NUWE Insider Trading - Nuwellis, Inc.

발행주식수	2,635,718 shares
내부자 지분	2,991,924 shares
전체 내부자	39

내부자 센티멘트 점수

내부자 센티멘트 점수를 통해서 내부자들이 법인 지분을 매입하는 기업들에 대해서 알아볼 수 있습니다.

이는 내부자의 누적도가 가장 높은 기업을 식별하는 정교하고 복합적인 지수를 분석하는 계량 모델의 결과 값입니다. 스코어링 모델은 이전 90일 동안 매수한 "내부자의 순 숫자", "매수한 주식의 총합", "내부자가 소유한 주식의 총합"의 조합을 사용합니다. 점수는 0에서 100 사이이며, 점수가 높을수록 피어(Peer: 동종업계 경쟁기업)에 대한 누적도가 높다는 것을 나타내며, 평균은 50입니다.

업데이트 주기: 일별

내부자의 누적도가 가장 높은 기업 목록을 확인할 수 있는 내부자들의 최다 선택(Insiders Top Picks)을 참고하십시오.

가장 높은 순위의 주식을 확인하세요

내부 경영진 센티멘트 점수

내부 경영진 센티멘트 점수를 통해서 내부 경영진들이 법인 지분을 매입하는 기업들에 대해서 알아볼 수 있습니다.

내부 거래의 정의에 따라 내부 경영진(기업 임원)도 내부자이지만, 다른 내부자(10% 주주 및 이사회 구성원)들과는 달리 내부 경영진은 매일 회사에서 근무하며, 거래 시에 자신의 자금을 사용합니다. (많은 경우에 10% 주주 및 이사회 구성원은 다른 사람의 자금을 관리하는 자금 관리자입니다.) 따라서 내부 경영진(기업 임원: Officer)의 내부 거래는 훨씬 더 중요하며 올바른 분석이 필요합니다.

내부자 센티멘트 점수와 마찬가지로 임원 감정 점수는 가장 높은 수준의 임원 축적을 가진 기업을 식별하는 정교하고 복합적인 지수 퀀트(Multi-factor quantitative) 모델의 결과입니다.

업데이트 주기: 일별

내부자의 누적도가 가장 높은 기업 목록을 확인할 수 있는 내부자들의 최다 선택(Insiders Top Picks)을 참고하십시오.

가장 높은 순위의 주식을 확인하세요

주요 내부자 지표

이 수치는 해당 기업이 다양한 내부자 지표에 따라 어떻게 순위를 매겨지는 지를 설명합니다. 백분위 순위는 이 기업이 미국 시장의 다른 기업들과 어떻게 비교되는지 보여줍니다. 순위가 높을수록 더 나은 상황에 있다는 것을 의미합니다.

예를 들어, 일반적으로 내부자의 매입은 긍정적인 지표라고 간주되어지기 때문에, 내부자의 매입(내부자의 매각, 역시도)가 적은 기업보다 내부자의 매입이 많은 기업은 순위가 높을 것입니다.

내부자의 순 매입(순위)

0 ( )

9112 out of 10948

내부자의 순 매입(Net Number of Insiders Buying)는 내부자 매수의 총 수에서 지난 90일 동안의 내부자 매도의 총 수를 뺀 값입니다. 여기에 백분위 순위가 표시됩니다(범위: 0~100%).

내부자가 매입한 플로트 비율 (순위)

0.000% ( )

9017 out of 10786

"내부자가 매입한 플로트 비율(Percent of Float Bought by Insiders)"은 내부자가 매입한 주식의 총 수에서 내부자가 매도한 주식의 총 수를 뺀 값을 전체 플로트로 나눈 값에 100을 곱한 값입니다. * ((내부자가 매입한 주식의 총 수 - 내부자가 매도한 주식의 총 수) ÷ 전체 플로트) x 100

내부자 트레이딩 차트

Nuwellis, Inc. 내부자의 매매 거래는 아래 차트에 나와 있습니다. 내부자들은 기업의 임원(내부 경영진), 이사 또는 주요 투자자입니다. 일반적으로 내부자가 중요한 비공개 정보를 기반으로 자신이 속한 기업을 거래하는 것은 불법으로 간주됩니다. 이것은 내부자가 자신의 기업 내에서 행하는 모든 거래가 불법이라는 것을 뜻은 아닙니다. 그러나 그들은 자신들의 모든 거래를 양식 4를 통해 SEC에 보고해야만 합니다.

내부자의 명단 및 이익 지표

아래 표는 공개된 내부자의 목록이며, SEC에 공개된 제출 문서에서 자동으로 생성됩니다. "이름", "가장 최근의 직급", "이사, 임원 또는 10% 주주"에 대한 지정 외에도 최근에 공개된 보유 주식에 대한 정보를 보여줍니다. 또한 가능한 경우 내부자의 과거 거래 실적도 확인 가능합니다. 과거 거래 실적은 내부자가 실제 "공개 시장"(Open market) 매입 거래를 수행한 실적을 가중 평균한 값입니다. 이 계산 방법에 대한 자세한 내용은 유튜브 웨비나 를 참조하시면 됩니다.

See our leaderboard of most profitable insider traders.

내부자	소유 지분	주식 분할
Neil P Ayotte	26,352
Paul Buckman Director - [D]	56,876	56,876
Kevin Bassett Senior VP, Tech & Operations - [O]	10,426	10,426
Lynn Larson Blake Chief Financial Officer - [O]	20,000	339
Steven Frank Brandt Director - [D]	1,437	1,437
Jim Breidenstein	181,068
Geoffrey Brooke Director - [D]	7,855	7,855
Brian Brown SVP, Technology & Operations - [O]	20,000	20,000
Capital CM 10% Owner - [10%]	750,356	750,356
Capital Venture 4A A/C CM 10% Owner - [10%]	812,856	812,856
Capital Venture 4B A/C CM 10% Owner - [10%]	812,856	812,856
Nicholas Callinan Director - [D]	32,147	32,147
Ki Yong Choi 10% Owner - [10%]	1,793,109	84,052

내부자	소유 지분	주식 분할
Maria Rosa Costanzo Director - [D]	0	0
Claudia Drayton Chief Financial Officer - [O]	740	740
John L Erb CEO and President, Director, 10% Owner - [D] [O] [10%]	1,100,022	26,191
Bioventures II A/C GBS 10% Owner - [10%]	815,165	815,165
Bioventures III A/C GBS 10% Owner - [10%]	815,165	815,165
GBS Venture Partners Pty, Ltd 10% Owner - [10%]	815,165	815,165
Mark Harvey Director - [D]	750,356	750,356
Jaramillo Nestor Jr. President and CEO, Director - [D] [O]	4,098	106
Debra Kridner Exec VP, Regulatory Affairs - [O]	29,500	29,500
Likens Matthew E. Director - [D]	1,437	1,437
Eric Lovett	104,000
Jeffrey S Mathiesen Chief Financial Officer - [O]	37,223	37,223
George Montague	40,054

내부자	소유 지분	주식 분할
Donal O'Dwyer Director - [D]	52,466	52,466
Kimberly Oleson SVP, Clinical Affairs - [O]	3,810	3,810
William S Peters CTO & Medical Director - [O]	33,309	33,309
David A Rosa Chief Executive Officer, Director - [D] [O]	119,587	119,587
Straus Asset Management, Llc 10% Owner - [10%]	0	0
Melville Straus 10% Owner - [10%]	0	0
Jon W Salveson Director - [D]	42,492	42,492
Ventures Pty Ltd Talu 10% Owner - [10%]	812,856	812,856
Patrick Verta	148,000
Gregory D Waller Director - [D]	2	0
Warren S Watson Director - [D]	42,492	42,492
Molly Wade Vice President - [O]	909	909
Jim Yearick VP of Marketing and Sales - [O]	10,153	10,153

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내부자의 매입 내역 추적: 단기 이익 분석

이 섹션에서는 NUWE / Nuwellis, Inc.에서 계획되지 않은 "공개 시장"(Open market)의 내부자가 매입한 모든 상품의 수익성을 분석합니다. 이 분석을 통해서 내부자가 비정상적인 수익을 지속적으로 창출하는지 파악하는 데 도움이 되며, 이러한 분석은 수행해볼 가치가 있습니다. 이 분석은 개별 거래 후 1년 동안 수행한 것이며, 결과는 이론 값입니다. .

아래 표는 사전 거래 계획(Automated trading plan)에 포함되지 않은 가장 최근의 "공개 시장"(Open market)에서의 매입을 보여줍니다.

