| 발행주식수 | 71,402,472 shares |
| 내부자 지분 | 37,782,002 shares |
| 내부자 주주 | 52.91 % |
내부자 센티멘트 점수
내부자 센티멘트 점수를 통해서 내부자들이 법인 지분을 매입하는 기업들에 대해서 알아볼 수 있습니다.
이는 내부자의 누적도가 가장 높은 기업을 식별하는 정교하고 복합적인 지수를 분석하는 계량 모델의 결과 값입니다. 스코어링 모델은 이전 90일 동안 매수한 "내부자의 순 숫자", "매수한 주식의 총합", "내부자가 소유한 주식의 총합"의 조합을 사용합니다. 점수는 0에서 100 사이이며, 점수가 높을수록 피어(Peer: 동종업계 경쟁기업)에 대한 누적도가 높다는 것을 나타내며, 평균은 50입니다.
업데이트 주기: 일별
내부자의 누적도가 가장 높은 기업 목록을 확인할 수 있는 내부자들의 최다 선택(Insiders Top Picks)을 참고하십시오.
내부 경영진 센티멘트 점수
내부 경영진 센티멘트 점수를 통해서 내부 경영진들이 법인 지분을 매입하는 기업들에 대해서 알아볼 수 있습니다.
내부 거래의 정의에 따라 내부 경영진(기업 임원)도 내부자이지만, 다른 내부자(10% 주주 및 이사회 구성원)들과는 달리 내부 경영진은 매일 회사에서 근무하며, 거래 시에 자신의 자금을 사용합니다. (많은 경우에 10% 주주 및 이사회 구성원은 다른 사람의 자금을 관리하는 자금 관리자입니다.) 따라서 내부 경영진(기업 임원: Officer)의 내부 거래는 훨씬 더 중요하며 올바른 분석이 필요합니다.
내부자 센티멘트 점수와 마찬가지로 임원 감정 점수는 가장 높은 수준의 임원 축적을 가진 기업을 식별하는 정교하고 복합적인 지수 퀀트(Multi-factor quantitative) 모델의 결과입니다.
업데이트 주기: 일별
내부자의 누적도가 가장 높은 기업 목록을 확인할 수 있는 내부자들의 최다 선택(Insiders Top Picks)을 참고하십시오.
주요 내부자 지표
이 수치는 해당 기업이 다양한 내부자 지표에 따라 어떻게 순위를 매겨지는 지를 설명합니다. 백분위 순위는 이 기업이 미국 시장의 다른 기업들과 어떻게 비교되는지 보여줍니다. 순위가 높을수록 더 나은 상황에 있다는 것을 의미합니다.
예를 들어, 일반적으로 내부자의 매입은 긍정적인 지표라고 간주되어지기 때문에, 내부자의 매입(내부자의 매각, 역시도)가 적은 기업보다 내부자의 매입이 많은 기업은 순위가 높을 것입니다.
내부자의 순 매입(순위)
N/A
내부자의 순 매입(Net Number of Insiders Buying)는 내부자 매수의 총 수에서 지난 90일 동안의 내부자 매도의 총 수를 뺀 값입니다. 여기에 백분위 순위가 표시됩니다(범위: 0~100%).
내부자가 매입한 플로트 비율 (순위)
N/A
"내부자가 매입한 플로트 비율(Percent of Float Bought by Insiders)"은 내부자가 매입한 주식의 총 수에서 내부자가 매도한 주식의 총 수를 뺀 값을 전체 플로트로 나눈 값에 100을 곱한 값입니다. * ((내부자가 매입한 주식의 총 수 - 내부자가 매도한 주식의 총 수) ÷ 전체 플로트) x 100
내부자 트레이딩 차트
Opus Genetics, Inc. 내부자의 매매 거래는 아래 차트에 나와 있습니다. 내부자들은 기업의 임원(내부 경영진), 이사 또는 주요 투자자입니다. 일반적으로 내부자가 중요한 비공개 정보를 기반으로 자신이 속한 기업을 거래하는 것은 불법으로 간주됩니다. 이것은 내부자가 자신의 기업 내에서 행하는 모든 거래가 불법이라는 것을 뜻은 아닙니다. 그러나 그들은 자신들의 모든 거래를 양식 4를 통해 SEC에 보고해야만 합니다.
내부자의 명단 및 이익 지표
아래 표는 공개된 내부자의 목록이며, SEC에 공개된 제출 문서에서 자동으로 생성됩니다. "이름", "가장 최근의 직급", "이사, 임원 또는 10% 주주"에 대한 지정 외에도 최근에 공개된 보유 주식에 대한 정보를 보여줍니다. 또한 가능한 경우 내부자의 과거 거래 실적도 확인 가능합니다. 과거 거래 실적은 내부자가 실제 "공개 시장"(Open market) 매입 거래를 수행한 실적을 가중 평균한 값입니다. 이 계산 방법에 대한 자세한 내용은 유튜브 웨비나 를 참조하시면 됩니다.
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| 내부자 | 평균 이익률 (%) | 소유 지분 |
주식 분할 |
|---|
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내부자의 매입 내역 추적: 단기 이익 분석
이 섹션에서는 OCUP / Opus Genetics, Inc.에서 계획되지 않은 "공개 시장"(Open market)의 내부자가 매입한 모든 상품의 수익성을 분석합니다. 이 분석을 통해서 내부자가 비정상적인 수익을 지속적으로 창출하는지 파악하는 데 도움이 되며, 이러한 분석은 수행해볼 가치가 있습니다. 이 분석은 개별 거래 후 1년 동안 수행한 것이며, 결과는 이론 값입니다. .
아래 표는 사전 거래 계획(Automated trading plan)에 포함되지 않은 가장 최근의 "공개 시장"(Open market)에서의 매입을 보여줍니다.
조정된 가격은 분할 조정 가격입니다. 조정된 지분은 분할 조정 지분입니다.
내부자 매매의 실적: 단기 손실 분석
이 섹선에서는 OCUP / Opus Genetics, Inc.에서 이루어진 "공개 시장(Open market)"에서의 모든 계획되지 않은 내부자 매매의 단기 손실 회피(Short-term loss avoidance)를 분석합니다. 일관된 손실 회피 패턴을 통해서 향후 매매 거래가 가격 하락을 초래할 수도 있음을 예상할 수 있습니다. 이 분석은 각 각 매매 거래 후 1년 동안의 자료이며, 결과는 이론 값입니다. .
아래 표는 사전 거래 계획(Automated trading plan)에 포함되지 않은 가장 최근의 공개 시장에서의 매매를 보여줍니다.
조정된 가격은 분할 조정 가격입니다. 조정된 지분은 분할 조정 지분입니다.
거래 내역
전체 거래 내역을 보려면 링크 아이콘을 클릭하세요. 10b5-1 자동 거래 계획의 일부로 보고된 거래는 10b-5 열에 X 표시가 나타납니다.
