ALT / Altimmune, Inc. - Insider Trading and Ownership Report - SEC Form 3, 4, 5

알티뮨(주)
US ˙ NasdaqGM ˙ US02155H2004

발행주식수 194,474,154 shares
내부자 지분24,633,895 shares
내부자 주주12.67 %
전체 내부자63
내부자 센티멘트 점수

내부자 센티멘트 점수를 통해서 내부자들이 법인 지분을 매입하는 기업들에 대해서 알아볼 수 있습니다.

이는 내부자의 누적도가 가장 높은 기업을 식별하는 정교하고 복합적인 지수를 분석하는 계량 모델의 결과 값입니다. 스코어링 모델은 이전 90일 동안 매수한 "내부자의 순 숫자", "매수한 주식의 총합", "내부자가 소유한 주식의 총합"의 조합을 사용합니다. 점수는 0에서 100 사이이며, 점수가 높을수록 피어(Peer: 동종업계 경쟁기업)에 대한 누적도가 높다는 것을 나타내며, 평균은 50입니다.

업데이트 주기: 일별

내부자의 누적도가 가장 높은 기업 목록을 확인할 수 있는 내부자들의 최다 선택(Insiders Top Picks)을 참고하십시오.

가장 높은 순위의 주식을 확인하세요
내부 경영진 센티멘트 점수

내부 경영진 센티멘트 점수를 통해서 내부 경영진들이 법인 지분을 매입하는 기업들에 대해서 알아볼 수 있습니다.

내부 거래의 정의에 따라 내부 경영진(기업 임원)도 내부자이지만, 다른 내부자(10% 주주 및 이사회 구성원)들과는 달리 내부 경영진은 매일 회사에서 근무하며, 거래 시에 자신의 자금을 사용합니다. (많은 경우에 10% 주주 및 이사회 구성원은 다른 사람의 자금을 관리하는 자금 관리자입니다.) 따라서 내부 경영진(기업 임원: Officer)의 내부 거래는 훨씬 더 중요하며 올바른 분석이 필요합니다.

내부자 센티멘트 점수와 마찬가지로 임원 감정 점수는 가장 높은 수준의 임원 축적을 가진 기업을 식별하는 정교하고 복합적인 지수 퀀트(Multi-factor quantitative) 모델의 결과입니다.

업데이트 주기: 일별

내부자의 누적도가 가장 높은 기업 목록을 확인할 수 있는 내부자들의 최다 선택(Insiders Top Picks)을 참고하십시오.

가장 높은 순위의 주식을 확인하세요
주요 내부자 지표

이 수치는 해당 기업이 다양한 내부자 지표에 따라 어떻게 순위를 매겨지는 지를 설명합니다. 백분위 순위는 이 기업이 미국 시장의 다른 기업들과 어떻게 비교되는지 보여줍니다. 순위가 높을수록 더 나은 상황에 있다는 것을 의미합니다.

예를 들어, 일반적으로 내부자의 매입은 긍정적인 지표라고 간주되어지기 때문에, 내부자의 매입(내부자의 매각, 역시도)가 적은 기업보다 내부자의 매입이 많은 기업은 순위가 높을 것입니다.

내부자의 순 매입(순위)

3 ( )
119 out of 10948

내부자의 순 매입(Net Number of Insiders Buying)는 내부자 매수의 총 수에서 지난 90일 동안의 내부자 매도의 총 수를 뺀 값입니다. 여기에 백분위 순위가 표시됩니다(범위: 0~100%).

내부자가 매입한 플로트 비율 (순위)

0.036% ( )
401 out of 10786

"내부자가 매입한 플로트 비율(Percent of Float Bought by Insiders)"은 내부자가 매입한 주식의 총 수에서 내부자가 매도한 주식의 총 수를 뺀 값을 전체 플로트로 나눈 값에 100을 곱한 값입니다. * ((내부자가 매입한 주식의 총 수 - 내부자가 매도한 주식의 총 수) ÷ 전체 플로트) x 100

내부자 트레이딩 차트

Altimmune, Inc. 내부자의 매매 거래는 아래 차트에 나와 있습니다. 내부자들은 기업의 임원(내부 경영진), 이사 또는 주요 투자자입니다. 일반적으로 내부자가 중요한 비공개 정보를 기반으로 자신이 속한 기업을 거래하는 것은 불법으로 간주됩니다. 이것은 내부자가 자신의 기업 내에서 행하는 모든 거래가 불법이라는 것을 뜻은 아닙니다. 그러나 그들은 자신들의 모든 거래를 양식 4를 통해 SEC에 보고해야만 합니다.

내부자의 명단 및 이익 지표

아래 표는 공개된 내부자의 목록이며, SEC에 공개된 제출 문서에서 자동으로 생성됩니다. "이름", "가장 최근의 직급", "이사, 임원 또는 10% 주주"에 대한 지정 외에도 최근에 공개된 보유 주식에 대한 정보를 보여줍니다. 또한 가능한 경우 내부자의 과거 거래 실적도 확인 가능합니다. 과거 거래 실적은 내부자가 실제 "공개 시장"(Open market) 매입 거래를 수행한 실적을 가중 평균한 값입니다. 이 계산 방법에 대한 자세한 내용은 유튜브 웨비나 를 참조하시면 됩니다.

See our leaderboard of most profitable insider traders.

내부자 평균 이익률 (%) 소유
지분		 주식
분할
Eric Aguiar - 250,000 125,000
William Michael Brown Chief Financial Officer - [O] 17,721 17,721
James H Cavanaugh - 3,297,174 3,297,174
Linda L Chang SVP, CFO & Secretary - [O] 30,000 30,000
Elizabeth Czerepak Director - [D] 1,320,065 1,320,065
Christopher C Camut VP, Chief Financial Officer - [O] 49,308 49,308
David J Collier 10% Owner - [10%] 3,774,500 3,774,500
Francesca M Cook SVP, Policy & Gov't Affairs - [O] 37,631 37,631
David Drutz Director - [D] 55,524 55,524
Jerome Benedict Durso President and CEO, Director - [D] [O] 47,500 47,500
Israel A Englander 10% Owner - [10%] 984,500 984,500
Richard I Eisenstadt Chief Financial Officer - [O] 45,012 45,012
William Enright President and CEO, Director - [D] [O] 365,839 12,195
Phil Frohlich 10% Owner - [10%] 6,626,403 6,626,403
Thomas Richard Fuerst 20,000
Joan Fusco SVP, Operations - [O] 40,812 40,812
John Gill Director - [D] 21,700 21,700
Vipin K Garg Director - [D] 424,519 424,519
Healthcare Ventures Vii Lp - 125,000 125,000
Matthew Scott Harris Chief Medical Officer - [O] 83,874 83,874
Philip Hodges Director - [D] 8,731 8,731
내부자 평균 이익률 (%) 소유
지분		 주식
분할
Jeffrey Michael Jones COO - [O] 5,088 5,088
Raymond M Jordt Chief Business Officer - [O] 70,107 70,107
Diane Jorkasky Director - [D] 527 527
Jordan P Karp SVP, General Counsel - [O] 21,929 21,929
Bong Y Koh 10% Owner - [10%] 3,500,000 3,500,000
Philip Macneill VP, CFO, Treasurer, Secretary - [O] 126,346 126,346
Brian A Markison Director - [D] 0 0
Millenco Llc 10% Owner - [10%] 984,500 984,500
Wayne Morges VP, Regulatory Affairs & Qual - [O] 38,091 38,091
Joel McCleary 5,061
Bioventures Ltd Novartis 10% Owner - [10%] 8,345,145 278,172
John Pappajohn 10,000
Prescott Group Capital Management, L.l.c. 10% Owner - [10%] 6,626,403 6,626,403
Paradigm Venture Partners, L.P. 10% Owner - [10%] 4,455 4,455
Wayne Pisano Director - [D] 13,498 13,498
Kevin Price President-Pharmathene UK, Ltd. - [O] 2,500 2,500
Eric I Richman Director - [D] 898,055 898,055
Redmont VAXN Capital Holdings, LLC 10% Owner - [10%] 0 0
Redmont Venture Partners, Inc. 10% Owner - [10%] 4,455 4,455
Valerie D Riddle VP, Medical Director - [O] 58,824 58,824
M Scot Roberts Chief Scientific Officer - [O] 112,824 112,824
내부자 평균 이익률 (%) 소유
지분		 주식
분할
Runge Jeffrey W. Director - [D] 197,700 197,700
Mitchel Sayare Director - [D] 26,363 26,363
Derace L Schaffer Director - [D] 589,453 19,648
Klaus Schafer Director - [D] 9,179 9,179
Nimish P Shah 10% Owner - [10%] 3,500,000 3,500,000
Andrew Shutterly Acting Chief Financial Officer - [O] 11,372 11,372
Sohn Catherine A. Director - [D] 1,500 1,500
Peter Steven St Director - [D] 205,004 205,004
Sybil Tasker 20,000
Truffle Capital S.A.S. 10% Owner - [10%] 76,700 2,557
Velocity Pharmaceutical Holdings Llc 10% Owner - [10%] 1,687,250 1,687,250
VHCP Co-Investment Holdings II, LLC 10% Owner - [10%] 3,500,000 3,500,000
VHCP Co-Investment Holdings III, LLC 10% Owner - [10%] 3,500,000 3,500,000
VHCP Management II, LLC 10% Owner - [10%] 3,500,000 3,500,000
VHCP Management III, LLC 10% Owner - [10%] 3,500,000 3,500,000
Velocity Pharma Management, LLC 10% Owner - [10%] 3,774,500 3,774,500
Venrock Healthcare Capital Partners II, L.P. 10% Owner - [10%] 3,500,000 3,500,000
Venrock Healthcare Capital Partners III, L.P. 10% Owner - [10%] 3,500,000 3,500,000
Gregory L Weaver Chief Financial Officer - [O] 38,078 38,078
David P Wright President and CEO, Director - [D] [O] 307,115 307,115
James F Watson 10% Owner - [10%] 3,774,500 3,774,500

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내부자의 매입 내역 추적: 단기 이익 분석

이 섹션에서는 ALT / Altimmune, Inc.에서 계획되지 않은 "공개 시장"(Open market)의 내부자가 매입한 모든 상품의 수익성을 분석합니다. 이 분석을 통해서 내부자가 비정상적인 수익을 지속적으로 창출하는지 파악하는 데 도움이 되며, 이러한 분석은 수행해볼 가치가 있습니다. 이 분석은 개별 거래 후 1년 동안 수행한 것이며, 결과는 이론 값입니다. .

아래 표는 사전 거래 계획(Automated trading plan)에 포함되지 않은 가장 최근의 "공개 시장"(Open market)에서의 매입을 보여줍니다.

거래일 내부자 보고된
지분		 보고된
가격		 조정된
지분		 조정된
가격		 가격 기준 최고까지
일수		 최고에서
가격		 최고
이익 ($)		 최고 수익률 (%)
2026-04-06 GILL JOHN 9,200 3.4076 9,200 3.4076 31,350 14 3.5600 1,403 4.48
2026-04-01 WEAVER GREGORY L 10,000 3.1499 10,000 3.1499 31,499
2026-04-01 Durso Jerome Benedict 15,000 3.1400 15,000 3.1400 47,100
2026-03-06 Durso Jerome Benedict 20,000 3.5395 20,000 3.5395 70,790
2026-03-06 WEAVER GREGORY L 5,000 3.5400 5,000 3.5400 17,700
2026-01-08 Pisano Wayne 5,000 4.0820 5,000 4.0820 20,410
2026-01-05 Sohn Catherine A. 500 4.2351 500 4.2351 2,118
2025-12-29 Jorkasky Diane 527 3.8000 527 3.8000 2,003
2025-12-23 GILL JOHN 12,500 4.1000 12,500 4.1000 51,250

조정된 가격은 분할 조정 가격입니다. 조정된 지분은 분할 조정 지분입니다.

ALT / Altimmune, Inc. Insider Trades
내부자 매매의 실적: 단기 손실 분석

이 섹선에서는 ALT / Altimmune, Inc.에서 이루어진 "공개 시장(Open market)"에서의 모든 계획되지 않은 내부자 매매의 단기 손실 회피(Short-term loss avoidance)를 분석합니다. 일관된 손실 회피 패턴을 통해서 향후 매매 거래가 가격 하락을 초래할 수도 있음을 예상할 수 있습니다. 이 분석은 각 각 매매 거래 후 1년 동안의 자료이며, 결과는 이론 값입니다. .

아래 표는 사전 거래 계획(Automated trading plan)에 포함되지 않은 가장 최근의 공개 시장에서의 매매를 보여줍니다.

거래일 내부자 보고된
지분		 보고된
가격		 조정된
지분		 조정된
가격		 가격 기준 최저까지
일수		 최저에서
가격		 회피된
최대 손실($)		 회피된
최대 손실율(%)
2024-08-19 Drutz David 7,827 6.9300 7,827 6.9300 54,241 357 3.3800 -27,786 -51.23
2024-08-19 Drutz David 8,184 6.8800 8,184 6.8800 56,306
2022-08-12 GILL JOHN 2,714 15.0000 2,714 15.0000 40,710
2020-05-15 VELOCITY PHARMACEUTICAL HOLDINGS LLC 30,622 4.6500 30,622 4.6500 142,392
2020-05-14 VELOCITY PHARMACEUTICAL HOLDINGS LLC 169,378 4.8100 169,378 4.8100 814,708
2016-12-09 PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C. 436,324 3.2600 436,324 3.2600 1,422,416
2016-12-08 PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C. 440,479 3.2500 440,479 3.2500 1,431,557
2016-12-07 PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C. 477,829 3.2600 477,829 3.2600 1,557,723
2007-08-03 MILLENCO LLC 70,000 6.0500 3,500 121.0000 423,500

조정된 가격은 분할 조정 가격입니다. 조정된 지분은 분할 조정 지분입니다.

ALT / Altimmune, Inc. Insider Trades
거래 내역

전체 거래 내역을 보려면 링크 아이콘을 클릭하세요. 10b5-1 자동 거래 계획의 일부로 보고된 거래는 10b-5 열에 X 표시가 나타납니다.