거래일	내부자	보고된 지분	보고된 가격	조정된 지분	조정된 가격	가격 기준	최고까지 일수	최고에서 가격	최고 이익 ($)	최고 수익률 (%)
2023-03-15	Jaramillo Nestor Jr.	4,098	4.7900	106	184.4150	19,629	43	183.05	-226	-1.15
2019-03-12	ERB JOHN L	9,523	5.2500	184	271.6875	49,996
2018-07-03	ERB JOHN L	23,584	2.1200	534	93.7040	49,998
2017-10-12	Choi Ki Yong	30,141	0.4800	750	19.2800	14,468

조정된 가격은 분할 조정 가격입니다. 조정된 지분은 분할 조정 지분입니다.

내부자 매매의 실적: 단기 손실 분석

이 섹선에서는 NUWE / Nuwellis, Inc.에서 이루어진 "공개 시장(Open market)"에서의 모든 계획되지 않은 내부자 매매의 단기 손실 회피(Short-term loss avoidance)를 분석합니다. 일관된 손실 회피 패턴을 통해서 향후 매매 거래가 가격 하락을 초래할 수도 있음을 예상할 수 있습니다. 이 분석은 각 각 매매 거래 후 1년 동안의 자료이며, 결과는 이론 값입니다. .

아래 표는 사전 거래 계획(Automated trading plan)에 포함되지 않은 가장 최근의 공개 시장에서의 매매를 보여줍니다.

거래일	내부자	보고된 지분	보고된 가격	조정된 지분	조정된 가격	가격 기준	최저까지 일수	최저에서 가격	회피된 최대 손실($)	회피된 최대 손실율(%)
2018-08-10	WALLER GREGORY D	72	1.0338	2	45.6940	74	731	2394.7	2,321	3,136.08
2016-11-21	Drayton Claudia	20	5.2700	20	5.2700	105
2015-11-23	Drayton Claudia	1	52.8000	1	52.8000	53
2014-08-28	Peters William S	5,000	5.4691	5,000	5.4691	27,346
2014-08-27	Peters William S	5,000	5.5000	5,000	5.5000	27,500
2014-03-13	Peters William S	12,049	6.2000	12,049	6.2000	74,704
2014-03-13	Peters William S	7,951	6.2000	7,951	6.2000	49,296
2013-01-07	STRAUS ASSET MANAGEMENT, LLC	4,750	6.1900	4,750	6.1900	29,402

조정된 가격은 분할 조정 가격입니다. 조정된 지분은 분할 조정 지분입니다.

거래 내역

전체 거래 내역을 보려면 링크 아이콘을 클릭하세요. 10b5-1 자동 거래 계획의 일부로 보고된 거래는 10b-5 열에 X 표시가 나타납니다.

