| 발행주식수 | 10,026,635 shares |
| 내부자 지분 | 22,107,267 shares |
| 전체 내부자 | 32 |
내부자 센티멘트 점수
내부자 센티멘트 점수를 통해서 내부자들이 법인 지분을 매입하는 기업들에 대해서 알아볼 수 있습니다.
이는 내부자의 누적도가 가장 높은 기업을 식별하는 정교하고 복합적인 지수를 분석하는 계량 모델의 결과 값입니다. 스코어링 모델은 이전 90일 동안 매수한 "내부자의 순 숫자", "매수한 주식의 총합", "내부자가 소유한 주식의 총합"의 조합을 사용합니다. 점수는 0에서 100 사이이며, 점수가 높을수록 피어(Peer: 동종업계 경쟁기업)에 대한 누적도가 높다는 것을 나타내며, 평균은 50입니다.
업데이트 주기: 일별
내부자의 누적도가 가장 높은 기업 목록을 확인할 수 있는 내부자들의 최다 선택(Insiders Top Picks)을 참고하십시오.
내부 경영진 센티멘트 점수
내부 경영진 센티멘트 점수를 통해서 내부 경영진들이 법인 지분을 매입하는 기업들에 대해서 알아볼 수 있습니다.
내부 거래의 정의에 따라 내부 경영진(기업 임원)도 내부자이지만, 다른 내부자(10% 주주 및 이사회 구성원)들과는 달리 내부 경영진은 매일 회사에서 근무하며, 거래 시에 자신의 자금을 사용합니다. (많은 경우에 10% 주주 및 이사회 구성원은 다른 사람의 자금을 관리하는 자금 관리자입니다.) 따라서 내부 경영진(기업 임원: Officer)의 내부 거래는 훨씬 더 중요하며 올바른 분석이 필요합니다.
내부자 센티멘트 점수와 마찬가지로 임원 감정 점수는 가장 높은 수준의 임원 축적을 가진 기업을 식별하는 정교하고 복합적인 지수 퀀트(Multi-factor quantitative) 모델의 결과입니다.
업데이트 주기: 일별
내부자의 누적도가 가장 높은 기업 목록을 확인할 수 있는 내부자들의 최다 선택(Insiders Top Picks)을 참고하십시오.
주요 내부자 지표
이 수치는 해당 기업이 다양한 내부자 지표에 따라 어떻게 순위를 매겨지는 지를 설명합니다. 백분위 순위는 이 기업이 미국 시장의 다른 기업들과 어떻게 비교되는지 보여줍니다. 순위가 높을수록 더 나은 상황에 있다는 것을 의미합니다.
예를 들어, 일반적으로 내부자의 매입은 긍정적인 지표라고 간주되어지기 때문에, 내부자의 매입(내부자의 매각, 역시도)가 적은 기업보다 내부자의 매입이 많은 기업은 순위가 높을 것입니다.
내부자 트레이딩 차트
Noranda Aluminum Holding Corporation 내부자의 매매 거래는 아래 차트에 나와 있습니다. 내부자들은 기업의 임원(내부 경영진), 이사 또는 주요 투자자입니다. 일반적으로 내부자가 중요한 비공개 정보를 기반으로 자신이 속한 기업을 거래하는 것은 불법으로 간주됩니다. 이것은 내부자가 자신의 기업 내에서 행하는 모든 거래가 불법이라는 것을 뜻은 아닙니다. 그러나 그들은 자신들의 모든 거래를 양식 4를 통해 SEC에 보고해야만 합니다.
내부자의 명단 및 이익 지표
아래 표는 공개된 내부자의 목록이며, SEC에 공개된 제출 문서에서 자동으로 생성됩니다. "이름", "가장 최근의 직급", "이사, 임원 또는 10% 주주"에 대한 지정 외에도 최근에 공개된 보유 주식에 대한 정보를 보여줍니다. 또한 가능한 경우 내부자의 과거 거래 실적도 확인 가능합니다. 과거 거래 실적은 내부자가 실제 "공개 시장"(Open market) 매입 거래를 수행한 실적을 가중 평균한 값입니다. 이 계산 방법에 대한 자세한 내용은 유튜브 웨비나 를 참조하시면 됩니다.
See our leaderboard of most profitable insider traders.
| 내부자 | 평균 이익률 (%) | 소유 지분 |
주식 분할 |
|---|---|---|---|
|
AIF VI Management, LLC
10% Owner -
|
0 | 0 | |
|
Apollo Investment Fund Vi L P
10% Owner -
|
0 | 0 | |
|
Apollo Alternative Assets, L.P.
10% Owner -
|
0 | 0 | |
|
Apollo International Management GP, LLC
10% Owner -
|
0 | ||
|
Apollo International Management, L.P.
10% Owner -
|
0 | ||
|
Apollo Management GP, LLC
10% Owner -
|
0 | 0 | |
|
Apollo Management Holdings GP, LLC
10% Owner -
|
0 | 0 | |
|
Apollo Management Holdings, L.P.
10% Owner -
|
0 | 0 | |
|
Apollo Management VI, L.P.
10% Owner -
|
0 | 0 | |
|
Apollo Management, L.P.
10% Owner -
|
0 | 0 |
| 내부자 | 평균 이익률 (%) | 소유 지분 |
주식 분할 |
|---|---|---|---|
|
Apollo Principal Holdings I GP, LLC
10% Owner -
|
0 | 0 | |
| Dale W Boyles Chief Financial Officer - [O] | 4,209 | 4,209 | |
| William H JR Brooks Director - [D] | 26,120 | 26,120 | |
| Julio C D Costa Bauxite and Alumina Bus. Pres. - [O] | 1,975 | 1,975 | |
| Scott M Croft Pres-Primary & Value Added Bus - [O] | 58,951 | 58,951 | |
| Richard B Evans Director - [D] | 28,393 | 28,393 | |
| Pasquale Fiore | 0 | ||
| Michael J Griffin | 5,469 | ||
| Wayne Hale President-Upstream - [O] | 0 | 0 | |
| Peter J Hartland President of Upstream Business - [O] | 26,762 | 26,762 | |
| Kalsow-Ramos Robert J. | 0 |
| 내부자 | 평균 이익률 (%) | 소유 지분 |
주식 분할 |
|---|---|---|---|
| Robert A Kasdin Director - [D] | 30,632 | 30,632 | |
| Gail E Lehman Gen Counsel/Sec/Chief Adm Off - [O] | 82,627 | 82,627 | |
| Robert B Mahoney - | 182,924 | 182,924 | |
| Thomas R Miklich Director - [D] | 100,104 | 100,104 | |
|
Noranda Holdings LP
10% Owner -
|
0 | 0 | |
|
Noranda Holdings, LLC
10% Owner -
|
0 | 0 | |
| Carl J Rickertsen Director - [D] | 26,093 | 26,093 | |
| Ronald S Rolfe Director - [D] | 18,626 | 18,626 | |
| Alan H Schumacher Director - [D] | 15,262 | 15,262 | |
| Sagor Elliot G. Director - [D] | 84,053 | 84,053 | |
| Layle Kiplind Smith President and CEO, Director - [D] [O] | 878,885 | 878,885 |
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내부자의 매입 내역 추적: 단기 이익 분석
이 섹션에서는 NORNQ / Noranda Aluminum Holding Corporation에서 계획되지 않은 "공개 시장"(Open market)의 내부자가 매입한 모든 상품의 수익성을 분석합니다. 이 분석을 통해서 내부자가 비정상적인 수익을 지속적으로 창출하는지 파악하는 데 도움이 되며, 이러한 분석은 수행해볼 가치가 있습니다. 이 분석은 개별 거래 후 1년 동안 수행한 것이며, 결과는 이론 값입니다. .
아래 표는 사전 거래 계획(Automated trading plan)에 포함되지 않은 가장 최근의 "공개 시장"(Open market)에서의 매입을 보여줍니다.
조정된 가격은 분할 조정 가격입니다. 조정된 지분은 분할 조정 지분입니다.
내부자 매매의 실적: 단기 손실 분석
이 섹선에서는 NORNQ / Noranda Aluminum Holding Corporation에서 이루어진 "공개 시장(Open market)"에서의 모든 계획되지 않은 내부자 매매의 단기 손실 회피(Short-term loss avoidance)를 분석합니다. 일관된 손실 회피 패턴을 통해서 향후 매매 거래가 가격 하락을 초래할 수도 있음을 예상할 수 있습니다. 이 분석은 각 각 매매 거래 후 1년 동안의 자료이며, 결과는 이론 값입니다. .