| 보고일 | 거래일 | 양식 | 내부자 | 티커 | 증권 소유권 | 코드 | 직접 | 행사 가격 |
단위 가격 |
단위 변동 |
가치 변동 (단위: 1,000) |
잔여 옵션 |
잔여 주식 |
|
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2026-05-20 | 2026-05-18 | 4 | Foundation Fighting Blindness Retinal Degeneration Fund | IRD | Common Stock | D | 4.3500 | -1,700,000 | -7,395 | 3,792,171 | ||||
| 2026-04-27 | 2026-04-23 | 4 | YERXA BENJAMIN R | IRD | Common Stock | D | 5.2371 | -7,470 | -39 | 711,535 | ||||
| 2026-04-27 | 2026-04-23 | 4 | SCHACHLE JOSEPH K | IRD | Common Stock | D | 5.2202 | -4,697 | -25 | 296,084 | ||||
| 2026-04-27 | 2026-04-23 | 4 | Magrath George | IRD | Common Stock | D | 5.2200 | -9,511 | -50 | 1,741,344 | ||||
| 2026-04-27 | 2026-04-23 | 4 | Zaremba Rabourn Amy | IRD | Common Stock | D | 5.2040 | -1,641 | -9 | 188,671 | ||||
| 2026-04-27 | 2026-04-23 | 4 | Gagnon Robert E. | IRD | Common Stock | D | 5.1846 | -7,842 | -41 | 592,158 | ||||
| 2026-04-27 | 2026-04-23 | 4 | Jayagopal Ashwath | IRD | Common Stock | D | 5.1917 | -7,542 | -39 | 509,233 | ||||
| 2026-04-22 | 2026-04-20 | 4 | Rodgers Richard J | IRD | Common Stock | D | 24,367 | 343,022 | ||||||
| 2026-04-22 | 2026-04-20 | 4 | MANUSO JAMES S J | IRD | Common Stock | D | 24,367 | 317,318 | ||||||
| 2026-04-22 | 2026-04-20 | 4 | Benton Susan | IRD | Common Stock | D | 24,367 | 243,894 | ||||||
| 2026-04-22 | 2026-04-20 | 4 | Gallagher Cam | IRD | Common Stock | D | 24,367 | 2,015,797 | ||||||
| 2026-04-22 | 2026-04-20 | 4 | Graves Adrienne L | IRD | Common Stock | D | 24,367 | 127,514 | ||||||
| 2026-04-22 | 2026-04-20 | 4 | Bennett Jean | IRD | Common Stock | D | 24,367 | 259,019 | ||||||
| 2026-04-22 | 2026-04-20 | 4 | Ainsworth Sean | IRD | Common Stock | D | 24,367 | 321,692 | ||||||
| 2026-03-18 | 2026-03-16 | 4 | SCHACHLE JOSEPH K | IRD | Common Stock | D | 5.2501 | -3,719 | -20 | 300,781 | ||||
| 2026-03-18 | 2026-03-16 | 4 | Zaremba Rabourn Amy | IRD | Common Stock | D | 5.2450 | -2,816 | -15 | 190,312 | ||||
| 2026-03-18 | 2026-03-16 | 4 | Magrath George | IRD | Common Stock | D | 5.2102 | -24,438 | -127 | 1,750,855 | ||||
| 2026-03-18 | 2026-03-16 | 4 | Jayagopal Ashwath | IRD | Common Stock | D | 5.1213 | -3,719 | -19 | 516,775 | ||||
| 2026-02-17 | 2026-02-12 | 4 | Jayagopal Ashwath | IRD | Common Stock | D | 3.3900 | -5,313 | -18 | 520,494 | ||||
| 2026-01-26 | 2026-01-22 | 4 | YERXA BENJAMIN R | IRD | Common Stock | D | 400,000 | 719,005 | ||||||
| 2026-01-26 | 2026-01-22 | 4 | SCHACHLE JOSEPH K | IRD | Common Stock | D | 250,000 | 304,500 | ||||||
| 2026-01-26 | 2026-01-22 | 4 | Zaremba Rabourn Amy | IRD | Common Stock | D | 86,500 | 193,128 | ||||||
| 2026-01-26 | 2026-01-22 | 4 | Magrath George | IRD | Common Stock | D | 483,639 | 1,775,293 | ||||||
| 2026-01-26 | 2026-01-22 | 4 | Jayagopal Ashwath | IRD | Common Stock | D | 400,000 | 525,807 | ||||||
| 2026-01-26 | 2026-01-22 | 4 | Gagnon Robert E. | IRD | Common Stock | D | 400,000 | 600,000 | ||||||
| 2026-01-21 | 2026-01-18 | 4 | Zaremba Rabourn Amy | IRD | Common Stock | D | 2.1000 | -3,390 | -7 | 106,628 | ||||
| 2026-01-13 | 2026-01-10 | 4 | Zaremba Rabourn Amy | IRD | Common Stock | D | 1.9300 | -3,950 | -8 | 110,018 | ||||
| 2026-01-08 | 2026-01-06 | 4 | Gallagher Cam | IRD | Common Stock | D | 67,000 | 1,991,430 | ||||||
| 2026-01-05 | 2026-01-01 | 4 | MANUSO JAMES S J | IRD | Common Stock | D | 31,188 | 292,951 | ||||||
| 2026-01-05 | 2026-01-01 | 4 | Graves Adrienne L | IRD | Common Stock | D | 23,643 | 103,147 | ||||||
| 2026-01-05 | 2026-01-01 | 4 | Bennett Jean | IRD | Common Stock | D | 21,127 | 234,652 | ||||||
| 2026-01-05 | 2026-01-01 | 4 | Ainsworth Sean | IRD | Common Stock | D | 42,507 | 297,325 | ||||||
| 2025-12-31 | 2025-12-31 | 4 | Gallagher Cam | IRD | Common Stock | D | 33,000 | 1,924,430 | ||||||
| 2025-12-31 | 2025-12-29 | 4 | Gallagher Cam By Garret Gallagher - Custodian UTMA/UGMA | IRD | Common Stock | I | 1.9689 | 83,000 | 163 | 83,000 | ||||
| 2025-12-31 | 2025-12-29 | 4 | Gallagher Cam | IRD | Common Stock | D | 1.9787 | 81,000 | 160 | 1,891,430 | ||||
| 2025-12-11 | 2025-12-09 | 4 | Foundation Fighting Blindness Retinal Degeneration Fund | IRD | Common Stock | D | 2.1500 | -4,000,000 | -8,600 | 5,492,171 | ||||
| 2025-11-05 | 2025-11-01 | 4/A | Magrath George | IRD | Common Stock | D | 2.3000 | -30,350 | -70 | 1,291,654 | ||||
| 2025-11-04 | 2025-11-01 | 4 | Magrath George | IRD | Common Stock | D | 2.3000 | -30,350 | -70 | 1,291,654 | ||||
| 2025-10-24 | 2025-10-22 | 4 | YERXA BENJAMIN R | IRD | Common Stock | D | 1.9500 | -23,795 | -46 | 319,005 | ||||
| 2025-09-11 | 2025-09-10 | 4 | Gagnon Robert E. | IRD | Common Stock | D | 200,000 | 200,000 | ||||||
| 2025-08-27 | 2025-08-25 | 4 | Gallagher Cam | IRD | Common Stock | D | 1.1500 | 869,565 | 1,000 | 1,810,430 | ||||
| 2025-08-27 | 2025-08-25 | 4 | Ainsworth Sean | IRD | Common Stock | D | 1.1500 | 86,956 | 100 | 254,818 | ||||
| 2025-05-06 | 2025-05-05 | 4 | Foundation Fighting Blindness Retinal Degeneration Fund | IRD | Common Stock | D | 6,927,419 | 9,492,171 | ||||||
| 2025-05-02 | 2025-04-30 | 4 | Rodgers Richard J | IRD | Common Stock | D | 79,504 | 318,655 | ||||||
| 2025-05-02 | 2025-04-30 | 4 | MANUSO JAMES S J | IRD | Common Stock | D | 79,504 | 261,763 | ||||||
| 2025-05-02 | 2025-04-30 | 4 | Graves Adrienne L | IRD | Common Stock | D | 79,504 | 79,504 | ||||||
| 2025-05-02 | 2025-04-30 | 4 | Gallagher Cam | IRD | Common Stock | D | 79,504 | 940,865 | ||||||
| 2025-05-02 | 2025-04-30 | 4 | Benton Susan | IRD | Common Stock | D | 79,504 | 219,527 | ||||||
| 2025-05-02 | 2025-04-30 | 4 | Bennett Jean | IRD | Common Stock | D | 79,504 | 213,525 | ||||||
| 2025-05-02 | 2025-04-30 | 4 | Ainsworth Sean | IRD | Common Stock | D | 79,504 | 167,862 | ||||||
| 2025-03-26 | 2025-03-24 | 4 | Gallagher Cam | IRD | Common Stock | D | 784,314 | 861,361 | ||||||
| 2025-03-26 | 2025-03-24 | 4 | Magrath George | IRD | Common Stock | D | 392,157 | 1,322,004 | ||||||
| 2025-03-17 | 2025-03-13 | 4 | SCHACHLE JOSEPH K | IRD | Common Stock | D | 52,500 | 54,500 | ||||||
| 2025-03-17 | 2025-03-13 | 4 | Zaremba Rabourn Amy | IRD | Common Stock | D | 39,500 | 113,968 | ||||||