보고일	거래일	양식	내부자	티커	증권 소유권	코드	직접	행사 가격	단위 가격	단위 변동	가치 변동 (단위: 1,000)	잔여 옵션	잔여 주식
2025-06-11	2025-06-10	4	ERB JOHN L	NUWE	Common Stock	C - Conversion	D		0.0600	7,522	0		1,100,022
2025-06-11	2025-06-09	4	ERB JOHN L	NUWE	Common Stock	C - Conversion	D		0.0600	1,092,500	66		1,092,500
2023-03-16	2023-03-15	4	Jaramillo Nestor Jr.	NUWE	Common Stock	P - Purchase	D		4.7900	4,098	20		4,098
2022-10-28		3	Blake Lynn Larson Craig J. Blake and Lynn L. Blake Revocable Trust UAD August 29, 2006	NUWE	Common Stock		I						10,000
2022-05-26	2022-05-25	4	WATSON WARREN S	NUWE	Nonstatutory Stock Option (right to buy)	A - Award	D	0.62		15,806		15,806
2022-05-26	2022-05-25	4	WALLER GREGORY D	NUWE	Nonstatutory Stock Option (right to buy)	A - Award	D	0.62		15,806		15,806
2022-05-26	2022-05-25	4	ERB JOHN L	NUWE	Nonstatutory Stock Option (right to buy)	A - Award	D	0.62		15,806		15,806
2022-05-26	2022-05-25	4	Salveson Jon W	NUWE	Nonstatutory Stock Option (right to buy)	A - Award	D	0.62		15,806		15,806
2022-05-26	2022-05-25	4	Brandt Steven Frank	NUWE	Nonstatutory Stock Option (right to buy)	A - Award	D	0.62		15,806		15,806
2022-03-04	2022-03-03	4	AYOTTE NEIL P	NUWE	Incentive Stock Option (right to buy)	A - Award	D	0.94		26,352		26,352
2022-03-04	2022-03-03	4	Montague George	NUWE	Incentive Stock Option (right to buy)	A - Award	D	0.94		40,054		40,054
2022-03-04	2022-03-03	4	Jaramillo Nestor Jr.	NUWE	Incentive Stock Option (right to buy)	A - Award	D	0.94		101,190		101,190
2021-08-20	2021-08-18	4	ERB JOHN L	NUWE	Nonstatutory Stock Option (right to buy)	A - Award	D	4.57		8,752		8,752
2021-07-01	2021-06-30	4	Montague George	NUWE	Non-statutory Stock Option (right to buy)	A - Award	D	4.20		62,535		62,535
2021-06-24	2021-06-22	4/A	AYOTTE NEIL P	NUWE	Non-Qualified Stock Option (right to buy)	A - Award	D	3.98		41,690		41,690
2021-06-23	2021-06-22	4	AYOTTE NEIL P	NUWE	Incentive Stock Option (right to buy)	A - Award	D	3.98		41,690		41,690
2021-05-20	2021-05-19	4	WATSON WARREN S	NUWE	Nonstatutory Stock Option (right to buy)	A - Award	D	3.63		9,798		9,798
2021-05-20	2021-05-19	4	WALLER GREGORY D	NUWE	Nonstatutory Stock Option (right to buy)	A - Award	D	3.63		9,798		9,798
2021-05-20	2021-05-19	4	Salveson Jon W	NUWE	Nonstatutory Stock Option (right to buy)	A - Award	D	3.63		9,798		9,798
2021-05-20	2021-05-19	4	Brandt Steven Frank	NUWE	Nonstatutory Stock Option (right to buy)	A - Award	D	3.63		9,798		9,798
2021-05-20	2021-05-19	4	ERB JOHN L	NUWE	Incentive Stock Option (right to buy)	A - Award	D	3.63		75,973		75,973
2021-05-20	2021-05-19	4	Jaramillo Nestor Jr.	NUWE	Incentive Stock Option (right to buy)	A - Award	D	3.63		157,911		157,911
2021-01-26	2021-01-22	4	ERB JOHN L	CHFS	Incentive Stock Option	A - Award	D	9.30		33,125		33,125
2021-01-26	2021-01-22	4	Lynch Thomas P.	CHFS	Incentive Stock Option	A - Award	D	9.30		7,000		7,000
2021-01-26	2021-01-22	4	Jaramillo Nestor Jr.	CHFS	Incentive Stock Option	A - Award	D	9.30		12,750		12,750
2021-01-26	2021-01-22	4	Drayton Claudia	CHFS	Incentive Stock Option	A - Award	D	9.30		10,500		10,500
2020-05-22	2020-05-20	4	WALLER GREGORY D	CHFS	Nonstatutory Stock Option	A - Award	D	0.35		18,849		18,849
2020-05-22	2020-05-20	4	WATSON WARREN S	CHFS	Nonstatutory Stock Option	A - Award	D	0.35		18,849		18,849
2020-05-22	2020-05-20	4	Salveson Jon W	CHFS	Nonstatutory Stock Option	A - Award	D	0.35		18,849		18,849
2020-05-22	2020-05-20	4	Brandt Steven Frank	CHFS	Nonstatutory Stock Option	A - Award	D	0.35		18,849		18,849
2020-01-08	2019-09-03	4/A	Costanzo Maria Rosa	CHFS	Nonstatutory Stock Option	J - Other	D	2.46		1,313		1,313
2019-09-16	2019-09-03	4	Costanzo Maria Rosa	CHFS	Nonstatutory Stock Option	A - Award	D	2.46		1,313		1,313
2019-09-13		3	Costanzo Maria Rosa	CHFS	Common Stock		D						0
2019-05-28	2019-05-23	4	Jaramillo Nestor Jr.	CHFS	Nonstatutory Stock Option	A - Award	D	3.42		84,489		84,489
2019-05-28	2019-05-23	4	WALLER GREGORY D	CHFS	Nonstatutory Stock Option (right to buy)	A - Award	D	3.42		1,970		1,970
2019-05-28	2019-05-23	4	WATSON WARREN S	CHFS	Nonstatutory Stock Option (right to buy)	A - Award	D	3.42		1,970		1,970
2019-05-28	2019-05-23	4	Likens Matthew E.	CHFS	Nonstatutory Stock Option (right to buy)	A - Award	D	3.42		1,970		1,970
2019-05-28	2019-05-23	4	Salveson Jon W	CHFS	Nonstatutory Stock Option (right to buy)	A - Award	D	3.42		1,970		1,970
2019-05-28	2019-05-23	4	Brandt Steven Frank	CHFS	Nonstatutory Stock Option (right to buy)	A - Award	D	3.42		1,970		1,970
2019-05-17		3	Jaramillo Nestor Jr.	CHFS	Common Stock		D						0
2019-03-12	2019-03-12	4	ERB JOHN L	CHFS	Series 2 Warrant to Purchase Common Stock (right to buy)	P - Purchase	D	5.25		9,523		9,523
2019-03-12	2019-03-12	4	ERB JOHN L	CHFS	Series 1 Warrant to Purchase Common Stock (right to buy)	P - Purchase	D	5.25		9,523		9,523
2019-03-12	2019-03-12	4	ERB JOHN L	CHFS	Common Stock	P - Purchase	D		5.2500	9,523	50		11,615
2018-08-13	2018-08-10	4	WALLER GREGORY D	CHFS	Common Stock	S - Sale	D		1.0338	-72	-0		2
2018-07-06	2018-07-03	4	ERB JOHN L	CHFS	Common Stock	P - Purchase	D		2.1200	23,584	50		29,355
2018-05-29	2018-05-25	4/A	Brandt Steven Frank	CHFS	Nonstatutory Stock Option (right to buy)	A - Award	D	3.01		10,000		10,000
2018-05-29	2018-05-25	4	WALLER GREGORY D	CHFS	Nonstatutory Stock Option (right to buy)	A - Award	D	3.01		10,000		10,000
2018-05-29	2018-05-25	4	WATSON WARREN S	CHFS	Nonstatutory Stock Option (right to buy)	A - Award	D	3.01		10,000		10,000
2018-05-29	2018-05-25	4	Likens Matthew E.	CHFS	Nonstatutory Stock Option (right to buy)	A - Award	D	3.01		10,000		10,000
2018-05-29	2018-05-25	4	Salveson Jon W	CHFS	Nonstatutory Stock Option (right to buy)	A - Award	D	3.01		10,000		10,000
2018-05-18	2018-05-16	4	Brandt Steven Frank	CHFS	Nonstatutory Stock Option (right to buy)	A - Award	D	2.89		10,000		10,000
2018-01-19	2018-01-17	4	WALLER GREGORY D	CHFS	Nonstatutory Stock Option (right to buy)	A - Award	D	3.55		52,807		52,807
2018-01-19	2018-01-17	4	WATSON WARREN S	CHFS	Nonstatutory Stock Option (right to buy)	A - Award	D	3.55		46,206		46,206
2018-01-19	2018-01-17	4	Brandt Steven Frank	CHFS	Nonstatutory Stock Option (right to buy)	A - Award	D	3.55		33,004		33,004
2018-01-19	2018-01-17	4	Likens Matthew E.	CHFS	Nonstatutory Stock Option (right to buy)	A - Award	D	3.55		33,004		33,004
2018-01-19	2018-01-17	4	Salveson Jon W	CHFS	Nonstatutory Stock Option (right to buy)	A - Award	D	3.55		46,206		46,206
2018-01-19	2018-01-17	4	ERB JOHN L	CHFS	Incentive Stock Option (right to buy)	A - Award	D	3.55		659,193		659,193
2018-01-05	2018-01-03	4	Drayton Claudia	CHFS	Incentive Stock Option (right to buy)	A - Award	D	3.50		197,746		197,746
