| 발행주식수 | 12,541,030 shares |
| 내부자 지분 | 2,190,802 shares |
| 내부자 주주 | 17.47 % |
| 전체 내부자 | 36 |
내부자 센티멘트 점수
내부자 센티멘트 점수를 통해서 내부자들이 법인 지분을 매입하는 기업들에 대해서 알아볼 수 있습니다.
이는 내부자의 누적도가 가장 높은 기업을 식별하는 정교하고 복합적인 지수를 분석하는 계량 모델의 결과 값입니다. 스코어링 모델은 이전 90일 동안 매수한 "내부자의 순 숫자", "매수한 주식의 총합", "내부자가 소유한 주식의 총합"의 조합을 사용합니다. 점수는 0에서 100 사이이며, 점수가 높을수록 피어(Peer: 동종업계 경쟁기업)에 대한 누적도가 높다는 것을 나타내며, 평균은 50입니다.
업데이트 주기: 일별
내부자의 누적도가 가장 높은 기업 목록을 확인할 수 있는 내부자들의 최다 선택(Insiders Top Picks)을 참고하십시오.
내부 경영진 센티멘트 점수
내부 경영진 센티멘트 점수를 통해서 내부 경영진들이 법인 지분을 매입하는 기업들에 대해서 알아볼 수 있습니다.
내부 거래의 정의에 따라 내부 경영진(기업 임원)도 내부자이지만, 다른 내부자(10% 주주 및 이사회 구성원)들과는 달리 내부 경영진은 매일 회사에서 근무하며, 거래 시에 자신의 자금을 사용합니다. (많은 경우에 10% 주주 및 이사회 구성원은 다른 사람의 자금을 관리하는 자금 관리자입니다.) 따라서 내부 경영진(기업 임원: Officer)의 내부 거래는 훨씬 더 중요하며 올바른 분석이 필요합니다.
내부자 센티멘트 점수와 마찬가지로 임원 감정 점수는 가장 높은 수준의 임원 축적을 가진 기업을 식별하는 정교하고 복합적인 지수 퀀트(Multi-factor quantitative) 모델의 결과입니다.
업데이트 주기: 일별
내부자의 누적도가 가장 높은 기업 목록을 확인할 수 있는 내부자들의 최다 선택(Insiders Top Picks)을 참고하십시오.
주요 내부자 지표
이 수치는 해당 기업이 다양한 내부자 지표에 따라 어떻게 순위를 매겨지는 지를 설명합니다. 백분위 순위는 이 기업이 미국 시장의 다른 기업들과 어떻게 비교되는지 보여줍니다. 순위가 높을수록 더 나은 상황에 있다는 것을 의미합니다.
예를 들어, 일반적으로 내부자의 매입은 긍정적인 지표라고 간주되어지기 때문에, 내부자의 매입(내부자의 매각, 역시도)가 적은 기업보다 내부자의 매입이 많은 기업은 순위가 높을 것입니다.
내부자 트레이딩 차트
XOMA Royalty Corporation 내부자의 매매 거래는 아래 차트에 나와 있습니다. 내부자들은 기업의 임원(내부 경영진), 이사 또는 주요 투자자입니다. 일반적으로 내부자가 중요한 비공개 정보를 기반으로 자신이 속한 기업을 거래하는 것은 불법으로 간주됩니다. 이것은 내부자가 자신의 기업 내에서 행하는 모든 거래가 불법이라는 것을 뜻은 아닙니다. 그러나 그들은 자신들의 모든 거래를 양식 4를 통해 SEC에 보고해야만 합니다.
내부자의 명단 및 이익 지표
아래 표는 공개된 내부자의 목록이며, SEC에 공개된 제출 문서에서 자동으로 생성됩니다. "이름", "가장 최근의 직급", "이사, 임원 또는 10% 주주"에 대한 지정 외에도 최근에 공개된 보유 주식에 대한 정보를 보여줍니다. 또한 가능한 경우 내부자의 과거 거래 실적도 확인 가능합니다. 과거 거래 실적은 내부자가 실제 "공개 시장"(Open market) 매입 거래를 수행한 실적을 가중 평균한 값입니다. 이 계산 방법에 대한 자세한 내용은 유튜브 웨비나 를 참조하시면 됩니다.
See our leaderboard of most profitable insider traders.
| 내부자 | 평균 이익률 (%) | 소유 지분 |
주식 분할 |
|---|---|---|---|
|
14159 capital (GP), LLC
10% Owner -
|
360,231 | 18,012 | |
|
14159, L.p.
Director, 10% Owner -
[D]
|
90,538 | 4,527 | |
|
667, L.p.
Director, 10% Owner -
[D]
|
90,538 | 4,527 | |
|
Baker Bros. Advisors Lp
Director, 10% Owner -
[D]
|
90,538 | 4,527 | |
|
Felix Baker
10% Owner -
|
90,538 | 4,527 | |
|
Julian Baker
10% Owner -
|
90,538 | 4,527 | |
| William K Jr Bowes Director - [D] | 79,339 | 3,967 | |
| Burns Thomas M. SVP, Finance & CFO - [O] | 40,209 | 40,209 | |
|
Bvf Partners L P/il
10% Owner -
|
772,000 | 772,000 | |
|
Baker Biotech Capital (GP), LLC
10% Owner -
|
1,585,591 | 79,280 | |
|
Baker Bros. Advisors (GP) LLC
Director, 10% Owner -
[D]
|
90,538 | 4,527 | |
|
Baker Brothers Life Sciences Capital (GP), LLC
10% Owner -
|
13,606,093 | 680,305 |
| 내부자 | 평균 이익률 (%) | 소유 지분 |
주식 분할 |
|---|---|---|---|
|
Baker Brothers Life Sciences LP
Director, 10% Owner -
[D]
|
90,538 | 4,527 | |
| Deepshikha Datta | 50,000 | ||
| Heather L Franklin Director - [D] | 9,557 | 9,557 | |
| Peter Barton Hutt | 8,000 | ||
| Natasha Hernday Director - [D] | 12,592 | 12,592 | |
| Owen Hughes Chief Executive Officer, Director - [D] [O] | 191,264 | 191,264 | |
| Fred Kurland CFO & VP Finance - [O] | 75,461 | 3,773 | |
| Thomas Klein Chief Commercial Officer - [O] | 185,680 | 9,284 | |
| Barbara Kosacz Director - [D] | 9,557 | 9,557 | |
|
Mark N Lampert
10% Owner -
|
3,751,338 | 772,000 | |
| Joseph M Limber Director - [D] | 12,820 | 12,820 | |
| Christopher J Margolin VP, General Counsel & Sec'y - [O] | 15,853 | 793 |
| 내부자 | 평균 이익률 (%) | 소유 지분 |
주식 분할 |
|---|---|---|---|
| Maricel Perea Montano Chief Legal Officer - [O] | 41,793 | 41,793 | |
| James R Neal CEO, Director - [D] [O] | 11,822 | 11,822 | |
| Kelvin Neu Director - [D] | 16,800 | 840 | |
| Matthew D Perry Director - [D] | 27,426 | 27,426 | |
| Paul D Rubin Sr. VP Clinical Dev. & CMO - [O] | 326,601 | 16,330 | |
| Patrick J Md Phd Scannon Exec. VP & CSO - [O] | 8,217 | 8,217 | |
| Bradley Sitko Chief Investment Officer - [O] | 82,961 | 82,961 | |
| Jeffrey Trigilio Chief Financial Officer - [O] | 103,906 | 103,906 | |
| Ness W Denman Van Director - [D] | 15,643 | 15,643 | |
| John Varian Director - [D] | 2,344 | 2,344 | |
| Jack L Wyszomierski Director - [D] | 25,116 | 25,116 | |
| Timothy P Walbert Director - [D] | 129,314 | 6,466 |
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내부자의 매입 내역 추적: 단기 이익 분석
이 섹션에서는 XOMA / XOMA Royalty Corporation에서 계획되지 않은 "공개 시장"(Open market)의 내부자가 매입한 모든 상품의 수익성을 분석합니다. 이 분석을 통해서 내부자가 비정상적인 수익을 지속적으로 창출하는지 파악하는 데 도움이 되며, 이러한 분석은 수행해볼 가치가 있습니다. 이 분석은 개별 거래 후 1년 동안 수행한 것이며, 결과는 이론 값입니다. .
아래 표는 사전 거래 계획(Automated trading plan)에 포함되지 않은 가장 최근의 "공개 시장"(Open market)에서의 매입을 보여줍니다.
조정된 가격은 분할 조정 가격입니다. 조정된 지분은 분할 조정 지분입니다.
내부자 매매의 실적: 단기 손실 분석
이 섹선에서는 XOMA / XOMA Royalty Corporation에서 이루어진 "공개 시장(Open market)"에서의 모든 계획되지 않은 내부자 매매의 단기 손실 회피(Short-term loss avoidance)를 분석합니다. 일관된 손실 회피 패턴을 통해서 향후 매매 거래가 가격 하락을 초래할 수도 있음을 예상할 수 있습니다. 이 분석은 각 각 매매 거래 후 1년 동안의 자료이며, 결과는 이론 값입니다. .
아래 표는 사전 거래 계획(Automated trading plan)에 포함되지 않은 가장 최근의 공개 시장에서의 매매를 보여줍니다.
조정된 가격은 분할 조정 가격입니다. 조정된 지분은 분할 조정 지분입니다.
거래 내역
전체 거래 내역을 보려면 링크 아이콘을 클릭하세요. 10b5-1 자동 거래 계획의 일부로 보고된 거래는 10b-5 열에 X 표시가 나타납니다.
| 보고일 | 거래일 | 양식 | 내부자 | 티커 | 증권 소유권 | 코드 | 직접 | 행사 가격 |
단위 가격 |
단위 변동 |
가치 변동 (단위: 1,000) |
잔여 옵션 |
잔여 주식 |
|
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2026-05-26 | 2026-05-21 | 4 | LIMBER JOSEPH M | XOMA | Common Stock | D | 3,586 | 12,820 | ||||||
| 2026-05-26 | 2026-05-21 | 4 | Kosacz Barbara | XOMA | Common Stock | D | 3,586 | 9,557 | ||||||
| 2026-05-26 | 2026-05-21 | 4 | Franklin Heather L | XOMA | Common Stock | D | 3,586 | 9,557 | ||||||
| 2026-05-26 | 2026-05-21 | 4 | PERRY MATTHEW D | XOMA | Common Stock | D | 3,586 | 27,426 | ||||||
| 2026-05-26 | 2026-05-21 | 4 | Hernday Natasha | XOMA | Common Stock | D | 3,586 | 12,592 | ||||||
| 2026-05-26 | 2026-05-21 | 4 | WYSZOMIERSKI JACK L | XOMA | Common Stock | D | 3,586 | 25,116 | ||||||
| 2026-05-18 | 2026-05-14 | 4 | BVF PARTNERS L P/IL | XOMA | Common Stock, $0.0075 par value per share | I | 4.0300 | 772,000 | 3,111 | 772,000 | ||||
| 2026-05-18 | 2026-05-14 | 4 | BVF PARTNERS L P/IL | XOMA | Common Stock, $0.0075 par value per share | D | 4.0300 | 412,000 | 1,660 | 412,000 | ||||
| 2026-05-18 | 2026-05-14 | 4 | BVF PARTNERS L P/IL | XOMA | Common Stock, $0.0075 par value per share | D | 4.0300 | 1,506,000 | 6,069 | 2,773,545 | ||||
| 2026-05-18 | 2026-05-14 | 4 | BVF PARTNERS L P/IL | XOMA | Common Stock, $0.0075 par value per share | D | 4.0300 | 2,313,000 | 9,321 | 3,635,758 | ||||
| 2026-04-22 | 2026-04-20 | 4 | Sitko Bradley | XOMA | Common Stock | D | 3,737 | 82,961 | ||||||
| 2026-04-22 | 2026-04-20 | 4 | Hughes Owen | XOMA | Common Stock | D | 10,568 | 191,264 | ||||||
| 2026-04-22 | 2026-04-20 | 4 | Montano Maricel Perea | XOMA | Common Stock | D | 3,370 | 41,793 | ||||||
| 2026-04-22 | 2026-04-20 | 4 | Trigilio Jeffrey | XOMA | Common Stock | D | 11,538 | 103,906 | ||||||
| 2026-04-15 | 2026-04-13 | 4 | Trigilio Jeffrey | XOMA | Common Stock | D | 36.7600 | -1,632 | -60 | 92,368 | ||||
| 2026-04-15 | 2026-04-13 | 4 | Trigilio Jeffrey | XOMA | Common Stock | D | 4,000 | 94,000 | ||||||
| 2026-03-31 | 2026-03-27 | 4 | LIMBER JOSEPH M | XOMA | Common Stock | D | 11.2000 | 3,026 | 34 | 9,234 | ||||
| 2026-03-26 | 2026-03-24 | 4 | WYSZOMIERSKI JACK L | XOMA | Common Stock | D | 11.2000 | 3,026 | 34 | 21,530 | ||||
| 2026-03-17 | 2026-03-16 | 4 | Hughes Owen | XOMA | Common Stock | D | 82,428 | 180,696 | ||||||
| 2026-03-13 | 2026-03-11 | 4 | Montano Maricel Perea | XOMA | Common Stock | D | 26,289 | 38,423 | ||||||
| 2026-03-13 | 2026-03-11 | 4 | Sitko Bradley | XOMA | Common Stock | D | 29,402 | 79,224 | ||||||
| 2026-03-13 | 2026-03-11 | 4 | Sitko Bradley | XOMA | Common Stock | D | 30,000 | 49,822 | ||||||
| 2026-03-13 | 2026-03-11 | 4 | Trigilio Jeffrey | XOMA | Common Stock | D | 90,000 | 90,000 | ||||||
| 2025-12-08 | 2025-12-04 | 4 | Hughes Owen | XOMA | Depositary Shares - 8.375% B Cumulative Stock | D | 25.0500 | 100,000 | 2,505 | 102,000 | ||||
| 2025-09-23 | 2025-09-19 | 4 | Hughes Owen | XOMA | Common Stock | D | 35,567 | 98,268 | ||||||
| 2025-09-23 | 2025-09-22 | 4 | BURNS THOMAS M. | XOMA | Common Stock | D | 36.8100 | -15 | -1 | 30,079 | ||||
| 2025-09-23 | 2025-09-22 | 4 | BURNS THOMAS M. | XOMA | Common Stock | D | 36.9300 | -15 | -1 | 30,094 | ||||
| 2025-09-23 | 2025-09-22 | 4 | BURNS THOMAS M. | XOMA | Common Stock | D | 35.9800 | -4,300 | -155 | 30,109 | ||||
| 2025-09-23 | 2025-09-19 | 4 | BURNS THOMAS M. | XOMA | Common Stock | D | 11,846 | 34,409 | ||||||
| 2025-09-23 | 2025-09-19 | 4 | Sitko Bradley | XOMA | Common Stock | D | 6,712 | 19,822 | ||||||
| 2025-09-23 | 2025-09-19 | 4 | Montano Maricel Perea | XOMA | Common Stock | D | 3,033 | 12,134 | ||||||
| 2025-09-12 | 2025-09-10 | 4 | Montano Maricel Perea | XOMA | Common Stock | D | 9,101 | 9,101 | ||||||
| 2025-07-02 | 2025-06-30 | 4 | Sitko Bradley | XOMA | Depositary Shares - 8.375% Series B Cumulative Stock | D | 25.3900 | 2,000 | 51 | 7,045 | ||||
| 2025-05-23 | 2025-05-21 | 4 | WYSZOMIERSKI JACK L | XOMA | Common Stock | D | 5,971 | 18,504 | ||||||
| 2025-05-23 | 2025-05-21 | 4 | Kosacz Barbara | XOMA | Common Stock | D | 5,971 | 5,971 | ||||||
| 2025-05-23 | 2025-05-21 | 4 | Kosacz Barbara | XOMA | Common Stock | D | 5,971 | 5,971 | ||||||
| 2025-05-23 | 2025-05-21 | 4 | Franklin Heather L | XOMA | Common Stock | D | 5,971 | 5,971 | ||||||
| 2025-05-23 | 2025-05-21 | 4 | Hernday Natasha | XOMA | Common Stock | D | 5,971 | 9,006 | ||||||
| 2025-05-23 | 2025-05-21 | 4 | PERRY MATTHEW D | XOMA | Common Stock | D | 5,971 | 23,840 | ||||||
| 2025-05-21 | 2025-05-20 | 4 | BURNS THOMAS M. | XOMA | Common Stock | D | 25.3800 | -10,482 | -266 | 22,563 | ||||
| 2025-05-21 | 2025-05-19 | 4 | BURNS THOMAS M. | XOMA | Common Stock | D | 17,773 | 33,045 | ||||||
| 2025-05-21 | 2025-05-20 | 4 | Hughes Owen | XOMA | Common Stock | D | 25.3800 | -25,637 | -651 | 62,701 | ||||
| 2025-05-21 | 2025-05-19 | 4 | Hughes Owen | XOMA | Common Stock | D | 53,359 | 88,338 | ||||||
| 2025-05-20 | 2025-05-16 | 4 | BVF PARTNERS L P/IL | XOMA | Common Stock, $0.0075 par value per share | D | 27.1000 | -265,316 | -7,190 | 1,267,545 | ||||
| 2025-05-20 | 2025-05-16 | 4 | BVF PARTNERS L P/IL | XOMA | Common Stock, $0.0075 par value per share | D | 27.1000 | -127,407 | -3,453 | 1,322,758 | ||||
| 2025-04-09 | 2025-04-07 | 4 | Sitko Bradley | XOMA | Depositary Shares - 8.375% Series B Cumulative Stock | D | 24.7000 | 2,000 | 49 | 5,045 | ||||
| 2025-04-07 | 2025-04-07 | 4 | LIMBER JOSEPH M | XOMA | 8.625% Series A Cumulative Perpetual Preferred Stock | D | 25.6000 | 5,243 | 134 | 10,000 | ||||
| 2025-04-07 | 2025-04-04 | 4 | LIMBER JOSEPH M | XOMA | 8.625% Series A Cumulative Perpetual Preferred Stock | D | 25.5600 | 3,346 | 86 | 4,757 | ||||
| 2025-04-07 | 2025-04-04 | 4 | LIMBER JOSEPH M | XOMA | Depositary Shares - 8.375% Series B Cumulative Stock | D | 25.2500 | 3,476 | 88 | 20,000 | ||||
| 2025-04-07 | 2025-04-03 | 4 | LIMBER JOSEPH M | XOMA | 8.625% Series A Cumulative Perpetual Preferred Stock | D | 25.4400 | 1,411 | 36 | 1,411 | ||||
| 2025-04-07 | 2025-04-03 | 4 | LIMBER JOSEPH M | XOMA | Depositary Shares - 8.375% Series B Cumulative Stock | D | 25.2200 | 16,524 | 417 | 16,524 | ||||
| 2025-04-02 | 2025-04-01 | 4 | BURNS THOMAS M. | XOMA | Depositary Shares - 8.375% B Cumulative Stock | D | 25.4600 | 1,000 | 25 | 2,000 | ||||
| 2025-04-02 | 2025-03-31 | 4 | Sitko Bradley | XOMA | Depositary Shares - 8.375% Series B Perpetual Preferred | D | 25.3900 | 245 | 6 | 3,045 | ||||
| 2025-04-02 | 2025-03-31 | 4 | Sitko Bradley | XOMA | Common Stock | D | 19.9800 | 1,000 | 20 | 11,484 | ||||
| 2025-03-25 | 2025-03-21 | 4 | Sitko Bradley | XOMA | Depositary Shares - 8.375% B Cumulative Stock | D | 25.4300 | 2,800 | 71 | 2,800 | ||||
| 2025-03-25 | 2025-03-21 | 4 | Sitko Bradley | XOMA | Common Stock | D | 20.6500 | 1,334 | 28 | 10,484 | ||||
| 2025-01-28 | 2025-01-24 | 4 | BVF PARTNERS L P/IL | XOMA | Common Stock, $0.0075 par value per share | I | 26.1000 | -149,975 | -3,914 | 0 | ||||
| 2025-01-28 | 2025-01-24 | 4 | BVF PARTNERS L P/IL | XOMA | Common Stock, $0.0075 par value per share | D | 26.1000 | -75,287 | -1,965 | 0 | ||||
| 2025-01-28 | 2025-01-24 | 4 | BVF PARTNERS L P/IL | XOMA | Common Stock, $0.0075 par value per share | D | 26.1000 | -85,776 | -2,239 | 1,532,861 | ||||
| 2025-01-28 | 2025-01-24 | 4 | BVF PARTNERS L P/IL | XOMA | Common Stock, $0.0075 par value per share | D | 26.1000 | -339,679 | -8,866 | 1,450,165 | ||||
| 2025-01-10 | 2025-01-08 | 4 | Sitko Bradley By child | XOMA | Common Stock | I | 25.6000 | 75 | 2 | 75 | ||||
| 2025-01-10 | 2025-01-08 | 4 | Sitko Bradley By child | XOMA | Common Stock | I | 25.9000 | 75 | 2 | 75 | ||||
| 2025-01-10 | 2025-01-08 | 4 | Sitko Bradley By spouse | XOMA | 8.625% Series A Cumulative Perpetual Preferred Stock | I | 25.6000 | 82 | 2 | 82 | ||||
| 2025-01-10 | 2025-01-08 | 4 | Sitko Bradley | XOMA | 8.625% Series A Cumulative Perpetual Preferred Stock | D | 25.6000 | 313 | 8 | 313 | ||||
| 2025-01-03 | 2024-12-31 | 4 | Sitko Bradley | XOMA | Common Stock | D | 25.9000 | 300 | 8 | 9,150 | ||||
| 2024-11-13 | 2024-11-13 | 4 | Hughes Owen | XOMA | Common Stock | D | 29.9500 | -21,881 | -655 | 34,979 | ||||
| 2024-11-13 | 2024-11-11 | 4 | Hughes Owen | XOMA | Common Stock | D | 53,360 | 56,860 | ||||||
| 2024-11-13 | 2024-11-13 | 4 | BURNS THOMAS M. | XOMA | Common Stock | D | 29.9400 | -9,775 | -293 | 14,553 | ||||
| 2024-11-13 | 2024-11-11 | 4 | BURNS THOMAS M. | XOMA | Common Stock | D | 17,773 | 24,328 | ||||||
| 2024-05-17 | 2024-05-15 | 4 | PERRY MATTHEW D | XOMA | Common Stock | D | 6,070 | 17,869 | ||||||
| 2024-05-17 | 2024-05-15 | 4 | Hernday Natasha | XOMA | Common Stock | D | 3,035 | 3,035 | ||||||
| 2024-05-17 | 2024-05-15 | 4 | WYSZOMIERSKI JACK L | XOMA | Common Stock | D | 6,070 | 12,533 | ||||||
| 2023-10-04 | 2023-10-02 | 4 | Hughes Owen | XOMA | Common Stock | D | 13.8300 | 1,000 | 14 | 3,500 | ||||
| 2023-10-04 | 2023-10-03 | 4 | Sitko Bradley | XOMA | Common Stock | D | 13.8900 | 250 | 3 | 5,600 | ||||
| 2023-10-04 | 2023-10-02 | 4 | Sitko Bradley | XOMA | Common Stock | D | 14.2500 | 1,500 | 21 | 5,350 | ||||
| 2023-09-27 | 2023-09-26 | 4 | Hughes Owen | XOMA | Common Stock | D | 14.4300 | 2,499 | 36 | 2,500 | ||||
| 2023-09-27 | 2023-09-25 | 4 | Hughes Owen | XOMA | Common Stock | D | 14.6500 | 1 | 0 | 1 | ||||
| 2023-06-02 | 2023-05-31 | 4 | Sitko Bradley By spouse | XOMA | Common Stock | I | 17.2000 | 1,000 | 17 | 3,500 | ||||
| 2023-06-02 | 2023-05-31 | 4 | Sitko Bradley By spouse | XOMA | Common Stock | I | 17.0000 | 500 | 8 | 2,500 | ||||
| 2023-05-25 | 2023-05-23 | 4 | Sitko Bradley | XOMA | Common Stock | D | 19.0000 | 850 | 16 | 3,850 | ||||
| 2023-05-25 | 2023-05-24 | 4 | Hughes Owen | XOMA | Depositary Shares - 8.375% B Cumulative Stock | D | 23.7900 | 1,032 | 25 | 2,000 | ||||
| 2023-05-25 | 2023-05-23 | 4 | Hughes Owen | XOMA | Depositary Shares - 8.375% B Cumulative Stock | D | 23.4900 | 768 | 18 | 968 | ||||
| 2023-05-25 | 2023-05-23 | 4 | Hughes Owen | XOMA | Depositary Shares - 8.375% B Cumulative Stock | D | 23.3300 | 200 | 5 | 200 | ||||
| 2023-05-22 | 2023-05-19 | 4 | Sitko Bradley | XOMA | Common Stock | D | 19.5000 | 1,000 | 20 | 3,000 | ||||
| 2023-05-17 | 2023-05-16 | 4 | Sitko Bradley By spouse | XOMA | Depositary Shares - 8.375% B Cumulative Stock | I | 23.2500 | 100 | 2 | 2,000 | ||||
| 2023-05-17 | 2023-05-16 | 4 | Sitko Bradley By spouse | XOMA | Depositary Shares - 8.375% B Cumulative Stock | I | 23.2000 | 100 | 2 | 1,900 | ||||
| 2023-05-17 | 2023-05-16 | 4 | Sitko Bradley By spouse | XOMA | Depositary Shares - 8.375% B Cumulative Stock | I | 23.1900 | 300 | 7 | 1,800 | ||||
| 2023-05-16 | 2023-05-15 | 4 | Sitko Bradley By spouse | XOMA | Depositary Shares - 8.375% B Cumulative Stock | I | 23.4000 | 1,500 | 35 | 1,500 | ||||
| 2023-05-16 | 2023-05-12 | 4 | Sitko Bradley | XOMA | Common Stock | D | 19.0000 | 1,957 | 37 | 2,000 | ||||
| 2023-05-16 | 2023-05-12 | 4 | Sitko Bradley | XOMA | Common Stock | D | 18.6600 | 43 | 1 | 43 | ||||
| 2023-01-09 | 2023-01-06 | 4 | BVF PARTNERS L P/IL | XOMA | Common Stock, $0.0075 par value per share | D | 21.9817 | 1,573 | 35 | 1,618,637 | ||||
| 2023-01-09 | 2023-01-06 | 4 | BVF PARTNERS L P/IL | XOMA | Common Stock, $0.0075 par value per share | D | 21.9817 | 1,676 | 37 | 1,789,844 | ||||
| 2023-01-09 | 2023-01-05 | 4 | BVF PARTNERS L P/IL | XOMA | Common Stock, $0.0075 par value per share | D | 18.3852 | 15,670 | 288 | 1,617,064 | ||||
| 2023-01-09 | 2023-01-05 | 4 | BVF PARTNERS L P/IL | XOMA | Common Stock, $0.0075 par value per share | D | 18.3852 | 3,330 | 61 | 1,788,168 | ||||
| 2022-09-27 | 2022-09-27 | 4 | BVF PARTNERS L P/IL | XOMA | Common Stock, $0.0075 par value per share | D | 16.8902 | 678 | 11 | 1,601,394 | ||||
| 2022-09-27 | 2022-09-27 | 4 | BVF PARTNERS L P/IL | XOMA | Common Stock, $0.0075 par value per share | D | 16.8902 | 1,004 | 17 | 1,784,838 | ||||
| 2022-09-27 | 2022-09-26 | 4 | BVF PARTNERS L P/IL | XOMA | Common Stock, $0.0075 par value per share | D | 16.8317 | 3,021 | 51 | 1,600,716 | ||||
| 2022-09-27 | 2022-09-26 | 4 | BVF PARTNERS L P/IL | XOMA | Common Stock, $0.0075 par value per share | D | 16.8317 | 3,339 | 56 | 1,783,834 | ||||
| 2022-09-27 | 2022-09-23 | 4 | BVF PARTNERS L P/IL | XOMA | Common Stock, $0.0075 par value per share | D | 16.4970 | 9,885 | 163 | 1,597,695 | ||||
| 2022-09-27 | 2022-09-23 | 4 | BVF PARTNERS L P/IL | XOMA | Common Stock, $0.0075 par value per share | D | 16.4970 | 6,715 | 111 | 1,780,495 | ||||
| 2022-09-16 | 2022-09-16 | 4 | BVF PARTNERS L P/IL | XOMA | Common Stock, $0.0075 par value per share | D | 17.8873 | 13,396 | 240 | 1,773,780 | ||||