아래 표는 사전 거래 계획(Automated trading plan)에 포함되지 않은 가장 최근의 공개 시장에서의 매매를 보여줍니다.
조정된 가격은 분할 조정 가격입니다. 조정된 지분은 분할 조정 지분입니다.
거래 내역
전체 거래 내역을 보려면 링크 아이콘을 클릭하세요. 10b5-1 자동 거래 계획의 일부로 보고된 거래는 10b-5 열에 X 표시가 나타납니다.
| 보고일 | 거래일 | 양식 | 내부자 | 티커 | 증권 소유권 | 코드 | 직접 | 행사 가격 |
단위 가격 |
단위 변동 |
가치 변동 (단위: 1,000) |
잔여 옵션 |
잔여 주식 |
|
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2016-01-20 | 2016-01-06 | 4 | Costa Julio C D | NORN | Restricted Stock | D | -1,357 | 0 | ||||||
| 2016-01-20 | 2016-01-06 | 4 | Costa Julio C D | NORN | Common stock | D | 618 | 1,975 | ||||||
| 2016-01-20 | 2016-01-06 | 4 | Costa Julio C D | NORN | Common stock | D | 1,357 | 1,357 | ||||||
| 2016-01-05 | 2015-12-31 | 4 | Brooks William H JR | NOR | Restricted Stock Units | D | -351 | 0 | ||||||
| 2016-01-05 | 2015-12-31 | 4 | Brooks William H JR | NOR | Common stock | D | 0.3200 | -100 | -0 | 26,120 | ||||
| 2016-01-05 | 2015-12-31 | 4 | Brooks William H JR | NOR | Common stock | D | 351 | 26,220 | ||||||
| 2016-01-05 | 2015-12-31 | 4 | Rolfe Ronald S | NOR | Common stock | D | -351 | 0 | ||||||
| 2016-01-05 | 2015-12-31 | 4 | Rolfe Ronald S | NOR | Common stock | D | 351 | 18,626 | ||||||
| 2016-01-05 | 2015-12-31 | 4 | EVANS RICHARD B | NOR | Restricted Stock Units | D | -337 | 0 | ||||||
| 2016-01-05 | 2015-12-31 | 4 | EVANS RICHARD B | NOR | Common stock | D | 337 | 28,393 | ||||||
| 2016-01-05 | 2015-12-31 | 4 | SCHUMACHER ALAN H | NOR | Restricted Stock Units | D | -103 | 0 | ||||||
| 2016-01-05 | 2015-12-31 | 4 | SCHUMACHER ALAN H | NOR | Common stock | D | 103 | 15,262 | ||||||
| 2016-01-05 | 2015-12-31 | 4 | RICKERTSEN CARL J | NOR | Restricted Stock Units | D | -50 | 0 | ||||||
| 2016-01-05 | 2015-12-31 | 4 | RICKERTSEN CARL J | NOR | Restricted Stock Units | D | -351 | 0 | ||||||
| 2016-01-05 | 2015-12-31 | 4 | RICKERTSEN CARL J | NOR | Common stock | D | 50 | 26,093 | ||||||
| 2016-01-05 | 2015-12-31 | 4 | RICKERTSEN CARL J | NOR | Common stock | D | 351 | 26,043 | ||||||
| 2015-12-22 | 2015-12-07 | 4/A | Brooks William H JR | NOR | Common stock | D | 0 | 25,869 | ||||||
| 2015-12-09 | 2015-12-07 | 4 | Lehman Gail E | NOR | Restricted Stock | D | -0 | 5,469 | ||||||
| 2015-12-09 | 2015-12-07 | 4 | Lehman Gail E | NOR | Restricted Stock | D | -0 | 3,709 | ||||||
| 2015-12-09 | 2015-12-07 | 4 | Lehman Gail E | NOR | Restricted Stock | D | -0 | 3,709 | ||||||
| 2015-12-09 | 2015-12-07 | 4 | Lehman Gail E | NOR | Restricted Stock | D | -1 | 3,144 | ||||||
| 2015-12-09 | 2015-12-07 | 4 | Brooks William H JR | NOR | Right to purchase | D | 14.00 | -1 | 9,728 | |||||
| 2015-12-09 | 2015-12-07 | 4 | Brooks William H JR | NOR | Right to purchase | D | 14.00 | -1 | 9,728 | |||||
| 2015-12-09 | 2015-12-07 | 4 | Brooks William H JR | NOR | Restricted Stock Units | D | -0 | 351 | ||||||
| 2015-12-09 | 2015-12-07 | 4 | Brooks William H JR | NOR | Common stock | D | 14.0000 | 1 | 0 | 126,058 | ||||
| 2015-12-09 | 2015-12-07 | 4 | SCHUMACHER ALAN H | NOR | Right to Purhcase | D | 63.00 | -0 | 2,857 | |||||
| 2015-12-09 | 2015-12-07 | 4 | SCHUMACHER ALAN H | NOR | Restricted Stock Units | D | -0 | 103 | ||||||
| 2015-12-09 | 2015-12-07 | 4 | Costa Julio C D | NOR | Restricted Stock | D | -1 | 5,428 | ||||||
| 2015-12-09 | 2015-12-07 | 4 | Rolfe Ronald S | NOR | Restricted Stock Units | D | -0 | 351 | ||||||
| 2015-12-09 | 2015-12-07 | 4 | EVANS RICHARD B | NOR | Restricted Stock Units | D | -1 | 337 | ||||||
| 2015-12-09 | 2015-12-07 | 4 | Boyles Dale W | NOR | Restricted Stock | D | -0 | 5,469 | ||||||
| 2015-12-09 | 2015-12-07 | 4 | Boyles Dale W | NOR | Restricted Stock | D | -0 | 3,709 | ||||||
| 2015-12-09 | 2015-12-07 | 4 | Boyles Dale W | NOR | Restricted Stock | D | -1 | 2,926 | ||||||
| 2015-12-09 | 2015-12-07 | 4 | Griffin Michael J | NOR | Restricted Stock | D | -0 | 5,469 | ||||||
| 2015-12-09 | 2015-12-07 | 4 | RICKERTSEN CARL J | NOR | Restricted Stock Units | D | -1 | 50 | ||||||
| 2015-12-09 | 2015-12-07 | 4 | RICKERTSEN CARL J | NOR | Restricted Stock Units | D | -0 | 351 | ||||||
| 2015-12-09 | 2015-12-07 | 4 | MIKLICH THOMAS R | NOR | Right to purchase | D | 63.00 | -0 | 2,857 | |||||
| 2015-12-09 | 2015-12-07 | 4 | Croft Scott M | NOR | Restricted Stock | D | -0 | 8,757 | ||||||
| 2015-12-09 | 2015-12-07 | 4 | Croft Scott M | NOR | Employee stock option (right to buy) | D | 14.00 | -0 | 8,757 | |||||
| 2015-12-09 | 2015-12-07 | 4 | Croft Scott M | NOR | Employee stock option (right to buy) | D | 14.00 | -0 | 8,757 | |||||
| 2015-12-09 | 2015-12-07 | 4 | Croft Scott M | NOR | Restricted Stock | D | -0 | 3,709 | ||||||
| 2015-12-09 | 2015-12-07 | 4 | Croft Scott M | NOR | Restricted Stock | D | -0 | 3,709 | ||||||
| 2015-12-09 | 2015-12-07 | 4 | Croft Scott M | NOR | Restricted Stock | D | -1 | 3,144 | ||||||
| 2015-12-09 | 2015-12-07 | 4 | Smith Layle Kiplind | NOR | Employee stock option (right to buy) | D | 7.98 | -0 | 28,571 | |||||
| 2015-12-09 | 2015-12-07 | 4 | Smith Layle Kiplind | NOR | Restricted Stock | D | -0 | 28,571 | ||||||
| 2015-12-09 | 2015-12-07 | 4 | Smith Layle Kiplind | NOR | Restricted Stock | D | -0 | 17,825 | ||||||
| 2015-12-09 | 2015-12-07 | 4 | Smith Layle Kiplind | NOR | Restricted Stock | D | -0 | 14,974 | ||||||
| 2015-12-09 | 2015-12-07 | 4 | Smith Layle Kiplind | NOR | Restricted Stock | D | -0 | 4,745 | ||||||
| 2015-11-06 | 2015-11-05 | 4 | Boyles Dale W | NOR | Restricted Stock | D | -1,463 | 2,927 | ||||||
