Market Value135,932,000
Total Holdings378
File Date2017-01-30
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
GER / GE Capital Global Holdings, LLC - Preferred Security
O / Realty Income Corporation
MDY / State Street SPDR S&P MIDCAP 400 ETF Trust
SPSB / SPDR Series Trust - State Street SPDR Portfolio Short Term Corporate Bond ETF
ICF / iShares Trust - iShares Select U.S. REIT ETF
HD / The Home Depot, Inc.
CTRL / Control4 Corp
PRGO / Perrigo Company plc
RMR / The RMR Group Inc.
JNJ / Johnson & Johnson
ALL / The Allstate Corporation
DVN / Devon Energy Corporation
GLW / Corning Incorporated
16115QAC4 / Chart Industries, Inc. 2% Bond Due 8/1/2018
AIG / American International Group, Inc.
TTE / TotalEnergies SE - Depositary Receipt (Common Stock)
ASTE / Astec Industries, Inc.
58471AAB1 / Medidata Solutions, Inc. Bond
OSTK / Overstock.com Inc
WFM / Whole Foods Market, Inc.
00912XAK0 / Air Lease Corporation Bond
CST / CST Brands, Inc.
YUMC / Yum China Holdings, Inc.
YCS / ProShares Trust II - ProShares UltraShort Yen
LNG / Cheniere Energy, Inc.
FLOT / iShares Trust - iShares Floating Rate Bond ETF
UNM / Unum Group
HA / Hawaiian Holdings, Inc.
ASH / Ashland Inc.
741503AQ9 / The Priceline Group Inc. Bond
GIMO / Gigamon Inc.
61166W101 / Monsanto Co.
POT / Potash Corp. of Saskatchewan, Inc.
KMI.WS / Kinder Morgan, Inc. Warrants
GDV / The Gabelli Dividend & Income Trust
RAI / Reynolds American, Inc.
VCLT / Vanguard Scottsdale Funds - Vanguard Long-Term Corporate Bond ETF
YDKN / Yadkin Financial Corporation
FEYE / FireEye Inc
IYW / iShares Trust - iShares U.S. Technology ETF
US2782651036 / Eaton Vance Corp.
SHY / iShares Trust - iShares 1-3 Year Treasury Bond ETF
749685AT0 / RPM International, Inc. 2.25% Bond Due 12/15/2020
AMBC / Octave Specialty Group, Inc.
SPLS / PIMCO ETF Trust - PIMCO US Stocks PLUS Active Bond Exchange Traded Fund
ESRX / Express Scripts Holding Co.
US0325111070 / Anadarko Petroleum Corp.
TEN / Tsakos Energy Navigation Limited
FVE / Five Star Senior Living Inc.
TM / Toyota Motor Corporation - Depositary Receipt (Common Stock)
GGZ / The Gabelli Global Small and Mid Cap Value Trust
FTR / Frontier Communications Corp.
/ Windstream Holdings, Inc
SWIR / Sierra Wireless Inc
NRK / Nuveen New York AMT-Free Quality Municipal Income Fund
CPRT / Copart, Inc.
983919AF8 / Xilinx, Inc. Bond
CNP / CenterPoint Energy, Inc.
NOV / NOV Inc.
101388AA4 / Bottomline Technologies, Inc. Bond
PPLT / abrdn Platinum ETF Trust - abrdn Physical Platinum Shares ETF
REGN / Regeneron Pharmaceuticals, Inc.
CARB / Carbonite, Inc.
CCP / Care Capital Properties, Inc.
ATGE / Covista Inc.
CBU / Community Financial System, Inc.
SIL / Global X Funds - Global X Silver Miners ETF
GF / The New Germany Fund, Inc.
CHK / Chesapeake Energy Corporation
09061GAE1 / BioMarin Pharmaceutical Inc. Bond 0.75% 10/15/2018
UNG / United States Natural Gas Fund, LP - Limited Partnership
79466LAD6 / Salesforce.com, Inc. 0.25% Convertible Bond due 2018-04-01
CTSH / Cognizant Technology Solutions Corporation
WPRT / Westport Fuel Systems Inc.
AXTI / AXT, Inc.
PHH / Park Ha Biological Technology Co., Ltd.
74005P104 / Praxair, Inc.
ITRI / Itron, Inc.
929566AH0 / Wabash National Corp. Bond
ASIX / AdvanSix Inc.
NLOK / NortonLifeLock Inc
HII / Huntington Ingalls Industries, Inc.
EDV / Vanguard World Fund - Vanguard Extended Duration Treasury ETF
TEX / Terex Corporation
RTN / Raytheon Co.
