Market Value1,393,612,000
Total Holdings292
File Date2016-08-16
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
ARE / Alexandria Real Estate Equities, Inc.
FRA / BlackRock Floating Rate Income Strategies Fund, Inc.
VCV / Invesco California Value Municipal Income Trust
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
TEVA / Teva Pharmaceutical Industries Limited - Depositary Receipt (Common Stock)
ROK / Rockwell Automation, Inc.
ATVI / Activision Blizzard Inc
MSGS / Madison Square Garden Sports Corp.
OXY / Occidental Petroleum Corporation
FOX / Fox Corporation
GAM / General American Investors Company, Inc.
BRK.B / Berkshire Hathaway Inc.
LCI / Lannett Co., Inc.
OAK / Oaktree Capital Group, LLC
GBCI / Glacier Bancorp, Inc.
IVV / iShares Trust - iShares Core S&P 500 ETF
BTT / Blackrock Municipal 2030 Target Term Trust
LVS / Las Vegas Sands Corp.
CMRE / Costamare Inc.
SDY / SPDR Series Trust - State Street SPDR S&P Dividend ETF
WYNN / Wynn Resorts, Limited
IWF / iShares Trust - iShares Russell 1000 Growth ETF
NXZ / Nuveen Dividend Advantage Municipal Fund 2
HMHC / Houghton Mifflin Harcourt Co
PRU / Prudential Financial, Inc.
CELG / Celgene Corp.
VWTR / Vidler Water Resources Inc
PZC / PIMCO California Municipal Income Fund III
JMBA / Jamba, Inc.
AMBA / Ambarella, Inc.
LIOX / Lionbridge Technologies, Inc.
VGR / Vector Group Ltd.
MEAR / iShares U.S. ETF Trust - iShares Short Maturity Municipal Bond Active ETF
JD / JD.com, Inc. - Depositary Receipt (Common Stock)
670984103 / Nuveen Municipal Opportunity Fund, Inc.
HGTXU / Hugoton Royalty Trust
XCEMX / Clearbridge Energy MLP Fund Inc
CHSP / Chesapeake Lodging Trust
Nuveen Premium Income Municipa / (6706K4105)
Market Vectors Short Municipal / MKTVEC SMUNETF (57060U803)
SPLS / PIMCO ETF Trust - PIMCO US Stocks PLUS Active Bond Exchange Traded Fund
OUTR / Outerwall Inc.
BHI / Baker Hughes Inc.
385002100 / Gramercy Property Trust Inc.
FTD / FTD Companies, Inc.
FLTR / VanEck ETF Trust - VanEck IG Floating Rate ETF
CRC / California Resources Corporation
60979P105 / Monogram Residential Trust, Inc.
NQI / Nuveen Quality Municipal Fund, Inc.
SPE / Special Opportunities Fund, Inc.
BAC.WS.B / Bank of America Corp. B Warrants
JGH / Nuveen Global High Income Fund
NAT / Nordic American Tankers Limited
DTD / WisdomTree Trust - WisdomTree U.S. Total Dividend Fund
SPSB / SPDR Series Trust - State Street SPDR Portfolio Short Term Corporate Bond ETF
LODE / Comstock Inc.
GNL / Global Net Lease, Inc.
ALEX / Alexander & Baldwin, Inc.
JMI / Javelin Mortgage Investment Corp.
IWB / iShares Trust - iShares Russell 1000 ETF
EOT / Eaton Vance National Municipal Opportunities Trust
CY / Cypress Semiconductor Corp.
SUNE / SUNation Energy Inc.
CCK / Crown Holdings, Inc.
KED / Kayne Anderson Energy Development Company
DSU / BlackRock Debt Strategies Fund, Inc.
FEYE / FireEye Inc
PPBI / Pacific Premier Bancorp, Inc.
SHM / SPDR Series Trust - State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
NQU / Nuveen Quality Income Municipal Fund, Inc.
IYH / iShares Trust - iShares U.S. Healthcare ETF
ENLK / EnLink Midstream Partners, LP
AABA / Altaba Inc
NMA / Nuveen Municipal Advantage Fund, Inc.
DWA / DreamWorks Animation SKG , Inc.
TOL / Toll Brothers, Inc.