| 2015-11-06 | 2015-11-05 | 4 | Boyles Dale W | NOR | Common stock | D | 2.0000 | -473 | -1 | 4,209 | ||||
| 2015-11-06 | 2015-11-05 | 4 | Boyles Dale W | NOR | Common stock | D | 1,463 | 4,682 | ||||||
| 2015-10-30 | 2015-10-29 | 4 | SCHUMACHER ALAN H | NOR | Common stock | D | 1.7400 | -5,000 | -9 | 15,159 | ||||
| 2015-10-02 | 2015-09-30 | 4 | Brooks William H JR | NOR | Restricted Stock Units | D | -352 | 352 | ||||||
| 2015-10-02 | 2015-09-30 | 4 | Brooks William H JR | NOR | Common stock | D | 1.6400 | -98 | -0 | 25,869 | ||||
| 2015-10-02 | 2015-09-30 | 4 | Brooks William H JR | NOR | Common stock | D | 1.6400 | -1 | -0 | 25,967 | ||||
| 2015-10-02 | 2015-09-30 | 4 | Brooks William H JR | NOR | Common stock | D | 352 | 25,968 | ||||||
| 2015-10-02 | 2015-09-30 | 4 | Rolfe Ronald S | NOR | Common stock | D | -352 | 352 | ||||||
| 2015-10-02 | 2015-09-30 | 4 | Rolfe Ronald S | NOR | Common stock | D | 1.6400 | -1 | -0 | 18,275 | ||||
| 2015-10-02 | 2015-09-30 | 4 | Rolfe Ronald S | NOR | Common stock | D | 352 | 18,276 | ||||||
| 2015-10-02 | 2015-09-30 | 4 | EVANS RICHARD B | NOR | Restricted Stock Units | D | -338 | 338 | ||||||
| 2015-10-02 | 2015-09-30 | 4 | EVANS RICHARD B | NOR | Common stock | D | 1.6400 | -0 | -0 | 28,056 | ||||
| 2015-10-02 | 2015-09-30 | 4 | EVANS RICHARD B | NOR | Common stock | D | 338 | 28,056 | ||||||
| 2015-10-02 | 2015-09-30 | 4 | SCHUMACHER ALAN H | NOR | Restricted Stock Units | D | -103 | 103 | ||||||
| 2015-10-02 | 2015-09-30 | 4 | SCHUMACHER ALAN H | NOR | Common stock | D | 1.6400 | -1 | -0 | 20,159 | ||||
| 2015-10-02 | 2015-09-30 | 4 | SCHUMACHER ALAN H | NOR | Common stock | D | 103 | 20,160 | ||||||
| 2015-10-02 | 2015-09-30 | 4 | RICKERTSEN CARL J | NOR | Restricted Stock Units | D | -51 | 51 | ||||||
| 2015-10-02 | 2015-09-30 | 4 | RICKERTSEN CARL J | NOR | Restricted Stock Units | D | -352 | 352 | ||||||
| 2015-10-02 | 2015-09-30 | 4 | RICKERTSEN CARL J | NOR | Common stock | D | 1.6400 | -0 | -0 | 25,692 | ||||
| 2015-10-02 | 2015-09-30 | 4 | RICKERTSEN CARL J | NOR | Common stock | D | 51 | 25,692 | ||||||
| 2015-10-02 | 2015-09-30 | 4 | RICKERTSEN CARL J | NOR | Common stock | D | 1.6400 | -1 | -0 | 25,641 | ||||
| 2015-10-02 | 2015-09-30 | 4 | RICKERTSEN CARL J | NOR | Common stock | D | 352 | 25,642 | ||||||
| 2015-10-01 | 2015-06-10 | 4/A | Smith Layle Kiplind | NOR | Restricted Stock | D | 924 | 124,777 | ||||||
| 2015-10-01 | 2015-06-10 | 4/A | Smith Layle Kiplind | NOR | Restricted Stock | D | 246 | 33,216 | ||||||
| 2015-10-01 | 2015-06-10 | 4/A | Croft Scott M | NOR | Restricted Stock | D | 192 | 25,966 | ||||||
| 2015-10-01 | 2015-05-02 | 4/A | Boyles Dale W | NOR | Common stock | D | 8,591 | 24,883 | ||||||
| 2015-07-23 | 2015-07-23 | 4 | Smith Layle Kiplind | NOR | Common stock | D | 0.5061 | 196,000 | 99 | 878,885 | ||||
| 2015-07-08 | 2015-07-06 | 4 | Brooks William H JR | NOR | Common stock | D | 0.8547 | -824 | -1 | 179,311 | ||||
| 2015-07-08 | 2015-07-06 | 4 | Brooks William H JR | NOR | Common stock | D | 2,942 | 180,135 | ||||||
| 2015-07-08 | 2015-07-06 | 4 | EVANS RICHARD B | NOR | Common stock | D | 11,765 | 194,022 | ||||||
| 2015-07-02 | 2015-06-30 | 4 | Brooks William H JR | NOR | Restricted Stock Units | D | -2,461 | 4,924 | ||||||
| 2015-07-02 | 2015-06-30 | 4 | Brooks William H JR | NOR | Common stock | D | 0.8500 | -690 | -1 | 177,193 | ||||
| 2015-07-02 | 2015-06-30 | 4 | Brooks William H JR | NOR | Common stock | D | 2,461 | 177,883 | ||||||
| 2015-07-02 | 2015-06-30 | 4 | Brooks William H JR | NOR | Common stock | D | 0.8500 | -16,471 | -14 | 175,422 | ||||
| 2015-07-02 | 2015-06-30 | 4 | Brooks William H JR | NOR | Common stock | D | 58,824 | 191,893 | ||||||
| 2015-07-02 | 2015-06-30 | 4 | RICKERTSEN CARL J | NOR | Restricted Stock Units | D | -359 | 719 | ||||||
| 2015-07-02 | 2015-06-30 | 4 | RICKERTSEN CARL J | NOR | Restricted Stock Units | D | -2,461 | 4,924 | ||||||
| 2015-07-02 | 2015-06-30 | 4 | RICKERTSEN CARL J | NOR | Common stock | D | 359 | 177,025 | ||||||
| 2015-07-02 | 2015-06-30 | 4 | RICKERTSEN CARL J | NOR | Common stock | D | 2,461 | 176,666 | ||||||
| 2015-07-02 | 2015-06-30 | 4 | RICKERTSEN CARL J | NOR | Common stock | D | 58,824 | 174,205 | ||||||
| 2015-07-02 | 2015-06-30 | 4 | EVANS RICHARD B | NOR | Restricted Stock Units | D | -2,369 | 4,738 | ||||||
| 2015-07-02 | 2015-06-30 | 4 | EVANS RICHARD B | NOR | Common stock | D | 2,369 | 182,257 | ||||||
| 2015-07-02 | 2015-06-30 | 4 | EVANS RICHARD B | NOR | Common stock | D | 58,824 | 179,888 | ||||||
| 2015-07-02 | 2015-06-30 | 4 | SCHUMACHER ALAN H | NOR | Restricted Stock Units | D | -717 | 1,437 | ||||||
| 2015-07-02 | 2015-06-30 | 4 | SCHUMACHER ALAN H | NOR | Common stock | D | 717 | 140,394 | ||||||
| 2015-07-02 | 2015-06-30 | 4 | SCHUMACHER ALAN H | NOR | Common stock | D | 58,824 | 139,677 | ||||||
| 2015-07-02 | 2015-06-30 | 4 | MIKLICH THOMAS R | NOR | Common stock | D | 0.8500 | -16,471 | -14 | 100,104 | ||||
| 2015-07-02 | 2015-06-30 | 4 | MIKLICH THOMAS R | NOR | Common stock | D | 58,824 | 116,575 | ||||||
| 2015-07-02 | 2015-06-30 | 4 | Rolfe Ronald S | NOR | Common stock | D | -2,461 | 4,924 | ||||||
| 2015-07-02 | 2015-06-30 | 4 | Rolfe Ronald S | NOR | Common stock | D | 2,461 | 125,462 | ||||||
| 2015-07-02 | 2015-06-30 | 4 | Rolfe Ronald S | NOR | Common stock | D | 58,824 | 123,001 | ||||||