VPU / Vanguard World Fund - Vanguard Utilities ETF
GUNR / FlexShares Trust - FlexShares Morningstar Global Upstream Natural Resources Index Fund
EWU / iShares Trust - iShares MSCI United Kingdom ETF
171779AE1 / Ciena Corp. 0.875% Bond due 2017-06-15
US92343XAA81 / Verint Systems, Inc. 1.5% Bond Due 6/1/2021
VOD / Vodafone Group Public Limited Company - Depositary Receipt (Common Stock)
US92346NAB55 / VeriFone Systems, Inc
APU / AmeriGas Partners, L.P.
AMT.PRB / American Tower Corp
FELCOR LODGING TR INC PFD CV A $1.95 / REIT (31430F200)
NTUS / Natus Medical Inc
ALK / Alaska Air Group, Inc.
VSM / Versum Materials, Inc.
US0268741560 / American International Group, Inc. Warrants
847560109 / Spectra Energy Corp.
US98212B1035 / WPX Energy, Inc.
DATA / Tableau Software, Inc.
55608BAA3 / Macquarie Infrastructure Company LLC 2.875% Bond Due 7/15/2019
DSX / Diana Shipping Inc.
UNIT / Uniti Group Inc.
CVA / Covanta Holding Corporation
JPUS / J.P. Morgan Exchange-Traded Fund Trust - JPMorgan Diversified Return U.S. Equity ETF
EWT / iShares, Inc. - iShares MSCI Taiwan ETF
US235851AF96 / Danaher Corp. Bond
HRB / H&R Block, Inc.
LSBG / Lake Sunapee Bank Group
US452327AH26 / Illumina, Inc. Bond
NVO / Novo Nordisk A/S - Depositary Receipt (Common Stock)
42330PAG2 / Helix Energy Solutions Group, Inc. 3.25% Convertible Bond due 2032-03-15
TDC / Teradata Corporation
AET / Aetna, Inc.
AXP / American Express Company
SLB / SLB N.V.
IYH / iShares Trust - iShares U.S. Healthcare ETF
BMY / Bristol-Myers Squibb Company
WDC / Western Digital Corporation
PFE / Pfizer Inc.
DUK / Duke Energy Corporation
IYC / iShares Trust - iShares U.S. Consumer Discretionary ETF
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
TRV / The Travelers Companies, Inc.
DIS / The Walt Disney Company
ABT / Abbott Laboratories
CAT / Caterpillar Inc.
GWW / W.W. Grainger, Inc.
BNDX / Vanguard Charlotte Funds - Vanguard Total International Bond ETF
GIS / General Mills, Inc.
NEE / NextEra Energy, Inc.
TSLA / Tesla, Inc.
CVS / CVS Health Corporation
STIP / iShares Trust - iShares 0-5 Year TIPS Bond ETF
MMM / 3M Company
IYR / iShares Trust - iShares U.S. Real Estate ETF
CMCSA / Comcast Corporation
ELV / Elevance Health, Inc.
IGSB / iShares Trust - iShares 1-5 Year Investment Grade Corporate Bond ETF
PCG / PG&E Corporation
WMT / Walmart Inc.
PSX / Phillips 66
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
CIEN / Ciena Corporation
HUM / Humana Inc.
BOND / PIMCO ETF Trust - PIMCO Active Bond Exchange-Traded Fund
YUM / Yum! Brands, Inc.
SBUX / Starbucks Corporation
STT / State Street Corporation
XOM / Exxon Mobil Corporation
MCD / McDonald's Corporation
GILD / Gilead Sciences, Inc.
MA / Mastercard Incorporated
BK / The Bank of New York Mellon Corporation
IWO / iShares Trust - iShares Russell 2000 Growth ETF
KMI / Kinder Morgan, Inc.
GM / General Motors Company
WTM / White Mountains Insurance Group, Ltd.
GDXJ / VanEck ETF Trust - VanEck Junior Gold Miners ETF
HRC / Hill-Rom Holdings Inc
HPT / Hospitality Properties Trust
XBI / SPDR Series Trust - State Street SPDR S&P Biotech ETF
ISTB / iShares Trust - iShares Core 1-5 Year USD Bond ETF
US09248T1097 / Blackrock Strategic Municipal Trust
IFN / Aberdeen India Fund, Inc.
SO / The Southern Company
KO / The Coca-Cola Company
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
VUG / Vanguard Index Funds - Vanguard Growth ETF
EBAY / eBay Inc.
CWST / Casella Waste Systems, Inc.
LMT / Lockheed Martin Corporation
ADI / Analog Devices, Inc.
