Market Value254,548,000
Total Holdings252
File Date2016-08-04
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
TRQ / Turquoise Hill Resources Ltd
JNK / SPDR Series Trust - State Street SPDR Bloomberg High Yield Bond ETF
XOM / Exxon Mobil Corporation
CLX / The Clorox Company
KO / The Coca-Cola Company
IWN / iShares Trust - iShares Russell 2000 Value ETF
HD / The Home Depot, Inc.
US00C4U1L353 / Mylan N.V.
ABT / Abbott Laboratories
ORCL / Oracle Corporation
BRK.A / Berkshire Hathaway Inc.
C / Citigroup Inc.
T / AT&T Inc.
GILD / Gilead Sciences, Inc.
PAAS / Pan American Silver Corp.
JCI / Johnson Controls International plc
CSCO / Cisco Systems, Inc.
TIP / iShares Trust - iShares TIPS Bond ETF
UNP / Union Pacific Corporation
CSQ / Calamos Strategic Total Return Fund
HON / Honeywell International Inc.
NLY / Annaly Capital Management, Inc.
GOOGL / Alphabet Inc.
83416T100 / SolarCity Corp Call
IJS / iShares Trust - iShares S&P Small-Cap 600 Value ETF
NMA / Nuveen Municipal Advantage Fund, Inc.
HTM / U.S. Geothermal Inc.
LEO / BNY Mellon Strategic Municipals, Inc.
VCSH / Vanguard Scottsdale Funds - Vanguard Short-Term Corporate Bond ETF
SPE / Special Opportunities Fund, Inc.
EVV / Eaton Vance Limited Duration Income Fund
GPP / Green Plains Partners LP - Limited Partnership
NMO / Nuveen Municipal Market Opportunity Fund, Inc.
NQS / Nuveen Select Quality Municipal Fund, Inc.
MQY / BlackRock MuniYield Quality Fund, Inc.
QQQ / Invesco QQQ Trust, Series 1
DRA / Diversified Real Asset Income Fund
WFT / Weatherford International plc
EMC / Global X Funds - Global X Emerging Markets Great Consumer ETF
TWO / Two Harbors Investment Corp.
AFL / Aflac Incorporated
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
NBH / Neuberger Berman Income Funds - Neuberger Municipal Fund Inc.
EVG / Eaton Vance Short Duration Diversified Income Fund
TSI / TCW Strategic Income Fund, Inc.
GASS / StealthGas Inc.
AGU / Agrium Inc.
WPRT / Westport Fuel Systems Inc.
CTXS / Citrix Systems, Inc.
PMO / Putnam Municipal Opportunities Trust
VEDL / Vedanta Ltd - ADR
HMLP / Hoegh LNG Partners LP - Unit
018490100 / Allergan plc
TWX / Warner Media LLC
CIM / Chimera Investment Corporation
CHK / Chesapeake Energy Corporation
IYE / iShares Trust - iShares U.S. Energy ETF
PG / The Procter & Gamble Company
19041P105 / CBS Corp.
GCI / Gannett Co., Inc.
STJ / St. Jude Medical, Inc.
TWTR / Twitter Inc
IXJ / iShares Trust - iShares Global Healthcare ETF
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
MCD / McDonald's Corporation
JQC / Nuveen Credit Strategies Income Fund
FFC / Flaherty & Crumrine Preferred Securities Income Fund Inc.
FLC / Flaherty & Crumrine Total Return Fund Inc.
HPS / John Hancock Preferred Income Fund III
MZF / Managed Duration Investment Grade Municipal Fund
SONS / Sonus Networks, Inc.
VNR / Vanguard Natural Resources, LLC
HYLD / Exchange Listed Funds Trust - High Yield ETF
NSL / Nuveen Senior Income Fund
ACAD / ACADIA Pharmaceuticals Inc.
REM / iShares Trust - iShares Mortgage Real Estate ETF
PDP / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Momentum ETF
NEA / Nuveen AMT-Free Quality Municipal Income Fund
US0373471012 / Anworth Mortgage Asset Corp.
LUMN / Lumen Technologies, Inc.
IYM / iShares Trust - iShares U.S. Basic Materials ETF
NZF / Nuveen Municipal Credit Income Fund
PEAK / Healthpeak Properties, Inc.
JMM / Nuveen Multi-Market Income Fund
MNE / BlackRock Muni New York Intermediate Duration Fund, Inc.
AMBA / Ambarella, Inc.
APU / AmeriGas Partners, L.P.
DMO / Western Asset Mortgage Opportunity Fund Inc.
