NMGX / Nano Magic Inc. - Insider Trading and Ownership Report - SEC Form 3, 4, 5

나노 매직 주식회사
US ˙ OTCPK

발행주식수 15,072,762 shares
내부자 지분22,870,707 shares
전체 내부자32
내부자 센티멘트 점수

내부자 센티멘트 점수를 통해서 내부자들이 법인 지분을 매입하는 기업들에 대해서 알아볼 수 있습니다.

이는 내부자의 누적도가 가장 높은 기업을 식별하는 정교하고 복합적인 지수를 분석하는 계량 모델의 결과 값입니다. 스코어링 모델은 이전 90일 동안 매수한 "내부자의 순 숫자", "매수한 주식의 총합", "내부자가 소유한 주식의 총합"의 조합을 사용합니다. 점수는 0에서 100 사이이며, 점수가 높을수록 피어(Peer: 동종업계 경쟁기업)에 대한 누적도가 높다는 것을 나타내며, 평균은 50입니다.

업데이트 주기: 일별

내부자의 누적도가 가장 높은 기업 목록을 확인할 수 있는 내부자들의 최다 선택(Insiders Top Picks)을 참고하십시오.

내부 경영진 센티멘트 점수

내부 경영진 센티멘트 점수를 통해서 내부 경영진들이 법인 지분을 매입하는 기업들에 대해서 알아볼 수 있습니다.

내부 거래의 정의에 따라 내부 경영진(기업 임원)도 내부자이지만, 다른 내부자(10% 주주 및 이사회 구성원)들과는 달리 내부 경영진은 매일 회사에서 근무하며, 거래 시에 자신의 자금을 사용합니다. (많은 경우에 10% 주주 및 이사회 구성원은 다른 사람의 자금을 관리하는 자금 관리자입니다.) 따라서 내부 경영진(기업 임원: Officer)의 내부 거래는 훨씬 더 중요하며 올바른 분석이 필요합니다.

내부자 센티멘트 점수와 마찬가지로 임원 감정 점수는 가장 높은 수준의 임원 축적을 가진 기업을 식별하는 정교하고 복합적인 지수 퀀트(Multi-factor quantitative) 모델의 결과입니다.

업데이트 주기: 일별

내부자의 누적도가 가장 높은 기업 목록을 확인할 수 있는 내부자들의 최다 선택(Insiders Top Picks)을 참고하십시오.

주요 내부자 지표

이 수치는 해당 기업이 다양한 내부자 지표에 따라 어떻게 순위를 매겨지는 지를 설명합니다. 백분위 순위는 이 기업이 미국 시장의 다른 기업들과 어떻게 비교되는지 보여줍니다. 순위가 높을수록 더 나은 상황에 있다는 것을 의미합니다.

예를 들어, 일반적으로 내부자의 매입은 긍정적인 지표라고 간주되어지기 때문에, 내부자의 매입(내부자의 매각, 역시도)가 적은 기업보다 내부자의 매입이 많은 기업은 순위가 높을 것입니다.

내부자의 순 매입(순위)

0 ( )
9016 out of 10948

내부자의 순 매입(Net Number of Insiders Buying)는 내부자 매수의 총 수에서 지난 90일 동안의 내부자 매도의 총 수를 뺀 값입니다. 여기에 백분위 순위가 표시됩니다(범위: 0~100%).

내부자가 매입한 플로트 비율 (순위)

0.000% ( )
8921 out of 10786

"내부자가 매입한 플로트 비율(Percent of Float Bought by Insiders)"은 내부자가 매입한 주식의 총 수에서 내부자가 매도한 주식의 총 수를 뺀 값을 전체 플로트로 나눈 값에 100을 곱한 값입니다. * ((내부자가 매입한 주식의 총 수 - 내부자가 매도한 주식의 총 수) ÷ 전체 플로트) x 100

내부자 트레이딩 차트

Nano Magic Inc. 내부자의 매매 거래는 아래 차트에 나와 있습니다. 내부자들은 기업의 임원(내부 경영진), 이사 또는 주요 투자자입니다. 일반적으로 내부자가 중요한 비공개 정보를 기반으로 자신이 속한 기업을 거래하는 것은 불법으로 간주됩니다. 이것은 내부자가 자신의 기업 내에서 행하는 모든 거래가 불법이라는 것을 뜻은 아닙니다. 그러나 그들은 자신들의 모든 거래를 양식 4를 통해 SEC에 보고해야만 합니다.

내부자의 명단 및 이익 지표

아래 표는 공개된 내부자의 목록이며, SEC에 공개된 제출 문서에서 자동으로 생성됩니다. "이름", "가장 최근의 직급", "이사, 임원 또는 10% 주주"에 대한 지정 외에도 최근에 공개된 보유 주식에 대한 정보를 보여줍니다. 또한 가능한 경우 내부자의 과거 거래 실적도 확인 가능합니다. 과거 거래 실적은 내부자가 실제 "공개 시장"(Open market) 매입 거래를 수행한 실적을 가중 평균한 값입니다. 이 계산 방법에 대한 자세한 내용은 유튜브 웨비나 를 참조하시면 됩니다.

See our leaderboard of most profitable insider traders.

내부자 평균 이익률 (%) 소유
지분
주식
분할
Douglas P Baker 1,349,100
Ronald J Berman Director, 10% Owner - [D] [10%] 1,039,149 1,039,149
Berman Tom J. President & CEO, Director - [D] [O] 462,179 462,179
Tracy K Bramlett Director - [D] 0 0
Carl Zeiss Inc. 10% Owner - [10%] 0 0
Richard Lee Fink Pres, Applied Nanotech, Inc. - [O] 105,999 105,999
Miles Geoffrey Gatland Director - [D] 222,840 222,840
Raymond William Gunn Director - [D] 36,924 36,924
Lara O'Connor Hodgson Director - [D] 5,333 5,333
Hollister John B. III 0
내부자 평균 이익률 (%) 소유
지분
주식
분할
Holmes Douglas Q. Director - [D] 40,529 40,529
Casey Hurbis Director - [D] 66,666 66,666
Alan Jernigan 0
Xin D Li Director - [D] 6,578,948 6,578,948
John Todd Lunsford Director - [D] 46,587 46,587
Magic Growth 2 LLC 10% Owner - [10%] 1,154,462 1,154,462
Magic Growth LLC 10% Owner - [10%] 980,771 980,771
PEN Comeback 2, LLC 10% Owner - [10%] 864,781 864,781
PEN Comeback, LLC 10% Owner - [10%] 1,275,366 1,275,366
Paul F Rocheleau Director - [D] 201,667 201,667
Robert Ronstadt Director - [D] 5,325,804 5,325,804
내부자 평균 이익률 (%) 소유
지분
주식
분할
Jeanne M Rickert Chief Legal Officer, Director - [D] [O] 628,867 628,867
Rickert Scott E. Chairman, Director, 10% Owner - [D] [O] [10%] 670,347 670,347
David M Sherbin Director - [D] 16,000 16,000
James A Sharp 0
Jacqueline M Soptick Chief Accounting Officer - [O] 19,457 19,457
Patrick V Stark Director - [D] 38,462 38,462
Leandro Vera 0
Bruce Vereecken CFO, Treasurer - [O] 2,825,882 2,825,882
Adam Craig Wasserman Chief Financial Officer - [O] 0 0
Howard G JR Westerman Director - [D] 263,687 263,687
Zvi Yaniv 1,245,600

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내부자의 매입 내역 추적: 단기 이익 분석

이 섹션에서는 NMGX / Nano Magic Inc.에서 계획되지 않은 "공개 시장"(Open market)의 내부자가 매입한 모든 상품의 수익성을 분석합니다. 이 분석을 통해서 내부자가 비정상적인 수익을 지속적으로 창출하는지 파악하는 데 도움이 되며, 이러한 분석은 수행해볼 가치가 있습니다. 이 분석은 개별 거래 후 1년 동안 수행한 것이며, 결과는 이론 값입니다. .

아래 표는 사전 거래 계획(Automated trading plan)에 포함되지 않은 가장 최근의 "공개 시장"(Open market)에서의 매입을 보여줍니다.

거래일 내부자 보고된
지분
보고된
가격
조정된
지분
조정된
가격
가격 기준 최고까지
일수
최고에서
가격
최고
이익 ($)
최고 수익률 (%)
2023-10-31 Rickert Scott E. 4,444 0.7500 4,444 0.7500 3,333 191 1.15 1,778 53.33
2023-10-31 Rickert Jeanne M 4,444 0.7500 4,444 0.7500 3,333
2023-05-17 BERMAN RONALD J 5,000 0.4500 5,000 0.4500 2,250
2022-05-25 BERMAN RONALD J 26,456 26,456
2021-09-10 BERMAN RONALD J 36,789 36,789
2021-07-23 BERMAN RONALD J 29,432 29,432

조정된 가격은 분할 조정 가격입니다. 조정된 지분은 분할 조정 지분입니다.