| 2025-03-17 | 2025-03-13 | 4 | Magrath George | IRD | Common Stock | D | 330,697 | 929,847 | ||||||
| 2025-03-17 | 2025-03-13 | 4 | Jhaveri Nirav S. | IRD | Common Stock | D | 52,500 | 194,293 | ||||||
| 2025-03-17 | 2025-03-13 | 4 | Jayagopal Ashwath | IRD | Common Stock | D | 52,500 | 125,807 | ||||||
| 2025-03-17 | 2025-03-13 | 4 | Hoffmann Bernhard | IRD | Common Stock | D | 29,500 | 185,446 | ||||||
| 2025-02-18 | 2025-02-13 | 4 | Jayagopal Ashwath | IRD | Common Stock | D | 1.1500 | -5,193 | -6 | 73,307 | ||||
| 2025-02-18 | 2025-02-13 | 4 | Jhaveri Nirav S. | IRD | Common Stock | D | 1.1500 | -8,207 | -9 | 141,793 | ||||
| 2025-02-06 | 2025-02-04 | 4 | Zaremba Rabourn Amy | IRD | Common Stock | D | 1.1400 | -8,190 | -9 | 74,468 | ||||
| 2025-02-06 | 2025-02-04 | 4 | Hoffmann Bernhard | IRD | Common Stock | D | 1.1400 | -6,751 | -8 | 155,946 | ||||
| 2025-01-06 | 2025-01-02 | 4 | MANUSO JAMES S J | IRD | Common Stock | D | 50,222 | 182,259 | ||||||
| 2025-01-06 | 2025-01-02 | 4 | Bennett Jean | IRD | Common Stock | D | 34,021 | 134,021 | ||||||
| 2024-12-30 | 2024-12-26 | 4 | Magrath George | IRD | Common Stock | D | 0.9760 | 100,000 | 98 | 599,150 | ||||
| 2024-12-23 | 2024-12-23 | 4 | Magrath George | IRD | Common Stock | D | 6,200 | 499,150 | ||||||
| 2024-11-25 | 2024-11-21 | 4 | YERXA BENJAMIN R | IRD | Common Stock | D | 0.9834 | 10,000 | 10 | 342,800 | ||||
| 2024-11-19 | 2024-11-18 | 4 | Magrath George | IRD | Common Stock | D | 1.0244 | 9,706 | 10 | 492,950 | ||||
| 2024-11-19 | 2024-11-15 | 4 | Magrath George | IRD | Common Stock | D | 1.0102 | 90,294 | 91 | 483,244 | ||||
| 2024-11-12 | 2024-11-07 | 4 | YERXA BENJAMIN R | IRD | Common Stock | D | 332,800 | 332,800 | ||||||
| 2024-11-05 | 2024-11-01 | 4 | Magrath George | IRD | Common Stock | D | 1.1800 | -37,050 | -44 | 392,950 | ||||
| 2024-10-29 | 3 | Foundation Fighting Blindness Retinal Degeneration Fund | IRD | Common Stock | D | 2,564,752 | ||||||||
| 2024-10-24 | 2024-10-22 | 4 | Bennett Jean | IRD | Common Stock | D | 100,000 | 100,000 | ||||||
| 2024-06-13 | 2024-06-11 | 4 | Rodgers Richard J | OCUP | Common Stock | D | 41,143 | 239,151 | ||||||
| 2024-06-13 | 2024-06-11 | 4 | Pepose Jay | OCUP | Common Stock | D | 41,143 | 180,458 | ||||||
| 2024-06-13 | 2024-06-11 | 4 | Gallagher Cam | OCUP | Common Stock | D | 41,143 | 77,047 | ||||||
| 2024-06-13 | 2024-06-11 | 4 | MANUSO JAMES S J | OCUP | Common Stock | D | 41,143 | 132,037 | ||||||
| 2024-06-13 | 2024-06-11 | 4 | Benton Susan | OCUP | Common Stock | D | 41,143 | 140,023 | ||||||
| 2024-06-13 | 2024-06-11 | 4 | Ainsworth Sean | OCUP | Common Stock | D | 41,143 | 88,358 | ||||||
| 2024-05-24 | 2024-05-22 | 4 | Jayagopal Ashwath | OCUP | Common Stock | D | 1.7650 | 3,500 | 6 | 78,500 | ||||
| 2024-05-21 | 2024-05-17 | 4 | Magrath George | OCUP | Common Stock | D | 1.7545 | 5,000 | 9 | 430,000 | ||||
| 2024-04-15 | 2024-04-11 | 4 | Pepose Jay | OCUP | Common Stock | D | 32,000 | 139,315 | ||||||
| 2024-03-25 | 2024-03-21 | 4 | SCHACHLE JOSEPH K | OCUP | Common Stock | D | 2.0500 | 2,000 | 4 | 2,000 | ||||
| 2024-03-25 | 2024-03-21 | 4 | Jhaveri Nirav S. | OCUP | Common Stock | D | 2.1000 | 10,000 | 21 | 150,000 | ||||
| 2024-03-20 | 2024-03-18 | 4 | Magrath George | OCUP | Common Stock | D | 1.9620 | 25,000 | 49 | 425,000 | ||||
| 2024-02-14 | 2024-02-12 | 4 | Jhaveri Nirav S. | OCUP | Common Stock | D | 140,000 | 140,000 | ||||||
| 2024-02-14 | 2024-02-12 | 4 | Jayagopal Ashwath | OCUP | Common Stock | D | 75,000 | 75,000 | ||||||
| 2024-01-22 | 2024-01-18 | 4 | Hoffmann Bernhard | OCUP | Common Stock | D | 20,000 | 162,697 | ||||||
| 2024-01-22 | 2024-01-18 | 4 | Zaremba Rabourn Amy | OCUP | Common Stock | D | 40,000 | 82,658 | ||||||
| 2024-01-12 | 2024-01-10 | 4 | Hoffmann Bernhard | OCUP | Common Stock | D | 3.2650 | -4,031 | -13 | 142,697 | ||||
| 2024-01-12 | 2024-01-10 | 4 | Zaremba Rabourn Amy | OCUP | Common Stock | D | 3.2650 | -3,950 | -13 | 42,658 | ||||
| 2024-01-12 | 2024-01-10 | 4 | Patel Ronil A. | OCUP | Common Stock | D | 3.2650 | -1,282 | -4 | 90,714 | ||||
| 2024-01-03 | 2024-01-01 | 4 | Pepose Jay | OCUP | Common Stock | D | 14,964 | 107,315 | ||||||
| 2024-01-03 | 2024-01-01 | 4 | MANUSO JAMES S J | OCUP | Common Stock | D | 22,090 | 90,894 | ||||||
| 2024-01-03 | 2024-01-01 | 4 | Rodgers Richard J | OCUP | Common Stock | D | 24,762 | 198,008 | ||||||
| 2024-01-03 | 2024-01-01 | 4 | Benton Susan | OCUP | Common Stock | D | 19,418 | 98,880 | ||||||
| 2023-12-05 | 2023-12-01 | 4 | Patel Ronil A. | OCUP | Common Stock | D | 49,692 | 91,996 | ||||||
| 2023-11-13 | 2023-11-01 | 4 | Pepose Jay | OCUP | Common Stock | D | 35,000 | 92,351 | ||||||
| 2023-11-13 | 2023-11-01 | 4 | Rodgers Richard J | OCUP | Common Stock | D | 35,000 | 173,246 | ||||||
| 2023-11-03 | 2023-11-01 | 4 | Magrath George | OCUP | Common Stock | D | 400,000 | 400,000 | ||||||
| 2023-06-08 | 2023-06-06 | 4 | Benton Susan | OCUP | Common Stock | D | 10,976 | 79,462 | ||||||
| 2023-06-08 | 2023-06-06 | 4 | MANUSO JAMES S J | OCUP | Common Stock | D | 10,976 | 68,804 | ||||||
| 2023-06-08 | 2023-06-06 | 4 | Ainsworth Sean | OCUP | Common Stock | D | 10,976 | 47,215 | ||||||
| 2023-06-08 | 2023-06-06 | 4 | Gallagher Cam | OCUP | Common Stock | D | 10,976 | 35,904 | ||||||
| 2023-06-08 | 2023-06-06 | 4 | Pepose Jay | OCUP | Common Stock | D | 10,976 | 57,351 | ||||||
| 2023-04-26 | 2023-04-24 | 4 | Patel Ronil A. | OCUP | Common Stock | D | 20,000 | 42,304 | ||||||
| 2023-04-26 | 3 | Patel Ronil A. | OCUP | Common Stock | D | 22,304 | ||||||||
| 2023-04-21 | 2023-04-19 | 4 | Rodgers Richard J | OCUP | Common Stock | D | 50,000 | 138,246 | ||||||
| 2023-04-21 | 2023-04-19 | 4 | Benton Susan | OCUP | Common Stock | D | 1,053 | 68,486 | ||||||
| 2023-04-21 | 2023-04-19 | 4 | Pepose Jay | OCUP | Common Stock | D | 468 | 46,375 | ||||||
| 2023-04-21 | 2023-04-19 | 4 | MANUSO JAMES S J | OCUP | Common Stock | D | 2,819 | 57,828 | ||||||
| 2023-02-14 | 2022-12-27 | 5 | Sooch Mina Held by Daughter | OCUP | Common Stock | I | 50,000 | 50,000 | ||||||
| 2023-02-14 | 2022-12-27 | 5 | Sooch Mina | OCUP | Common Stock | D | -100,000 | 296,045 | ||||||
| 2023-02-14 | 2022-12-23 | 5 | Sooch Mina | OCUP | Common Stock | D | -30,000 | 396,045 | ||||||
