Market Value574,772,000
Total Holdings322
File Date2017-07-27
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
TEI / Templeton Emerging Markets Income Fund
GWP / GW Pharmaceuticals plc
/ FERRELLGAS PARTNERS LP Unit
NEA / Nuveen AMT-Free Quality Municipal Income Fund
WPRT / Westport Fuel Systems Inc.
US0373471012 / Anworth Mortgage Asset Corp.
IYM / iShares Trust - iShares U.S. Basic Materials ETF
NRK / Nuveen New York AMT-Free Quality Municipal Income Fund
SPE / Special Opportunities Fund, Inc.
/ iShares Morningstar Mid-Cap Value ETF
JNJ / Johnson & Johnson
GILD / Gilead Sciences, Inc.
RTX / RTX Corporation
LMT / Lockheed Martin Corporation
ABT / Abbott Laboratories
GCI / Gannett Co., Inc.
TXN / Texas Instruments Incorporated
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
CIEN / Ciena Corporation
PEP / PepsiCo, Inc.
EFX / Equifax Inc.
EMB / iShares Trust - iShares J.P. Morgan USD Emerging Markets Bond ETF
IWF / iShares Trust - iShares Russell 1000 Growth ETF
RY / Royal Bank of Canada
TIP / iShares Trust - iShares TIPS Bond ETF
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
HD / The Home Depot, Inc.
UNH / UnitedHealth Group Incorporated
NKE / NIKE, Inc.
IVE / iShares Trust - iShares S&P 500 Value ETF
VTV / Vanguard Index Funds - Vanguard Value ETF
VOT / Vanguard Index Funds - Vanguard Mid-Cap Growth ETF
VWOB / Vanguard Whitehall Funds - Vanguard Emerging Markets Government Bond ETF
MA / Mastercard Incorporated
UPS / United Parcel Service, Inc.
CLX / The Clorox Company
IWB / iShares Trust - iShares Russell 1000 ETF
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
PAYX / Paychex, Inc.
GOOGL / Alphabet Inc.
AAXJ / iShares Trust - iShares MSCI All Country Asia ex Japan ETF
PM / Philip Morris International Inc.
IWN / iShares Trust - iShares Russell 2000 Value ETF
IJS / iShares Trust - iShares S&P Small-Cap 600 Value ETF
CSCO / Cisco Systems, Inc.
GE / General Electric Company
UNP / Union Pacific Corporation
VCSH / Vanguard Scottsdale Funds - Vanguard Short-Term Corporate Bond ETF
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
IEMG / iShares, Inc. - iShares Core MSCI Emerging Markets ETF
ORCL / Oracle Corporation
NLY / Annaly Capital Management, Inc.
TWX / Warner Media LLC
NVG / Nuveen AMT-Free Municipal Credit Income Fund
MQT / BlackRock MuniYield Quality Fund II, Inc.
PIM / Putnam Master Intermediate Income Trust
VEDL / Vedanta Ltd - ADR
MQY / BlackRock MuniYield Quality Fund, Inc.
VGM / Invesco Trust for Investment Grade Municipals
ARLZ / Aralez Pharmaceuticals Inc.
LEO / BNY Mellon Strategic Municipals, Inc.
TFI / SPDR Series Trust - State Street SPDR Nuveen ICE Municipal Bond ETF
TRQ / Turquoise Hill Resources Ltd
EMLP / First Trust Exchange-Traded Fund IV - First Trust North American Energy Infrastructure Fund
MICR / Micron Solutions, Inc.
JSD / Nuveen Short Duration Credit Opportunities Fund
AKG / Asanko Gold Inc.
IYE / iShares Trust - iShares U.S. Energy ETF
IGR / CBRE Global Real Estate Income Fund
EVG / Eaton Vance Short Duration Diversified Income Fund
FTR / Frontier Communications Corp.
TSI / TCW Strategic Income Fund, Inc.
HFRO / Highland Funds I - Highland Opportunities and Income Fund
GASS / StealthGas Inc.
AGU / Agrium Inc.
US12654A1016 / CNX Midstream Partners LP
MUE / BlackRock MuniHoldings Quality Fund II, Inc.
OMER / Omeros Corporation
MSD / Morgan Stanley Emerging Markets Debt Fund, Inc.
DSL / DoubleLine Income Solutions Fund
FTF / Franklin Limited Duration Income Trust
AIG / American International Group, Inc.