NMGX / Nano Magic Inc. Insider Trades
내부자 매매의 실적: 단기 손실 분석

이 섹선에서는 NMGX / Nano Magic Inc.에서 이루어진 "공개 시장(Open market)"에서의 모든 계획되지 않은 내부자 매매의 단기 손실 회피(Short-term loss avoidance)를 분석합니다. 일관된 손실 회피 패턴을 통해서 향후 매매 거래가 가격 하락을 초래할 수도 있음을 예상할 수 있습니다. 이 분석은 각 각 매매 거래 후 1년 동안의 자료이며, 결과는 이론 값입니다. .

아래 표는 사전 거래 계획(Automated trading plan)에 포함되지 않은 가장 최근의 공개 시장에서의 매매를 보여줍니다.

거래일 내부자 보고된
지분
보고된
가격
조정된
지분
조정된
가격
가격 기준 최저까지
일수
최저에서
가격
회피된
최대 손실($)
회피된
최대 손실율(%)
2017-05-23 Carl Zeiss Inc. 263,462 0.3800 263,462 0.3800 100,116 93 0.7100 86,943 86.84

조정된 가격은 분할 조정 가격입니다. 조정된 지분은 분할 조정 지분입니다.

NMGX / Nano Magic Inc. Insider Trades
거래 내역

전체 거래 내역을 보려면 링크 아이콘을 클릭하세요. 10b5-1 자동 거래 계획의 일부로 보고된 거래는 10b-5 열에 X 표시가 나타납니다.