BGT / BlackRock Floating Rate Income Trust
DRA / Diversified Real Asset Income Fund
XPFLX / PIMCO Income Strategy Fund
ARE.PRD / Alexandria Real Estate Equities, Inc. 7.00% Series D Preferred
AJX / Great Ajax Corp.
EFAV / iShares Trust - iShares MSCI EAFE Min Vol Factor ETF
MJN / Mead Johnson Nutrition Co.
IPCI / Intellipharmaceutics International Inc.
SHO / Sunstone Hotel Investors, Inc.
CGBBW / Citigroup, Inc. Warrants exp. 2018-10-28
PCY / Invesco Exchange-Traded Fund Trust II - Invesco Emerging Markets Sovereign Debt ETF
JGV / Nuveen Global Equity Income Fund
TWC / Spectrum Management Holding Company LLC
QQQ / Invesco QQQ Trust, Series 1
MHK / Mohawk Industries, Inc.
GLAD / Gladstone Capital Corporation
PMX / PIMCO Municipal Income Fund III
SOR / Source Capital
FTR / Frontier Communications Corp.
847560109 / Spectra Energy Corp.
SJNK / SPDR Series Trust - State Street SPDR Bloomberg Short Term High Yield Bond ETF
UCP / UCP, Inc.
904784709 / Unilever N.V.
LVLT / Level 3 Financing Inc. - Corporate Bond/Note
TEI / Templeton Emerging Markets Income Fund
INSG / Inseego Corp.
DFT / Dupont Fabros Technology, Inc.
SMB / VanEck ETF Trust - VanEck Short Muni ETF
US00C4U1L353 / Mylan N.V.
BMRN / BioMarin Pharmaceutical Inc.
BOI / Brookfield Mortgage Opportunity Income Fund Inc.
Market Vectors Investment Grad / INVT GRD FL RT (57060U514)
BIT / BlackRock Multi-Sector Income Trust
iShares Tr B-CA Rt Corp Bond / B CA RT CP ETF (46432F404)
RIV / RiverNorth Opportunities Fund, Inc.
LOCK / LifeLock, Inc.
PCG / PG&E Corporation
61166W101 / Monsanto Co.
TTE / TotalEnergies SE - Depositary Receipt (Common Stock)
CI / The Cigna Group
EVV / Eaton Vance Limited Duration Income Fund
PYPL / PayPal Holdings, Inc.
SLB / SLB N.V.
ICF / iShares Trust - iShares Select U.S. REIT ETF
NLSN / Nielsen Holdings plc
COL / Rockwell Collins, Inc.
87600U104 / Tanzanian Royalty Exploration Corp.
TJX / The TJX Companies, Inc.
LGF.A / Lions Gate Entertainment Corp.
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
AON / Aon plc
CNS / Cohen & Steers, Inc.
JPC / Nuveen Preferred & Income Opportunities Fund
ARDC / Ares Dynamic Credit Allocation Fund, Inc.
OWE / Obsidian Energy Ltd.
K / Kellanova
AAP / Advance Auto Parts, Inc.
RTN / Raytheon Co.
REXR / Rexford Industrial Realty, Inc.
IEFA / iShares Trust - iShares Core MSCI EAFE ETF
SPY / State Street SPDR S&P 500 ETF Trust
KO / The Coca-Cola Company
TSLA / Tesla, Inc.
LYV / Live Nation Entertainment, Inc.
AEP / American Electric Power Company, Inc.
018490100 / Allergan plc
TWLO / Twilio Inc.
MINT / PIMCO ETF Trust - PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
BBN / BlackRock Taxable Municipal Bond Trust
CMCSA / Comcast Corporation
EMD / Western Asset Emerging Markets Debt Fund Inc.
BP / BP p.l.c. - Depositary Receipt (Common Stock)
EVG / Eaton Vance Short Duration Diversified Income Fund
DOW / Dow Inc.
JE / Just Energy Group Inc
M / Macy's, Inc.
FIS / Fidelity National Information Services, Inc.
AYI / Acuity Inc.
FOXA / Fox Corporation
QTS / Qts Realty Trust Inc - Class A
BUD / Anheuser-Busch InBev SA/NV - Depositary Receipt (Common Stock)
WMC / Western Asset Mortgage Capital Corp
TWX / Warner Media LLC
LDP / Cohen & Steers Limited Duration Preferred and Income Fund, Inc.