2018-01-05	2018-01-03	4	Breidenstein Jim	CHFS	Incentive Stock Option (right to buy)	A - Award	D	3.50		181,068		181,068
2017-11-29	2017-11-22	4	ERB JOHN L	CHFS	Series F Convertible Preferred Stock	P - Purchase	D	4.50		100		100
2017-11-29	2017-11-22	4	ERB JOHN L	CHFS	Series 2 Warrant to Purchase Common Stock (right to buy)	P - Purchase	D	4.50		100		100
2017-11-29	2017-11-22	4	ERB JOHN L	CHFS	Series 1 Warrant to Purchase Common Stock (right to buy)	P - Purchase	D	4.50		100		100
2017-10-13	2017-10-12	4	Choi Ki Yong	CHFS	Common Stock	P - Purchase	D		0.4800	30,141	14		1,793,109
2017-10-13	2017-10-11	4	Choi Ki Yong	CHFS	Common Stock	P - Purchase	D		0.5600	31,504	18		1,762,968
2017-09-20	2017-09-13	4	Choi Ki Yong	CHFS	Common Stock	P - Purchase	D		0.6400	78,211	50		1,731,464
2017-08-16	2017-08-10	4	Choi Ki Yong	CHFS	Common Stock	P - Purchase	D		0.6400	13,253	8		1,653,253
2017-08-16	2017-08-08	4	Choi Ki Yong	CHFS	Common Stock	P - Purchase	D		0.7800	180,000	140		1,640,000
2017-06-06	2017-06-02	4	WATSON WARREN S	CHFS	Non-Qualified Stock Option (right to buy)	A - Award	D	0.57		8,000		8,000
2017-06-06	2017-06-02	4	WALLER GREGORY D	CHFS	Non-Qualified Stock Option (right to buy)	A - Award	D	0.57		8,000		8,000
2017-06-06	2017-06-02	4	Salveson Jon W	CHFS	Non-Qualified Stock Option (right to buy)	A - Award	D	0.57		8,000		8,000
2017-06-06	2017-06-02	4	Likens Matthew E.	CHFS	Non-Qualified Stock Option (right to buy)	A - Award	D	0.57		8,000		8,000
2017-06-06	2017-06-02	4	Brandt Steven Frank	CHFS	Non-Qualified Stock Option (right to buy)	A - Award	D	0.57		8,000		8,000
2017-06-06	2017-06-02	4	Breidenstein Jim	CHFS	Non-qualified Stock Option (right to buy)	A - Award	D	0.57		339,145		339,145
2017-04-20		3	Choi Ki Yong	SSH	Common Stock		D						2,920,000
2017-04-20		3	Choi Ki Yong	SSH	Common Stock		D						2,920,000
2017-04-20	2017-04-19	4	ERB JOHN L	SSH	Warrant to Purchase Common Stock (right to buy)	P - Purchase	D	1.10		100,000		100,000
2017-04-20	2017-04-19	4	ERB JOHN L	SSH	Common Stock	P - Purchase	D			100,000			115,468
2017-03-03	2017-02-02	4	Likens Matthew E.	SSH	Non-qualified Stock Option (right to buy)	A - Award	D	5.41		903		903
2017-03-03	2017-02-02	4	Likens Matthew E.	SSH	Common Stock	A - Award	D			1,437			1,437
2017-02-09	2017-02-02	4	Brandt Steven Frank	SSH	Non-qualified Stock Option (right to buy)	A - Award	D	5.41		903		903
2017-02-09	2017-02-02	4	Brandt Steven Frank	SSH	Common Stock	A - Award	D			1,437			1,437
2017-02-01	2016-11-21	4	Drayton Claudia	SSH	Common Stock	S - Sale	D		5.2700	-20	-0		740
2017-02-01	2015-11-23	4	Drayton Claudia	SSH	Common Stock	S - Sale	D		52.8000	-1	-0		760
2017-01-17	2017-01-15	4	Drayton Claudia	SSH	Common Stock	F - Taxes	D		8.1900	-54	-0		762
2017-01-17	2017-01-15	4	Wade Molly	SSH	Common Stock	F - Taxes	D		8.1900	-41	-0		909
2016-12-16	2016-12-15	4	Drayton Claudia	SSH	Common Stock	F - Taxes	D		0.4700	-1,629	-1		24,481
2016-12-16	2016-12-15	4	Wade Molly	SSH	Common Stock	F - Taxes	D		0.4700	-1,256	-1		28,500
2016-11-29	2016-11-28	4	ERB JOHN L	SSH	Common Stock	P - Purchase	D		0.2196	80,000	18		464,128
2016-11-17	2016-11-15	4	Drayton Claudia	SSH	Common Stock	F - Taxes	D		0.1800	-1,629	-0		26,110
2016-11-17	2016-11-15	4	Wade Molly	SSH	Common Stock	F - Taxes	D		0.1800	-1,256	-0		29,756
2016-10-17	2016-10-15	4	Drayton Claudia	SSH	Common Stock	F - Taxes	D		0.3700	-1,629	-1		27,739
2016-10-17	2016-10-15	4	Wade Molly	SSH	Common Stock	F - Taxes	D		0.3700	-1,256	-0		31,012
2016-09-16	2016-09-15	4	Drayton Claudia	SSH	Common Stock	F - Taxes	D		0.7900	-1,629	-1		29,368
2016-09-16	2016-09-15	4	Wade Molly	SSH	Common Stock	F - Taxes	D		0.7900	-1,256	-1		32,268
2016-08-17	2016-08-15	4	Drayton Claudia	SSH	Common Stock	F - Taxes	D		0.8000	-1,629	-1		30,997
2016-08-17	2016-08-15	4	Wade Molly	SSH	Common Stock	F - Taxes	D		0.8000	-1,256	-1		33,524
2016-07-18	2016-07-15	4	Drayton Claudia	SSH	Common Stock	F - Taxes	D		0.7800	-1,629	-1		32,626
2016-07-18	2016-07-15	4	Wade Molly	SSH	Common Stock	F - Taxes	D		0.7800	-1,256	-1		34,780
2016-06-16	2016-06-15	4	Drayton Claudia	SSH	Common Stock	F - Taxes	D		0.6200	-1,629	-1		34,255
2016-06-16	2016-06-15	4	Wade Molly	SSH	Common Stock	F - Taxes	D		0.6200	-1,256	-1		36,036
2016-05-31	2016-05-26	4	BUCKMAN PAUL	SSH	Non-Qualified Stock Option (right to buy)	A - Award	D	0.71		22,632		22,632
2016-05-31	2016-05-26	4	BUCKMAN PAUL	SSH	Common Stock	A - Award	D			32,864			56,876
2016-05-31	2016-05-26	4	Salveson Jon W	SSH	Non-Qualified Stock Option (right to buy)	A - Award	D	0.71		22,632		22,632
2016-05-31	2016-05-26	4	Salveson Jon W	SSH	Common Stock	A - Award	D			32,864			42,492
2016-05-31	2016-05-26	4	WALLER GREGORY D	SSH	Non-Qualified Stock Option (right to buy)	A - Award	D	0.71		22,632		22,632
2016-05-31	2016-05-26	4	WALLER GREGORY D	SSH	Common Stock	A - Award	D			32,864			46,039
2016-05-31	2016-05-26	4	WATSON WARREN S	SSH	Non-Qualified Stock Option (right to buy)	A - Award	D	0.71		22,632		22,632
2016-05-31	2016-05-26	4	WATSON WARREN S	SSH	Common Stock	A - Award	D			32,864			42,492
2016-05-16	2016-05-15	4	Drayton Claudia	SSH	Common Stock	F - Taxes	D		0.6300	-1,629	-1		35,884
2016-05-16	2016-05-15	4	Wade Molly	SSH	Common Stock	F - Taxes	D		0.6300	-1,256	-1		37,292
2016-04-18	2016-04-15	4	Drayton Claudia	SSH	Common Stock	F - Taxes	D		0.7400	-1,629	-1		37,513
2016-04-18	2016-04-15	4	Wade Molly	SSH	Common Stock	F - Taxes	D		0.7400	-1,256	-1		38,548
2016-03-17	2016-03-16	4	ERB JOHN L	SSH	Incentive Stock Option (right to buy)	A - Award	D	0.93		534,000		534,000
2016-03-17	2016-03-16	4	ERB JOHN L	SSH	Common Stock	P - Purchase	D		0.9100	2,500	2		384,128
2016-03-17	2016-03-16	4	ERB JOHN L	SSH	Common Stock	A - Award	D			356,000			381,628
2016-03-16	2016-03-15	4	ERB JOHN L	SSH	Common Stock	P - Purchase	D		0.9500	8,000	8		25,628
2016-03-16	2016-03-14	4	ERB JOHN L	SSH	Common Stock	P - Purchase	D		0.8604	8,000	7		17,628
2016-03-16	2016-03-15	4	Drayton Claudia	SSH	Common Stock	F - Taxes	D		0.8300	-1,629	-1		39,142
2016-03-16	2016-03-15	4	Wade Molly	SSH	Common Stock	F - Taxes	D		0.8300	-1,256	-1		39,804
2016-02-17	2016-02-15	4	Drayton Claudia	SSH	Common Stock	F - Taxes	D		0.9600	-1,629	-2		40,771
2016-02-17	2016-02-15	4	Wade Molly	SSH	Common Stock	F - Taxes	D		0.9600	-1,256	-1		41,060
2016-01-20	2016-01-15	4	Wade Molly	SSH	Incentive Stock Option (right to buy)	A - Award	D	1.04		44,400		44,400
2016-01-20	2016-01-15	4	Wade Molly	SSH	Common Stock	A - Award	D			29,600			42,316
2016-01-20	2016-01-15	4	Drayton Claudia	SSH	Incentive Stock Option (right to buy)	A - Award	D	1.04		57,600		57,600