| 2022-09-16 | 2022-09-16 | 4 | BVF PARTNERS L P/IL | XOMA | Common Stock, $0.0075 par value per share | D | 17.8873 | 10,897 | 195 | 1,587,810 | ||||
| 2022-09-16 | 2022-09-15 | 4 | BVF PARTNERS L P/IL | XOMA | Common Stock, $0.0075 par value per share | D | 17.9620 | 5,575 | 100 | 1,576,913 | ||||
| 2022-09-16 | 2022-09-14 | 4 | BVF PARTNERS L P/IL | XOMA | Common Stock, $0.0075 par value per share | D | 17.2476 | 26,441 | 456 | 1,571,338 | ||||
| 2022-07-18 | 2022-07-15 | 4 | Neal James R | XOMA | Common Stock | D | 31.8610 | -905 | -29 | 11,822 | ||||
| 2022-07-18 | 2022-07-15 | 4 | Neal James R | XOMA | Common Stock | D | 31.1877 | -3,212 | -100 | 12,727 | ||||
| 2022-07-18 | 2022-07-15 | 4 | Neal James R | XOMA | Common Stock | D | 29.5501 | -20,883 | -617 | 15,939 | ||||
| 2022-07-18 | 2022-07-15 | 4 | Neal James R | XOMA | Common Stock | D | 4.0300 | 25,000 | 101 | 36,822 | ||||
| 2022-07-18 | 2022-07-15 | 4 | BURNS THOMAS M. | XOMA | Common Stock | D | 31.6605 | -2,000 | -63 | 6,555 | ||||
| 2022-07-18 | 2022-07-15 | 4 | BURNS THOMAS M. | XOMA | Common Stock | D | 4.0300 | 2,000 | 8 | 8,555 | ||||
| 2022-05-20 | 2022-05-18 | 4 | BVF PARTNERS L P/IL | XOMA | Non-Qualified Stock Option (right to buy) | I | 17.86 | 8,996 | 8,996 | |||||
| 2022-05-20 | 2022-05-18 | 4 | Franklin Heather L | XOMA | Non-Qualified Share Option (right to buy) | D | 17.86 | 8,996 | 8,996 | |||||
| 2022-05-20 | 2022-05-18 | 4 | LIMBER JOSEPH M | XOMA | Non-Qualified Share Option (right to buy) | D | 17.86 | 8,996 | 8,996 | |||||
| 2022-05-20 | 2022-05-18 | 4 | Kosacz Barbara | XOMA | Non-Qualified Share Option (right to buy) | D | 17.86 | 8,996 | 8,996 | |||||
| 2022-05-20 | 2022-05-18 | 4 | VAN NESS W DENMAN | XOMA | Non-Qualified Share Option (right to buy) | D | 17.86 | 8,996 | 8,996 | |||||
| 2022-05-20 | 2022-05-18 | 4 | Hernday Natasha | XOMA | Non-Qualified Share Option (right to buy) | D | 17.86 | 8,996 | 8,996 | |||||
| 2022-05-20 | 2022-05-18 | 4 | WYSZOMIERSKI JACK L | XOMA | Non-Qualified Share Option (right to buy) | D | 17.86 | 8,996 | 8,996 | |||||
| 2022-05-20 | 2022-05-18 | 4 | PERRY MATTHEW D | XOMA | Non-Qualified Share Option (right to buy) | D | 17.86 | 8,996 | 8,996 | |||||
| 2022-03-23 | 2022-03-23 | 4 | Neal James R | XOMA | Stock Option (Right to Buy) | D | 4.03 | -1,111 | 102,800 | |||||
| 2022-03-23 | 2022-03-23 | 4 | Neal James R | XOMA | Common Stock | D | 30.0164 | -1,111 | -33 | 11,822 | ||||
| 2022-03-23 | 2022-03-23 | 4 | Neal James R | XOMA | Common Stock | D | 4.0300 | 1,111 | 4 | 12,933 | ||||
| 2022-03-23 | 2022-03-22 | 4 | Neal James R | XOMA | Stock Option (Right to Buy) | D | 4.03 | -2,339 | 103,911 | |||||
| 2022-03-23 | 2022-03-22 | 4 | Neal James R | XOMA | Common Stock | D | 30.0165 | -2,339 | -70 | 11,822 | ||||
| 2022-03-23 | 2022-03-22 | 4 | Neal James R | XOMA | Common Stock | D | 4.0300 | 2,339 | 9 | 14,161 | ||||
| 2022-03-23 | 2022-03-21 | 4 | Neal James R | XOMA | Stock Option (Right to Buy) | D | 4.03 | -50,000 | 106,250 | |||||
| 2022-03-23 | 2022-03-21 | 4 | Neal James R | XOMA | Common Stock | D | 29.0050 | -50,000 | -1,450 | 11,822 | ||||
| 2022-03-23 | 2022-03-21 | 4 | Neal James R | XOMA | Common Stock | D | 4.0300 | 50,000 | 202 | 61,822 | ||||
| 2022-03-23 | 2022-03-23 | 4 | BURNS THOMAS M. | XOMA | Stock Option (Right to Buy) | D | 4.03 | -161 | 15,500 | |||||
| 2022-03-23 | 2022-03-23 | 4 | BURNS THOMAS M. | XOMA | Common Stock | D | 30.0000 | -161 | -5 | 6,555 | ||||
| 2022-03-23 | 2022-03-23 | 4 | BURNS THOMAS M. | XOMA | Common Stock | D | 4.0300 | 161 | 1 | 6,716 | ||||
| 2022-03-23 | 2022-03-22 | 4 | BURNS THOMAS M. | XOMA | Stock Option (Right to Buy) | D | 4.03 | -2,339 | 15,661 | |||||
| 2022-03-23 | 2022-03-22 | 4 | BURNS THOMAS M. | XOMA | Common Stock | D | 30.0165 | -2,339 | -70 | 6,555 | ||||
| 2022-03-23 | 2022-03-22 | 4 | BURNS THOMAS M. | XOMA | Common Stock | D | 4.0300 | 2,339 | 9 | 8,894 | ||||
| 2022-03-23 | 2022-03-21 | 4 | BURNS THOMAS M. | XOMA | Stock Option (Right to Buy) | D | 4.03 | -12,000 | 18,000 | |||||
| 2022-03-23 | 2022-03-21 | 4 | BURNS THOMAS M. | XOMA | Common Stock | D | 29.0050 | -12,000 | -348 | 6,555 | ||||
| 2022-03-23 | 2022-03-21 | 4 | BURNS THOMAS M. | XOMA | Common Stock | D | 4.0300 | 12,000 | 48 | 18,555 | ||||
| 2022-02-23 | 2022-02-22 | 4 | BURNS THOMAS M. | XOMA | Non-Qualified Stock Option (right to buy) | D | 20.22 | 28,000 | 28,000 | |||||
| 2021-12-23 | 2021-12-21 | 4 | Neal James R | XOMA | Non-Qualified Share Option (right to buy) | D | 22.56 | 60,000 | 60,000 | |||||
| 2021-08-10 | 2021-08-06 | 4 | Franklin Heather L | XOMA | Non-Qualified Share Option (right to buy) | D | 31.39 | 4,146 | 4,146 | |||||
| 2021-08-10 | 2021-08-06 | 4 | Franklin Heather L | XOMA | Non-Qualified Share Option (right to buy) | D | 31.39 | 13,136 | 13,136 | |||||
| 2021-06-29 | 2021-06-25 | 4 | Neal James R | XOMA | Common Shares | D | 35.1333 | -686 | -24 | 11,822 | ||||
| 2021-06-29 | 2021-06-25 | 4 | Neal James R | XOMA | Common Shares | D | 34.3040 | -1,171 | -40 | 12,508 | ||||
| 2021-06-29 | 2021-06-25 | 4 | Neal James R | XOMA | Common Shares | D | 33.3597 | -7,170 | -239 | 13,679 | ||||
| 2021-05-21 | 2021-05-19 | 4 | BVF PARTNERS L P/IL | XOMA | Non-Qualified Stock Option (right to buy) | I | 31.04 | 5,101 | 5,101 | |||||
| 2021-05-21 | 2021-05-19 | 4 | PERRY MATTHEW D | XOMA | Non-Qualified Stock Option (right to buy) | D | 31.04 | 5,101 | 5,101 | |||||
| 2021-05-21 | 2021-05-19 | 4 | VAN NESS W DENMAN | XOMA | Non-Qualified Share Option (right to buy) | D | 31.04 | 5,101 | 5,101 | |||||
| 2021-05-21 | 2021-05-19 | 4 | WYSZOMIERSKI JACK L | XOMA | Non-Qualified Share Option (right to buy) | D | 31.04 | 5,101 | 5,101 | |||||
| 2021-05-21 | 2021-05-19 | 4 | Hernday Natasha | XOMA | Non-Qualified Share Option (right to buy) | D | 31.04 | 5,101 | 5,101 | |||||
| 2021-05-21 | 2021-05-19 | 4 | Kosacz Barbara | XOMA | Non-Qualified Share Option (right to buy) | D | 31.04 | 5,101 | 5,101 | |||||
| 2021-05-21 | 2021-05-19 | 4 | LIMBER JOSEPH M | XOMA | Non-Qualified Share Option (right to buy) | D | 31.04 | 5,101 | 5,101 | |||||
| 2021-04-13 | 2021-04-09 | 4 | Neal James R By spouse | XOMA | Depositary Shares - 8.375% B Cumulative Stock | I | 25.0000 | 8,000 | 200 | 8,000 | ||||
| 2021-04-13 | 2021-04-09 | 4 | BURNS THOMAS M. | XOMA | Depositary Shares - 8.375% B Cumulative Stock | D | 25.0000 | 1,000 | 25 | 1,000 | ||||
| 2021-04-02 | 2021-03-31 | 4 | BVF PARTNERS L P/IL | XOMA | Common Stock, $0.0075 par value per share | I | 38.3600 | -81,903 | -3,142 | 149,975 | ||||
| 2021-04-02 | 2021-03-31 | 4 | BVF PARTNERS L P/IL | XOMA | Common Stock, $0.0075 par value per share | D | 38.3600 | -84,250 | -3,232 | 75,287 | ||||
| 2021-04-02 | 2021-03-31 | 4 | BVF PARTNERS L P/IL | XOMA | Common Stock, $0.0075 par value per share | D | 38.3600 | -205,807 | -7,895 | 1,544,897 | ||||
| 2021-04-02 | 2021-03-31 | 4 | BVF PARTNERS L P/IL | XOMA | Common Stock, $0.0075 par value per share | D | 38.3600 | -279,740 | -10,731 | 1,760,384 | ||||
| 2021-03-16 | 2021-03-15 | 4 | VAN NESS W DENMAN | XOMA | Non-Qualified Share Option (Right to Buy) | D | 4.03 | -3,333 | 0 | |||||
| 2021-03-16 | 2021-03-15 | 4 | VAN NESS W DENMAN | XOMA | Non-Qualified Share Option (Right to Buy) | D | 19.40 | -2,366 | 0 | |||||
| 2021-03-16 | 2021-03-15 | 4 | VAN NESS W DENMAN | XOMA | Common Stock | D | 4.0300 | 3,333 | 13 | 15,643 | ||||
| 2021-03-16 | 2021-03-15 | 4 | VAN NESS W DENMAN | XOMA | Common Stock | D | 19.4000 | 2,366 | 46 | 12,310 | ||||
| 2021-02-19 | 2021-02-17 | 4 | BURNS THOMAS M. | XOMA | Non-Qualified Stock Option (right to buy) | D | 38.93 | 20,055 | 20,055 | |||||
| 2021-02-19 | 2021-02-17 | 4 | Neal James R | XOMA | Non-Qualified Share Option (right to buy) | D | 38.93 | 60,268 | 60,268 | |||||
| 2020-12-17 | 2020-12-15 | 4 | BURNS THOMAS M. | XOMA | Stock Option (Right to Buy) | D | 4.03 | -15,000 | 7,000 | |||||
| 2020-12-17 | 2020-12-15 | 4 | BURNS THOMAS M. | XOMA | 8.625% Series A Cumulative Perpetual Preferred Stock | D | 25.0000 | 2,000 | 50 | 2,000 | ||||
| 2020-12-17 | 2020-12-15 | 4 | BURNS THOMAS M. | XOMA | Common Stock | D | 42.0446 | -5,607 | -236 | 6,555 | ||||
| 2020-12-17 | 2020-12-15 | 4 | BURNS THOMAS M. | XOMA | Common Stock | D | 41.0244 | -9,393 | -385 | 12,162 | ||||
| 2020-12-17 | 2020-12-15 | 4 | BURNS THOMAS M. | XOMA | Common Stock | D | 4.0300 | 15,000 | 60 | 21,555 | ||||
| 2020-12-17 | 2020-12-15 | 4 | Hernday Natasha | XOMA | 8.625% Series A Cumulative Perpetual Preferred Stock | D | 25.0000 | 4,000 | 100 | 4,000 | ||||
| 2020-12-17 | 2020-12-15 | 4 | Neal James R | XOMA | Stock Option (Right to Buy) | D | 5.50 | -26,000 | 0 | |||||
| 2020-12-17 | 2020-12-15 | 4 | Neal James R By spouse | XOMA | 8.625% Series A Cumulative Perpetual Preferred Stock | I | 25.0000 | 8,000 | 200 | 8,000 | ||||
| 2020-12-17 | 2020-12-15 | 4 | Neal James R | XOMA | Common Stock | D | 42.0435 | -5,706 | -240 | 20,849 | ||||
| 2020-12-17 | 2020-12-15 | 4 | Neal James R | XOMA | Common Stock | D | 41.1500 | -20,294 | -835 | 26,555 | ||||
| 2020-12-17 | 2020-12-15 | 4 | Neal James R | XOMA | Common Stock | D | 5.5000 | 26,000 | 143 | 46,849 | ||||
| 2020-12-15 | 2020-12-11 | 4 | PERRY MATTHEW D | XOMA | 8.625% Series A Cumulative Perpetual Preferred Stock | D | 25.0000 | 200,000 | 5,000 | 200,000 | ||||
| 2020-12-15 | 2020-12-11 | 4 | BVF PARTNERS L P/IL | XOMA | 8.625% Series A Cumulative Perpetual Preferred Stock | I | 25.0000 | 200,000 | 5,000 | 200,000 | ||||
| 2020-11-24 | 2020-11-23 | 4 | BURNS THOMAS M. | XOMA | Stock Option (Right to Buy) | D | 4.03 | -5,125 | 22,000 | |||||
| 2020-11-24 | 2020-11-23 | 4 | BURNS THOMAS M. | XOMA | Common Stock | D | 32.9273 | -5,125 | -169 | 6,555 | ||||
| 2020-11-24 | 2020-11-23 | 4 | BURNS THOMAS M. | XOMA | Common Stock | D | 4.0300 | 5,125 | 21 | 11,680 | ||||
| 2020-11-24 | 2020-11-20 | 4 | BURNS THOMAS M. | XOMA | Stock Option (Right to Buy) | D | 4.03 | -6,875 | 27,125 | |||||
| 2020-11-24 | 2020-11-20 | 4 | BURNS THOMAS M. | XOMA | Common Stock | D | 33.3531 | -426 | -14 | 6,555 | ||||
| 2020-11-24 | 2020-11-20 | 4 | BURNS THOMAS M. | XOMA | Common Stock | D | 32.4619 | -6,449 | -209 | 6,981 | ||||
| 2020-11-24 | 2020-11-20 | 4 | BURNS THOMAS M. | XOMA | Common Stock | D | 4.0300 | 6,875 | 28 | 13,430 | ||||
| 2020-11-24 | 2020-11-23 | 4 | Neal James R | XOMA | Stock Option (Right to Buy) | D | 5.50 | -13,126 | 26,000 | |||||
| 2020-11-24 | 2020-11-23 | 4 | Neal James R | XOMA | Common Stock | D | 32.9622 | -13,126 | -433 | 20,849 | ||||
| 2020-11-24 | 2020-11-23 | 4 | Neal James R | XOMA | Common Stock | D | 5.5000 | 13,126 | 72 | 33,975 | ||||
| 2020-11-24 | 2020-11-20 | 4 | Neal James R | XOMA | Stock Option (Right to Buy) | D | 5.50 | -6,874 | 39,126 | |||||
| 2020-11-24 | 2020-11-20 | 4 | Neal James R | XOMA | Common Stock | D | 33.3513 | -426 | -14 | 20,849 | ||||
| 2020-11-24 | 2020-11-20 | 4 | Neal James R | XOMA | Common Stock | D | 32.4620 | -6,448 | -209 | 21,275 | ||||
| 2020-11-24 | 2020-11-20 | 4 | Neal James R | XOMA | Common Stock | D | 5.5000 | 6,874 | 38 | 27,723 | ||||
| 2020-11-06 | 2020-11-05 | 4 | BURNS THOMAS M. | XOMA | Stock Option (Right to Buy) | D | 4.03 | -8,000 | 34,000 | |||||
| 2020-11-06 | 2020-11-05 | 4 | BURNS THOMAS M. | XOMA | Common Stock | D | 27.5000 | -726 | -20 | 6,555 | ||||
| 2020-11-06 | 2020-11-05 | 4 | BURNS THOMAS M. | XOMA | Common Stock | D | 25.9751 | -7,274 | -189 | 7,281 | ||||
| 2020-11-06 | 2020-11-05 | 4 | BURNS THOMAS M. | XOMA | Common Stock | D | 4.0300 | 8,000 | 32 | 14,555 | ||||
| 2020-11-06 | 2020-11-05 | 4 | Neal James R | XOMA | Stock Option (Right to Buy) | D | 5.50 | -10,000 | 46,000 | |||||
| 2020-11-06 | 2020-11-05 | 4 | Neal James R | XOMA | Common Stock | D | 27.5000 | -727 | -20 | 20,849 | ||||
| 2020-11-06 | 2020-11-05 | 4 | Neal James R | XOMA | Common Stock | D | 25.9045 | -9,273 | -240 | 21,576 | ||||
| 2020-11-06 | 2020-11-05 | 4 | Neal James R | XOMA | Common Stock | D | 5.5000 | 10,000 | 55 | 30,849 | ||||
| 2020-09-23 | 2020-09-23 | 4 | BVF PARTNERS L P/IL | XOMA | Common Stock, $0.0075 par value per share | D | 18.1998 | 7,201 | 131 | 1,750,704 | ||||
| 2020-09-23 | 2020-09-23 | 4 | BVF PARTNERS L P/IL | XOMA | Common Stock, $0.0075 par value per share | D | 18.1998 | 9,888 | 180 | 2,040,124 | ||||
| 2020-09-23 | 2020-09-22 | 4 | BVF PARTNERS L P/IL | XOMA | Common Stock, $0.0075 par value per share | D | 18.4457 | 4,991 | 92 | 1,743,503 | ||||
| 2020-09-23 | 2020-09-22 | 4 | BVF PARTNERS L P/IL | XOMA | Common Stock, $0.0075 par value per share | D | 18.4457 | 6,960 | 128 | 2,030,236 | ||||
| 2020-09-23 | 2020-09-21 | 4 | BVF PARTNERS L P/IL | XOMA | Common Stock, $0.0075 par value per share | D | 18.3851 | 10,069 | 185 | 1,738,512 | ||||
| 2020-09-23 | 2020-09-21 | 4 | BVF PARTNERS L P/IL | XOMA | Common Stock, $0.0075 par value per share | D | 18.3851 | 12,259 | 225 | 2,023,276 | ||||
| 2020-09-10 | 2020-09-04 | 4 | BVF PARTNERS L P/IL | XOMA | Common Stock, $0.0075 par value per share | D | 18.7706 | 3,830 | 72 | 1,728,443 | ||||
| 2020-09-10 | 2020-09-04 | 4 | BVF PARTNERS L P/IL | XOMA | Common Stock, $0.0075 par value per share | D | 18.7706 | 3,907 | 73 | 2,011,017 | ||||
| 2020-09-01 | 2020-09-01 | 4 | BVF PARTNERS L P/IL | XOMA | Common Stock, $0.0075 par value per share | D | 18.8661 | 7,672 | 145 | 1,724,613 | ||||
| 2020-09-01 | 2020-09-01 | 4 | BVF PARTNERS L P/IL | XOMA | Common Stock, $0.0075 par value per share | D | 18.8661 | 9,900 | 187 | 2,007,110 | ||||
| 2020-09-01 | 2020-08-31 | 4 | BVF PARTNERS L P/IL | XOMA | Common Stock, $0.0075 par value per share | D | 18.4806 | 6,862 | 127 | 1,716,941 | ||||
| 2020-09-01 | 2020-08-31 | 4 | BVF PARTNERS L P/IL | XOMA | Common Stock, $0.0075 par value per share | D | 18.4806 | 9,143 | 169 | 1,997,210 | ||||
| 2020-09-01 | 2020-08-28 | 4 | BVF PARTNERS L P/IL | XOMA | Common Stock, $0.0075 par value per share | D | 19.1719 | 922 | 18 | 1,710,079 | ||||
| 2020-09-01 | 2020-08-28 | 4 | BVF PARTNERS L P/IL | XOMA | Common Stock, $0.0075 par value per share | D | 19.1719 | 1,122 | 22 | 1,988,067 | ||||
| 2020-08-25 | 2020-08-25 | 4 | BVF PARTNERS L P/IL | XOMA | Common Stock, $0.0075 par value per share | D | 19.7450 | 2,244 | 44 | 1,709,157 | ||||
| 2020-08-25 | 2020-08-25 | 4 | BVF PARTNERS L P/IL | XOMA | Common Stock, $0.0075 par value per share | D | 19.7450 | 3,443 | 68 | 1,986,945 | ||||
| 2020-08-25 | 2020-08-24 | 4 | BVF PARTNERS L P/IL | XOMA | Common Stock, $0.0075 par value per share | D | 19.3093 | 5,179 | 100 | 1,706,913 | ||||
| 2020-08-25 | 2020-08-24 | 4 | BVF PARTNERS L P/IL | XOMA | Common Stock, $0.0075 par value per share | D | 19.3093 | 6,504 | 126 | 1,983,502 | ||||
| 2020-08-25 | 2020-08-21 | 4 | BVF PARTNERS L P/IL | XOMA | Common Stock, $0.0075 par value per share | D | 19.3216 | 1,607 | 31 | 1,701,734 | ||||
| 2020-08-25 | 2020-08-21 | 4 | BVF PARTNERS L P/IL | XOMA | Common Stock, $0.0075 par value per share | D | 19.3216 | 9,198 | 178 | 1,976,998 | ||||
| 2020-08-20 | 2020-08-20 | 4 | BVF PARTNERS L P/IL | XOMA | Common Stock, $0.0075 par value per share | D | 19.1200 | 1,772 | 34 | 1,967,800 | ||||
| 2020-08-20 | 2020-08-19 | 4 | BVF PARTNERS L P/IL | XOMA | Common Stock, $0.0075 par value per share | D | 19.7016 | 3,496 | 69 | 1,966,028 | ||||
| 2020-08-20 | 2020-08-18 | 4 | BVF PARTNERS L P/IL | XOMA | Common Stock, $0.0075 par value per share | D | 19.2694 | 895 | 17 | 1,962,532 | ||||
| 2020-08-14 | 2020-08-14 | 4 | BVF PARTNERS L P/IL | XOMA | Common Stock, $0.0075 par value per share | D | 18.6940 | 21,922 | 410 | 1,961,637 | ||||
| 2020-08-14 | 2020-08-13 | 4 | BVF PARTNERS L P/IL | XOMA | Common Stock, $0.0075 par value per share | D | 17.8032 | 1,050 | 19 | 1,939,715 | ||||
| 2020-08-14 | 2020-08-12 | 4 | BVF PARTNERS L P/IL | XOMA | Common Stock, $0.0075 par value per share | D | 17.3415 | 4,050 | 70 | 1,938,665 | ||||
| 2020-07-02 | 2020-06-30 | 4 | Hernday Natasha | XOMA | Non-Qualified Share Option (right to buy) | D | 19.76 | 13,251 | 13,251 | |||||
| 2020-05-27 | 2020-05-20 | 4 | Kosacz Barbara | XOMA | Non-Qualified Share Option (right to buy) | D | 21.27 | 6,152 | 6,152 | |||||
| 2020-05-27 | 2020-05-20 | 4 | LIMBER JOSEPH M | XOMA | Non-Qualified Share Option (right to buy) | D | 21.27 | 6,152 | 6,152 | |||||
| 2020-05-27 | 2020-05-20 | 4 | VAN NESS W DENMAN | XOMA | Non-Qualified Share Option (right to buy) | D | 21.27 | 6,152 | 6,152 | |||||
| 2020-05-27 | 2020-05-20 | 4 | WYSZOMIERSKI JACK L | XOMA | Non-Qualified Share Option (right to buy) | D | 21.27 | 6,152 | 6,152 | |||||
| 2020-05-27 | 2020-05-20 | 4 | PERRY MATTHEW D | XOMA | Non-Qualified Stock Option (right to buy) | D | 21.27 | 6,152 | 6,152 | |||||
| 2020-04-17 | 2020-04-15 | 4 | BVF PARTNERS L P/IL | XOMA | Series Y Convertible Preferred Stock | D | 13.00 | -597 | 0 | |||||
| 2020-04-17 | 2020-04-15 | 4 | BVF PARTNERS L P/IL | XOMA | Series Y Convertible Preferred Stock | D | 13.00 | -656 | 0 | |||||
| 2020-04-17 | 2020-04-15 | 4 | BVF PARTNERS L P/IL | XOMA | Common Stock, $0.0075 par value per share | D | 13.0000 | 596,813 | 7,759 | 1,700,127 | ||||
| 2020-04-17 | 2020-04-15 | 4 | BVF PARTNERS L P/IL | XOMA | Common Stock, $0.0075 par value per share | D | 13.0000 | 655,959 | 8,527 | 1,934,615 | ||||
| 2020-03-27 | 2020-03-25 | 4 | BVF PARTNERS L P/IL | XOMA | Common Stock, $0.0075 par value per share | D | 17.1986 | 8,264 | 142 | 1,278,656 | ||||
| 2020-03-24 | 2020-03-23 | 4 | Neal James R | XOMA | Common Shares | D | 14.5000 | 1,000 | 14 | 20,849 | ||||