AMTX / Aemetis, Inc.
STOHF / Equinor ASA
US58503F5026 / Medley Capital Corp.
BGT / BlackRock Floating Rate Income Trust
PIM / Putnam Master Intermediate Income Trust
PSEC / Prospect Capital Corporation
NMFC / New Mountain Finance Corporation
PGX / Invesco Exchange-Traded Fund Trust II - Invesco Preferred ETF
SNOA / Sonoma Pharmaceuticals, Inc.
DS / Drive Shack Inc
UQM / UQM Technologies, Inc.
VGR / Vector Group Ltd.
DSU / BlackRock Debt Strategies Fund, Inc.
JPC / Nuveen Preferred & Income Opportunities Fund
ANFIF / Amira Nature Foods Ltd.
WTRG / Essential Utilities, Inc.
TWI / Titan International, Inc.
NVG / Nuveen AMT-Free Municipal Credit Income Fund
BKLN / Invesco Exchange-Traded Fund Trust II - Invesco Senior Loan ETF
BHK / BlackRock Core Bond Trust
FTR / Frontier Communications Corp.
/ BlackRock Municipal 2020 Term Trust
MUE / BlackRock MuniHoldings Quality Fund II, Inc.
MSD / Morgan Stanley Emerging Markets Debt Fund, Inc.
SHEL / Shell plc - Depositary Receipt (Common Stock)
DSL / DoubleLine Income Solutions Fund
FTF / Franklin Limited Duration Income Trust
SDS / ProShares Trust - ProShares UltraShort S&P500 Call
VGM / Invesco Trust for Investment Grade Municipals
OMER / Omeros Corporation
JWN / Nordstrom, Inc.
ARCC / Ares Capital Corporation
MUI / BlackRock Municipal Income Fund, Inc.
SBS / Companhia de Saneamento Básico do Estado de São Paulo - SABESP - Depositary Receipt (Common Stock)
COLB / Columbia Banking System, Inc.
MMT / MFS Multimarket Income Trust
FAM / First Trust/Abrdn Global Opportunity Income Fund
DOW / Dow Inc.
MHLD / Maiden Holdings, Ltd.
HFRO / Highland Funds I - Highland Opportunities and Income Fund
EMD / Western Asset Emerging Markets Debt Fund Inc.
SCU / Sculptor Capital Management Inc - Class A
ENBL / Enable Midstream Partners LP - Unit
GGB / Gerdau S.A. - Depositary Receipt (Common Stock)
HPI / John Hancock Preferred Income Fund
XJHSX / John Hancock Income Securities
MQT / BlackRock MuniYield Quality Fund II, Inc.
NRK / Nuveen New York AMT-Free Quality Municipal Income Fund
WELL / Welltower Inc.
CMS / CMS Energy Corporation
PZE / Petrobras Argentina S.A.
MARKET VECTORS ETF TR / COAL ETF (57060U837)
LYG / Lloyds Banking Group plc - Depositary Receipt (Common Stock)
NQU / Nuveen Quality Income Municipal Fund, Inc.
/ NextGen Acquisition Corporation Units
MFA / MFA Financial, Inc.
TEI / Templeton Emerging Markets Income Fund
YPF / YPF Sociedad Anónima - Depositary Receipt (Common Stock)
AXP / American Express Company
SCHP / Schwab Strategic Trust - Schwab U.S. TIPS ETF
PCAR / PACCAR Inc
GLD / SPDR Gold Shares Call
OCN / Ocwen Financial Corporation
EXEL / Exelixis, Inc.
KMB / Kimberly-Clark Corporation
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
V / Visa Inc.
BP / BP p.l.c. - Depositary Receipt (Common Stock)
VTV / Vanguard Index Funds - Vanguard Value ETF
SO / The Southern Company
XLK / The Select Sector SPDR Trust - State Street Technology Select Sector SPDR ETF
BMO / Bank of Montreal
SBUX / Starbucks Corporation
TMUS / T-Mobile US, Inc.
SPY / State Street SPDR S&P 500 ETF Trust
RIO / Rio Tinto Group - Depositary Receipt (Common Stock)
PFE / Pfizer Inc.
SPY / State Street SPDR S&P 500 ETF Trust Put
CVX / Chevron Corporation
ETN / Eaton Corporation plc
UNH / UnitedHealth Group Incorporated
CIEN / Ciena Corporation
COP / ConocoPhillips
BND / Vanguard Bond Index Funds - Vanguard Total Bond Market ETF
SCHV / Schwab Strategic Trust - Schwab U.S. Large-Cap Value ETF
BTZ / BlackRock Credit Allocation Income Trust
IBM / International Business Machines Corporation
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
QCOM / QUALCOMM Incorporated
GGN / GAMCO Global Gold, Natural Resources & Income Trust
EFX / Equifax Inc.