보고일 거래일 양식 내부자 티커 증권 소유권 코드 10b5-1 직접 행사
가격
단위
가격
단위
변동
가치
변동 (단위: 1,000)
잔여
옵션
잔여
주식
2024-05-28 2024-05-23 4 BERMAN RONALD J NMGX Common Stock J - Other D 0.9000 2,000 2 1,039,149
2024-05-14 3 Hurbis Casey NMGX Common stock D 33,333
2023-12-07 2023-12-06 4 Rickert Scott E. NMGX Common Stock J - Other D 0.6500 36,924 24 670,347
2023-12-07 2023-12-06 4 Rickert Jeanne M NMGX Common Stock J - Other D 0.6500 36,924 24 628,867
2023-12-07 2023-12-06 4 Gunn Raymond William NMGX Common Stock J - Other D 0.6500 36,924 24 36,924
2023-12-07 2023-12-06 4 Gatland Miles Geoffrey NMGX Common Stock J - Other D 0.6500 36,924 24 222,840
2023-12-07 2023-12-06 4 Berman Tom J. NMGX Common Stock J - Other D 0.6500 36,924 24 462,179
2023-12-07 2023-12-06 4 BERMAN RONALD J NMGX Common Stock J - Other D 0.6500 36,924 24 1,037,149
2023-11-01 2023-10-31 4 Rickert Scott E. NMGX Common Stock P - Purchase I 0.7500 4,444 3 633,423
2023-11-01 2023-10-31 4 Rickert Jeanne M NMGX Common Stock P - Purchase I 0.7500 4,444 3 625,173
2023-05-22 2023-05-17 4 BERMAN RONALD J NMGX Common Stock P - Purchase D 0.4500 5,000 2 1,005,225
2022-12-08 2022-12-06 4 Berman Tom J. NMGX Common Stock J - Other D 0.7500 32,000 24 425,255
2022-12-08 2022-12-06 4 Rickert Scott E. NMGX Common Stock J - Other D 0.7500 32,000 24 628,498
2022-12-08 2022-12-06 4 BERMAN RONALD J NMGX Common Stock J - Other D 0.7500 32,000 24 1,000,225
2022-12-08 2022-12-06 4 Gatland Miles Geoffrey NMGX Common Stock J - Other D 0.7500 32,000 24 185,916
2022-12-08 2022-12-06 4 Rickert Jeanne M NMGX Common Stock J - Other D 0.7500 32,000 24 620,298
2022-12-08 2022-12-06 4 SHERBIN DAVID M NMGX Common Stock J - Other D 0.7500 16,000 12 16,000
2022-05-27 2022-05-25 4 BERMAN RONALD J NMGX Warrants P - Purchase I 1.50 26,456 972,643
2022-05-27 2022-05-25 4 BERMAN RONALD J NMGX Common Stock P - Purchase I 26,456 986,681
2022-02-17 3 Gatland Miles Geoffrey Through LLC investment NMGX Common stock I 368,400
2022-02-17 3 Gatland Miles Geoffrey NMGX Common stock D 153,916
2021-12-16 2021-12-14 4 Westerman Howard G JR NMGX Common Stock J - Other D 0.7500 8,000 6 263,687
2021-12-16 2021-12-14 4 Rickert Scott E. NMGX Common Stock J - Other D 0.7500 8,000 6 596,498
2021-12-16 2021-12-14 4 Rickert Jeanne M NMGX Common Stock J - Other D 0.7500 8,000 6 588,298
2021-12-16 2021-12-14 4 Hodgson Lara O'Connor NMGX Common Stock J - Other D 0.7500 5,333 4 5,333
2021-12-16 2021-12-14 4 Berman Tom J. NMGX Common Stock J - Other D 0.7500 8,000 6 393,255
2021-12-16 2021-12-14 4 BERMAN RONALD J NMGX Common Stock J - Other D 0.7500 8,000 6 968,225
2021-11-12 2021-11-10 4 BERMAN RONALD J NMGX Warrants J - Other I 1.50 462,625 947,187
2021-11-12 2021-11-10 4 BERMAN RONALD J NMGX Common Stock J - Other I -165,663 960,225
2021-11-12 2021-11-10 4 BERMAN RONALD J NMGX Common Stock J - Other D 165,663 960,225
2021-11-12 2021-11-10 4 Berman Tom J. NMGX Warrants J - Other I 1.50 481,435 3,389,191
2021-11-12 2021-11-10 4 Berman Tom J. NMGX Common Stock J - Other I -48,349 385,255
2021-11-12 2021-11-10 4 Berman Tom J. NMGX Common Stock J - Other D 48,349 385,255
2021-11-12 2021-11-10 4 Westerman Howard G JR NMGX Warrants J - Other I 1.50 -47,600 143,431
2021-11-12 2021-11-10 4 Westerman Howard G JR NMGX Common Stock J - Other I -81,965 255,687
2021-11-12 2021-11-10 4 Westerman Howard G JR NMGX Common Stock J - Other D 81,965 255,687
2021-11-12 2021-11-10 4 Fink Richard Lee NMGX Warrants J - Other I 1.50 -3,659 11,061
2021-11-12 2021-11-10 4 Fink Richard Lee NMGX Common Stock J - Other I -8,700 105,999
2021-11-12 2021-11-10 4 Fink Richard Lee NMGX Common Stock J - Other D 8,700 105,999
2021-11-10 3/A Fink Richard Lee NMGX Class A common stock Note D 17,500
2021-11-10 3/A Fink Richard Lee Note NMGX Class A common stock I 12,750
2021-11-10 2021-11-10 4 PEN Comeback, LLC NMGX Common Stock J - Other D -678,735 1,275,366
2021-11-10 2021-11-10 4 PEN Comeback 2, LLC NMGX Common Stock J - Other D -1,113,162 864,781
2021-09-15 2021-09-10 4/A BERMAN RONALD J NMGX Warrants P - Purchase I 1.50 36,788 440,949
2021-09-15 2021-09-10 4/A BERMAN RONALD J NMGX Common Stock P - Purchase I 36,789 740,156
2021-09-14 2021-09-10 4 BERMAN RONALD J NMGX Warrants P - Purchase I 1.50 36,788 871,528
2021-09-14 2021-09-10 4 BERMAN RONALD J NMGX Common Stock P - Purchase I 36,789 853,171
2021-07-26 2021-07-23 4 BERMAN RONALD J NMGX Warrants P - Purchase I 1.50 29,431 834,739
2021-07-26 2021-07-23 4 BERMAN RONALD J NMGX Common Stock P - Purchase I 29,432 816,381
2021-03-23 3 Magic Growth 2 LLC NMGX Common stock D 1,154,462
2021-03-04 2021-03-02 4 BERMAN RONALD J NMGX Option J - Other D 0.75 100,000 941,040
2021-03-04 2021-03-02 4 BERMAN RONALD J NMGX Common Stock J - Other D 0.9500 6,315 6 688,132
2021-03-04 2021-03-02 4 Rickert Scott E. NMGX Common Stock J - Other D 0.9500 6,315 6 588,498
2021-03-04 2021-03-02 4 Lunsford John Todd NMGX Common Stock J - Other D 0.9500 6,315 6 46,587
2021-03-04 2021-03-02 4 Rickert Jeanne M NMGX Common Stock J - Other D 0.9500 6,315 6 580,298
2021-03-04 2021-03-02 4 Berman Tom J. NMGX Options J - Other D 0.75 2,050,000 2,607,756
2021-03-04 2021-03-02 4 Berman Tom J. NMGX Common Stock J - Other D 0.9500 6,315 6 124,647
2021-03-04 2021-03-02 4 Westerman Howard G JR NMGX Common Stock J - Other D 0.9500 6,315 6 109,508
2020-12-09 2020-12-08 4 BERMAN RONALD J NMGX Common Stock P - Purchase D 0.9500 337 0 681,817
2020-12-09 2020-12-08 4 BERMAN RONALD J NMGX Common Stock P - Purchase D 0.8500 663 1 681,480
2020-12-09 2020-12-08 4 BERMAN RONALD J NMGX Common Stock P - Purchase D 0.8000 1,500 1 680,817
2020-12-09 2020-12-08 4 BERMAN RONALD J NMGX Common Stock P - Purchase D 0.7500 500 0 679,317
2020-10-26 2020-10-23 4 PEN Comeback, LLC The stock was distributed to its indirect owner. NMGX Common Stock J - Other I -120,000 1,954,101
2020-09-14 2020-09-14 4 Magic Growth LLC NMGX Warrant P - Purchase D 2.00 0.0500 130,750 7 980,725
2020-09-14 2020-09-14 4 Magic Growth LLC NMGX Common Stock P - Purchase D 1.2500 130,770 163 980,771
2020-08-19 3 Magic Growth LLC NMGX Common Stock D 850,001
2020-08-18 2020-08-17 4 BERMAN RONALD J NMGX Warrant J - Other D 1.50 7,500 881,040
2020-08-18 2020-08-17 4 Berman Tom J. NMGX Warrants J - Other D 1.50 7,500 557,756
2020-07-15 2020-04-08 4 BERMAN RONALD J NMGX Class A Common Stock P - Purchase D 1.2000 1,100 1 678,817
2020-07-15 2020-03-03 4 BERMAN RONALD J NMGX Class A Common Stock P - Purchase D 1.7000 100 0 677,717
2020-07-15 2020-01-22 4 BERMAN RONALD J NMGX Class A Common Stock P - Purchase D 0.6500 1,000 1 677,617
2020-07-15 2020-01-06 4 BERMAN RONALD J NMGX Class A Common Stock P - Purchase D 0.6500 1,000 1 676,617
2020-07-15 2020-01-02 4 BERMAN RONALD J NMGX Class A Common Stock P - Purchase D 0.5500 1,000 1 675,617
2020-07-15 2019-12-27 4 BERMAN RONALD J NMGX Class A Common Stock P - Purchase D 0.6500 1,200 1 674,617
2020-07-15 2019-12-12 4 BERMAN RONALD J NMGX Class A Common Stock P - Purchase D 0.6000 1,000 1 673,417
2020-07-15 2019-12-10 4 BERMAN RONALD J NMGX Class A Common Stock P - Purchase D 0.6400 2,500 2 672,417
2020-07-15 2019-12-03 4 BERMAN RONALD J NMGX Class A Common Stock P - Purchase D 0.7000 1,100 1 669,917
2020-07-15 2019-11-22 4 BERMAN RONALD J NMGX Class A Common Stock P - Purchase D 0.5800 50 0 668,817
2020-07-15 2019-11-15 4 BERMAN RONALD J NMGX Class A Common Stock P - Purchase D 0.6000 1 0 668,767
2020-07-15 2019-11-07 4 BERMAN RONALD J NMGX Class A Common Stock P - Purchase D 0.5800 100 0 668,766
2020-07-15 2019-11-06 4 BERMAN RONALD J NMGX Class A Common Stock P - Purchase D 0.5700 1,000 1 668,666
2020-07-15 2019-10-22 4 BERMAN RONALD J NMGX Class A Common Stock P - Purchase D 0.5500 1,000 1 667,666
2020-07-15 2018-07-19 4 BERMAN RONALD J NMGX Class A Common Stock P - Purchase D 0.8000 200 0 666,666
2020-07-15 2018-05-31 4 BERMAN RONALD J NMGX Class A Common Stock P - Purchase D 0.8100 6 0 666,466
2020-07-15 2018-04-06 4 BERMAN RONALD J NMGX Class A Common Stock P - Purchase D 1.2000 200 0 666,460
2020-07-15 2018-02-28 4 BERMAN RONALD J NMGX Class A Common Stock P - Purchase D 1.1000 100 0 666,260
2020-07-15 2018-02-22 4 BERMAN RONALD J NMGX Class A Common Stock P - Purchase D 1.2800 200 0 666,160
2020-07-15 3 PEN Comeback, LLC NMGX Common Stock D 4,148,202
2020-07-15 3 PEN Comeback, LLC NMGX Common Stock D 4,148,202
2020-07-15 3 PEN Comeback, LLC NMGX Common Stock D 4,148,202
2020-07-15 3 PEN Comeback 2, LLC NMGX Common Stock D 3,955,886
2020-07-15 3 PEN Comeback 2, LLC NMGX Common Stock D 3,955,886
2020-07-15 3 PEN Comeback 2, LLC NMGX Common Stock D 3,955,886
2020-05-14 3 Fink Richard Lee NMGX Class A common stock D 47,570
2020-05-14 3 Fink Richard Lee NMGX Class A common stock D 47,570