| 2020-03-23 | 2020-03-20 | 4 | Neal James R | XOMA | Common Shares | D | 16.4100 | 1,000 | 16 | 19,849 | ||||
| 2020-03-20 | 2020-03-18 | 4 | BVF PARTNERS L P/IL | XOMA | Common Stock, $0.0075 par value per share | D | 14.5246 | 4,439 | 64 | 1,270,392 | ||||
| 2020-03-17 | 2020-03-17 | 4 | BVF PARTNERS L P/IL | XOMA | Common Stock, $0.0075 par value per share | D | 15.7337 | 8,113 | 128 | 1,265,953 | ||||
| 2020-03-17 | 2020-03-16 | 4 | BVF PARTNERS L P/IL | XOMA | Common Stock, $0.0075 par value per share | D | 15.7336 | 10,164 | 160 | 1,257,840 | ||||
| 2020-03-17 | 2020-03-13 | 4 | BVF PARTNERS L P/IL | XOMA | Common Stock, $0.0075 par value per share | D | 18.3409 | 100,000 | 1,834 | 1,247,676 | ||||
| 2020-03-17 | 3 | BVF II GP LLC | XOMA | Common Stock, $0.0075 par value per share | D | 3,398,666 | ||||||||
| 2020-03-17 | 3 | BVF II GP LLC | XOMA | Common Stock, $0.0075 par value per share | D | 3,398,666 | ||||||||
| 2020-03-17 | 3 | BVF II GP LLC | XOMA | Common Stock, $0.0075 par value per share | D | 3,354,304 | ||||||||
| 2020-03-17 | 3 | BVF II GP LLC | XOMA | Common Stock, $0.0075 par value per share | D | 3,398,666 | ||||||||
| 2020-03-17 | 3 | BVF II GP LLC | XOMA | Common Stock, $0.0075 par value per share | D | 3,354,304 | ||||||||
| 2020-03-17 | 3 | BVF II GP LLC | XOMA | Common Stock, $0.0075 par value per share | D | 3,398,666 | ||||||||
| 2020-03-17 | 3 | BVF II GP LLC | XOMA | Common Stock, $0.0075 par value per share | D | 3,398,666 | ||||||||
| 2020-03-17 | 3 | BVF II GP LLC | XOMA | Common Stock, $0.0075 par value per share | D | 3,354,304 | ||||||||
| 2020-03-17 | 3 | BVF II GP LLC | XOMA | Common Stock, $0.0075 par value per share | D | 3,354,304 | ||||||||
| 2020-03-17 | 3 | BVF II GP LLC | XOMA | Common Stock, $0.0075 par value per share | D | 3,354,304 | ||||||||
| 2020-03-16 | 2020-03-13 | 4 | BURNS THOMAS M. | XOMA | Non-Qualified Stock Option (right to buy) | D | 18.84 | 22,000 | 22,000 | |||||
| 2020-03-16 | 2020-03-13 | 4 | Neal James R | XOMA | Non Qualified Stock Option (right to buy) | D | 18.84 | 66,200 | 66,200 | |||||
| 2020-01-16 | 2019-12-23 | 4 | Neal James R | XOMA | Subscription Rights (right to buy) | D | 22.00 | -1,180 | 0 | |||||
| 2020-01-16 | 2019-12-23 | 4 | Neal James R | XOMA | Common Shares | D | 22.0000 | 1,180 | 26 | 18,849 | ||||
| 2019-12-20 | 2019-12-19 | 4 | BVF PARTNERS L P/IL | XOMA | Common Stock, $0.0075 par value per share | D | 22.0000 | 165,961 | 3,651 | 1,103,314 | ||||
| 2019-12-20 | 2019-12-19 | 4 | BVF PARTNERS L P/IL | XOMA | Common Stock, $0.0075 par value per share | D | 22.0000 | 207,234 | 4,559 | 1,147,676 | ||||
| 2019-12-20 | 2019-12-18 | 4 | BVF PARTNERS L P/IL | XOMA | Subscription Rights (right to buy) | D | 22.00 | -35,888 | 0 | |||||
| 2019-12-20 | 2019-12-18 | 4 | BVF PARTNERS L P/IL | XOMA | Subscription Rights (right to buy) | D | 22.00 | -190,899 | 0 | |||||
| 2019-12-20 | 2019-12-18 | 4 | BVF PARTNERS L P/IL | XOMA | Subscription Rights (right to buy) | D | 22.00 | -245,481 | 0 | |||||
| 2019-12-20 | 2019-12-18 | 4 | BVF PARTNERS L P/IL | XOMA | Common Stock, $0.0075 par value per share | D | 22.0000 | 35,888 | 790 | 159,537 | ||||
| 2019-12-20 | 2019-12-18 | 4 | BVF PARTNERS L P/IL | XOMA | Common Stock, $0.0075 par value per share | D | 22.0000 | 190,899 | 4,200 | 937,353 | ||||
| 2019-12-20 | 2019-12-18 | 4 | BVF PARTNERS L P/IL | XOMA | Common Stock, $0.0075 par value per share | D | 22.0000 | 245,481 | 5,401 | 940,442 | ||||
| 2019-11-08 | 2019-11-06 | 4 | Neal James R | XOMA | Stock Option (Right to Buy) | D | 5.50 | -4,348 | 56,000 | |||||
| 2019-11-08 | 2019-11-06 | 4 | Neal James R | XOMA | Common Stock | D | 22.0000 | -4,348 | -96 | 17,669 | ||||
| 2019-11-08 | 2019-11-06 | 4 | Neal James R | XOMA | Common Stock | D | 5.5000 | 4,348 | 24 | 22,017 | ||||
| 2019-09-20 | 2019-09-19 | 4 | BURNS THOMAS M. | XOMA | Stock Option (right to buy) | D | 4.03 | -4,171 | 42,000 | |||||
| 2019-09-20 | 2019-09-19 | 4 | BURNS THOMAS M. | XOMA | Common Stock | D | 21.8360 | -500 | -11 | 6,555 | ||||
| 2019-09-20 | 2019-09-19 | 4 | BURNS THOMAS M. | XOMA | Common Stock | D | 21.3505 | -3,671 | -78 | 7,055 | ||||
| 2019-09-20 | 2019-09-19 | 4 | BURNS THOMAS M. | XOMA | Common Stock | D | 4.0300 | 4,171 | 17 | 10,726 | ||||
| 2019-09-20 | 2019-09-18 | 4 | BURNS THOMAS M. | XOMA | Stock Option (right to buy) | D | 4.03 | -3,829 | 46,171 | |||||
| 2019-09-20 | 2019-09-18 | 4 | BURNS THOMAS M. | XOMA | Common Stock | D | 21.9616 | -3,829 | -84 | 6,555 | ||||
| 2019-09-20 | 2019-09-18 | 4 | BURNS THOMAS M. | XOMA | Common Stock | D | 4.0300 | 3,829 | 15 | 10,384 | ||||
| 2019-09-20 | 2019-09-20 | 4 | Neal James R | XOMA | Stock Option (right to buy) | D | 5.50 | -5,452 | 60,348 | |||||
| 2019-09-20 | 2019-09-20 | 4 | Neal James R | XOMA | Common Stock | D | 20.2257 | -5,452 | -110 | 17,669 | ||||
| 2019-09-20 | 2019-09-20 | 4 | Neal James R | XOMA | Common Stock | D | 5.5000 | 5,452 | 30 | 23,121 | ||||
| 2019-09-20 | 2019-09-19 | 4 | Neal James R | XOMA | Stock Option (right to buy) | D | 5.50 | -6,370 | 65,800 | |||||
| 2019-09-20 | 2019-09-19 | 4 | Neal James R | XOMA | Common Stock | D | 21.7317 | -2,642 | -57 | 17,669 | ||||
| 2019-09-20 | 2019-09-19 | 4 | Neal James R | XOMA | Common Stock | D | 20.6891 | -3,728 | -77 | 20,311 | ||||
| 2019-09-20 | 2019-09-19 | 4 | Neal James R | XOMA | Common Stock | D | 5.5000 | 6,370 | 35 | 24,039 | ||||
| 2019-09-20 | 2019-09-18 | 4 | Neal James R | XOMA | Stock Option (right to buy) | D | 5.50 | -3,830 | 72,170 | |||||
| 2019-09-20 | 2019-09-18 | 4 | Neal James R | XOMA | Common Stock | D | 21.9616 | -3,830 | -84 | 17,669 | ||||
| 2019-09-20 | 2019-09-18 | 4 | Neal James R | XOMA | Common Stock | D | 5.5000 | 3,830 | 21 | 21,499 | ||||
| 2019-05-20 | 2019-05-16 | 4 | PERRY MATTHEW D | XOMA | Non-Qualified Stock Option (right to buy) | D | 15.59 | 8,167 | 8,167 | |||||
| 2019-05-20 | 2019-05-16 | 4 | Kosacz Barbara | XOMA | Non-Qualified Share Option (right to buy) | D | 15.59 | 8,167 | 8,167 | |||||
| 2019-05-20 | 2019-05-16 | 4 | LIMBER JOSEPH M | XOMA | Non-Qualified Share Option (right to buy) | D | 15.59 | 8,167 | 8,167 | |||||
| 2019-05-20 | 2019-05-16 | 4 | VAN NESS W DENMAN | XOMA | Non-Qualified Share Option (right to buy) | D | 15.59 | 8,167 | 8,167 | |||||
| 2019-05-20 | 2019-05-16 | 4 | WYSZOMIERSKI JACK L | XOMA | Non-Qualified Share Option (right to buy) | D | 15.59 | 8,167 | 8,167 | |||||
| 2019-05-14 | 2019-05-14 | 4 | BVF PARTNERS L P/IL | XOMA | Common Stock, $0.0075 par value per share | D | 14.7412 | 13,816 | 204 | 746,454 | ||||
| 2019-05-14 | 2019-05-13 | 4 | BVF PARTNERS L P/IL | XOMA | Common Stock, $0.0075 par value per share | D | 14.3604 | 3,797 | 55 | 732,638 | ||||
| 2019-05-14 | 2019-05-10 | 4 | BVF PARTNERS L P/IL | XOMA | Common Stock, $0.0075 par value per share | D | 14.5667 | 10,300 | 150 | 728,841 | ||||
| 2019-05-14 | 2019-05-10 | 4 | VAN NESS W DENMAN By Trust | XOMA | Common Stock | I | 14.7081 | -130 | -2 | 0 | ||||
| 2019-02-15 | 2019-02-13 | 4 | Neal James R | XOMA | Non-Qualified Share Option (right to buy) | D | 14.33 | 60,000 | 60,000 | |||||
| 2019-02-15 | 2019-02-13 | 4 | BURNS THOMAS M. | XOMA | Non-Qualified Share Option (right to buy) | D | 14.33 | 23,000 | 23,000 | |||||
| 2019-02-15 | 2019-02-13 | 4 | DATTA DEEPSHIKHA | XOMA | Non-Qualified Share Option (right to buy) | D | 14.33 | 50,000 | 50,000 | |||||
| 2019-01-03 | 2019-01-01 | 4 | Kosacz Barbara | XOMA | Non-Qualified Share Option (right to buy) | D | 12.65 | 19,979 | 19,979 | |||||
| 2018-12-21 | 2018-12-20 | 4 | VAN NESS W DENMAN | XOMA | Subscription Rights (right to buy) | D | 13.00 | -800 | 0 | |||||
| 2018-12-21 | 2018-12-20 | 4 | VAN NESS W DENMAN | XOMA | Common Shares | D | 13.0000 | 800 | 10 | 9,944 | ||||
| 2018-12-21 | 2018-12-20 | 4 | Neal James R | XOMA | Subscription Rights (right to buy) | D | 13.00 | -678 | 0 | |||||
| 2018-12-21 | 2018-12-20 | 4 | Neal James R | XOMA | Common Shares | D | 13.0000 | 678 | 9 | 21,011 | ||||
| 2018-12-19 | 2018-12-18 | 4 | BVF PARTNERS L P/IL | XOMA | Series Y Convertible Preferred Stock | D | 13,000.0000 | 372 | 4,836 | 597 | ||||
| 2018-12-19 | 2018-12-18 | 4 | BVF PARTNERS L P/IL | XOMA | Series Y Convertible Preferred Stock | D | 13,000.0000 | 311 | 4,038 | 656 | ||||
| 2018-12-19 | 2018-12-17 | 4 | BVF PARTNERS L P/IL | XOMA | Common Stock, $0.0075 par value per share | D | 14.1917 | 25,000 | 355 | 718,541 | ||||
| 2018-12-19 | 2018-12-14 | 4 | BVF PARTNERS L P/IL | XOMA | Series Y Convertible Preferred Stock | D | 13,000.0000 | 225 | 2,923 | 225 | ||||
| 2018-12-19 | 2018-12-14 | 4 | BVF PARTNERS L P/IL | XOMA | Subscription Rights | D | 13,000.00 | -225 | 0 | |||||
| 2018-12-19 | 2018-12-14 | 4 | BVF PARTNERS L P/IL | XOMA | Series Y Convertible Preferred Stock | D | 13,000.0000 | 345 | 4,489 | 345 | ||||
| 2018-12-19 | 2018-12-14 | 4 | BVF PARTNERS L P/IL | XOMA | Subscription Rights | D | 13,000.00 | -345 | 0 | |||||
| 2018-12-13 | 2018-12-13 | 4 | BVF PARTNERS L P/IL | XOMA | Common Stock, $0.0075 par value per share | D | 14.4116 | 24,253 | 350 | 693,541 | ||||
| 2018-12-13 | 2018-12-12 | 4 | BVF PARTNERS L P/IL | XOMA | Common Stock, $0.0075 par value per share | D | 14.7500 | 2,810 | 41 | 669,288 | ||||
| 2018-12-13 | 2018-12-11 | 4 | BVF PARTNERS L P/IL | XOMA | Common Stock, $0.0075 par value per share | D | 14.4968 | 9,400 | 136 | 666,478 | ||||
| 2018-12-10 | 2018-12-10 | 4 | BVF PARTNERS L P/IL | XOMA | Common Stock, $0.0075 par value per share | D | 14.5441 | 18,081 | 263 | 657,078 | ||||
| 2018-12-10 | 2018-12-07 | 4 | BVF PARTNERS L P/IL | XOMA | Common Stock, $0.0075 par value per share | D | 14.7674 | 32,015 | 473 | 638,997 | ||||
| 2018-12-10 | 2018-12-06 | 4 | BVF PARTNERS L P/IL | XOMA | Common Stock, $0.0075 par value per share | D | 14.7980 | 10,927 | 162 | 606,982 | ||||
| 2018-12-04 | 2018-12-04 | 4 | BVF PARTNERS L P/IL | XOMA | Common Stock, $0.0075 par value per share | D | 14.9880 | 4,171 | 63 | 596,055 | ||||
| 2018-12-04 | 2018-12-03 | 4 | BVF PARTNERS L P/IL | XOMA | Common Stock, $0.0075 par value per share | D | 14.9000 | 806 | 12 | 591,884 | ||||
| 2018-12-04 | 2018-11-30 | 4 | BVF PARTNERS L P/IL | XOMA | Common Stock, $0.0075 par value per share | D | 14.8486 | 4,823 | 72 | 591,078 | ||||
| 2018-11-29 | 2018-11-29 | 4 | BVF PARTNERS L P/IL | XOMA | Common Stock, $0.0075 par value per share | D | 14.9304 | 10,016 | 150 | 586,255 | ||||
| 2018-11-29 | 2018-11-28 | 4 | BVF PARTNERS L P/IL | XOMA | Common Stock, $0.0075 par value per share | D | 15.1136 | 8,288 | 125 | 576,239 | ||||
| 2018-11-29 | 2018-11-27 | 4 | BVF PARTNERS L P/IL | XOMA | Common Stock, $0.0075 par value per share | D | 15.2404 | 11,396 | 174 | 567,951 | ||||
| 2018-11-21 | 2018-11-21 | 4 | BVF PARTNERS L P/IL | XOMA | Common Stock, $0.0075 par value per share | D | 14.9957 | 25,000 | 375 | 556,555 | ||||
| 2018-11-21 | 2018-11-20 | 4 | BVF PARTNERS L P/IL | XOMA | Common Stock, $0.0075 par value per share | D | 13.6786 | 37,482 | 513 | 531,555 | ||||
| 2018-11-21 | 2018-11-19 | 4 | BVF PARTNERS L P/IL | XOMA | Common Stock, $0.0075 par value per share | D | 13.9253 | 9,771 | 136 | 494,073 | ||||
| 2018-11-19 | 2018-11-16 | 4 | BVF PARTNERS L P/IL | XOMA | Common Stock, $0.0075 par value per share | D | 13.8249 | 10,849 | 150 | 484,302 | ||||
| 2018-11-19 | 2018-11-15 | 4 | BVF PARTNERS L P/IL | XOMA | Common Stock, $0.0075 par value per share | D | 13.3088 | 21,141 | 281 | 473,453 | ||||
| 2018-11-16 | 2018-11-15 | 4 | VAN NESS W DENMAN | XOMA | Non-Qualified Share Option (right to buy) | D | 11.20 | -3,026 | 0 | |||||
| 2018-11-16 | 2018-11-15 | 4 | VAN NESS W DENMAN | XOMA | Non-Qualified Share Option (right to buy) | D | 4.03 | -4,667 | 3,333 | |||||
| 2018-11-16 | 2018-11-15 | 4 | VAN NESS W DENMAN | XOMA | Common Shares | D | 12.6700 | -5,528 | -70 | 9,144 | ||||
| 2018-11-16 | 2018-11-15 | 4 | VAN NESS W DENMAN | XOMA | Common Shares | D | 11.2000 | 3,026 | 34 | 14,672 | ||||
| 2018-11-16 | 2018-11-15 | 4 | VAN NESS W DENMAN | XOMA | Common Shares | D | 4.0300 | 4,667 | 19 | 11,646 | ||||
| 2018-11-15 | 2018-11-13 | 4 | Neal James R | XOMA | Common Shares | D | 13.2641 | 4,000 | 53 | 20,333 | ||||
| 2018-07-23 | 2018-07-19 | 4 | DATTA DEEPSHIKHA | XOMA | Non-Qualified Share Option (right to buy) | D | 25.05 | 24,000 | 24,000 | |||||
| 2018-05-21 | 2018-05-17 | 4 | WYSZOMIERSKI JACK L | XOMA | Non-Qualified Share Option (right to buy) | D | 25.16 | 5,052 | 5,052 | |||||
| 2018-05-21 | 2018-05-17 | 4 | VAN NESS W DENMAN | XOMA | Non-Qualified Share Option (right to buy) | D | 25.16 | 5,052 | 5,052 | |||||
| 2018-05-21 | 2018-05-17 | 4 | LIMBER JOSEPH M | XOMA | Non-Qualified Share Option (right to buy) | D | 25.16 | 5,052 | 5,052 | |||||
| 2018-05-21 | 2018-05-17 | 4 | PERRY MATTHEW D | XOMA | Non-Qualified Stock Option (right to buy) | D | 25.16 | 5,052 | 5,052 | |||||
| 2018-04-27 | 2018-04-27 | 4 | Neal James R | XOMA | Non-Qualified Share Option (right to buy) | D | 5.50 | -15,655 | 76,000 | |||||
| 2018-04-27 | 2018-04-27 | 4 | Neal James R | XOMA | Common Shares | D | 24.4162 | -15,655 | -382 | 16,333 | ||||
| 2018-04-27 | 2018-04-27 | 4 | Neal James R | XOMA | Common Shares | D | 5.5000 | 15,655 | 86 | 31,988 | ||||
| 2018-04-27 | 2018-04-26 | 4 | Neal James R | XOMA | Non-Qualified Share Option (right to buy) | D | 5.50 | -8,345 | 91,655 | |||||
| 2018-04-27 | 2018-04-26 | 4 | Neal James R | XOMA | Common Shares | D | 24.6914 | -8,345 | -206 | 16,333 | ||||
| 2018-04-27 | 2018-04-26 | 4 | Neal James R | XOMA | Common Shares | D | 5.5000 | 8,345 | 46 | 24,678 | ||||
| 2018-04-27 | 2018-04-27 | 4 | BURNS THOMAS M. | XOMA | Non-Qualified Share Option (right to buy) | D | 5.50 | -2,655 | 24,000 | |||||
| 2018-04-27 | 2018-04-27 | 4 | BURNS THOMAS M. | XOMA | Common Shares | D | 24.7673 | -2,655 | -66 | 6,555 | ||||
| 2018-04-27 | 2018-04-27 | 4 | BURNS THOMAS M. | XOMA | Common Shares | D | 5.5000 | 2,655 | 15 | 9,210 | ||||
| 2018-04-27 | 2018-04-26 | 4 | BURNS THOMAS M. | XOMA | Non-Qualified Share Option (right to buy) | D | 5.50 | -8,345 | 26,655 | |||||
| 2018-04-27 | 2018-04-26 | 4 | BURNS THOMAS M. | XOMA | Common Shares | D | 24.6914 | -8,345 | -206 | 6,555 | ||||
| 2018-04-27 | 2018-04-26 | 4 | BURNS THOMAS M. | XOMA | Common Shares | D | 5.5000 | 8,345 | 46 | 14,900 | ||||
| 2018-03-29 | 2018-03-27 | 4 | DATTA DEEPSHIKHA | XOMA | Non-Qualified Share Option (right to buy) | D | 33.41 | 80,000 | 80,000 | |||||
| 2018-02-28 | 2017-09-15 | 4 | VAN NESS W DENMAN | XOMA | Non-Qualified Share Option (right to buy) | D | 19.40 | 2,366 | 2,366 | |||||
| 2018-02-28 | 2017-09-15 | 4 | WYSZOMIERSKI JACK L | XOMA | Non-Qualified Share Option (right to buy) | D | 19.40 | 2,366 | 2,366 | |||||
| 2018-02-28 | 2017-09-15 | 4 | LIMBER JOSEPH M | XOMA | Non-Qualified Share Option (right to buy) | D | 19.40 | 2,366 | 2,366 | |||||
| 2018-02-16 | 2018-02-14 | 4 | BURNS THOMAS M. | XOMA | Non-Qualified Share Option (right to buy) | D | 27.41 | 25,000 | 25,000 | |||||
| 2018-02-16 | 2018-02-14 | 4 | Neal James R | XOMA | Non-Qualified Share Option (right to buy) | D | 27.41 | 30,000 | 30,000 | |||||
| 2017-11-15 | 2017-11-15 | 4 | BURNS THOMAS M. | XOMA | Non-Qualified Share Option (right to buy) | D | 4.03 | -8,392 | 77,778 | |||||
| 2017-11-15 | 2017-11-15 | 4 | BURNS THOMAS M. | XOMA | Common Shares | D | 27.4350 | -200 | -5 | 6,555 | ||||
| 2017-11-15 | 2017-11-15 | 4 | BURNS THOMAS M. | XOMA | Common Shares | D | 27.0375 | -8,192 | -221 | 6,755 | ||||
| 2017-11-15 | 2017-11-15 | 4 | BURNS THOMAS M. | XOMA | Common Shares | D | 4.0300 | 8,392 | 34 | 14,947 | ||||
| 2017-11-15 | 2017-11-14 | 4 | BURNS THOMAS M. | XOMA | Non-Qualified Share Option (right to buy) | D | 4.03 | -6,847 | 86,170 | |||||
| 2017-11-15 | 2017-11-14 | 4 | BURNS THOMAS M. | XOMA | Common Shares | D | 30.4860 | -250 | -8 | 6,555 | ||||
| 2017-11-15 | 2017-11-14 | 4 | BURNS THOMAS M. | XOMA | Common Shares | D | 29.6133 | -600 | -18 | 6,805 | ||||
| 2017-11-15 | 2017-11-14 | 4 | BURNS THOMAS M. | XOMA | Common Shares | D | 28.9787 | -3,180 | -92 | 7,405 | ||||
| 2017-11-15 | 2017-11-14 | 4 | BURNS THOMAS M. | XOMA | Common Shares | D | 27.1607 | -2,817 | -77 | 10,585 | ||||
| 2017-11-15 | 2017-11-14 | 4 | BURNS THOMAS M. | XOMA | Common Shares | D | 4.0300 | 6,847 | 28 | 13,402 | ||||
| 2017-11-15 | 2017-11-13 | 4 | BURNS THOMAS M. | XOMA | Non-Qualified Share Option (right to buy) | D | 4.03 | -6,983 | 93,017 | |||||
| 2017-11-15 | 2017-11-13 | 4 | BURNS THOMAS M. | XOMA | Common Shares | D | 31.7654 | -486 | -15 | 6,555 | ||||
| 2017-11-15 | 2017-11-13 | 4 | BURNS THOMAS M. | XOMA | Common Shares | D | 30.9344 | -6,497 | -201 | 7,041 | ||||
| 2017-11-15 | 2017-11-13 | 4 | BURNS THOMAS M. | XOMA | Common Shares | D | 4.0300 | 6,983 | 28 | 13,538 | ||||
| 2017-11-15 | 2017-11-15 | 4 | Neal James R | XOMA | Non-Qualified Share Option (right to buy) | D | 4.03 | -26,145 | 266,204 | |||||
| 2017-11-15 | 2017-11-15 | 4 | Neal James R | XOMA | Common Shares | D | 27.4390 | -2,200 | -60 | 16,333 | ||||
| 2017-11-15 | 2017-11-15 | 4 | Neal James R | XOMA | Common Shares | D | 26.9952 | -23,945 | -646 | 18,533 | ||||
| 2017-11-15 | 2017-11-15 | 4 | Neal James R | XOMA | Common Shares | D | 4.0300 | 26,145 | 105 | 42,478 | ||||
| 2017-11-15 | 2017-11-14 | 4 | Neal James R | XOMA | Non-Qualified Share Option (right to buy) | D | 4.03 | -8,583 | 292,349 | |||||
| 2017-11-15 | 2017-11-14 | 4 | Neal James R | XOMA | Common Shares | D | 30.4500 | -600 | -18 | 16,333 | ||||
| 2017-11-15 | 2017-11-14 | 4 | Neal James R | XOMA | Common Shares | D | 29.4189 | -900 | -26 | 16,933 | ||||