| 2023-02-14 | 2022-12-27 | 5 | Ainsworth Sean | OCUP | Common Stock | D | -5,000 | 36,239 | ||||||
| 2023-01-12 | 2023-01-10 | 4 | Sooch Mina | OCUP | Common Stock | D | 134,456 | 430,501 | ||||||
| 2023-01-12 | 2023-01-11 | 4 | MANUSO JAMES S J | OCUP | Common Stock | D | 18,544 | 55,009 | ||||||
| 2023-01-12 | 2023-01-10 | 4 | Hoffmann Bernhard | OCUP | Common Stock | D | 46,608 | 146,728 | ||||||
| 2023-01-12 | 2023-01-11 | 4 | Rodgers Richard J | OCUP | Common Stock | D | 20,822 | 88,246 | ||||||
| 2023-01-12 | 2023-01-11 | 4 | Pepose Jay | OCUP | Common Stock | D | 13,013 | 45,907 | ||||||
| 2023-01-12 | 2023-01-10 | 4 | Zaremba Rabourn Amy | OCUP | Common Stock | D | 46,608 | 46,608 | ||||||
| 2023-01-12 | 2023-01-11 | 4 | Benton Susan | OCUP | Common Stock | D | 16,267 | 67,433 | ||||||
| 2023-01-06 | 2023-01-04 | 4 | Gallagher Cam | OCUP | Common Stock | D | 0.0001 | 1,574 | 0 | 24,928 | ||||
| 2022-10-20 | 2022-10-19 | 4 | Ainsworth Sean | OCUP | Common Stock | D | 0.0001 | 1,574 | 0 | 41,239 | ||||
| 2022-10-12 | 2022-10-11 | 4 | MANUSO JAMES S J | OCUP | Common Stock | D | 0.0001 | 787 | 0 | 36,465 | ||||
| 2022-10-04 | 2022-10-03 | 4 | Rodgers Richard J | OCUP | Common Stock | D | 0.0001 | 3,148 | 0 | 67,424 | ||||
| 2022-09-08 | 2022-09-06 | 4 | Sooch Mina | OCUP | Common Stock | D | 0.0001 | 1,023 | 0 | 426,045 | ||||
| 2022-07-06 | 2022-07-01 | 4 | Benton Susan | OCUP | Common Stock | D | 12,376 | 51,166 | ||||||
| 2022-07-06 | 2022-07-01 | 4 | Benton Susan | OCUP | Common Stock | D | 6,335 | 38,790 | ||||||
| 2022-07-06 | 2022-07-01 | 4 | Rodgers Richard J | OCUP | Common Stock | D | 15,841 | 64,276 | ||||||
| 2022-07-06 | 2022-07-01 | 4 | Rodgers Richard J | OCUP | Common Stock | D | 7,812 | 48,435 | ||||||
| 2022-07-06 | 2022-07-01 | 4 | MANUSO JAMES S J | OCUP | Common Stock | D | 14,108 | 35,678 | ||||||
| 2022-07-06 | 2022-07-01 | 4 | Pepose Jay | OCUP | Common Stock | D | 9,900 | 32,894 | ||||||
| 2022-05-24 | 2022-05-20 | 4 | MANUSO JAMES S J | OCUP | Common Stock | D | 1.9900 | 5,000 | 10 | 21,570 | ||||
| 2022-05-23 | 2022-05-20 | 4 | Sooch Mina | OCUP | Common Stock | D | 2.0240 | 12,500 | 25 | 425,022 | ||||
| 2022-05-23 | 2022-05-19 | 4 | Sooch Mina | OCUP | Common Stock | D | 2.0703 | 12,500 | 26 | 412,522 | ||||
| 2022-04-13 | 2022-04-08 | 4 | Pepose Jay | OCUP | Stock Option (right to buy) | D | 2.90 | 50,000 | 50,000 | |||||
| 2022-04-05 | 2022-04-01 | 4 | Benton Susan | OCUP | Common Stock | D | 3,395 | 32,455 | ||||||
| 2022-04-05 | 2022-04-01 | 4 | Rodgers Richard J | OCUP | Common Stock | D | 4,629 | 40,623 | ||||||
| 2022-02-14 | 2021-12-23 | 5 | Ainsworth Sean | OCUP | Common Stock | D | -5,000 | 39,665 | ||||||
| 2022-02-01 | 2022-01-28 | 4 | Hoffmann Bernhard | OCUP | Employee Stock Option (right to buy) | D | 2.90 | 42,500 | 42,500 | |||||
| 2022-02-01 | 2022-01-28 | 4 | Sooch Mina | OCUP | Employee Stock Option (right to buy) | D | 2.90 | 200,000 | 200,000 | |||||
| 2022-02-01 | 2022-01-28 | 4 | Zaremba Rabourn Amy | OCUP | Employee Stock Option (right to buy) | D | 2.90 | 50,000 | 50,000 | |||||
| 2022-01-05 | 2022-01-03 | 4 | Rodgers Richard J | OCUP | Common Stock | D | 4,021 | 35,994 | ||||||
| 2022-01-05 | 2022-01-03 | 4 | Benton Susan | OCUP | Common Stock | D | 2,949 | 29,060 | ||||||
| 2021-12-14 | 2021-12-13 | 4 | Pepose Jay | OCUP | Common Stock | D | 3.6500 | 8,250 | 30 | 22,994 | ||||
| 2021-11-22 | 2021-11-18 | 4 | MANUSO JAMES S J | OCUP | Common Stock | D | 3.5000 | 2,000 | 7 | 16,570 | ||||
| 2021-10-04 | 2021-10-01 | 4 | Rodgers Richard J | OCUP | Common Stock | D | 2,912 | 31,973 | ||||||
| 2021-10-04 | 2021-10-01 | 4 | Benton Susan | OCUP | Common Stock | D | 2,135 | 26,111 | ||||||
| 2021-09-15 | 2021-09-13 | 4 | Pepose Jay | OCUP | Common Stock | D | 4.7500 | 12,631 | 60 | 14,744 | ||||
| 2021-09-03 | 2021-09-02 | 4 | Benton Susan | OCUP | Common Stock | D | 4.5700 | 20,000 | 91 | 23,976 | ||||
| 2021-07-02 | 2021-07-01 | 4 | Rodgers Richard J | OCUP | Common Stock | D | 2,840 | 29,061 | ||||||
| 2021-07-02 | 2021-07-01 | 4 | Benton Susan | OCUP | Common Stock | D | 2,083 | 3,976 | ||||||
| 2021-06-09 | 2021-06-07 | 4 | Gallagher Cam | OCUP | Stock Option (right to buy) | D | 5.74 | 20,000 | 20,000 | |||||
| 2021-06-09 | 2021-06-07 | 4 | Ainsworth Sean | OCUP | Stock Option (right to buy) | D | 5.74 | 20,000 | 20,000 | |||||
| 2021-06-09 | 2021-06-07 | 4 | Pepose Jay | OCUP | Stock Option (right to buy) | D | 5.74 | 40,000 | 40,000 | |||||
| 2021-06-09 | 2021-06-07 | 4 | Rodgers Richard J | OCUP | Stock Option (right to buy) | D | 5.74 | 20,000 | 20,000 | |||||
| 2021-06-09 | 2021-06-07 | 4 | MANUSO JAMES S J | OCUP | Stock Option (right to buy) | D | 5.74 | 20,000 | 20,000 | |||||
| 2021-06-09 | 2021-06-07 | 4 | Benton Susan | OCUP | Stock Option (right to buy) | D | 5.74 | 20,000 | 20,000 | |||||
| 2021-06-09 | 3 | Pepose Jay | OCUP | Common Stock | D | 2,113 | ||||||||
| 2021-04-05 | 2021-04-01 | 4 | Benton Susan | OCUP | Common Stock | D | 1,893 | 1,893 | ||||||
| 2021-04-05 | 2021-04-01 | 4 | Rodgers Richard J | OCUP | Common Stock | D | 2,581 | 26,221 | ||||||
| 2020-11-25 | 2020-11-19 | 4 | Rodgers Richard J | OCUP | Series B Warrant (right to buy) | D | 0.00 | 3,148 | 3,148 | |||||
| 2020-11-25 | 2020-11-19 | 4 | Rodgers Richard J | OCUP | Series A Warrant (right to buy) | D | 4.48 | 26,789 | 26,789 | |||||
| 2020-11-25 | 2020-11-19 | 4 | Rodgers Richard J | OCUP | Common Stock | D | 17,730 | 23,640 | ||||||
| 2020-11-25 | 2020-11-19 | 4 | Gallagher Cam | OCUP | Series B Warrant (right to buy) | D | 0.00 | 1,574 | 1,574 | |||||
| 2020-11-25 | 2020-11-19 | 4 | Gallagher Cam | OCUP | Series A Warrant (right to buy) | D | 4.48 | 13,394 | 13,394 | |||||
| 2020-11-25 | 2020-11-19 | 4 | Gallagher Cam | OCUP | Common Stock | D | 8,865 | 23,354 | ||||||
| 2020-11-25 | 2020-11-19 | 4 | MANUSO JAMES S J | OCUP | Series B Warrant (right to buy) | D | 0.00 | 787 | 787 | |||||
| 2020-11-25 | 2020-11-19 | 4 | MANUSO JAMES S J | OCUP | Series A Warrant (right to buy) | D | 4.48 | 6,697 | 6,697 | |||||
| 2020-11-25 | 2020-11-19 | 4 | MANUSO JAMES S J | OCUP | Common Stock | D | 4,434 | 14,570 | ||||||