VUG / Vanguard Index Funds - Vanguard Growth ETF
VGSH / Vanguard Scottsdale Funds - Vanguard Short-Term Treasury ETF
MO / Altria Group, Inc.
VWOB / Vanguard Whitehall Funds - Vanguard Emerging Markets Government Bond ETF
PM / Philip Morris International Inc.
DVY / iShares Trust - iShares Select Dividend ETF
JPM / JPMorgan Chase & Co.
PCN / PIMCO Corporate & Income Strategy Fund
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
OEF / iShares Trust - iShares S&P 100 ETF
VBR / Vanguard Index Funds - Vanguard Small-Cap Value ETF
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
BMY / Bristol-Myers Squibb Company
PTY / PIMCO Corporate & Income Opportunity Fund
IWP / iShares Trust - iShares Russell Mid-Cap Growth ETF
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
EPD / Enterprise Products Partners L.P. - Limited Partnership
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
SCZ / iShares Trust - iShares MSCI EAFE Small-Cap ETF
AMGN / Amgen Inc.
SCHG / Schwab Strategic Trust - Schwab U.S. Large-Cap Growth ETF
EMB / iShares Trust - iShares J.P. Morgan USD Emerging Markets Bond ETF
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
MA / Mastercard Incorporated
BNDX / Vanguard Charlotte Funds - Vanguard Total International Bond ETF
STIP / iShares Trust - iShares 0-5 Year TIPS Bond ETF
DIA / State Street SPDR Dow Jones Industrial Average ETF Trust
MDT / Medtronic plc
TXN / Texas Instruments Incorporated
EWZ / iShares, Inc. - iShares MSCI Brazil ETF
JNJ / Johnson & Johnson
DD / DuPont de Nemours, Inc.
HFWA / Heritage Financial Corporation
BA / The Boeing Company
MDY / State Street SPDR S&P MIDCAP 400 ETF Trust
ERC / Allspring Multi-Sector Income Fund
RITM / Rithm Capital Corp.
VEU / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US ETF
F / Ford Motor Company
MRK / Merck & Co., Inc.
BRK.B / Berkshire Hathaway Inc.
RIG / Transocean Ltd.
IBB / iShares Trust - iShares Biotechnology ETF
VZ / Verizon Communications Inc.
PSX / Phillips 66
HSY / The Hershey Company
O / Realty Income Corporation
IWO / iShares Trust - iShares Russell 2000 Growth ETF
RTX / RTX Corporation
KHC / The Kraft Heinz Company
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
PEP / PepsiCo, Inc.
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
DIS / The Walt Disney Company
USB / U.S. Bancorp
EFA / iShares Trust - iShares MSCI EAFE ETF
SJM / The J. M. Smucker Company
BAC / Bank of America Corporation
IWF / iShares Trust - iShares Russell 1000 Growth ETF
BOH / Bank of Hawaii Corporation
DHR / Danaher Corporation
MSFT / Microsoft Corporation
META / Meta Platforms, Inc.
VSS / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US Small-Cap ETF
KEY / KeyCorp
MMM / 3M Company
SLB / SLB N.V.
FAX / Abrdn Asia-Pacific Income Fund Inc
VOT / Vanguard Index Funds - Vanguard Mid-Cap Growth ETF
SFL / SFL Corporation Ltd.
WY / Weyerhaeuser Company
SCHF / Schwab Strategic Trust - Schwab International Equity ETF
COST / Costco Wholesale Corporation
NKE / NIKE, Inc.
AMZN / Amazon.com, Inc.
CMCSA / Comcast Corporation
MU / Micron Technology, Inc.
KMI / Kinder Morgan, Inc.
NFLX / Netflix, Inc.
GOOGL / Alphabet Inc.
AWF / AllianceBernstein Global High Income Fund
MNKD / MannKind Corporation
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
AAPL / Apple Inc.
IWD / iShares Trust - iShares Russell 1000 Value ETF
KYN / Kayne Anderson Energy Infrastructure Fund, Inc.
ANIP / ANI Pharmaceuticals, Inc.
IJJ / iShares Trust - iShares S&P Mid-Cap 400 Value ETF
US12654A1016 / CNX Midstream Partners LP
INTC / Intel Corporation