| 2017-11-15 | 2017-11-14 | 4 | Neal James R | XOMA | Common Shares | D | 29.0494 | -3,564 | -104 | 17,833 | ||||
| 2017-11-15 | 2017-11-14 | 4 | Neal James R | XOMA | Common Shares | D | 27.1293 | -3,519 | -95 | 21,397 | ||||
| 2017-11-15 | 2017-11-14 | 4 | Neal James R | XOMA | Common Shares | D | 4.0300 | 8,583 | 35 | 24,916 | ||||
| 2017-11-15 | 2017-11-13 | 4 | Neal James R | XOMA | Non-Qualified Share Option (right to buy) | D | 4.03 | -11,568 | 300,932 | |||||
| 2017-11-15 | 2017-11-13 | 4 | Neal James R | XOMA | Common Shares | D | 31.7655 | -484 | -15 | 16,333 | ||||
| 2017-11-15 | 2017-11-13 | 4 | Neal James R | XOMA | Common Shares | D | 30.7921 | -11,084 | -341 | 16,817 | ||||
| 2017-11-15 | 2017-11-13 | 4 | Neal James R | XOMA | Common Shares | D | 4.0300 | 11,568 | 47 | 27,901 | ||||
| 2017-05-22 | 2017-02-10 | 4 | WYSZOMIERSKI JACK L | XOMA | Non-Qualified Share Option (right to buy) | D | 4.03 | 8,000 | 8,000 | |||||
| 2017-05-22 | 2017-02-10 | 4 | Varian John | XOMA | Non-Qualified Share Option (right to buy) | D | 4.03 | 8,000 | 8,000 | |||||
| 2017-05-22 | 2017-02-10 | 4 | Walbert Timothy P | XOMA | Non-Qualified Share Option (right to buy) | D | 4.03 | 8,000 | 8,000 | |||||
| 2017-05-22 | 2017-02-10 | 4 | VAN NESS W DENMAN | XOMA | Non-Qualified Share Option (right to buy) | D | 4.03 | 8,000 | 8,000 | |||||
| 2017-05-22 | 2017-02-10 | 4 | HUTT PETER BARTON | XOMA | Non-Qualified Share Option (right to buy) | D | 4.03 | 8,000 | 8,000 | |||||
| 2017-05-22 | 2017-02-10 | 4 | LIMBER JOSEPH M | XOMA | Non-Qualified Share Option (right to buy) | D | 4.03 | 8,000 | 8,000 | |||||
| 2017-05-22 | 2017-02-10 | 4 | BURNS THOMAS M. | XOMA | Non-Qualified Share Option (right to buy) | D | 4.03 | 100,000 | 100,000 | |||||
| 2017-05-22 | 2017-02-10 | 4 | Neal James R | XOMA | Non-Qualified Share Option (right to buy) | D | 4.03 | 312,500 | 312,500 | |||||
| 2017-05-18 | 2017-05-16 | 4 | Varian John | XOMA | Common Shares | D | 6.2448 | -39,540 | -247 | 2,344 | ||||
| 2017-03-23 | 2017-03-21 | 4 | Neal James R | XOMA | Common Shares | D | 5.4004 | -5,105 | -28 | 15,366 | ||||
| 2017-03-23 | 2017-03-21 | 4 | BURNS THOMAS M. | XOMA | Common Shares | D | 5.4003 | -2,598 | -14 | 6,555 | ||||
| 2017-03-07 | 2017-03-02 | 4 | PERRY MATTHEW D | XOMA | Non-Qualified Stock Option (right to buy) | D | 4.67 | 15,222 | 15,222 | |||||
| 2017-03-07 | 2017-03-02 | 4 | PERRY MATTHEW D | XOMA | Common Stock, $0.0075 par value per share | D | 11,799 | 11,799 | ||||||
| 2017-02-21 | 3 | PERRY MATTHEW D | XOMA | Common Stock, $0.0075 par value per share | D | 0 | ||||||||
| 2017-02-21 | 3 | LAMPERT MARK N | XOMA | Common Stock, $0.0075 par value per share | D | 2,197,761 | ||||||||
| 2017-02-21 | 3 | LAMPERT MARK N | XOMA | Common Stock, $0.0075 par value per share | D | 2,197,761 | ||||||||
| 2017-02-21 | 3 | LAMPERT MARK N | XOMA | Common Stock, $0.0075 par value per share | D | 1,955,112 | ||||||||
| 2017-02-21 | 3 | LAMPERT MARK N | XOMA | Common Stock, $0.0075 par value per share | D | 1,626,449 | ||||||||
| 2017-02-21 | 3 | LAMPERT MARK N | XOMA | Common Stock, $0.0075 par value per share | I | 1,734,678 | ||||||||
| 2017-02-21 | 3 | LAMPERT MARK N | XOMA | Common Stock, $0.0075 par value per share | I | 1,734,678 | ||||||||
| 2017-02-21 | 3 | LAMPERT MARK N | XOMA | Common Stock, $0.0075 par value per share | D | 1,626,449 | ||||||||
| 2017-02-21 | 3 | LAMPERT MARK N | XOMA | Common Stock, $0.0075 par value per share | D | 1,955,112 | ||||||||
| 2017-02-21 | 3 | LAMPERT MARK N | XOMA | Common Stock, $0.0075 par value per share | D | 2,197,761 | ||||||||
| 2017-02-21 | 3 | LAMPERT MARK N | XOMA | Common Stock, $0.0075 par value per share | I | 1,734,678 | ||||||||
| 2017-02-21 | 3 | LAMPERT MARK N | XOMA | Common Stock, $0.0075 par value per share | D | 1,626,449 | ||||||||
| 2017-02-21 | 3 | LAMPERT MARK N | XOMA | Common Stock, $0.0075 par value per share | D | 1,955,112 | ||||||||
| 2017-02-21 | 3 | LAMPERT MARK N | XOMA | Common Stock, $0.0075 par value per share | D | 2,197,761 | ||||||||
| 2017-02-21 | 3 | LAMPERT MARK N | XOMA | Common Stock, $0.0075 par value per share | I | 1,734,678 | ||||||||
| 2017-02-21 | 3 | LAMPERT MARK N | XOMA | Common Stock, $0.0075 par value per share | D | 1,626,449 | ||||||||
| 2017-02-21 | 3 | LAMPERT MARK N | XOMA | Common Stock, $0.0075 par value per share | D | 1,955,112 | ||||||||
| 2017-02-21 | 3 | LAMPERT MARK N | XOMA | Common Stock, $0.0075 par value per share | D | 2,197,761 | ||||||||
| 2017-02-21 | 3 | LAMPERT MARK N | XOMA | Common Stock, $0.0075 par value per share | I | 1,734,678 | ||||||||
| 2017-02-21 | 3 | LAMPERT MARK N | XOMA | Common Stock, $0.0075 par value per share | D | 1,626,449 | ||||||||
| 2017-02-21 | 3 | LAMPERT MARK N | XOMA | Common Stock, $0.0075 par value per share | D | 1,955,112 | ||||||||
| 2017-02-21 | 3 | LAMPERT MARK N | XOMA | Common Stock, $0.0075 par value per share | D | 2,197,761 | ||||||||
| 2017-02-21 | 3 | LAMPERT MARK N | XOMA | Common Stock, $0.0075 par value per share | I | 1,734,678 | ||||||||
| 2017-02-21 | 3 | LAMPERT MARK N | XOMA | Common Stock, $0.0075 par value per share | D | 1,626,449 | ||||||||
| 2017-02-21 | 3 | LAMPERT MARK N | XOMA | Common Stock, $0.0075 par value per share | D | 1,955,112 | ||||||||
| 2017-02-21 | 3 | LAMPERT MARK N | XOMA | Common Stock, $0.0075 par value per share | D | 2,197,761 | ||||||||
| 2017-02-21 | 3 | LAMPERT MARK N | XOMA | Common Stock, $0.0075 par value per share | I | 1,734,678 | ||||||||
| 2017-02-21 | 3 | LAMPERT MARK N | XOMA | Common Stock, $0.0075 par value per share | D | 1,626,449 | ||||||||
| 2017-02-21 | 3 | LAMPERT MARK N | XOMA | Common Stock, $0.0075 par value per share | D | 1,955,112 | ||||||||
| 2017-02-21 | 3 | LAMPERT MARK N | XOMA | Common Stock, $0.0075 par value per share | D | 2,197,761 | ||||||||
| 2017-02-21 | 3 | LAMPERT MARK N | XOMA | Common Stock, $0.0075 par value per share | I | 1,734,678 | ||||||||
| 2017-02-21 | 3 | LAMPERT MARK N | XOMA | Common Stock, $0.0075 par value per share | D | 1,626,449 | ||||||||
| 2017-02-21 | 3 | LAMPERT MARK N | XOMA | Common Stock, $0.0075 par value per share | D | 1,955,112 | ||||||||
| 2017-02-01 | 2017-02-01 | 4 | Neal James R | XOMA | Common Shares | D | 4.5000 | -95 | -0 | 20,471 | ||||
| 2017-02-01 | 2017-02-01 | 4 | Neal James R | XOMA | Common Shares | D | 4.5300 | -100 | -0 | 20,566 | ||||
| 2017-01-10 | 2017-01-09 | 4 | Neal James R | XOMA | Common Shares | D | 5.1500 | -125 | -1 | 20,666 | ||||
| 2016-12-23 | 2016-12-22 | 4 | Neal James R | XOMA | Non-Qualified Share Option (right to buy) | D | 5.50 | 100,000 | 100,000 | |||||
| 2016-12-23 | 2016-12-22 | 4 | BURNS THOMAS M. | XOMA | Non-Qualified Share Option (right to buy) | D | 5.50 | 35,000 | 35,000 | |||||
| 2016-12-23 | 2016-12-21 | 4 | SCANNON PATRICK J MD PHD | XOMA | Common Shares | D | 5.7500 | -3,230 | -19 | 8,217 | ||||
| 2016-12-23 | 2016-12-21 | 4 | Varian John | XOMA | Common Shares | D | 5.7500 | -13,549 | -78 | 41,884 | ||||
| 2016-11-03 | 2016-11-01 | 4 | Neal James R | XOMA | Common Shares | D | 5.2500 | -150 | -1 | 20,541 | ||||
| 2016-10-11 | 2016-10-07 | 4 | Neal James R | XOMA | Common Shares | D | 0.4478 | -2,500 | -1 | 413,839 | ||||
| 2016-08-02 | 2016-07-21 | 4 | HUTT PETER BARTON | XOMA | Non-Qualified Share Option (right to buy) | D | 0.56 | 121,064 | 121,064 | |||||
| 2016-08-02 | 2016-07-21 | 4 | LIMBER JOSEPH M | XOMA | Non-Qualified Share Option (right to buy) | D | 0.56 | 60,532 | 60,532 | |||||
| 2016-08-02 | 2016-07-21 | 4 | LIMBER JOSEPH M | XOMA | Common Shares | D | 48,246 | 124,219 | ||||||
| 2016-08-02 | 2016-07-21 | 4 | VAN NESS W DENMAN | XOMA | Non-Qualified Share Option (right to buy) | D | 0.56 | 60,532 | 60,532 | |||||
| 2016-08-02 | 2016-07-21 | 4 | VAN NESS W DENMAN | XOMA | Common Shares | D | 48,246 | 139,596 | ||||||
| 2016-08-02 | 2016-07-21 | 4 | VAN NESS W DENMAN | XOMA | Non-Qualified Share Option (right to buy) | D | 0.56 | 60,532 | 60,532 | |||||
| 2016-08-02 | 2016-07-21 | 4 | VAN NESS W DENMAN | XOMA | Common Shares | D | 48,246 | 139,596 | ||||||
| 2016-08-02 | 2016-07-21 | 4 | WYSZOMIERSKI JACK L | XOMA | Non-Qualified Share Option (right to buy) | D | 0.56 | 60,532 | 60,532 | |||||
| 2016-08-02 | 2016-07-21 | 4 | WYSZOMIERSKI JACK L | XOMA | Common Shares | D | 48,246 | 129,314 | ||||||
| 2016-08-02 | 2016-07-21 | 4 | Walbert Timothy P | XOMA | Non-Qualified Share Option (right to buy) | D | 0.56 | 60,532 | 60,532 | |||||
| 2016-08-02 | 2016-07-21 | 4 | Walbert Timothy P | XOMA | Common Shares | D | 48,246 | 129,314 | ||||||
| 2016-05-31 | 2016-05-28 | 4 | LIMBER JOSEPH M | XOMA | Restricted Stock Units | D | 0.00 | -2,800 | 0 | |||||
| 2016-05-31 | 2016-05-28 | 4 | LIMBER JOSEPH M | XOMA | Common Shares | D | 2,800 | 75,973 | ||||||
| 2016-05-31 | 2016-05-28 | 4 | VAN NESS W DENMAN | XOMA | Restricted Stock Units | D | 0.00 | -3,150 | 0 | |||||
| 2016-05-31 | 2016-05-28 | 4 | VAN NESS W DENMAN | XOMA | Common Shares | D | 3,150 | 91,350 | ||||||
| 2016-05-31 | 2016-05-28 | 4 | Walbert Timothy P | XOMA | Restricted Stock Units | D | 0.00 | -2,800 | 0 | |||||
| 2016-05-31 | 2016-05-28 | 4 | Walbert Timothy P | XOMA | Common Shares | D | 2,800 | 81,068 | ||||||
| 2016-05-31 | 2016-05-28 | 4 | WYSZOMIERSKI JACK L | XOMA | Restricted Stock Units | D | 0.00 | -2,800 | 0 | |||||
| 2016-05-31 | 2016-05-28 | 4 | WYSZOMIERSKI JACK L | XOMA | Common Shares | D | 2,800 | 81,068 | ||||||
| 2016-03-22 | 2016-03-22 | 4 | Varian John | XOMA | Common Shares | D | 0.7847 | -81,022 | -64 | 1,108,673 | ||||
| 2016-03-22 | 2016-03-18 | 4 | Varian John | XOMA | Restricted Stock Units | D | 0.00 | -36,907 | 0 | |||||
| 2016-03-22 | 2016-03-18 | 4 | Varian John | XOMA | Common Shares | D | 36,907 | 1,189,695 | ||||||
| 2016-03-22 | 2016-03-22 | 4 | SCANNON PATRICK J MD PHD | XOMA | Common Shares | D | 0.7847 | -14,785 | -12 | 228,942 | ||||
| 2016-03-22 | 2016-03-18 | 4 | SCANNON PATRICK J MD PHD | XOMA | Restricted Stock Units | D | 0.00 | -9,500 | 0 | |||||
| 2016-03-22 | 2016-03-18 | 4 | SCANNON PATRICK J MD PHD | XOMA | Common Shares | D | 9,500 | 243,727 | ||||||
| 2016-03-22 | 2016-03-22 | 4 | RUBIN PAUL D | XOMA | Common Shares | D | 0.7847 | -24,194 | -19 | 326,601 | ||||
| 2016-03-22 | 2016-03-18 | 4 | RUBIN PAUL D | XOMA | Restricted Stock Units | D | 0.00 | -12,141 | 0 | |||||
| 2016-03-22 | 2016-03-18 | 4 | RUBIN PAUL D | XOMA | Common Shares | D | 12,141 | 350,795 | ||||||
| 2016-03-22 | 2016-03-22 | 4 | Neal James R | XOMA | Common Shares | D | 0.7847 | -19,813 | -16 | 411,339 | ||||
| 2016-03-22 | 2016-03-22 | 4 | BURNS THOMAS M. | XOMA | Common Shares | D | 0.7847 | -19,249 | -15 | 183,071 | ||||
| 2016-02-29 | 2016-02-25 | 4 | BURNS THOMAS M. | XOMA | Common Shares | D | 108,560 | 202,320 | ||||||
| 2016-02-29 | 2016-02-25 | 4 | SCANNON PATRICK J MD PHD | XOMA | Common Shares | D | 140,000 | 234,227 | ||||||
| 2016-02-29 | 2016-02-25 | 4 | RUBIN PAUL D | XOMA | Common Shares | D | 198,330 | 338,654 | ||||||
| 2016-02-29 | 2016-02-25 | 4 | Neal James R | XOMA | Common Shares | D | 248,954 | 431,152 | ||||||
| 2016-02-29 | 2016-02-25 | 4 | Varian John | XOMA | Common Shares | D | 541,600 | 1,152,788 | ||||||
| 2016-02-16 | 2015-12-31 | 5 | SCANNON PATRICK J MD PHD by 401(k) | XOMA | Common Shares | I | 1.3760 | 8,721 | 12 | 33,801 | ||||
| 2016-02-16 | 2015-12-31 | 5 | RUBIN PAUL D by 401(k) | XOMA | Common Shares | I | 1.3760 | 6,541 | 9 | 13,422 | ||||
| 2016-02-16 | 2015-06-30 | 5 | RUBIN PAUL D | XOMA | Common Shares | D | 3.6860 | 575 | 2 | 124,377 | ||||
| 2016-02-16 | 2015-03-31 | 5 | RUBIN PAUL D | XOMA | Common Shares | D | 3.4580 | 1,457 | 5 | 120,924 | ||||
| 2016-02-16 | 2015-12-31 | 5 | Varian John by 401(k) | XOMA | Common Shares | I | 1.3760 | 8,721 | 12 | 27,259 | ||||
| 2016-02-16 | 2015-12-31 | 5 | Neal James R by 401(k) | XOMA | Common Shares | I | 1.3760 | 8,721 | 12 | 13,192 | ||||
| 2016-02-16 | 2015-11-30 | 5 | Neal James R | XOMA | Common Shares | D | 1.1305 | 4,318 | 5 | 182,198 | ||||
| 2016-02-16 | 2015-06-30 | 5 | Neal James R | XOMA | Common Shares | D | 3.6860 | 703 | 3 | 186,947 | ||||
| 2016-02-16 | 2015-03-31 | 5 | Neal James R | XOMA | Common Shares | D | 3.4580 | 1,775 | 6 | 186,244 | ||||
| 2016-02-16 | 2015-12-31 | 5 | BURNS THOMAS M. by 401(k) | XOMA | Common Shares | I | 1.3760 | 6,541 | 9 | 13,488 | ||||
| 2016-02-03 | 2016-02-01 | 4 | SCANNON PATRICK J MD PHD | XOMA | Common Shares | D | 1.0100 | -8,000 | -8 | 94,227 | ||||
| 2015-12-30 | 2015-12-28 | 4 | SCANNON PATRICK J MD PHD | XOMA | Common Shares | D | 1.3671 | -8,000 | -11 | 102,227 | ||||
| 2015-12-15 | 2015-12-12 | 4 | LIMBER JOSEPH M | XOMA | Restricted Stock Units | D | 0.00 | -5,600 | 0 | |||||
| 2015-12-15 | 2015-12-12 | 4 | LIMBER JOSEPH M | XOMA | Common Shares | D | 5,600 | 73,173 | ||||||
| 2015-11-25 | 2015-11-23 | 4 | SCANNON PATRICK J MD PHD | XOMA | Common Shares | D | 1.3500 | -8,000 | -11 | 110,227 | ||||
| 2015-10-28 | 2015-10-26 | 4 | SCANNON PATRICK J MD PHD | XOMA | Common Shares | D | 1.0447 | -8,000 | -8 | 118,227 | ||||
| 2015-08-18 | 2015-08-14 | 4 | Neal James R | XOMA | Common Shares | D | 0.8335 | -9,067 | -8 | 175,402 | ||||
| 2015-08-18 | 2015-08-14 | 4 | Varian John | XOMA | Restricted Stock Units | D | 0.00 | -94,573 | 195,239 | |||||
| 2015-08-18 | 2015-08-14 | 4 | Varian John | XOMA | Common Shares | D | 94,573 | 611,188 | ||||||
| 2015-08-18 | 2015-08-14 | 4 | Varian John | XOMA | Common Shares | D | 0.8335 | -35,799 | -30 | 516,615 | ||||
| 2015-08-18 | 2015-08-14 | 4 | SCANNON PATRICK J MD PHD | XOMA | Restricted Stock Units | D | 0.00 | -16,264 | 38,917 | |||||
| 2015-08-18 | 2015-08-14 | 4 | SCANNON PATRICK J MD PHD | XOMA | Common Shares | D | 16,264 | 126,227 | ||||||
| 2015-08-18 | 2015-08-14 | 4 | SCANNON PATRICK J MD PHD | XOMA | Common Shares | D | 0.8335 | -6,157 | -5 | 109,963 | ||||
| 2015-08-18 | 2015-08-14 | 4 | RUBIN PAUL D | XOMA | Restricted Stock Units | D | 0.00 | -26,748 | 0 | |||||
| 2015-08-18 | 2015-08-14 | 4 | RUBIN PAUL D | XOMA | Common Shares | D | 0.8335 | -10,801 | -9 | 138,292 | ||||
| 2015-08-18 | 2015-08-14 | 4 | RUBIN PAUL D | XOMA | Common Shares | D | 26,748 | 149,093 | ||||||
| 2015-07-23 | 2015-07-22 | 4 | BAKER BROS. ADVISORS LP | XOMA | Common Stock | I | 1.0925 | -229,436 | -251 | 90,538 | ||||
| 2015-07-23 | 2015-07-22 | 4 | BAKER BROS. ADVISORS LP | XOMA | Common Stock | I | 1.0925 | -9,411,311 | -10,282 | 3,153,539 | ||||
| 2015-07-23 | 2015-07-22 | 4 | BAKER BROS. ADVISORS LP | XOMA | Common Stock | I | 1.0925 | -1,359,253 | -1,485 | 467,436 | ||||
| 2015-07-17 | 2015-07-15 | 4 | Varian John | XOMA | Incentive Share Option (right to buy) | D | 1.24 | 1.2400 | -10,000 | -12 | 70,392 | |||
| 2015-07-17 | 2015-07-15 | 4 | Varian John | XOMA | Common Shares | D | 4.4869 | -10,000 | -45 | 552,414 | ||||
| 2015-07-17 | 2015-07-15 | 4 | Varian John | XOMA | Common Shares | D | 1.2400 | 10,000 | 12 | 562,414 | ||||
| 2015-07-17 | 2015-07-15 | 4 | RUBIN PAUL D | XOMA | Incentive Share Option (right to buy) | D | 3.04 | 3.0400 | -5,000 | -15 | 27,040 | |||
| 2015-07-17 | 2015-07-15 | 4 | RUBIN PAUL D | XOMA | Common Shares | D | 4.5984 | -5,000 | -23 | 122,345 | ||||
| 2015-07-17 | 2015-07-15 | 4 | RUBIN PAUL D | XOMA | Common Shares | D | 3.0400 | 5,000 | 15 | 127,345 | ||||
| 2015-07-10 | 2015-07-10 | 4 | RUBIN PAUL D | XOMA | Incentive Share Option (right to buy) | D | 3.04 | 3.0400 | -29,000 | -88 | 32,040 | |||
| 2015-07-10 | 2015-07-10 | 4 | RUBIN PAUL D | XOMA | Common Shares | D | 4.5512 | -29,000 | -132 | 122,345 | ||||
| 2015-07-10 | 2015-07-10 | 4 | RUBIN PAUL D | XOMA | Common Shares | D | 3.0400 | 29,000 | 88 | 151,345 | ||||
| 2015-07-10 | 2015-07-09 | 4 | RUBIN PAUL D | XOMA | Incentive Share Option (right to buy) | D | 3.04 | 3.0400 | -4,400 | -13 | 61,040 | |||
| 2015-07-10 | 2015-07-09 | 4 | RUBIN PAUL D | XOMA | Common Shares | D | 4.5500 | -4,400 | -20 | 122,345 | ||||
| 2015-07-10 | 2015-07-09 | 4 | RUBIN PAUL D | XOMA | Common Shares | D | 3.0400 | 4,400 | 13 | 126,745 | ||||
| 2015-06-17 | 2015-06-15 | 4 | Varian John | XOMA | Incentive Share Option (right to buy) | D | 1.24 | 1.2400 | -10,000 | -12 | 80,392 | |||
| 2015-06-17 | 2015-06-15 | 4 | Varian John | XOMA | Common Shares | D | 3.6362 | -10,000 | -36 | 552,414 | ||||
| 2015-06-17 | 2015-06-15 | 4 | Varian John | XOMA | Common Shares | D | 1.2400 | 10,000 | 12 | 562,414 | ||||
| 2015-06-01 | 2015-05-28 | 4 | RUBIN PAUL D | XOMA | Restricted Stock Units | D | 0.00 | -4,666 | 0 | |||||
| 2015-06-01 | 2015-05-28 | 4 | RUBIN PAUL D | XOMA | Common Shares | D | 3.6000 | -1,788 | -6 | 122,345 | ||||
| 2015-06-01 | 2015-05-28 | 4 | RUBIN PAUL D | XOMA | Common Shares | D | 4,666 | 124,133 | ||||||
| 2015-06-01 | 2015-05-28 | 4 | WYSZOMIERSKI JACK L | XOMA | Restricted Stock Units | D | 0.00 | -2,800 | 0 | |||||
| 2015-06-01 | 2015-05-28 | 4 | WYSZOMIERSKI JACK L | XOMA | Restricted Stock Units | D | 0.00 | -2,800 | 0 | |||||
| 2015-06-01 | 2015-05-28 | 4 | WYSZOMIERSKI JACK L | XOMA | Common Shares | D | 2,800 | 78,268 | ||||||
| 2015-06-01 | 2015-05-28 | 4 | WYSZOMIERSKI JACK L | XOMA | Common Shares | D | 2,800 | 78,268 | ||||||
| 2015-06-01 | 2015-05-28 | 4 | Walbert Timothy P | XOMA | Restricted Stock Units | D | 0.00 | -2,800 | 0 | |||||
| 2015-06-01 | 2015-05-28 | 4 | Walbert Timothy P | XOMA | Restricted Stock Units | D | 0.00 | -2,800 | 0 | |||||
| 2015-06-01 | 2015-05-28 | 4 | Walbert Timothy P | XOMA | Common Shares | D | 2,800 | 78,268 | ||||||
| 2015-06-01 | 2015-05-28 | 4 | Walbert Timothy P | XOMA | Common Shares | D | 2,800 | 78,268 | ||||||