| 2020-11-25 | 2020-11-19 | 4 | MEYER ALAN R | OCUP | Series B Warrant (right to buy) | D | 0.00 | 315 | 315 | |||||
| 2020-11-25 | 2020-11-19 | 4 | MEYER ALAN R | OCUP | Series A Warrant (right to buy) | D | 4.48 | 2,679 | 2,679 | |||||
| 2020-11-25 | 2020-11-19 | 4 | MEYER ALAN R | OCUP | Common Stock | D | 1,771 | 487,029 | ||||||
| 2020-11-25 | 2020-11-19 | 4 | Sooch Mina | OCUP | Series B Warrant (right to buy) | D | 0.00 | 2,046 | 2,046 | |||||
| 2020-11-25 | 2020-11-19 | 4 | Sooch Mina | OCUP | Series A Warrant (right to buy) | D | 4.48 | 17,413 | 17,413 | |||||
| 2020-11-25 | 2020-11-19 | 4 | Sooch Mina | OCUP | Common Stock | D | 11,524 | 800,044 | ||||||
| 2020-11-25 | 2020-11-19 | 4 | Ainsworth Sean | OCUP | Series B Warrant (right to buy) | D | 0.00 | 1,574 | 1,574 | |||||
| 2020-11-25 | 2020-11-19 | 4 | Ainsworth Sean | OCUP | Series A Warrant (right to buy) | D | 4.48 | 13,394 | 13,394 | |||||
| 2020-11-25 | 2020-11-19 | 4 | Ainsworth Sean | OCUP | Common Stock | D | 8,865 | 44,665 | ||||||
| 2020-11-16 | 2020-11-11 | 4 | Zaremba Rabourn Amy | OCUP | Employee Stock Option (right to buy) | D | 4.05 | 75,000 | 75,000 | |||||
| 2020-11-13 | 2020-11-11 | 4 | MANUSO JAMES S J | OCUP | Stock Option (right to buy) | D | 4.05 | 5,000 | 5,000 | |||||
| 2020-11-13 | 2020-11-11 | 4 | Sooch Mina | OCUP | Employee Stock Option (right to buy) | D | 4.05 | 130,000 | 130,000 | |||||
| 2020-11-13 | 2020-11-11 | 4 | Ainsworth Sean | OCUP | Stock Option (right to buy) | D | 4.05 | 5,000 | 5,000 | |||||
| 2020-11-13 | 2020-11-11 | 4 | Benton Susan | OCUP | Stock Option (right to buy) | D | 4.05 | 50,000 | 50,000 | |||||
| 2020-11-13 | 2020-11-11 | 4 | Rodgers Richard J | OCUP | Stock Option (right to buy) | D | 4.05 | 50,000 | 50,000 | |||||
| 2020-11-13 | 2020-11-11 | 4 | Gallagher Cam | OCUP | Stock Option (right to buy) | D | 4.05 | 5,000 | 5,000 | |||||
| 2020-11-13 | 2020-11-11 | 4 | Hoffmann Bernhard | OCUP | Employee Stock Option (right to buy) | D | 4.05 | 20,000 | 20,000 | |||||
| 2020-11-13 | 2020-11-11 | 4 | MEYER ALAN R | OCUP | Stock Option (right to buy) | D | 4.05 | 7,500 | 7,500 | |||||
| 2020-11-09 | 2020-11-05 | 4 | MEYER ALAN R | OCUP | Stock Option (right to buy) | D | 1.21 | 31,695 | 31,695 | |||||
| 2020-11-09 | 2020-11-05 | 4 | MEYER ALAN R | OCUP | Stock Option (right to buy) | D | 0.90 | 35,663 | 35,663 | |||||
| 2020-11-09 | 2020-11-05 | 4 | MEYER ALAN R | OCUP | Common Stock | D | 485,258 | 485,258 | ||||||
| 2020-11-09 | 2020-11-05 | 4 | MANUSO JAMES S J | OCUP | Stock Option (right to buy) | D | 1.21 | 52,825 | 52,825 | |||||
| 2020-11-09 | 2020-11-05 | 4 | MANUSO JAMES S J | OCUP | Stock Option (right to buy) | D | 0.90 | 35,663 | 35,663 | |||||
| 2020-11-09 | 2020-11-05 | 4 | MANUSO JAMES S J | OCUP | Common Stock | D | 10,136 | 10,136 | ||||||
| 2020-11-09 | 2020-11-05 | 4 | Gallagher Cam | OCUP | Stock Option (right to buy) | D | 1.21 | 52,825 | 52,825 | |||||
| 2020-11-09 | 2020-11-05 | 4 | Gallagher Cam | OCUP | Stock Option (right to buy) | D | 0.90 | 35,663 | 35,663 | |||||
| 2020-11-09 | 2020-11-05 | 4 | Gallagher Cam | OCUP | Common Stock | D | 14,489 | 14,489 | ||||||
| 2020-11-09 | 2020-11-05 | 4 | Ainsworth Sean | OCUP | Stock Option (right to buy) | D | 1.21 | 52,825 | 52,825 | |||||
| 2020-11-09 | 2020-11-05 | 4 | Ainsworth Sean | OCUP | Stock Option (right to buy) | D | 0.90 | 35,663 | 35,663 | |||||
| 2020-11-09 | 2020-11-05 | 4 | Ainsworth Sean | OCUP | Common Stock | D | 35,800 | 35,800 | ||||||
| 2020-11-09 | 2020-11-05 | 4 | Hoffmann Bernhard | OCUP | Employee Stock Option (right to buy) | D | 1.65 | 4,226 | 4,226 | |||||
| 2020-11-09 | 2020-11-05 | 4 | Hoffmann Bernhard | OCUP | Employee Stock Option (right to buy) | D | 1.21 | 30,110 | 30,110 | |||||
| 2020-11-09 | 2020-11-05 | 4 | Hoffmann Bernhard | OCUP | Employee Stock Option (right to buy) | D | 0.90 | 42,867 | 42,867 | |||||
| 2020-11-09 | 2020-11-05 | 4 | Hoffmann Bernhard | OCUP | Common Stock | D | 100,120 | 100,120 | ||||||
| 2020-11-09 | 2020-11-05 | 4 | Sooch Mina | OCUP | Employee Stock Option (right to buy) | D | 1.21 | 158,475 | 158,475 | |||||
| 2020-11-09 | 2020-11-05 | 4 | Sooch Mina | OCUP | Employee Stock Option (right to buy) | D | 0.90 | 178,284 | 178,284 | |||||
| 2020-11-09 | 2020-11-05 | 4 | Sooch Mina | OCUP | Common Stock | D | 788,520 | 788,520 | ||||||
| 2020-11-09 | 2020-11-05 | 4 | Rodgers Richard J | OCUP | Common Stock | D | 5,910 | 5,910 | ||||||
| 2019-06-07 | 2019-06-06 | 4 | Rodgers Richard J | RNN | Stock Option (right to buy) | D | 5.23 | 3,537 | 3,537 | |||||
| 2019-06-07 | 2019-06-06 | 4 | Cheong Kwang Soo | RNN | Stock Option (right to buy) | D | 5.23 | 3,537 | 3,537 | |||||
| 2019-06-07 | 2019-06-06 | 4 | Beever Charles | RNN | Stock Option (right to buy) | D | 5.23 | 3,537 | 3,537 | |||||
| 2019-06-07 | 2019-06-06 | 4 | Price Ben Gil | RNN | Stock Option (right to buy) | D | 5.23 | 3,537 | 3,537 | |||||
| 2019-06-07 | 2019-06-06 | 4 | Brandt Peter C. | RNN | Stock Option (right to buy) | D | 5.23 | 3,537 | 3,537 | |||||
| 2019-06-07 | 2019-06-06 | 4 | Sullivan Lara | RNN | Stock Option (right to buy) | D | 5.23 | 3,537 | 3,537 | |||||
| 2019-03-01 | 2019-02-28 | 4 | Nolan Lisa | RNN | Restricted Stock Units | D | -1,625 | 3,250 | ||||||
| 2019-03-01 | 2019-02-28 | 4 | Nolan Lisa | RNN | Common Stock | D | 1,625 | 23,250 | ||||||
| 2019-03-01 | 2019-02-27 | 4 | Sullivan Lara | RNN | Stock Option (right to buy) | D | 0.53 | 84,968 | 84,968 | |||||
| 2019-03-01 | 2019-02-28 | 4 | Benaim Ely | RNN | Restricted Stock Units | D | -2,375 | 4,750 | ||||||
| 2019-03-01 | 2019-02-28 | 4 | Benaim Ely | RNN | Common Stock | D | 2,375 | 4,750 | ||||||
| 2019-02-04 | 2019-01-31 | 4 | Beever Charles | RNN | Common Stock | D | 0.6380 | 10,000 | 6 | 11,000 | ||||
| 2019-01-31 | 2019-01-29 | 4 | Price Ben Gil | RNN | Common Stock | D | 0.6094 | 15,000 | 9 | 15,000 | ||||
| 2019-01-31 | 2019-01-30 | 4 | Nolan Lisa | RNN | Common Stock | D | 0.6480 | 20,000 | 13 | 21,625 | ||||
| 2019-01-30 | 2019-01-29 | 4 | Swirsky Douglas J | RNN | Common Stock | D | 0.6344 | 50,000 | 32 | 50,000 | ||||