VCSH / Vanguard Scottsdale Funds - Vanguard Short-Term Corporate Bond ETF
AMGN / Amgen Inc.
WFC / Wells Fargo & Company
META / Meta Platforms, Inc.
ITW / Illinois Tool Works Inc.
ORCL / Oracle Corporation
MCHP / Microchip Technology Incorporated
GS / The Goldman Sachs Group, Inc.
MCK / McKesson Corporation
EFAV / iShares Trust - iShares MSCI EAFE Min Vol Factor ETF
LH / Labcorp Holdings Inc.
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
HDV / iShares Trust - iShares Core High Dividend ETF
ACI09N1H7 / Fiat Chrysler Automobiles N.V
SNH / Senior Housing Properties Trust
HBI / Hanesbrands Inc.
DELL / Dell Technologies Inc.
VEEV / Veeva Systems Inc.
FTV / Fortive Corporation
COO / The Cooper Companies, Inc.
BBY / Best Buy Co., Inc.
NWL / Newell Brands Inc.
PHM / PulteGroup, Inc.
PFF / iShares Trust - iShares Preferred and Income Securities ETF
UE / Urban Edge Properties
VNO / Vornado Realty Trust
PEG / Public Service Enterprise Group Incorporated
ETD / Ethan Allen Interiors Inc.
BELFB / Bel Fuse Inc.
DOW / Dow Inc.
US049164BH82 / Atlas Air Worldwide Holdings, Inc. 2.25% Convertible Bond Due 6/1/2022
TUP / Tupperware Brands Corporation
CSQ / Calamos Strategic Total Return Fund
018490100 / Allergan plc
018490100 / Allergan plc
SRCL / Stericycle, Inc.
WFC.PRL / Wells Fargo & Company - Preferred Stock
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
GERN / Geron Corporation
VTR / Ventas, Inc.
/ Wyndham Destinations, Inc.
WBA / Walgreens Boots Alliance, Inc.
WY / Weyerhaeuser Company
LEG / Leggett & Platt, Incorporated
ARNC / Arconic Corporation
TEVA / Teva Pharmaceutical Industries Limited - Depositary Receipt (Common Stock)
DD / DuPont de Nemours, Inc.
VBMFX / Vanguard Bond Index Funds - Vanguard Bond Index Fund Total Bond Market Index Fund
KHC / The Kraft Heinz Company
NCR / NCR Corp.
NRG / NRG Energy, Inc.
VXX / iPath Series B S&P 500 VIX Short-Term Futures ETN
VOE / Vanguard Index Funds - Vanguard Mid-Cap Value ETF
IBB / iShares Trust - iShares Biotechnology ETF
CTXS / Citrix Systems, Inc.
INTC / Intel Corporation
BRKS / Brooks Automation, Inc.
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
WBS / Webster Financial Corporation
CB / Chubb Limited
KMB / Kimberly-Clark Corporation
IWD / iShares Trust - iShares Russell 1000 Value ETF
SH / ProShares Trust - ProShares Short S&P500
COP / ConocoPhillips
PNC / The PNC Financial Services Group, Inc.
DE / Deere & Company
IBM / International Business Machines Corporation
TSN / Tyson Foods, Inc.
MAR / Marriott International, Inc.
ROP / Roper Technologies, Inc.
VDE / Vanguard World Fund - Vanguard Energy ETF
GDX / VanEck ETF Trust - VanEck Gold Miners ETF
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
HAS / Hasbro, Inc.
MDLZ / Mondelez International, Inc.
DFS / Discover Financial Services
VFH / Vanguard World Fund - Vanguard Financials ETF
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
AZN / AstraZeneca PLC - Depositary Receipt (Common Stock)
VOO / Vanguard Index Funds - Vanguard S&P 500 ETF
SPY / State Street SPDR S&P 500 ETF Trust
USB / U.S. Bancorp
VZ / Verizon Communications Inc.
TSN / Tyson Foods, Inc.
SYK / Stryker Corporation
T / AT&T Inc.
CVX / Chevron Corporation
IUSG / iShares Trust - iShares Core S&P U.S. Growth ETF
C.WSA / Citigroup, Inc.
MO / Altria Group, Inc.
UHT / Universal Health Realty Income Trust
VTV / Vanguard Index Funds - Vanguard Value ETF
VOT / Vanguard Index Funds - Vanguard Mid-Cap Growth ETF
NSC / Norfolk Southern Corporation
LUMN / Lumen Technologies, Inc.
PSA / Public Storage
OXY / Occidental Petroleum Corporation
VFC / V.F. Corporation
EEMV / iShares, Inc. - iShares MSCI Emerging Markets Min Vol Factor ETF
IP / International Paper Company
STX / Seagate Technology Holdings plc
UPS / United Parcel Service, Inc.