| 2015-06-01 | 2015-05-28 | 4 | LIMBER JOSEPH M | XOMA | Restricted Stock Units | D | 0.00 | -2,800 | 2,800 | |||||
| 2015-06-01 | 2015-05-28 | 4 | LIMBER JOSEPH M | XOMA | Common Shares | D | 2,800 | 67,573 | ||||||
| 2015-06-01 | 2015-05-28 | 4 | VAN NESS W DENMAN | XOMA | Restricted Stock Units | D | 0.00 | -3,150 | 0 | |||||
| 2015-06-01 | 2015-05-28 | 4 | VAN NESS W DENMAN | XOMA | Restricted Stock Units | D | 0.00 | -3,150 | 0 | |||||
| 2015-06-01 | 2015-05-28 | 4 | VAN NESS W DENMAN | XOMA | Common Shares | D | 3,150 | 88,200 | ||||||
| 2015-06-01 | 2015-05-28 | 4 | VAN NESS W DENMAN | XOMA | Common Shares | D | 3,150 | 93,460 | ||||||
| 2015-06-01 | 2015-05-28 | 4 | BOWES WILLIAM K JR | XOMA | Restricted Stock Units | D | 0.00 | -2,800 | 2,800 | |||||
| 2015-06-01 | 2015-05-28 | 4 | BOWES WILLIAM K JR | XOMA | Restricted Stock Units | D | 0.00 | -2,800 | 2,800 | |||||
| 2015-06-01 | 2015-05-28 | 4 | BOWES WILLIAM K JR | XOMA | Common Shares | D | 2,800 | 79,339 | ||||||
| 2015-06-01 | 2015-05-28 | 4 | BOWES WILLIAM K JR | XOMA | Common Shares | D | 2,800 | 79,339 | ||||||
| 2015-05-22 | 2015-05-21 | 4 | WYSZOMIERSKI JACK L | XOMA | Non-Qualified Share Option (right to buy) | D | 3.39 | 3.3900 | 36,873 | 125 | 36,873 | |||
| 2015-05-22 | 2015-05-21 | 4 | WYSZOMIERSKI JACK L | XOMA | Common Shares | D | 36,873 | 72,668 | ||||||
| 2015-05-22 | 2015-05-21 | 4 | Walbert Timothy P | XOMA | Non-Qualified Share Option (right to buy) | D | 3.39 | 3.3900 | 36,873 | 125 | 36,873 | |||
| 2015-05-22 | 2015-05-21 | 4 | Walbert Timothy P | XOMA | Common Shares | D | 36,873 | 72,668 | ||||||
| 2015-05-22 | 2015-05-21 | 4 | VAN NESS W DENMAN | XOMA | Non-Qualified Share Option (right to buy) | D | 3.39 | 3.3900 | 36,873 | 125 | 36,873 | |||
| 2015-05-22 | 2015-05-21 | 4 | VAN NESS W DENMAN | XOMA | Common Shares | D | 36,873 | 81,900 | ||||||
| 2015-05-22 | 2015-05-21 | 4 | LIMBER JOSEPH M | XOMA | Non-Qualified Share Option (right to buy) | D | 3.39 | 3.3900 | 36,873 | 125 | 36,873 | |||
| 2015-05-22 | 2015-05-21 | 4 | LIMBER JOSEPH M | XOMA | Common Shares | D | 36,873 | 64,773 | ||||||
| 2015-05-22 | 2015-05-21 | 4 | HUTT PETER BARTON | XOMA | Non-Qualified Share Option (right to buy) | D | 3.39 | 3.3900 | 73,746 | 250 | 73,746 | |||
| 2015-05-22 | 2015-05-21 | 4 | BOWES WILLIAM K JR | XOMA | Non-Qualified Share Option (right to buy) | D | 3.39 | 3.3900 | 36,873 | 125 | 36,873 | |||
| 2015-05-22 | 2015-05-21 | 4 | BOWES WILLIAM K JR | XOMA | Common Shares | D | 36,873 | 73,739 | ||||||
| 2015-05-19 | 2015-05-15 | 4 | Varian John | XOMA | Incentive Share Option (right to buy) | D | 1.24 | 1.2400 | -10,000 | -12 | 90,392 | |||
| 2015-05-19 | 2015-05-15 | 4 | Varian John | XOMA | Common Shares | D | 3.3400 | -10,000 | -33 | 552,414 | ||||
| 2015-05-19 | 2015-05-15 | 4 | Varian John | XOMA | Common Shares | D | 1.2400 | 10,000 | 12 | 562,414 | ||||
| 2015-04-15 | 2015-04-15 | 4 | Varian John | XOMA | Incentive Share Option (right to buy) | D | 1.24 | 1.2400 | -10,000 | -12 | 100,392 | |||
| 2015-04-15 | 2015-04-15 | 4 | Varian John | XOMA | Common Shares | D | 3.8606 | -10,000 | -39 | 552,414 | ||||
| 2015-04-15 | 2015-04-15 | 4 | Varian John | XOMA | Common Shares | D | 1.2400 | 10,000 | 12 | 562,414 | ||||
| 2015-04-07 | 3 | BURNS THOMAS M. by 401(k) | XOMA | Common Shares | I | 107,654 | ||||||||
| 2015-04-07 | 3 | BURNS THOMAS M. | XOMA | Common Shares | D | 194,467 | ||||||||
| 2015-04-07 | 3 | BURNS THOMAS M. by 401(k) | XOMA | Common Shares | I | 107,654 | ||||||||
| 2015-04-07 | 3 | BURNS THOMAS M. | XOMA | Common Shares | D | 194,467 | ||||||||
| 2015-04-07 | 2015-04-06 | 4 | KURLAND FRED | XOMA | Restricted Stock Units | D | 0.00 | -3,532 | 0 | |||||
| 2015-04-07 | 2015-04-06 | 4 | KURLAND FRED | XOMA | Restricted Stock Units | D | 0.00 | -21,750 | 0 | |||||
| 2015-04-07 | 2015-04-06 | 4 | KURLAND FRED | XOMA | Restricted Stock Units | D | 0.00 | -4,656 | 0 | |||||
| 2015-04-07 | 2015-04-06 | 4 | KURLAND FRED | XOMA | Common Shares | D | 3,532 | 75,461 | ||||||
| 2015-04-07 | 2015-04-06 | 4 | KURLAND FRED | XOMA | Common Shares | D | 3.6074 | -5,567 | -20 | 71,929 | ||||
| 2015-04-07 | 2015-04-06 | 4 | KURLAND FRED | XOMA | Common Shares | D | 3.6074 | -7,414 | -27 | 77,496 | ||||
| 2015-04-07 | 2015-04-06 | 4 | KURLAND FRED | XOMA | Common Shares | D | 3.6074 | -7,414 | -27 | 77,496 | ||||
| 2015-04-07 | 2015-04-06 | 4 | KURLAND FRED | XOMA | Common Shares | D | 3.6074 | -1,707 | -6 | 174,497 | ||||
| 2015-04-07 | 2015-04-06 | 4 | KURLAND FRED | XOMA | Common Shares | D | 3.6074 | -1,707 | -6 | 92,324 | ||||
| 2015-04-07 | 2015-04-06 | 4 | KURLAND FRED | XOMA | Common Shares | D | 3.6074 | -1,707 | -6 | 92,324 | ||||
| 2015-04-07 | 2015-04-06 | 4 | KURLAND FRED | XOMA | Common Shares | D | 3.6074 | -9,759 | -35 | 97,445 | ||||
| 2015-04-07 | 2015-04-06 | 4 | KURLAND FRED | XOMA | Common Shares | D | 21,750 | 107,204 | ||||||
| 2015-04-07 | 2015-04-06 | 4 | KURLAND FRED | XOMA | Common Shares | D | 4,656 | 85,454 | ||||||
| 2015-03-23 | 2015-03-23 | 4 | RUBIN PAUL D | XOMA | Common Shares | D | 3.9362 | -32,742 | -129 | 119,467 | ||||
| 2015-03-20 | 2015-03-18 | 4 | Neal James R | XOMA | Common Shares | D | 4.0105 | -5,498 | -22 | 184,469 | ||||
| 2015-03-20 | 2015-03-18 | 4 | Neal James R | XOMA | Common Shares | D | 4.0105 | -3,521 | -14 | 189,967 | ||||
| 2015-03-20 | 2015-03-18 | 4 | Klein Thomas | XOMA | Restricted Stock Units | D | 0.00 | -667 | 80,666 | |||||
| 2015-03-20 | 2015-03-18 | 4 | Klein Thomas | XOMA | Restricted Stock Units | D | 0.00 | -80,000 | 81,333 | |||||
| 2015-03-20 | 2015-03-18 | 4 | Klein Thomas | XOMA | Common Shares | D | 4.0105 | -8,073 | -32 | 185,680 | ||||
| 2015-03-20 | 2015-03-18 | 4 | Klein Thomas | XOMA | Common Shares | D | 4.0105 | -44,591 | -179 | 193,753 | ||||
| 2015-03-20 | 2015-03-18 | 4 | Klein Thomas | XOMA | Common Shares | D | 4.0105 | -373 | -1 | 238,344 | ||||
| 2015-03-20 | 2015-03-18 | 4 | Klein Thomas | XOMA | Common Shares | D | 667 | 238,717 | ||||||
| 2015-03-20 | 2015-03-18 | 4 | Klein Thomas | XOMA | Common Shares | D | 80,000 | 238,050 | ||||||
| 2015-03-20 | 2015-03-18 | 4 | SCANNON PATRICK J MD PHD | XOMA | Restricted Stock Units | D | 0.00 | -9,500 | 9,500 | |||||
| 2015-03-20 | 2015-03-18 | 4 | SCANNON PATRICK J MD PHD | XOMA | Common Shares | D | 4.0105 | -5,233 | -21 | 116,120 | ||||
| 2015-03-20 | 2015-03-18 | 4 | SCANNON PATRICK J MD PHD | XOMA | Common Shares | D | 4.0105 | -3,433 | -14 | 121,353 | ||||
| 2015-03-20 | 2015-03-18 | 4 | SCANNON PATRICK J MD PHD | XOMA | Common Shares | D | 9,500 | 124,786 | ||||||
| 2015-03-20 | 2015-03-18 | 4 | RUBIN PAUL D | XOMA | Restricted Stock Units | D | 0.00 | -18,205 | 0 | |||||
| 2015-03-20 | 2015-03-18 | 4 | RUBIN PAUL D | XOMA | Restricted Stock Units | D | 0.00 | -12,141 | 12,141 | |||||
| 2015-03-20 | 2015-03-18 | 4 | RUBIN PAUL D | XOMA | Common Shares | D | 4.0105 | -4,680 | -19 | 152,209 | ||||
| 2015-03-20 | 2015-03-18 | 4 | RUBIN PAUL D | XOMA | Common Shares | D | 4.0105 | -7,017 | -28 | 156,889 | ||||
| 2015-03-20 | 2015-03-18 | 4 | RUBIN PAUL D | XOMA | Common Shares | D | 4.0105 | -8,838 | -35 | 163,906 | ||||
| 2015-03-20 | 2015-03-18 | 4 | RUBIN PAUL D | XOMA | Common Shares | D | 12,141 | 172,744 | ||||||
| 2015-03-20 | 2015-03-18 | 4 | RUBIN PAUL D | XOMA | Common Shares | D | 18,205 | 160,603 | ||||||
| 2015-03-20 | 2015-03-18 | 4 | KURLAND FRED | XOMA | Restricted Stock Units | D | 0.00 | -10,875 | 21,750 | |||||
| 2015-03-20 | 2015-03-18 | 4 | KURLAND FRED | XOMA | Common Shares | D | 10,875 | 80,798 | ||||||
| 2015-03-20 | 2015-03-18 | 4 | KURLAND FRED | XOMA | Common Shares | D | 4.0105 | -5,233 | -21 | 69,923 | ||||
| 2015-03-20 | 2015-03-18 | 4 | KURLAND FRED | XOMA | Common Shares | D | 4.0105 | -3,930 | -16 | 75,156 | ||||
| 2015-03-20 | 2015-03-18 | 4 | Varian John | XOMA | Restricted Stock Units | D | 0.00 | -36,907 | 36,907 | |||||
| 2015-03-20 | 2015-03-18 | 4 | Varian John | XOMA | Common Shares | D | 4.0105 | -23,461 | -94 | 552,414 | ||||
| 2015-03-20 | 2015-03-18 | 4 | Varian John | XOMA | Common Shares | D | 4.0105 | -21,416 | -86 | 575,875 | ||||
| 2015-03-20 | 2015-03-18 | 4 | Varian John | XOMA | Common Shares | D | 36,907 | 597,291 | ||||||
| 2015-03-17 | 2015-03-16 | 4 | Varian John | XOMA | Incentive Share Option (right to buy) | D | 1.24 | 1.2400 | -10,000 | -12 | 110,392 | |||
| 2015-03-17 | 2015-03-16 | 4 | Varian John | XOMA | Common Shares | D | 3.7223 | -10,000 | -37 | 560,384 | ||||
| 2015-03-17 | 2015-03-16 | 4 | Varian John | XOMA | Common Shares | D | 1.2400 | 10,000 | 12 | 570,384 | ||||
| 2015-03-02 | 2015-02-26 | 4 | Varian John | XOMA | Non-Qualified Share Option (right to buy) | D | 3.83 | 3.8300 | 266,800 | 1,022 | 266,800 | |||
| 2015-03-02 | 2015-02-26 | 4 | Varian John | XOMA | Common Shares | D | 193,200 | 560,384 | ||||||
| 2015-03-02 | 2015-02-26 | 4 | Klein Thomas | XOMA | Non-Qualified Share Option (right to buy) | D | 3.83 | 3.8300 | 86,910 | 333 | 86,910 | |||
| 2015-03-02 | 2015-02-26 | 4 | Klein Thomas | XOMA | Common Shares | D | 64,900 | 158,050 | ||||||
| 2015-03-02 | 2015-02-26 | 4 | KURLAND FRED | XOMA | Common Shares | D | 10,000 | 79,086 | ||||||
| 2015-03-02 | 2015-02-26 | 4 | Neal James R | XOMA | Non-Qualified Share Option (right to buy) | D | 3.83 | 3.8300 | 72,500 | 278 | 72,500 | |||
| 2015-03-02 | 2015-02-26 | 4 | Neal James R | XOMA | Common Shares | D | 52,500 | 193,488 | ||||||
| 2015-03-02 | 2015-02-26 | 4 | SCANNON PATRICK J MD PHD | XOMA | Non-Qualified Share Option (right to buy) | D | 3.83 | 3.8300 | 52,146 | 200 | 52,146 | |||
| 2015-03-02 | 2015-02-26 | 4 | SCANNON PATRICK J MD PHD | XOMA | Common Shares | D | 38,940 | 115,286 | ||||||
| 2015-03-02 | 2015-02-26 | 4 | RUBIN PAUL D | XOMA | Non-Qualified Share Option (right to buy) | D | 3.83 | 3.8300 | 86,910 | 333 | 86,910 | |||
| 2015-03-02 | 2015-02-26 | 4 | RUBIN PAUL D | XOMA | Common Shares | D | 64,900 | 142,398 | ||||||
| 2015-02-19 | 2015-02-17 | 4 | Varian John | XOMA | Incentive Share Option (right to buy) | D | 1.24 | 1.2400 | -10,000 | -12 | 120,392 | |||
| 2015-02-19 | 2015-02-17 | 4 | Varian John | XOMA | Common Shares | D | 3.5192 | -10,000 | -35 | 367,184 | ||||
| 2015-02-19 | 2015-02-17 | 4 | Varian John | XOMA | Common Shares | D | 1.2400 | 10,000 | 12 | 377,184 | ||||
| 2015-02-17 | 2014-12-31 | 5 | RUBIN PAUL D by 401(k) | XOMA | Common Shares | I | 3.8315 | 1,571 | 6 | 6,881 | ||||
| 2015-02-17 | 2014-12-31 | 5 | RUBIN PAUL D | XOMA | Common Shares | D | 3.4105 | 603 | 2 | 77,498 | ||||
| 2015-02-17 | 2014-09-30 | 5 | RUBIN PAUL D | XOMA | Common Shares | D | 3.9995 | 513 | 2 | 76,895 | ||||
| 2015-02-17 | 2014-06-30 | 5 | RUBIN PAUL D | XOMA | Common Shares | D | 4.3605 | 472 | 2 | 76,382 | ||||
| 2015-02-17 | 2014-03-31 | 5 | RUBIN PAUL D | XOMA | Common Shares | D | 4.9495 | 1,114 | 6 | 94,608 | ||||
| 2015-02-17 | 2013-12-31 | 5 | RUBIN PAUL D | XOMA | Common Shares | D | 6.3935 | 306 | 2 | 6,309 | ||||
| 2015-02-17 | 2014-12-31 | 5 | Neal James R by 401(k) | XOMA | Common Shares | I | 3.8315 | 3,001 | 11 | 4,471 | ||||
| 2015-02-17 | 2014-12-31 | 5 | Neal James R | XOMA | Common Shares | D | 3.4105 | 758 | 3 | 140,988 | ||||
| 2015-02-17 | 2014-09-30 | 5 | Neal James R | XOMA | Common Shares | D | 3.9995 | 647 | 3 | 147,327 | ||||
| 2015-02-17 | 2014-06-30 | 5 | Neal James R | XOMA | Common Shares | D | 4.3605 | 594 | 3 | 153,264 | ||||
| 2015-02-17 | 2014-03-31 | 5 | Neal James R | XOMA | Common Shares | D | 4.9495 | 1,229 | 6 | 152,670 | ||||
| 2015-02-17 | 2014-12-31 | 5 | Klein Thomas by 401(k) | XOMA | Common Shares | I | 3.8315 | 3,001 | 11 | 4,660 | ||||
| 2015-02-17 | 2014-12-31 | 5 | Varian John by 401(k) | XOMA | Common Shares | I | 3.8315 | 3,001 | 11 | 18,538 | ||||
| 2015-02-17 | 2014-12-31 | 5 | SCANNON PATRICK J MD PHD by 401(k) | XOMA | Common Shares | I | 3.8315 | 3,001 | 11 | 25,080 | ||||
| 2015-02-17 | 2014-12-31 | 5 | KURLAND FRED by 401(k) | XOMA | Common Shares | I | 3.8315 | 3,001 | 11 | 22,137 | ||||
| 2015-02-04 | 2015-02-03 | 4 | KURLAND FRED | XOMA | Common Shares | D | -16,000 | 69,086 | ||||||
| 2015-02-03 | 2015-02-02 | 4 | SCANNON PATRICK J MD PHD | XOMA | Common Shares | D | 3.5244 | -5,000 | -18 | 76,346 | ||||
| 2015-01-16 | 2015-01-15 | 4 | Varian John | XOMA | Incentive Share Option (right to buy) | D | 1.24 | 1.2400 | -10,000 | -12 | 130,392 | |||
| 2015-01-16 | 2015-01-15 | 4 | Varian John | XOMA | Common Shares | D | 3.4582 | -10,000 | -35 | 367,184 | ||||
| 2015-01-16 | 2015-01-15 | 4 | Varian John | XOMA | Common Shares | D | 1.2400 | 10,000 | 12 | 377,184 | ||||
| 2015-01-06 | 2015-01-06 | 4 | BAKER BROS. ADVISORS LP | XOMA | Common Stock | I | 3.8600 | -21,441 | -83 | 345,074 | ||||
| 2015-01-06 | 2015-01-06 | 4 | BAKER BROS. ADVISORS LP | XOMA | Common Stock | I | 3.8600 | -859,988 | -3,320 | 12,589,950 | ||||
| 2015-01-06 | 2015-01-06 | 4 | BAKER BROS. ADVISORS LP | XOMA | Common Stock | I | 3.8600 | -118,571 | -458 | 1,851,789 | ||||
| 2015-01-06 | 2015-01-05 | 4 | BAKER BROS. ADVISORS LP | XOMA | Common Stock | I | 3.8115 | -21,548 | -82 | 366,515 | ||||
| 2015-01-06 | 2015-01-05 | 4 | BAKER BROS. ADVISORS LP | XOMA | Common Stock | I | 3.8115 | -863,100 | -3,290 | 13,449,938 | ||||
| 2015-01-06 | 2015-01-05 | 4 | BAKER BROS. ADVISORS LP | XOMA | Common Stock | I | 3.8115 | -118,652 | -452 | 1,970,360 | ||||
| 2015-01-06 | 2015-01-02 | 4 | BAKER BROS. ADVISORS LP | XOMA | Common Stock | I | 3.5537 | -4,554 | -16 | 388,063 | ||||
| 2015-01-06 | 2015-01-02 | 4 | BAKER BROS. ADVISORS LP | XOMA | Common Stock | I | 3.5537 | -182,454 | -648 | 14,313,038 | ||||
| 2015-01-06 | 2015-01-02 | 4 | BAKER BROS. ADVISORS LP | XOMA | Common Stock | I | 3.5537 | -25,092 | -89 | 2,089,012 | ||||
| 2015-01-05 | 2015-01-02 | 4 | SCANNON PATRICK J MD PHD | XOMA | Common Shares | D | 3.5511 | -5,000 | -18 | 81,346 | ||||
| 2014-12-30 | 2014-12-30 | 4 | BAKER BROS. ADVISORS LP | XOMA | Common Stock | I | 3.6495 | -8,415 | -31 | 392,617 | ||||
| 2014-12-30 | 2014-12-30 | 4 | BAKER BROS. ADVISORS LP | XOMA | Common Stock | I | 3.6495 | -337,123 | -1,230 | 14,495,492 | ||||
| 2014-12-30 | 2014-12-30 | 4 | BAKER BROS. ADVISORS LP | XOMA | Common Stock | I | 3.6495 | -46,362 | -169 | 2,114,104 | ||||
| 2014-12-30 | 2014-12-29 | 4 | BAKER BROS. ADVISORS LP | XOMA | Common Stock | I | 3.6762 | -4,746 | -17 | 401,032 | ||||
| 2014-12-30 | 2014-12-29 | 4 | BAKER BROS. ADVISORS LP | XOMA | Common Stock | I | 3.6762 | -190,117 | -699 | 14,832,615 | ||||
| 2014-12-30 | 2014-12-29 | 4 | BAKER BROS. ADVISORS LP | XOMA | Common Stock | I | 3.6762 | -26,137 | -96 | 2,160,466 | ||||
| 2014-12-30 | 2014-12-26 | 4 | BAKER BROS. ADVISORS LP | XOMA | Common Stock | I | 3.7106 | -2,825 | -10 | 405,778 | ||||
| 2014-12-30 | 2014-12-26 | 4 | BAKER BROS. ADVISORS LP | XOMA | Common Stock | I | 3.7106 | -112,855 | -419 | 15,022,732 | ||||
| 2014-12-30 | 2014-12-26 | 4 | BAKER BROS. ADVISORS LP | XOMA | Common Stock | I | 3.7106 | -15,420 | -57 | 2,186,603 | ||||
| 2014-12-19 | 2014-12-19 | 4 | BAKER BROS. ADVISORS LP | XOMA | Common Stock | I | 4.2085 | -16,182 | -68 | 408,603 | ||||
| 2014-12-19 | 2014-12-19 | 4 | BAKER BROS. ADVISORS LP | XOMA | Common Stock | I | 4.2085 | -647,781 | -2,726 | 15,135,587 | ||||
| 2014-12-19 | 2014-12-19 | 4 | BAKER BROS. ADVISORS LP | XOMA | Common Stock | I | 4.2085 | -88,937 | -374 | 2,202,023 | ||||
| 2014-12-19 | 2014-12-18 | 4 | BAKER BROS. ADVISORS LP | XOMA | Common Stock | I | 4.2890 | -3,558 | -15 | 424,785 | ||||
| 2014-12-19 | 2014-12-18 | 4 | BAKER BROS. ADVISORS LP | XOMA | Common Stock | I | 4.2890 | -142,543 | -611 | 15,783,368 | ||||
| 2014-12-19 | 2014-12-18 | 4 | BAKER BROS. ADVISORS LP | XOMA | Common Stock | I | 4.2890 | -19,599 | -84 | 2,290,960 | ||||
| 2014-12-19 | 2014-12-17 | 4 | BAKER BROS. ADVISORS LP | XOMA | Common Stock | I | 4.3090 | -14,753 | -64 | 428,343 | ||||
| 2014-12-19 | 2014-12-17 | 4 | BAKER BROS. ADVISORS LP | XOMA | Common Stock | I | 4.3090 | -590,638 | -2,545 | 15,925,911 | ||||
| 2014-12-19 | 2014-12-17 | 4 | BAKER BROS. ADVISORS LP | XOMA | Common Stock | I | 4.3090 | -81,109 | -349 | 2,310,559 | ||||
| 2014-12-16 | 2014-12-15 | 4 | RUBIN PAUL D | XOMA | Incentive Share Option (right to buy) | D | 3.04 | 3.0400 | -1,600 | -5 | 70,440 | |||
| 2014-12-16 | 2014-12-15 | 4 | RUBIN PAUL D | XOMA | Common Shares | D | 4.6256 | -1,600 | -7 | 72,021 | ||||
| 2014-12-16 | 2014-12-15 | 4 | RUBIN PAUL D | XOMA | Common Shares | D | 3.0400 | 1,600 | 5 | 73,621 | ||||
| 2014-12-16 | 2014-12-16 | 4 | BAKER BROS. ADVISORS LP | XOMA | Common Stock | I | 4.2709 | -6,874 | -29 | 443,096 | ||||
| 2014-12-16 | 2014-12-16 | 4 | BAKER BROS. ADVISORS LP | XOMA | Common Stock | I | 4.2709 | -274,734 | -1,173 | 16,516,549 | ||||
| 2014-12-16 | 2014-12-16 | 4 | BAKER BROS. ADVISORS LP | XOMA | Common Stock | I | 4.2709 | -37,592 | -161 | 2,391,668 | ||||
| 2014-12-16 | 2014-12-15 | 4 | BAKER BROS. ADVISORS LP | XOMA | Common Stock | I | 4.4502 | -9,908 | -44 | 449,970 | ||||
| 2014-12-16 | 2014-12-15 | 4 | BAKER BROS. ADVISORS LP | XOMA | Common Stock | I | 4.4502 | -396,496 | -1,764 | 16,791,283 | ||||
| 2014-12-16 | 2014-12-15 | 4 | BAKER BROS. ADVISORS LP | XOMA | Common Stock | I | 4.4502 | -54,396 | -242 | 2,429,260 | ||||
| 2014-12-16 | 2014-12-12 | 4 | BAKER BROS. ADVISORS LP | XOMA | Common Stock | I | 4.7140 | -5,457 | -26 | 459,878 | ||||
| 2014-12-16 | 2014-12-12 | 4 | BAKER BROS. ADVISORS LP | XOMA | Common Stock | I | 4.7140 | -218,383 | -1,029 | 17,187,779 | ||||