| 2019-01-25 | 2019-01-25 | 4 | Benaim Ely | RNN | Stock Option (right to buy) | D | 0.62 | 100,000 | 100,000 | |||||
| 2019-01-25 | 2019-01-25 | 4 | Nolan Lisa | RNN | Stock Option (right to buy) | D | 0.62 | 130,000 | 130,000 | |||||
| 2018-12-03 | 2018-11-29 | 4 | Price Ben Gil | RNN | Stock Option (right to buy) | D | 1.10 | 112,878 | 112,878 | |||||
| 2018-11-16 | 2018-11-14 | 4 | Swirsky Douglas J | RNN | Stock Option (right to buy) | D | 1.09 | 500,000 | 500,000 | |||||
| 2018-06-29 | 2018-06-28 | 4 | Brandt Peter C. | RNN | Stock Option (right to buy) | D | 1.46 | 39,742 | 39,742 | |||||
| 2018-06-29 | 2018-06-28 | 4 | Beever Charles | RNN | Stock Option (right to buy) | D | 1.46 | 39,742 | 39,742 | |||||
| 2018-06-29 | 2018-06-28 | 4 | Cheong Kwang Soo | RNN | Stock Option (right to buy) | D | 1.46 | 39,742 | 39,742 | |||||
| 2018-06-29 | 2018-06-28 | 4 | Rodgers Richard J | RNN | Stock Option (right to buy) | D | 1.46 | 39,742 | 39,742 | |||||
| 2018-03-09 | 2018-03-07 | 4 | Benaim Ely | RNN | Stock Option (right to buy) | D | 1.78 | 200,000 | 200,000 | |||||
| 2018-03-02 | 2018-02-28 | 4 | Nolan Lisa | RNN | Restricted Stock Units | D | 1,625 | 4,875 | ||||||
| 2018-03-02 | 2018-02-28 | 4 | Nolan Lisa | RNN | Common Stock | D | 1,625 | 1,625 | ||||||
| 2018-03-02 | 2018-02-28 | 4 | Suzdak Peter David | RNN | Restricted Stock Units | D | 6,250 | 18,750 | ||||||
| 2018-03-02 | 2018-02-28 | 4 | Suzdak Peter David | RNN | Common Stock | D | 6,250 | 22,250 | ||||||
| 2018-03-02 | 2018-02-28 | 4 | Benaim Ely | RNN | Restricted Stock Units | D | 2,375 | 7,125 | ||||||
| 2018-03-02 | 2018-02-28 | 4 | Benaim Ely | RNN | Common Stock | D | 2,375 | 2,375 | ||||||
| 2018-01-30 | 2018-01-26 | 4 | Nolan Lisa | RNN | Stock Option (right to buy) | D | 2.29 | 42,101 | 42,101 | |||||
| 2018-01-30 | 2018-01-26 | 4 | Suzdak Peter David | RNN | Stock Option (right to buy) | D | 2.29 | 112,271 | 112,271 | |||||
| 2018-01-30 | 2018-01-26 | 4 | Benaim Ely | RNN | Stock Option (right to buy) | D | 2.29 | 45,443 | 45,443 | |||||
| 2018-01-04 | 2018-01-02 | 4 | Swirsky Douglas J | RNN | Stock Option (right to buy) | D | 2.10 | 250,000 | 250,000 | |||||
| 2017-08-16 | 2017-08-16 | 4 | Suzdak Peter David | RNN | Common Stock | D | 1.9872 | 10,000 | 20 | 16,000 | ||||
| 2017-04-12 | 2017-04-11 | 4 | CARTHY MARK | RNN | Stock Option (right to buy) | D | 0.62 | 110,000 | 110,000 | |||||
| 2017-04-12 | 2017-04-11 | 4 | Rodgers Richard J | RNN | Stock Option (right to buy) | D | 0.62 | 110,000 | 110,000 | |||||
| 2017-04-12 | 2017-04-10 | 4 | Ahn Chang Ho | RNN | Stock Option (right to purchase) | D | 0.31 | -250,000 | 0 | |||||
| 2017-04-12 | 2017-04-10 | 4 | Ahn Chang Ho | RNN | Common Stock | D | 0.7015 | -250,000 | -175 | 6,010,000 | ||||
| 2017-04-12 | 2017-04-10 | 4 | Ahn Chang Ho | RNN | Common Stock | D | 0.3100 | 250,000 | 78 | 6,260,000 | ||||
| 2017-04-12 | 2017-04-11 | 4 | Cheong Kwang Soo | RNN | Stock Option (right to buy) | D | 0.62 | 110,000 | 110,000 | |||||
| 2017-04-12 | 2017-04-11 | 4 | Beever Charles | RNN | Stock Option (right to buy) | D | 0.62 | 110,000 | 110,000 | |||||
| 2017-04-12 | 2017-04-11 | 4 | Brandt Peter C. | RNN | Stock Option (right to buy) | D | 0.62 | 110,000 | 110,000 | |||||
| 2017-01-24 | 2017-01-20 | 4 | Suzdak Peter David | RNN | Restricted Stock Units | D | 250,000 | 250,000 | ||||||
| 2017-01-24 | 2017-01-20 | 4 | Suzdak Peter David | RNN | Stock Option (right to buy) | D | 0.18 | 1,175,000 | 1,175,000 | |||||
| 2017-01-24 | 2017-01-20 | 4 | Ahn Chang Ho | RNN | Restricted Stock Units | D | 70,000 | 70,000 | ||||||
| 2017-01-24 | 2017-01-20 | 4 | Ahn Chang Ho | RNN | Stock Option (right to buy) | D | 0.18 | 330,000 | 330,000 | |||||
| 2017-01-24 | 2017-01-20 | 4 | Jeong Tae Heum | RNN | Restricted Stock Units | D | 63,000 | 63,000 | ||||||
| 2017-01-24 | 2017-01-20 | 4 | Jeong Tae Heum | RNN | Stock Option (right to buy) | D | 0.18 | 300,000 | 300,000 | |||||
| 2017-01-24 | 2017-01-20 | 4 | Benaim Ely | RNN | Restricted Stock Units | D | 95,000 | 95,000 | ||||||
| 2017-01-24 | 2017-01-20 | 4 | Benaim Ely | RNN | Stock Option (right to buy) | D | 0.18 | 450,000 | 450,000 | |||||
| 2017-01-24 | 2017-01-20 | 4 | Nolan Lisa | RNN | Restricted Stock Units | D | 65,000 | 65,000 | ||||||
| 2017-01-24 | 2017-01-20 | 4 | Nolan Lisa | RNN | Stock Option (right to buy) | D | 0.18 | 315,000 | 315,000 | |||||
| 2016-07-08 | 2016-07-06 | 4 | Nolan Lisa | RNN | Stock Option (right to buy) | D | 0.26 | 1,200,000 | 1,200,000 | |||||
| 2016-06-10 | 2016-06-09 | 4 | CARTHY MARK | RNN | Stock Option (right to buy) | D | 0.28 | 225,000 | 225,000 | |||||
| 2016-06-10 | 2016-06-09 | 4 | Rodgers Richard J | RNN | Stock Option (right to buy) | D | 0.28 | 225,000 | 225,000 | |||||
| 2016-06-10 | 2016-06-09 | 4 | Cheong Kwang Soo | RNN | Stock Option (right to buy) | D | 0.28 | 225,000 | 225,000 | |||||
| 2016-06-10 | 2016-06-09 | 4 | Beever Charles | RNN | Stock Option (right to buy) | D | 0.28 | 225,000 | 225,000 | |||||
| 2016-06-10 | 2016-06-09 | 4 | Brandt Peter C. | RNN | Stock Option (right to buy) | D | 0.28 | 225,000 | 225,000 | |||||
| 2016-03-21 | 2016-03-18 | 4 | Suzdak Peter David | RNN | Common Stock | D | 0.3231 | 60,000 | 19 | 60,000 | ||||
| 2016-02-01 | 2016-01-28 | 4 | Benaim Ely | RNN | Stock Option (right to buy) | D | 0.35 | 500,000 | 500,000 | |||||
| 2016-02-01 | 2016-01-28 | 4 | Benaim Ely | RNN | Stock Option (right to buy) | D | 0.35 | 98,734 | 98,734 | |||||
| 2016-02-01 | 2016-01-28 | 4 | Jeong Tae Heum | RNN | Stock Option (right to buy) | D | 0.35 | 100,000 | 100,000 | |||||
| 2016-02-01 | 2016-01-28 | 4 | Jeong Tae Heum | RNN | Stock Option (right to buy) | D | 0.35 | 98,853 | 98,853 | |||||
| 2016-02-01 | 2016-01-28 | 4 | Suzdak Peter David | RNN | Stock Option (right to buy) | D | 0.35 | 1,000,000 | 1,000,000 | |||||
| 2016-02-01 | 2016-01-28 | 4 | Suzdak Peter David | RNN | Stock Option (right to buy) | D | 0.35 | 411,689 | 411,689 | |||||
| 2016-02-01 | 2016-01-28 | 4 | Ahn Chang Ho | RNN | Stock Option (right to buy) | D | 0.35 | 200,000 | 200,000 | |||||
| 2016-02-01 | 2016-01-28 | 4 | Ahn Chang Ho | RNN | Stock Option (right to buy) | D | 0.35 | 214,461 | 214,461 | |||||