2020-05-14 3 Fink Richard Lee Note NMGX Class A common stock I 42,640
2020-05-14 3 Fink Richard Lee Note NMGX Class A common stock I 42,640
2020-05-14 3 Fink Richard Lee NMGX Class A common stock D 47,570
2020-05-14 3 Fink Richard Lee Note NMGX Class A common stock I 42,640
2020-05-13 2020-04-08 4 BERMAN RONALD J NMGX Class A Common Stock P - Purchase D 1.2000 1,100 1 672,295
2020-03-26 2020-03-24 4 Berman Tom J. Note 2 PENC Warrants P - Purchase I 1.50 0.0300 36,794 1 550,262
2020-03-26 2020-03-24 4 Berman Tom J. Note 1 PENC Class A Common Stock P - Purchase I 0.6500 31,810 21 131,056
2020-02-26 2020-02-24 4 Lunsford John Todd PENC Warrant P - Purchase I 1.50 0.0300 36,763 1 36,763
2020-02-26 2020-02-24 4 Lunsford John Todd PENC Class A Common Stock P - Purchase I 0.6500 36,764 24 40,272
2020-02-26 2020-02-24 4 BERMAN RONALD J PENC Warrant P - Purchase I 1.50 0.0300 36,763 1 368,935
2020-02-26 2020-02-24 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase I 0.6500 36,764 24 677,232
2020-02-14 2020-02-12 4 Rickert Scott E. PENC Class A Common Stock J - Other D 0.5700 3,508 2 582,183
2020-02-14 2020-02-12 4 Westerman Howard G JR PENC Class A Common Stock J - Other D 0.5700 3,508 2 103,193
2020-02-14 2020-02-12 4 Berman Tom J. PENC Class A Common Stock J - Other D 0.5700 3,508 2 85,214
2020-02-14 2020-02-12 4 BERMAN RONALD J PENC Class A Common Stock J - Other D 0.5700 3,508 2 640,523
2020-02-14 2020-02-12 4 Rickert Jeanne M PENC Class A Common Stock J - Other D 0.5700 3,508 2 573,983
2020-02-14 3 Lunsford John Todd PENC Class A common stock D 7,016
2020-02-14 3 Lunsford John Todd PENC Class A common stock D 7,016
2020-02-14 3 Lunsford John Todd PENC Class A common stock D 7,016
2020-01-23 2020-01-22 4 BERMAN RONALD J PENC Warrant P - Purchase I 1.50 0.0300 14,706 0 332,172
2020-01-23 2020-01-22 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase I 0.6500 14,706 10 332,172
2020-01-03 2019-12-30 4 Soptick Jacqueline M PENC Class A Common Stock P - Purchase D 0.6500 17,500 11 19,457
2019-12-19 2019-12-18 4 Westerman Howard G JR PENC Class A Common Stock J - Other D 0.5800 3,448 2 99,695
2019-12-19 2019-12-18 4 Holmes Douglas Q. PENC Class A Common Stock J - Other D 0.5800 3,448 2 40,529
2019-12-19 2019-12-18 4 Rickert Jeanne M PENC Class A Common Stock J - Other D 0.5800 3,448 2 570,385
2019-12-19 2019-12-18 4 BERMAN RONALD J PENC Class A Common Stock J - Other D 0.5800 3,448 2 411,286
2019-12-19 2019-12-18 4 Rickert Scott E. PENC Class A Common Stock J - Other D 0.5800 3,448 2 578,675
2019-12-19 2019-12-18 4 Berman Tom J. PENC Class A Common Stock J - Other D 0.5800 3,448 2 18,239
2019-11-04 2019-10-31 4 Rickert Scott E. PENC Warrant P - Purchase I 1.50 0.0300 4 0 4
2019-11-04 2019-10-31 4 Rickert Scott E. PENC Class A Common Stock P - Purchase I 0.6500 5,128 3 575,227
2019-11-04 2019-10-31 4 Rickert Jeanne M PENC Warrant P - Purchase I 1.50 0.0300 4 0 4
2019-11-04 2019-10-31 4 Rickert Jeanne M PENC Class A Common Stock P - Purchase I 0.6500 5,128 3 566,937
2019-10-25 2019-10-24 4 Holmes Douglas Q. PENC Class A Common Stock J - Other D 0.6000 3,333 2 37,081
2019-10-25 2019-10-24 4 Rickert Scott E. PENC Class A Common Stock J - Other I 0.6000 3,333 2 570,099
2019-10-25 2019-10-24 4 Rickert Jeanne M PENC Class A Common Stock J - Other I 0.6000 3,333 2 561,809
2019-10-25 2019-10-24 4 Westerman Howard G JR PENC Class A Common Stock J - Other D 0.6000 6,666 4 96,247
2019-10-25 2019-10-24 4 Berman Tom J. PENC Class A Common Stock J - Other D 0.6000 3,333 2 14,791
2019-10-25 2019-10-24 4 BERMAN RONALD J PENC Class A Common Stock J - Other D 0.6000 3,333 2 407,838
2019-07-25 2019-07-24 4 BERMAN RONALD J PENC Class A Common Stock J - Other D 0.6400 3,125 2 404,505
2019-07-25 2019-07-24 4 Berman Tom J. PENC Class A Common Stock J - Other D 0.6400 3,125 2 11,458
2019-07-25 2019-07-24 4 Holmes Douglas Q. PENC Class A Common Stock J - Other D 0.6400 3,125 2 33,748
2019-07-25 2019-07-24 4 Rickert Scott E. See note PENC Class A Common Stock J - Other I 0.6400 3,125 2 566,726
2019-07-25 2019-07-24 4 Rickert Jeanne M See note PENC Class A Common Stock J - Other I 0.6400 3,125 2 558,476
2019-07-25 2019-07-24 4 Westerman Howard G JR PENC Class A Common Stock J - Other D 0.6400 3,125 2 89,581
2019-07-01 2018-06-28 4 BERMAN RONALD J PENC Warrant P - Purchase I 1.50 0.0300 67,631 2 317,466
2019-07-01 2018-06-28 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase I 0.4000 67,631 27 317,466
2019-07-01 2018-06-28 4 Berman Tom J. PENC Warrant P - Purchase I 1.50 0.0300 13,526 0 63,493
2019-07-01 2018-06-28 4 Berman Tom J. PENC Class A Common Stock P - Purchase I 0.4000 13,526 5 63,493
2019-04-25 2019-04-24 4 Westerman Howard G JR PENC Class A Common Stock J - Other D 0.6000 3,333 2 89,756
2019-04-25 2019-04-24 4 Rickert Scott E. PENC Class A Common Stock J - Other I 0.6000 3,333 2 563,601
2019-04-25 2019-04-24 4 Rickert Jeanne M PENC Class A Common Stock J - Other I 0.6000 3,333 2 555,351
2019-04-25 2019-04-24 4 Berman Tom J. PENC Class A Common Stock J - Other D 0.6000 3,333 2 8,333
2019-04-25 2019-04-24 4 Holmes Douglas Q. PENC Class A Common Stock J - Other D 0.6000 3,333 2 30,623
2019-04-25 2019-04-24 4 BERMAN RONALD J PENC Class A Common Stock J - Other D 0.6000 3,333 2 401,380
2019-04-05 2019-04-03 4 Berman Tom J. PENC Option J - Other D 0.55 200,000 550,000
2019-04-05 2019-04-03 4 Berman Tom J. PENC Option J - Other D 0.55 125,000 350,000
2019-04-05 2019-04-03 4 Berman Tom J. PENC Option J - Other D 0.55 100,000 225,000
2019-04-05 2019-04-03 4 Berman Tom J. PENC Option J - Other D 0.55 75,000 125,000
2019-04-05 2019-04-03 4 Berman Tom J. PENC Option J - Other D 0.55 50,000 50,000
2019-04-05 2019-04-03 4 BERMAN RONALD J PENC Class A Common Stock J - Other D 0.5500 3,636 2 270,928
2019-04-05 2019-04-03 4 Westerman Howard G JR PENC Class A Common Stock J - Other D 0.5500 3,636 2 83,123
2019-04-05 2019-04-03 4 Holmes Douglas Q. PENC Class A Common Stock J - Other D 0.5500 3,636 2 27,290
2019-04-05 2019-04-03 4 Rickert Jeanne M PENC Class A Common Stock J - Other D 0.5500 3,636 2 552,018
2019-04-05 2019-04-03 4 Rickert Scott E. PENC Class A Common Stock J - Other D 0.5500 3,636 2 560,268
2019-03-25 2019-03-22 4 BERMAN RONALD J PENC Warrant P - Purchase I 1.50 0.0300 41,160 1 196,280
2019-03-25 2019-03-22 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase I 0.4000 41,160 16 463,572
2019-02-04 2019-01-31 4 Berman Tom J. See note PENC Options P - Purchase I 1.00 0.0300 29,615 1 29,615
2019-02-04 2019-01-31 4 Berman Tom J. See note PENC Warrant Options P - Purchase I 0.03 0.0300 29,615 1 29,615
2019-02-04 2019-01-31 4 Berman Tom J. See note PENC Warrant P - Purchase I 1.50 0.0300 47,120 1 47,120
2019-02-04 2019-01-31 4 Berman Tom J. PENC Class A Common Stock P - Purchase I 0.4000 47,120 19 47,120
2019-02-04 2019-01-31 4 Westerman Howard G JR See note PENC Warrant P - Purchase I 1.50 0.0300 30,157 1 67,852
2019-02-04 2019-01-31 4 Westerman Howard G JR See note PENC Class A Common Stock A - Award I 0.4000 30,157 12 67,852
2018-12-07 2018-12-05 4 Holmes Douglas Q. PENC Class A Common Stock J - Other D 0.4000 5,000 2 23,654
2018-12-07 2018-12-05 4 Westerman Howard G JR PENC Class A Common Stock J - Other D 0.4000 5,000 2 48,889
2018-12-07 2018-12-05 4 Rickert Jeanne M Note PENC Class A Common Stock J - Other I 0.4000 5,000 2 558,882
2018-12-07 2018-12-05 4 Rickert Scott E. Note PENC Class A Common Stock J - Other I 0.4000 5,000 2 567,132
2018-12-07 2018-12-05 4 Berman Tom J. PENC Class A Common Stock J - Other D 0.4000 5,000 2 5,000
2018-12-07 2018-12-05 4 BERMAN RONALD J Note PENC Class A Common Stock J - Other I 0.4000 5,000 2 394,411
2018-10-18 2018-10-16 4/A BERMAN RONALD J PENC Class A Common Stock P - Purchase I 0.5000 127,119 64 389,411
2018-10-18 2018-10-16 4/A BERMAN RONALD J PENC Class A Common Stock J - Other D 0.5000 4,000 2 262,292
2018-10-18 2018-10-16 4 Holmes Douglas Q. PENC Class A Common Stock J - Other D 0.5000 4,000 2 18,654
2018-10-18 2018-10-16 4 Rickert Jeanne M See Footnote 1 PENC Class A Common Stock P - Purchase I 0.5000 13,333 7 553,882
2018-10-18 2018-10-16 4 Rickert Jeanne M PENC Class A Common Stock J - Other D 0.5000 4,000 2 540,549
2018-10-18 2018-10-16 4 Rickert Scott E. See Footnote 1 PENC Class A Common Stock P - Purchase I 0.5000 13,333 7 562,132
2018-10-18 2018-10-16 4 Rickert Scott E. PENC Class A Common Stock J - Other D 0.5000 5,774 3 560,799
2018-10-18 2018-10-16 4 Westerman Howard G JR PENC Option P - Purchase I 1.00 0.0300 33,898 1 102,753
2018-10-18 2018-10-16 4 Westerman Howard G JR PENC Warrant Option P - Purchase I 2.00 0.0300 33,898 1 102,753
2018-10-18 2018-10-16 4 Westerman Howard G JR PENC Warrant P - Purchase I 1.50 0.0300 33,898 1 68,855