보고일 거래일 양식 내부자 티커 증권 소유권 코드 10b5-1 직접 행사
가격		 단위
가격		 단위
변동		 가치
변동 (단위: 1,000)		 잔여
옵션		 잔여
주식
2026-04-06 2026-04-06 4 GILL JOHN ALT Common Stock, par value $0.0001 P - Purchase D 3.4076 9,200 31 21,700
2026-04-01 2026-04-01 4 WEAVER GREGORY L ALT Common Stock, par value $0.0001 P - Purchase D 3.1499 10,000 31 38,078
2026-04-01 2026-04-01 4 Durso Jerome Benedict ALT Common Stock, par value $0.0001 P - Purchase D 3.1400 15,000 47 47,500
2026-03-09 2026-03-06 4 WEAVER GREGORY L ALT Common Stock, par value $0.0001 P - Purchase D 3.5400 5,000 18 28,078
2026-03-09 2026-03-06 4 Durso Jerome Benedict ALT Common Stock, par value $0.0001 P - Purchase D 3.5395 20,000 71 32,500
2026-02-03 2026-02-02 4 Roberts M Scot ALT Common Stock, par value $0.0001 F - Taxes D 5.5500 -2,329 -13 112,824
2026-02-03 2026-02-02 4 Roberts M Scot ALT Common Stock, par value $0.0001 M - Exercise D 7,775 115,153
2026-02-03 2026-01-31 4 Roberts M Scot ALT Common Stock, par value $0.0001 A - Award D 3.0700 5,567 17 107,378
2026-02-03 2026-01-30 4 Roberts M Scot ALT Common Stock, par value $0.0001 F - Taxes D 5.6000 -2,859 -16 101,811
2026-02-03 2026-01-30 4 Roberts M Scot ALT Common Stock, par value $0.0001 M - Exercise D 9,275 104,670
2026-02-02 2026-01-31 4 Garg Vipin K ALT Common Stock, par value $0.0001 A - Award D 3.0700 6,926 21 424,519
2026-02-02 2026-01-30 4 Garg Vipin K ALT Common Stock, par value $0.0001 F - Taxes D 5.6000 -11,632 -65 417,593
2026-02-02 2026-01-30 4 Garg Vipin K ALT Common Stock, par value $0.0001 M - Exercise D 26,775 429,225
2026-02-02 2026-01-31 4 Jordt Raymond M ALT Common Stock, par value $0.0001 A - Award D 3.0700 4,571 14 70,107
2026-01-29 2026-01-27 4 Jordt Raymond M ALT Common Stock, par value $0.0001 F - Taxes D 6.1800 -4,229 -26 65,536
2026-01-29 2026-01-27 4 Jordt Raymond M ALT Common Stock, par value $0.0001 M - Exercise D 15,850 69,765
2026-01-29 2026-01-27 4 Garg Vipin K ALT Common Stock, par value $0.0001 F - Taxes D 6.1800 -17,898 -111 402,450
2026-01-29 2026-01-27 4 Garg Vipin K ALT Common Stock, par value $0.0001 M - Exercise D 41,200 420,348
2026-01-29 2026-01-27 4 Roberts M Scot ALT Common Stock, par value $0.0001 F - Taxes D 6.1800 -4,748 -29 95,395
2026-01-29 2026-01-27 4 Roberts M Scot ALT Common Stock, par value $0.0001 M - Exercise D 15,850 100,143
2026-01-27 2026-01-25 4 Jordt Raymond M ALT Common Stock, par value $0.0001 F - Taxes D 5.5000 -3,855 -21 53,915
2026-01-27 2026-01-25 4 Jordt Raymond M ALT Common Stock, par value $0.0001 M - Exercise D 14,600 57,770
2026-01-27 2026-01-25 4 Garg Vipin K ALT Common Stock, par value $0.0001 F - Taxes D 5.5000 -17,984 -99 379,148
2026-01-27 2026-01-25 4 Garg Vipin K ALT Common Stock, par value $0.0001 M - Exercise D 42,050 397,132
2026-01-27 2026-01-25 4 Roberts M Scot ALT Common Stock, par value $0.0001 F - Taxes D 5.5000 -4,373 -24 84,293
2026-01-27 2026-01-25 4 Roberts M Scot ALT Common Stock, par value $0.0001 M - Exercise D 14,600 88,666
2026-01-09 2026-01-08 4 Pisano Wayne ALT Common Stock, par value $0.0001 P - Purchase D 4.0820 5,000 20 13,498
2026-01-05 2026-01-01 4 Jordt Raymond M ALT Common Stock, par value $0.0001 F - Taxes D 3.6100 -2,475 -9 43,170
2026-01-05 2026-01-01 4 Jordt Raymond M ALT Common Stock, par value $0.0001 M - Exercise D 9,375 45,645
2026-01-05 2026-01-05 4 Sohn Catherine A. ALT Common Stock, par value $0.0001 P - Purchase D 4.2351 500 2 1,500
2025-12-29 2025-12-29 4 Jorkasky Diane ALT Common Stock, par value $0.0001 P - Purchase D 3.8000 527 2 527
2025-12-23 2025-12-23 4 GILL JOHN ALT Common Stock, par value $0.0001 P - Purchase D 4.1000 12,500 51 12,500
2025-12-22 2025-12-22 4 Durso Jerome Benedict ALT Common Stock, par value $0.0001 P - Purchase D 4.1255 12,500 52 12,500
2025-11-12 2025-11-11 4 WEAVER GREGORY L ALT Common Stock, par value $0.0001 F - Taxes D 4.2800 -5,672 -24 23,078
2025-11-12 2025-11-11 4 WEAVER GREGORY L ALT Common Stock, par value $0.0001 M - Exercise D 18,750 28,750
2025-09-29 2022-01-06 4 GILL JOHN ALT Common Stock, par value $0.0001 G - Gift D -2,714 0
2025-08-04 2025-07-31 4 Jordt Raymond M ALT Common Stock, par value $0.0001 A - Award D 3.1400 1,368 4 36,270
2025-08-04 2025-07-31 4 Roberts M Scot ALT Common Stock, par value $0.0001 A - Award D 3.1400 846 3 74,066
2025-08-04 2025-07-31 4 Harris Matthew Scott ALT Common Stock, par value $0.0001 A - Award D 3.1400 2,018 6 16,087
2025-03-18 2025-03-17 4 Sohn Catherine A. ALT Common Stock, par value $0.0001 P - Purchase D 5.7845 1,000 6 1,000
2025-03-14 2025-03-13 4 WEAVER GREGORY L ALT Common Stock, par value $0.0001 P - Purchase D 5.1996 10,000 52 10,000
2025-03-11 2025-03-07 4 Harris Matthew Scott ALT Common Stock, par value $0.0001 G - Gift D -67,787 14,069
2025-02-03 2025-02-02 4 Garg Vipin K ALT Common Stock, par value $0.0001 F - Taxes D 6.6400 -8,282 -55 355,082
2025-02-03 2025-02-02 4 Garg Vipin K ALT Common Stock, par value $0.0001 M - Exercise D 18,950 363,364
2025-02-03 2025-02-01 4 Garg Vipin K ALT Common Stock, par value $0.0001 F - Taxes D 6.6400 -7,231 -48 344,414
2025-02-03 2025-02-01 4 Garg Vipin K ALT Common Stock, par value $0.0001 M - Exercise D 16,545 351,645
2025-02-03 2025-01-31 4 Garg Vipin K ALT Common Stock, par value $0.0001 A - Award D 5.1800 4,105 21 335,100
2025-02-03 2025-01-30 4 Garg Vipin K ALT Common Stock, par value $0.0001 F - Taxes D 7.0000 -11,701 -82 330,995
2025-02-03 2025-01-30 4 Garg Vipin K ALT Common Stock, par value $0.0001 M - Exercise D 26,775 342,696
2025-02-03 2025-02-02 4 Harris Matthew Scott ALT Common Stock, par value $0.0001 F - Taxes D 6.6400 -2,708 -18 81,856
2025-02-03 2025-02-02 4 Harris Matthew Scott ALT Common Stock, par value $0.0001 M - Exercise D 7,775 84,564
2025-02-03 2025-02-01 4 Harris Matthew Scott ALT Common Stock, par value $0.0001 F - Taxes D 6.6400 -2,109 -14 76,789
2025-02-03 2025-02-01 4 Harris Matthew Scott ALT Common Stock, par value $0.0001 M - Exercise D 6,166 78,898
2025-02-03 2025-01-31 4 Harris Matthew Scott ALT Common Stock, par value $0.0001 A - Award D 5.1800 1,905 10 72,732
2025-02-03 2025-01-30 4 Harris Matthew Scott ALT Common Stock, par value $0.0001 F - Taxes D 7.0000 -3,173 -22 70,827
2025-02-03 2025-01-30 4 Harris Matthew Scott ALT Common Stock, par value $0.0001 M - Exercise D 9,275 74,000
2025-02-03 2025-01-31 4 Jordt Raymond M ALT Common Stock, par value $0.0001 A - Award D 5.1800 2,614 14 34,902
2025-02-03 2025-02-02 4 Roberts M Scot ALT Common Stock, par value $0.0001 F - Taxes D 6.6400 -2,316 -15 73,220
2025-02-03 2025-02-02 4 Roberts M Scot ALT Common Stock, par value $0.0001 M - Exercise D 7,775 75,536
2025-02-03 2025-02-01 4 Roberts M Scot ALT Common Stock, par value $0.0001 F - Taxes D 6.6400 -1,801 -12 67,761
2025-02-03 2025-02-01 4 Roberts M Scot ALT Common Stock, par value $0.0001 M - Exercise D 6,166 69,562
2025-02-03 2025-01-31 4 Roberts M Scot ALT Common Stock, par value $0.0001 A - Award D 5.1800 3,184 16 63,396
2025-02-03 2025-01-30 4 Roberts M Scot ALT Common Stock, par value $0.0001 F - Taxes D 7.0000 -2,709 -19 60,212
2025-02-03 2025-01-30 4 Roberts M Scot ALT Common Stock, par value $0.0001 M - Exercise D 9,275 62,921
2025-01-28 2025-01-25 4 Roberts M Scot ALT Common Stock, par value $0.0001 F - Taxes D 6.9800 -4,264 -30 53,646
2025-01-28 2025-01-25 4 Roberts M Scot ALT Common Stock, par value $0.0001 M - Exercise D 14,600 57,910
2025-01-28 2025-01-25 4 Harris Matthew Scott ALT Common Stock, par value $0.0001 F - Taxes D 6.9800 -4,994 -35 64,725
2025-01-28 2025-01-25 4 Harris Matthew Scott ALT Common Stock, par value $0.0001 M - Exercise D 14,600 69,719
2025-01-28 2025-01-25 4 Jordt Raymond M ALT Common Stock, par value $0.0001 F - Taxes D 6.9800 -3,862 -27 32,288
2025-01-28 2025-01-25 4 Jordt Raymond M ALT Common Stock, par value $0.0001 M - Exercise D 14,600 36,150
2025-01-28 2025-01-25 4 Garg Vipin K ALT Common Stock, par value $0.0001 F - Taxes D 6.9800 -18,157 -127 315,921
2025-01-28 2025-01-25 4 Garg Vipin K ALT Common Stock, par value $0.0001 M - Exercise D 42,050 334,078
2025-01-03 2025-01-01 4 Jordt Raymond M ALT Common Stock, par value $0.0001 F - Taxes D 7.2100 -2,485 -18 21,550
2025-01-03 2025-01-01 4 Jordt Raymond M ALT Common Stock, par value $0.0001 M - Exercise D 9,375 24,035
2024-08-20 2024-08-19 4 Drutz David ALT Common Stock, par value $0.0001 S - Sale I 6.8800 -8,184 -56 55,524
2024-08-20 2024-08-19 4 Drutz David ALT Common Stock, par value $0.0001 M - Exercise I 2.5000 21,750 54 63,708
2024-08-20 2024-08-19 4 Drutz David ALT Common Stock, par value $0.0001 S - Sale I 6.9300 -7,827 -54 41,958
2024-08-20 2024-08-19 4 Drutz David ALT Common Stock, par value $0.0001 M - Exercise I 2.6000 20,000 52 49,785
2024-08-01 2024-07-31 4 Shutterly Andrew ALT Common Stock, par value $0.0001 A - Award D 5.4100 1,259 7 11,372
2024-08-01 2024-07-31 4 Roberts M Scot ALT Common Stock, par value $0.0001 A - Award D 5.4100 650 4 43,310
2024-08-01 2024-07-31 4 Jordt Raymond M ALT Common Stock, par value $0.0001 A - Award D 5.4100 917 5 14,660
2024-08-01 2024-07-31 4 Harris Matthew Scott ALT Common Stock, par value $0.0001 A - Award D 5.4100 1,486 8 55,119
2024-07-01 3 Shutterly Andrew ALT Common Stock, par value $0.0001 D 10,113
2024-02-05 2024-02-02 4 Roberts M Scot ALT Common Stock, par value $0.0001 F - Taxes D 9.3200 -2,330 -22 42,660
2024-02-05 2024-02-02 4 Roberts M Scot ALT Common Stock, par value $0.0001 M - Exercise D 7,775 44,990
2024-02-05 2024-02-01 4 Roberts M Scot ALT Common Stock, par value $0.0001 F - Taxes D 9.8800 -1,801 -18 37,215
2024-02-05 2024-02-01 4 Roberts M Scot ALT Common Stock, par value $0.0001 M - Exercise D 6,166 39,016
2024-02-05 2024-02-02 4 Harris Matthew Scott ALT Common Stock, par value $0.0001 F - Taxes D 9.3200 -2,332 -22 53,633
2024-02-05 2024-02-02 4 Harris Matthew Scott ALT Common Stock, par value $0.0001 M - Exercise D 7,775 55,965
2024-02-05 2024-02-01 4 Harris Matthew Scott ALT Common Stock, par value $0.0001 F - Taxes D 9.8800 -1,801 -18 48,190
2024-02-05 2024-02-01 4 Harris Matthew Scott ALT Common Stock, par value $0.0001 M - Exercise D 6,166 49,991
2024-02-05 2024-02-02 4 Garg Vipin K ALT Common Stock, par value $0.0001 F - Taxes D 9.3200 -8,376 -78 292,028
2024-02-05 2024-02-02 4 Garg Vipin K ALT Common Stock, par value $0.0001 M - Exercise D 18,950 300,404
2024-02-05 2024-02-01 4 Garg Vipin K ALT Common Stock, par value $0.0001 F - Taxes D 9.8800 -7,313 -72 281,454
2024-02-05 2024-02-01 4 Garg Vipin K ALT Common Stock, par value $0.0001 M - Exercise D 16,545 288,767
2024-02-01 2024-01-31 4 Roberts M Scot ALT Common Stock, par value $0.0001 A - Award D 2.6900 5,860 16 32,850
2024-02-01 2024-01-30 4 Roberts M Scot ALT Common Stock, par value $0.0001 F - Taxes D 9.8000 -2,709 -27 26,990
2024-02-01 2024-01-30 4 Roberts M Scot ALT Common Stock, par value $0.0001 M - Exercise D 9,275 29,699
2024-02-01 2024-01-31 4 Jordt Raymond M ALT Common Stock, par value $0.0001 A - Award D 2.6900 5,030 14 13,743
2024-02-01 2024-01-31 4 Harris Matthew Scott ALT Common Stock, par value $0.0001 A - Award D 2.6900 3,257 9 43,825
2024-02-01 2024-01-30 4 Harris Matthew Scott ALT Common Stock, par value $0.0001 F - Taxes D 9.8000 -2,709 -27 40,568
2024-02-01 2024-01-30 4 Harris Matthew Scott ALT Common Stock, par value $0.0001 M - Exercise D 9,275 43,277
2024-02-01 2024-01-31 4 Garg Vipin K ALT Common Stock, par value $0.0001 A - Award D 2.6900 7,889 21 272,222
2024-02-01 2024-01-30 4 Garg Vipin K ALT Common Stock, par value $0.0001 F - Taxes D 9.8000 -11,697 -115 264,333
2024-02-01 2024-01-30 4 Garg Vipin K ALT Common Stock, par value $0.0001 M - Exercise D 26,775 276,030
2024-02-01 2024-01-31 4 Eisenstadt Richard I ALT Common Stock, par value $0.0001 A - Award D 2.6900 4,621 12 45,012
2024-02-01 2024-01-30 4 Eisenstadt Richard I ALT Common Stock, par value $0.0001 F - Taxes D 9.8000 -2,175 -21 40,391
2024-02-01 2024-01-30 4 Eisenstadt Richard I ALT Common Stock, par value $0.0001 M - Exercise D 9,275 42,566
2024-01-04 2024-01-01 4 Jordt Raymond M ALT Common Stock, par value $0.0001 F - Taxes D 11.2500 -2,503 -28 8,704
2024-01-04 2024-01-01 4 Jordt Raymond M ALT Common Stock, par value $0.0001 M - Exercise D 9,375 11,207