| 2015-09-18 | 2015-09-16 | 4 | Rodgers Richard J | RNN | Stock Option (right to buy) | D | 0.54 | 90,000 | 90,000 | |||||
| 2015-09-18 | 2015-09-16 | 4 | Cheong Kwang Soo | RNN | Stock Option (right to buy) | D | 0.54 | 90,000 | 90,000 | |||||
| 2015-09-18 | 2015-09-16 | 4 | CARTHY MARK | RNN | Stock Option (right to buy) | D | 0.54 | 90,000 | 90,000 | |||||
| 2015-09-18 | 2015-09-16 | 4 | Brandt Peter C. | RNN | Stock Option (right to buy) | D | 0.54 | 90,000 | 90,000 | |||||
| 2015-09-18 | 2015-09-16 | 4 | Beever Charles | RNN | Stock Option (right to buy) | D | 0.54 | 90,000 | 90,000 | |||||
| 2015-02-04 | 2015-02-02 | 4 | Benaim Ely | RNN | Stock Option (right to buy) | D | 0.71 | 1,200,000 | 1,200,000 | |||||
| 2015-01-27 | 2015-01-23 | 4 | Suzdak Peter David | RNN | Stock Option (right to purchase) | D | 0.71 | 1,100,000 | 1,100,000 | |||||
| 2015-01-27 | 2015-01-23 | 4 | Jeong Tae Heum | RNN | Stock Option (right to purchase) | D | 0.71 | 333,332 | 333,332 | |||||
| 2015-01-27 | 2015-01-23 | 4 | Ahn Chang Ho | RNN | Stock Option (right to purchase) | D | 0.71 | 333,332 | 333,332 | |||||
| 2015-01-12 | 2015-01-12 | 4 | Ahn Chang Ho | RNN | Stock Option (right to purchase) | D | 0.80 | -48,444 | 549,151 | |||||
| 2015-01-12 | 2015-01-12 | 4 | Ahn Chang Ho | RNN | Common Stock | D | 0.9137 | -48,444 | -44 | 6,010,000 | ||||
| 2015-01-12 | 2015-01-12 | 4 | Ahn Chang Ho | RNN | Common Stock | D | 0.8000 | 48,444 | 39 | 6,058,444 | ||||
| 2015-01-12 | 2015-01-09 | 4 | Ahn Chang Ho | RNN | Stock Option (right to purchase) | D | 0.80 | -186,212 | 597,595 | |||||
| 2015-01-12 | 2015-01-09 | 4 | Ahn Chang Ho | RNN | Common Stock | D | 0.9155 | -186,212 | -170 | 6,010,000 | ||||
| 2015-01-12 | 2015-01-09 | 4 | Ahn Chang Ho | RNN | Common Stock | D | 0.8000 | 186,212 | 149 | 6,196,212 | ||||
| 2015-01-12 | 2015-01-08 | 4 | Ahn Chang Ho | RNN | Stock Option (right to purchase) | D | 0.80 | -80,000 | 783,807 | |||||
| 2015-01-12 | 2015-01-08 | 4 | Ahn Chang Ho | RNN | Common Stock | D | 0.9004 | -80,000 | -72 | 6,010,000 | ||||
| 2015-01-12 | 2015-01-08 | 4 | Ahn Chang Ho | RNN | Common Stock | D | 0.8000 | 80,000 | 64 | 6,090,000 | ||||
| 2015-01-12 | 2015-01-12 | 4 | Jeong Tae Heum | RNN | Stock Option (right to purchase) | D | 0.80 | -49,800 | 182,728 | |||||
| 2015-01-12 | 2015-01-12 | 4 | Jeong Tae Heum | RNN | Common Stock | D | 0.9135 | -49,800 | -45 | 505,000 | ||||
| 2015-01-12 | 2015-01-12 | 4 | Jeong Tae Heum | RNN | Common Stock | D | 0.8000 | 49,800 | 40 | 554,800 | ||||
| 2015-01-12 | 2015-01-09 | 4 | Jeong Tae Heum | RNN | Stock Option (right to purchase) | D | 0.80 | -188,690 | 232,528 | |||||
| 2015-01-12 | 2015-01-09 | 4 | Jeong Tae Heum | RNN | Common Stock | D | 0.9153 | -188,690 | -173 | 505,000 | ||||
| 2015-01-12 | 2015-01-09 | 4 | Jeong Tae Heum | RNN | Common Stock | D | 0.8000 | 188,690 | 151 | 693,690 | ||||
| 2015-01-12 | 2015-01-08 | 4 | Jeong Tae Heum | RNN | Stock Option (right to purchase) | D | 0.80 | -78,782 | 421,218 | |||||
| 2015-01-12 | 2015-01-08 | 4 | Jeong Tae Heum | RNN | Common Stock | D | 0.9004 | -78,782 | -71 | 505,000 | ||||
| 2015-01-12 | 2015-01-08 | 4 | Jeong Tae Heum | RNN | Common Stock | D | 0.8000 | 78,782 | 63 | 583,782 | ||||
| 2014-12-22 | 2014-12-18 | 4 | Ahn Chang Ho | RNN | Common Stock | D | -803,924 | 6,010,000 | ||||||
| 2014-12-03 | 2014-12-02 | 4 | Rodgers Richard J | RNN | Stock Option (right to buy) | D | 0.68 | 30,000 | 30,000 | |||||
| 2014-09-05 | 2014-09-04 | 4 | Suzdak Peter David | RNN | Stock Option (right to purchase) | D | 0.83 | 1,000,000 | 1,000,000 | |||||
| 2014-06-16 | 2014-06-12 | 4 | Ahn Chang Ho | RNN | Stock Option (right to purchase) | D | 0.80 | -136,193 | 863,807 | |||||
| 2014-06-16 | 2014-06-12 | 4 | Ahn Chang Ho | RNN | Common Stock | D | 0.9871 | -136,193 | -134 | 6,813,924 | ||||
| 2014-06-16 | 2014-06-12 | 4 | Ahn Chang Ho | RNN | Common Stock | D | 0.8000 | 136,193 | 109 | 6,950,117 | ||||
| 2014-06-11 | 2014-06-09 | 4 | CARTHY MARK | RNN | Stock Option (right to buy) | D | 0.90 | 60,000 | 60,000 | |||||
| 2014-06-11 | 2014-06-09 | 4 | McIntosh David M | RNN | Stock Option (right to buy) | D | 0.90 | 60,000 | 60,000 | |||||
| 2014-06-11 | 2014-06-09 | 4 | Cheong Kwang Soo | RNN | Stock Option (right to buy) | D | 0.90 | 60,000 | 60,000 | |||||
| 2014-06-11 | 2014-06-09 | 4 | Beever Charles | RNN | Stock Option (right to buy) | D | 0.90 | 60,000 | 60,000 | |||||
| 2014-06-11 | 2014-06-09 | 4 | Brandt Peter C. | RNN | Stock Option (right to buy) | D | 0.90 | 60,000 | 60,000 | |||||
| 2014-06-11 | 2014-06-09 | 4 | Hwang Si Moon | RNN | Stock Option (right to buy) | D | 0.90 | 60,000 | 60,000 | |||||
| 2014-04-16 | 2014-04-14 | 4 | McIntosh David M | RNN | Stock Options (right-to-buy) | D | 0.80 | 125,000 | 0 | |||||
| 2014-04-16 | 2014-04-14 | 4 | McIntosh David M | RNN | Common Stock | D | 1.0100 | -99,010 | -100 | 25,990 | ||||
| 2014-04-16 | 2014-04-14 | 4 | McIntosh David M | RNN | Common Stock | D | 0.8000 | 125,000 | 100 | 125,000 | ||||
| 2014-03-03 | 2014-02-27 | 4 | CARTHY MARK | RNN | Stock Options (right to buy) | D | 1.35 | 20,000 | 20,000 | |||||
| 2014-01-14 | 2014-01-12 | 4 | Suzdak Peter David | RNN | Stock Option (right to purchase) | D | 1.14 | 350,000 | 350,000 | |||||
| 2014-01-14 | 2014-01-12 | 4 | Ahn Chang Ho | RNN | Stock Option (right to purchase) | D | 1.14 | 125,000 | 125,000 | |||||
| 2014-01-14 | 2014-01-12 | 4 | Jeong Tae Heum | RNN | Stock Option (right to purchase) | D | 1.14 | 175,000 | 175,000 | |||||
| 2014-01-14 | 2014-01-12 | 4 | Soni Rakesh | RNN | Stock Option (right to purchase) | D | 1.14 | 85,000 | 85,000 | |||||
| 2013-09-11 | 2013-09-09 | 4 | Jeong Tae Heum | RNN | Stock Option (right to purchase) | D | 0.24 | -150,000 | 0 | |||||
| 2013-09-11 | 2013-09-09 | 4 | Jeong Tae Heum | RNN | Common Stock | D | 0.4565 | -71,139 | -32 | 505,000 | ||||
| 2013-09-11 | 2013-09-09 | 4 | Jeong Tae Heum | RNN | Common Stock | D | 0.4565 | -78,861 | -36 | 576,139 | ||||
| 2013-09-11 | 2013-09-09 | 4 | Jeong Tae Heum | RNN | Common Stock | D | 0.2400 | 150,000 | 36 | 655,000 | ||||
| 2013-06-13 | 2013-06-11 | 4 | McIntosh David M | RNN | Stock Options (right-to-buy) | D | 0.50 | 60,000 | 60,000 | |||||