2016-01-20	2016-01-15	4	Drayton Claudia	SSH	Common Stock	A - Award	D			38,400			42,400
2016-01-15	2016-01-14	4	Lovett Eric	SSH	Non-qualified Stock Option (right to buy)	A - Award	D	1.06		104,000		104,000
2015-08-14	2015-08-13	4	Brown Brian	SSH	Common Stock	P - Purchase	D		2.8000	4,000	11		20,000
2015-08-13	2015-08-11	4	BUCKMAN PAUL	SSH	Common Stock	P - Purchase	D		2.5500	10,000	26		24,012
2015-08-11	2015-08-11	4	Drayton Claudia	SSH	Common Stock	P - Purchase	D		2.5770	3,500	9		4,000
2015-08-11	2015-08-11	4	Drayton Claudia	SSH	Common Stock	P - Purchase	D		2.5490	500	1		500
2015-08-11	2015-08-11	4	Kridner Debra	SSH	Common Stock	P - Purchase	D		2.8900	4,000	12		29,500
2015-08-03	2015-08-01	4	Wade Molly	SSH	Common Stock	F - Taxes	D		3.1100	-607	-2		12,716
2015-08-03	2015-08-01	4	Rosa David A	SSH	Common Stock	F - Taxes	D		3.1100	-5,226	-16		119,587
2015-08-03	2015-08-01	4	Kridner Debra	SSH	Common Stock	F - Taxes	D		3.1100	-557	-2		25,500
2015-07-06	2015-07-01	4	Wade Molly	SSH	Common Stock	F - Taxes	D		3.2900	-607	-2		13,323
2015-07-06	2015-07-01	4	Rosa David A	SSH	Common Stock	F - Taxes	D		3.2900	-5,226	-17		124,813
2015-07-06	2015-07-01	4	Kridner Debra	SSH	Common Stock	F - Taxes	D		3.2900	-557	-2		26,057
2015-06-03	2015-06-01	4	Kridner Debra	SSH	Common Stock	F - Taxes	D		4.3800	-557	-2		26,614
2015-06-03	2015-06-01	4	Rosa David A	SSH	Common Stock	F - Taxes	D		4.3800	-5,226	-23		130,039
2015-06-03	2015-06-01	4	Oleson Kimberly	SSH	Common Stock	F - Taxes	D		4.3800	-279	-1		3,810
2015-06-03	2015-06-01	4	Wade Molly	SSH	Common Stock	F - Taxes	D		4.3800	-607	-3		13,930
2015-05-26	2015-05-21	4	BUCKMAN PAUL	SSH	Non-Qualified Stock Option (right to buy)	A - Award	D	4.29		3,692		3,692
2015-05-26	2015-05-21	4	BUCKMAN PAUL	SSH	Common Stock	A - Award	D			5,439			14,012
2015-05-26	2015-05-21	4	ERB JOHN L	SSH	Non-Qualified Stock Option (right to buy)	A - Award	D	4.29		3,692		3,692
2015-05-26	2015-05-21	4	ERB JOHN L	SSH	Common Stock	A - Award	D			5,439			9,628
2015-05-26	2015-05-21	4	Salveson Jon W	SSH	Non-Qualified Stock Option (right to buy)	A - Award	D	4.29		3,692		3,692
2015-05-26	2015-05-21	4	Salveson Jon W	SSH	Common Stock	A - Award	D			5,439			9,628
2015-05-26	2015-05-21	4	WALLER GREGORY D	SSH	Non-Qualified Stock Option (right to buy)	A - Award	D	4.29		3,692		3,692
2015-05-26	2015-05-21	4	WALLER GREGORY D	SSH	Common Stock	A - Award	D			5,439			13,175
2015-05-26	2015-05-21	4	WATSON WARREN S	SSH	Non-Qualified Stock Option (right to buy)	A - Award	D	4.29		3,692		3,692
2015-05-26	2015-05-21	4	WATSON WARREN S	SSH	Common Stock	A - Award	D			5,439			9,628
2015-05-04	2015-05-01	4	Kridner Debra	SSH	Common Stock	F - Taxes	D		4.2800	-557	-2		27,171
2015-05-04	2015-05-01	4	Rosa David A	SSH	Common Stock	F - Taxes	D		4.2800	-5,226	-22		135,265
2015-05-04	2015-05-01	4	Oleson Kimberly	SSH	Common Stock	F - Taxes	D		4.2800	-279	-1		4,089
2015-05-04	2015-05-01	4	Wade Molly	SSH	Common Stock	F - Taxes	D		4.2800	-607	-3		14,537
2015-04-02	2015-04-01	4	Kridner Debra	SSH	Common Stock	F - Taxes	D		4.2600	-557	-2		27,728
2015-04-02	2015-04-01	4	Rosa David A	SSH	Common Stock	F - Taxes	D		4.2600	-5,226	-22		140,491
2015-04-02	2015-04-01	4	Oleson Kimberly	SSH	Common Stock	F - Taxes	D		4.2600	-279	-1		4,368
2015-04-02	2015-04-01	4	Wade Molly	SSH	Common Stock	F - Taxes	D		4.2600	-607	-3		15,144
2015-03-02	2015-03-01	4	Wade Molly	SSH	Common Stock	F - Taxes	D		5.7500	-607	-3		15,751
2015-03-02	2015-03-01	4	Rosa David A	SSH	Common Stock	F - Taxes	D		5.7500	-5,226	-30		145,717
2015-03-02	2015-03-01	4	Oleson Kimberly	SSH	Common Stock	F - Taxes	D		5.7500	-279	-2		4,647
2015-03-02	2015-03-01	4	Kridner Debra	SSH	Common Stock	F - Taxes	D		5.7500	-557	-3		28,285
2015-02-03	2015-01-05	4/A	Drayton Claudia	SSH	Non-qualified Stock Option	A - Award	D	4.48		110,000		110,000
2015-02-02	2015-02-01	4	Rosa David A	SSH	Common Stock	F - Taxes	D		4.9800	-5,226	-26		150,943
2015-02-02	2015-02-01	4	Kridner Debra	SSH	Common Stock	F - Taxes	D		4.9800	-557	-3		28,842
2015-02-02	2015-02-01	4	Oleson Kimberly	SSH	Common Stock	F - Taxes	D		4.9800	-279	-1		4,926
2015-02-02	2015-02-01	4	Wade Molly	SSH	Common Stock	F - Taxes	D		4.9800	-607	-3		16,358
2015-01-13		3/A	Wade Molly	SSH	Common Stock		D						16,965
2015-01-13		3	Wade Molly	SSH	Common Stock		D						33,930
2015-01-13		3	Wade Molly	SSH	Common Stock		D						33,930
2015-01-06	2015-01-05	4	Drayton Claudia	SSH	Non-qualified Stock Option	A - Award	D	4.48		110,000		110,000
2015-01-02	2015-01-01	4	Rosa David A	SSH	Common Stock	F - Taxes	D		4.2400	-5,226	-22		156,170
2015-01-02	2015-01-01	4	Peters William S	SSH	Common Stock	F - Taxes	D		4.2400	-680	-3		33,309
2015-01-02	2015-01-01	4	Oleson Kimberly	SSH	Common Stock	F - Taxes	D		4.2400	-279	-1		5,205
2015-01-02	2015-01-01	4	Kridner Debra	SSH	Common Stock	F - Taxes	D		4.2400	-557	-2		29,399
2015-01-02	2015-01-01	4	MATHIESEN JEFFREY S	SSH	Common Stock	F - Taxes	D		4.2400	-953	-4		37,223
2014-12-02	2014-12-01	4	Rosa David A	SSH	Common Stock	F - Taxes	D		4.5200	-5,226	-24		161,396
2014-12-02	2014-12-01	4	Peters William S	SSH	Common Stock	F - Taxes	D		4.5200	-680	-3		33,989
2014-12-02	2014-12-01	4	Oleson Kimberly	SSH	Common Stock	F - Taxes	D		4.5200	-279	-1		5,484
2014-12-02	2014-12-01	4	Kridner Debra	SSH	Common Stock	F - Taxes	D		4.5200	-557	-3		29,956
2014-12-02	2014-12-01	4	MATHIESEN JEFFREY S	SSH	Common Stock	F - Taxes	D		4.5200	-953	-4		38,176
2014-11-05	2013-09-23	4	Talu Ventures Pty Ltd By: CM Capital Venture Trust 4B	SSH	Common Stock	P - Purchase	I		10.5000	62,500	656		812,856
2014-11-05	2013-09-23	4	Talu Ventures Pty Ltd By: CM Capital Venture Trust 4A	SSH	Common Stock	P - Purchase	I		10.5000	62,500	656		812,856
2014-11-03	2014-11-01	4	MATHIESEN JEFFREY S	SSH	Common Stock	F - Taxes	D		4.8500	-953	-5		39,129
2014-11-03	2014-11-01	4	Kridner Debra	SSH	Common Stock	F - Taxes	D		4.8500	-557	-3		30,513
2014-11-03	2014-11-01	4	Peters William S	SSH	Common Stock	F - Taxes	D		4.8500	-680	-3		34,669
2014-11-03	2014-11-01	4	Rosa David A	SSH	Common Stock	F - Taxes	D		4.8500	-5,226	-25		166,622
2014-11-03	2014-11-01	4	Oleson Kimberly	SSH	Common Stock	F - Taxes	D		4.8500	-279	-1		5,763
2014-10-31	2014-10-29	4	Rosa David A	SSH	Common Stock	F - Taxes	D		5.8800	-2,506	-15		171,848
2014-10-10	2014-10-09	4	MATHIESEN JEFFREY S	SSH	Common Stock	F - Taxes	D		5.5200	-1,906	-11		40,082
2014-10-10	2014-10-09	4	MATHIESEN JEFFREY S	SSH	Common Stock	A - Award	D			24,716			41,988
2014-10-02	2014-10-01	4	Kridner Debra	SSH	Common Stock	F - Taxes	D		5.5300	-557	-3		31,070