2024-01-02 2023-12-29 4 Eisenstadt Richard I ALT Common Stock, par value $0.0001 F - Taxes D 11.2500 -3,044 -34 33,291
2024-01-02 2023-12-29 4 Eisenstadt Richard I ALT Common Stock, par value $0.0001 M - Exercise D 12,500 36,335
2023-08-15 2023-08-15 4 Drutz David ALT Common Stock, par value $0.0001 P - Purchase I 2.8750 300 1 29,785
2023-08-02 2023-07-31 4 Garg Vipin K ALT Common Stock, par value $0.0001 A - Award D 2.8100 126 0 249,255
2023-08-02 2023-07-31 4 Harris Matthew Scott ALT Common Stock, par value $0.0001 A - Award D 2.8100 691 2 34,002
2023-08-02 2023-07-31 4 Eisenstadt Richard I ALT Common Stock, par value $0.0001 A - Award D 2.8100 1,825 5 23,835
2023-08-02 2023-07-31 4 Roberts M Scot ALT Common Stock, par value $0.0001 A - Award D 2.8100 568 2 20,424
2023-08-02 2023-07-31 4 Jordt Raymond M ALT Common Stock, par value $0.0001 A - Award D 2.8100 1,832 5 1,832
2023-07-06 2022-08-12 4 GILL JOHN ALT Common Stock, par value $0.0001 S - Sale D 15.0000 -2,714 -41 2,771
2023-03-27 2023-03-23 4 Drutz David ALT Common Stock, par value $0.0001 P - Purchase I 4.2700 9,000 38 29,484
2023-03-24 2023-03-24 4 Eisenstadt Richard I ALT Common Stock, par value $0.0001 P - Purchase D 4.3140 10,000 43 22,010
2023-03-23 2023-03-23 4 Harris Matthew Scott ALT Common Stock, par value $0.0001 P - Purchase D 4.2200 10,000 42 33,311
2023-02-06 2023-02-02 4 Harris Matthew Scott ALT Common Stock, par value $0.0001 F - Taxes D 15.0400 -2,364 -36 23,311
2023-02-06 2023-02-02 4 Harris Matthew Scott ALT Common Stock, par value $0.0001 M - Exercise D 7,775 25,675
2023-02-06 2023-02-02 4 Roberts M Scot ALT Common Stock, par value $0.0001 F - Taxes D 15.0400 -2,375 -36 19,856
2023-02-06 2023-02-02 4 Roberts M Scot ALT Common Stock, par value $0.0001 M - Exercise D 7,775 22,231
2023-02-06 2023-02-02 4 Garg Vipin K ALT Common Stock, par value $0.0001 F - Taxes D 15.0400 -8,422 -127 249,129
2023-02-06 2023-02-02 4 Garg Vipin K ALT Common Stock, par value $0.0001 M - Exercise D 18,950 257,551
2023-02-02 2023-02-01 4 Harris Matthew Scott ALT Common Stock, par value $0.0001 F - Taxes D 13.7800 -2,183 -30 17,900
2023-02-02 2023-02-01 4 Harris Matthew Scott ALT Common Stock, par value $0.0001 M - Exercise D 6,166 20,083
2023-02-02 2023-01-31 4 Harris Matthew Scott ALT Common Stock, par value $0.0001 A - Award D 10.2085 1,296 13 13,917
2023-02-02 2023-02-01 4 Roberts M Scot ALT Common Stock, par value $0.0001 F - Taxes D 13.7800 -2,183 -30 14,456
2023-02-02 2023-02-01 4 Roberts M Scot ALT Common Stock, par value $0.0001 M - Exercise D 6,166 16,639
2023-02-02 2023-01-31 4 Roberts M Scot ALT Common Stock, par value $0.0001 A - Award D 10.2085 1,436 15 10,473
2023-02-02 2023-01-31 4 Eisenstadt Richard I ALT Common Stock, par value $0.0001 A - Award D 10.2085 1,172 12 12,010
2023-02-02 2023-02-01 4 Garg Vipin K ALT Common Stock, par value $0.0001 F - Taxes D 13.7800 -7,658 -106 238,601
2023-02-02 2023-02-01 4 Garg Vipin K ALT Common Stock, par value $0.0001 M - Exercise D 16,546 246,259
2023-02-02 2023-01-31 4 Garg Vipin K ALT Common Stock, par value $0.0001 A - Award D 10.2085 1,938 20 229,713
2023-01-03 2022-12-31 4 Eisenstadt Richard I ALT Common Stock, par value $0.0001 F - Taxes D 16.4500 -3,028 -50 10,838
2023-01-03 2022-12-31 4 Eisenstadt Richard I ALT Common Stock, par value $0.0001 M - Exercise D 12,500 13,866
2022-12-22 2022-12-22 4 Pisano Wayne ALT Common Stock, par value $0.0001 S - Sale D 15.0134 -20,000 -300 8,498
2022-12-22 2022-12-22 4 Pisano Wayne ALT Common Stock, par value $0.0001 M - Exercise D 2.6000 20,000 52 28,498
2022-12-01 2022-11-30 4 Garg Vipin K ALT Common Stock, par value $0.0001 F - Taxes D 9.9500 -3,007 -30 227,775
2022-11-21 2022-11-18 4 Drutz David ALT Common Stock, par value $0.0001 M - Exercise D 2.4000 139 0 20,151
2022-10-31 2022-10-30 4 Garg Vipin K ALT Common Stock, par value $0.0001 F - Taxes D 12.7700 -3,007 -38 230,782
2022-10-03 2022-09-30 4 Garg Vipin K ALT Common Stock, par value $0.0001 F - Taxes D 12.7700 -3,008 -38 233,789
2022-09-01 2022-08-31 4 Garg Vipin K ALT Common Stock, par value $0.0001 S - Sale D 20.0161 -20,000 -400 236,797
2022-09-01 2022-08-30 4 Garg Vipin K ALT Common Stock, par value $0.0001 F - Taxes D 18.9400 -3,007 -57 256,797
2022-08-12 2022-08-12 4 Garg Vipin K ALT Common Stock, par value $0.0001 S - Sale D 15.0593 -15,000 -226 259,804
2022-08-03 2022-07-31 4 Eisenstadt Richard I ALT Common Stock, par value $0.0001 A - Award D 6.8600 1,366 9 1,366
2022-08-03 2022-07-31 4 Roberts M Scot ALT Common Stock, par value $0.0001 A - Award D 6.8600 732 5 9,037
2022-08-03 2022-07-31 4 Harris Matthew Scott ALT Common Stock, par value $0.0001 A - Award D 6.8600 1,076 7 12,621
2022-08-01 2022-07-30 4 Garg Vipin K ALT Common Stock, par value $0.0001 F - Taxes D 12.0100 -3,007 -36 274,804
2022-07-05 2022-07-05 4 Roberts M Scot ALT Common Stock, par value $0.0001 S - Sale D 12.0000 -10,182 -122 8,305
2022-07-05 2022-07-05 4 Roberts M Scot ALT Common Stock, par value $0.0001 M - Exercise D 2.9500 787 2 18,487
2022-07-05 2022-07-01 4 Roberts M Scot ALT Common Stock, par value $0.0001 S - Sale D 12.0000 -26,982 -324 17,700
2022-07-05 2022-07-01 4 Roberts M Scot ALT Common Stock, par value $0.0001 M - Exercise D 2.9500 22,963 68 44,682
2022-07-05 2022-07-01 4 Roberts M Scot ALT Common Stock, par value $0.0001 M - Exercise D 2.6000 4,019 10 21,719
2022-07-01 2022-06-30 4 Garg Vipin K ALT Common Stock, par value $0.0001 F - Taxes D 11.7000 -3,007 -35 277,811
2022-06-30 2022-06-29 4 Roberts M Scot ALT Common Stock, par value $0.0001 S - Sale D 12.0004 -5,462 -66 17,700
2022-06-30 2022-06-29 4 Roberts M Scot ALT Common Stock, par value $0.0001 M - Exercise D 2.6000 5,462 14 23,162
2022-06-28 2022-06-27 4 Roberts M Scot ALT Common Stock, par value $0.0001 S - Sale D 12.0008 -37,352 -448 17,700
2022-06-28 2022-06-27 4 Roberts M Scot ALT Common Stock, par value $0.0001 M - Exercise D 2.6000 11,769 31 55,052
2022-06-28 2022-06-27 4 Roberts M Scot ALT Common Stock, par value $0.0001 M - Exercise D 1.9213 25,583 49 43,283
2022-06-28 2022-06-27 4 Jorkasky Diane ALT Common Stock, par value $0.0001 S - Sale D 11.7515 -17,610 -207 0
2022-06-28 2022-06-27 4 Jorkasky Diane ALT Common Stock, par value $0.0001 M - Exercise D 3.1500 17,610 55 17,610
2022-06-22 2022-06-20 4 Schafer Klaus ALT Common Stock, par value $0.0001 M - Exercise D 2.4000 60 0 9,179
2022-06-22 2022-06-20 4 Schafer Klaus ALT Common Stock, par value $0.0001 M - Exercise D 2.4000 60 0 9,179
2022-06-22 2022-06-20 4 Schafer Klaus ALT Common Stock, par value $0.0001 M - Exercise D 2.4000 159 0 9,119
2022-06-16 2022-06-15 4 Drutz David ALT Common Stock, par value $0.0001 P - Purchase D 8.0000 1,000 8 20,012
2022-05-31 2022-05-30 4 Garg Vipin K ALT Common Stock, par value $0.0001 F - Taxes D 5.0300 -3,008 -15 280,818
2022-05-25 2022-05-24 4 Drutz David ALT Common Stock, par value $0.0001 P - Purchase D 4.5000 1,200 5 19,012
2022-05-02 2022-04-30 4 Garg Vipin K ALT Common Stock, par value $0.0001 F - Taxes D 4.5200 -3,008 -14 283,826
2022-03-31 2022-03-30 4 Garg Vipin K ALT Common Stock, par value $0.0001 F - Taxes D 6.0500 -3,007 -18 286,834
2022-03-02 2022-02-28 4 Harris Matthew Scott ALT Stock Options (option to buy) M - Exercise D 1.92 -30,000 31,400
2022-03-02 2022-02-28 4 Harris Matthew Scott ALT Common Stock, par value $0.0001 S - Sale D 7.5200 -30,000 -226 11,545
2022-03-02 2022-02-28 4 Harris Matthew Scott ALT Common Stock, par value $0.0001 M - Exercise D 1.9213 30,000 58 41,545
2022-03-01 2022-02-28 4 Garg Vipin K ALT Common Stock, par value $0.0001 F - Taxes D 7.4100 -3,007 -22 289,841
2022-02-16 2017-05-04 4/A Drutz David ALT Stock Options (option to buy) A - Award D 2.40 139 139
2022-02-16 2017-05-04 4/A Drutz David ALT Stock Options (option to buy) A - Award D 17.70 139 139
2022-02-14 2021-12-27 5 GILL JOHN ALT Common Stock, par value $0.0001 G - Gift D -2,714 2,771
2022-02-14 2021-12-27 5 GILL JOHN ALT Common Stock, par value $0.0001 G - Gift D -2,714 2,771
2022-02-14 2021-05-03 5 GILL JOHN ALT Common Stock, par value $0.0001 G - Gift D -3,000 8,199
2022-02-03 2022-02-02 4 Garg Vipin K ALT Restricted Stock Units A - Award D 75,800 75,800
2022-02-03 2022-02-02 4 Garg Vipin K ALT Stock Options (option to buy) A - Award D 7.53 223,000 223,000
2022-02-03 2022-02-01 4 Garg Vipin K ALT Restricted Stock Units M - Exercise D -16,545 49,636
2022-02-03 2022-02-01 4 Garg Vipin K ALT Common Stock, par value $0.0001 F - Taxes D 7.9800 -7,655 -61 292,848
2022-02-03 2022-02-01 4 Garg Vipin K ALT Common Stock, par value $0.0001 M - Exercise D 16,545 300,503
2022-02-03 2022-01-31 4 Garg Vipin K ALT Common Stock, par value $0.0001 A - Award D 6.8600 2,757 19 283,958
2022-02-03 2022-02-02 4 Harris Matthew Scott ALT Restricted Stock Units A - Award D 31,100 31,100
2022-02-03 2022-02-02 4 Harris Matthew Scott ALT Stock Options (option to buy) A - Award D 7.53 91,600 91,600
2022-02-03 2022-02-01 4 Harris Matthew Scott ALT Restricted Stock Units M - Exercise D -6,166 18,498
2022-02-03 2022-02-01 4 Harris Matthew Scott ALT Common Stock, par value $0.0001 F - Taxes D 7.9800 -2,183 -17 11,545
2022-02-03 2022-02-01 4 Harris Matthew Scott ALT Common Stock, par value $0.0001 M - Exercise D 6,166 13,728
2022-02-03 2022-01-31 4 Harris Matthew Scott ALT Common Stock, par value $0.0001 A - Award D 6.8600 1,800 12 7,562
2022-02-03 2022-02-02 4 Roberts M Scot ALT Restricted Stock Units A - Award D 31,100 31,100
2022-02-03 2022-02-02 4 Roberts M Scot ALT Stock Options (option to buy) A - Award D 7.53 91,600 91,600
2022-02-03 2022-02-01 4 Roberts M Scot ALT Restricted Stock Units M - Exercise D -6,166 18,498
2022-02-03 2022-02-01 4 Roberts M Scot ALT Common Stock, par value $0.0001 F - Taxes D 7.9800 -2,183 -17 17,700
2022-02-03 2022-02-01 4 Roberts M Scot ALT Common Stock, par value $0.0001 M - Exercise D 6,166 19,883
2022-02-03 2022-01-31 4 Roberts M Scot ALT Common Stock, par value $0.0001 A - Award D 6.8600 2,106 14 13,717
2022-01-31 2022-01-30 4 Garg Vipin K ALT Common Stock, par value $0.0001 F - Taxes D 7.2000 -2,355 -17 281,201
2022-01-26 2022-01-25 4 Drutz David ALT Stock Options (option to buy) M - Exercise D 2.40 -70 69
2022-01-26 2022-01-25 4 Drutz David ALT Common Stock, par value $0.0001 M - Exercise D 2.4000 70 0 17,882
2022-01-04 2021-12-31 4 Eisenstadt Richard I ALT Restricted Stock Units A - Award D 50,000 50,000
2022-01-04 2021-12-31 4 Eisenstadt Richard I ALT Stock Options (option to buy) A - Award D 9.16 150,000 150,000
2022-01-03 2021-12-30 4 Garg Vipin K ALT Common Stock, par value $0.0001 F - Taxes D 8.9300 -3,007 -27 283,556
2021-12-15 2021-12-14 4 Drutz David ALT Stock Options (option to buy) M - Exercise D 2.40 -139 0
2021-12-15 2021-12-14 4 Drutz David ALT Common Stock, par value $0.0001 M - Exercise D 2.4000 139 0 17,812
2021-12-01 2021-11-30 4 Garg Vipin K ALT Common Stock, par value $0.0001 F - Taxes D 10.4900 -3,007 -32 286,563
2021-11-19 2021-11-19 4 Drutz David ALT Stock Options (option to buy) M - Exercise D 2.40 -70 0
2021-11-19 2021-11-19 4 Drutz David ALT Common Stock, par value $0.0001 M - Exercise D 2.4000 70 0 17,673
2021-11-01 2021-10-30 4 Garg Vipin K ALT Common Stock, par value $0.0001 F - Taxes D 10.8000 -3,007 -32 289,570
2021-10-01 2021-09-23 4 Jorkasky Diane ALT Stock Options (option to buy) A - Award D 15.44 24,100 24,100
2021-10-01 2021-09-30 4 Garg Vipin K ALT Common Stock, par value $0.0001 F - Taxes D 11.3100 -3,007 -34 292,577
2021-09-24 2021-09-23 4 GILL JOHN ALT Stock Options (option to buy) A - Award D 15.44 24,100 24,100
2021-09-24 2021-09-23 4 SAYARE MITCHEL ALT Stock Options (option to buy) A - Award D 15.44 24,100 24,100
2021-09-24 2021-09-23 4 Schafer Klaus ALT Stock Options (option to buy) A - Award D 15.44 24,100 24,100
2021-09-24 2021-09-23 4 Hodges Philip ALT Stock Options (option to buy) A - Award D 15.44 24,100 24,100
2021-09-24 2021-09-23 4 Pisano Wayne ALT Stock Options (option to buy) A - Award D 15.44 24,100 24,100
2021-09-24 2021-09-23 4 Drutz David ALT Stock Options (option to buy) A - Award D 15.44 24,100 24,100