2018-10-18 2018-10-16 4 Westerman Howard G JR PENC Class A Common Stock P - Purchase I 0.5000 33,898 17 77,787
2018-10-18 2018-10-16 4 Westerman Howard G JR PENC Class A Common Stock J - Other D 0.5000 4,000 2 43,889
2018-10-18 2018-10-16 4 BERMAN RONALD J PENC Option P - Purchase I 1.00 0.0300 127,119 4 383,100
2018-10-18 2018-10-16 4 BERMAN RONALD J PENC Warrant Option P - Purchase I 2.00 0.0300 127,119 4 383,100
2018-10-18 2018-10-16 4 BERMAN RONALD J PENC Warrant P - Purchase I 1.50 0.0300 127,119 4 255,981
2018-10-18 2018-10-16 4 BERMAN RONALD J 2 PENC Class A Common Stock P - Purchase I 0.0500 127,119 6 389,411
2018-10-18 2018-10-16 4 BERMAN RONALD J PENC Class A Common Stock J - Other D 0.0500 4,000 0 262,292
2018-05-25 2018-05-23 4 Rickert Scott E. SeeNote1 PENC Class A Common Stock J - Other I 1.1900 1,681 2 532,866
2018-05-25 2018-05-23 4 Holmes Douglas Q. PENC Class A Common Stock J - Other D 1.1900 1,681 2 14,654
2018-05-25 2018-05-23 4 Rickert Jeanne M SeeNote1 PENC Class A Common Stock J - Other I 1.1900 1,681 2 526,390
2018-05-25 2018-05-23 4 Westerman Howard G JR PENC Class A Common Stock J - Other D 1.1900 1,681 2 39,889
2018-05-25 2018-05-23 4 BERMAN RONALD J PENC Class A Common Stock J - Other D 1.1900 1,681 2 258,292
2018-03-01 2018-02-28 4 Rickert Jeanne M See footnote 1 PENC Class A Common Stock J - Other I 1.3500 1,481 2 524,709
2018-03-01 2018-02-28 4 Rickert Scott E. See footnote 1 PENC Class A Common Stock J - Other I 1.3500 7,957 11 531,185
2018-03-01 2018-02-28 4 Westerman Howard G JR PENC Class A Common Stock J - Other D 1.3500 1,481 2 37,149
2018-03-01 2018-02-28 4 BERMAN RONALD J PENC Class A Common Stock J - Other D 1.3500 1,481 2 256,611
2018-03-01 2018-02-28 4 Holmes Douglas Q. PENC Class A Common Stock J - Other D 1.3500 1,481 2 12,973
2017-12-11 2017-12-05 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.2500 100 0 255,130
2017-12-11 2017-12-05 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.3000 100 0 255,030
2017-12-11 2017-12-04 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.4500 300 0 254,930
2017-11-27 2017-11-23 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.3000 200 0 254,630
2017-11-21 2017-11-17 4 BERMAN RONALD J PENC Class A Common Stock J - Other D 1.3000 1,538 2 254,430
2017-11-21 2017-11-17 4 Rickert Jeanne M PENC Class A Common Stock J - Other D 1.3000 1,538 2 523,228
2017-11-21 2017-11-17 4 Holmes Douglas Q. PENC Class A Common Stock J - Other D 1.3000 1,538 2 11,492
2017-11-21 2017-11-17 4 Rickert Scott E. PENC Class A Common Stock J - Other D 1.3000 1,538 2 523,228
2017-11-21 2017-11-17 4 Westerman Howard G JR PENC Class A Common Stock J - Other D 1.3000 1,538 2 35,668
2017-11-06 2017-11-03 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.3500 200 0 252,892
2017-11-06 2017-11-02 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.3000 1,300 2 252,592
2017-10-23 2017-10-20 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.3000 400 1 251,292
2017-10-23 2017-10-19 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.2500 100 0 250,892
2017-10-23 2017-10-19 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.1300 150 0 250,792
2017-10-23 2017-10-18 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.3000 300 0 250,642
2017-10-10 2017-10-05 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.5500 100 0 250,342
2017-10-10 2017-10-04 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.5000 101 0 250,242
2017-10-02 2017-09-29 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.5500 300 0 250,141
2017-10-02 2017-09-28 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.5000 300 0 249,841
2017-10-02 2017-09-27 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.5500 300 0 249,541
2017-09-25 2017-09-22 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.6500 500 1 249,241
2017-09-25 2017-09-21 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.4800 1,367 2 248,741
2017-09-18 2017-09-14 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.3500 500 1 247,374
2017-09-18 2017-09-14 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.4500 300 0 246,874
2017-08-28 2017-08-25 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.1500 200 0 246,574
2017-08-28 2017-08-24 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.3000 86 0 246,374
2017-08-28 2017-08-24 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.3500 169 0 246,288
2017-08-28 2017-08-24 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.2500 345 0 246,119
2017-08-21 2017-08-18 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.1000 400 0 245,774
2017-08-21 2017-08-17 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.1500 800 1 245,374
2017-08-14 2017-08-11 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.1200 6 0 244,574
2017-08-14 2017-08-10 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.2000 400 0 244,568
2017-08-14 2017-08-10 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.1500 100 0 244,168
2017-08-14 2017-08-09 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.2500 900 1 244,068
2017-08-07 2017-08-04 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.2400 500 1 243,168
2017-08-07 2017-08-04 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.2000 2,951 4 242,668
2017-08-07 2017-08-04 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.1700 49 0 239,717
2017-08-07 2017-08-03 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.1500 900 1 239,668
2017-08-07 2017-08-03 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.1000 100 0 238,768
2017-08-07 2017-08-03 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.2000 500 1 238,668
2017-08-07 2017-08-02 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.0800 1,500 2 238,168
2017-08-07 2017-08-02 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.1000 500 1 236,668
2017-08-01 2017-07-28 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.2500 1,294 2 236,168
2017-08-01 2017-07-28 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.2000 1,000 1 234,874
2017-07-31 2017-07-28 4 Westerman Howard G JR PENC Class A Common Stock J - Other D 1.2500 1,600 2 34,130
2017-07-31 2017-07-28 4 BERMAN RONALD J PENC Class A Common Stock J - Other D 1.2500 1,600 2 233,874
2017-07-31 2017-07-28 4 Holmes Douglas Q. PENC Class A Common Stock J - Other D 1.2500 1,600 2 9,954
2017-07-31 2017-07-28 4 Rickert Jeanne M PENC Class A Common Stock J - Other D 1.2500 1,600 2 521,690
2017-07-31 2017-07-28 4 Rickert Scott E. PENC Class A Common Stock J - Other D 1.2500 1,600 2 521,690
2017-06-28 2017-06-24 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.6200 570 1 232,274
2017-06-05 2017-06-02 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.7200 500 1 231,704
2017-06-05 2017-06-01 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.8500 500 1 231,204
2017-06-01 2017-05-23 4 Carl Zeiss Inc. PENC Class Z common stock C - Conversion D -262,631 262,631
2017-06-01 2017-05-23 4 Carl Zeiss Inc. PENC Class A Common Stock S - Sale D 0.3800 -263,462 -100 0
2017-06-01 2017-05-23 4 Carl Zeiss Inc. PENC Class A Common Stock C - Conversion D 262,631 263,462
2017-05-25 2017-05-23 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 0.3800 131,731 50 230,704
2017-05-25 2017-05-23 4 Rickert Scott E. PENC Class A Common Stock P - Purchase D 0.3800 43,910 17 520,090
2017-05-25 2017-05-23 4 Rickert Jeanne M PENC Class A Common Stock P - Purchase D 0.3800 43,910 17 520,090
2017-05-01 2017-04-28 4 Rickert Scott E. PENC Class B Common Stock J - Other D 1.3000 6,154 8 475,687
2017-05-01 2017-04-28 4 Rickert Jeanne M PENC Class B Common Stock J - Other D 1.3000 6,154 8 475,687
2017-05-01 2017-04-28 4 BERMAN RONALD J PENC Class A Common Stock J - Other D 1.3000 3,077 4 98,973
2017-05-01 2017-04-28 4 Holmes Douglas Q. PENC Class A Common Stock J - Other D 1.3000 3,077 4 8,354
2017-05-01 2017-04-28 4 Westerman Howard G JR PENC Class A Common Stock J - Other D 1.3000 3,846 5 32,530
2017-03-27 2017-03-24 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.4000 500 1 95,896
2017-03-24 2017-03-17 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.4000 45 0 95,396
2017-03-24 2017-03-17 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.4500 500 1 95,351
2017-03-13 2017-03-10 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.5000 427 1 97,278
2017-03-13 2017-03-09 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.4900 2,000 3 96,851
2017-03-06 2017-03-03 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.4000 1,000 1 94,851
2017-03-06 2017-03-01 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.4300 285 0 93,851
2017-03-06 2017-02-28 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.5000 700 1 93,566