| 2013-06-13 | 2013-06-11 | 4 | Cheong Kwang Soo | RNN | Stock Options (right-to-buy) | D | 0.50 | 60,000 | 60,000 | |||||
| 2013-06-13 | 2013-06-11 | 4 | Beever Charles | RNN | Stock Options (right-to-buy) | D | 0.50 | 60,000 | 60,000 | |||||
| 2013-06-13 | 2013-06-11 | 4 | Brandt Peter C. | RNN | Stock Options (right-to-buy) | D | 0.50 | 60,000 | 60,000 | |||||
| 2013-06-13 | 2013-06-11 | 4 | Hwang Si Moon | RNN | Stock Options (right-to-buy) | D | 0.50 | 60,000 | 60,000 | |||||
| 2013-03-05 | 2013-03-01 | 4 | Ahn Chang Ho | RNN | Stock Option (right to purchase) | D | 0.31 | 250,000 | 250,000 | |||||
| 2013-03-05 | 2013-03-01 | 4 | Jeong Tae Heum | RNN | Stock Option (right to purchase) | D | 0.31 | 250,000 | 250,000 | |||||
| 2013-03-05 | 2013-03-01 | 4 | Soni Rakesh | RNN | Stock Option (right to purchase) | D | 0.31 | 50,000 | 50,000 | |||||
| 2013-02-06 | 2013-02-04 | 4 | Suzdak Peter David | RNN | Stock Option (right to purchase) | D | 0.37 | 1,200,000 | 1,200,000 | |||||
| 2012-06-26 | 2012-06-18 | 4 | Hwang Si Moon | RNN | Stock Options (right-to-buy) | D | 0.38 | 20,000 | 20,000 | |||||
| 2012-06-26 | 3 | Hwang Si Moon By son | RNN | Common Stock | I | 7,000 | ||||||||
| 2012-06-26 | 3 | Hwang Si Moon By daughter | RNN | Common Stock | I | 7,000 | ||||||||
| 2012-06-26 | 3 | Hwang Si Moon By daughter | RNN | Common Stock | I | 7,000 | ||||||||
| 2012-06-26 | 3 | Hwang Si Moon | RNN | Common Stock | D | 341,198 | ||||||||
| 2012-06-20 | 2012-06-18 | 4 | McIntosh David M | RNN | Stock Options (right-to-buy) | D | 0.38 | 20,000 | 20,000 | |||||
| 2012-06-20 | 2012-06-18 | 4 | Cheong Kwang Soo | RNN | Stock Options (right-to-buy) | D | 0.38 | 20,000 | 20,000 | |||||
| 2012-06-20 | 2012-06-18 | 4 | Beever Charles | RNN | Stock Options (right-to-buy) | D | 0.38 | 20,000 | 20,000 | |||||
| 2012-06-20 | 2012-06-18 | 4 | Brandt Peter C. | RNN | Stock Options (right-to-buy) | D | 0.38 | 20,000 | 20,000 | |||||
| 2012-06-20 | 2012-06-18 | 4 | Kivel Richard | RNN | Stock Options (right-to-buy) | D | 0.38 | 20,000 | 20,000 | |||||
| 2012-02-03 | 2011-12-20 | 5 | Ahn Chang Ho | RNN | Common Stock | D | -25,000 | 6,813,924 | ||||||
| 2012-02-03 | 2011-12-20 | 5 | Ahn Chang Ho | RNN | Common Stock | D | -25,000 | 6,838,924 | ||||||
| 2012-02-03 | 2011-12-20 | 5 | Ahn Chang Ho | RNN | Common Stock | D | -25,000 | 6,863,924 | ||||||
| 2012-02-03 | 2011-12-20 | 5 | Ahn Chang Ho | RNN | Common Stock | D | -25,000 | 6,888,924 | ||||||
| 2012-02-03 | 2011-12-20 | 5 | Ahn Chang Ho | RNN | Common Stock | D | -25,000 | 6,913,924 | ||||||
| 2012-02-03 | 2011-12-20 | 5 | Ahn Chang Ho | RNN | Common Stock | D | -25,000 | 6,938,924 | ||||||
| 2012-02-03 | 2011-12-20 | 5 | Ahn Chang Ho | RNN | Common Stock | D | -25,000 | 6,963,924 | ||||||
| 2012-02-03 | 2011-12-20 | 5 | Ahn Chang Ho | RNN | Common Stock | D | -25,000 | 6,988,924 | ||||||
| 2012-02-03 | 2011-12-20 | 5 | Ahn Chang Ho | RNN | Common Stock | D | -25,000 | 7,013,924 | ||||||
| 2012-02-03 | 2011-12-20 | 5 | Ahn Chang Ho | RNN | Common Stock | D | -25,000 | 7,038,924 | ||||||
| 2012-02-03 | 2011-12-20 | 5 | Ahn Chang Ho | RNN | Common Stock | D | -25,000 | 7,063,924 | ||||||
| 2012-02-03 | 2011-12-20 | 5 | Ahn Chang Ho | RNN | Common Stock | D | -25,000 | 7,088,924 | ||||||
| 2012-02-03 | 2011-12-20 | 5 | Ahn Chang Ho | RNN | Common Stock | D | -25,000 | 7,113,924 | ||||||
| 2012-02-03 | 2011-12-20 | 5 | Ahn Chang Ho | RNN | Common Stock | D | -25,000 | 7,138,924 | ||||||
| 2012-02-03 | 2011-12-20 | 5 | Ahn Chang Ho | RNN | Common Stock | D | -25,000 | 7,163,924 | ||||||
| 2012-02-03 | 2011-12-20 | 5 | Ahn Chang Ho | RNN | Common Stock | D | -25,000 | 7,188,924 | ||||||
| 2012-02-03 | 2011-12-20 | 5 | Ahn Chang Ho | RNN | Common Stock | D | -25,000 | 7,213,924 | ||||||
| 2012-02-03 | 2011-12-20 | 5 | Ahn Chang Ho | RNN | Common Stock | D | -25,000 | 7,238,924 | ||||||
| 2012-02-03 | 2011-12-20 | 5 | Ahn Chang Ho | RNN | Common Stock | D | -25,000 | 7,263,924 | ||||||
| 2012-02-03 | 2011-12-20 | 5 | Ahn Chang Ho | RNN | Common Stock | D | -25,000 | 7,288,924 | ||||||
| 2012-02-03 | 2011-12-20 | 5 | Ahn Chang Ho | RNN | Common Stock | D | -25,000 | 7,313,924 | ||||||
| 2012-02-03 | 2011-05-31 | 5 | Ahn Chang Ho | RNN | Common Stock | D | -4,000,000 | 7,338,924 | ||||||
| 2010-10-19 | 3 | Kivel Richard | RNN | Common Stock | D | 0 | ||||||||
| 2008-07-18 | 3 | Soni Rakesh | RNN | Common Stock | D | 2,700 | ||||||||
| 2007-06-13 | 3 | Hoffman Freddie Ann | RXHN | No securities beneficially owned. | D | 0 | ||||||||
| 2005-05-17 | 3 | Kwon Suk Hyung | RXHN | No securities are beneficially owned | D | 0 | ||||||||
| 2005-05-17 | 3 | Rhee Jang Han | RXHN | No securities are beneficially owned | D | 0 | ||||||||
| 2005-05-17 | 3 | McIntosh David M | RXHN | No securities are beneficially owned | D | 0 | ||||||||
| 2005-05-17 | 3 | Steinfels George F | RXHN | No securities are beneficially owned | D | 0 | ||||||||
| 2005-05-17 | 3 | Park Young Soon Held through Korean Rexahn Investors Voting Trust | RXHN | Common Stock | I | 166,000 | ||||||||
| 2005-05-17 | 3 | Park Young Soon | RXHN | Common Stock | D | 2,909,000 | ||||||||
| 2005-05-17 | 3 | HOLADAY JOHN W DR | RXHN | No securities are beneficially owned | D | 0 | ||||||||
| 2005-05-17 | 3 | Korean Rexahn Investors Voting Trust | RXHN | No securities are beneficially owned | D | 0 | ||||||||
| 2005-05-17 | 3 | Ahn Chang Ho | RXHN | Common Stock | D | 13,500,000 | ||||||||
| 2005-05-17 | 3 | Ahn Chang Ho Held by wife, Inok Ahn | RXHN | Common Stock | I | 500,000 | ||||||||
| 2005-05-17 | 3 | Ahn Inok Held by husband, Chang H. Ahn | RXHN | Common Stock | I | 13,500,000 | ||||||||
| 2005-05-17 | 3 | Ahn Inok | RXHN | Common Stock | D | 500,000 | ||||||||
| 2005-05-17 | 3 | Rexgene Biotech Co., Ltd. | RXHN | Common Stock | D | 4,791,670 |
P
공개 시장에서 또는 사적으로 비파생증권 또는 파생증권 매입
S
공개 시장에서 또는 사적으로 비파생증권 또는 파생증권 매각
A
자사로부터 유가증권(옵션 등)을 보조, 지급 또는 기타 취득
C
파생상품 전환
D
자사에게 유가증권을 매각 또는 양도
F
기업으로부터 인도 받은 유가증권의 일부를 사용한 행사 가격 또는 조세 채무의 지급
G
내부자에 의한 또는 내부자에게 증권 증여
K
지분스왑 및 유사 위험 회피거래
M
자사로부터 인도 받은 파생증권(옵션 등)의 행사 또는 전환
V
보고서 양식 4에 자진 신고된 거래
J
기타 (거래 내용을 설명하는 각주와 동반)