2021-08-31 2021-08-30 4 Garg Vipin K ALT Common Stock, par value $0.0001 F - Taxes D 14.0900 -3,008 -42 295,584
2021-08-06 2021-07-31 4 Harris Matthew Scott ALT Common Stock, par value $0.0001 A - Award D 7.7095 725 6 5,762
2021-08-06 2021-07-31 4 Brown William Michael ALT Common Stock, par value $0.0001 A - Award D 7.7095 803 6 17,721
2021-08-06 2021-07-31 4 Roberts M Scot ALT Common Stock, par value $0.0001 A - Award D 7.7095 1,750 13 11,611
2021-08-02 2021-07-30 4 Garg Vipin K ALT Common Stock, par value $0.0001 F - Taxes D 9.0700 -3,007 -27 298,592
2021-07-01 2021-06-30 4 Garg Vipin K ALT Common Stock, par value $0.0001 F - Taxes D 9.8500 -3,007 -30 301,599
2021-06-02 2021-05-30 4 Garg Vipin K ALT Common Stock, par value $0.0001 F - Taxes D 12.6500 -2,577 -33 304,606
2021-05-04 2021-04-30 4 Garg Vipin K ALT Common Stock, par value $0.0001 F - Taxes D 14.4700 -1,999 -29 307,183
2021-03-31 2021-03-30 4 Garg Vipin K ALT Common Stock, par value $0.0001 F - Taxes D 13.5500 -1,998 -27 309,182
2021-03-01 2021-02-28 4 Garg Vipin K ALT Common Stock, par value $0.0001 F - Taxes D 15.9400 -1,998 -32 311,180
2021-03-01 2021-03-01 4 Hodges Philip ALT Common Stock, par value $0.0001 S - Sale D 16.0800 -6,000 -96 8,731
2021-03-01 2021-02-25 4 Venrock Healthcare Capital Partners III, L.P. By Funds ALT Warrant J - Other I 0.00 1,000,000 1,000,000
2021-03-01 2021-02-25 4 Venrock Healthcare Capital Partners III, L.P. By Funds ALT Common Stock J - Other I -1,000,000 3,500,000
2021-02-03 2021-02-01 4 Harris Matthew Scott ALT Restricted Stock Units A - Award D 24,664 24,664
2021-02-03 2021-02-01 4 Harris Matthew Scott ALT Stock Options (option to buy) A - Award D 16.71 90,000 90,000
2021-02-03 2021-01-31 4 Harris Matthew Scott ALT Common Stock, par value $0.0001 A - Award D 12.1400 968 12 5,037
2021-02-03 2021-02-01 4 Garg Vipin K ALT Restricted Stock Units A - Award D 66,181 66,181
2021-02-03 2021-02-01 4 Garg Vipin K ALT Stock Options (option to buy) A - Award D 16.71 241,500 241,500
2021-02-03 2021-01-31 4 Garg Vipin K ALT Common Stock, par value $0.0001 A - Award D 12.1400 1,055 13 313,178
2021-02-03 2021-02-01 4 Roberts M Scot ALT Restricted Stock Units A - Award D 24,664 24,664
2021-02-03 2021-02-01 4 Roberts M Scot ALT Stock Options (option to buy) A - Award D 16.71 90,000 90,000
2021-02-03 2021-01-31 4 Roberts M Scot ALT Common Stock, par value $0.0001 A - Award D 12.1400 467 6 9,861
2021-02-03 2021-02-01 4 Brown William Michael ALT Restricted Stock Units A - Award D 24,664 24,664
2021-02-03 2021-02-01 4 Brown William Michael ALT Stock Options (option to buy) A - Award D 16.71 90,000 90,000
2021-02-03 2021-01-31 4 Brown William Michael ALT Common Stock, par value $0.0001 A - Award D 12.1400 937 11 16,918
2021-02-01 2021-01-30 4 Garg Vipin K ALT Common Stock, par value $0.0001 F - Taxes D 14.2800 -2,353 -34 312,123
2021-01-04 2020-12-30 4 Garg Vipin K ALT Common Stock, par value $0.0001 F - Taxes D 11.3000 -3,025 -34 314,476
2020-12-11 2020-12-10 4 Schafer Klaus ALT Common Stock, par value $0.0001 P - Purchase D 11.9900 2,000 24 8,900
2020-12-02 2020-11-30 4 GILL JOHN ALT Common Stock, par value $0.0001 S - Sale D 11.9200 -8,425 -100 11,199
2020-12-02 2020-11-30 4 Garg Vipin K ALT Common Stock, par value $0.0001 F - Taxes D 12.2300 -2,243 -27 317,501
2020-12-02 2020-12-01 4 Hodges Philip ALT Common Stock, par value $0.0001 S - Sale I 13.5400 -1,227 -17 0
2020-12-02 2020-11-30 4 Hodges Philip ALT Common Stock, par value $0.0001 S - Sale D 12.0000 -2,500 -30 14,731
2020-11-17 2020-11-13 4 Drutz David ALT Stock Options (option to buy) M - Exercise D 2.40 -60 0
2020-11-17 2020-11-13 4 Drutz David ALT Common Stock, par value $0.0001 M - Exercise D 2.4000 60 0 17,603
2020-11-13 2020-11-12 4 Harris Matthew Scott ALT Common Stock, par value $0.0001 S - Sale D 10.0200 -4,015 -40 4,069
2020-11-13 2020-11-12 4 Pisano Wayne ALT Common Stock, par value $0.0001 S - Sale D 9.9000 -10,352 -102 8,498
2020-11-13 2020-11-12 4 Schafer Klaus ALT Common Stock, par value $0.0001 S - Sale D 9.9100 -10,150 -101 6,900
2020-11-02 2020-10-30 4 Garg Vipin K ALT Common Stock, par value $0.0001 F - Taxes D 11.4500 -2,015 -23 319,744
2020-10-16 2020-09-24 4 Schafer Klaus ALT Restricted Stock Units ("RSUs") M - Exercise D -16,850 0
2020-10-16 2020-09-24 4 Schafer Klaus ALT Common Stock, par value $0.0001 M - Exercise D 16,850 17,050
2020-10-16 2020-09-24 4 Hodges Philip ALT Restricted Stock Units ("RSUs") M - Exercise D -16,850 0
2020-10-16 2020-09-24 4 Hodges Philip ALT Common Stock, par value $0.0001 M - Exercise D 16,850 36,306
2020-10-16 2020-09-24 4 Drutz David ALT Restricted Stock Units ("RSUs") M - Exercise D -16,850 0
2020-10-16 2020-09-24 4 Drutz David ALT Common Stock, par value $0.0001 M - Exercise D 16,850 17,543
2020-10-16 2020-09-24 4 SAYARE MITCHEL ALT Restricted Stock Units ("RSUs") M - Exercise D -25,275 0
2020-10-16 2020-09-24 4 SAYARE MITCHEL ALT Common Stock, par value $0.0001 M - Exercise D 25,275 26,363
2020-10-16 2020-09-24 4 GILL JOHN ALT Restricted Stock Units ("RSUs") M - Exercise D -16,850 0
2020-10-16 2020-09-24 4 GILL JOHN ALT Common Stock, par value $0.0001 M - Exercise D 16,850 19,624
2020-10-16 2020-09-24 4 Pisano Wayne ALT Restricted Stock Units ("RSUs") M - Exercise D -16,850 0
2020-10-16 2020-09-24 4 Pisano Wayne ALT Common Stock, par value $0.0001 M - Exercise D 16,850 18,850
2020-10-02 2020-09-30 4 Garg Vipin K ALT Common Stock, par value $0.0001 F - Taxes D 13.2000 -2,015 -27 321,759
2020-09-28 2020-09-24 4 GILL JOHN ALT Stock Options (option to buy) A - Award D 12.03 25,500 25,500
2020-09-28 2020-09-24 4 Jorkasky Diane ALT Stock Options (option to buy) A - Award D 12.03 9,500 9,500
2020-09-28 2020-09-24 4 Schafer Klaus ALT Stock Options (option to buy) A - Award D 12.03 25,500 25,500
2020-09-28 2020-09-24 4 SAYARE MITCHEL ALT Stock Options (option to buy) A - Award D 12.03 25,500 25,500
2020-09-28 2020-09-24 4 Drutz David ALT Stock Options (option to buy) A - Award D 12.03 25,500 25,500
2020-09-28 2020-09-24 4 Pisano Wayne ALT Stock Options (option to buy) A - Award D 12.03 25,500 25,500
2020-09-28 2020-09-24 4 Hodges Philip ALT Stock Options (option to buy) A - Award D 12.03 25,500 25,500
2020-08-31 2020-08-30 4 Garg Vipin K ALT Common Stock, par value $0.0001 F - Taxes D 17.6200 -2,015 -36 323,774
2020-08-04 2020-07-31 4 Garg Vipin K ALT Common Stock, par value $0.0001 A - Award D 1.4600 11,674 17 325,789
2020-08-04 2020-07-31 4 Roberts M Scot ALT Common Stock, par value $0.0001 A - Award D 1.4600 3,859 6 9,394
2020-08-04 2020-07-31 4 Brown William Michael ALT Common Stock, par value $0.0001 A - Award D 1.4600 7,920 12 15,981
2020-08-04 2020-07-31 4 Harris Matthew Scott ALT Common Stock, par value $0.0001 A - Award D 1.4600 8,084 12 8,084
2020-08-03 2020-07-30 4 Garg Vipin K ALT Common Stock, par value $0.0001 F - Taxes D 26.0600 -2,015 -53 314,115
2020-07-01 2020-06-30 4 Garg Vipin K ALT Common Stock, par value $0.0001 F - Taxes D 10.7100 -2,015 -22 316,130
2020-06-29 2020-06-25 4 Schafer Klaus ALT Restricted Stock Units ("RSUs") C - Conversion D 16,850 16,850
2020-06-29 2020-06-25 4 Hodges Philip ALT Restricted Stock Units ("RSUs") A - Award D 16,850 16,850
2020-06-29 2020-06-25 4 Drutz David ALT Restricted Stock Units ("RSUs") A - Award D 16,850 16,850
2020-06-15 2020-06-15 4 Venrock Healthcare Capital Partners III, L.P. By Funds ALT Common Stock P - Purchase I 7.5400 1,500,000 11,310 4,500,000
2020-06-02 2020-05-30 4 Garg Vipin K ALT Common Stock, par value $0.0001 F - Taxes D 9.2800 -2,015 -19 318,145
2020-05-28 2020-05-28 4 Venrock Healthcare Capital Partners III, L.P. By Funds ALT Common Stock P - Purchase I 8.8700 173,711 1,541 3,000,000
2020-05-28 2020-05-28 4 Venrock Healthcare Capital Partners III, L.P. By Funds ALT Common Stock P - Purchase I 7.7900 27,763 216 2,826,289
2020-05-28 2020-05-27 4 Venrock Healthcare Capital Partners III, L.P. By Funds ALT Common Stock P - Purchase I 7.9200 277,000 2,194 2,798,526
2020-05-28 2020-05-27 4 Venrock Healthcare Capital Partners III, L.P. By Funds ALT Common Stock P - Purchase I 7.2300 125,162 905 2,521,526
2020-05-28 2020-05-26 4 Venrock Healthcare Capital Partners III, L.P. By Funds ALT Common Stock P - Purchase I 9.7800 390,547 3,820 2,396,364
2020-05-28 2020-05-26 4 Venrock Healthcare Capital Partners III, L.P. By Funds ALT Common Stock P - Purchase I 8.7900 309,453 2,720 2,005,817
2020-05-28 3 Shah Nimish P By Funds ALT Common Stock I 3,392,728
2020-05-28 3 Shah Nimish P By Funds ALT Common Stock I 3,392,728
2020-05-28 3 Shah Nimish P By Funds ALT Common Stock I 3,392,728
2020-05-28 3 Shah Nimish P By Funds ALT Common Stock I 3,392,728
2020-05-28 3 Shah Nimish P By Funds ALT Common Stock I 3,392,728
2020-05-28 3 Shah Nimish P By Funds ALT Common Stock I 3,392,728
2020-05-28 3 Shah Nimish P By Funds ALT Common Stock I 3,392,728
2020-05-28 3 Shah Nimish P By Funds ALT Common Stock I 3,392,728
2020-05-28 3 Shah Nimish P By Funds ALT Common Stock I 3,392,728
2020-05-28 3 Shah Nimish P By Funds ALT Common Stock I 3,392,728
2020-05-18 2020-05-15 4 VELOCITY PHARMACEUTICAL HOLDINGS LLC ALT Common Stock S - Sale D 4.6500 -30,622 -142 1,687,250
2020-05-18 2020-05-14 4 VELOCITY PHARMACEUTICAL HOLDINGS LLC ALT Common Stock S - Sale D 4.8100 -169,378 -815 1,717,872
2020-05-12 2020-05-11 4 Jorkasky Diane ALT Stock Options (option to buy) A - Award D 3.15 40,000 40,000
2020-05-04 2020-04-30 4 Garg Vipin K ALT Common Stock, par value $0.0001 F - Taxes D 3.0500 -2,015 -6 320,160
2020-04-01 2020-03-31 4 Garg Vipin K ALT Common Stock, par value $0.0001 F - Taxes D 3.0200 -2,016 -6 322,175
2020-03-03 2020-02-29 4 Garg Vipin K ALT Common Stock, par value $0.0001 F - Taxes D 3.7000 -2,015 -7 324,191
2020-02-14 3 Velocity Pharma Management, LLC ALT Common Stock D 3,774,500
2020-02-14 3 Velocity Pharma Management, LLC ALT Common Stock D 3,774,500
2020-02-14 3 Velocity Pharma Management, LLC ALT Common Stock D 3,774,500
2020-02-14 3 Velocity Pharma Management, LLC ALT Common Stock D 3,774,500
2020-02-14 3 Velocity Pharma Management, LLC ALT Common Stock D 3,774,500
2020-02-14 3 Velocity Pharma Management, LLC ALT Common Stock D 3,774,500
2020-02-04 2020-01-31 4 Brown William Michael ALT Common Stock, par value $0.0001 A - Award D 1.4600 8,061 12 8,061
2020-02-04 2020-01-31 4 Garg Vipin K ALT Common Stock, par value $0.0001 A - Award D 1.4600 11,289 16 326,206
2020-02-04 2020-01-31 4 Roberts M Scot ALT Common Stock, par value $0.0001 A - Award D 1.4600 3,698 5 5,535
2020-02-03 2020-01-30 4 Garg Vipin K ALT Common Stock, par value $0.0001 F - Taxes D 1.7700 -2,015 -4 314,917
2020-01-03 2020-01-02 4 Brown William Michael ALT Stock Options (option to buy) A - Award D 1.92 61,400 61,400
2020-01-03 2020-01-02 4 Harris Matthew Scott ALT Stock Options (option to buy) A - Award D 1.92 61,400 61,400
2020-01-03 2020-01-02 4 Garg Vipin K ALT Stock Options (option to buy) A - Award D 1.92 149,500 149,500
2020-01-03 2020-01-02 4 Roberts M Scot ALT Stock Options (option to buy) A - Award D 1.92 61,400 61,400
2020-01-02 2019-12-30 4 Garg Vipin K ALT Common Stock, par value $0.0001 F - Taxes D 1.8000 -1,999 -4 316,932
2019-12-03 2019-11-30 4 Garg Vipin K ALT Common Stock, par value $0.0001 F - Taxes D 1.8200 -23,976 -44 318,931
2019-09-11 2019-09-09 4 Harris Matthew Scott ALT Stock Options (option to buy) A - Award D 2.13 107,000 107,000
2019-09-05 2019-09-05 4 Garg Vipin K ALT Common Stock, par value $0.0001 P - Purchase D 2.1000 20,000 42 342,907
2019-06-19 2019-06-17 4 Tasker Sybil ALT Stock Options (option to buy) A - Award D 2.46 20,000 20,000
2019-06-12 2019-06-10 4 Brown William Michael ALT Stock Options (option to buy) A - Award D 2.34 50,000 50,000
2019-03-27 2019-03-26 4 Roberts M Scot ALT Stock Options (option to buy) A - Award D 2.95 38,000 38,000
2019-03-27 2019-03-26 4 Tasker Sybil ALT Stock Options (option to buy) A - Award D 2.95 38,000 38,000
2019-01-04 2019-01-02 4 Brown William Michael ALT Stock Options (option to buy) A - Award D 2.60 30,000 30,000
2019-01-04 2019-01-02 4 Hodges Philip ALT Stock Options (option to buy) A - Award D 2.60 20,000 20,000