2017-03-06 2017-02-28 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.6000 1,715 3 92,866
2017-02-27 2017-02-24 4 Holmes Douglas Q. PENC Class A Common Stock J - Other D 1.5600 1,282 2 5,277
2017-02-27 2017-02-24 4 Rickert Jeanne M PENC Class B Common Stock J - Other D 1.5600 1,282 2 469,533
2017-02-27 2017-02-24 4 Rickert Scott E. PENC Class B Common Stock J - Other D 1.5600 1,282 2 469,533
2017-02-27 2017-02-24 4 Westerman Howard G JR PENC Class A Common Stock J - Other D 1.5600 1,282 2 28,684
2017-02-27 2017-02-24 4 BERMAN RONALD J PENC Class A Common Stock J - Other D 1.5600 1,282 2 91,151
2017-02-27 2017-02-23 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.5500 412 1 89,869
2017-02-22 2017-02-17 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.5500 183 0 89,457
2017-02-22 2017-02-15 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.5900 599 1 89,274
2017-02-22 2017-02-15 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.5300 1,734 3 88,675
2017-02-22 2017-02-14 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.5900 1,000 2 86,491
2017-02-16 3 Soptick Jacqueline M PENC Class A Common Stock D 3,914
2017-02-16 3 Soptick Jacqueline M PENC Class A Common Stock D 3,914
2017-02-13 2017-02-09 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.6500 1,458 2 85,941
2017-02-13 2017-02-09 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.7000 21 0 84,483
2017-02-13 2017-02-09 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.7500 267 0 84,462
2017-02-13 2017-02-09 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.6000 112 0 84,195
2017-02-13 2017-02-09 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.5500 100 0 84,083
2017-02-06 2017-02-02 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.6500 133 0 83,983
2017-02-06 2017-02-02 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.6100 100 0 83,850
2017-02-06 2017-02-02 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.7000 200 0 83,750
2017-02-06 2017-02-01 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.7500 1,128 2 83,550
2017-02-06 2017-02-01 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.6700 500 1 82,422
2017-02-06 2017-02-01 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.7000 1,000 2 81,922
2017-01-30 2017-01-27 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.7500 1,000 2 80,922
2017-01-30 2017-01-25 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.8000 500 1 79,922
2017-01-23 2017-01-19 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.7000 1,000 2 79,422
2017-01-23 2017-01-13 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.6000 600 1 78,422
2017-01-09 2017-01-05 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.7000 1,000 2 77,822
2017-01-09 2017-01-04 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.6500 500 1 76,822
2017-01-03 2016-12-30 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.5000 3,000 4 76,322
2017-01-03 2016-12-28 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.7000 60 0 73,322
2016-12-27 2016-12-23 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.7000 1,000 2 73,256
2016-12-27 2016-12-22 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.6000 866 1 72,256
2016-12-19 2016-12-09 4/A BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.7200 460 1 70,890
2016-12-19 2016-12-15 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.5000 6 0 71,396
2016-12-19 2016-12-13 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.6500 500 1 71,390
2016-12-12 2016-12-09 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.7200 460 1 65,267
2016-12-12 2016-12-09 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.5500 500 1 70,430
2016-12-12 2016-12-08 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.6700 500 1 69,930
2016-12-12 2016-12-08 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.7300 500 1 69,430
2016-11-30 2016-11-23 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.5250 500 1 68,930
2016-11-30 2016-11-23 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.5000 300 0 68,430
2016-11-30 2016-11-22 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.6500 500 1 68,130
2016-11-30 2016-11-21 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.4500 900 1 67,630
2016-11-30 2016-11-21 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.4500 500 1 66,730
2016-11-30 2016-11-21 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.6200 300 0 66,230
2016-11-30 2016-11-21 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.6500 72 0 65,930
2016-11-30 2016-11-21 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.7500 128 0 65,858
2016-11-30 2016-11-21 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.5200 363 1 65,730
2016-11-30 2016-11-21 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.4000 100 0 65,367
2016-11-21 2016-11-18 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.6500 1,228 2 65,267
2016-11-21 2016-11-17 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.8200 1,000 2 64,039
2016-11-15 2016-11-14 4 BERMAN RONALD J PENC Class A Common Stock J - Other D 1.6500 1,212 2 63,039
2016-11-15 2016-11-14 4 Holmes Douglas Q. PENC Class A Common Stock J - Other D 1.6500 1,212 2 3,995
2016-11-15 2016-11-14 4 Rickert Jeanne M PENC Class B Common Stock J - Other D 1.6500 1,212 2 468,924
2016-11-15 2016-11-14 4 Westerman Howard G JR PENC Class A Common Stock J - Other D 1.6500 1,212 2 14,289
2016-11-15 2016-11-14 4 Rickert Scott E. PENC Class B Common Stock J - Other D 1.6500 1,212 2 468,924
2016-11-07 2016-11-04 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.5000 800 1 61,827
2016-11-07 2016-11-03 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.5800 452 1 61,027
2016-11-07 2016-11-03 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.6800 381 1 60,575
2016-10-31 2016-10-28 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.7000 1,000 2 60,194
2016-10-31 2016-10-27 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.8000 500 1 59,194
2016-10-21 2016-10-20 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.7500 440 1 58,694
2016-10-21 2016-10-18 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.6500 2,224 4 58,254
2016-10-14 2016-10-12 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.8000 1,000 2 56,030
2016-10-14 2016-10-12 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.2870 500 1 55,030
2016-10-14 2016-10-11 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.8500 1,000 2 54,530
2016-10-05 2016-09-29 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.8700 221 0 53,530
2016-10-05 2016-09-27 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 2.0500 1,900 4 53,309
2016-09-19 2016-09-15 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 2.0000 500 1 51,409
2016-08-29 2016-08-26 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 2.3500 1,000 2 50,909
2016-08-29 2016-08-26 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 2.0000 1,000 2 49,909
2016-08-15 2016-08-11 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 2.5000 158 0 48,909
2016-08-15 2016-08-10 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 2.5000 2,907 7 48,751
2016-08-08 2016-08-04 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 2.3500 500 1 45,844
2016-08-08 2016-08-04 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 2.2500 497 1 45,344
2016-08-08 2016-08-04 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 2.2250 500 1 44,847
2016-07-27 2016-07-25 4 BERMAN RONALD J PENC Class A Common Stock J - Other D 2.2500 889 2 44,347
2016-07-27 2016-07-25 4 Holmes Douglas Q. PENC Class A Common Stock J - Other D 2.2500 889 2 2,783
2016-07-27 2016-07-25 4 Rickert Jeanne M PENC Class B Common Stock J - Other D 2.2500 889 2 467,712
2016-07-27 2016-07-25 4 Rickert Scott E. PENC Class B Common Stock J - Other D 2.2500 889 2 467,712
2016-07-27 2016-07-25 4 Westerman Howard G JR PENC Class A Common Stock J - Other D 2.2500 889 2 13,077
2016-07-14 2016-07-12 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 2.7000 500 1 43,458
2016-07-14 2016-07-12 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 2.6000 500 1 42,958
2016-07-11 2016-07-08 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 2.5500 500 1 42,458
2016-07-05 2016-07-01 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 2.5000 162 0 41,958
2016-07-05 2016-07-01 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 2.6400 338 1 41,796
2016-07-05 2016-07-01 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 2.7300 1,000 3 41,458
2016-06-06 2016-06-02 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 2.9600 1,000 3 40,458
2016-05-20 2016-05-18 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 2.9000 1,000 3 39,458