| 2014-12-16 | 2014-12-12 | 4 | BAKER BROS. ADVISORS LP | XOMA | Common Stock | I | 4.7140 | -29,960 | -141 | 2,483,656 | ||||
| 2014-12-16 | 2014-12-15 | 4 | Varian John | XOMA | Incentive Share Option (right to buy) | D | 1.24 | 1.2400 | -10,000 | -12 | 140,392 | |||
| 2014-12-16 | 2014-12-15 | 4 | Varian John | XOMA | Common Shares | D | 4.4929 | -10,000 | -45 | 367,184 | ||||
| 2014-12-16 | 2014-12-15 | 4 | Varian John | XOMA | Common Shares | D | 1.2400 | 10,000 | 12 | 377,184 | ||||
| 2014-12-12 | 2014-12-12 | 4 | LIMBER JOSEPH M | XOMA | Restricted Stock Units | D | 0.00 | -5,600 | 5,600 | |||||
| 2014-12-12 | 2014-12-12 | 4 | LIMBER JOSEPH M | XOMA | Common Shares | D | 5,600 | 27,900 | ||||||
| 2014-12-10 | 2014-12-09 | 4 | BAKER BROS. ADVISORS LP | XOMA | Common Stock | I | 4.6159 | -8,429 | -39 | 465,335 | ||||
| 2014-12-10 | 2014-12-09 | 4 | BAKER BROS. ADVISORS LP | XOMA | Common Stock | I | 4.6159 | -337,541 | -1,558 | 17,406,162 | ||||
| 2014-12-10 | 2014-12-09 | 4 | BAKER BROS. ADVISORS LP | XOMA | Common Stock | I | 4.6159 | -46,383 | -214 | 2,513,616 | ||||
| 2014-12-04 | 2014-12-04 | 4 | BAKER BROS. ADVISORS LP | XOMA | Common Stock | I | 4.5457 | -28,086 | -128 | 473,764 | ||||
| 2014-12-04 | 2014-12-04 | 4 | BAKER BROS. ADVISORS LP | XOMA | Common Stock | I | 4.5457 | -1,122,584 | -5,103 | 17,743,703 | ||||
| 2014-12-04 | 2014-12-04 | 4 | BAKER BROS. ADVISORS LP | XOMA | Common Stock | I | 4.5457 | -153,618 | -698 | 2,559,999 | ||||
| 2014-12-04 | 2014-12-03 | 4 | BAKER BROS. ADVISORS LP | XOMA | Common Stock | I | 4.8402 | -11,965 | -58 | 501,850 | ||||
| 2014-12-04 | 2014-12-03 | 4 | BAKER BROS. ADVISORS LP | XOMA | Common Stock | I | 4.8402 | -486,800 | -2,356 | 18,866,287 | ||||
| 2014-12-04 | 2014-12-03 | 4 | BAKER BROS. ADVISORS LP | XOMA | Common Stock | I | 4.8402 | -69,153 | -335 | 2,713,617 | ||||
| 2014-12-04 | 2014-12-02 | 4 | BAKER BROS. ADVISORS LP | XOMA | Common Stock | I | 5.3591 | -10,534 | -56 | 513,815 | ||||
| 2014-12-04 | 2014-12-02 | 4 | BAKER BROS. ADVISORS LP | XOMA | Common Stock | I | 5.3591 | -428,583 | -2,297 | 19,353,087 | ||||
| 2014-12-04 | 2014-12-02 | 4 | BAKER BROS. ADVISORS LP | XOMA | Common Stock | I | 5.3591 | -60,883 | -326 | 2,782,770 | ||||
| 2014-12-01 | 2014-12-01 | 4 | SCANNON PATRICK J MD PHD | XOMA | Common Shares | D | 5.5137 | -5,000 | -28 | 86,346 | ||||
| 2014-12-01 | 2014-11-26 | 4 | Neal James R | XOMA | Common Shares | D | 5.6700 | -1,678 | -10 | 137,760 | ||||
| 2014-11-24 | 2014-11-24 | 4 | Neal James R | XOMA | Common Shares | D | 5.0320 | -1,032 | -5 | 139,438 | ||||
| 2014-11-21 | 2014-11-20 | 4 | RUBIN PAUL D | XOMA | Incentive Share Option (right to buy) | D | 3.04 | 3.0400 | -5,000 | -15 | 72,040 | |||
| 2014-11-21 | 2014-11-20 | 4 | RUBIN PAUL D | XOMA | Common Shares | D | 4.5500 | -5,000 | -23 | 72,021 | ||||
| 2014-11-21 | 2014-11-20 | 4 | RUBIN PAUL D | XOMA | Common Shares | D | 3.0400 | 5,000 | 15 | 77,021 | ||||
| 2014-11-17 | 2014-11-13 | 4 | Neal James R | XOMA | Common Shares | D | 3.8924 | -4,387 | -17 | 140,470 | ||||
| 2014-11-17 | 2014-11-13 | 4 | Varian John | XOMA | Restricted Stock Units | D | 0.00 | -4,498 | 6,091 | |||||
| 2014-11-17 | 2014-11-13 | 4 | Varian John | XOMA | Restricted Stock Units | D | 0.00 | -96,166 | 10,589 | |||||
| 2014-11-17 | 2014-11-13 | 4 | Varian John | XOMA | Common Shares | D | 3.8924 | -2,630 | -10 | 367,184 | ||||
| 2014-11-17 | 2014-11-13 | 4 | Varian John | XOMA | Common Shares | D | 4,498 | 369,814 | ||||||
| 2014-11-17 | 2014-11-13 | 4 | Varian John | XOMA | Common Shares | D | 96,166 | 365,316 | ||||||
| 2014-11-17 | 2013-11-13 | 4 | Varian John | XOMA | Common Shares | D | 3.8924 | -56,214 | -219 | 92,525 | ||||
| 2014-11-17 | 2014-11-13 | 4 | SCANNON PATRICK J MD PHD | XOMA | Restricted Stock Units | D | 0.00 | -22,652 | 6,388 | |||||
| 2014-11-17 | 2014-11-13 | 4 | SCANNON PATRICK J MD PHD | XOMA | Common Shares | D | 3.8924 | -8,245 | -32 | 91,346 | ||||
| 2014-11-17 | 2014-11-13 | 4 | SCANNON PATRICK J MD PHD | XOMA | Common Shares | D | 22,652 | 99,591 | ||||||
| 2014-11-17 | 2014-11-13 | 4 | KURLAND FRED | XOMA | Restricted Stock Units | D | 0.00 | -22,596 | 3,532 | |||||
| 2014-11-17 | 2014-11-13 | 4 | KURLAND FRED | XOMA | Common Shares | D | 3.8924 | -8,773 | -34 | 85,086 | ||||
| 2014-11-17 | 2014-11-13 | 4 | KURLAND FRED | XOMA | Common Shares | D | 22,596 | 93,859 | ||||||
| 2014-11-17 | 2014-11-13 | 4 | WYSZOMIERSKI JACK L | XOMA | Restricted Stock Units | D | -4,498 | 0 | ||||||
| 2014-11-17 | 2014-11-13 | 4 | WYSZOMIERSKI JACK L | XOMA | Common Shares | D | 4,498 | 35,795 | ||||||
| 2014-11-17 | 2014-11-13 | 4 | Walbert Timothy P | XOMA | Restricted Stock Units | D | -4,498 | 0 | ||||||
| 2014-11-17 | 2014-11-13 | 4 | Walbert Timothy P | XOMA | Common Shares | D | 4,498 | 35,795 | ||||||
| 2014-11-17 | 2014-11-13 | 4 | VAN NESS W DENMAN | XOMA | Restricted Stock Units | D | -6,875 | 0 | ||||||
| 2014-11-17 | 2014-11-13 | 4 | VAN NESS W DENMAN | XOMA | Common Shares | D | 6,875 | 45,027 | ||||||
| 2014-11-17 | 2014-11-13 | 4 | BOWES WILLIAM K JR | XOMA | Restricted Stock Units | D | -4,498 | 0 | ||||||
| 2014-11-17 | 2014-11-13 | 4 | BOWES WILLIAM K JR | XOMA | Common Shares | D | 4,498 | 36,866 | ||||||
| 2014-11-03 | 2014-11-03 | 4 | SCANNON PATRICK J MD PHD | XOMA | Common Shares | D | 4.3319 | -5,000 | -22 | 76,939 | ||||
| 2014-10-29 | 2014-10-28 | 4 | RUBIN PAUL D | XOMA | Incentive Share Option (right to buy) | D | 3.04 | 3.0400 | -5,000 | -15 | 72,040 | |||
| 2014-10-29 | 2014-10-28 | 4 | RUBIN PAUL D | XOMA | Common Shares | D | 4.5658 | -5,000 | -23 | 72,021 | ||||
| 2014-10-29 | 2014-10-28 | 4 | RUBIN PAUL D | XOMA | Common Shares | D | 3.0400 | 5,000 | 15 | 77,021 | ||||
| 2014-10-15 | 2014-10-15 | 4 | Varian John | XOMA | Incentive Share Option (right to buy) | D | 1.24 | 1.2400 | -10,000 | -12 | 150,392 | |||
| 2014-10-15 | 2014-10-15 | 4 | Varian John | XOMA | Common Shares | D | 3.8690 | -10,000 | -39 | 325,364 | ||||
| 2014-10-15 | 2014-10-15 | 4 | Varian John | XOMA | Common Shares | D | 1.2400 | 10,000 | 12 | 335,364 | ||||
| 2014-10-01 | 2014-10-01 | 4 | SCANNON PATRICK J MD PHD | XOMA | Common Shares | D | 4.0894 | -5,000 | -20 | 81,939 | ||||
| 2014-09-16 | 2014-09-15 | 4 | Varian John | XOMA | Incentive Share Option (right to buy) | D | 1.24 | 1.2400 | -10,000 | -12 | 160,392 | |||
| 2014-09-16 | 2014-09-15 | 4 | Varian John | XOMA | Common Shares | D | 4.5577 | -10,000 | -46 | 325,364 | ||||
| 2014-09-16 | 2014-09-15 | 4 | Varian John | XOMA | Common Shares | D | 1.2400 | 10,000 | 12 | 335,364 | ||||
| 2014-09-16 | 2014-09-12 | 4 | Walbert Timothy P | XOMA | Non-Qualified Share Option (right to buy) | D | 4.73 | 4.7300 | 7,000 | 33 | 7,000 | |||
| 2014-09-16 | 2014-09-12 | 4 | Walbert Timothy P | XOMA | Common Shares | D | 5,500 | 31,297 | ||||||
| 2014-09-16 | 2014-09-12 | 4 | WYSZOMIERSKI JACK L | XOMA | Non-Qualified Share Option (right to buy) | D | 4.73 | 4.7300 | 7,000 | 33 | 7,000 | |||
| 2014-09-16 | 2014-09-12 | 4 | WYSZOMIERSKI JACK L | XOMA | Common Shares | D | 5,500 | 31,297 | ||||||
| 2014-09-16 | 2014-09-12 | 4 | HUTT PETER BARTON | XOMA | Non-Qualified Share Option (right to buy) | D | 4.73 | 4.7300 | 12,500 | 59 | 12,500 | |||
| 2014-09-16 | 2014-09-15 | 4 | RUBIN PAUL D | XOMA | Incentive Share Option (right to buy) | D | 3.04 | 3.0400 | -5,000 | -15 | 77,040 | |||
| 2014-09-16 | 2014-09-15 | 4 | RUBIN PAUL D | XOMA | Common Shares | D | 4.5877 | -5,000 | -23 | 72,021 | ||||
| 2014-09-16 | 2014-09-15 | 4 | RUBIN PAUL D | XOMA | Common Shares | D | 3.0400 | 5,000 | 15 | 77,021 | ||||
| 2014-09-16 | 2014-09-12 | 4 | LIMBER JOSEPH M | XOMA | Non-Qualified Share Option (right to buy) | D | 4.73 | 4.7300 | 7,000 | 33 | 7,000 | |||
| 2014-09-16 | 2014-09-12 | 4 | LIMBER JOSEPH M | XOMA | Common Shares | D | 5,500 | 22,300 | ||||||
| 2014-09-16 | 2014-09-12 | 4 | VAN NESS W DENMAN | XOMA | Non-Qualified Share Option (right to buy) | D | 4.73 | 4.7300 | 7,000 | 33 | 7,000 | |||
| 2014-09-16 | 2014-09-12 | 4 | VAN NESS W DENMAN | XOMA | Common Shares | D | 5,500 | 38,152 | ||||||
| 2014-09-16 | 2014-09-12 | 4 | BOWES WILLIAM K JR | XOMA | Non-Qualified Share Option (right to buy) | D | 4.73 | 4.7300 | 7,000 | 33 | 7,000 | |||
| 2014-09-16 | 2014-09-12 | 4 | BOWES WILLIAM K JR | XOMA | Common Shares | D | 5,500 | 32,368 | ||||||
| 2014-09-16 | 2014-09-12 | 4 | BAKER BROS. ADVISORS LP | XOMA | Non-Qualified Stock Option (right to buy) | I | 4.73 | 7,000 | 7,000 | |||||
| 2014-09-16 | 2014-09-12 | 4 | BAKER BROS. ADVISORS LP | XOMA | Common Shares | I | 5,500 | 524,349 | ||||||
| 2014-09-16 | 2014-09-12 | 4 | BAKER BROS. ADVISORS LP | XOMA | Common Shares | I | 5,500 | 524,349 | ||||||
| 2014-09-16 | 2014-09-12 | 4 | BAKER BROS. ADVISORS LP | XOMA | Common Shares | I | 5,500 | 524,349 | ||||||
| 2014-09-08 | 2014-09-04 | 4 | RUBIN PAUL D | XOMA | Incentive Share Option (right to buy) | D | 3.04 | 3.0400 | -10,000 | -30 | 82,040 | |||
| 2014-09-08 | 2014-09-04 | 4 | RUBIN PAUL D | XOMA | Common Shares | D | 4.5640 | -10,000 | -46 | 72,021 | ||||
| 2014-09-08 | 2014-09-04 | 4 | RUBIN PAUL D | XOMA | Common Shares | D | 3.0400 | 10,000 | 30 | 82,021 | ||||
| 2014-09-03 | 2014-09-02 | 4 | SCANNON PATRICK J MD PHD | XOMA | Common Shares | D | 4.3106 | -5,000 | -22 | 86,939 | ||||
| 2014-08-19 | 2014-08-18 | 4 | RUBIN PAUL D | XOMA | Common Shares | D | 4.3621 | -16,449 | -72 | 72,021 | ||||
| 2014-08-19 | 2014-08-15 | 4 | RUBIN PAUL D | XOMA | Common Shares | D | 4.3054 | -10,299 | -44 | 88,470 | ||||
| 2014-08-19 | 2014-08-14 | 4 | RUBIN PAUL D | XOMA | Restricted Stock Units | D | 0.00 | -26,748 | 26,748 | |||||
| 2014-08-19 | 2014-08-14 | 4 | RUBIN PAUL D | XOMA | Common Shares | D | 26,748 | 98,769 | ||||||
| 2014-08-19 | 2014-08-15 | 4 | KURLAND FRED | XOMA | Common Shares | D | 4.3054 | -10,401 | -45 | 71,263 | ||||
| 2014-08-19 | 2014-08-14 | 4 | KURLAND FRED | XOMA | Restricted Stock Units | D | 0.00 | -19,064 | 26,128 | |||||
| 2014-08-19 | 2014-08-14 | 4 | KURLAND FRED | XOMA | Common Shares | D | 19,064 | 81,664 | ||||||
| 2014-08-18 | 2014-08-15 | 4 | Varian John | XOMA | Incentive Share Option (right to buy) | D | 1.24 | 1.2400 | -10,000 | -12 | 170,392 | |||
| 2014-08-18 | 2014-08-15 | 4 | Varian John | XOMA | Common Shares | D | 4.3000 | -10,000 | -43 | 325,364 | ||||
| 2014-08-18 | 2014-08-15 | 4 | Varian John | XOMA | Common Shares | D | 1.2400 | 10,000 | 12 | 335,364 | ||||
| 2014-08-18 | 2014-08-15 | 4 | Varian John | XOMA | Common Shares | D | 4.3054 | -54,823 | -236 | 325,364 | ||||
| 2014-08-18 | 2014-08-14 | 4 | Varian John | XOMA | Restricted Stock Units | D | 0.00 | -94,574 | 106,755 | |||||
| 2014-08-18 | 2014-08-14 | 4 | Varian John | XOMA | Common Shares | D | 94,574 | 380,187 | ||||||
| 2014-08-18 | 2014-08-15 | 4 | SCANNON PATRICK J MD PHD | XOMA | Common Shares | D | 4.3054 | -5,871 | -25 | 91,939 | ||||
| 2014-08-18 | 2014-08-14 | 4 | SCANNON PATRICK J MD PHD | XOMA | Restricted Stock Units | D | 0.00 | -16,264 | 29,040 | |||||
| 2014-08-18 | 2014-08-14 | 4 | SCANNON PATRICK J MD PHD | XOMA | Common Shares | D | 16,264 | 97,810 | ||||||
| 2014-08-18 | 2014-08-15 | 4 | Neal James R | XOMA | Common Shares | D | 4.6054 | -6,584 | -30 | 144,857 | ||||
| 2014-08-04 | 2014-08-01 | 4 | SCANNON PATRICK J MD PHD | XOMA | Common Shares | D | 3.8323 | -5,000 | -19 | 81,546 | ||||
| 2014-07-16 | 2014-07-15 | 4 | Varian John | XOMA | Incentive Share Option (right to buy) | D | 1.24 | 1.2400 | -10,000 | -12 | 180,392 | |||
| 2014-07-16 | 2014-07-15 | 4 | Varian John | XOMA | Common Shares | D | 4.0285 | -10,000 | -40 | 285,613 | ||||
| 2014-07-16 | 2014-07-15 | 4 | Varian John | XOMA | Common Shares | D | 1.2400 | 10,000 | 12 | 295,613 | ||||
| 2014-07-02 | 2014-07-01 | 4 | SCANNON PATRICK J MD PHD | XOMA | Common Shares | D | 4.6822 | -5,000 | -23 | 86,546 | ||||
| 2014-06-18 | 2014-06-16 | 4 | RUBIN PAUL D | XOMA | Common Shares | D | 4.5419 | -11,580 | -53 | 72,021 | ||||
| 2014-06-18 | 2014-06-16 | 4 | Varian John | XOMA | Incentive Share Option (right to buy) | D | 1.24 | 1.2400 | -10,000 | -12 | 190,392 | |||
| 2014-06-18 | 2014-06-16 | 4 | Varian John | XOMA | Common Shares | D | 4.5410 | -10,000 | -45 | 285,613 | ||||
| 2014-06-18 | 2014-06-16 | 4 | Varian John | XOMA | Common Shares | D | 1.2400 | 10,000 | 12 | 295,613 | ||||
| 2014-05-29 | 2014-05-28 | 4 | RUBIN PAUL D | XOMA | Restricted Stock Units | D | 0.00 | -4,667 | 4,666 | |||||
| 2014-05-29 | 2014-05-28 | 4 | RUBIN PAUL D | XOMA | Common Shares | D | 4.2200 | -1,785 | -8 | 83,601 | ||||
| 2014-05-29 | 2014-05-28 | 4 | RUBIN PAUL D | XOMA | Common Shares | D | 4,667 | 85,386 | ||||||
| 2014-05-29 | 2014-05-28 | 4 | WYSZOMIERSKI JACK L | XOMA | Restricted Stock Units | D | 0.00 | -2,800 | 2,800 | |||||
| 2014-05-29 | 2014-05-28 | 4 | WYSZOMIERSKI JACK L | XOMA | Restricted Stock Units | D | 0.00 | -2,800 | 2,800 | |||||
| 2014-05-29 | 2014-05-28 | 4 | WYSZOMIERSKI JACK L | XOMA | Common Shares | D | 2,800 | 25,797 | ||||||
| 2014-05-29 | 2014-05-28 | 4 | WYSZOMIERSKI JACK L | XOMA | Common Shares | D | 2,800 | 25,797 | ||||||
| 2014-05-29 | 2014-05-28 | 4 | Walbert Timothy P | XOMA | Restricted Stock Units | D | 0.00 | -2,800 | 2,800 | |||||
| 2014-05-29 | 2014-05-28 | 4 | Walbert Timothy P | XOMA | Restricted Stock Units | D | 0.00 | -2,800 | 2,800 | |||||
| 2014-05-29 | 2014-05-28 | 4 | Walbert Timothy P | XOMA | Common Shares | D | 2,800 | 25,797 | ||||||
| 2014-05-29 | 2014-05-28 | 4 | Walbert Timothy P | XOMA | Common Shares | D | 2,800 | 25,797 | ||||||
| 2014-05-29 | 2014-05-28 | 4 | LIMBER JOSEPH M | XOMA | Restricted Stock Units | D | 0.00 | -2,800 | 5,600 | |||||
| 2014-05-29 | 2014-05-28 | 4 | LIMBER JOSEPH M | XOMA | Common Shares | D | 2,800 | 16,800 | ||||||
| 2014-05-29 | 2014-05-28 | 4 | VAN NESS W DENMAN | XOMA | Restricted Stock Units | D | 0.00 | -3,150 | 3,150 | |||||
| 2014-05-29 | 2014-05-28 | 4 | VAN NESS W DENMAN | XOMA | Restricted Stock Units | D | 0.00 | -3,150 | 3,150 | |||||
| 2014-05-29 | 2014-05-28 | 4 | VAN NESS W DENMAN | XOMA | Common Shares | D | 3,150 | 32,652 | ||||||
| 2014-05-29 | 2014-05-28 | 4 | VAN NESS W DENMAN | XOMA | Common Shares | D | 3,150 | 32,652 | ||||||
| 2014-05-29 | 2014-05-28 | 4 | BOWES WILLIAM K JR | XOMA | Restricted Stock Units | D | 0.00 | -2,800 | 5,600 | |||||
| 2014-05-29 | 2014-05-28 | 4 | BOWES WILLIAM K JR | XOMA | Restricted Stock Units | D | 0.00 | -2,800 | 5,600 | |||||
| 2014-05-29 | 2014-05-28 | 4 | BOWES WILLIAM K JR | XOMA | Common Shares | D | 2,800 | 26,868 | ||||||
| 2014-05-29 | 2014-05-28 | 4 | BOWES WILLIAM K JR | XOMA | Common Shares | D | 2,800 | 26,868 | ||||||
| 2014-05-27 | 2014-05-22 | 4 | WYSZOMIERSKI JACK L | XOMA | Non-Qualified Share Option (right to buy) | D | 3.87 | 3.8700 | 11,600 | 45 | 11,600 | |||
| 2014-05-27 | 2014-05-22 | 4 | WYSZOMIERSKI JACK L | XOMA | Common Shares | D | 8,400 | 20,197 | ||||||
| 2014-05-27 | 2014-05-22 | 4 | VAN NESS W DENMAN | XOMA | Non-Qualified Share Option (right to buy) | D | 3.87 | 3.8700 | 13,050 | 51 | 13,050 | |||
| 2014-05-27 | 2014-05-22 | 4 | VAN NESS W DENMAN | XOMA | Common Shares | D | 9,450 | 26,352 | ||||||
| 2014-05-27 | 2014-05-22 | 4 | BOWES WILLIAM K JR | XOMA | Non-Qualified Share Option (right to buy) | D | 3.87 | 3.8700 | 11,600 | 45 | 11,600 | |||
| 2014-05-27 | 2014-05-22 | 4 | BOWES WILLIAM K JR | XOMA | Common Shares | D | 8,400 | 21,268 | ||||||
| 2014-05-27 | 2014-05-22 | 4 | Walbert Timothy P | XOMA | Non-Qualified Share Option (right to buy) | D | 3.87 | 3.8700 | 11,600 | 45 | 11,600 | |||
| 2014-05-27 | 2014-05-22 | 4 | Walbert Timothy P | XOMA | Common Shares | D | 8,400 | 20,197 | ||||||
| 2014-05-27 | 2014-05-22 | 4 | LIMBER JOSEPH M | XOMA | Non-Qualified Share Option (right to buy) | D | 3.87 | 3.8700 | 11,600 | 45 | 11,600 | |||
| 2014-05-27 | 2014-05-22 | 4 | LIMBER JOSEPH M | XOMA | Common Shares | D | 8,400 | 14,000 | ||||||
| 2014-05-27 | 2014-05-22 | 4 | HUTT PETER BARTON | XOMA | Non-Qualified Share Option (right to buy) | D | 3.87 | 3.8700 | 20,000 | 77 | 20,000 | |||
| 2014-05-27 | 2014-05-22 | 4 | BAKER BROS. ADVISORS LP | XOMA | Non-Qualified Stock Option (right to buy) | I | 3.87 | 11,600 | 11,600 | |||||
| 2014-05-27 | 2014-05-22 | 4 | BAKER BROS. ADVISORS LP | XOMA | Common Shares | I | 8,400 | 518,849 | ||||||
| 2014-05-27 | 2014-05-22 | 4 | BAKER BROS. ADVISORS LP | XOMA | Common Shares | I | 8,400 | 518,849 | ||||||
| 2014-05-27 | 2014-05-22 | 4 | BAKER BROS. ADVISORS LP | XOMA | Common Shares | I | 8,400 | 518,849 | ||||||
| 2014-05-15 | 2014-05-13 | 4 | RUBIN PAUL D | XOMA | Common Shares | D | 3.8404 | -10,000 | -38 | 80,719 | ||||
| 2014-05-15 | 2014-05-15 | 4 | Varian John | XOMA | Incentive Share Option (right to buy) | D | 1.24 | 1.2400 | -10,000 | -12 | 200,392 | |||
| 2014-05-15 | 2014-05-15 | 4 | Varian John | XOMA | Common Shares | D | 3.5515 | -10,000 | -36 | 285,613 | ||||
| 2014-05-15 | 2014-05-15 | 4 | Varian John | XOMA | Common Shares | D | 1.2400 | 10,000 | 12 | 295,613 | ||||
| 2014-04-17 | 2014-04-15 | 4 | Varian John | XOMA | Incentive Share Option (right to buy) | D | 1.24 | 1.2400 | -10,000 | -12 | 210,392 | |||
| 2014-04-17 | 2014-04-15 | 4 | Varian John | XOMA | Common Shares | D | 4.0645 | -10,000 | -41 | 285,613 | ||||
| 2014-04-17 | 2014-04-15 | 4 | Varian John | XOMA | Common Shares | D | 1.2400 | 10,000 | 12 | 295,613 | ||||
| 2014-03-20 | 2014-03-18 | 4 | RUBIN PAUL D | XOMA | Restricted Stock Units | D | 0.00 | -18,205 | 18,205 | |||||
| 2014-03-20 | 2014-03-18 | 4 | RUBIN PAUL D | XOMA | Restricted Stock Units | D | 0.00 | -12,142 | 24,282 | |||||