2019-01-04 2019-01-02 4 Schafer Klaus ALT Stock Options (option to buy) A - Award D 2.60 20,000 20,000
2019-01-04 2019-01-02 4 SAYARE MITCHEL ALT Stock Options (option to buy) A - Award D 2.60 30,000 30,000
2019-01-04 2019-01-02 4 Pisano Wayne ALT Stock Options (option to buy) A - Award D 2.60 20,000 20,000
2019-01-04 2019-01-02 4 Drutz David ALT Stock Options (option to buy) A - Award D 2.60 20,000 20,000
2019-01-04 2019-01-02 4 GILL JOHN ALT Stock Options (option to buy) A - Award D 2.60 20,000 20,000
2019-01-04 2019-01-02 4 Roberts M Scot ALT Stock Options (option to buy) A - Award D 2.60 30,000 30,000
2019-01-04 2019-01-02 4 Tasker Sybil ALT Stock Options (option to buy) A - Award D 2.60 30,000 30,000
2018-12-04 2018-11-30 4 Garg Vipin K ALT Stock Options (option to buy) A - Award D 3.59 111,421 111,421
2018-12-04 2018-11-30 4 Garg Vipin K ALT Stock Options (option to buy) A - Award D 3.59 211,486 211,486
2018-12-04 2018-11-30 4 Garg Vipin K ALT Common Stock, par value $0.0001 A - Award D 322,907 322,907
2018-10-11 2018-10-09 4 Pisano Wayne ALT Common Stock, par value $0.0001 P - Purchase D 4.5900 2,000 9 2,000
2018-09-14 2018-09-12 4 Novartis Bioventures Ltd ALT Warrants J - Other I 2.67 -465,086 0
2018-09-14 2018-09-12 4 Novartis Bioventures Ltd ALT Common Stock, par value $0.0001 J - Other I 2,069,993 8,345,145
2018-07-13 2018-07-11 4 Novartis Bioventures Ltd ALT Series B Convertible Preferred Stock J - Other I 2.67 940.0000 -345 -324 0
2018-07-13 2018-07-11 4 Novartis Bioventures Ltd ALT Common Stock, par value $0.0001 J - Other I 663,346 6,275,152
2018-06-19 2018-06-15 4 Novartis Bioventures Ltd ALT Common Stock, par value $0.0001 J - Other I 14,449 5,611,806
2018-06-15 2018-06-13 4 Novartis Bioventures Ltd ALT Series B Convertible Preferred Stock J - Other I 2.67 -345 345
2018-06-15 2018-06-13 4 Novartis Bioventures Ltd ALT Common Stock, par value $0.0001 J - Other I 720,878 5,597,357
2018-05-29 2018-05-25 4 Enright William ALT Common Stock, par value $0.0001 P - Purchase D 0.5076 1,300 1 365,839
2018-05-23 2018-05-21 4 Tasker Sybil ALT Stock Options (option to buy) A - Award D 0.44 50,016 50,016
2018-05-23 2018-05-21 4 Roberts M Scot ALT Stock Options (option to buy) M - Exercise D 0.08 -55,120 0
2018-05-23 2018-05-21 4 Roberts M Scot ALT Stock Options (option to buy) A - Award D 0.44 50,016 50,016
2018-05-23 2018-05-21 4 Roberts M Scot ALT Common Stock, par value $0.0001 M - Exercise D 0.0800 55,120 4 55,120
2018-05-23 2018-05-21 4 Enright William ALT Stock Options (option to buy) A - Award D 0.44 103,158 103,158
2018-05-17 2018-05-16 4 Novartis Bioventures Ltd ALT Series B Convertible Preferred Stock J - Other I 2.67 -345 690
2018-05-17 2018-05-16 4 Novartis Bioventures Ltd ALT Common Stock, par value $0.0001 J - Other I 767,728 4,876,479
2018-05-17 2018-05-15 4 Novartis Bioventures Ltd ALT Common Stock, par value $0.0001 J - Other I 274,703 4,108,751
2018-04-18 2018-04-16 4 Novartis Bioventures Ltd ALT Series B Convertible Preferred Stock J - Other I 2.67 -345 1,035
2018-04-18 2018-04-16 4 Novartis Bioventures Ltd ALT Common Stock, par value $0.0001 J - Other I 217,159 3,834,048
2018-04-18 2018-04-16 4 Novartis Bioventures Ltd ALT Common Stock, par value $0.0001 J - Other I 482,907 3,616,889
2018-04-06 2018-04-05 4 SAYARE MITCHEL ALT Stock Options (option to buy) A - Award D 0.95 35,000 35,000
2018-03-19 2018-03-15 4 Novartis Bioventures Ltd ALT Series B Convertible Preferred Stock J - Other I 2.67 -345 1,380
2018-03-19 2018-03-15 4 Novartis Bioventures Ltd ALT Common Stock, par value $0.0001 J - Other I 261,969 3,133,982
2018-02-23 2017-06-06 4 Roberts M Scot Shares held by spouse of Reporting Person ALT Common Stock, par value $0.0001 P - Purchase I 4.4200 449 2 449
2018-02-15 2018-02-15 4 Truffle Capital S.A.S. ALT Common Stock, par value $0.0001 J - Other I 4,483 76,700
2018-02-15 2018-02-15 4 Truffle Capital S.A.S. ALT Common Stock, par value $0.0001 J - Other I 4,483 76,700
2018-02-15 2018-02-15 4 Truffle Capital S.A.S. ALT Common Stock, par value $0.0001 J - Other I 5,977 139,184
2018-02-15 2018-02-13 4 Truffle Capital S.A.S. ALT Series B Convertible Preferred Stock J - Other I 2.67 -23 114
2018-02-15 2018-02-13 4 Truffle Capital S.A.S. ALT Series B Convertible Preferred Stock J - Other I 2.67 -23 114
2018-02-15 2018-02-13 4 Truffle Capital S.A.S. ALT Series B Convertible Preferred Stock J - Other I 2.67 -30 152
2018-02-15 2018-02-13 4 Truffle Capital S.A.S. ALT Common Stock, par value $0.0001 J - Other I 17,789 72,217
2018-02-15 2018-02-13 4 Truffle Capital S.A.S. ALT Common Stock, par value $0.0001 J - Other I 17,789 72,217
2018-02-15 2018-02-13 4 Truffle Capital S.A.S. ALT Common Stock, par value $0.0001 J - Other I 23,719 133,207
2018-02-15 2018-02-15 4 Novartis Bioventures Ltd ALT Common Stock, par value $0.0001 J - Other I 67,925 2,872,013
2018-02-15 2018-02-13 4 Novartis Bioventures Ltd ALT Series B Convertible Preferred Stock J - Other I 2.67 -345 1,725
2018-02-15 2018-02-13 4 Novartis Bioventures Ltd ALT Common Stock, par value $0.0001 J - Other I 269,527 2,804,088
2018-01-19 2018-01-17 4 Novartis Bioventures Ltd ALT Series B Convertible Preferred Stock J - Other I 2.67 -345 2,070
2018-01-19 2018-01-17 4 Novartis Bioventures Ltd ALT Common Stock, par value $0.0001 J - Other I 176,586 2,534,561
2018-01-19 2018-01-17 4 Truffle Capital S.A.S. ALT Series B Convertible Preferred Stock J - Other I 2.67 -23 137
2018-01-19 2018-01-17 4 Truffle Capital S.A.S. ALT Series B Convertible Preferred Stock J - Other I 2.67 -23 137
2018-01-19 2018-01-17 4 Truffle Capital S.A.S. ALT Series B Convertible Preferred Stock J - Other I 2.67 -30 182
2018-01-19 2018-01-17 4 Truffle Capital S.A.S. ALT Common Stock, par value $0.0001 J - Other I 11,655 54,428
2018-01-19 2018-01-17 4 Truffle Capital S.A.S. ALT Common Stock, par value $0.0001 J - Other I 11,655 54,428
2018-01-19 2018-01-17 4 Truffle Capital S.A.S. ALT Common Stock, par value $0.0001 J - Other I 15,541 109,488
2018-01-04 2018-01-02 4 Enright William ALT Stock Options (option to buy) M - Exercise D 0.08 -183,347 0
2018-01-04 2018-01-02 4 Enright William ALT Common Stock, par value $0.0001 M - Exercise D 0.0800 183,347 15 364,511
2018-01-03 2017-12-29 4 SAYARE MITCHEL ALT Common Stock, par value $0.0001 P - Purchase I 1.9535 5,100 10 32,650
2018-01-02 2017-12-29 4 SCHAFFER DERACE L ALT Common Stock, par value $0.0001 P - Purchase D 1.9323 38,699 75 589,453
2018-01-02 2017-12-28 4 SCHAFFER DERACE L ALT Common Stock, par value $0.0001 P - Purchase D 1.9191 58,711 113 550,754
2017-12-27 2017-12-27 4 SCHAFFER DERACE L ALT Common Stock, par value $0.0001 P - Purchase D 1.7700 27,706 49 492,043
2017-12-27 2017-12-27 4 SCHAFFER DERACE L ALT Common Stock, par value $0.0001 P - Purchase D 1.7634 50,000 88 464,337
2017-12-27 2017-12-26 4 SCHAFFER DERACE L ALT Common Stock, par value $0.0001 P - Purchase D 1.8131 51,442 93 414,337
2017-12-27 2017-12-22 4 SCHAFFER DERACE L ALT Common Stock, par value $0.0001 P - Purchase D 1.6059 17,982 29 362,895
2017-12-15 2017-12-15 4 Novartis Bioventures Ltd ALT Common Stock, par value $0.0001 J - Other I 65,718 2,357,975
2017-12-15 2017-12-13 4 Novartis Bioventures Ltd ALT Series B Convertible Preferred Stock J - Other I 2.67 -345 2,415
2017-12-15 2017-12-13 4 Novartis Bioventures Ltd ALT Common Stock, par value $0.0001 J - Other I 242,694 2,292,257
2017-12-15 2017-12-15 4 Truffle Capital S.A.S. ALT Common Stock, par value $0.0001 J - Other I 4,337 42,773
2017-12-15 2017-12-15 4 Truffle Capital S.A.S. ALT Common Stock, par value $0.0001 J - Other I 4,337 42,773
2017-12-15 2017-12-15 4 Truffle Capital S.A.S. ALT Common Stock, par value $0.0001 J - Other I 5,784 93,947
2017-12-15 2017-12-13 4 Truffle Capital S.A.S. ALT Series B Convertible Preferred Stock J - Other I 2.67 -23 159
2017-12-15 2017-12-13 4 Truffle Capital S.A.S. ALT Series B Convertible Preferred Stock J - Other I 2.67 -23 159
2017-12-15 2017-12-13 4 Truffle Capital S.A.S. ALT Series B Convertible Preferred Stock J - Other I 2.67 -30 212
2017-12-15 2017-12-13 4 Truffle Capital S.A.S. ALT Common Stock, par value $0.0001 J - Other I 16,018 38,436
2017-12-15 2017-12-13 4 Truffle Capital S.A.S. ALT Common Stock, par value $0.0001 J - Other I 16,018 38,436
2017-12-15 2017-12-13 4 Truffle Capital S.A.S. ALT Common Stock, par value $0.0001 J - Other I 21,357 88,163
2017-12-08 2017-12-07 4 SCHAFFER DERACE L ALT Common Stock, par value $0.0001 P - Purchase D 1.7421 7,639 13 344,913
2017-12-08 2017-12-06 4 SCHAFFER DERACE L ALT Common Stock, par value $0.0001 P - Purchase D 1.8003 16,106 29 337,274
2017-12-05 2017-12-05 4 SCHAFFER DERACE L ALT Common Stock, par value $0.0001 P - Purchase D 1.7775 13,495 24 321,168
2017-12-05 2017-12-04 4 SCHAFFER DERACE L ALT Common Stock, par value $0.0001 P - Purchase D 1.8076 7,300 13 307,673
2017-12-05 2017-12-01 4 SCHAFFER DERACE L ALT Common Stock, par value $0.0001 P - Purchase D 1.8034 5,215 9 300,373
2017-11-30 2017-11-30 4 SCHAFFER DERACE L ALT Common Stock, par value $0.0001 P - Purchase D 1.8351 12,978 24 295,158
2017-11-30 2017-11-29 4 SCHAFFER DERACE L ALT Common Stock, par value $0.0001 P - Purchase D 1.9362 7,942 15 282,180
2017-11-30 2017-11-28 4 SCHAFFER DERACE L ALT Common Stock, par value $0.0001 P - Purchase D 1.9722 12,395 24 274,238
2017-11-27 2017-11-27 4 SCHAFFER DERACE L ALT Common Stock, par value $0.0001 P - Purchase D 1.9976 10,042 20 261,843
2017-11-27 2017-11-24 4 SCHAFFER DERACE L ALT Common Stock, par value $0.0001 P - Purchase D 2.0233 6,505 13 251,801
2017-11-27 2017-11-22 4 SCHAFFER DERACE L ALT Common Stock, par value $0.0001 P - Purchase D 2.1024 5,261 11 245,296
2017-11-21 2017-11-21 4 SCHAFFER DERACE L ALT Common Stock, par value $0.0001 P - Purchase D 2.0599 7,236 15 240,035
2017-11-21 2017-11-20 4 SCHAFFER DERACE L ALT Common Stock, par value $0.0001 P - Purchase D 2.0745 4,800 10 232,799
2017-11-21 2017-11-17 4 SCHAFFER DERACE L ALT Common Stock, par value $0.0001 P - Purchase D 2.1210 6,295 13 227,999
2017-11-16 2017-11-14 4 Novartis Bioventures Ltd ALT Series B Convertible Preferred Stock J - Other I 2.67 -345 2,760
2017-11-16 2017-11-14 4 Novartis Bioventures Ltd ALT Common Stock, par value $0.0001 J - Other I 182,262 2,049,563
2017-11-16 2017-11-14 4 Truffle Capital S.A.S. ALT Series B Convertible Preferred Stock J - Other I 2.67 -23 182
2017-11-16 2017-11-14 4 Truffle Capital S.A.S. ALT Series B Convertible Preferred Stock J - Other I 2.67 -23 182
2017-11-16 2017-11-14 4 Truffle Capital S.A.S. ALT Series B Convertible Preferred Stock J - Other I 2.67 -30 243
2017-11-16 2017-11-14 4 Truffle Capital S.A.S. ALT Common Stock, par value $0.0001 J - Other I 12,030 22,418
2017-11-16 2017-11-14 4 Truffle Capital S.A.S. ALT Common Stock, par value $0.0001 J - Other I 12,030 22,418
2017-11-16 2017-11-14 4 Truffle Capital S.A.S. ALT Common Stock, par value $0.0001 J - Other I 16,039 66,806
2017-10-17 2017-10-17 4 Hodges Philip ALT Common Stock, par value $0.0001 J - Other I -1,278,471 0
2017-10-17 2017-10-13 4 Hodges Philip ALT Stock Options (option to buy) A - Award D 2.50 20,000 20,000
2017-10-17 2017-10-13 4 Drutz David ALT Stock Options (option to buy) A - Award D 2.50 20,000 20,000
2017-10-17 2017-10-13 4 GILL JOHN ALT Stock Options (option to buy) A - Award D 2.50 20,000 20,000
2017-10-17 2017-10-13 4 Schafer Klaus ALT Stock Options (option to buy) A - Award D 2.50 20,000 20,000
2017-10-17 2017-10-13 4 SCHAFFER DERACE L ALT Stock Options (option to buy) A - Award D 2.50 20,000 20,000
2017-10-17 2017-10-13 4 SAYARE MITCHEL ALT Stock Options (option to buy) A - Award D 2.50 20,000 20,000
2017-09-26 2017-09-22 4 CZEREPAK ELIZABETH ALT Stock Options (option to buy) A - Award D 2.48 62,500 62,500
2017-09-26 2017-09-22 4 CZEREPAK ELIZABETH ALT Stock Options (option to buy) A - Award D 2.48 62,500 62,500
2017-09-26 2017-09-22 4 Enright William ALT Stock Options (option to buy) A - Award D 2.48 125,000 125,000
2017-09-26 2017-09-22 4 Roberts M Scot ALT Stock Options (option to buy) A - Award D 2.48 50,000 50,000
2017-09-26 2017-09-22 4 Tasker Sybil ALT Stock Options (option to buy) A - Award D 2.48 50,000 50,000
