc.
Class A Common Stock
C - Conversion 629,449 2,222,287 39.52
2018-03-19 2018-03-15 4 CLNS Colony NorthStar, Inc.
Class A Common Stock
A - Award 315,305 1,592,838 24.68
2018-02-14 2017-06-23 5 CLNS Colony NorthStar, Inc.
8.50% Series F Preferred Stock
J - Other -373,784 0 -100.00 25.00 -9,344,600
2018-01-09 2018-01-08 4 CLNS Colony NorthStar, Inc.
Class A Common Stock
F - Taxes -93,591 1,277,533 -6.83 10.99 -1,028,565 14,040,088
2017-11-17 2017-11-15 4 CLNS Colony NorthStar, Inc.
OP Units
G - Gift 200,000 26,136,586 0.77
2017-11-17 2017-11-15 4 CLNS Colony NorthStar, Inc.
Class A Common Stock
J - Other 5,634 1,371,124 0.41
2017-11-17 2017-11-15 4 CLNS Colony NorthStar, Inc.
Class B Common Stock
J - Other -5,634 736,240 -0.76
2017-06-09 2017-06-09 4 SFR Colony Starwood Homes
Common Shares, par value $0.01 per share
S - Sale -3,897,220 0 -100.00 34.69 -135,194,562
2017-04-05 2017-04-03 4 CLNS Colony NorthStar, Inc.
OP Units
D - Sale to Issuer -392,044 26,336,586 -1.47 12.97 -5,084,811 341,585,520
2017-04-05 2017-04-03 4 CLNS Colony NorthStar, Inc.
OP Units
C - Conversion -607,841 26,728,630 -2.22
2017-04-05 2017-04-03 4 CLNS Colony NorthStar, Inc.
Class A Common Stock
J - Other 28,166 1,365,490 2.11
2017-04-05 2017-04-03 4 CLNS Colony NorthStar, Inc.
Class B Common Stock
J - Other -28,166 741,874 -3.66
2017-04-05 2017-04-03 4 CLNS Colony NorthStar, Inc.
Class A Common Stock
J - Other -607,841 1,337,324 -31.25
2017-04-05 2017-04-03 4 CLNS Colony NorthStar, Inc.
Class A Common Stock
C - Conversion 607,841 1,945,165 45.45
2017-03-07 2017-03-07 4 SFR Colony Starwood Homes
Common Shares, par value $0.01 per share
S - Sale -3,922,228 3,897,220 -50.16 32.50 -127,472,410 126,659,650
2017-02-27 2017-02-27 4 SFR Colony Starwood Homes
Common Shares, par value $0.01 per share
J - Other -159,220 7,819,448 -2.00
2017-01-12 2017-01-10 4 CLNS Colony NorthStar, Inc.
7.125% Series H Preferred Stock
A - Award 292,093 292,093
2017-01-12 2017-01-10 4 CLNS Colony NorthStar, Inc.
7.50% Series G Preferred Stock
A - Award 297,841 297,841
2017-01-12 2017-01-10 4 CLNS Colony NorthStar, Inc.
8.50% Series F Preferred Stock
A - Award 373,784 373,784
2017-01-12 2017-01-10 4 CLNS Colony NorthStar, Inc.
Class B Common Stock
A - Award 770,041 770,041
2017-01-12 2017-01-10 4 CLNS Colony NorthStar, Inc.
Class A Common Stock
A - Award 1,337,324 1,337,324
2017-01-12 2017-01-10 4 CLNY Colony Capital, Inc.
Series C Preferred Stock
D - Sale to Issuer -292,093 0 -100.00
2017-01-12 2017-01-10 4 CLNY Colony Capital, Inc.
Series B Preferred Stock
D - Sale to Issuer -297,841 0 -100.00
2017-01-12 2017-01-10 4 CLNY Colony Capital, Inc.
Series A Preferred Stock
D - Sale to Issuer -373,784 0 -100.00
2017-01-12 2017-01-10 4 CLNY Colony Capital, Inc.
Class A Common Stock
D - Sale to Issuer -912,040 0 -100.00
2017-01-12 2017-01-02 4 CLNY Colony Capital, Inc.
Class B Common Stock
D - Sale to Issuer -525,159 0 -100.00
2017-01-03 2016-12-29 4 SFR Colony Starwood Homes
Common Shares, par value $0.01 per share
J - Other -123,336 7,978,668 -1.52
2017-01-03 2017-01-02 4 CLNY Colony Capital, Inc.