HYB / The New America High Income Fund Inc.
NTES / NetEase, Inc. - Depositary Receipt (Common Stock)
BIIB / Biogen Inc.
PSEC / Prospect Capital Corporation
TAP / Molson Coors Beverage Company
VZ / Verizon Communications Inc.
PCM / PCM Fund Inc.
COP / ConocoPhillips
ERC / Allspring Multi-Sector Income Fund
BHK / BlackRock Core Bond Trust
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
DLR / Digital Realty Trust, Inc.
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
ESRX / Express Scripts Holding Co.
018490100 / Allergan plc
PML / PIMCO Municipal Income Fund II
RMX / Rubicon Minerals Corp.
KHC / The Kraft Heinz Company
NCLH / Norwegian Cruise Line Holdings Ltd.
MMT / MFS Multimarket Income Trust
VER / VEREIT Inc
JEF / Jefferies Financial Group Inc.
CCEP / Coca-Cola Europacific Partners PLC
ETX / Eaton Vance Municipal Income 2028 Term Trust
RDS.A / Shell Plc - ADR (Representing Ordinary Shares - Class A)
NBB / Nuveen Taxable Municipal Income Fund
PCI / PGIM ETF Trust - PGIM Corporate Bond 5-10 Year ETF
MCA / BlackRock MuniYield California Quality Fund Inc
IQI / Invesco Quality Municipal Income Trust
ILMN / Illumina, Inc.
GSK / GSK plc - Depositary Receipt (Common Stock)
LUMN / Lumen Technologies, Inc.
IBDB / iShares iBonds Mar 2018 Corporate ETF
DHI / D.R. Horton, Inc.
DVY / iShares Trust - iShares Select Dividend ETF
TRV / The Travelers Companies, Inc.
SWKS / Skyworks Solutions, Inc.
PANW / Palo Alto Networks, Inc.
CVS / CVS Health Corporation
ES / Eversource Energy
FDX / FedEx Corporation
ITW / Illinois Tool Works Inc.
CL / Colgate-Palmolive Company
DD / DuPont de Nemours, Inc.
XLV / The Select Sector SPDR Trust - State Street Health Care Select Sector SPDR ETF
PTY / Partway Group Plc
F / Ford Motor Company
C.WSA / Citigroup, Inc.
MMM / 3M Company
C / Citigroup Inc.
DBL / DoubleLine Opportunistic Credit Fund
BLW / BlackRock Limited Duration Income Trust
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
PSA / Public Storage
EMR / Emerson Electric Co.
T / AT&T Inc.
EBAY / eBay Inc.
EGO / Eldorado Gold Corporation
CPRT / Copart, Inc.
OXSQ / Oxford Square Capital Corp.
FOMX / Foamix Pharmaceuticals Ltd.
FLOT / iShares Trust - iShares Floating Rate Bond ETF
DFP / Flaherty & Crumrine Dynamic Preferred and Income Fund Inc.
JPS / Nuveen Preferred & Income Securities Fund
WBA / Walgreens Boots Alliance, Inc.
EQIX / Equinix, Inc.
NOV / NOV Inc.
PSX / Phillips 66
MMP / Magellan Midstream Partners L.P.
IWD / iShares Trust - iShares Russell 1000 Value ETF
BA / The Boeing Company
BK / The Bank of New York Mellon Corporation
GILD / Gilead Sciences, Inc.
MDT / Medtronic plc
O / Realty Income Corporation
MDLZ / Mondelez International, Inc.
PCAR / PACCAR Inc
LLY / Eli Lilly and Company
BOND / PIMCO ETF Trust - PIMCO Active Bond Exchange-Traded Fund
MO / Altria Group, Inc.
ITOT / iShares Trust - iShares Core S&P Total U.S. Stock Market ETF
EPD / Enterprise Products Partners L.P. - Limited Partnership
RTX / RTX Corporation
INTC / Intel Corporation
UPS / United Parcel Service, Inc.