| 2014-03-20 | 2014-03-18 | 4 | RUBIN PAUL D | XOMA | Incentive Share Option (right to buy) | D | 3.04 | 3.0400 | -6,000 | -18 | 92,040 | |||
| 2014-03-20 | 2014-03-18 | 4 | RUBIN PAUL D | XOMA | Common Shares | D | 6.3080 | -6,000 | -38 | 90,719 | ||||
| 2014-03-20 | 2014-03-18 | 4 | RUBIN PAUL D | XOMA | Common Shares | D | 3.0400 | 6,000 | 18 | 96,719 | ||||
| 2014-03-20 | 2014-03-18 | 4 | RUBIN PAUL D | XOMA | Common Shares | D | 6.3160 | -6,988 | -44 | 90,719 | ||||
| 2014-03-20 | 2014-03-18 | 4 | RUBIN PAUL D | XOMA | Common Shares | D | 18,205 | 97,707 | ||||||
| 2014-03-20 | 2014-03-18 | 4 | RUBIN PAUL D | XOMA | Common Shares | D | 6.3160 | -4,661 | -29 | 79,502 | ||||
| 2014-03-20 | 2014-03-18 | 4 | RUBIN PAUL D | XOMA | Common Shares | D | 12,142 | 84,163 | ||||||
| 2014-03-20 | 2014-03-18 | 4 | SCANNON PATRICK J MD PHD | XOMA | Restricted Stock Units | D | 0.00 | -9,500 | 19,000 | |||||
| 2014-03-20 | 2014-03-18 | 4 | SCANNON PATRICK J MD PHD | XOMA | Common Shares | D | 6.3160 | -3,419 | -22 | 91,546 | ||||
| 2014-03-20 | 2014-03-18 | 4 | SCANNON PATRICK J MD PHD | XOMA | Common Shares | D | 9,500 | 94,965 | ||||||
| 2014-03-20 | 2014-03-18 | 4 | Klein Thomas | XOMA | Restricted Stock Units | D | 0.00 | -80,000 | 161,333 | |||||
| 2014-03-20 | 2014-03-18 | 4 | Klein Thomas | XOMA | Restricted Stock Units | D | 0.00 | -667 | 241,333 | |||||
| 2014-03-20 | 2014-03-18 | 4 | Klein Thomas | XOMA | Common Shares | D | 6.3160 | -30,708 | -194 | 93,150 | ||||
| 2014-03-20 | 2014-03-18 | 4 | Klein Thomas | XOMA | Common Shares | D | 80,000 | 123,858 | ||||||
| 2014-03-20 | 2014-03-18 | 4 | Klein Thomas | XOMA | Common Shares | D | 6.3160 | -257 | -2 | 43,858 | ||||
| 2014-03-20 | 2014-03-18 | 4 | Klein Thomas | XOMA | Common Shares | D | 667 | 44,115 | ||||||
| 2014-03-20 | 2014-03-18 | 4 | Neal James R | XOMA | Common Shares | D | 6.3160 | -2,671 | -17 | 151,441 | ||||
| 2014-03-20 | 2014-03-18 | 4 | Varian John | XOMA | Restricted Stock Units | D | 0.00 | -36,907 | 73,814 | |||||
| 2014-03-20 | 2014-03-18 | 4 | Varian John | XOMA | Common Shares | D | 6.3160 | -21,329 | -135 | 285,613 | ||||
| 2014-03-20 | 2014-03-18 | 4 | Varian John | XOMA | Common Shares | D | 36,907 | 306,942 | ||||||
| 2014-03-20 | 2014-03-18 | 4 | KURLAND FRED | XOMA | Restricted Stock Units | D | 0.00 | -10,875 | 4,656 | |||||
| 2014-03-20 | 2014-03-18 | 4 | KURLAND FRED | XOMA | Common Shares | D | 6.3160 | -5,915 | -37 | 62,600 | ||||
| 2014-03-20 | 2014-03-18 | 4 | KURLAND FRED | XOMA | Common Shares | D | 10,875 | 68,515 | ||||||
| 2014-03-18 | 2014-03-17 | 4 | Varian John | XOMA | Incentive Share Option (right to buy) | D | 1.24 | 1.2400 | -10,000 | -12 | 220,392 | |||
| 2014-03-18 | 2014-03-17 | 4 | Varian John | XOMA | Common Shares | D | 6.0292 | -10,000 | -60 | 270,035 | ||||
| 2014-03-18 | 2014-03-17 | 4 | Varian John | XOMA | Common Shares | D | 1.2400 | 10,000 | 12 | 280,035 | ||||
| 2014-03-11 | 2014-03-10 | 4 | LIMBER JOSEPH M | XOMA | Restricted Stock Units | D | 0.00 | -5,600 | 11,200 | |||||
| 2014-03-11 | 2014-03-10 | 4 | LIMBER JOSEPH M | XOMA | Common Shares | D | 5,600 | 5,600 | ||||||
| 2014-03-03 | 3 | Neal James R by 401(k) | XOMA | Common Shares | I | 157,052 | ||||||||
| 2014-03-03 | 3 | Neal James R | XOMA | Common Shares | D | 309,694 | ||||||||
| 2014-03-03 | 3 | Neal James R by 401(k) | XOMA | Common Shares | I | 157,052 | ||||||||
| 2014-03-03 | 3 | Neal James R | XOMA | Common Shares | D | 309,694 | ||||||||
| 2014-03-03 | 2014-02-27 | 4 | Varian John | XOMA | Non-Qualified Share Option (right to buy) | D | 8.91 | 8.9100 | 167,504 | 1,492 | 167,504 | |||
| 2014-03-03 | 2014-02-27 | 4 | Varian John | XOMA | Common Shares | D | 121,296 | 270,035 | ||||||
| 2014-03-03 | 2014-02-27 | 4 | Klein Thomas | XOMA | Non-Qualified Share Option (right to buy) | D | 8.91 | 8.9100 | 60,000 | 535 | 60,000 | |||
| 2014-03-03 | 2014-02-27 | 4 | Klein Thomas | XOMA | Common Shares | D | 43,448 | 43,448 | ||||||
| 2014-03-03 | 2014-02-27 | 4 | KURLAND FRED | XOMA | Non-Qualified Share Option (right to buy) | D | 8.91 | 8.9100 | 60,000 | 535 | 60,000 | |||
| 2014-03-03 | 2014-02-27 | 4 | KURLAND FRED | XOMA | Common Shares | D | 43,448 | 57,640 | ||||||
| 2014-03-03 | 2014-02-27 | 4 | RUBIN PAUL D | XOMA | Non-Qualified Share Option (right to buy) | D | 8.91 | 8.9100 | 95,000 | 846 | 95,000 | |||
| 2014-03-03 | 2014-02-27 | 4 | RUBIN PAUL D | XOMA | Common Shares | D | 68,793 | 72,021 | ||||||
| 2014-03-03 | 2014-02-27 | 4 | SCANNON PATRICK J MD PHD | XOMA | Non-Qualified Share Option (right to buy) | D | 8.91 | 8.9100 | 60,000 | 535 | 60,000 | |||
| 2014-03-03 | 2014-02-27 | 4 | SCANNON PATRICK J MD PHD | XOMA | Common Shares | D | 43,448 | 85,465 | ||||||
| 2014-02-19 | 2014-02-18 | 4 | Varian John | XOMA | Incentive Share Option (right to buy) | D | 1.24 | 1.2400 | -10,000 | -12 | 230,392 | |||
| 2014-02-19 | 2014-02-18 | 4 | Varian John | XOMA | Common Shares | D | 7.5478 | -10,000 | -75 | 148,739 | ||||
| 2014-02-19 | 2014-02-18 | 4 | Varian John | XOMA | Common Shares | D | 1.2400 | 10,000 | 12 | 158,739 | ||||
| 2014-02-19 | 2014-02-18 | 4 | RUBIN PAUL D | XOMA | Incentive Share Option (right to buy) | D | 3.04 | 3.0400 | -6,000 | -18 | 98,040 | |||
| 2014-02-19 | 2014-02-18 | 4 | RUBIN PAUL D | XOMA | Common Shares | D | 7.5453 | -6,000 | -45 | 3,228 | ||||
| 2014-02-19 | 2014-02-18 | 4 | RUBIN PAUL D | XOMA | Common Shares | D | 3.0400 | 6,000 | 18 | 9,228 | ||||
| 2014-02-14 | 2013-12-31 | 5 | RUBIN PAUL D by 401(k) | XOMA | Common Shares | I | 6.6070 | 888 | 6 | 5,310 | ||||
| 2014-02-14 | 2013-12-31 | 5 | Klein Thomas by 401(k) | XOMA | Common Shares | I | 6.6070 | 1,659 | 11 | 1,659 | ||||
| 2014-02-14 | 2013-12-31 | 5 | Varian John by 401(k) | XOMA | Common Shares | I | 6.6070 | 1,740 | 11 | 15,537 | ||||
| 2014-02-14 | 2013-12-31 | 5 | SCANNON PATRICK J MD PHD by 401(k) | XOMA | Common Shares | I | 6.6070 | 1,740 | 11 | 22,079 | ||||
| 2014-02-14 | 2013-12-31 | 5 | KURLAND FRED by Trust | XOMA | Common Shares | I | 254 | 5,254 | ||||||
| 2014-02-14 | 2013-12-31 | 5 | KURLAND FRED by 401(k) | XOMA | Common Shares | I | 6.6070 | 1,740 | 11 | 19,136 | ||||
| 2014-02-14 | 2013-12-31 | 5 | KURLAND FRED | XOMA | Common Shares | D | -254 | 21,831 | ||||||
| 2014-02-10 | 2014-02-07 | 4 | KURLAND FRED | XOMA | Common Shares | D | -7,639 | 14,446 | ||||||
| 2014-01-23 | 2014-01-21 | 4 | RUBIN PAUL D | XOMA | Incentive Share Option (right to buy) | D | 3.04 | 3.0400 | -5,694 | -17 | 104,040 | |||
| 2014-01-23 | 2014-01-21 | 4 | RUBIN PAUL D | XOMA | Common Shares | D | 8.2680 | -5,694 | -47 | 3,228 | ||||
| 2014-01-23 | 2014-01-21 | 4 | RUBIN PAUL D | XOMA | Common Shares | D | 3.0400 | 5,694 | 17 | 8,922 | ||||
| 2014-01-23 | 2014-01-21 | 4 | RUBIN PAUL D | XOMA | Common Shares | D | 8.2680 | -306 | -3 | 3,228 | ||||
| 2014-01-17 | 2014-01-15 | 4 | Varian John | XOMA | Incentive Share Option (right to buy) | D | 1.24 | 1.2400 | -10,000 | -12 | 240,392 | |||
| 2014-01-17 | 2014-01-15 | 4 | Varian John | XOMA | Common Shares | D | 8.2791 | -10,000 | -83 | 148,739 | ||||
| 2014-01-17 | 2014-01-15 | 4 | Varian John | XOMA | Common Shares | D | 1.2400 | 10,000 | 12 | 158,739 | ||||
| 2014-01-10 | 2014-01-09 | 4 | SCANNON PATRICK J MD PHD | XOMA | Non-Qualified Share Option (right to buy) | D | 1.69 | 1.6900 | -20,000 | -34 | 18,406 | |||
| 2014-01-10 | 2014-01-09 | 4 | SCANNON PATRICK J MD PHD | XOMA | Common Shares | D | 8.0021 | -20,000 | -160 | 42,017 | ||||
| 2014-01-10 | 2014-01-09 | 4 | SCANNON PATRICK J MD PHD | XOMA | Common Shares | D | 1.6900 | 20,000 | 34 | 62,017 | ||||
| 2013-12-18 | 2013-12-16 | 4 | Varian John | XOMA | Incentive Share Option (right to buy) | D | 1.24 | 1.2400 | -10,000 | -12 | 250,392 | |||
| 2013-12-18 | 2013-12-16 | 4 | Varian John | XOMA | Common Shares | D | 5.4372 | -10,000 | -54 | 148,739 | ||||
| 2013-12-18 | 2013-12-16 | 4 | Varian John | XOMA | Common Shares | D | 1.2400 | 10,000 | 12 | 158,739 | ||||
| 2013-12-18 | 2013-12-18 | 4 | RUBIN PAUL D | XOMA | Incentive Share Option (right to buy) | D | 3.04 | 3.0400 | -6,000 | -18 | 109,734 | |||
| 2013-12-18 | 2013-12-18 | 4 | RUBIN PAUL D | XOMA | Common Shares | D | 5.6653 | -6,000 | -34 | 3,534 | ||||
| 2013-12-18 | 2013-12-18 | 4 | RUBIN PAUL D | XOMA | Common Shares | D | 3.0400 | 6,000 | 18 | 9,534 | ||||
| 2013-12-03 | 2013-12-02 | 4 | SCANNON PATRICK J MD PHD | XOMA | Non-Qualified Share Option (right to buy) | D | 1.69 | 1.6900 | -16,665 | -28 | 38,406 | |||
| 2013-12-03 | 2013-12-02 | 4 | SCANNON PATRICK J MD PHD | XOMA | Incentive Share Option (right to buy) | D | 1.69 | 1.6900 | -3,335 | -6 | 9,939 | |||
| 2013-12-03 | 2013-12-02 | 4 | SCANNON PATRICK J MD PHD | XOMA | Common Shares | D | 6.0001 | -16,665 | -100 | 42,017 | ||||
| 2013-12-03 | 2013-12-02 | 4 | SCANNON PATRICK J MD PHD | XOMA | Common Shares | D | 1.6900 | 16,665 | 28 | 58,682 | ||||
| 2013-12-03 | 2013-12-02 | 4 | SCANNON PATRICK J MD PHD | XOMA | Common Shares | D | 6.0001 | -3,335 | -20 | 42,017 | ||||
| 2013-12-03 | 2013-12-02 | 4 | SCANNON PATRICK J MD PHD | XOMA | Common Shares | D | 1.6900 | 3,335 | 6 | 45,352 | ||||
| 2013-12-02 | 2013-11-27 | 4 | RUBIN PAUL D | XOMA | Incentive Share Option (right to buy) | D | 3.04 | 3.0400 | -4,696 | -14 | 115,734 | |||
| 2013-12-02 | 2013-11-27 | 4 | RUBIN PAUL D | XOMA | Common Shares | D | 4.5400 | -4,696 | -21 | 3,534 | ||||
| 2013-12-02 | 2013-11-27 | 4 | RUBIN PAUL D | XOMA | Common Shares | D | 3.0400 | 4,696 | 14 | 8,230 | ||||
| 2013-11-19 | 2013-11-18 | 4 | RUBIN PAUL D | XOMA | Non-Qualified Share Option (right to buy) | D | 2.36 | 2.3600 | -1,304 | -3 | 15,887 | |||
| 2013-11-19 | 2013-11-18 | 4 | RUBIN PAUL D | XOMA | Common Shares | D | 4.0776 | -1,304 | -5 | 3,534 | ||||
| 2013-11-19 | 2013-11-18 | 4 | RUBIN PAUL D | XOMA | Common Shares | D | 2.3600 | 1,304 | 3 | 4,838 | ||||
| 2013-11-15 | 2013-11-13 | 4 | KURLAND FRED | XOMA | Restricted Stock Units | D | 0.00 | -22,596 | 15,531 | |||||
| 2013-11-15 | 2013-11-13 | 4 | KURLAND FRED | XOMA | Common Shares | D | 3.9124 | -12,331 | -48 | 22,085 | ||||
| 2013-11-15 | 2013-11-13 | 4 | KURLAND FRED | XOMA | Common Shares | D | 22,596 | 34,416 | ||||||
| 2013-11-15 | 2013-11-13 | 4 | SCANNON PATRICK J MD PHD | XOMA | Restricted Stock Units | D | 0.00 | -22,652 | 9,876 | |||||
| 2013-11-15 | 2013-11-13 | 4 | SCANNON PATRICK J MD PHD | XOMA | Common Shares | D | 3.9132 | -8,346 | -33 | 42,017 | ||||
| 2013-11-15 | 2013-11-13 | 4 | SCANNON PATRICK J MD PHD | XOMA | Common Shares | D | 22,652 | 50,363 | ||||||
| 2013-11-15 | 2013-11-13 | 4 | VAN NESS W DENMAN | XOMA | Restricted Stock Units | D | 0.00 | -6,876 | 6,875 | |||||
| 2013-11-15 | 2013-11-13 | 4 | VAN NESS W DENMAN | XOMA | Common Shares | D | 6,876 | 16,902 | ||||||
| 2013-11-15 | 2013-11-13 | 4 | Walbert Timothy P | XOMA | Restricted Stock Units | D | 0.00 | -4,498 | 1,102 | |||||
| 2013-11-15 | 2013-11-13 | 4 | Walbert Timothy P | XOMA | Common Shares | D | 4,498 | 11,797 | ||||||
| 2013-11-15 | 2013-11-13 | 4 | BOWES WILLIAM K JR | XOMA | Restricted Stock Units | D | 0.00 | -4,498 | 1,102 | |||||
| 2013-11-15 | 2013-11-13 | 4 | BOWES WILLIAM K JR | XOMA | Common Shares | D | 4,498 | 12,868 | ||||||
| 2013-11-15 | 2013-11-13 | 4 | WYSZOMIERSKI JACK L | XOMA | Restricted Stock Units | D | 0.00 | -4,498 | 3,902 | |||||
| 2013-11-15 | 2013-11-13 | 4 | WYSZOMIERSKI JACK L | XOMA | Common Shares | D | 4,498 | 11,797 | ||||||
| 2013-11-15 | 2013-11-15 | 4 | Varian John | XOMA | Incentive Share Option (right to buy) | D | 1.24 | 1.2400 | -10,000 | -12 | 260,392 | |||
| 2013-11-15 | 2013-11-15 | 4 | Varian John | XOMA | Common Shares | D | 4.1329 | -10,000 | -41 | 148,739 | ||||
| 2013-11-15 | 2013-11-15 | 4 | Varian John | XOMA | Common Shares | D | 1.2400 | 10,000 | 12 | 158,739 | ||||
| 2013-11-15 | 2013-11-13 | 4 | Varian John | XOMA | Restricted Stock Units | D | 0.00 | -96,167 | 88,482 | |||||
| 2013-11-15 | 2013-11-13 | 4 | Varian John | XOMA | Restricted Stock Units | D | 0.00 | -4,498 | 184,649 | |||||
| 2013-11-15 | 2013-11-13 | 4 | Varian John | XOMA | Common Shares | D | 3.9128 | -52,477 | -205 | 148,739 | ||||
| 2013-11-15 | 2013-11-13 | 4 | Varian John | XOMA | Common Shares | D | 96,167 | 201,216 | ||||||
| 2013-11-15 | 2013-11-13 | 4 | Varian John | XOMA | Common Shares | D | 3.9130 | -2,455 | -10 | 105,049 | ||||
| 2013-11-15 | 2013-11-13 | 4 | Varian John | XOMA | Common Shares | D | 4,498 | 107,504 | ||||||
| 2013-11-01 | 2013-10-18 | 4/A | RUBIN PAUL D | XOMA | Common Shares | D | 4.7060 | -5,254 | -25 | 3,534 | ||||
| 2013-10-21 | 2013-10-18 | 4 | RUBIN PAUL D | XOMA | Non-Qualified Share Option (right to buy) | D | 2.36 | 2.3600 | -746 | -2 | 17,191 | |||
| 2013-10-21 | 2013-10-18 | 4 | RUBIN PAUL D | XOMA | Common Shares | D | 4.7060 | -746 | -4 | 8,788 | ||||
| 2013-10-21 | 2013-10-18 | 4 | RUBIN PAUL D | XOMA | Common Shares | D | 2.3600 | 746 | 2 | 9,534 | ||||
| 2013-10-16 | 2013-10-15 | 4 | Varian John | XOMA | Incentive Share Option (right to buy) | D | 1.24 | 1.2400 | -10,000 | -12 | 270,392 | |||
| 2013-10-16 | 2013-10-15 | 4 | Varian John | XOMA | Common Shares | D | 4.5950 | -10,000 | -46 | 103,006 | ||||
| 2013-10-16 | 2013-10-15 | 4 | Varian John | XOMA | Common Shares | D | 1.2400 | 10,000 | 12 | 113,006 | ||||
| 2013-10-02 | 2013-09-30 | 4 | RUBIN PAUL D | XOMA | Common Shares | D | 4.2655 | 459 | 2 | 8,788 | ||||
| 2013-09-19 | 2013-09-18 | 4 | RUBIN PAUL D | XOMA | Common Shares | D | 4.5311 | -6,000 | -27 | 8,329 | ||||
| 2013-09-17 | 2013-09-16 | 4 | Varian John | XOMA | Incentive Share Option (right to buy) | D | 1.24 | 1.2400 | -10,000 | -12 | 280,392 | |||
| 2013-09-17 | 2013-09-16 | 4 | Varian John | XOMA | Common Shares | D | 4.5862 | -10,000 | -46 | 103,006 | ||||
| 2013-09-17 | 2013-09-16 | 4 | Varian John | XOMA | Common Shares | D | 1.2400 | 10,000 | 12 | 113,006 | ||||
| 2013-08-21 | 2013-08-19 | 4/A | BAKER BROS. ADVISORS LP | XOMA | Common Stock | I | 3.6200 | 21,410 | 78 | 510,449 | ||||
| 2013-08-21 | 2013-08-19 | 4/A | BAKER BROS. ADVISORS LP | XOMA | Common Stock | I | 3.6200 | 1,854,058 | 6,712 | 19,767,770 | ||||
| 2013-08-21 | 2013-08-19 | 4/A | BAKER BROS. ADVISORS LP | XOMA | Common Stock | I | 3.6200 | 882,323 | 3,194 | 2,829,753 | ||||
| 2013-08-21 | 2013-08-19 | 4 | BAKER BROS. ADVISORS LP | XOMA | Common Stock | I | 3.6200 | 21,410 | 78 | 510,449 | ||||
| 2013-08-21 | 2013-08-19 | 4 | BAKER BROS. ADVISORS LP | XOMA | Common Stock | I | 3.6200 | 1,854,058 | 6,712 | 19,767,770 | ||||
| 2013-08-21 | 2013-08-19 | 4 | BAKER BROS. ADVISORS LP | XOMA | Common Stock | I | 3.6200 | 882,323 | 3,194 | 2,829,753 | ||||
| 2013-08-19 | 2013-08-19 | 4 | RUBIN PAUL D | XOMA | Common Shares | D | 3.7365 | -6,000 | -22 | 14,329 | ||||
| 2013-08-16 | 2013-08-14 | 4 | SCANNON PATRICK J MD PHD | XOMA | Restricted Stock Units | D | 0.00 | -16,265 | 32,528 | |||||
| 2013-08-16 | 2013-08-14 | 4 | SCANNON PATRICK J MD PHD | XOMA | Common Shares | D | 3.8612 | -6,002 | -23 | 27,711 | ||||
| 2013-08-16 | 2013-08-14 | 4 | SCANNON PATRICK J MD PHD | XOMA | Common Shares | D | 16,265 | 33,713 | ||||||
| 2013-08-16 | 2013-08-14 | 4 | RUBIN PAUL D | XOMA | Restricted Stock Units | D | 0.00 | -26,748 | 53,496 | |||||
| 2013-08-16 | 2013-08-14 | 4 | RUBIN PAUL D | XOMA | Common Shares | D | 3.8613 | -10,520 | -41 | 20,329 | ||||
| 2013-08-16 | 2013-08-14 | 4 | RUBIN PAUL D | XOMA | Common Shares | D | 26,748 | 30,849 | ||||||
| 2013-08-16 | 2013-08-15 | 4 | Varian John | XOMA | Incentive Share Option (right to buy) | D | 1.24 | 1.2400 | -10,000 | -12 | 290,392 | |||
| 2013-08-16 | 2013-08-15 | 4 | Varian John | XOMA | Common Shares | D | 3.9212 | -10,000 | -39 | 103,006 | ||||
| 2013-08-16 | 2013-08-15 | 4 | Varian John | XOMA | Common Shares | D | 1.2400 | 10,000 | 12 | 113,006 | ||||
| 2013-08-16 | 2013-08-14 | 4 | Varian John | XOMA | Restricted Stock Units | D | 0.00 | -94,574 | 189,147 | |||||
| 2013-08-16 | 2013-08-14 | 4 | Varian John | XOMA | Common Shares | D | 94,574 | 103,006 | ||||||
| 2013-08-16 | 2013-08-14 | 4 | Varian John | XOMA | Common Shares | D | 3.8612 | -51,647 | -199 | 8,432 | ||||
| 2013-08-16 | 2013-08-15 | 4 | KURLAND FRED | XOMA | Common Shares | D | -13,231 | 11,820 | ||||||
| 2013-08-16 | 2013-08-14 | 4 | KURLAND FRED | XOMA | Restricted Stock Units | D | 0.00 | -19,064 | 38,127 | |||||
| 2013-08-16 | 2013-08-14 | 4 | KURLAND FRED | XOMA | Common Shares | D | 3.8612 | -7,498 | -29 | 25,051 | ||||
| 2013-08-16 | 2013-08-14 | 4 | KURLAND FRED | XOMA | Common Shares | D | 19,064 | 32,549 | ||||||
| 2013-07-19 | 2013-07-18 | 4 | RUBIN PAUL D | XOMA | Non-Qualified Share Option (right to buy) | D | 2.36 | 4.7055 | -2,748 | -13 | 17,937 | |||
| 2013-07-19 | 2013-07-18 | 4 | RUBIN PAUL D | XOMA | Incentive Share Option (right to buy) | D | 3.04 | 4.7055 | -3,252 | -15 | 120,430 | |||
| 2013-07-19 | 2013-07-18 | 4 | RUBIN PAUL D | XOMA | Common Shares | D | 4.7055 | -3,252 | -15 | 4,101 | ||||
| 2013-07-19 | 2013-07-18 | 4 | RUBIN PAUL D | XOMA | Common Shares | D | 3.0400 | 3,252 | 10 | 7,353 | ||||
| 2013-07-19 | 2013-07-18 | 4 | RUBIN PAUL D | XOMA | Common Shares | D | 4.7055 | -2,748 | -13 | 4,101 | ||||
| 2013-07-19 | 2013-07-18 | 4 | RUBIN PAUL D | XOMA | Common Shares | D | 2.3600 | 2,748 | 6 | 6,849 | ||||
| 2013-07-17 | 2013-07-15 | 4 | Varian John | XOMA | Incentive Share Option (right to buy) | D | 1.24 | -10,000 | 300,392 | |||||
| 2013-07-17 | 2013-07-15 | 4 | Varian John | XOMA | Common Shares | D | 4.8066 | -10,000 | -48 | 60,079 | ||||
| 2013-07-17 | 2013-07-15 | 4 | Varian John | XOMA | Common Shares | D | 1.2400 | 10,000 | 12 | 70,079 | ||||