2017-08-28 2017-08-25 4 SCHAFFER DERACE L ALT Common Stock, par value $0.0001 P - Purchase D 2.2478 50,000 112 221,704
2017-08-28 2017-08-24 4 SCHAFFER DERACE L ALT Common Stock, par value $0.0001 P - Purchase D 2.2447 17,326 39 171,704
2017-08-24 2017-08-23 4 Drutz David ALT Common Stock, par value $0.0001 P - Purchase D 2.2679 5,000 11 30,777
2017-08-24 2017-08-22 4 Drutz David ALT Common Stock, par value $0.0001 P - Purchase D 2.1515 5,000 11 25,777
2017-08-23 2017-08-23 4 SCHAFFER DERACE L ALT Common Stock, par value $0.0001 P - Purchase D 2.2225 43,352 96 154,378
2017-08-23 2017-08-22 4 SCHAFFER DERACE L ALT Common Stock, par value $0.0001 P - Purchase D 2.1012 5,958 13 111,026
2017-08-23 2017-08-21 4 SCHAFFER DERACE L ALT Common Stock, par value $0.0001 P - Purchase D 2.0213 690 1 105,068
2017-08-23 2017-08-21 4 Truffle Capital S.A.S. ALT Warrant P - Purchase I 2.67 30,696 30,696
2017-08-23 2017-08-21 4 Truffle Capital S.A.S. ALT Warrant P - Purchase I 2.67 30,696 30,696
2017-08-23 2017-08-21 4 Truffle Capital S.A.S. ALT Warrant P - Purchase I 2.67 40,927 40,927
2017-08-23 2017-08-21 4 Truffle Capital S.A.S. ALT Series B Convertible Preferred Stock P - Purchase I 2.67 940.0000 205 193 205
2017-08-23 2017-08-21 4 Truffle Capital S.A.S. ALT Series B Convertible Preferred Stock P - Purchase I 2.67 940.0000 205 193 205
2017-08-23 2017-08-21 4 Truffle Capital S.A.S. ALT Series B Convertible Preferred Stock P - Purchase I 2.67 940.0000 273 257 273
2017-08-23 2017-08-21 4 Novartis Bioventures Ltd ALT Warrant P - Purchase I 2.67 465,086 465,086
2017-08-23 2017-08-21 4 Novartis Bioventures Ltd ALT Series B Convertible Preferred Stock P - Purchase I 2.67 940.0000 3,104 2,918 3,104
2017-08-18 2017-08-16 4 Enright William ALT Stock Options (option to buy) M - Exercise D 0.08 -91,733 0
2017-08-18 2017-08-16 4 Enright William ALT Stock Options (option to buy) M - Exercise D 0.08 -71,644 0
2017-08-18 2017-08-16 4 Enright William ALT Common Stock M - Exercise D 0.0800 91,733 7 181,164
2017-08-18 2017-08-16 4 Enright William ALT Common Stock M - Exercise D 0.0800 71,644 6 89,431
2017-06-08 2017-06-06 4 Tasker Sybil ALT Stock Options (option to buy) A - Award D 4.12 40,000 40,000
2017-06-06 2017-06-02 4 GILL JOHN ALT Common Stock, par value $0.0001 P - Purchase D 4.3435 1,000 4 83,224
2017-05-15 3 Truffle Capital S.A.S. ALT Common Stock, par value $0.0001 I 1,673,508
2017-05-15 3 Truffle Capital S.A.S. ALT Common Stock, par value $0.0001 I 1,976,436
2017-05-15 3 Truffle Capital S.A.S. ALT Common Stock, par value $0.0001 I 1,790,496
2017-05-15 3 Truffle Capital S.A.S. ALT Common Stock, par value $0.0001 I 1,744,083
2017-05-15 3 Truffle Capital S.A.S. ALT Common Stock, par value $0.0001 I 1,739,752
2017-05-15 3 Truffle Capital S.A.S. ALT Common Stock, par value $0.0001 I 1,711,834
2017-05-15 3 Truffle Capital S.A.S. ALT Common Stock, par value $0.0001 I 1,677,047
2017-05-15 3 Truffle Capital S.A.S. ALT Common Stock, par value $0.0001 I 1,666,197
2017-05-15 3 Truffle Capital S.A.S. ALT Common Stock, par value $0.0001 I 1,611,160
2017-05-15 3 Truffle Capital S.A.S. ALT Common Stock, par value $0.0001 I 1,562,167
2017-05-15 3 Truffle Capital S.A.S. ALT Common Stock, par value $0.0001 I 1,561,648
2017-05-15 3 Truffle Capital S.A.S. ALT Common Stock, par value $0.0001 I 1,570,781
2017-05-15 3 Truffle Capital S.A.S. ALT Common Stock, par value $0.0001 I 1,561,648
2017-05-15 3 Truffle Capital S.A.S. ALT Common Stock, par value $0.0001 I 1,562,167
2017-05-15 3 Truffle Capital S.A.S. ALT Common Stock, par value $0.0001 I 1,611,160
2017-05-15 3 Truffle Capital S.A.S. ALT Common Stock, par value $0.0001 I 1,673,508
2017-05-15 3 Truffle Capital S.A.S. ALT Common Stock, par value $0.0001 I 1,666,197
2017-05-15 3 Truffle Capital S.A.S. ALT Common Stock, par value $0.0001 I 1,677,047
2017-05-15 3 Truffle Capital S.A.S. ALT Common Stock, par value $0.0001 I 1,711,834
2017-05-15 3 Truffle Capital S.A.S. ALT Common Stock, par value $0.0001 I 1,739,752
2017-05-15 3 Truffle Capital S.A.S. ALT Common Stock, par value $0.0001 I 1,744,083
2017-05-15 3 Truffle Capital S.A.S. ALT Common Stock, par value $0.0001 I 1,790,496
2017-05-15 3 Truffle Capital S.A.S. ALT Common Stock, par value $0.0001 I 1,976,436
2017-05-15 3 Truffle Capital S.A.S. ALT Common Stock, par value $0.0001 I 1,570,781
2017-05-08 3 Novartis Bioventures Ltd NASDAQ:ALT Common Stock, par value $0.0001 I 3,734,602
2017-05-08 3 Novartis Bioventures Ltd NASDAQ:ALT Common Stock, par value $0.0001 I 3,734,602
2017-05-08 3 Novartis Bioventures Ltd NASDAQ:ALT Common Stock, par value $0.0001 I 3,734,602
2017-05-08 2017-05-04 4 Roberts M Scot NASDAQ:ALT Stock Option (option to buy) A - Award D 13.38 11,235 11,235
2017-05-08 2017-05-04 4 Roberts M Scot NASDAQ:ALT Stock Option (option to buy) A - Award D 0.59 8,956 8,956
2017-05-08 2017-05-04 4 Roberts M Scot NASDAQ:ALT Stock Option (option to buy) A - Award D 2.59 8,956 8,956
2017-05-08 2017-05-04 4 Roberts M Scot NASDAQ:ALT Stock Option (option to buy) A - Award D 0.08 55,120 55,120
2017-05-08 2017-05-04 4 Hodges Philip NASDAQ:ALT Common Stock, par value $0.0001 A - Award I 4,455 4,455
2017-05-08 2017-05-04 4 Hodges Philip NASDAQ:ALT Common Stock, par value $0.0001 A - Award I 36,785 36,785
2017-05-08 2017-05-04 4 Hodges Philip NASDAQ:ALT Common Stock, par value $0.0001 A - Award I 1,278,471 1,278,471
2017-05-08 2017-05-04 4 Schafer Klaus NASDAQ:ALT Stock Option (option to buy) A - Award D 0.59 1,791 1,791
2017-05-08 2017-05-04 4 Schafer Klaus NASDAQ:ALT Stock Option (option to buy) A - Award D 0.08 1,791 1,791
2017-05-08 2017-05-04 4 Schafer Klaus NASDAQ:ALT Stock Option (option to buy) A - Award D 0.08 1,791 1,791
2017-05-08 2017-05-04 4 Schafer Klaus NASDAQ:ALT Stock Option (option to buy) A - Award D 0.08 4,775 4,775
2017-05-08 2017-05-04 4 Schafer Klaus NASDAQ:ALT Common Stock, par value $0.0001 A - Award D 5,998 5,998
2017-05-08 2017-05-04 4 Tasker Sybil NASDAQ:ALT Stock Options (option to buy) A - Award D 13.38 48,691 48,691
2017-05-08 2017-05-04 4 Drutz David NASDAQ:ALT Stock Option (option to buy) A - Award D 0.59 4,177 4,177
2017-05-08 2017-05-04 4 Drutz David NASDAQ:ALT Stock Option (option to buy) A - Award D 0.08 4,178 4,178
2017-05-08 2017-05-04 4 Drutz David NASDAQ:ALT Stock Option (option to buy) A - Award D 0.08 4,178 4,178
2017-05-08 2017-05-04 4 Drutz David NASDAQ:ALT Stock Option (option to buy) A - Award D 0.08 2,090 2,090
2017-05-08 2017-05-04 4 Drutz David NASDAQ:ALT Stock Option (option to buy) A - Award D 0.08 1,791 1,791
2017-05-08 2017-05-04 4 Drutz David NASDAQ:ALT Stock Option (option to buy) A - Award D 0.08 1,791 1,791
2017-05-08 2017-05-04 4 Drutz David NASDAQ:ALT Stock Option (option to buy) A - Award D 0.08 4,755 4,755
2017-05-08 2017-05-04 4 Drutz David NASDAQ:ALT Common Stock, par value $0.0001 A - Award D 20,777 20,777
2017-05-08 2017-05-04 4 CZEREPAK ELIZABETH NASDAQ:ALT Stock Option (option to buy) A - Award D 13.38 18,727 18,727
2017-05-08 2017-05-04 4 CZEREPAK ELIZABETH NASDAQ:ALT Stock Option (option to buy) A - Award D 13.35 178,595 178,595
2017-05-08 2017-05-04 4 Enright William NASDAQ:ALT Stock Options (option to buy) A - Award D 6.50 99,927 99,927
2017-05-08 2017-05-04 4 Enright William NASDAQ:ALT Stock Options (option to buy) A - Award D 0.08 183,347 183,347
2017-05-08 2017-05-04 4 Enright William NASDAQ:ALT Stock Options (option to buy) A - Award D 0.08 91,733 91,733
2017-05-08 2017-05-04 4 Enright William NASDAQ:ALT Stock Options (option to buy) A - Award D 0.08 71,644 71,644
2017-05-08 2017-05-04 4 Enright William NASDAQ:ALT Stock Options (option to buy) A - Award D 2.59 125,887 125,887
2017-05-08 2017-05-04 4 Enright William NASDAQ:ALT Common Stock, par value $0.0001 A - Award D 17,787 17,787
2017-01-24 2017-01-20 4 Runge Jeffrey W. PIP Stock Option (right to buy) M - Exercise D 3.11 -20,000 0
2017-01-24 2017-01-20 4 Runge Jeffrey W. PIP Common Stock, par value $0.0001 per share M - Exercise D 3.1100 20,000 62 197,700
2017-01-17 2017-01-13 4 SCHAFFER DERACE L PIP Stock option (right to buy) M - Exercise D 2.20 -20,000 0
2017-01-17 2017-01-13 4 SCHAFFER DERACE L PIP Common Stock, $0.0001 par value per share M - Exercise D 2.2000 20,000 44 1,043,782
2017-01-05 2017-01-04 4 St Peter Steven PIP Stock Option (right to buy) M - Exercise D 2.20 -20,000 0
2017-01-05 2017-01-04 4 St Peter Steven PIP Stock Option (right to buy) M - Exercise D 2.47 -20,000 0
2017-01-05 2017-01-04 4 St Peter Steven PIP Stock Option (right to buy) M - Exercise D 3.11 -20,000 0
2017-01-05 2017-01-04 4 St Peter Steven PIP Stock Option (right to buy) M - Exercise D 2.59 -10,000 0
2017-01-05 2017-01-04 4 St Peter Steven PIP Common Stock, par value $0.0001 per share M - Exercise D 2.2000 20,000 44 205,004
2017-01-05 2017-01-04 4 St Peter Steven PIP Common Stock, par value $0.0001 per share M - Exercise D 3.1100 20,000 62 185,004
2017-01-05 2017-01-04 4 St Peter Steven PIP Common Stock, par value $0.0001 per share M - Exercise D 2.4700 20,000 49 165,004
2017-01-05 2017-01-04 4 St Peter Steven PIP Common Stock, par value $0.0001 per share M - Exercise D 2.5900 10,000 26 145,004
2016-12-22 2016-12-21 4 MACNEILL PHILIP PIP Employee Stock Option (right to buy) M - Exercise D 1.66 -17,657 35,312
2016-12-22 2016-12-21 4 MACNEILL PHILIP PIP Employee Stock Option (right to buy) M - Exercise D 1.71 -5,000 5,000
2016-12-22 2016-12-21 4 MACNEILL PHILIP PIP Common Stock, par value $0.0001 per share M - Exercise D 1.6600 17,657 29 126,346
2016-12-22 2016-12-21 4 MACNEILL PHILIP PIP Common Stock, par value $0.0001 per share M - Exercise D 1.7100 5,000 9 108,689
2016-12-09 2016-12-09 4 PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C. PIP Common Stock, par value $0.0001 per share S - Sale I 3.2600 -436,324 -1,422 6,626,403
2016-12-09 2016-12-08 4 PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C. PIP Common Stock, par value $0.0001 per share S - Sale I 3.2500 -440,479 -1,432 7,062,727
2016-12-09 2016-12-07 4 PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C. PIP Common Stock, par value $0.0001 per share S - Sale I 3.2600 -477,829 -1,558 7,503,206
2016-11-30 2016-11-28 4 Runge Jeffrey W. PIP Stock Option (right to buy) M - Exercise D 2.20 -20,000 0
2016-11-30 2016-11-28 4 Runge Jeffrey W. PIP Common Stock, par value $0.0001 per share M - Exercise D 2.2000 20,000 44 177,700
2016-11-23 2016-11-22 4 RICHMAN ERIC I PIP Stock option (right to buy) M - Exercise D 1.69 -20,000 0
2016-11-23 2016-11-22 4 RICHMAN ERIC I PIP Stock option (right to buy) M - Exercise D 2.20 -20,000 0
2016-11-23 2016-11-22 4 RICHMAN ERIC I PIP Stock option (right to buy) M - Exercise D 1.71 -135,660 0
2016-11-23 2016-11-22 4 RICHMAN ERIC I PIP Stock Option (right to buy) M - Exercise D 1.94 -240,000 0
2016-11-23 2016-11-22 4 RICHMAN ERIC I PIP Stock Option (right to buy) M - Exercise D 1.19 -37,500 0
2016-11-23 2016-11-22 4 RICHMAN ERIC I PIP Stock Option (right to buy) M - Exercise D 2.46 -30,573 0
2016-11-23 2016-11-22 4 RICHMAN ERIC I PIP Common Stock, $0.0001 par value per share M - Exercise D 2.2000 20,000 44 898,055
2016-11-23 2016-11-22 4 RICHMAN ERIC I PIP Common Stock, $0.0001 par value per share M - Exercise D 1.6900 20,000 34 878,055
2016-11-23 2016-11-22 4 RICHMAN ERIC I PIP Common Stock, $0.0001 par value per share M - Exercise D 1.7100 135,660 232 858,055
2016-11-23 2016-11-22 4 RICHMAN ERIC I PIP Common Stock, $0.0001 par value per share M - Exercise D 1.9400 240,000 466 722,395
2016-11-23 2016-11-22 4 RICHMAN ERIC I PIP Common Stock, $0.0001 par value per share M - Exercise D 1.1900 37,500 45 482,395
2016-11-23 2016-11-22 4 RICHMAN ERIC I PIP Common Stock, $0.0001 par value per share M - Exercise D 2.4600 30,573 75 444,895
2016-11-23 2016-11-22 4 SAYARE MITCHEL PIP Stock option (right to buy) M - Exercise D 2.20 -20,000 0
2016-11-23 2016-11-22 4 SAYARE MITCHEL PIP Stock option (right to buy) M - Exercise D 1.52 -20,000 0
2016-11-23 2016-11-22 4 SAYARE MITCHEL PIP Stock option (right to buy) M - Exercise D 1.69 -20,000 0
2016-11-23 2016-11-22 4 SAYARE MITCHEL PIP Stock option (right to buy) M - Exercise D 1.81 -18,361 0