VLO / Valero Energy Corporation
HSY / The Hershey Company
JPM / JPMorgan Chase & Co.
CI / The Cigna Group
GRMN / Garmin Ltd.
AWK / American Water Works Company, Inc.
PM / Philip Morris International Inc.
BRK.A / Berkshire Hathaway Inc.
COF / Capital One Financial Corporation
DHR / Danaher Corporation
PG / The Procter & Gamble Company
EQT / EQT Corporation
ADP / Automatic Data Processing, Inc.
C / Citigroup Inc.
EXEL / Exelixis, Inc.
UCBI / United Community Banks, Inc.
LLY / Eli Lilly and Company
CELG / Celgene Corp.
INGN / Inogen, Inc.
VEU / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US ETF
PAYX / Paychex, Inc.
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
GD / General Dynamics Corporation
IWM / iShares Trust - iShares Russell 2000 ETF
USMV / iShares Trust - iShares MSCI USA Min Vol Factor ETF
HOG / Harley-Davidson, Inc.
NVS / Novartis AG - Depositary Receipt (Common Stock)
SYY / Sysco Corporation
EFA / iShares Trust - iShares MSCI EAFE ETF
GLD / SPDR Gold Shares
PDCO / Patterson Companies, Inc.
WHR / Whirlpool Corporation
FE / FirstEnergy Corp.
BA / The Boeing Company
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
IVE / iShares Trust - iShares S&P 500 Value ETF
MSFT / Microsoft Corporation
VHT / Vanguard World Fund - Vanguard Health Care ETF
F / Ford Motor Company
NVDA / NVIDIA Corporation
CSX / CSX Corporation
DTE / DTE Energy Company
XRX / Xerox Holdings Corporation
BDX / Becton, Dickinson and Company
EMR / Emerson Electric Co.
GSK / GSK plc - Depositary Receipt (Common Stock)
BAC / Bank of America Corporation
COST / Costco Wholesale Corporation
ZBH / Zimmer Biomet Holdings, Inc.
CLX / The Clorox Company
ED / Consolidated Edison, Inc.
SPLK / Splunk Inc.
US33812L1026 / Fitbit Inc.
IVV / iShares Trust - iShares Core S&P 500 ETF
IWS / iShares Trust - iShares Russell Mid-Cap Value ETF
ACWV / iShares, Inc. - iShares MSCI Global Min Vol Factor ETF
IWP / iShares Trust - iShares Russell Mid-Cap Growth ETF
FDRR / Fidelity Covington Trust - Fidelity Dividend ETF for Rising Rates
WM / Waste Management, Inc.
TIP / iShares Trust - iShares TIPS Bond ETF
EFG / iShares Trust - iShares MSCI EAFE Growth ETF
IWF / iShares Trust - iShares Russell 1000 Growth ETF
BHB / Bar Harbor Bankshares
FTEC / Fidelity Covington Trust - Fidelity MSCI Information Technology Index ETF
K / Kellanova
DVY / iShares Trust - iShares Select Dividend ETF
PEP / PepsiCo, Inc.
STZ / Constellation Brands, Inc.
MRK / Merck & Co., Inc.
UNH / UnitedHealth Group Incorporated
MUB / iShares Trust - iShares National Muni Bond ETF
HON / Honeywell International Inc.
MPC / Marathon Petroleum Corporation
SNA / Snap-on Incorporated
AON / Aon plc
MET / MetLife, Inc.
FDX / FedEx Corporation
ITA / iShares Trust - iShares U.S. Aerospace & Defense ETF
ABBV / AbbVie Inc.
APD / Air Products and Chemicals, Inc.
APH / Amphenol Corporation
NOC / Northrop Grumman Corporation
BRK.B / Berkshire Hathaway Inc.
CSCO / Cisco Systems, Inc.
VGT / Vanguard World Fund - Vanguard Information Technology ETF
PYPL / PayPal Holdings, Inc.
TMO / Thermo Fisher Scientific Inc.
SLV / iShares Silver Trust
RGR / Sturm, Ruger & Company, Inc.
AMT / American Tower Corporation
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
ZTS / Zoetis Inc.
D / Dominion Energy, Inc.
TXN / Texas Instruments Incorporated
PANW / Palo Alto Networks, Inc.
MDT / Medtronic plc
DEO / Diageo plc - Depositary Receipt (Common Stock)
AAPL / Apple Inc.
RTX / RTX Corporation
SCCO / Southern Copper Corporation
SCHW / The Charles Schwab Corporation