Blank Check - Latest Activist Disclosures

This table shows recent activist investor (Schedule 13D) filings made in this industry. Any investor or hedge fund that makes an investment with the intention of influencing management is considered an activist investor and must file a 13D.

Date Form Target Company Investor Shares Ownership
(Percent)
Ownership Change
(Percent)
2016-05-11 13D/A UGHB / Universal Global Hub Inc. Shefts Mark 18,401,500 36.40
2016-05-11 13D/A UGHB / Universal Global Hub Inc. Shefts Wanda D 18,401,500 36.40
2016-05-11 13D/A UGHB / Universal Global Hub Inc. Shefts Wanda D 18,401,500 36.40 0.01
2016-05-11 13D UGHB / Universal Global Hub Inc. Shefts Wanda D 18,401,500 36.40 0.01
2016-05-11 13D/A UGHB / Universal Global Hub Inc. Shefts Mark 18,401,500 36.40 0.01
2016-05-09 13D/A CPAI / Northern Lights Fund Trust III - Counterpoint Quantitative Equity ETF Schiller Emil 6,000,000 4.90
2016-05-04 13D/A CPAI / Northern Lights Fund Trust III - Counterpoint Quantitative Equity ETF Conner Mark 11,250,000 9.30 12.50
2016-01-05 13D/A UGHB / Universal Global Hub Inc. Chiang Richard 0 0.00
2016-01-05 13D UGHB / Universal Global Hub Inc. Chiang Richard 10,000,000 100.00
2016-01-05 13D/A UGHB / Universal Global Hub Inc. Chiang Richard 0 0.00
2016-01-05 13D UGHB / Universal Global Hub Inc. Chiang Richard 10,000,000 100.00
2015-11-12 13D/A UGHB / Universal Global Hub Inc. Shefts Wanda D 18,400,500 38.00
2015-11-12 13D/A UGHB / Universal Global Hub Inc. Shefts Mark 18,400,500 38.00
2015-11-12 13D/A UGHB / Universal Global Hub Inc. Shefts Mark 18,400,500 38.00
2015-11-12 13D/A UGHB / Universal Global Hub Inc. Shefts Wanda D 18,400,500 38.00
2015-09-29 13D/A UGHB / Universal Global Hub Inc. Cannell Capital Llc 833,127 2.99 -50.86
2015-07-22 13D/A UGHB / Universal Global Hub Inc. Cannell Capital Llc 1,695,484 6.12 0.00
2015-06-30 13D CPAI / Northern Lights Fund Trust III - Counterpoint Quantitative Equity ETF Conner Mark 10,000,000 8.40
2015-06-29 13D/A CPAI / Northern Lights Fund Trust III - Counterpoint Quantitative Equity ETF Champion Care Corp. 40,355,000 33.80
2015-06-29 13D CPAI / Northern Lights Fund Trust III - Counterpoint Quantitative Equity ETF Brown Garland Jr. 10,000,000 8.40
2015-06-24 13D/A UGHB / Universal Global Hub Inc. Cannell Capital Llc 1,695,484 6.12
2015-03-17 13D/A MILC / Millennium Investment & Acquisition Company Inc. Lesser David H 29.60
2015-03-17 13D/A MILC / Millennium Investment & Acquisition Company Inc. Lesser David H 29.60
2015-03-06 13D/A CPAI / Northern Lights Fund Trust III - Counterpoint Quantitative Equity ETF Champion Pain Care Corp 515,000 1.10
2015-02-24 13D/A UGHB / Universal Global Hub Inc. Rosa Michael R. 13,657,500 33.20
2015-02-18 13D CPAI / Northern Lights Fund Trust III - Counterpoint Quantitative Equity ETF Champion Pain Care Corp 3,750,000 8.30
2015-02-05 13D/A UGHB / Universal Global Hub Inc. Shefts Mark 18,407,500 46.90
2015-01-23 13D/A UGHB / Universal Global Hub Inc. Shefts Mark 14,557,500 37.10
2015-01-23 13D/A UGHB / Universal Global Hub Inc. Rosa Michael R. 14,557,500 37.10
2015-01-16 13D UGHB / Universal Global Hub Inc. Cannell Capital Llc 1,870,097 6.75
2015-01-14 13D/A MILC / Millennium Investment & Acquisition Company Inc. Fir Tree Capital Management Lp 0 0.00
2015-01-06 13D MILC / Millennium Investment & Acquisition Company Inc. Lesser David H 18.92
2014-11-21 13D PUGE / Puget Technologies, Inc. Qest Acquisition Corp 27,500,000 64.52
2014-07-24 13D UGHB / Universal Global Hub Inc. Shefts Mark 10,557,500 30.20
2014-07-24 13D UGHB / Universal Global Hub Inc. Shefts Wanda D 10,557,500 30.20
2014-07-24 13D UGHB / Universal Global Hub Inc. Rosa Michael R. 10,557,500 30.20
2014-07-16 13D/A FCIC / FCCC, Inc. Zimmerman Bernard & Co Inc 241,800 7.00
2014-07-08 13D FCIC / FCCC, Inc. LFM Investments, Inc. 500,000 14.50
2014-07-08 13D FCIC / FCCC, Inc. Chafre, LLC 400,000 11.60
2014-07-08 13D FCIC / FCCC, Inc. Farrar Frederick L 925,000 33.70
2014-07-07 13D FCIC / FCCC, Inc. Loftus Daniel R 185,000 5.40
2014-07-07 13D FCIC / FCCC, Inc. Lanham Charles E 290,000 8.40
2014-05-05 13D CPAI / Northern Lights Fund Trust III - Counterpoint Quantitative Equity ETF Champion Care Corp. 31,500,000 70.00
2013-08-27 13D MILC / Millennium Investment & Acquisition Company Inc. Hudson Bay Partners L P 173,899 2.10
2013-08-22 13D MILC / Millennium Investment & Acquisition Company Inc. Fir Tree Capital Management Lp 1,370,692 16.70
2013-06-26 13D/A UGHB / Universal Global Hub Inc. Rosa Michael R. 17,250,000 74.00
2013-05-08 13D/A UGHB / Universal Global Hub Inc. Rosa Michael R. 14,000,000 75.00
2013-05-01 13D UGHB / Universal Global Hub Inc. Rosa Michael R. 10,000,000 82.80