Class A Common Stock
F - Taxes -52,253 912,040 -5.42 20.25 -1,058,123 18,468,810
2017-01-03 2017-01-02 4 CLNY Colony Capital, Inc.
Class A Common Stock
A - Award 179,487 964,293 22.87
2017-01-03 2016-12-30 4 CLNY Colony Capital, Inc.
OP Units
G - Gift 70,000 18,643,164 0.38
2017-01-03 2016-12-30 4 CLNY Colony Capital, Inc.
Class A Common Stock
J - Other 1,972 784,806 0.25
2017-01-03 2016-12-30 4 CLNY Colony Capital, Inc.
Class B Common Stock
J - Other -1,972 525,159 -0.37
2016-10-07 2016-10-05 4 SFR Colony Starwood Homes
Common Shares, per value $0.01 per share
J - Other -27,575,055 8,102,004 -77.29
2016-04-04 2016-04-04 4 CLNY Colony Capital, Inc.
OP Units
D - Sale to Issuer -153,150 18,713,164 -0.81 16.70 -2,557,605 312,509,839
2016-04-04 2016-04-04 4 CLNY Colony Capital, Inc.
OP Units
C - Conversion -526,443 18,866,314 -2.71
2016-04-04 2016-04-04 4 CLNY Colony Capital, Inc.
Class A Common Stock
J - Other 19,144 782,834 2.51
2016-04-04 2016-04-04 4 CLNY Colony Capital, Inc.
Class B Common Stock
J - Other -19,144 527,131 -3.50
2016-04-04 2016-04-04 4 CLNY Colony Capital, Inc.
Class A Common Stock
J - Other -526,443 763,690 -40.81
2016-04-04 2016-04-04 4 CLNY Colony Capital, Inc.
Class A Common Stock
C - Conversion 526,443 1,290,133 68.93
2016-03-14 2016-03-10 4 CLNY Colony Capital, Inc.
Series C 7.125% Preferred Stock
A - Award 292,093 292,093 19.01 5,552,688 5,552,688
2016-03-14 2016-03-10 4 CLNY Colony Capital, Inc.
Series B 7.5% Preferred Stock
A - Award 297,841 297,841 19.85 5,912,144 5,912,144
2016-03-14 2016-03-10 4 CLNY Colony Capital, Inc.
Series A 8.5% Preferred Stock
A - Award 373,784 373,784 22.83 8,533,489 8,533,489
2016-01-15 3 SFR Colony Starwood Homes
Common shares of beneficial interest
71,354,120
2016-01-15 3 SFR Colony Starwood Homes
Common shares of beneficial interest
71,354,120
2016-01-15 3 SFR Colony Starwood Homes
Common shares of beneficial interest
71,354,120
2016-01-15 3 SFR Colony Starwood Homes
Common shares of beneficial interest
71,354,120
2016-01-15 3 SFR Colony Starwood Homes
Common shares of beneficial interest
71,354,120
2016-01-15 3 SFR Colony Starwood Homes
Common shares of beneficial interest
71,354,120
2016-01-15 3 SFR Colony Starwood Homes
Common shares of beneficial interest
71,354,120
2016-01-15 3 SFR Colony Starwood Homes
Common shares of beneficial interest
71,354,120
2016-01-15 3 SFR Colony Starwood Homes
Common shares of beneficial interest
71,354,120
2016-01-07 2016-01-05 4 SFR Colony Starwood Homes
Common shares of beneficial interest
A - Award 35,677,060 35,677,060
2016-01-05 2016-01-04 4 CLNY Colony Capital, Inc.
Class A Common Stock
F - Taxes -34,744 763,690 -4.35 19.48 -676,813 14,876,681
2016-01-05 2016-01-04 4 CLNY Colony Capital, Inc.
Class A Common Stock
A - Award 166,666 798,434 26.38
2016-01-05 2015-12-31 4 CLNY Colony Capital, Inc.
OP Units
G - Gift -628,773 19,392,757 -3.14
2016-01-05 2015-12-31 4 CLNY Colony Capital, Inc.
Class A Common Stock
J - Other 17,712 631,768 2.88
2016-01-05 2015-12-31 4 CLNY Colony Capital, Inc.
Class B Common Stock
J - Other -17,712 546,275 -3.14
2015-04-06 2015-04-02 4 CLNY Colony Capital, Inc.
OP Units
A - Award 20,021,530 20,021,530
2015-04-06 2015-04-02 4 CLNY Colony Capital, Inc.
Class B Common Stock
A - Award 563,987 563,987
2015-04-06 2015-04-02 4 CLNY Colony Capital, Inc.