2016-11-23 2016-11-22 4 SAYARE MITCHEL PIP Stock option (right to buy) M - Exercise D 1.51 -20,000 0
2016-11-23 2016-11-22 4 SAYARE MITCHEL PIP Stock option (right to buy) M - Exercise D 1.64 -20,000 0
2016-11-23 2016-11-22 4 SAYARE MITCHEL PIP Stock option (right to buy) M - Exercise D 1.45 -20,000 0
2016-11-23 2016-11-22 4 SAYARE MITCHEL PIP Stock option (right to buy) M - Exercise D 2.67 -52,139 0
2016-11-23 2016-11-22 4 SAYARE MITCHEL PIP Stock option (right to buy) M - Exercise D 2.67 -60,000 0
2016-11-23 2016-11-22 4 SAYARE MITCHEL PIP Stock option (right to buy) M - Exercise D 1.60 -20,000 0
2016-11-23 2016-11-22 4 SAYARE MITCHEL PIP Common Stock, $0.0001 par value per share M - Exercise D 2.2000 20,000 44 275,500
2016-11-23 2016-11-22 4 SAYARE MITCHEL PIP Common Stock, $0.0001 par value per share M - Exercise D 1.6900 20,000 34 255,500
2016-11-23 2016-11-22 4 SAYARE MITCHEL PIP Common Stock, $0.0001 par value per share M - Exercise D 1.8100 18,361 33 235,500
2016-11-23 2016-11-22 4 SAYARE MITCHEL PIP Common Stock, $0.0001 par value per share M - Exercise D 1.5100 20,000 30 217,139
2016-11-23 2016-11-22 4 SAYARE MITCHEL PIP Common Stock, $0.0001 par value per share M - Exercise D 1.6400 20,000 33 197,139
2016-11-23 2016-11-22 4 SAYARE MITCHEL PIP Common Stock, $0.0001 par value per share M - Exercise D 1.4500 20,000 29 177,139
2016-11-23 2016-11-22 4 SAYARE MITCHEL PIP Common Stock, $0.0001 par value per share M - Exercise D 2.6700 52,139 139 157,139
2016-11-23 2016-11-22 4 SAYARE MITCHEL PIP Common Stock, $0.0001 par value per share M - Exercise D 2.6700 60,000 160 105,000
2016-11-23 2016-11-22 4 SAYARE MITCHEL PIP Common Stock, $0.0001 par value per share M - Exercise D 1.6000 20,000 32 45,000
2016-11-23 2016-11-22 4 SAYARE MITCHEL PIP Common Stock, $0.0001 par value per share M - Exercise D 1.5200 20,000 30 25,000
2016-11-23 2016-11-22 4 GILL JOHN PIP Employee Stock Option (right to buy) M - Exercise D 2.20 -100,000 0
2016-11-23 2016-11-22 4 GILL JOHN PIP Common Stock, $0.0001 par value per share M - Exercise D 2.2000 100,000 220 822,244
2016-10-04 2016-09-30 4 SCHAFFER DERACE L PIP Stock option (right to buy) M - Exercise D 2.47 -20,000 0
2016-10-04 2016-09-30 4 SCHAFFER DERACE L PIP Stock option (right to buy) M - Exercise D 1.69 -20,000 0
2016-10-04 2016-09-30 4 SCHAFFER DERACE L PIP Stock option (right to buy) M - Exercise D 1.51 -20,000 0
2016-10-04 2016-09-30 4 SCHAFFER DERACE L PIP Stock option (right to buy) M - Exercise D 1.64 -20,000 0
2016-10-04 2016-09-30 4 SCHAFFER DERACE L PIP Stock option (right to buy) M - Exercise D 1.45 -20,000 0
2016-10-04 2016-09-30 4 SCHAFFER DERACE L PIP Stock option (right to buy) M - Exercise D 1.60 -20,000 0
2016-10-04 2016-09-30 4 SCHAFFER DERACE L PIP Stock option (right to buy) M - Exercise D 2.59 -10,000 0
2016-10-04 2016-09-30 4 SCHAFFER DERACE L PIP Common Stock, $0.0001 par value per share M - Exercise D 1.6900 20,000 34 1,023,782
2016-10-04 2016-09-30 4 SCHAFFER DERACE L PIP Common Stock, $0.0001 par value per share M - Exercise D 1.5100 20,000 30 1,003,782
2016-10-04 2016-09-30 4 SCHAFFER DERACE L PIP Common Stock, $0.0001 par value per share M - Exercise D 1.6400 20,000 33 983,782
2016-10-04 2016-09-30 4 SCHAFFER DERACE L PIP Common Stock, $0.0001 par value per share M - Exercise D 1.4500 20,000 29 963,782
2016-10-04 2016-09-30 4 SCHAFFER DERACE L PIP Common Stock, $0.0001 par value per share M - Exercise D 1.6000 20,000 32 943,782
2016-10-04 2016-09-30 4 SCHAFFER DERACE L PIP Common Stock, $0.0001 par value per share M - Exercise D 2.4700 20,000 49 923,782
2016-10-04 2016-09-30 4 SCHAFFER DERACE L PIP Common Stock, $0.0001 par value per share M - Exercise D 2.5900 10,000 26 903,782
2016-09-30 2016-09-28 4 RICHMAN ERIC I PIP Employee Stock Option (right to buy) M - Exercise D 1.19 -37,500 37,500
2016-09-30 2016-09-28 4 RICHMAN ERIC I PIP Employee Stock Option (right to buy) M - Exercise D 1.51 -100,000 0
2016-09-30 2016-09-28 4 RICHMAN ERIC I PIP Employee Stock Option (right to buy) M - Exercise D 1.48 -100,000 0
2016-09-30 2016-09-28 4 RICHMAN ERIC I PIP Common Stock, $0.0001 par value per share M - Exercise D 1.1900 37,500 45 414,322
2016-09-30 2016-09-28 4 RICHMAN ERIC I PIP Common Stock, $0.0001 par value per share M - Exercise D 1.4800 100,000 148 376,822
2016-09-30 2016-09-28 4 RICHMAN ERIC I PIP Common Stock, $0.0001 par value per share M - Exercise D 1.5100 100,000 151 276,822
2016-09-21 2016-09-20 4 MACNEILL PHILIP PIP Employee Stock Option (right to buy) M - Exercise D 1.66 -17,656 52,969
2016-09-21 2016-09-20 4 MACNEILL PHILIP PIP Employee Stock Option (right to buy) M - Exercise D 1.71 -10,000 10,000
2016-09-21 2016-09-20 4 MACNEILL PHILIP PIP Employee Stock Option (right to buy) M - Exercise D 1.94 -14,063 4,687
2016-09-21 2016-09-20 4 MACNEILL PHILIP PIP Employee Stock Option (right to buy) M - Exercise D 1.13 -5,625 0
2016-09-21 2016-09-20 4 MACNEILL PHILIP PIP Employee Stock Option (right to buy) M - Exercise D 1.21 -1,845 0
2016-09-21 2016-09-20 4 MACNEILL PHILIP PIP Employee Stock Option (right to buy) M - Exercise D 1.21 -4,500 0
2016-09-21 2016-09-20 4 MACNEILL PHILIP PIP Common Stock, par value $0.0001 per share M - Exercise D 1.6600 17,656 29 103,689
2016-09-21 2016-09-20 4 MACNEILL PHILIP PIP Common Stock, par value $0.0001 per share M - Exercise D 1.7100 10,000 17 86,033
2016-09-21 2016-09-20 4 MACNEILL PHILIP PIP Common Stock, par value $0.0001 per share M - Exercise D 1.9400 14,063 27 76,033
2016-09-21 2016-09-20 4 MACNEILL PHILIP PIP Common Stock, par value $0.0001 per share M - Exercise D 1.1300 5,625 6 61,970
2016-09-21 2016-09-20 4 MACNEILL PHILIP PIP Common Stock, par value $0.0001 per share M - Exercise D 1.2100 1,845 2 56,345
2016-09-21 2016-09-20 4 MACNEILL PHILIP PIP Common Stock, par value $0.0001 per share M - Exercise D 1.2100 4,500 5 54,500
2016-09-20 2016-09-16 4 St Peter Steven PIP Employee Stock Option (right to buy) M - Exercise D 1.69 -20,000 0
2016-09-20 2016-09-16 4 St Peter Steven PIP Employee Stock Option (right to buy) M - Exercise D 1.60 -20,000 0
2016-09-20 2016-09-16 4 St Peter Steven PIP Employee Stock Option (right to buy) M - Exercise D 1.81 -10,004 0
2016-09-20 2016-09-16 4 St Peter Steven PIP Employee Stock Option (right to buy) M - Exercise D 1.51 -20,000 0
2016-09-20 2016-09-16 4 St Peter Steven PIP Employee Stock Option (right to buy) M - Exercise D 1.64 -20,000 0
2016-09-20 2016-09-16 4 St Peter Steven PIP Employee Stock Option (right to buy) M - Exercise D 1.45 -20,000 0
2016-09-20 2016-09-16 4 St Peter Steven PIP Common Stock, par value $0.0001 per share M - Exercise D 1.6900 20,000 34 135,004
2016-09-20 2016-09-16 4 St Peter Steven PIP Common Stock, par value $0.0001 per share M - Exercise D 1.8100 10,004 18 115,004
2016-09-20 2016-09-16 4 St Peter Steven PIP Common Stock, par value $0.0001 per share M - Exercise D 1.5100 20,000 30 105,000
2016-09-20 2016-09-16 4 St Peter Steven PIP Common Stock, par value $0.0001 per share M - Exercise D 1.6400 20,000 33 85,000
2016-09-20 2016-09-16 4 St Peter Steven PIP Common Stock, par value $0.0001 per share M - Exercise D 1.4500 20,000 29 65,000
2016-09-20 2016-09-16 4 St Peter Steven PIP Common Stock, par value $0.0001 per share M - Exercise D 1.6000 20,000 32 45,000
2016-09-19 2016-09-16 4 GILL JOHN PIP Employee Stock Option (right to buy) M - Exercise D 2.47 -20,000 0
2016-09-19 2016-09-16 4 GILL JOHN PIP Employee Stock Option (right to buy) M - Exercise D 2.59 -10,000 0
2016-09-19 2016-09-16 4 GILL JOHN PIP Common Stock, par value $0.0001 per share M - Exercise D 2.4700 20,000 49 722,244
2016-09-19 2016-09-16 4 GILL JOHN PIP Common Stock, par value $0.0001 per share M - Exercise D 2.5900 10,000 26 702,244
2016-09-19 2016-09-15 4 GILL JOHN PIP Employee Stock Option (right to buy) M - Exercise D 1.51 -20,000 0
2016-09-19 2016-09-15 4 GILL JOHN PIP Employee Stock Option (right to buy) M - Exercise D 1.60 -20,000 0
2016-09-19 2016-09-15 4 GILL JOHN PIP Employee Stock Option (right to buy) M - Exercise D 1.64 -20,000 0
2016-09-19 2016-09-15 4 GILL JOHN PIP Employee Stock Option (right to buy) M - Exercise D 1.45 -20,000 0
2016-09-19 2016-09-15 4 GILL JOHN PIP Common Stock, par value $0.0001 per share M - Exercise D 1.5100 20,000 30 692,244
2016-09-19 2016-09-15 4 GILL JOHN PIP Common Stock, par value $0.0001 per share M - Exercise D 1.6400 20,000 33 672,244
2016-09-19 2016-09-15 4 GILL JOHN PIP Common Stock, par value $0.0001 per share M - Exercise D 1.4500 20,000 29 652,244
2016-09-19 2016-09-15 4 GILL JOHN PIP Common Stock, par value $0.0001 per share M - Exercise D 1.6000 20,000 32 632,244
2016-09-19 2016-09-15 4 Runge Jeffrey W. PIP Employee Stock Option (right to buy) M - Exercise D 1.69 -20,000 0
2016-09-19 2016-09-15 4 Runge Jeffrey W. PIP Employee Stock Option (right to buy) M - Exercise D 1.35 -20,000 0
2016-09-19 2016-09-15 4 Runge Jeffrey W. PIP Employee Stock Option (right to buy) M - Exercise D 1.51 -20,000 0
2016-09-19 2016-09-15 4 Runge Jeffrey W. PIP Employee Stock Option (right to buy) M - Exercise D 1.64 -20,000 0
2016-09-19 2016-09-15 4 Runge Jeffrey W. PIP Employee Stock Option (right to buy) M - Exercise D 1.45 -20,000 0
2016-09-19 2016-09-15 4 Runge Jeffrey W. PIP Employee Stock Option (right to buy) M - Exercise D 1.60 -20,000 0
2016-09-19 2016-09-15 4 Runge Jeffrey W. PIP Common Stock, par value $0.0001 per share M - Exercise D 1.6900 20,000 34 157,700
2016-09-19 2016-09-15 4 Runge Jeffrey W. PIP Common Stock, par value $0.0001 per share M - Exercise D 1.5100 20,000 30 137,700
2016-09-19 2016-09-15 4 Runge Jeffrey W. PIP Common Stock, par value $0.0001 per share M - Exercise D 1.6400 20,000 33 117,700
2016-09-19 2016-09-15 4 Runge Jeffrey W. PIP Common Stock, par value $0.0001 per share M - Exercise D 1.4500 20,000 29 97,700
2016-09-19 2016-09-15 4 Runge Jeffrey W. PIP Common Stock, par value $0.0001 per share M - Exercise D 1.6000 20,000 32 77,700
2016-09-19 2016-09-15 4 Runge Jeffrey W. PIP Common Stock, par value $0.0001 per share M - Exercise D 1.3500 20,000 27 57,700
2016-06-03 2016-06-01 4 SCHAFFER DERACE L PIP Stock option (right to buy) A - Award D 2.20 2.2000 20,000 44 20,000
2016-06-03 2016-06-01 4 RICHMAN ERIC I PIP Stock option (right to buy) A - Award D 2.20 2.2000 20,000 44 20,000
2016-06-03 2016-06-01 4 SAYARE MITCHEL PIP Stock option (right to buy) A - Award D 2.20 2.2000 20,000 44 20,000
2016-06-03 2016-06-01 4 St Peter Steven PIP Stock option (right to buy) A - Award D 2.20 2.2000 20,000 44 20,000
2016-06-03 2016-06-01 4 GILL JOHN PIP Stock option (right to buy) A - Award D 2.20 2.2000 100,000 220 100,000
2016-06-03 2016-06-01 4 Runge Jeffrey W. PIP Stock option (right to buy) A - Award D 2.20 2.2000 20,000 44 20,000
2016-04-15 2016-04-13 4 RICHMAN ERIC I PIP Employee Stock Option (right to buy) M - Exercise D 1.19 -75,000 75,000
2016-04-15 2016-04-13 4 RICHMAN ERIC I PIP Employee Stock Option (right to buy) M - Exercise D 1.16 -91,121 0
2016-04-15 2016-04-13 4 RICHMAN ERIC I PIP Employee Stock Option (right to buy) M - Exercise D 1.16 -150,000 0
2016-04-15 2016-04-13 4 RICHMAN ERIC I PIP Employee Stock Option (right to buy) M - Exercise D 1.76 -13,233 0
2016-04-15 2016-04-13 4 RICHMAN ERIC I PIP Common Stock, $0.0001 par value per share S - Sale D 2.2000 -75,000 -165 176,822
2016-04-15 2016-04-13 4 RICHMAN ERIC I PIP Common Stock, $0.0001 par value per share M - Exercise D 1.1900 75,000 89 251,822
2016-04-15 2016-04-13 4 RICHMAN ERIC I PIP Common Stock, $0.0001 par value per share S - Sale D 2.2000 -91,121 -200 176,822
2016-04-15 2016-04-13 4 RICHMAN ERIC I PIP Common Stock, $0.0001 par value per share M - Exercise D 1.1600 91,121 106 267,943
2016-04-15 2016-04-13 4 RICHMAN ERIC I PIP Common Stock, $0.0001 par value per share S - Sale D 2.2000 -150,000 -330 176,822
2016-04-15 2016-04-13 4 RICHMAN ERIC I PIP Common Stock, $0.0001 par value per share M - Exercise D 1.1600 150,000 174 326,822
2016-04-15 2016-04-13 4 RICHMAN ERIC I PIP Common Stock, $0.0001 par value per share S - Sale D 2.2000 -13,233 -29 176,822
2016-04-15 2016-04-13 4 RICHMAN ERIC I PIP Common Stock, $0.0001 par value per share M - Exercise D 1.7600 13,233 23 190,055