2014-10-02	2014-10-01	4	Peters William S	SSH	Common Stock	F - Taxes	D		5.5300	-680	-4		35,349
2014-10-02	2014-10-01	4	Oleson Kimberly	SSH	Common Stock	F - Taxes	D		5.5300	-279	-2		6,042
2014-10-01	2014-10-01	4	Rosa David A	SSH	Common Stock	F - Taxes	D		5.5300	-5,226	-29		174,354
2014-10-01	2014-09-29	4	Rosa David A	SSH	Common Stock	F - Taxes	D		5.5500	-2,506	-14		179,580
2014-09-15	2014-09-15	4	Brown Brian	SSH	Common Stock	P - Purchase	D		6.0099	6,000	36		16,000
2014-09-15	2014-09-12	4	Brown Brian	SSH	Common Stock	P - Purchase	D		6.0168	5,000	30		10,000
2014-09-15	2014-09-12	4	Brown Brian	SSH	Common Stock	P - Purchase	D		6.0100	700	4		5,000
2014-09-15	2014-09-12	4	Brown Brian	SSH	Common Stock	P - Purchase	D		6.0200	4,300	26		4,300
2014-09-09	2014-09-08	4	MATHIESEN JEFFREY S	SSH	Common Stock	F - Taxes	D		5.7200	-458	-3		17,272
2014-09-09	2014-09-08	4	Kridner Debra	SSH	Common Stock	F - Taxes	D		5.7200	-200	-1		31,627
2014-09-09	2014-09-08	4	Peters William S	SSH	Common Stock	F - Taxes	D		5.7200	-329	-2		36,029
2014-09-03	2014-09-01	4	Kridner Debra	SSH	Common Stock	F - Taxes	D		5.5900	-557	-3		31,827
2014-09-03	2014-09-01	4	Peters William S	SSH	Common Stock	F - Taxes	D		5.5900	-680	-4		36,358
2014-09-03	2014-09-01	4	Rosa David A	SSH	Common Stock	F - Taxes	D		5.5900	-5,226	-29		182,086
2014-09-03	2014-08-29	4	Rosa David A	SSH	Common Stock	F - Taxes	D		5.5900	-2,506	-14		187,312
2014-09-03	2014-09-01	4	Oleson Kimberly	SSH	Common Stock	F - Taxes	D		5.5900	-279	-2		6,321
2014-08-29	2014-08-28	4	Peters William S By Peters Apollo Trust	SSH	Common Stock	S - Sale	I		5.4691	-5,000	-27		11,384
2014-08-29	2014-08-27	4	Peters William S By Peters Apollo Trust	SSH	Common Stock	S - Sale	I		5.5000	-5,000	-28		16,384
2014-08-11	2014-08-08	4	MATHIESEN JEFFREY S	SSH	Common Stock	F - Taxes	D		4.1900	-458	-2		17,730
2014-08-11	2014-08-08	4	Kridner Debra	SSH	Common Stock	F - Taxes	D		4.1900	-200	-1		32,384
2014-08-11	2014-08-08	4	Peters William S	SSH	Common Stock	F - Taxes	D		4.1900	-329	-1		37,038
2014-08-05	2014-08-01	4	Kridner Debra	SSH	Incentive Stock Options (right to buy)	A - Award	D	4.95	4.9500	29,700	147	29,700
2014-08-05	2014-08-01	4	Kridner Debra	SSH	Common Stock	A - Award	D			19,800			32,584
2014-08-05	2014-08-01	4	Peters William S	SSH	Incentive Stock Options (right to buy)	A - Award	D	4.95	4.9500	37,073	184	37,073
2014-08-05	2014-08-01	4	Peters William S	SSH	Common Stock	A - Award	D			24,716			37,367
2014-08-05	2014-08-01	4	Rosa David A	SSH	Incentive Stock Options (right to buy)	A - Award	D	4.95	4.9500	184,889	915	184,889
2014-08-05	2014-08-01	4	Rosa David A	SSH	Common Stock	A - Award	D			123,259			189,818
2014-08-05	2014-08-01	4	Oleson Kimberly	SSH	Incentive Stock Options (right to buy)	A - Award	D	4.95	4.9500	8,000	40	8,000
2014-08-05	2014-08-01	4	Oleson Kimberly	SSH	Common Stock	A - Award	D			6,600			6,600
2014-07-30	2014-07-29	4	Rosa David A	SSH	Common Stock	F - Taxes	D		4.9600	-2,506	-12		66,559
2014-07-14	2014-07-10	4	Brown Brian	SSH	Non-Qualified Stock Option (right to buy)	A - Award	D	5.30		100,000		100,000
2014-07-09	2014-07-08	4	MATHIESEN JEFFREY S	SSH	Common Stock	F - Taxes	D		5.3700	-458	-2		18,188
2014-07-09	2014-07-08	4	Kridner Debra	SSH	Common Stock	F - Taxes	D		5.3700	-200	-1		12,784
2014-07-09	2014-07-08	4	Peters William S	SSH	Common Stock	F - Taxes	D		5.3700	-329	-2		12,651
2014-06-30	2014-06-29	4	Rosa David A	SSH	Common Stock	F - Taxes	D		5.4700	-2,506	-14		69,065
2014-06-10	2014-06-08	4	MATHIESEN JEFFREY S	SSH	Common Stock	F - Taxes	D		5.0000	-458	-2		18,646
2014-06-10	2014-06-08	4	Kridner Debra	SSH	Common Stock	F - Taxes	D		5.0000	-200	-1		12,984
2014-06-10	2014-06-08	4	Peters William S	SSH	Common Stock	F - Taxes	D		5.0000	-329	-2		12,980
2014-06-02	2014-05-29	4	BUCKMAN PAUL	SSH	Non-Qualified Stock Option (right to buy)	A - Award	D	5.57		2,766		2,766
2014-06-02	2014-05-29	4	BUCKMAN PAUL	SSH	Common Stock	A - Award	D			4,189			8,573
2014-06-02	2014-05-29	4	ERB JOHN L	SSH	Non-Qualified Stock Option (right to buy)	A - Award	D	5.57		2,766		2,766
2014-06-02	2014-05-29	4	ERB JOHN L	SSH	Common Stock	A - Award	D			4,189			4,189
2014-06-02	2014-05-29	4	Salveson Jon W	SSH	Non-Qualified Stock Option (right to buy)	A - Award	D	5.57		2,766		2,766
2014-06-02	2014-05-29	4	Salveson Jon W	SSH	Common Stock	A - Award	D			4,189			4,189
2014-06-02	2014-05-29	4	WALLER GREGORY D	SSH	Non-Qualified Stock Option (right to buy)	A - Award	D	5.57		2,766		2,766
2014-06-02	2014-05-29	4	WALLER GREGORY D	SSH	Common Stock	A - Award	D			4,189			7,736
2014-06-02	2014-05-29	4	WATSON WARREN S	SSH	Non-Qualified Stock Option (right to buy)	A - Award	D	5.57		2,766		2,766
2014-06-02	2014-05-29	4	WATSON WARREN S	SSH	Common Stock	A - Award	D			4,189			4,189
2014-06-02	2014-05-29	4	Brooke Geoffrey	SSH	Non-Qualified Stock Option (right to buy)	A - Award	D	5.57		2,766		2,766
2014-06-02	2014-05-29	4	Brooke Geoffrey	SSH	Common Stock	A - Award	D			4,189			7,855
2014-06-02	2014-05-29	4	Oleson Kimberly	SSH	Non-Qualified Stock Option (right to buy)	A - Award	D	5.57		100,000		100,000
2014-05-30	2014-05-29	4	Rosa David A	SSH	Common Stock	F - Taxes	D		5.5700	-2,506	-14		71,571
2014-05-09	2014-05-08	4	MATHIESEN JEFFREY S	SSH	Common Stock	F - Taxes	D		5.7700	-458	-3		19,104
2014-05-09	2014-05-08	4	Bassett Kevin	SSH	Common Stock	F - Taxes	D		5.7700	-283	-2		10,426
2014-05-09	2014-05-08	4	Kridner Debra	SSH	Common Stock	F - Taxes	D		5.7700	-200	-1		13,184
2014-05-09	2014-05-08	4	Yearick Jim	SSH	Common Stock	F - Taxes	D		5.7700	-319	-2		10,153
2014-05-09	2014-05-08	4	Peters William S	SSH	Common Stock	F - Taxes	D		5.7700	-329	-2		13,309
2014-05-01	2014-04-29	4	Rosa David A	SSH	Common Stock	F - Taxes	D		5.5000	-2,506	-14		74,077
2014-04-09	2014-04-08	4	MATHIESEN JEFFREY S	SSH	Common Stock	F - Taxes	D		5.9200	-458	-3		19,562
2014-04-09	2014-04-08	4	Bassett Kevin	SSH	Common Stock	F - Taxes	D		5.9200	-283	-2		10,709
2014-04-09	2014-04-08	4	Kridner Debra	SSH	Common Stock	F - Taxes	D		5.9200	-200	-1		13,384
2014-04-09	2014-04-08	4	Yearick Jim	SSH	Common Stock	F - Taxes	D		5.9200	-319	-2		10,472
2014-04-09	2014-04-08	4	Peters William S	SSH	Common Stock	F - Taxes	D		5.9200	-329	-2		13,638
2014-04-01	2014-03-29	4	Rosa David A	SSH	Common Stock	F - Taxes	D		5.6000	-2,506	-14		76,583
2014-03-18	2014-03-17	4	MATHIESEN JEFFREY S	SSH	Common Stock	P - Purchase	D		6.1799	2,000	12		20,020
2014-03-18	2014-03-17	4	Bassett Kevin	SSH	Common Stock	P - Purchase	D		6.2000	1,400	9		10,992
2014-03-18	2014-03-14	4	Kridner Debra	SSH	Common Stock	P - Purchase	D		6.2000	1,000	6		13,584