Class A Common Stock
A - Award 112,627 614,056 22.46
2015-03-06 2015-03-06 4 CLNY Colony Financial, Inc.
Common Stock
J - Other -24,662 0 -100.00
2015-02-05 2015-02-04 4 CLNY Colony Financial, Inc.
Common Stock
J - Other 24,662 24,662
2015-01-08 2015-01-07 4 CLNY Colony Financial, Inc.
Common Stock
S - Sale -17,279 501,429 -3.33 24.26 -419,256 12,166,623
2015-01-08 2015-01-07 4 CLNY Colony Financial, Inc.
Common Stock
J - Other 115,238 518,708 28.56
2015-01-08 2015-01-07 4 CLNY Colony Financial, Inc.
Common Stock
J - Other -639,200 0 -100.00
2015-01-08 2015-01-06 4 CLNY Colony Financial, Inc.
Common Stock
J - Other 618,081 639,200 2,926.66
2015-01-06 2015-01-02 4 CLNY Colony Financial, Inc.
Common Stock
S - Sale -36,569 403,470 -8.31 24.07 -880,227 9,711,644
2014-08-11 2014-08-08 4 CLNY Colony Financial, Inc.
Common Stock
J - Other 21,119 21,119
2014-01-06 2014-01-02 4 CLNY Colony Financial, Inc.
Common Stock
S - Sale -36,099 440,039 -7.58 20.19 -728,756 8,883,375
2014-01-06 2014-01-02 4 CLNY Colony Financial, Inc.
Common Stock
J - Other 121,069 476,138 34.10
2014-01-06 2014-01-02 4 CLNY Colony Financial, Inc.
Common Stock
J - Other -505,617 0 -100.00
2014-01-06 2014-01-02 4 CLNY Colony Financial, Inc.
Common Stock
J - Other 500,000 505,617 8,901.55
2014-01-06 2013-08-23 4 CLNY Colony Financial, Inc.
Common Stock
J - Other 562 5,617 11.12
2014-01-06 2013-07-03 4 CLNY Colony Financial, Inc.
Common Stock
J - Other 4,305 5,055 574.00
2014-01-06 2013-06-21 4 CLNY Colony Financial, Inc.
Common Stock
J - Other 750 750
2013-04-30 3 WLH WILLIAM LYON HOMES
CLASS A COMMON STOCK
10,000,000
2013-01-02 2012-12-28 4 CLNY Colony Financial, Inc.
Common Stock
S - Sale -30,552 355,069 -7.92 19.35 -591,151 6,870,230
2013-01-02 2012-12-28 4 CLNY Colony Financial, Inc.
Common Stock
J - Other 104,042 385,621 36.95
2013-01-02 2012-12-28 4 CLNY Colony Financial, Inc.
Common Stock
J - Other -445,915 0 -100.00
2012-12-21 2012-12-20 4 CLNY Colony Financial, Inc.
Common Stock
J - Other 375,000 445,915 528.80
2012-08-09 2012-08-09 4 CLNY Colony Financial, Inc.
Common Stock
J - Other 56,926 70,915 406.93
2012-08-09 2012-03-27 4 CLNY Colony Financial, Inc.
Common Stock
J - Other -777 13,989 -5.26
2012-05-11 2012-05-09 4 CLNY Colony Financial, Inc.
Common Stock
J - Other 8,777 14,766 146.55
2012-03-21 2012-03-19 4 CNLY Colony Financial, Inc.
Common Stock
S - Sale -13,566 281,579 -4.60 17.02 -230,830 4,791,151
2012-01-06 2012-01-04 4 CNLY Colony Financial, Inc.
Common Stock
A - Award 115,818 295,145 64.58
P
공개 시장에서 또는 사적으로 비파생증권 또는 파생증권 매입
S
공개 시장에서 또는 사적으로 비파생증권 또는 파생증권 매각
A
자사로부터 유가증권(옵션 등)을 보조, 지급 또는 기타 취득
C
파생상품 전환
D
자사에게 유가증권을 매각 또는 양도
F
기업으로부터 인도 받은 유가증권의 일부를 사용한 행사 가격 또는 조세 채무의 지급
G
내부자에 의한 또는 내부자에게 증권 증여
K
지분스왑 및 유사 위험 회피거래
M
자사로부터 인도 받은 파생증권(옵션 등)의 행사 또는 전환
V
보고서 양식 4에 자진 신고된 거래
J
기타 (거래 내용을 설명하는 각주와 동반)