2016-04-11 2016-04-08 4 RICHMAN ERIC I PIP Employee Stock Option (right to buy) M - Exercise D 1.76 -6,400 13,233
2016-04-11 2016-04-08 4 RICHMAN ERIC I PIP Common Stock, $0.0001 par value per share S - Sale D 2.2000 -6,400 -14 176,822
2016-04-11 2016-04-08 4 RICHMAN ERIC I PIP Common Stock, $0.0001 par value per share M - Exercise D 1.7600 6,400 11 183,222
2016-04-11 2016-04-07 4 RICHMAN ERIC I PIP Employee Stock Option (right to buy) M - Exercise D 1.76 -5,367 19,633
2016-04-11 2016-04-07 4 RICHMAN ERIC I PIP Common Stock, $0.0001 par value per share S - Sale D 2.2000 -5,367 -12 176,822
2016-04-11 2016-04-07 4 RICHMAN ERIC I PIP Common Stock, $0.0001 par value per share M - Exercise D 1.7600 5,367 9 182,189
2015-12-07 2015-12-03 4 MACNEILL PHILIP PIP Stock Options (right to buy) A - Award D 1.66 70,625 70,625
2015-12-07 2015-12-03 4 MACNEILL PHILIP PIP Common Stock, par value $0.0001 per share A - Award D 25,000 50,000
2015-11-09 2015-11-05 4 GILL JOHN PIP Common Stock, par value $0.0001 per share A - Award D 612,244 612,244
2015-08-04 2015-08-02 4 St Peter Steven PIP Stock options (right to buy) A - Award D 1.69 20,000 20,000
2015-08-04 2015-08-02 4 Runge Jeffrey W. PIP Stock option (right to buy) A - Award D 1.69 20,000 20,000
2015-08-04 2015-08-02 4 RICHMAN ERIC I PIP Stock options (right to buy) A - Award D 1.69 20,000 20,000
2015-08-04 2015-08-02 4 SAYARE MITCHEL PIP Stock options (right to buy) A - Award D 1.69 20,000 20,000
2015-08-04 2015-08-02 4 SCHAFFER DERACE L PIP Stock option (right to buy) A - Award D 1.69 20,000 20,000
2015-05-05 3 MACNEILL PHILIP PIP Common Stock, par value $0.0001 per share D 50,000
2015-05-05 3 MACNEILL PHILIP PIP Common Stock, par value $0.0001 per share D 50,000
2015-05-05 2015-05-01 4 MACNEILL PHILIP PIP Common Stock, par value $0.0001 per share A - Award D 25,000 25,000
2015-03-27 3 Jones Jeffrey Michael PIP Common Stock, par value $0.0001 per share D 5,088
2015-03-27 3 Jones Jeffrey Michael PIP Common Stock, par value $0.0001 per share D 5,088
2015-03-23 2015-03-19 4 St Peter Steven PIP Common Stock, $0.0001 par value per share P - Purchase D 1.6485 25,000 41 25,000
2015-03-13 2015-03-11 4 Jones Jeffrey Michael PIP Common Stock, par value $0.0001 per share A - Award D 25,000 27,544
2015-01-09 2015-01-07 4 CHANG LINDA L PIP Option to Purchase M - Exercise D 1.13 -29,600 45,400
2015-01-09 2015-01-07 4 CHANG LINDA L PIP Common Stock, $0.0001 par value per share S - Sale D 2.1000 -29,600 -62 30,000
2015-01-09 2015-01-07 4 CHANG LINDA L PIP Common Stock, $0.0001 par value per share M - Exercise D 1.1300 29,600 33 59,600
2015-01-05 2014-12-31 4 St Peter Steven PIP Stock options (right to buy) A - Award D 1.81 10,004 10,004
2015-01-05 2014-12-31 4 McCleary Joel PIP Stock options (right to buy) A - Award D 1.81 5,061 5,061
2015-01-05 2014-12-31 4 MARKISON BRIAN A PIP Stock options (right to buy) A - Award D 1.81 12,241 12,241
2015-01-05 2014-12-31 4 SAYARE MITCHEL PIP Stock options (right to buy) A - Award D 1.81 18,361 18,361
2014-12-15 2014-12-11 4 RICHMAN ERIC I PIP Stock options (right to buy) A - Award D 1.71 271,320 271,320
2014-12-10 2014-12-08 4 CHANG LINDA L PIP Stock options (right to buy) A - Award D 1.71 186,207 186,207
2014-12-10 2014-12-08 4 Cook Francesca M PIP Stock options (right to buy) A - Award D 1.71 171,582 171,582
2014-12-10 2014-12-08 4 MORGES WAYNE PIP Stock options (right to buy) A - Award D 1.71 167,096 167,096
2014-09-24 2014-09-22 4 PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C. PIP Common Stock, par value $0.0001 per share P - Purchase I 1.5500 8,500 13 7,981,035
2014-09-24 2014-09-22 4 PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C. PIP Common Stock, par value $0.0001 per share P - Purchase I 1.5400 6,500 10 7,972,535
2014-08-14 3 FROHLICH PHIL FN 2 PIP Common Stock, par value $0.0001 per share I 15,932,070
2014-08-14 3 FROHLICH PHIL FN 2 PIP Common Stock, par value $0.0001 per share I 15,932,070
2014-08-14 3 FROHLICH PHIL FN 2 PIP Common Stock, par value $0.0001 per share I 15,932,070
2014-06-20 2014-06-18 4 SCHAFFER DERACE L PIP Stock option (right to buy) A - Award D 1.51 20,000 20,000
2014-06-20 2014-06-18 4 MARKISON BRIAN A PIP Stock option (right to buy) A - Award D 1.51 20,000 20,000
2014-06-20 2014-06-18 4 SAYARE MITCHEL PIP Stock option (right to buy) A - Award D 1.51 20,000 20,000
2014-06-20 2014-06-18 4 St Peter Steven PIP Stock option (right to buy) A - Award D 1.51 20,000 20,000
2014-06-20 2014-06-18 4 McCleary Joel PIP Stock option (right to buy) A - Award D 1.51 20,000 20,000
2014-06-20 2014-06-18 4 GILL JOHN PIP Stock option (right to buy) A - Award D 1.51 20,000 20,000
2014-06-20 2014-06-18 4 Runge Jeffrey W. PIP Stock option (right to buy) A - Award D 1.51 20,000 20,000
2014-01-31 2014-01-29 4 RICHMAN ERIC I PIP Stock Options (right to buy) A - Award D 1.94 320,000 320,000
2014-01-31 2014-01-29 4 Cook Francesca M PIP Stock Options (right to buy) A - Award D 1.94 195,000 195,000
2014-01-31 2014-01-29 4 MORGES WAYNE PIP Stock Option (right to buy) A - Award D 1.94 190,000 190,000
2014-01-31 2014-01-29 4 CHANG LINDA L PIP Stock Options (right to buy) A - Award D 1.94 210,000 210,000
2013-09-26 3 FROHLICH PHIL See Footnotes PIP Common Stock, par value $0.0001 per share I 5,244,835
2013-06-13 2013-06-11 4 MARKISON BRIAN A PIP Stock option (right to buy) A - Award D 1.64 20,000 20,000
2013-06-13 2013-06-11 4 SAYARE MITCHEL PIP Stock option (right to buy) A - Award D 1.64 20,000 20,000
2013-06-13 2013-06-11 4 SCHAFFER DERACE L PIP Stock option (right to buy) A - Award D 1.64 20,000 20,000
2013-06-13 2013-06-11 4 St Peter Steven PIP Stock option (right to buy) A - Award D 1.64 20,000 20,000
2013-06-13 2013-06-11 4 McCleary Joel PIP Stock option (right to buy) A - Award D 1.64 20,000 20,000
2013-06-13 2013-06-11 4 GILL JOHN PIP Stock option (right to buy) A - Award D 1.64 20,000 20,000
2013-06-13 2013-06-11 4 Runge Jeffrey W. PIP Stock option (right to buy) A - Award D 1.64 20,000 20,000
2012-12-14 2012-12-12 4 RICHMAN ERIC I PIP Stock Options (right to buy) A - Award D 1.19 150,000 150,000
2012-12-05 2012-12-03 4 Cook Francesca M PIP Stock Options (right to buy) A - Award D 1.13 65,000 65,000
2012-12-05 2012-12-03 4 Karp Jordan P PIP Stock Options (right to buy) A - Award D 1.13 65,000 65,000
2012-12-05 2012-12-03 4 CHANG LINDA L PIP Stock Options (right to buy) A - Award D 1.13 75,000 75,000
2012-06-26 2012-06-22 4 MARKISON BRIAN A PIP Stock option (right to buy) A - Award D 1.45 20,000 20,000
2012-06-26 2012-06-22 4 SAYARE MITCHEL PIP Stock option (right to buy) A - Award D 1.45 20,000 20,000
2012-06-26 2012-06-22 4 SCHAFFER DERACE L PIP Stock option (right to buy) A - Award D 1.45 20,000 20,000
2012-06-26 2012-06-22 4 St Peter Steven PIP Stock option (right to buy) A - Award D 1.45 20,000 20,000
2012-06-26 2012-06-22 4 McCleary Joel PIP Stock option (right to buy) A - Award D 1.45 20,000 20,000
2012-06-26 2012-06-22 4 GILL JOHN PIP Stock option (right to buy) A - Award D 1.45 20,000 20,000
2012-06-26 2012-06-22 4 Runge Jeffrey W. PIP Stock option (right to buy) A - Award D 1.45 20,000 20,000
2012-03-08 2012-03-07 4 RICHMAN ERIC I PIP Common Stock, $0.0001 par value per share F - Taxes D -22,500 176,822
2012-01-24 2012-01-21 4 Cook Francesca M PIP Common Stock, $0.0001 par value per share F - Taxes D 1.3000 -3,059 -4 37,631
2012-01-04 2011-12-30 4 Karp Jordan P PIP Common Stock, $0.0001 par value per share F - Taxes D 1.2700 -7,863 -10 21,929
2011-11-18 3 CHANG LINDA L PIP Restricted Stock D 20,000
2011-09-26 3 MARKISON BRIAN A PIP No Securities Beneficially Owned D 0
2010-05-10 2010-05-06 4 FUERST THOMAS RICHARD PIP Stock Option (right to buy) A - Award D 1.38 20,000 20,000
2010-04-29 3 SAYARE MITCHEL PIP No Securities are beneficially owned D 0
2009-12-21 3 Runge Jeffrey W. PIP No securities are beneficially owned D 0
2009-03-11 2009-03-09 4 SCHAFFER DERACE L PIP Stock option (right to buy) A - Award D 2.59 10,000 10,000
2009-03-11 2009-03-09 4 McCleary Joel PIP Stock option (right to buy) A - Award D 2.59 10,000 10,000
2009-03-11 2009-03-09 4 PAPPAJOHN JOHN PIP Stock option (right to buy) A - Award D 2.59 10,000 10,000
2009-03-11 2009-03-09 4 GILL JOHN PIP Stock option (right to buy) A - Award D 2.59 10,000 10,000
2009-03-11 2009-03-09 4 St Peter Steven PIP Stock option (right to buy) A - Award D 2.59 10,000 10,000
2009-01-23 2009-01-21 4 MORGES WAYNE PIP Stock Option (right to buy) A - Award D 2.46 25,591 140,591
2009-01-23 2009-01-21 4 MORGES WAYNE PIP Common Stock, $0.0001 par value per share A - Award D 25,591 38,091
2009-01-23 2009-01-21 4 RICHMAN ERIC I PIP Stock Option (right to buy) A - Award D 2.46 30,573 290,573
2009-01-23 2009-01-21 4 RICHMAN ERIC I PIP Common Stock, $0.0001 par value per share A - Award D 30,573 60,573
2009-01-23 2009-01-21 4 Karp Jordan P PIP Stock Option (right to buy) A - Award D 2.46 4,792 204,792
2009-01-23 2009-01-21 4 Karp Jordan P PIP Common Stock, $0.0001 par value per share A - Award D 4,792 4,792
2009-01-23 2009-01-21 4 Fusco Joan PIP Stock Option (right to buy) A - Award D 2.46 23,312 180,812
2009-01-23 2009-01-21 4 Fusco Joan PIP Common Stock, $0.0001 par value per share A - Award D 23,312 40,812
2009-01-23 2009-01-21 4 Cook Francesca M PIP Stock Option (right to buy) A - Award D 2.46 25,737 165,737
2009-01-23 2009-01-21 4 Cook Francesca M PIP Common Stock, $0.0001 par value per share A - Award D 25,737 45,838
2009-01-23 2009-01-21 4 Riddle Valerie D PIP Stock Option (right to buy) A - Award D 2.46 27,503 227,503
2009-01-23 2009-01-21 4 Riddle Valerie D PIP Common Stock, $0.0001 par value per share A - Award D 27,503 58,824
2009-01-23 2009-01-21 4 Camut Christopher C PIP Stock Option (right to buy) A - Award D 2.46 25,308 240,308
2009-01-23 2009-01-21 4 Camut Christopher C PIP Common Stock, $0.0001 par value per share A - Award D 25,308 49,308
2008-11-21 2008-11-20 4 WRIGHT DAVID P PIP Common Stock P - Purchase D 0.9800 50,000 49 307,115
2008-11-21 2008-11-19 4 WRIGHT DAVID P PIP Common Stock P - Purchase D 0.9600 45,300 43 257,115
2008-11-20 2008-11-19 4 Price Kevin PIP Common Stock P - Purchase D 0.9500 2,500 2 2,500
2007-08-17 3/A CZEREPAK ELIZABETH Held by Bear Stearns Health Innoventures Group PIP Common Stock I 1,320,065
2007-08-08 3 CZEREPAK ELIZABETH Held by Bear Stearns Health Innoventures Group PIP Common Stock I 1,311,451
2007-08-07 3 AGUIAR ERIC HAQ Common Stock, $0.0001 par value per share D 125,000
2007-08-07 3 CAVANAUGH JAMES H By Partnership HAQ Common Stock, $0.0001 par value per share I 3,297,174
2007-08-06 3 ENGLANDER ISRAEL A HAQ Common stock, par value $0.001 (the "Common Stock") D 1,200,000
2007-08-06 2007-08-03 4 MILLENCO LLC HAQ Common stock S - Sale D 6.1800 -6,300 -39 984,500
2007-08-06 2007-08-03 4 MILLENCO LLC HAQ Common stock S - Sale D 6.1500 -2,500 -15 990,800
2007-08-06 2007-08-03 4 MILLENCO LLC HAQ Common stock S - Sale D 6.1000 -42,000 -256 993,300
2007-08-06 2007-08-03 4 MILLENCO LLC HAQ Common stock S - Sale D 6.1000 -50,000 -305 1,035,300
2007-08-06 2007-08-03 4 MILLENCO LLC HAQ Common stock S - Sale D 6.0500 -70,000 -424 1,085,300
2007-08-06 2007-08-03 4 MILLENCO LLC HAQ Common stock S - Sale D 6.1000 -13,700 -84 1,155,300
2007-08-06 2007-08-03 4 MILLENCO LLC HAQ Common stock S - Sale D 6.2000 -7,500 -46 1,169,000
2007-08-06 2007-08-03 4 MILLENCO LLC HAQ Common stock S - Sale D 6.1500 -2,700 -17 1,176,500
2007-08-06 2007-08-03 4 MILLENCO LLC HAQ Common stock S - Sale D 6.2800 -9,900 -62 1,179,200
2007-08-06 2007-08-03 4 MILLENCO LLC HAQ Common stock S - Sale D 6.2000 -5,000 -31 1,189,100
2007-08-06 2007-08-03 4 MILLENCO LLC HAQ Common stock, par value $0.001 ("Common Stock") S - Sale D 6.3900 -5,900 -38 1,194,100
P
공개 시장에서 또는 사적으로 비파생증권 또는 파생증권 매입
S
공개 시장에서 또는 사적으로 비파생증권 또는 파생증권 매각
A
자사로부터 유가증권(옵션 등)을 보조, 지급 또는 기타 취득
C
파생상품 전환
D
자사에게 유가증권을 매각 또는 양도
F
기업으로부터 인도 받은 유가증권의 일부를 사용한 행사 가격 또는 조세 채무의 지급
G
내부자에 의한 또는 내부자에게 증권 증여
K
지분스왑 및 유사 위험 회피거래
M
자사로부터 인도 받은 파생증권(옵션 등)의 행사 또는 전환
V
보고서 양식 4에 자진 신고된 거래
J
기타 (거래 내용을 설명하는 각주와 동반)
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