GGN / GAMCO Global Gold, Natural Resources & Income Trust
RTN / Raytheon Co.
PFF / iShares Trust - iShares Preferred and Income Securities ETF
RIO / Rio Tinto Group - Depositary Receipt (Common Stock)
FDX / FedEx Corporation
CHI / Calamos Convertible Opportunities and Income Fund
COST / Costco Wholesale Corporation
IBB / iShares Trust - iShares Biotechnology ETF
NZF / Nuveen Municipal Credit Income Fund
ARCC / Ares Capital Corporation
018490100 / Allergan plc
SBS / Companhia de Saneamento Básico do Estado de São Paulo - SABESP - Depositary Receipt (Common Stock)
T / AT&T Inc.
OEF / iShares Trust - iShares S&P 100 ETF
COLB / Columbia Banking System, Inc.
VGSH / Vanguard Scottsdale Funds - Vanguard Short-Term Treasury ETF
CRM / Salesforce, Inc.
IWP / iShares Trust - iShares Russell Mid-Cap Growth ETF
VBR / Vanguard Index Funds - Vanguard Small-Cap Value ETF
NVS / Novartis AG - Depositary Receipt (Common Stock)
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
SLYV / SPDR Series Trust - State Street SPDR S&P 600 TM Small Cap Value ETF
VOO / Vanguard Index Funds - Vanguard S&P 500 ETF
ADI / Analog Devices, Inc.
USMV / iShares Trust - iShares MSCI USA Min Vol Factor ETF
IBM / International Business Machines Corporation
JPM / JPMorgan Chase & Co.
QCOM / QUALCOMM Incorporated
SCHV / Schwab Strategic Trust - Schwab U.S. Large-Cap Value ETF
SCHP / Schwab Strategic Trust - Schwab U.S. TIPS ETF
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
BAC / Bank of America Corporation
BND / Vanguard Bond Index Funds - Vanguard Total Bond Market ETF
BTZ / BlackRock Credit Allocation Income Trust
VUG / Vanguard Index Funds - Vanguard Growth ETF
MO / Altria Group, Inc.
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
DVY / iShares Trust - iShares Select Dividend ETF
PCN / PIMCO Corporate & Income Strategy Fund
VV / Vanguard Index Funds - Vanguard Large-Cap ETF
VOE / Vanguard Index Funds - Vanguard Mid-Cap Value ETF
LOW / Lowe's Companies, Inc.
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
XLK / The Select Sector SPDR Trust - State Street Technology Select Sector SPDR ETF
EPD / Enterprise Products Partners L.P. - Limited Partnership
FISV / Fiserv, Inc.
BMO / Bank of Montreal
SDY / SPDR Series Trust - State Street SPDR S&P Dividend ETF
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
IVW / iShares Trust - iShares S&P 500 Growth ETF
BMY / Bristol-Myers Squibb Company
MDT / Medtronic plc
SCZ / iShares Trust - iShares MSCI EAFE Small-Cap ETF
PTY / PIMCO Corporate & Income Opportunity Fund
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
V / Visa Inc.
AMGN / Amgen Inc.
SCHX / Schwab Strategic Trust - Schwab U.S. Large-Cap ETF
BNDX / Vanguard Charlotte Funds - Vanguard Total International Bond ETF
KMB / Kimberly-Clark Corporation
BNS / The Bank of Nova Scotia
SCHG / Schwab Strategic Trust - Schwab U.S. Large-Cap Growth ETF
ABBV / AbbVie Inc.
ERC / Allspring Multi-Sector Income Fund
DIA / State Street SPDR Dow Jones Industrial Average ETF Trust
NAC / Nuveen California Quality Municipal Income Fund
IJJ / iShares Trust - iShares S&P Mid-Cap 400 Value ETF
XLF / The Select Sector SPDR Trust - State Street Financial Select Sector SPDR ETF
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
SPY / State Street SPDR S&P 500 ETF Trust
EWZ / iShares, Inc. - iShares MSCI Brazil ETF
HFWA / Heritage Financial Corporation
SFL / SFL Corporation Ltd.
DD / DuPont de Nemours, Inc.
MDY / State Street SPDR S&P MIDCAP 400 ETF Trust
RIG / Transocean Ltd.
VEU / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US ETF
CVX / Chevron Corporation
IVV / iShares Trust - iShares Core S&P 500 ETF
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
WM / Waste Management, Inc.
RITM / Rithm Capital Corp.
MRK / Merck & Co., Inc.