| 2015-07-02 | 2015-06-30 | 4 | Sagor Elliot G. | NOR | Common stock | D | 58,824 | 84,053 | ||||||
| 2015-07-02 | 2015-07-01 | 4 | Costa Julio C D | NOR | Restricted Stock | D | 38,000 | 38,000 | ||||||
| 2015-06-12 | 2015-06-10 | 4 | MIKLICH THOMAS R | NOR | Common stock | D | 1.3400 | -32 | -0 | 57,751 | ||||
| 2015-06-12 | 2015-06-10 | 4 | MIKLICH THOMAS R | NOR | Common stock | D | 113 | 57,783 | ||||||
| 2015-06-12 | 2015-06-10 | 4 | Boyles Dale W | NOR | Restricted Stock | D | 284 | 38,284 | ||||||
| 2015-06-12 | 2015-06-10 | 4 | Boyles Dale W | NOR | Restricted Stock | D | 228 | 30,735 | ||||||
| 2015-06-12 | 2015-06-10 | 4 | Boyles Dale W | NOR | Restricted Stock | D | 192 | 25,966 | ||||||
| 2015-06-12 | 2015-06-10 | 4 | RICKERTSEN CARL J | NOR | Restricted Stock Units | D | 8 | 1,078 | ||||||
| 2015-06-12 | 2015-06-10 | 4 | RICKERTSEN CARL J | NOR | Restricted Stock Units | D | 55 | 7,385 | ||||||
| 2015-06-12 | 2015-06-10 | 4 | RICKERTSEN CARL J | NOR | Common stock | D | 113 | 115,381 | ||||||
| 2015-06-12 | 2015-06-10 | 4 | EVANS RICHARD B | NOR | Restricted Stock Units | D | 52 | 7,107 | ||||||
| 2015-06-12 | 2015-06-10 | 4 | EVANS RICHARD B | NOR | Common stock | D | 113 | 121,064 | ||||||
| 2015-06-12 | 2015-06-10 | 4 | SCHUMACHER ALAN H | NOR | Restricted Stock Units | D | 16 | 2,154 | ||||||
| 2015-06-12 | 2015-06-10 | 4 | SCHUMACHER ALAN H | NOR | Common stock | D | 113 | 80,853 | ||||||
| 2015-06-12 | 2015-06-10 | 4 | Smith Layle Kiplind | NOR | Restricted Stock | D | 1,219 | 126,242 | ||||||
| 2015-06-12 | 2015-06-10 | 4 | Smith Layle Kiplind | NOR | Restricted Stock | D | 924 | 125,023 | ||||||
| 2015-06-12 | 2015-06-10 | 4 | Smith Layle Kiplind | NOR | Restricted Stock | D | 246 | 124,099 | ||||||
| 2015-06-12 | 2015-06-12 | 4 | Croft Scott M | NOR | Restricted Stock | D | 284 | 38,284 | ||||||
| 2015-06-12 | 2015-06-12 | 4 | Croft Scott M | NOR | Restricted Stock | D | 192 | 25,774 | ||||||
| 2015-06-12 | 2015-06-12 | 4 | Croft Scott M | NOR | Restricted Stock | D | 50 | 6,814 | ||||||
| 2015-06-12 | 2015-06-10 | 4 | Brooks William H JR | NOR | Restricted Stock Units | D | 55 | 7,385 | ||||||
| 2015-06-12 | 2015-06-10 | 4 | Brooks William H JR | NOR | Common stock | D | 1.3400 | -32 | -0 | 133,069 | ||||
| 2015-06-12 | 2015-06-10 | 4 | Brooks William H JR | NOR | Common stock | D | 113 | 133,101 | ||||||
| 2015-06-12 | 2015-06-10 | 4 | Lehman Gail E | NOR | Restricted Stock | D | 284 | 38,284 | ||||||
| 2015-06-12 | 2015-06-10 | 4 | Lehman Gail E | NOR | Restricted Stock | D | 192 | 25,966 | ||||||
| 2015-06-12 | 2015-06-10 | 4 | Lehman Gail E | NOR | Restricted Stock | D | 50 | 6,814 | ||||||
| 2015-06-12 | 2015-06-11 | 4 | Rolfe Ronald S | NOR | Common stock | D | 1.3000 | 219 | 0 | 64,177 | ||||
| 2015-06-12 | 2015-06-10 | 4 | Rolfe Ronald S | NOR | Restricted Stock Units | D | 55 | 7,385 | ||||||
| 2015-06-12 | 2015-06-10 | 4 | Rolfe Ronald S | NOR | Common stock | D | 113 | 63,958 | ||||||
| 2015-06-12 | 2015-06-10 | 4 | Sagor Elliot G. | NOR | Common stock | D | 113 | 25,229 | ||||||
| 2015-06-08 | 2015-05-02 | 4/A | Boyles Dale W | NOR | Common stock | D | 8,591 | 24,523 | ||||||
| 2015-06-03 | 2015-06-01 | 4 | RICKERTSEN CARL J | NOR | Restricted Stock Units | D | -15,116 | 0 | ||||||
| 2015-06-03 | 2015-06-01 | 4 | RICKERTSEN CARL J | NOR | Common stock | D | 15,116 | 115,268 | ||||||
| 2015-06-03 | 2015-06-01 | 4 | SCHUMACHER ALAN H | NOR | Restricted Stock Units | D | -15,116 | 0 | ||||||
| 2015-06-03 | 2015-06-01 | 4 | SCHUMACHER ALAN H | NOR | Common stock | D | 15,116 | 80,740 | ||||||
| 2015-06-03 | 2015-06-01 | 4 | EVANS RICHARD B | NOR | Restricted Stock Units | D | -15,116 | 0 | ||||||
| 2015-06-03 | 2015-06-01 | 4 | EVANS RICHARD B | NOR | Common stock | D | 15,116 | 120,951 | ||||||
| 2015-06-03 | 2015-06-01 | 4 | MIKLICH THOMAS R | NOR | Restricted Stock Units | D | -15,116 | 0 | ||||||
| 2015-06-03 | 2015-06-01 | 4 | MIKLICH THOMAS R | NOR | Common stock | D | 1.6600 | -4,233 | -7 | 57,670 | ||||
| 2015-06-03 | 2015-06-01 | 4 | MIKLICH THOMAS R | NOR | Common stock | D | 15,116 | 61,903 | ||||||
| 2015-06-03 | 2015-06-01 | 4 | Brooks William H JR | NOR | Restricted Stock Units | D | -15,116 | 0 | ||||||
| 2015-06-03 | 2015-06-01 | 4 | Brooks William H JR | NOR | Common stock | D | 1.6600 | -4,233 | -7 | 132,988 | ||||
| 2015-06-03 | 2015-06-01 | 4 | Brooks William H JR | NOR | Common stock | D | 15,116 | 137,221 | ||||||
| 2015-06-03 | 2015-06-01 | 4 | Rolfe Ronald S | NOR | Restricted Stock Units | D | -15,116 | 0 | ||||||
| 2015-06-03 | 2015-06-01 | 4 | Rolfe Ronald S | NOR | Common stock | D | 15,116 | 63,845 | ||||||
| 2015-06-03 | 2015-06-01 | 4 | Sagor Elliot G. | NOR | Restricted Stock Units | D | -15,116 | 0 | ||||||
| 2015-06-03 | 2015-06-01 | 4 | Sagor Elliot G. | NOR | Common stock | D | 15,116 | 25,116 | ||||||
| 2015-05-27 | 2015-05-26 | 4 | Croft Scott M | NOR | Common stock | D | 2.0357 | -30,400 | -62 | 58,951 | ||||
| 2015-05-20 | 2015-05-19 | 4 | SCHUMACHER ALAN H | NOR | Common stock | D | 2.2600 | 10,000 | 23 | 65,624 | ||||
| 2015-05-20 | 2015-05-18 | 4 | EVANS RICHARD B | NOR | Common stock | D | 2.3140 | 50,000 | 116 | 105,835 | ||||
| 2015-05-20 | 2015-05-18 | 4 | Boyles Dale W | NOR | Cash Settled Restricted Stock Units | D | 38,000 | 38,000 | ||||||
| 2015-05-20 | 2015-05-18 | 4 | Smith Layle Kiplind | NOR | Employee stock option (right to buy) | D | 1.14 | 200,000 | 0 | |||||