2014-03-14	2014-03-13	4	Peters William S By Peters Apollo Trust	SSH	Common Stock	S - Sale	I		6.2000	-12,049	-75		21,384
2014-03-14	2014-03-13	4	Peters William S	SSH	Common Stock	S - Sale	D		6.2000	-7,951	-49		13,967
2014-03-10	2014-03-08	4	MATHIESEN JEFFREY S	SSH	Common Stock	F - Taxes	D		7.9600	-458	-4		18,020
2014-03-10	2014-03-08	4	Bassett Kevin	SSH	Common Stock	F - Taxes	D		7.9600	-283	-2		9,592
2014-03-10	2014-03-08	4	Kridner Debra	SSH	Common Stock	F - Taxes	D		7.9600	-200	-2		12,584
2014-03-10	2014-03-08	4	Yearick Jim	SSH	Common Stock	F - Taxes	D		7.9600	-319	-3		10,791
2014-03-10	2014-03-08	4	Peters William S	SSH	Common Stock	F - Taxes	D		7.9600	-329	-3		21,918
2014-03-04	2014-02-28	4	Rosa David A	SSH	Common Stock	F - Taxes	D		8.3100	-2,506	-21		79,089
2014-02-12	2012-12-03	5	BUCKMAN PAUL	SSH	Common Stock	L - Other	D		7.1500	1,000	7		4,384
2014-02-11	2014-02-08	4	MATHIESEN JEFFREY S	SSH	Common Stock	F - Taxes	D		9.0000	-458	-4		18,478
2014-02-11	2014-02-08	4	Bassett Kevin	SSH	Common Stock	F - Taxes	D		9.0000	-283	-3		9,875
2014-02-11	2014-02-08	4	Kridner Debra	SSH	Common Stock	F - Taxes	D		9.0000	-200	-2		12,784
2014-02-11	2014-02-08	4	Yearick Jim	SSH	Common Stock	F - Taxes	D		9.0000	-319	-3		11,110
2014-02-11	2014-02-08	4	Peters William S	SSH	Common Stock	F - Taxes	D		9.0000	-329	-3		22,247
2014-01-30	2014-01-29	4	Rosa David A	SSH	Common Stock	F - Taxes	D		9.7250	-2,506	-24		81,595
2014-01-21	2013-09-08	5/A	Bassett Kevin	SSH	Common Stock	F - Taxes	D		10.9000	-3,400	-37		10,441
2014-01-21	2013-09-08	5/A	Kridner Debra	SSH	Common Stock	F - Taxes	D		10.9000	-2,395	-26		13,184
2014-01-21	2013-09-08	5/A	MATHIESEN JEFFREY S	SSH	Common Stock	F - Taxes	D		10.9000	-5,468	-60		19,394
2014-01-21	2013-09-08	5/A	Peters William S	SSH	Common Stock	F - Taxes	D		10.9000	-4,000	-44		22,905
2014-01-21	2013-09-08	5/A	Yearick Jim	SSH	Common Stock	F - Taxes	D		10.9000	-3,795	-41		11,748
2014-01-16	2013-10-29	4/A	Rosa David A	SSH	Common Stock	F - Taxes	D		11.6500	-30,079	-350		89,113
2014-01-16	2013-10-29	4/A	Rosa David A	SSH	Common Stock	A - Award	D			118,192			119,192
2014-01-16	2013-12-08	5	Bassett Kevin	SSH	Common Stock	F - Taxes	D		8.5100	-283	-2		13,841
2014-01-16	2013-11-08	5	Bassett Kevin	SSH	Common Stock	F - Taxes	D		9.9100	-283	-3		14,124
2014-01-16	2013-10-08	5	Bassett Kevin	SSH	Common Stock	F - Taxes	D		10.8600	-283	-3		14,407
2014-01-16	2013-12-08	5	Kridner Debra	SSH	Common Stock	F - Taxes	D		8.5100	-200	-2		15,578
2014-01-16	2013-11-08	5	Kridner Debra	SSH	Common Stock	F - Taxes	D		9.9100	-200	-2		15,778
2014-01-16	2013-10-08	5	Kridner Debra	SSH	Common Stock	F - Taxes	D		10.8600	-200	-2		15,978
2014-01-16	2013-12-08	5	MATHIESEN JEFFREY S	SSH	Common Stock	F - Taxes	D		8.5100	-458	-4		24,862
2014-01-16	2013-11-08	5	MATHIESEN JEFFREY S	SSH	Common Stock	F - Taxes	D		9.9100	-458	-5		25,320
2014-01-16	2013-10-08	5	MATHIESEN JEFFREY S	SSH	Common Stock	F - Taxes	D		10.8600	-458	-5		25,778
2014-01-16	2013-12-08	5	Peters William S	SSH	Common Stock	F - Taxes	D		8.5100	-329	-3		26,905
2014-01-16	2013-11-08	5	Peters William S	SSH	Common Stock	F - Taxes	D		9.9100	-329	-3		27,234
2014-01-16	2013-10-08	5	Peters William S	SSH	Common Stock	F - Taxes	D		10.8600	-329	-4		27,563
2014-01-16	2013-12-29	5	Rosa David A	SSH	Common Stock	F - Taxes	D		9.3900	-2,506	-24		84,101
2014-01-16	2013-11-29	5	Rosa David A	SSH	Common Stock	F - Taxes	D		9.0600	-2,506	-23		86,607
2014-01-16	2013-12-08	5	Yearick Jim	SSH	Common Stock	F - Taxes	D		8.5100	-319	-3		15,543
2014-01-16	2013-11-08	5	Yearick Jim	SSH	Common Stock	F - Taxes	D		9.9100	-319	-3		15,862
2014-01-16	2013-10-08	5	Yearick Jim	SSH	Common Stock	F - Taxes	D		10.8600	-319	-3		16,181
2014-01-10	2014-01-08	4	MATHIESEN JEFFREY S	SSH	Common Stock	F - Taxes	D		10.1800	-458	-5		24,404
2014-01-10	2014-01-08	4	Bassett Kevin	SSH	Common Stock	F - Taxes	D		10.1800	-283	-3		13,558
2014-01-10	2014-01-08	4	Kridner Debra	SSH	Common Stock	F - Taxes	D		10.1800	-200	-2		15,378
2014-01-10	2014-01-08	4	Yearick Jim	SSH	Common Stock	F - Taxes	D		10.1800	-319	-3		15,224
2014-01-10	2014-01-08	4	Peters William S	SSH	Common Stock	F - Taxes	D		10.1800	-329	-3		26,576
2013-10-31	2013-10-29	4	Rosa David A	SSH	Common Stock	A - Award	D			118,192			119,192
2013-10-23	2013-10-21	4	Verta Patrick	SSH	Non-Statutory Stock Option (right to buy)	A - Award	D	10.73		148,000		148,000
2013-09-10	2013-09-08	4	MATHIESEN JEFFREY S	SSH	Common Stock	A - Award	D			11,868			23,736
2013-09-10	2013-09-08	4	MATHIESEN JEFFREY S	SSH	Common Stock	A - Award	D			11,868			11,868
2013-09-10	2013-09-08	4	Bassett Kevin	SSH	Common Stock	A - Award	D			7,345			14,690
2013-09-10	2013-09-08	4	Bassett Kevin	SSH	Common Stock	A - Award	D			7,345			14,690
2013-09-10	2013-09-08	4	Kridner Debra	SSH	Common Stock	A - Award	D			7,095			14,190
2013-09-10	2013-09-08	4	Kridner Debra	SSH	Common Stock	A - Award	D			7,095			14,190
2013-09-10	2013-09-08	4	Yearick Jim	SSH	Common Stock	A - Award	D			8,250			16,500
2013-09-10	2013-09-08	4	Yearick Jim	SSH	Common Stock	A - Award	D			8,250			16,500
2013-09-10	2013-09-08	4	Peters William S	SSH	Common Stock	A - Award	D			11,951			27,892
2013-09-10	2013-09-08	4	Peters William S	SSH	Common Stock	A - Award	D			11,951			27,892
2013-08-01	2013-07-30	4	WALLER GREGORY D	SSH	Non-qualified Stock Option (right to buy)	A - Award	D	7.50	7.5000	2,445	18	2,445
2013-08-01	2013-07-30	4	WALLER GREGORY D	SSH	Common Stock	M - Exercise	D			3,547			3,547
2013-08-01	2013-07-30	4	BUCKMAN PAUL	SSH	Non-Qualified Stock Option (right to buy)	A - Award	D	7.50	7.5000	2,332	17	2,332
2013-08-01	2013-07-30	4	BUCKMAN PAUL	SSH	Common Stock	M - Exercise	D			3,384			3,384
2013-08-01	2013-07-30	4	Brooke Geoffrey	SSH	Non-Qualified Stock Option (right to buy)	A - Award	D	7.50	7.5000	2,527	19	2,527
2013-08-01	2013-07-30	4	Brooke Geoffrey	SSH	Common Stock	M - Exercise	D			3,666			3,666
2013-08-01	2013-07-30	4	Yearick Jim	SSH	Incentive Stock Option (right to buy)	A - Award	D	7.50	7.5000	35,000	262	35,000
2013-05-28	2013-05-23	4	WATSON WARREN S	SSH	Stock Option (right to buy)	A - Award	D	6.17	6.1700	25,500	157	25,500
2013-05-28	2013-05-23	4	Salveson Jon W	SSH	Stock Option (right to buy)	A - Award	D	6.17	6.1700	25,500	157	25,500
2013-05-28	2013-05-23	4	ERB JOHN L	SSH	Stock Option (right to buy)	A - Award	D	8.27	8.2700	54,000	447	54,000
2013-05-07	2013-05-06	4	Rosa David A	SSH	Stock Option (right to buy)	A - Award	D	6.46	6.4600	347,000	2,242	347,000
2013-02-15	2013-01-07	4/A	STRAUS ASSET MANAGEMENT, LLC See footnote.	SSH	Common Stock	S - Sale	I		6.1900	-4,750	-29		0