PFN / PIMCO Income Strategy Fund II
VOO / Vanguard Index Funds - Vanguard S&P 500 ETF
UNP / Union Pacific Corporation
GM / General Motors Company
BAC / Bank of America Corporation
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
BTI / British American Tobacco p.l.c. - Depositary Receipt (Common Stock)
WFC / Wells Fargo & Company
ZTS / Zoetis Inc.
META / Meta Platforms, Inc.
GS / The Goldman Sachs Group, Inc.
WMT / Walmart Inc.
MSFT / Microsoft Corporation
MUC / BlackRock MuniHoldings California Quality Fund, Inc.
LMT / Lockheed Martin Corporation
GJR / Strats Trust For Procter & Gambel Security - Preferred Security
DSL / DoubleLine Income Solutions Fund
SBUX / Starbucks Corporation
ABBV / AbbVie Inc.
JQC / Nuveen Credit Strategies Income Fund
MCD / McDonald's Corporation
NCA / Nuveen California Municipal Value Fund
SRE / Sempra
NVS / Novartis AG - Depositary Receipt (Common Stock)
PFE / Pfizer Inc.
ORCL / Oracle Corporation
AMGN / Amgen Inc.
NKE / NIKE, Inc.
MRK / Merck & Co., Inc.
XOM / Exxon Mobil Corporation
PM / Philip Morris International Inc.
COST / Costco Wholesale Corporation
TYG / Tortoise Energy Infrastructure Corporation
RSG / Republic Services, Inc.
IBM / International Business Machines Corporation
BMY / Bristol-Myers Squibb Company
CVX / Chevron Corporation
DIS / The Walt Disney Company
MA / Mastercard Incorporated
TOTL / SPDR Series Trust - State Street DoubleLine Total Return Tactical ETF
EFA / iShares Trust - iShares MSCI EAFE ETF
NEE / NextEra Energy, Inc.
PEP / PepsiCo, Inc.
PSHG / Performance Shipping Inc.
BTZ / BlackRock Credit Allocation Income Trust
KMF / Kayne Anderson NextGen Energy & Infrastructure Inc
OCSL / Oaktree Specialty Lending Corporation
NCA / Nuveen California Municipal Value Fund
JNJ / Johnson & Johnson
ROIC / Retail Opportunity Investments Corp.
DSI / iShares Trust - iShares ESG MSCI KLD 400 ETF
DECK / Deckers Outdoor Corporation
VCSH / Vanguard Scottsdale Funds - Vanguard Short-Term Corporate Bond ETF
VIOO / Vanguard Admiral Funds - Vanguard S&P Small-Cap 600 ETF
NZF / Nuveen Municipal Credit Income Fund
AVGO / Broadcom Inc.
AAPL / Apple Inc.
PDI / PIMCO Dynamic Income Fund
BFB / Brown-Forman Corp. - Class B
LEN / Lennar Corporation
V / Visa Inc.
CLX / The Clorox Company
ABT / Abbott Laboratories
NVG / Nuveen AMT-Free Municipal Credit Income Fund
D / Dominion Energy, Inc.
STWD / Starwood Property Trust, Inc.
HD / The Home Depot, Inc.
DEO / Diageo plc - Depositary Receipt (Common Stock)
UNH / UnitedHealth Group Incorporated
RLI / RLI Corp.
EIX / Edison International
AMZN / Amazon.com, Inc.
GLD / SPDR Gold Shares
AXP / American Express Company
QCOM / QUALCOMM Incorporated
SYY / Sysco Corporation
CMF / iShares Trust - iShares California Muni Bond ETF
NAC / Nuveen California Quality Municipal Income Fund
BRK.A / Berkshire Hathaway Inc.
CSCO / Cisco Systems, Inc.
GOOGL / Alphabet Inc.
HON / Honeywell International Inc.
GE / General Electric Company
NEA / Nuveen AMT-Free Quality Municipal Income Fund
MNST / Monster Beverage Corporation
COR / Cencora, Inc.
GOOG / Alphabet Inc.
ADP / Automatic Data Processing, Inc.
ECL / Ecolab Inc.
JRO / Nuveen Floating Rate Income Opportunity Fund
AX / Axos Financial, Inc.
JPM / JPMorgan Chase & Co.
SCHW / The Charles Schwab Corporation
LBTYA / Liberty Global Ltd.
COR / Cencora, Inc.
OKE / ONEOK, Inc.