| 2015-05-20 | 2015-05-18 | 4 | Smith Layle Kiplind | NOR | Restricted Stock | D | 163,375 | 163,375 | ||||||
| 2015-05-20 | 2015-05-18 | 4 | Smith Layle Kiplind | NOR | Common stock | D | 1.1400 | 200,000 | 228 | 682,885 | ||||
| 2015-05-20 | 2015-05-18 | 4 | Croft Scott M | NOR | Restricted Stock | D | 38,000 | 38,000 | ||||||
| 2015-05-20 | 2015-05-18 | 4 | Lehman Gail E | NOR | Restricted Stock | D | 38,000 | 38,000 | ||||||
| 2015-05-19 | 2015-05-15 | 4 | APOLLO INVESTMENT FUND VI L P | NOR | Common stock | I | 2.0750 | -11,888,289 | -24,668 | 0 | ||||
| 2015-05-19 | 2015-05-15 | 4 | Apollo Management VI, L.P. | NOR | Cash Settled Restricted Stock Units | I | 0.00 | -52,904 | 0 | |||||
| 2015-05-19 | 2015-05-15 | 4 | Noranda Holdings LP | NOR | Common stock | I | 2.0750 | -10,951,711 | -22,725 | 0 | ||||
| 2015-05-19 | 2015-05-15 | 4 | Apollo Alternative Assets, L.P. | NOR | Cash Settled Restricted Stock Units | I | 0.00 | -7,558 | 0 | |||||
| 2015-05-18 | 2015-05-15 | 4 | Sagor Elliot G. | NOR | Common stock | D | 2.3400 | 10,000 | 23 | 10,000 | ||||
| 2015-05-14 | 2015-05-14 | 4 | Rolfe Ronald S | NOR | Common stock | D | 2.2100 | 10,000 | 22 | 48,729 | ||||
| 2015-05-13 | 2015-05-12 | 4 | RICKERTSEN CARL J | NOR | Common stock | D | 2.1400 | 40,000 | 86 | 100,152 | ||||
| 2015-05-13 | 2015-05-12 | 4 | MIKLICH THOMAS R | NOR | Common stock | D | 2.1099 | 25,000 | 53 | 46,787 | ||||
| 2015-05-13 | 2015-05-12 | 4 | Rolfe Ronald S | NOR | Common stock | D | 2.2300 | 10,000 | 22 | 38,729 | ||||
| 2015-05-05 | 2015-05-02 | 4 | Boyles Dale W | NOR | Restricted Stock | D | -8,591 | 25,774 | ||||||
| 2015-05-05 | 2015-05-02 | 4 | Boyles Dale W | NOR | Common stock | D | 3.3500 | -2,350 | -8 | 22,533 | ||||
| 2015-05-05 | 2015-05-02 | 4 | Boyles Dale W | NOR | Common stock | D | 8,951 | 24,883 | ||||||
| 2015-05-05 | 2015-05-02 | 4 | Smith Layle Kiplind | NOR | Restricted Stock | D | -41,283 | 123,853 | ||||||
| 2015-05-05 | 2015-05-02 | 4 | Smith Layle Kiplind | NOR | Common stock | D | 3.3500 | -17,319 | -58 | 482,885 | ||||
| 2015-05-05 | 2015-05-02 | 4 | Smith Layle Kiplind | NOR | Common stock | D | 41,283 | 500,204 | ||||||
| 2015-05-05 | 2015-05-02 | 4 | Croft Scott M | NOR | Restricted Stock | D | -8,591 | 25,774 | ||||||
| 2015-05-05 | 2015-05-02 | 4 | Croft Scott M | NOR | Common stock | D | 3.3500 | -2,780 | -9 | 89,351 | ||||
| 2015-05-05 | 2015-05-02 | 4 | Croft Scott M | NOR | Common stock | D | 8,591 | 92,131 | ||||||
| 2015-05-05 | 2015-05-02 | 4 | Lehman Gail E | NOR | Restricted Stock | D | -8,591 | 25,774 | ||||||
| 2015-05-05 | 2015-05-02 | 4 | Lehman Gail E | NOR | Common stock | D | 3.3500 | -2,350 | -8 | 82,627 | ||||
| 2015-05-05 | 2015-05-02 | 4 | Lehman Gail E | NOR | Common stock | D | 8,591 | 84,977 | ||||||
| 2015-04-14 | 2015-04-12 | 4 | Smith Layle Kiplind | NOR | Restricted Stock | D | -16,484 | 32,970 | ||||||
| 2015-04-14 | 2015-04-12 | 4 | Smith Layle Kiplind | NOR | Common stock | D | -6,916 | 458,921 | ||||||
| 2015-04-14 | 2015-04-12 | 4 | Smith Layle Kiplind | NOR | Common stock | D | 16,484 | 465,837 | ||||||
| 2015-04-14 | 2015-04-12 | 4 | Croft Scott M | NOR | Restricted Stock | D | -3,381 | 6,764 | ||||||
| 2015-04-14 | 2015-04-12 | 4 | Croft Scott M | NOR | Common stock | D | 3.2200 | -1,095 | -4 | 83,540 | ||||
| 2015-04-14 | 2015-04-12 | 4 | Croft Scott M | NOR | Common stock | D | 3,381 | 84,635 | ||||||
| 2015-04-14 | 2015-04-12 | 4 | Lehman Gail E | NOR | Restricted Stock | D | -3,381 | 6,764 | ||||||
| 2015-04-14 | 2015-04-12 | 4 | Lehman Gail E | NOR | Common stock | D | 3.2200 | -925 | -3 | 76,386 | ||||
| 2015-04-14 | 2015-04-12 | 4 | Lehman Gail E | NOR | Common stock | D | 3,381 | 77,311 | ||||||
| 2015-04-02 | 2015-03-31 | 4 | RICKERTSEN CARL J | NOR | restricted stock units | D | -2,799 | 8,400 | ||||||
| 2015-04-02 | 2015-03-31 | 4 | RICKERTSEN CARL J | NOR | Common stock | D | 2,799 | 60,152 | ||||||
| 2015-04-02 | 2015-03-31 | 4 | EVANS RICHARD B | NOR | restricted stock units | D | -2,350 | 7,055 | ||||||
| 2015-04-02 | 2015-03-31 | 4 | EVANS RICHARD B | NOR | Common stock | D | 2,350 | 55,835 | ||||||
| 2015-04-02 | 2015-03-31 | 4 | SCHUMACHER ALAN H | NOR | restricted stock units | D | -712 | 2,138 | ||||||
| 2015-04-02 | 2015-03-31 | 4 | SCHUMACHER ALAN H | NOR | Common stock | D | 712 | 55,624 | ||||||
| 2015-04-02 | 2015-03-31 | 4 | Brooks William H JR | NOR | restricted stock units | D | -2,443 | 7,330 | ||||||
| 2015-04-02 | 2015-03-31 | 4 | Brooks William H JR | NOR | Common stock | D | 2.9700 | -685 | -2 | 122,105 | ||||
| 2015-04-02 | 2015-03-31 | 4 | Brooks William H JR | NOR | Common stock | D | 2,443 | 122,790 | ||||||
| 2015-04-02 | 2015-03-31 | 4 | Rolfe Ronald S | NOR | restricted stock units | D | -2,443 | 7,330 | ||||||
| 2015-04-02 | 2015-03-31 | 4 | Rolfe Ronald S | NOR | Common stock | D | 2,443 | 28,729 | ||||||
| 2015-03-31 | 2015-03-25 | 4 | SCHUMACHER ALAN H | NOR | Dividend Equivalent Units | D | 9 | 2,850 | ||||||
| 2015-03-31 | 2015-03-25 | 4 | SCHUMACHER ALAN H | NOR | Dividend Equivalent Units | D | 49 | 15,116 | ||||||
| 2015-03-31 | 2015-03-25 | 4 | RICKERTSEN CARL J | NOR | Cash Settled Restricted Stock Units | D | 37 | 11,199 | ||||||
| 2015-03-31 | 2015-03-25 | 4 | RICKERTSEN CARL J | NOR | Dividend Equivalent Units | D | 49 | 15,116 | ||||||