2013-02-15	2013-01-01	4/A	STRAUS ASSET MANAGEMENT, LLC See footnote.	SSH	Common Stock	J - Other	I			-253,102			4,750
2013-02-05	2013-01-29	4	Peters William S	SSH	Stock Option (right to buy)	A - Award	D	6.46	6.4600	25,000	162	25,000
2013-02-01	2012-11-20	4	STRAUS ASSET MANAGEMENT, LLC	SSH	Common Stock	P - Purchase	I		6.7300	-6,200	-42		387,111
2013-02-01	2012-11-20	4	STRAUS ASSET MANAGEMENT, LLC	SSH	Common Stock	P - Purchase	I		6.7700	-10,000	-68		393,311
2013-02-01	2012-11-20	4	STRAUS ASSET MANAGEMENT, LLC	SSH	Common Stock	P - Purchase	I		6.7200	-5,000	-34		403,311
2013-02-01	2012-11-20	4	STRAUS ASSET MANAGEMENT, LLC	SSH	Common Stock	P - Purchase	I		6.9400	-5,393	-37		408,311
2013-02-01	2012-11-20	4	STRAUS ASSET MANAGEMENT, LLC	SSH	Common Stock	P - Purchase	I		7.5400	-10,000	-75		413,704
2013-02-01	2012-11-19	4	STRAUS ASSET MANAGEMENT, LLC	SSH	Common Stock	P - Purchase	I		6.5400	-5,000	-33		423,704
2013-02-01	2012-11-19	4	STRAUS ASSET MANAGEMENT, LLC	SSH	Common Stock	P - Purchase	I		6.5100	-5,000	-33		428,704
2013-02-01	2012-11-19	4	STRAUS ASSET MANAGEMENT, LLC	SSH	Common Stock	P - Purchase	I		6.4000	-5,000	-32		433,704
2013-02-01	2012-11-19	4	STRAUS ASSET MANAGEMENT, LLC	SSH	Common Stock	P - Purchase	I		6.3900	-5,000	-32		438,704
2013-02-01	2012-12-11	4	STRAUS ASSET MANAGEMENT, LLC	SSH	Common Stock	P - Purchase	I		6.9800	-49,200	-343		332,011
2013-02-01	2012-12-10	4	STRAUS ASSET MANAGEMENT, LLC	SSH	Common Stock	P - Purchase	I		6.7400	-5,900	-40		381,211
2013-02-01	2012-12-17	4	STRAUS ASSET MANAGEMENT, LLC	SSH	Common Stock	P - Purchase	I		6.6600	-200	-1		323,711
2013-02-01	2012-12-14	4	STRAUS ASSET MANAGEMENT, LLC	SSH	Common Stock	P - Purchase	I		6.8000	-6,900	-47		323,911
2013-02-01	2012-12-13	4	STRAUS ASSET MANAGEMENT, LLC	SSH	Common Stock	P - Purchase	I		6.7900	-1,200	-8		330,811
2013-02-01	2012-12-24	4	STRAUS ASSET MANAGEMENT, LLC	SSH	Common Stock	P - Purchase	I		6.3900	-500	-3		319,111
2013-02-01	2012-12-21	4	STRAUS ASSET MANAGEMENT, LLC	SSH	Common Stock	P - Purchase	I		6.3600	-2,100	-13		319,611
2013-02-01	2012-12-20	4	STRAUS ASSET MANAGEMENT, LLC	SSH	Common Stock	P - Purchase	I		6.5900	-2,000	-13		321,711
2013-02-01	2013-01-03	4	STRAUS ASSET MANAGEMENT, LLC	SSH	Common Stock	P - Purchase	I		6.1300	-37,249	-228		257,852
2013-02-01	2013-01-02	4	STRAUS ASSET MANAGEMENT, LLC	SSH	Common Stock	P - Purchase	I		5.2500	-24,010	-126		295,101
2013-02-01	2013-01-07	4	STRAUS ASSET MANAGEMENT, LLC	SSH	Common Stock	P - Purchase	I		6.1900	-4,750	-29		253,102
2012-12-17	2012-12-14	4	Peters William S	SSH	Employee Stock Option (right to buy)	M - Exercise	D	3.10		-3,990		0
2012-12-17	2012-12-14	4	Peters William S	SSH	Common Stock	M - Exercise	D		3.1000	3,990	12		3,990
2012-11-14	2012-11-12	4	MATHIESEN JEFFREY S	SSH	Employee Stock Option - Right to Buy	A - Award	D	6.46		67,000		67,000
2012-11-14	2012-11-12	4	Bassett Kevin	SSH	Employee Stock Option - Right to Buy	A - Award	D	6.46		42,000		42,000
2012-11-14	2012-11-12	4	Kridner Debra	SSH	Employee Stock Option - Right to Buy	A - Award	D	6.46		45,000		45,000
2012-11-14	2012-11-12	4	Yearick Jim	SSH	Employee Stock Option - Right to Buy	A - Award	D	6.46		15,000		15,000
2012-09-18	2012-09-14	4	Callinan Nicholas By Beraleigh Pty Ltd.	SSH	Common Stock	P - Purchase	I		9.0790	2,500	23		32,147
2012-08-23	2012-08-17	4/A	O'Dwyer Donal Pension Fund	SSH	Common Stock	P - Purchase	I		7.5586	11,375	86		52,466
2012-08-23	2012-08-16	4/A	O'Dwyer Donal Pension Fund	SSH	Common Stock	P - Purchase	I		8.0458	2,300	19		41,091
2012-08-20	2012-08-17	4	O'Dwyer Donal Pension Fund	SSH	Common Stock	P - Purchase	I		7.5586	11,375	86		52,466
2012-08-20	2012-08-16	4	O'Dwyer Donal Pension Fund	SSH	Common Stock	P - Purchase	I		8.0458	2,300	19		41,091
2012-05-10		3/A	Harvey Mark By CM Capital Venture 4B A/C	SSH	Common Stock		I						750,356
2012-05-10		3/A	Harvey Mark By Pension Fund	SSH	Common Stock		I						750
2012-05-10		3/A	Harvey Mark By CM Capital Venture 4A A/C	SSH	Common Stock		I						750,356
2012-05-10		3/A	CM Capital Venture 4B A/C By CM Capital Venture 4B A/C	SSH	Common Stock		I						750,356
2012-05-10		3/A	CM Capital Venture 4B A/C By CM Capital Venture 4A A/C	SSH	Common Stock		I						750,356
2012-05-02		3/A	O'Dwyer Donal Pension Trust	SSH	Common Stock		I						38,791
2012-05-02		3/A	O'Dwyer Donal	SSH	Common Stock		D						686
2012-05-02		3/A	O'Dwyer Donal Family Trust	SSH	Common Stock		I						10,370
2012-03-06		3/A	Kridner Debra	SSH	Common Stock		D						1,988
2012-03-02		3/A	Callinan Nicholas By Beraleigh Pty Ltd.	SSH	Common Stock		I						29,647
2012-02-28		3	CM Capital Venture 4B A/C By CM Capital Venture 4B A/C	SSH	Common Stock		I						750,356
2012-02-28		3	CM Capital Venture 4B A/C By CM Capital Venture 4A A/C	SSH	Common Stock		I						750,356
2012-02-28		3	GBS Bioventures III A/C By GBS Bioventures III A/C	SSH	Common Stock		I						815,165
2012-02-28		3	GBS Bioventures III A/C By GBS Bioventures II A/C	SSH	Common Stock		I						379,596
2012-02-16		3	STRAUS MELVILLE	SSH	Common Stock		I						443,704
2012-02-14		3	MATHIESEN JEFFREY S By UBS	SSH	Common Stock		I						11,875
2012-02-14		3	MATHIESEN JEFFREY S	SSH	Common Stock		D						2,500
2012-02-14		3	Callinan Nicholas By Beraleigh Pty Ltd.	SSH	Common Stock		I						29,596
2012-02-14		3	Brooke Geoffrey By GBS Bioventures II A/C	SSH	Common Stock		I						379,596
2012-02-14		3	Brooke Geoffrey By GBS Bioventures III A/C	SSH	Common Stock		I						815,165
2012-02-14		3	Harvey Mark By CM Capital 4B	SSH	Common Stock		I						750,356
2012-02-14		3	Harvey Mark By CM Capital 4A	SSH	Common Stock		I						750,356
2012-02-14		3	Harvey Mark By Pension Fund	SSH	Common Stock		I						750
2012-02-14		3	O'Dwyer Donal Pension Trust	SSH	Common Stock		I						38,791
2012-02-14		3	O'Dwyer Donal Family Trust	SSH	Common Stock		I						10,370
2012-02-14		3	Peters William S By Daughter	SSH	Common Stock		I						35
2012-02-14		3	Peters William S By Peters Apollo Trust	SSH	Common Stock		I						33,433
2012-02-14		3	Peters William S By Peters JAM Trust	SSH	Common Stock		I						7,250
2012-02-14		3	Peters William S By Son - I	SSH	Common Stock		I						53
2012-02-14		3	Peters William S By Son - II	SSH	Common Stock		I						35
2012-02-14		3	Rosa David A	SSH	Common Stock		D						1,000

공개 시장에서 또는 사적으로 비파생증권 또는 파생증권 매입

공개 시장에서 또는 사적으로 비파생증권 또는 파생증권 매각

자사로부터 유가증권(옵션 등)을 보조, 지급 또는 기타 취득

파생상품 전환

자사에게 유가증권을 매각 또는 양도

기업으로부터 인도 받은 유가증권의 일부를 사용한 행사 가격 또는 조세 채무의 지급

내부자에 의한 또는 내부자에게 증권 증여

지분스왑 및 유사 위험 회피거래

자사로부터 인도 받은 파생증권(옵션 등)의 행사 또는 전환

보고서 양식 4에 자진 신고된 거래

기타 (거래 내용을 설명하는 각주와 동반)

NUWE / Nuwellis, Inc. - Insider Trading and Ownership Report - SEC Form 3, 4, 5