BRK.B / Berkshire Hathaway Inc.
ETN / Eaton Corporation plc
PSX / Phillips 66
BA / The Boeing Company
SCHF / Schwab Strategic Trust - Schwab International Equity ETF
O / Realty Income Corporation
AMZN / Amazon.com, Inc.
F / Ford Motor Company
NVDA / NVIDIA Corporation
VSS / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US Small-Cap ETF
COP / ConocoPhillips
IXJ / iShares Trust - iShares Global Healthcare ETF
HSY / The Hershey Company
C / Citigroup Inc.
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
KO / The Coca-Cola Company
MMM / 3M Company
EMR / Emerson Electric Co.
IWM / iShares Trust - iShares Russell 2000 ETF
IJT / iShares Trust - iShares S&P Small-Cap 600 Growth ETF
MMT / MFS Multimarket Income Trust
MHLD / Maiden Holdings, Ltd.
BHK / BlackRock Core Bond Trust
GPP / Green Plains Partners LP - Limited Partnership
CIM / Chimera Investment Corporation
CHK / Chesapeake Energy Corporation
BGT / BlackRock Floating Rate Income Trust
DIS / The Walt Disney Company
NAD / Nuveen Quality Municipal Income Fund
NBH / Neuberger Berman Income Funds - Neuberger Municipal Fund Inc.
HPI / John Hancock Preferred Income Fund
XJHSX / John Hancock Income Securities
JNK / SPDR Series Trust - State Street SPDR Bloomberg High Yield Bond ETF
19041P105 / CBS Corp.
HRZN / Horizon Technology Finance Corporation
US00C4U1L353 / Mylan N.V.
/ NextGen Acquisition Corporation Units
CSQ / Calamos Strategic Total Return Fund
WFT / Weatherford International plc
AVGO / Broadcom Inc.
NFLX / Netflix, Inc.
TWTR / Twitter Inc
WMT / Walmart Inc.
WFC / Wells Fargo & Company
PFE / Pfizer Inc.
AXP / American Express Company
CMCSA / Comcast Corporation
GD / General Dynamics Corporation
MU / Micron Technology, Inc.
KMI / Kinder Morgan, Inc.
PCAR / PACCAR Inc
BRK.A / Berkshire Hathaway Inc.
MCD / McDonald's Corporation
INTC / Intel Corporation
OXY / Occidental Petroleum Corporation
PHYS / Sprott Physical Gold Trust
MDLZ / Mondelez International, Inc.
GLD / SPDR Gold Shares
PMO / Putnam Municipal Opportunities Trust
JQC / Nuveen Credit Strategies Income Fund
FPL / First Trust New Opportunities MLP & Energy Fund
WELL / Welltower Inc.
AMLP / ALPS ETF Trust - Alerian MLP ETF
FFC / Flaherty & Crumrine Preferred Securities Income Fund Inc.
FLC / Flaherty & Crumrine Total Return Fund Inc.
HPS / John Hancock Preferred Income Fund III
JCI / Johnson Controls International plc
TWI / Titan International, Inc.
DRA / Diversified Real Asset Income Fund
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
BKLN / Invesco Exchange-Traded Fund Trust II - Invesco Senior Loan ETF
QQQ / Invesco QQQ Trust, Series 1
PAA / Plains All American Pipeline, L.P. - Limited Partnership
STOHF / Equinor ASA
RAI / Reynolds American, Inc.
IVOG / Vanguard Admiral Funds - Vanguard S&P Mid-Cap 400 Growth ETF
GNW / Genworth Financial, Inc.
ERIC / Telefonaktiebolaget LM Ericsson (publ) - Depositary Receipt (Common Stock)
TAN / Invesco Exchange-Traded Fund Trust II - Invesco Solar ETF
LUMN / Lumen Technologies, Inc.
NSL / Nuveen Senior Income Fund
PEAK / Healthpeak Properties, Inc.
UQM / UQM Technologies, Inc.
NATI / National Instruments Corp.
NMFC / New Mountain Finance Corporation
ANFIF / Amira Nature Foods Ltd.
SONS / Sonus Networks, Inc.
AADR / AdvisorShares Trust - AdvisorShares Dorsey Wright ADR ETF
APU / AmeriGas Partners, L.P.