| 2015-03-31 | 2015-03-25 | 4 | EVANS RICHARD B | NOR | Cash Settled Restricted Stock Units | D | 30 | 9,405 | ||||||
| 2015-03-31 | 2015-03-25 | 4 | EVANS RICHARD B | NOR | Dividend Equivalent Units | D | 49 | 15,116 | ||||||
| 2015-03-31 | 2015-03-25 | 4 | MIKLICH THOMAS R | NOR | Dividend Equivalent Units | D | 49 | 15,116 | ||||||
| 2015-03-31 | 2015-03-25 | 4 | Boyles Dale W | NOR | Dividend Equivalent Units | D | 111 | 34,365 | ||||||
| 2015-03-31 | 2015-03-25 | 4 | Boyles Dale W | NOR | Dividend Equivalent Units | D | 86 | 27,902 | ||||||
| 2015-03-31 | 2015-03-25 | 4 | Boyles Dale W | NOR | Dividend Equivalent Units | D | 98 | 30,507 | ||||||
| 2015-03-31 | 2015-03-25 | 4 | Smith Layle Kiplind | NOR | Dividend Equivalent Units | D | 160 | 49,454 | ||||||
| 2015-03-31 | 2015-03-25 | 4 | Smith Layle Kiplind | NOR | Dividend Equivalent Units | D | 534 | 165,136 | ||||||
| 2015-03-31 | 2015-03-25 | 4 | Smith Layle Kiplind | NOR | Dividend Equivalent Units | D | 414 | 128,116 | ||||||
| 2015-03-31 | 2015-03-25 | 4 | Smith Layle Kiplind | NOR | Dividend Equivalent Units | D | 763 | 235,919 | ||||||
| 2015-03-31 | 2015-03-25 | 4 | Smith Layle Kiplind | NOR | Common stock | D | 238 | 449,353 | ||||||
| 2015-03-31 | 2015-03-25 | 4 | Croft Scott M | NOR | Dividend Equivalent Units | D | 111 | 34,365 | ||||||
| 2015-03-31 | 2015-03-25 | 4 | Croft Scott M | NOR | Dividend Equivalent Units | D | 86 | 26,282 | ||||||
| 2015-03-31 | 2015-03-25 | 4 | Croft Scott M | NOR | Dividend Equivalent Units | D | 33 | 10,145 | ||||||
| 2015-03-31 | 2015-03-25 | 4 | Croft Scott M | NOR | Dividend Equivalent Units | D | 159 | 48,901 | ||||||
| 2015-03-31 | 2015-03-25 | 4 | Croft Scott M | NOR | Common stock | D | 49 | 81,254 | ||||||
| 2015-03-31 | 2015-03-25 | 4 | Brooks William H JR | NOR | Dividend Equivalent Units | D | 32 | 9,773 | ||||||
| 2015-03-31 | 2015-03-25 | 4 | Brooks William H JR | NOR | Dividend Equivalent Units | D | 49 | 15,116 | ||||||
| 2015-03-31 | 2015-03-25 | 4 | Lehman Gail E | NOR | Dividend Equivalent Units | D | 111 | 34,365 | ||||||
| 2015-03-31 | 2015-03-25 | 4 | Lehman Gail E | NOR | Dividend Equivalent Units | D | 86 | 26,282 | ||||||
| 2015-03-31 | 2015-03-25 | 4 | Lehman Gail E | NOR | Dividend Equivalent Units | D | 159 | 48,742 | ||||||
| 2015-03-31 | 2015-03-25 | 4 | Lehman Gail E | NOR | Dividend Equivalent Units | D | 33 | 10,145 | ||||||
| 2015-03-31 | 2015-03-25 | 4 | Lehman Gail E | NOR | Common stock | D | 49 | 73,930 | ||||||
| 2015-03-31 | 2015-03-26 | 4 | Rolfe Ronald S | NOR | Common stock | D | 3.0400 | 86 | 0 | 26,286 | ||||
| 2015-03-31 | 2015-03-25 | 4 | Rolfe Ronald S | NOR | Dividend Equivalent Units | D | 32 | 9,773 | ||||||
| 2015-03-31 | 2015-03-25 | 4 | Rolfe Ronald S | NOR | Dividend Equivalent Units | D | 49 | 15,116 | ||||||
| 2015-03-31 | 2015-03-25 | 4 | Sagor Elliot G. | NOR | Dividend Equivalent Units | D | 49 | 15,116 | ||||||
| 2015-03-11 | 2015-03-09 | 4 | Lehman Gail E | NOR | Common stock | D | 2.9800 | -2,573 | -8 | 108,189 | ||||
| 2015-03-11 | 2015-03-09 | 4 | Lehman Gail E | NOR | Common stock | D | 8,022 | 110,762 | ||||||
| 2015-03-11 | 2015-03-09 | 4 | Smith Layle Kiplind | NOR | Common stock | D | 2.9800 | -16,407 | -49 | 618,391 | ||||
| 2015-03-11 | 2015-03-09 | 4 | Smith Layle Kiplind | NOR | Common stock | D | 39,110 | 634,798 | ||||||
| 2015-03-11 | 2015-03-09 | 4 | Croft Scott M | NOR | Common stock | D | 2.9800 | -2,443 | -7 | 104,345 | ||||
| 2015-03-11 | 2015-03-09 | 4 | Croft Scott M | NOR | Common stock | D | 8,022 | 106,788 | ||||||
| 2015-03-10 | 2015-03-06 | 4 | Lehman Gail E | NOR | Common stock | D | 2.9600 | -2,276 | -7 | 102,740 | ||||
| 2015-03-10 | 2015-03-06 | 4 | Lehman Gail E | NOR | Common stock | D | 6,966 | 105,016 | ||||||
| 2015-03-10 | 2015-03-06 | 4 | Lehman Gail E | NOR | restricted stock | D | -6,966 | 10,220 | ||||||
| 2015-03-10 | 2015-03-06 | 4 | Croft Scott M | NOR | Common stock | D | 2.9600 | -2,276 | -7 | 112,698 | ||||
| 2015-03-10 | 2015-03-06 | 4 | Croft Scott M | NOR | Common stock | D | 6,966 | 114,974 | ||||||
| 2015-03-10 | 2015-03-06 | 4 | Croft Scott M | NOR | restricted stock | D | -6,966 | 10,220 | ||||||
| 2015-03-10 | 2015-03-06 | 4 | Smith Layle Kiplind | NOR | Common stock | D | 2.9600 | -14,211 | -42 | 595,688 | ||||
| 2015-03-10 | 2015-03-06 | 4 | Smith Layle Kiplind | NOR | Common stock | D | 33,955 | 609,899 | ||||||
| 2015-03-10 | 2015-03-06 | 4 | Smith Layle Kiplind | NOR | restricted stock | D | -33,955 | 49,820 | ||||||
| 2015-02-23 | 2014-09-30 | 4 | Brooks William H JR | NOR | Common stock | D | 4.5200 | -852 | -4 | 126,058 | ||||
| 2015-02-23 | 2014-11-05 | 4 | Boyles Dale W | NOR | Common stock | D | 3.8800 | -2,766 | -11 | 80,838 | ||||
| 2015-02-23 | 2014-09-30 | 4 | MIKLICH THOMAS R | NOR | Common stock | D | 4.5200 | -852 | -4 | 32,451 | ||||
| 2015-01-05 | 2015-01-01 | 4 | SCHUMACHER ALAN H | NOR | Common stock | D | 2,841 | 69,698 | ||||||
| 2015-01-05 | 2015-01-01 | 4 | RICKERTSEN CARL J | NOR | Common stock | D | 1,421 | 78,420 | ||||||
| 2015-01-05 | 2014-12-31 | 4 | Brooks William H JR | NOR | Common stock | D | 3.5200 | -854 | -3 | 135,844 | ||||
| 2015-01-05 | 2014-12-31 | 4 | MIKLICH THOMAS R | NOR | Common stock | D | 3.5200 | -854 | -3 | 41,056 | ||||
| 2014-12-11 | 2014-12-08 | 4 | MIKLICH THOMAS R | NOR | Common stock | D | 47 | 41,910 | ||||||
| 2014-12-10 | 2014-12-08 | 4 | EVANS RICHARD B | NOR | Common stock | D | 47 | 72,765 | ||||||