2016-04-27 2016-04-25 4 BERMAN RONALD J PENC Class A Common Stock J - Other D 2.5000 800 2 38,458
2016-04-27 2016-04-25 4 Holmes Douglas Q. PENC Class A Common Stock J - Other D 2.5000 800 2 1,894
2016-04-27 2016-04-25 4 Rickert Jeanne M PENC Class B Common Stock J - Other D 2.5000 800 2 466,823
2016-04-27 2016-04-25 4 Rickert Scott E. PENC Class B Common Stock J - Other D 2.5000 800 2 466,823
2016-04-27 2016-04-25 4 Westerman Howard G JR PENC Class A Common Stock J - Other D 2.5000 1,200 3 12,188
2016-04-13 2016-04-12 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 2.5000 513 1 38,171
2016-04-07 2016-02-17 4/A BERMAN RONALD J PENC Class A Common Stock J - Other D 3.2000 312 1 37,658
2016-02-19 2016-02-18 4 Carl Zeiss Inc. PENC Class A Common Stock J - Other D 312 831
2016-02-19 2016-02-17 4 Holmes Douglas Q. PENC Class A Common Stock J - Other D 3.2000 312 1 1,094
2016-02-19 2016-02-17 4 Rickert Scott E. PENC Class B Common Stock J - Other D 3.2000 312 1 466,023
2016-02-19 2016-02-17 4 Rickert Jeanne M PENC Class B Common Stock J - Other D 3.2000 312 1 466,023
2016-02-19 2016-02-17 4 Westerman Howard G JR PENC Class A Common Stock J - Other D 3.2000 312 1 24,101
2016-02-19 2016-02-17 4 BERMAN RONALD J PENC Class A Common Stock J - Other D 3.2000 312 1 37,152
2016-01-22 2015-08-13 4/A BERMAN RONALD J PENC Class A Common Stock P - Purchase D 0.0122 28,650 0 3,650,063
2016-01-22 2015-11-20 4/A BERMAN RONALD J PENC Class A Common Stock P - Purchase D 0.0229 96,490 2 5,128,930
2016-01-22 2015-11-25 4/A BERMAN RONALD J PENC Class A Common Stock P - Purchase D 0.0260 1,783 0 4,093,223
2016-01-22 2015-12-24 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 0.0130 100,000 1 6,530,213
2016-01-11 2016-01-08 4 Wasserman Adam Craig PENC Common Stock D - Sale to Issuer D 0.0098 -670,000 -7 0
2016-01-07 2016-01-06 4 Wasserman Adam Craig PENC Common Stock D - Sale to Issuer D 0.0102 -900,000 -9 670,000
2016-01-05 2015-12-31 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 0.0122 200,000 2 6,630,213
2015-12-30 2015-12-29 4 Wasserman Adam Craig PENC Common Stock D - Sale to Issuer D 0.0118 -430,000 -5 1,570,000
2015-12-23 2015-12-21 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 0.0132 450,000 6 6,430,213
2015-12-18 2015-12-09 4 Wasserman Adam Craig PENC Class A Common Shares A - Award D 0.0150 2,000,000 30 2,000,000
2015-12-08 2015-12-08 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 0.0150 468,000 7 5,980,213
2015-12-08 2015-12-07 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 0.0184 50,000 1 5,512,213
2015-12-08 2015-12-07 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 0.0150 400,000 6 5,462,213
2015-12-04 2015-12-04 4/A BERMAN RONALD J PENC Class A Common Stock P - Purchase D 0.0165 2,000 0 5,062,213
2015-12-04 2015-12-03 4/A BERMAN RONALD J PENC Class A Common Stock P - Purchase D 0.0150 160,000 2 5,060,213
2015-12-04 2015-12-03 4/A BERMAN RONALD J PENC Class A Common Stock P - Purchase D 0.0176 20,000 0 4,900,213
2015-12-04 2015-12-02 4/A BERMAN RONALD J PENC Class A Common Stock P - Purchase D 0.0150 244,900 4 4,880,213
2015-12-04 2015-11-30 4/A BERMAN RONALD J PENC Class A Common Stock J - Other D 0.0212 47,170 1 4,635,313
2015-12-01 2015-11-30 4 Rickert Scott E. PENC Class B Common Stock J - Other D 0.0212 47,170 1 83,827,471
2015-12-01 2015-11-30 4 Holmes Douglas Q. PENC Class A Common Stock J - Other D 0.0212 47,170 1 140,448
2015-12-01 2015-11-30 4 Westerman Howard G JR PENC Class A Common Stock J - Other D 0.0212 47,170 1 2,406,980
2015-12-01 2015-11-30 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 0.0212 47,170 1 5,226,010
2015-12-01 2015-11-30 4 RONSTADT ROBERT PENC Class A Common Stock J - Other D 0.0212 47,170 1 5,325,804
2015-12-01 2015-11-30 4 Rickert Jeanne M PENC Class B Common Stock J - Other D 0.0212 47,170 1 83,827,471
2015-11-23 2015-11-20 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 0.0225 50,000 1 5,178,840
2015-11-23 2015-11-20 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 0.0229 96,400 2 5,128,840
2015-11-23 2015-11-18 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 0.0220 1,000 0 5,032,440
2015-11-23 2015-11-18 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 0.0228 49,000 1 5,031,440
2015-11-23 2015-11-18 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 0.0240 40,000 1 4,982,440
2015-10-05 2015-09-30 4/A BERMAN RONALD J PENC Class A Common Stock P - Purchase D 0.0250 42,900 1 5,036,140
2015-10-05 2015-09-29 4/A BERMAN RONALD J PENC Class A Common Stock P - Purchase D 0.0275 12,000 0 4,993,240
2015-10-05 2015-09-29 4/A BERMAN RONALD J PENC Class A Common Stock P - Purchase D 0.0273 29,800 1 4,981,240
2015-10-05 2015-09-29 4/A BERMAN RONALD J PENC Class A Common Stock P - Purchase D 0.0247 9,000 0 4,951,440
2015-10-05 2015-09-29 4/A BERMAN RONALD J PENC Class A Common Stock P - Purchase D 0.0280 21,000 1 4,942,440
2015-10-01 2015-09-30 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 0.2500 42,900 11 5,036,140
2015-10-01 2015-09-29 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 0.2750 12,000 3 4,993,240
2015-10-01 2015-09-29 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 0.2730 29,800 8 4,981,240
2015-10-01 2015-09-29 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 0.2470 9,000 2 4,951,440
2015-10-01 2015-09-29 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 0.2800 21,000 6 4,942,440
2015-09-11 2015-09-10 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 0.0300 200,000 6 4,291,440
2015-08-27 2015-08-25 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 0.0260 26,600 1 4,091,440
2015-08-27 2015-08-25 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 0.0299 50,000 1 4,089,657
2015-08-21 2015-08-20 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 0.0290 26,600 1 4,039,657
2015-08-21 2015-08-19 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 0.0300 80,000 2 4,013,057
2015-08-19 2015-08-18 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 0.0358 50,000 2 3,933,057
2015-08-19 2015-08-18 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 0.0344 39,306 1 3,883,057
2015-08-19 2015-08-18 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 0.0340 24,425 1 3,843,751
2015-08-17 2015-08-14 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 0.0315 47,000 1 3,866,326
2015-08-17 2015-08-13 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 0.0300 14,313 0 3,819,326
2015-08-17 2015-08-13 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 0.0290 155,000 4 3,805,013
2015-08-17 2015-08-13 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 0.0280 28,600 1 3,650,013
2015-08-03 2015-07-30 4 Carl Zeiss Inc. PENC Class A Common Stock J - Other D 30,864 93,248
2015-07-31 2015-07-30 4 RONSTADT ROBERT PENC Class A Common Stock J - Other D 0.0324 30,864 1 5,278,634
2015-07-31 2015-07-30 4 Rickert Jeanne M PENC Class B Common Stock J - Other D 0.0324 30,864 1 83,780,301
2015-07-31 2015-07-30 4 Rickert Scott E. PENC Class B Common Stock J - Other D 0.0324 30,864 1 83,780,301
2015-07-31 2015-07-30 4 Holmes Douglas Q. PENC Class A Common Stock J - Other D 0.0324 30,864 1 93,248
2015-07-31 2015-07-30 4 BERMAN RONALD J PENC Class A Common Stock J - Other D 0.0324 30,864 1 3,621,413
2015-07-31 2015-07-30 4 Westerman Howard G JR PENC Class A Common Stock J - Other D 0.0324 30,864 1 2,359,810
2015-07-06 2015-07-06 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 0.0315 15,000 0 3,590,549
2015-07-06 2015-07-02 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 0.0350 65,000 2 3,575,499
2015-06-11 2015-06-10 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 0.0350 38,800 1 3,598,349
2015-06-05 2015-06-05 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 0.0447 24,000 1 3,559,549
2015-06-05 2015-06-03 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 0.0410 25,050 1 3,535,549
2015-06-05 2015-06-03 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 0.0400 10,000 0 3,510,499
2015-05-29 2015-05-27 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 0.0400 50,000 2 3,500,499
2015-05-15 2015-05-14 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 0.0400 100,000 4 3,450,499
2015-05-06 2015-05-04 4 Carl Zeiss Inc. PENC Class A Common Stock J - Other D 23,923 62,384
2015-05-04 2015-05-04 4 BERMAN RONALD J PENC Class A Common Stock J - Other D 0.0420 23,923 1 3,350,499
2015-05-04 2015-05-04 4 Holmes Douglas Q. PENC Class A Common Stock J - Other D 0.0420 23,923 1 62,384
2015-05-04 2015-05-04 4 Rickert Jeanne M PENC Class B Common Stock J - Other D 0.0420 23,923 1 83,749,437
2015-05-04 2015-05-04 4 Rickert Scott E. PENC Class B Common Stock J - Other D 0.0420 23,923 1 83,749,437