/ BlackRock Municipal 2020 Term Trust
PSEC / Prospect Capital Corporation
US92189F8095 / VanEck Vectors Coal ETF
MZF / Managed Duration Investment Grade Municipal Fund
PDP / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Momentum ETF
FNDC / Schwab Strategic Trust - Schwab Fundamental International Small Equity ETF
HYLD / Exchange Listed Funds Trust - High Yield ETF
JMM / Nuveen Multi-Market Income Fund
MNE / BlackRock Muni New York Intermediate Duration Fund, Inc.
QDF / FlexShares Trust - FlexShares Quality Dividend Index Fund
JPC / Nuveen Preferred & Income Opportunities Fund
PHD / Pioneer Floating Rate Fund, Inc.
BIP / Brookfield Infrastructure Partners L.P. - Limited Partnership
TEVA / Teva Pharmaceutical Industries Limited - Depositary Receipt (Common Stock)
018490100 / Allergan plc
SHEL / Shell plc - Depositary Receipt (Common Stock)
US58503F5026 / Medley Capital Corp.
HMLP / Hoegh LNG Partners LP - Unit
JWN / Nordstrom, Inc.
MUI / BlackRock Municipal Income Fund, Inc.
FAM / First Trust/Abrdn Global Opportunity Income Fund
ISCV / iShares Trust - iShares Morningstar Small-Cap Value ETF
DOW / Dow Inc. Call
DOW / Dow Inc.
74005P104 / Praxair, Inc.
SCU / Sculptor Capital Management Inc - Class A
EMD / Western Asset Emerging Markets Debt Fund Inc.
GGB / Gerdau S.A. - Depositary Receipt (Common Stock)
CELG / Celgene Corp.
RDS.B / Shell Plc - ADR
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
HON / Honeywell International Inc.
BDX / Becton, Dickinson and Company
GSK / GSK plc - Depositary Receipt (Common Stock)
EVV / Eaton Vance Limited Duration Income Fund
AX / Axos Financial, Inc.
CBS.A / CBS Corp.
HTGC / Hercules Capital, Inc.
ODP / The ODP Corporation
G67742109 / OneBeacon Insurance Group Ltd.
SXL / Sunoco Logistics Partners L.P.
AMBA / Ambarella, Inc.
OCN / Ocwen Financial Corporation
USB / U.S. Bancorp
KHC / The Kraft Heinz Company
MFA / MFA Financial, Inc.
EFA / iShares Trust - iShares MSCI EAFE ETF
YPF / YPF Sociedad Anónima - Depositary Receipt (Common Stock)
KEY / KeyCorp
FAX / Abrdn Asia-Pacific Income Fund Inc
IMCB / iShares Trust - iShares Morningstar Mid-Cap ETF
CVS / CVS Health Corporation
ITW / Illinois Tool Works Inc.
MMP / Magellan Midstream Partners L.P.
RAD / Rite Aid Corp.
FTV / Fortive Corporation
AWF / AllianceBernstein Global High Income Fund
WBA / Walgreens Boots Alliance, Inc.
IEFA / iShares Trust - iShares Core MSCI EAFE ETF
PYPL / PayPal Holdings, Inc.
AMD / Advanced Micro Devices, Inc.
IWO / iShares Trust - iShares Russell 2000 Growth ETF
M / Macy's, Inc.
AMTX / Aemetis, Inc.
MSFT / Microsoft Corporation
META / Meta Platforms, Inc.
AFL / Aflac Incorporated
BOH / Bank of Hawaii Corporation
BP / BP p.l.c. - Depositary Receipt (Common Stock)
XOM / Exxon Mobil Corporation
ET / Energy Transfer LP - Limited Partnership
NVAX / Novavax, Inc.
SLB / SLB N.V.
GOOGL / Alphabet Inc.
MNKD / MannKind Corporation
VZ / Verizon Communications Inc.
FVD / First Trust Exchange-Traded Fund - First Trust Value Line Dividend Index Fund
WY / Weyerhaeuser Company
AAPL / Apple Inc.
SBUX / Starbucks Corporation
SYK / Stryker Corporation
HASI / HA Sustainable Infrastructure Capital, Inc.
IWD / iShares Trust - iShares Russell 1000 Value ETF
PG / The Procter & Gamble Company
TSLA / Tesla, Inc.
SPYD / SPDR Series Trust - State Street SPDR Portfolio S&P 500 High Dividend ETF
ANIP / ANI Pharmaceuticals, Inc.
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
DHR / Danaher Corporation
KYN / Kayne Anderson Energy Infrastructure Fund, Inc.
SO / The Southern Company
CSX / CSX Corporation