| 2014-12-10 | 2014-12-09 | 4 | Rolfe Ronald S | NOR | Common stock | D | 61 | 51,295 | ||||||
| 2014-12-10 | 2014-12-08 | 4 | Rolfe Ronald S | NOR | Common stock | D | 47 | 51,234 | ||||||
| 2014-12-10 | 2014-12-08 | 4 | Croft Scott M | NOR | restricted stock | D | 0.00 | 56 | 21,778 | |||||
| 2014-12-10 | 2014-12-08 | 4 | Croft Scott M | NOR | restricted stock | D | 44 | 17,186 | ||||||
| 2014-12-10 | 2014-12-08 | 4 | Croft Scott M | NOR | Common stock | D | 87 | 94,076 | ||||||
| 2014-12-10 | 2014-12-08 | 4 | Sagor Elliot G. | NOR | Common stock | D | 39 | 15,067 | ||||||
| 2014-12-10 | 2014-12-08 | 4 | Smith Layle Kiplind | NOR | restricted stock | D | 0.00 | 266 | 103,706 | |||||
| 2014-12-10 | 2014-12-08 | 4 | Smith Layle Kiplind | NOR | restricted stock | D | 213 | 83,775 | ||||||
| 2014-12-10 | 2014-12-08 | 4 | Smith Layle Kiplind | NOR | Common stock | D | 422 | 575,944 | ||||||
| 2014-12-10 | 2014-12-08 | 4 | Boyles Dale W | NOR | Common stock | D | 165 | 83,769 | ||||||
| 2014-12-10 | 2014-12-08 | 4 | Lehman Gail E | NOR | restricted stock | D | 0.00 | 56 | 21,778 | |||||
| 2014-12-10 | 2014-12-08 | 4 | Lehman Gail E | NOR | restricted stock | D | 44 | 17,186 | ||||||
| 2014-12-10 | 2014-12-08 | 4 | Lehman Gail E | NOR | Common stock | D | 87 | 98,050 | ||||||
| 2014-12-10 | 2014-12-08 | 4 | Brooks William H JR | NOR | Common stock | D | 47 | 136,698 | ||||||
| 2014-12-10 | 2014-12-08 | 4 | SCHUMACHER ALAN H | NOR | Common stock | D | 41 | 66,857 | ||||||
| 2014-12-10 | 2014-12-08 | 4 | RICKERTSEN CARL J | NOR | Common stock | D | 48 | 76,999 | ||||||
| 2014-12-04 | 2014-12-02 | 4 | Brooks William H JR | NOR | Common stock | D | 9,741 | 136,651 | ||||||
| 2014-12-04 | 2014-12-02 | 4 | Rolfe Ronald S | NOR | Common stock | D | 9,741 | 51,187 | ||||||
| 2014-12-04 | 2014-12-03 | 4 | EVANS RICHARD B | NOR | Common stock | D | 9,375 | 72,718 | ||||||
| 2014-12-04 | 2014-12-02 | 4 | RICKERTSEN CARL J | NOR | Common stock | D | 9,741 | 76,951 | ||||||
| 2014-09-19 | 2014-09-17 | 4 | EVANS RICHARD B | NOR | Common stock | D | 39 | 63,343 | ||||||
| 2014-09-19 | 2014-09-17 | 4 | RICKERTSEN CARL J | NOR | Common stock | D | 40 | 67,210 | ||||||
| 2014-09-19 | 2014-09-17 | 4 | MIKLICH THOMAS R | NOR | Common stock | D | 39 | 41,863 | ||||||
| 2014-09-19 | 2014-09-17 | 4 | SCHUMACHER ALAN H | NOR | Common stock | D | 31 | 66,816 | ||||||
| 2014-09-19 | 2014-09-17 | 4 | Boyles Dale W | NOR | Common stock | D | 186 | 83,604 | ||||||
| 2014-09-19 | 2014-09-17 | 4 | Smith Layle Kiplind | NOR | restricted stock | D | 0.00 | 192 | 103,440 | |||||
| 2014-09-19 | 2014-09-17 | 4 | Smith Layle Kiplind | NOR | restricted stock | D | 681 | 83,562 | ||||||
| 2014-09-19 | 2014-09-17 | 4 | Smith Layle Kiplind | NOR | Common stock | D | 541 | 575,522 | ||||||
| 2014-09-19 | 2014-09-17 | 4 | Croft Scott M | NOR | restricted stock | D | 0.00 | 40 | 21,722 | |||||
| 2014-09-19 | 2014-09-17 | 4 | Croft Scott M | NOR | restricted stock | D | 140 | 17,142 | ||||||
| 2014-09-19 | 2014-09-17 | 4 | Croft Scott M | NOR | Common stock | D | 111 | 93,989 | ||||||
| 2014-09-19 | 2014-09-17 | 4 | Brooks William H JR | NOR | Common stock | D | 39 | 126,910 | ||||||
| 2014-09-19 | 2014-09-17 | 4 | Lehman Gail E | NOR | restricted stock | D | 0.00 | 40 | 21,722 | |||||
| 2014-09-19 | 2014-09-17 | 4 | Lehman Gail E | NOR | restricted stock | D | 140 | 17,142 | ||||||
| 2014-09-19 | 2014-09-17 | 4 | Lehman Gail E | NOR | Common stock | D | 111 | 97,963 | ||||||
| 2014-09-19 | 2014-09-18 | 4 | Rolfe Ronald S | NOR | Common stock | D | 5.3000 | 38 | 0 | 41,446 | ||||
| 2014-09-19 | 2014-09-17 | 4 | Rolfe Ronald S | NOR | Common stock | D | 39 | 41,408 | ||||||
| 2014-09-19 | 2014-09-17 | 4 | Sagor Elliot G. | NOR | Common stock | D | 28 | 15,028 | ||||||
| 2014-09-18 | 2014-09-16 | 4 | Croft Scott M | NOR | Common stock | D | 5.3700 | -20,000 | -107 | 93,878 | ||||
| 2014-06-19 | 2014-06-17 | 4 | RICKERTSEN CARL J | NOR | restricted stock units | D | 0.00 | 3.5000 | -5,114 | -18 | 0 | |||
| 2014-06-19 | 2014-06-17 | 4 | RICKERTSEN CARL J | NOR | Common stock | D | 5,114 | 67,170 | ||||||
| 2014-06-19 | 2014-06-17 | 4 | SCHUMACHER ALAN H | NOR | restricted stock units | D | 0.00 | 3.5000 | -5,114 | -18 | 0 | |||
| 2014-06-19 | 2014-06-17 | 4 | SCHUMACHER ALAN H | NOR | Common stock | D | 5,114 | 66,785 | ||||||
| 2014-06-19 | 2014-06-17 | 4 | EVANS RICHARD B | NOR | restricted stock units | D | 0.00 | 3.5000 | -5,114 | -18 | 0 | |||
| 2014-06-19 | 2014-06-17 | 4 | EVANS RICHARD B | NOR | Common stock | D | 5,114 | 63,304 | ||||||
| 2014-06-19 | 2014-06-17 | 4 | MIKLICH THOMAS R | NOR | restricted stock units | D | 0.00 | 3.5000 | -5,114 | -18 | 0 | |||
| 2014-06-19 | 2014-06-17 | 4 | MIKLICH THOMAS R | NOR | Common stock | D | 3.5000 | -1,432 | -5 | 41,824 | ||||
| 2014-06-19 | 2014-06-17 | 4 | MIKLICH THOMAS R | NOR | Common stock | D | 5,114 | 43,256 | ||||||
| 2014-06-19 | 2014-06-17 | 4 | Brooks William H JR | NOR | restricted stock units | D | 0.00 | 3.5000 | -5,114 | -18 | 0 | |||
| 2014-06-19 | 2014-06-17 | 4 | Brooks William H JR | NOR | Common stock | D | 3.5000 | -1,432 | -5 | 126,871 | ||||
| 2014-06-19 | 2014-06-17 | 4 | Brooks William H JR | NOR | Common stock | D | 5,114 | 128,303 | ||||||
| 2014-06-19 | 2014-06-17 | 4 | Rolfe Ronald S | NOR | restricted stock units | D | 0.00 | 3.5000 | -5,114 | -18 | 0 | |||