2015-05-04 2015-05-04 4 RONSTADT ROBERT PENC Class A Common Stock J - Other D 0.0420 23,923 1 5,247,770
2015-05-04 2015-05-04 4 Westerman Howard G JR PENC Class A Common Stock J - Other D 0.0420 23,923 1 2,328,946
2014-12-15 2014-12-11 4 Carl Zeiss Inc. PENC Class A Common Stock P - Purchase D 21,739 38,461
2014-12-15 2014-12-12 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 0.0415 20,000 1 3,326,576
2014-12-15 2014-12-12 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 0.0395 7,950 0 3,306,576
2014-12-15 2014-12-12 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 0.0400 22,050 1 3,298,626
2014-12-15 2014-12-10 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 0.0452 80,000 4 3,276,576
2014-12-12 2014-12-11 4 Westerman Howard G JR PENC Class A Common Stock J - Other D 0.0460 21,739 1 2,305,023
2014-12-12 2014-12-10 4 Westerman Howard G JR PENC Class A Common Stock P - Purchase D 0.0460 101,000 5 2,283,284
2014-12-12 2014-12-10 4 Westerman Howard G JR PENC Class A Common Stock P - Purchase D 0.0456 10,000 0 2,182,284
2014-12-12 2014-12-11 4 Rickert Jeanne M PENC Class B Common Stock J - Other D 0.0460 21,739 1 83,725,514
2014-12-12 2014-12-11 4 RONSTADT ROBERT PENC Class A Common Stock J - Other D 0.0460 21,739 1 5,223,847
2014-12-12 2014-12-11 4 Holmes Douglas Q. PENC Class A Common Stock J - Other D 0.0460 21,739 1 38,461
2014-12-12 2014-12-11 4 BERMAN RONALD J PENC Class A Common Stock J - Other D 0.0460 21,739 1 3,196,576
2014-12-12 2014-12-11 4 Rickert Scott E. PENC Class B Common Stock J - Other D 0.0046 21,739 0 83,725,514
2014-11-17 2014-11-17 4 BERMAN RONALD J PENC Class A Common Stock J - Other D 0.0393 264,436 10 3,174,837
2014-10-27 2014-10-27 4 Rickert Jeanne M PENC Class B Common Stock J - Other D 0.0431 121,018 5 83,703,775
2014-10-27 2014-10-27 4 Rickert Scott E. PENC Class B Common Stock J - Other D 0.0431 121,018 5 83,703,775
2014-10-27 2014-10-27 4 RONSTADT ROBERT PENC Class A Common Stock J - Other D 0.0431 484,073 21 5,202,108
2014-10-27 2014-10-27 4 Westerman Howard G JR PENC Class A Common Stock J - Other D 0.0431 484,175 21 2,172,284
2014-09-26 2014-09-24 4 Carl Zeiss Inc. PENC Class A Common Stock P - Purchase D 16,722 16,722
2014-09-26 2014-09-24 4 Rickert Scott E. PENC Class B Common Stock J - Other D 0.0598 16,722 1 83,582,757
2014-09-26 2014-09-24 4 Rickert Jeanne M PENC Class B Common Stock J - Other D 0.0598 16,722 1 83,582,757
2014-09-25 2014-09-24 4 Holmes Douglas Q. PENC Class A Common Stock J - Other D 0.5980 16,722 10 16,722
2014-09-25 2014-09-24 4 Westerman Howard G JR PENC Class A Common Stock J - Other D 0.5980 16,722 10 1,688,109
2014-09-25 2014-08-27 4 Westerman Howard G JR PENC Class A Common Stock J - Other D 0.0500 1,296,680 65 1,671,387
2014-09-25 2014-09-24 4 RONSTADT ROBERT PENC Class A Common Stock J - Other D 0.0598 16,722 1 4,718,035
2014-09-25 2014-08-27 4 RONSTADT ROBERT PENC Class A Common Stock J - Other D 0.0500 4,465,540 223 4,701,313
2014-09-25 2014-09-24 4 BERMAN RONALD J PENC Class A Common Stock J - Other D 0.5980 16,722 10 2,910,401
2014-09-25 2014-08-27 4 BERMAN RONALD J PENC Class A Common Stock J - Other D 0.0500 2,575,060 129 2,893,679
2014-09-02 3 Rickert Jeanne M Note 1 PENC Class B Common Stock I 0
2014-09-02 3 Rickert Scott E. Note 1 PENC Class B Common Stock I 501,396,210
2014-09-02 3 Rickert Scott E. Note 1 PENC Class B Common Stock I 501,396,210
2014-09-02 3 Vereecken Bruce PENC Class A Common Stock D 2,825,882
2014-09-02 3 Vereecken Bruce PENC Class A Common Stock D 2,825,882
2014-08-18 3 Soptick Jacqueline M APNT Common Stock D 689,164
2014-08-18 3 Soptick Jacqueline M APNT Common Stock D 689,164
2014-03-25 2014-03-24 4 BERMAN RONALD J APNT Common Stock P - Purchase I 0.0694 120,900 8 318,619
2014-03-25 2014-03-21 4 ROCHELEAU PAUL F APNT Common Stock P - Purchase D 0.0655 200,000 13 201,667
2014-03-25 2014-03-24 4 RONSTADT ROBERT APNT Common Stock P - Purchase D 0.0700 143,000 10 235,773
2014-03-25 2014-03-21 4 Westerman Howard G JR APNT Common Stock P - Purchase D 0.0702 148,000 10 374,707
2013-11-04 2013-10-31 4 BERMAN RONALD J APNT Stock Option-Rt to Buy A - Award D 0.05 12,500 162,500
2013-11-04 2013-10-31 4 BERMAN RONALD J APNT Stock Option-Rt to Buy A - Award D 0.08 12,500 162,500
2013-11-04 2013-10-31 4 Li Xin D APNT Stock Option-Rt to Buy A - Award D 0.08 12,500 123,750
2013-11-04 2013-10-31 4 Li Xin D APNT Stock Option-Rt to Buy A - Award D 0.05 12,500 123,750
2013-11-04 2013-10-31 4 ROCHELEAU PAUL F APNT Stock Option-Rt to Buy A - Award D 0.05 12,500 212,500
2013-11-04 2013-10-31 4 ROCHELEAU PAUL F APNT Stock Option-Rt to Buy A - Award D 0.08 12,500 212,500
2013-11-04 2013-10-31 4 RONSTADT ROBERT APNT Stock Option-Rt to Buy A - Award D 0.05 12,500 372,500
2013-11-04 2013-10-31 4 RONSTADT ROBERT APNT Stock Option-Rt to Buy A - Award D 0.08 12,500 372,500
2013-11-04 2013-10-31 4 Westerman Howard G JR APNT Stock Option-Rt to Buy A - Award D 0.08 12,500 202,500
2013-11-04 2013-10-31 4 Westerman Howard G JR APNT Stock Option-Rt to Buy A - Award D 0.05 12,500 202,500
2013-05-02 2013-04-30 4 BERMAN RONALD J APNT Stock Option-Rt to Buy A - Award D 0.09 12,500 137,500
2013-05-02 2013-04-30 4 BERMAN RONALD J APNT Stock Option-Rt to Buy A - Award D 0.18 37,500 125,000
2013-05-02 2013-04-30 4 Bramlett Tracy K APNT Stock Option-Rt to Buy A - Award D 0.09 12,500 177,500
2013-05-02 2013-04-30 4 Bramlett Tracy K APNT Stock Option-Rt to Buy A - Award D 0.18 37,500 165,000
2013-05-02 2013-04-30 4 Li Xin D APNT Stock Option-Rt to Buy A - Award D 0.09 12,500 98,750
2013-05-02 2013-04-30 4 Li Xin D APNT Stock Option-Rt to Buy A - Award D 0.18 37,500 86,250
2013-05-02 2013-04-30 4 ROCHELEAU PAUL F APNT Stock Option-Rt to Buy A - Award D 0.09 12,500 187,500
2013-05-02 2013-04-30 4 ROCHELEAU PAUL F APNT Stock Option-Rt to Buy A - Award D 0.18 37,500 175,000
2013-05-02 2013-04-30 4 RONSTADT ROBERT APNT Stock Option-Rt to Buy A - Award D 0.09 12,500 372,500
2013-05-02 2013-04-30 4 RONSTADT ROBERT APNT Stock Option-Rt to Buy A - Award D 0.18 37,500 360,000
2013-05-02 2013-04-30 4 Westerman Howard G JR APNT Stock Option-Rt to Buy A - Award D 0.09 12,500 177,500
2013-05-02 2013-04-30 4 Westerman Howard G JR APNT Stock Option-Rt to Buy A - Award D 0.18 37,500 165,000
2012-05-02 2012-04-30 4 BAKER DOUGLAS P APNT Stock Option-Rt to Buy A - Award D 0.23 12,500 1,249,100
2012-05-02 2012-04-30 4 BERMAN RONALD J APNT Stock Option-Rt to Buy A - Award D 0.23 12,500 87,500
2012-05-02 2012-04-30 4 Fink Richard Lee APNT Stock Option-Rt to Buy A - Award D 0.23 7,500 465,824
2012-05-02 2012-04-30 4 Bramlett Tracy K APNT Stock Option-Rt to Buy A - Award D 0.23 12,500 127,500
2012-05-02 2012-04-30 4 Li Xin D APNT Stock Option-Rt to Buy A - Award D 0.23 12,500 48,750
2012-05-02 2012-04-30 4 ROCHELEAU PAUL F APNT Stock Option-Rt to Buy A - Award D 0.23 12,500 137,500
2012-05-02 2012-04-30 4 RONSTADT ROBERT APNT Stock Option-Rt to Buy A - Award D 0.23 12,500 322,500
2012-05-02 2012-04-30 4 Westerman Howard G JR APNT Stock Option-Rt to Buy A - Award D 0.23 12,500 127,500
2012-05-02 2012-04-30 4 YANIV ZVI APNT Stock Option-Rt to Buy A - Award D 0.23 12,500 1,085,600
2012-02-02 2012-02-02 4 BAKER DOUGLAS P APNT Stock Option-Rt to Buy A - Award D 0.34 12,500 1,236,600
2012-02-02 2012-01-31 4 BERMAN RONALD J APNT Stock Option-Rt to Buy A - Award D 0.34 12,500 75,000
2012-02-02 2012-02-02 4 Fink Richard Lee APNT Stock Option-Rt to Buy A - Award D 0.34 7,500 458,324
2012-02-02 2012-01-31 4 Bramlett Tracy K APNT Stock Option-Rt to Buy A - Award D 0.34 12,500 115,000
2012-02-02 2012-01-31 4 Li Xin D APNT Stock Option-Rt to Buy A - Award D 0.34 12,500 36,250
2012-02-02 2012-01-31 4 ROCHELEAU PAUL F APNT Stock Option-Rt to Buy A - Award D 0.34 12,500 125,000
2012-02-02 2012-01-31 4 RONSTADT ROBERT APNT Stock Option-Rt to Buy A - Award D 0.34 12,500 310,000
2012-02-02 2012-01-31 4 Westerman Howard G JR APNT Stock Option-Rt to Buy A - Award D 0.34 12,500 115,000
2012-02-02 2012-02-02 4 YANIV ZVI APNT Stock Option-Rt to Buy A - Award D 0.34 12,500 1,073,100
2011-04-08 3 Li Xin D By Company, of which Mr. Li is an officer APNT Common Stock I 6,578,948
2008-01-11 3 Fink Richard Lee NNPP Common Stock D 0
2007-09-14 3 Stark Patrick V NNPP Common Stock D 38,462
2007-09-14 3 Bramlett Tracy K NNPP Common Stock D 0
2007-05-24 3 Westerman Howard G JR NNPP Common Stock D 187,040
P
공개 시장에서 또는 사적으로 비파생증권 또는 파생증권 매입
S
공개 시장에서 또는 사적으로 비파생증권 또는 파생증권 매각
A
자사로부터 유가증권(옵션 등)을 보조, 지급 또는 기타 취득
C
파생상품 전환
D
자사에게 유가증권을 매각 또는 양도
F
기업으로부터 인도 받은 유가증권의 일부를 사용한 행사 가격 또는 조세 채무의 지급
G
내부자에 의한 또는 내부자에게 증권 증여
K
지분스왑 및 유사 위험 회피거래
M
자사로부터 인도 받은 파생증권(옵션 등)의 행사 또는 전환
V
보고서 양식 4에 자진 신고된 거래
J
기타 (거래 내용을 설명하는 각주와 동반)
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