| 2013-07-01 | 2013-06-28 | 4 | RUBIN PAUL D | XOMA | Common Shares | D | 3.4485 | 567 | 2 | 4,101 | ||||
| 2013-06-18 | 2013-06-17 | 4 | Varian John | XOMA | Incentive Share Option (right to buy) | D | 1.24 | -10,000 | 310,392 | |||||
| 2013-06-18 | 2013-06-17 | 4 | Varian John | XOMA | Common Shares | D | -10,000 | 60,079 | ||||||
| 2013-06-18 | 2013-06-17 | 4 | Varian John | XOMA | Common Shares | D | 1.2400 | 10,000 | 12 | 70,079 | ||||
| 2013-06-18 | 2013-06-18 | 4 | RUBIN PAUL D | XOMA | Non-Qualified Share Option (right to buy) | D | 2.36 | -3,130 | 20,685 | |||||
| 2013-06-18 | 2013-06-18 | 4 | RUBIN PAUL D | XOMA | Common Shares | D | -2,870 | 3,534 | ||||||
| 2013-06-18 | 2013-06-18 | 4 | RUBIN PAUL D | XOMA | Common Shares | D | -3,130 | 6,404 | ||||||
| 2013-06-18 | 2013-06-18 | 4 | RUBIN PAUL D | XOMA | Common Shares | D | 2.3600 | 3,130 | 7 | 9,534 | ||||
| 2013-06-12 | 2013-06-11 | 4 | SCANNON PATRICK J MD PHD | XOMA | Incentive Share Option (right to buy) | D | 1.69 | -10,000 | 13,274 | |||||
| 2013-06-12 | 2013-06-11 | 4 | SCANNON PATRICK J MD PHD | XOMA | Common Shares | D | -10,000 | 17,448 | ||||||
| 2013-06-12 | 2013-06-11 | 4 | SCANNON PATRICK J MD PHD | XOMA | Common Shares | D | 1.6900 | 10,000 | 17 | 27,448 | ||||
| 2013-05-29 | 2013-05-28 | 4 | BOWES WILLIAM K JR | XOMA | Restricted Stock Units | D | 0.00 | -2,800 | 5,600 | |||||
| 2013-05-29 | 2013-05-28 | 4 | BOWES WILLIAM K JR | XOMA | Common Shares | D | 2,800 | 8,370 | ||||||
| 2013-05-29 | 2013-05-28 | 4 | VAN NESS W DENMAN | XOMA | Restricted Stock Units | D | 0.00 | -3,150 | 6,300 | |||||
| 2013-05-29 | 2013-05-28 | 4 | VAN NESS W DENMAN | XOMA | Common Shares | D | 3,150 | 10,026 | ||||||
| 2013-05-29 | 2013-05-28 | 4 | WYSZOMIERSKI JACK L | XOMA | Non-Qualified Share Option (right to buy) | D | 2.69 | -2,800 | 8,866 | |||||
| 2013-05-29 | 2013-05-28 | 4 | WYSZOMIERSKI JACK L | XOMA | Common Shares | D | 2.6900 | 2,800 | 8 | 7,299 | ||||
| 2013-05-29 | 2013-05-28 | 4 | Walbert Timothy P | XOMA | Restricted Stock Units | D | 0.00 | -2,800 | 5,600 | |||||
| 2013-05-29 | 2013-05-28 | 4 | Walbert Timothy P | XOMA | Common Shares | D | 2,800 | 7,299 | ||||||
| 2013-05-29 | 2013-05-29 | 4 | RUBIN PAUL D | XOMA | Common Shares | D | 4.1603 | -1,797 | -7 | 6,404 | ||||
| 2013-05-29 | 2013-05-28 | 4 | RUBIN PAUL D | XOMA | Restricted Stock Units | D | 0.00 | -4,667 | 9,333 | |||||
| 2013-05-29 | 2013-05-28 | 4 | RUBIN PAUL D | XOMA | Common Shares | D | 4,667 | 8,201 | ||||||
| 2013-05-24 | 2013-05-23 | 4 | BAKER BROS. ADVISORS LP | XOMA | Non-Qualified Stock Option (right to buy) | I | 4.13 | 11,600 | 11,600 | |||||
| 2013-05-24 | 2013-05-23 | 4 | BAKER BROS. ADVISORS LP | XOMA | Non-Qualified Stock Option (right to buy) | I | 4.13 | 11,600 | 11,600 | |||||
| 2013-05-24 | 2013-05-23 | 4 | BAKER BROS. ADVISORS LP | XOMA | Non-Qualified Stock Option (right to buy) | I | 4.13 | 11,600 | 11,600 | |||||
| 2013-05-24 | 2013-05-23 | 4 | BAKER BROS. ADVISORS LP | XOMA | Common Shares | I | 8,400 | 489,039 | ||||||
| 2013-05-24 | 2013-05-23 | 4 | BAKER BROS. ADVISORS LP | XOMA | Common Shares | I | 8,400 | 489,039 | ||||||
| 2013-05-24 | 2013-05-23 | 4 | BAKER BROS. ADVISORS LP | XOMA | Common Shares | I | 8,400 | 1,947,430 | ||||||
| 2013-05-24 | 2013-05-23 | 4 | HUTT PETER BARTON | XOMA | Non-Qualified Share Option (right to buy) | D | 4.13 | 4.1300 | 20,000 | 83 | 20,000 | |||
| 2013-05-24 | 2013-05-23 | 4 | BOWES WILLIAM K JR | XOMA | Restricted Stock Units | D | 0.00 | 8,400 | 8,400 | |||||
| 2013-05-24 | 2013-05-23 | 4 | BOWES WILLIAM K JR | XOMA | Non-Qualified Share Option (right to buy) | D | 4.13 | 4.1300 | 11,600 | 48 | 11,600 | |||
| 2013-05-24 | 2013-05-23 | 4 | Klein Thomas | XOMA | Restricted Stock Units | D | 0.00 | 2,000 | 242,000 | |||||
| 2013-05-24 | 2013-05-23 | 4 | WYSZOMIERSKI JACK L | XOMA | Restricted Stock Units | D | 0.00 | 8,400 | 8,400 | |||||
| 2013-05-24 | 2013-05-23 | 4 | WYSZOMIERSKI JACK L | XOMA | Non-Qualified Share Option (right to buy) | D | 4.13 | 4.1300 | 11,600 | 48 | 11,600 | |||
| 2013-05-24 | 2013-05-23 | 4 | LIMBER JOSEPH M | XOMA | Restricted Stock Units | D | 0.00 | 8,400 | 8,400 | |||||
| 2013-05-24 | 2013-05-23 | 4 | LIMBER JOSEPH M | XOMA | Non-Qualified Share Option (right to buy) | D | 4.13 | 4.1300 | 11,600 | 48 | 11,600 | |||
| 2013-05-24 | 2013-05-23 | 4 | VAN NESS W DENMAN | XOMA | Restricted Stock Units | D | 0.00 | 9,450 | 9,450 | |||||
| 2013-05-24 | 2013-05-23 | 4 | VAN NESS W DENMAN | XOMA | Non-Qualified Share Option (right to buy) | D | 4.13 | 4.1300 | 13,050 | 54 | 13,050 | |||
| 2013-05-24 | 2013-05-23 | 4 | Walbert Timothy P | XOMA | Restricted Stock Units | D | 0.00 | 8,400 | 8,400 | |||||
| 2013-05-24 | 2013-05-23 | 4 | Walbert Timothy P | XOMA | Non-Qualified Share Option (right to buy) | D | 4.13 | 4.1300 | 11,600 | 48 | 11,600 | |||
| 2013-05-21 | 2013-05-20 | 4 | RUBIN PAUL D | XOMA | Non-Qualified Share Option (right to buy) | D | 2.36 | 4.1600 | -785 | -3 | 23,815 | |||
| 2013-05-21 | 2013-05-20 | 4 | RUBIN PAUL D | XOMA | Common Shares | D | -5,215 | 3,534 | ||||||
| 2013-05-21 | 2013-05-20 | 4 | RUBIN PAUL D | XOMA | Common Shares | D | 4.1600 | -785 | -3 | 8,749 | ||||
| 2013-05-21 | 2013-05-20 | 4 | RUBIN PAUL D | XOMA | Common Shares | D | 2.3600 | 785 | 2 | 9,534 | ||||
| 2013-05-15 | 2013-05-15 | 4 | Varian John | XOMA | Incentive Share Option (right to buy) | D | 1.24 | -10,000 | 320,392 | |||||
| 2013-05-15 | 2013-05-15 | 4 | Varian John | XOMA | Common Shares | D | -10,000 | 60,079 | ||||||
| 2013-05-15 | 2013-05-15 | 4 | Varian John | XOMA | Common Shares | D | 1.2400 | 10,000 | 12 | 70,079 | ||||
| 2013-05-15 | 2013-05-14 | 4 | SCANNON PATRICK J MD PHD | XOMA | Incentive Share Option (right to buy) | D | 1.69 | -10,000 | 23,274 | |||||
| 2013-05-15 | 2013-05-14 | 4 | SCANNON PATRICK J MD PHD | XOMA | Common Shares | D | -10,000 | 17,448 | ||||||
| 2013-05-15 | 2013-05-14 | 4 | SCANNON PATRICK J MD PHD | XOMA | Common Shares | D | 1.6900 | 10,000 | 17 | 27,448 | ||||
| 2013-04-19 | 2013-04-18 | 4 | RUBIN PAUL D | XOMA | Common Shares | D | -6,000 | 8,749 | ||||||
| 2013-04-01 | 2013-03-28 | 4 | RUBIN PAUL D | XOMA | Common Shares | D | 3.3155 | 1,498 | 5 | 14,749 | ||||
| 2013-03-27 | 2013-03-19 | 4 | RUBIN PAUL D | XOMA | Common Shares | D | 3.2900 | -6,990 | -23 | 13,251 | ||||
| 2013-03-27 | 2013-03-18 | 4 | RUBIN PAUL D | XOMA | Restricted Stock Units | D | 0.00 | -18,205 | 36,410 | |||||
| 2013-03-27 | 2013-03-18 | 4 | RUBIN PAUL D | XOMA | Common Shares | D | 18,205 | 20,241 | ||||||
| 2013-03-20 | 2013-03-18 | 4 | Klein Thomas | XOMA | Restricted Stock Units | D | 0.00 | 240,000 | 240,000 | |||||
| 2013-03-20 | 2013-03-18 | 4 | Klein Thomas | XOMA | Non-Qualified Share Option (right to buy) | D | 3.31 | 3.3100 | 335,000 | 1,109 | 335,000 | |||
| 2013-03-01 | 2013-02-28 | 4 | KURLAND FRED | XOMA | Restricted Stock Units | D | 0.00 | 32,625 | 32,625 | |||||
| 2013-03-01 | 2013-02-28 | 4 | KURLAND FRED | XOMA | Non-Qualified Share Option (right to buy) | D | 2.72 | 2.7150 | 45,054 | 122 | 45,054 | |||
| 2013-03-01 | 2013-02-28 | 4 | RUBIN PAUL D | XOMA | Restricted Stock Units | D | 0.00 | 36,424 | 36,424 | |||||
| 2013-03-01 | 2013-02-28 | 4 | RUBIN PAUL D | XOMA | Non-Qualified Share Option (right to buy) | D | 2.72 | 2.7150 | 50,299 | 137 | 50,299 | |||
| 2013-03-01 | 2013-02-28 | 4 | SCANNON PATRICK J MD PHD | XOMA | Restricted Stock Units | D | 0.00 | 28,500 | 28,500 | |||||
| 2013-03-01 | 2013-02-28 | 4 | SCANNON PATRICK J MD PHD | XOMA | Non-Qualified Share Option (right to buy) | D | 2.72 | 2.7150 | 39,000 | 106 | 39,000 | |||
| 2013-03-01 | 2013-02-28 | 4 | Varian John | XOMA | Restricted Stock Units | D | 0.00 | 110,721 | 110,721 | |||||
| 2013-03-01 | 2013-02-28 | 4 | Varian John | XOMA | Non-Qualified Share Option (right to buy) | D | 2.72 | 2.7150 | 152,900 | 415 | 152,900 | |||
| 2013-02-13 | 2012-12-31 | 5 | KURLAND FRED by 401(k) | XOMA | Common Shares | I | 2.5252 | 4,455 | 11 | 17,396 | ||||
| 2013-02-13 | 2012-12-31 | 5 | SCANNON PATRICK J MD PHD by 401(k) | XOMA | Common Shares | I | 2.5252 | 4,455 | 11 | 20,339 | ||||
| 2013-02-13 | 2012-12-31 | 5 | RUBIN PAUL D by 401(k) | XOMA | Common Shares | I | 2.5252 | 2,214 | 6 | 4,422 | ||||
| 2013-02-13 | 2012-12-31 | 5 | Varian John by 401(k) | XOMA | Common Shares | I | 2.5252 | 4,455 | 11 | 13,797 | ||||
| 2013-01-02 | 2012-12-31 | 4 | RUBIN PAUL D | XOMA | Common Shares | D | 2.2800 | 833 | 2 | 2,036 | ||||
| 2012-12-13 | 2012-12-12 | 4 | LIMBER JOSEPH M | XOMA | Restricted Stock Units | D | 0.00 | 16,800 | 16,800 | |||||
| 2012-12-13 | 2012-12-12 | 4 | LIMBER JOSEPH M | XOMA | Non-Qualified Share Option (right to buy) | D | 2.72 | 2.7200 | 23,200 | 63 | 23,200 | |||
| 2012-11-15 | 2012-11-13 | 4 | BOWES WILLIAM K JR | XOMA | Restricted Stock Units | D | 0.00 | -4,499 | 8,996 | |||||
| 2012-11-15 | 2012-11-13 | 4 | BOWES WILLIAM K JR | XOMA | Common Shares | D | 4,499 | 5,570 | ||||||
| 2012-11-15 | 2012-11-14 | 4 | SCANNON PATRICK J MD PHD | XOMA | Common Shares | D | 2.5584 | -8,773 | -22 | 17,448 | ||||
| 2012-11-15 | 2012-11-13 | 4 | SCANNON PATRICK J MD PHD | XOMA | Restricted Stock Units | D | 0.00 | -22,653 | 45,304 | |||||
| 2012-11-15 | 2012-11-13 | 4 | SCANNON PATRICK J MD PHD | XOMA | Common Shares | D | 22,653 | 26,221 | ||||||
| 2012-11-15 | 2012-11-14 | 4 | KURLAND FRED | XOMA | Common Shares | D | 2.5584 | -9,111 | -23 | 13,485 | ||||
| 2012-11-15 | 2012-11-13 | 4 | KURLAND FRED | XOMA | Restricted Stock Units | D | 0.00 | -22,596 | 45,192 | |||||
| 2012-11-15 | 2012-11-13 | 4 | KURLAND FRED | XOMA | Common Shares | D | 22,596 | 22,596 | ||||||
| 2012-11-15 | 2012-11-13 | 4 | VAN NESS W DENMAN | XOMA | Restricted Stock Units | D | 0.00 | -6,876 | 13,751 | |||||
| 2012-11-15 | 2012-11-13 | 4 | VAN NESS W DENMAN | XOMA | Common Shares | D | 6,876 | 6,876 | ||||||
| 2012-11-15 | 2012-11-14 | 4 | Varian John | XOMA | Common Shares | D | 2.5576 | -38,773 | -99 | 60,079 | ||||
| 2012-11-15 | 2012-11-14 | 4 | Varian John | XOMA | Common Shares | D | 2.5584 | -1,814 | -5 | 98,852 | ||||
| 2012-11-15 | 2012-11-13 | 4 | Varian John | XOMA | Restricted Stock Units | D | 0.00 | -96,167 | 201,329 | |||||
| 2012-11-15 | 2012-11-13 | 4 | Varian John | XOMA | Restricted Stock Units | D | 0.00 | -4,499 | 297,496 | |||||
| 2012-11-15 | 2012-11-13 | 4 | Varian John | XOMA | Common Shares | D | 96,167 | 100,666 | ||||||
| 2012-11-15 | 2012-11-13 | 4 | Varian John | XOMA | Common Shares | D | 4,499 | 4,499 | ||||||
| 2012-11-15 | 2012-11-13 | 4 | WYSZOMIERSKI JACK L | XOMA | Restricted Stock Units | D | 0.00 | -4,499 | 8,996 | |||||
| 2012-11-15 | 2012-11-13 | 4 | WYSZOMIERSKI JACK L | XOMA | Common Shares | D | 4,499 | 4,499 | ||||||
| 2012-11-15 | 2012-11-13 | 4 | Walbert Timothy P | XOMA | Restricted Stock Units | D | 0.00 | -4,499 | 8,996 | |||||
| 2012-11-15 | 2012-11-13 | 4 | Walbert Timothy P | XOMA | Common Shares | D | 4,499 | 4,499 | ||||||
| 2012-10-31 | 2012-10-29 | 4 | BAKER JULIAN See Footnotes | XOMA | Common Stock | I | 3.0000 | 103,608 | 311 | 463,839 | ||||
| 2012-10-31 | 2012-10-29 | 4 | BAKER JULIAN See Footnotes | XOMA | Common Stock | I | 3.0000 | 4,282,419 | 12,847 | 17,888,512 | ||||
| 2012-10-31 | 2012-10-29 | 4 | BAKER JULIAN See Footnotes | XOMA | Common Stock | I | 3.0000 | 336,639 | 1,010 | 1,922,230 | ||||
| 2012-10-01 | 2012-09-28 | 4 | RUBIN PAUL D | XOMA | Common Shares | D | 3.5055 | 542 | 2 | 1,203 | ||||
| 2012-07-23 | 3 | 667, L.P. | XOMA | Common Stock | D | 1,585,591 | ||||||||
| 2012-07-23 | 3 | 14159, L.P. | XOMA | Common Stock | D | 360,231 | ||||||||
| 2012-07-23 | 3 | Baker Brothers Life Sciences LP | XOMA | Common Stock | D | 13,606,093 | ||||||||
| 2012-07-23 | 2012-07-19 | 4 | Neu Kelvin | XOMA | Non-Qualified Share Option (right to buy) | D | 3.53 | 3.5300 | 23,200 | 82 | 23,200 | |||
| 2012-07-23 | 2012-07-19 | 4 | Neu Kelvin | XOMA | Common Shares | D | 16,800 | 16,800 | ||||||
| 2012-07-23 | 2012-07-19 | 4 | KURLAND FRED | XOMA | Restricted Stock Units | D | 0.00 | 57,191 | 57,191 | |||||
| 2012-07-23 | 2012-07-19 | 4 | KURLAND FRED | XOMA | Non-Qualified Share Option (right to buy) | D | 3.53 | 3.5300 | 78,978 | 279 | 78,978 | |||
| 2012-07-23 | 2012-07-19 | 4 | RUBIN PAUL D | XOMA | Restricted Stock Units | D | 0.00 | 80,244 | 80,244 | |||||
| 2012-07-23 | 2012-07-19 | 4 | RUBIN PAUL D | XOMA | Non-Qualified Share Option (right to buy) | D | 3.53 | 3.5300 | 110,813 | 391 | 110,813 | |||
| 2012-07-23 | 2012-07-19 | 4 | SCANNON PATRICK J MD PHD | XOMA | Restricted Stock Units | D | 0.00 | 48,793 | 48,793 | |||||
| 2012-07-23 | 2012-07-19 | 4 | SCANNON PATRICK J MD PHD | XOMA | Non-Qualified Share Option (right to buy) | D | 3.53 | 3.5300 | 67,381 | 238 | 67,381 | |||
| 2012-07-23 | 2012-07-19 | 4 | Varian John | XOMA | Restricted Stock Units | D | 0.00 | 283,721 | 283,721 | |||||
| 2012-07-23 | 2012-07-19 | 4 | Varian John | XOMA | Non-Qualified Share Option (right to buy) | D | 3.53 | 3.5300 | 391,805 | 1,383 | 391,805 | |||
| 2012-07-02 | 2012-06-29 | 4 | RUBIN PAUL D | XOMA | Common Shares | D | 2.8310 | 661 | 2 | 661 | ||||
| 2012-07-02 | 2012-06-15 | 4 | RUBIN PAUL D | XOMA | Common Shares | D | -3,887 | 0 | ||||||
| 2012-06-19 | 2012-06-19 | 4 | VAN NESS W DENMAN by Trust | XOMA | Non-Qualified Share Option (right to buy) | I | 5.83 | 15,790 | 15,790 | |||||
| 2012-06-19 | 2012-06-19 | 4 | VAN NESS W DENMAN by Trust | XOMA | Non-Qualified Share Option (right to buy) | I | 3.03 | 6,500 | 6,500 | |||||
| 2012-06-19 | 2012-06-19 | 4 | VAN NESS W DENMAN | XOMA | Non-Qualified Share Option (right to buy) | D | 5.83 | -15,790 | 0 | |||||
| 2012-06-19 | 2012-06-19 | 4 | VAN NESS W DENMAN | XOMA | Non-Qualified Share Option (right to buy) | D | 3.03 | -6,500 | 0 | |||||
| 2012-05-25 | 2012-05-24 | 4 | RUBIN PAUL D | XOMA | Restricted Stock Units | D | 0.00 | 14,000 | 14,000 | |||||
| 2012-05-25 | 2012-05-24 | 4 | RUBIN PAUL D | XOMA | Non-Qualified Share Option (right to buy) | D | 2.36 | 2.3600 | 24,600 | 58 | 24,600 | |||
| 2012-05-25 | 2012-05-24 | 4 | BOWES WILLIAM K JR | XOMA | Restricted Stock Units | D | 0.00 | 8,400 | 8,400 | |||||
| 2012-05-25 | 2012-05-24 | 4 | BOWES WILLIAM K JR | XOMA | Non-Qualified Share Option (right to buy) | D | 2.36 | 2.3600 | 11,600 | 27 | 11,600 | |||
| 2012-05-25 | 2012-05-24 | 4 | HUTT PETER BARTON | XOMA | Non-Qualified Share Option (right to buy) | D | 2.36 | 2.3600 | 20,000 | 47 | 20,000 | |||
| 2012-05-25 | 2012-05-24 | 4 | VAN NESS W DENMAN | XOMA | Restricted Stock Units | D | 0.00 | 9,450 | 9,450 | |||||
| 2012-05-25 | 2012-05-24 | 4 | VAN NESS W DENMAN | XOMA | Non-Qualified Share Option (right to buy) | D | 2.36 | 2.3600 | 13,050 | 31 | 13,050 | |||
| 2012-05-25 | 2012-05-24 | 4 | Walbert Timothy P | XOMA | Restricted Stock Units | D | 0.00 | 8,400 | 8,400 | |||||
| 2012-05-25 | 2012-05-24 | 4 | Walbert Timothy P | XOMA | Non-Qualified Share Option (right to buy) | D | 2.36 | 2.3600 | 11,600 | 27 | 11,600 | |||
| 2012-05-25 | 2012-05-24 | 4 | WYSZOMIERSKI JACK L | XOMA | Restricted Stock Units | D | 0.00 | 8,400 | 8,400 | |||||
| 2012-05-25 | 2012-05-24 | 4 | WYSZOMIERSKI JACK L | XOMA | Non-Qualified Share Option (right to buy) | D | 2.36 | 2.3600 | 11,600 | 27 | 11,600 | |||
| 2012-04-23 | 3 | BAKER BROS. ADVISORS LP See footnotes | XOMA | Common Stock | I | 0 | ||||||||
| 2012-04-02 | 2012-03-30 | 4 | RUBIN PAUL D | XOMA | Common Shares | D | 2.6315 | 1,229 | 3 | 3,887 | ||||
| 2012-03-08 | 3 | BAKER JULIAN Through Partnership | XOMA | Common Stock | I | 13,606,093 | ||||||||
| 2012-03-08 | 3 | BAKER JULIAN Through Partnership | XOMA | Common Stock | I | 1,585,591 | ||||||||
| 2012-03-08 | 3 | BAKER JULIAN Through Partnership | XOMA | Common Stock | I | 360,231 | ||||||||
| 2012-02-14 | 2011-12-30 | 5 | KURLAND FRED by 401(k) | XOMA | Common Shares | I | 1.1550 | 9,524 | 11 | 12,941 | ||||
| 2012-02-14 | 2011-12-30 | 5 | MARGOLIN CHRISTOPHER J by 401(k) | XOMA | Common Shares | I | 1.1550 | 9,524 | 11 | 15,853 | ||||
| 2012-02-14 | 2011-12-30 | 5 | RUBIN PAUL D by 401(k) | XOMA | Common Shares | I | 1.1550 | 2,208 | 3 | 2,208 | ||||
| 2012-02-14 | 2011-12-30 | 5 | RUBIN PAUL D | XOMA | Common Shares | D | 1.0925 | 1,636 | 2 | 2,658 | ||||
| 2012-02-14 | 2011-12-30 | 5 | SCANNON PATRICK J MD PHD by 401(k) | XOMA | Common Shares | I | 1.1550 | 9,524 | 11 | 15,884 | ||||
| 2012-02-14 | 2011-12-30 | 5 | Varian John by 401(k) | XOMA | Common Shares | I | 1.1550 | 9,342 | 11 | 9,342 | ||||
| 2012-02-14 | 2012-02-10 | 4 | RUBIN PAUL D | XOMA | Restricted Stock Units | D | 0.00 | 54,615 | 54,615 | |||||
| 2012-01-06 | 2012-01-04 | 4 | Varian John | XOMA | Restricted Stock Units | D | 0.00 | 288,500 | 301,995 | |||||
| 2012-01-06 | 2012-01-04 | 4 | Varian John | XOMA | Non-Qualified Share Option (right to buy) | D | 1.24 | 1.2400 | 44,608 | 55 | 44,608 | |||
| 2012-01-06 | 2012-01-04 | 4 | Varian John | XOMA | Incentive Share Option (right to buy) | D | 1.24 | 1.2400 | 330,392 | 410 | 330,392 | |||
| 2009-01-02 | 2008-12-29 | 4 | KURLAND FRED | XOMA | Non-Qualified Share Option (right to buy) | D | 0.62 | 0.6200 | 154,840 | 96 | 154,840 | |||
| 2009-01-02 | 2008-12-29 | 4 | KURLAND FRED | XOMA | Incentive Share Option (right to buy) | D | 0.62 | 0.6200 | 645,160 | 400 | 645,160 |
P
공개 시장에서 또는 사적으로 비파생증권 또는 파생증권 매입
S
공개 시장에서 또는 사적으로 비파생증권 또는 파생증권 매각
A
자사로부터 유가증권(옵션 등)을 보조, 지급 또는 기타 취득
C
파생상품 전환
D
자사에게 유가증권을 매각 또는 양도
F
기업으로부터 인도 받은 유가증권의 일부를 사용한 행사 가격 또는 조세 채무의 지급
G
내부자에 의한 또는 내부자에게 증권 증여
K
지분스왑 및 유사 위험 회피거래
M
자사로부터 인도 받은 파생증권(옵션 등)의 행사 또는 전환
V
보고서 양식 4에 자진 신고된 거래
J
기타 (거래 내용을 설명하는 각주와 동반)