| 2014-06-19 | 2014-06-17 | 4 | Rolfe Ronald S | NOR | Common stock | D | 5,114 | 41,369 | ||||||
| 2014-06-06 | 2014-06-02 | 4 | Apollo Management VI, L.P. | NOR | Cash Settled Restricted Stock Units | I | 0.00 | 3.1400 | -17,900 | -56 | 52,500 | |||
| 2014-06-06 | 2014-06-01 | 4 | Apollo Management VI, L.P. | NOR | Cash Settled Restricted Stock Units | I | 0.00 | 52,500 | 70,400 | |||||
| 2014-06-06 | 2014-06-02 | 4 | Apollo Alternative Assets, L.P. | NOR | Cash Settled Restricted Stock Units | I | 0.00 | 3.1400 | -2,557 | -8 | 7,500 | |||
| 2014-06-06 | 2014-06-01 | 4 | Apollo Alternative Assets, L.P. | NOR | Cash Settled Restricted Stock Units | I | 0.00 | 7,500 | 10,057 | |||||
| 2014-06-03 | 2014-06-01 | 4 | SCHUMACHER ALAN H | NOR | Common stock | D | 15,000 | 61,671 | ||||||
| 2014-06-03 | 2014-06-01 | 4 | RICKERTSEN CARL J | NOR | Common stock | D | 15,000 | 62,056 | ||||||
| 2014-06-03 | 2014-06-01 | 4 | EVANS RICHARD B | NOR | Common stock | D | 15,000 | 58,190 | ||||||
| 2014-06-03 | 2014-06-01 | 4 | MIKLICH THOMAS R | NOR | Common stock | D | 15,000 | 38,142 | ||||||
| 2014-06-03 | 2014-06-01 | 4 | Brooks William H JR | NOR | Common stock | D | 15,000 | 123,189 | ||||||
| 2014-06-03 | 2014-06-01 | 4 | Rolfe Ronald S | NOR | Common stock | D | 15,000 | 36,255 | ||||||
| 2014-06-03 | 2014-06-01 | 4 | Sagor Elliot G. | NOR | Common stock | D | 15,000 | 15,000 | ||||||
| 2014-05-30 | 2014-05-28 | 4 | Boyles Dale W | NOR | Common stock | D | 227 | 83,418 | ||||||
| 2014-05-30 | 2014-05-28 | 4 | RICKERTSEN CARL J | NOR | restricted stock units | D | 0.00 | 15 | 5,114 | |||||
| 2014-05-30 | 2014-05-28 | 4 | RICKERTSEN CARL J | NOR | Common stock | D | 3 | 47,056 | ||||||
| 2014-05-30 | 2014-05-28 | 4 | SCHUMACHER ALAN H | NOR | restricted stock units | D | 0.00 | 15 | 5,114 | |||||
| 2014-05-30 | 2014-05-28 | 4 | SCHUMACHER ALAN H | NOR | Common stock | D | 7 | 46,671 | ||||||
| 2014-05-30 | 2014-05-28 | 4 | EVANS RICHARD B | NOR | restricted stock units | D | 0.00 | 15 | 5,114 | |||||
| 2014-05-30 | 2014-05-28 | 4 | MIKLICH THOMAS R | NOR | restricted stock units | D | 0.00 | 15 | 5,114 | |||||
| 2014-05-30 | 2014-05-28 | 4 | Smith Layle Kiplind | NOR | restricted stock | D | 0.00 | 315 | 103,248 | |||||
| 2014-05-30 | 2014-05-28 | 4 | Smith Layle Kiplind | NOR | restricted stock | D | 252 | 82,881 | ||||||
| 2014-05-30 | 2014-05-28 | 4 | Smith Layle Kiplind | NOR | Common stock | D | 500 | 574,981 | ||||||
| 2014-05-30 | 2014-05-28 | 4 | Croft Scott M | NOR | restricted stock | D | 0.00 | 66 | 21,682 | |||||
| 2014-05-30 | 2014-05-28 | 4 | Croft Scott M | NOR | restricted stock | D | 52 | 17,002 | ||||||
| 2014-05-30 | 2014-05-28 | 4 | Croft Scott M | NOR | Common stock | D | 104 | 113,878 | ||||||
| 2014-05-30 | 2014-05-28 | 4 | Brooks William H JR | NOR | restricted stock units | D | 0.00 | 15 | 5,114 | |||||
| 2014-05-30 | 2014-05-28 | 4 | Lehman Gail E | NOR | restricted stock | D | 0.00 | 66 | 21,682 | |||||
| 2014-05-30 | 2014-05-28 | 4 | Lehman Gail E | NOR | restricted stock | D | 52 | 17,002 | ||||||
| 2014-05-30 | 2014-05-28 | 4 | Lehman Gail E | NOR | Common stock | D | 104 | 97,852 | ||||||
| 2014-05-30 | 2014-05-28 | 4 | Rolfe Ronald S | NOR | restricted stock units | D | 0.00 | 15 | 5,114 | |||||
| 2014-05-30 | 2014-05-28 | 4 | Rolfe Ronald S | NOR | Common stock | D | 3.1600 | 46 | 0 | 21,255 | ||||
| 2014-05-16 | 2014-05-16 | 4 | SCHUMACHER ALAN H | NOR | Common stock | D | 3.1200 | 6,000 | 19 | 46,664 | ||||
| 2014-05-12 | 2014-05-08 | 4 | EVANS RICHARD B | NOR | Common stock | D | 6,068 | 43,190 | ||||||
| 2014-05-12 | 2014-05-08 | 4 | MIKLICH THOMAS R | NOR | Common stock | D | 6,068 | 23,142 | ||||||
| 2014-05-12 | 2014-05-09 | 4 | RICKERTSEN CARL J | NOR | Common stock | D | 3.0459 | 20,000 | 61 | 47,053 | ||||
| 2014-05-12 | 2014-05-08 | 4 | RICKERTSEN CARL J | NOR | Common stock | D | 6,068 | 27,053 | ||||||
| 2014-05-12 | 2014-05-08 | 4 | Brooks William H JR | NOR | Common stock | D | 6,068 | 108,189 | ||||||
| 2014-05-12 | 2014-05-08 | 4 | Rolfe Ronald S | NOR | Common stock | D | 6,068 | 21,209 | ||||||
| 2014-05-06 | 2014-05-02 | 4 | Boyles Dale W | NOR | Common stock | D | 34,000 | 83,191 | ||||||
| 2014-05-06 | 2014-05-02 | 4 | Smith Layle Kiplind | NOR | Common stock | D | 163,375 | 574,481 | ||||||
| 2014-05-06 | 2014-05-02 | 4 | Croft Scott M | NOR | Common stock | D | 34,000 | 113,774 | ||||||
| 2014-05-06 | 2014-05-02 | 4 | Lehman Gail E | NOR | Common stock | D | 34,000 | 97,748 | ||||||
| 2014-04-23 | 2014-04-22 | 4 | Boyles Dale W | NOR | Common stock | D | 4.2500 | -1,493 | -6 | 49,191 | ||||
| 2014-04-23 | 2014-04-22 | 4 | Boyles Dale W | NOR | Common stock | D | 4.2500 | 4,941 | 21 | 50,684 | ||||
| 2014-04-23 | 2014-04-22 | 4 | Smith Layle Kiplind | NOR | Common stock | D | 4.2500 | -34,045 | -145 | 411,106 | ||||
| 2014-04-23 | 2014-04-22 | 4 | Smith Layle Kiplind | NOR | Common stock | D | 4.2500 | 85,584 | 364 | 445,151 | ||||
| 2014-04-23 | 2014-04-22 | 4 | Croft Scott M | NOR | Common stock | D | 4.2500 | -6,605 | -28 | 79,774 | ||||
| 2014-04-23 | 2014-04-22 | 4 | Croft Scott M | NOR | Common stock | D | 4.2500 | 21,273 | 90 | 86,379 | ||||
| 2014-04-23 | 2014-04-22 | 4 | Lehman Gail E | NOR | Common stock | D | 4.2500 | -6,765 | -29 | 63,748 | ||||
| 2014-04-23 | 2014-04-22 | 4 | Lehman Gail E | NOR | Common stock | D | 4.2500 | 21,193 | 90 | 70,513 | ||||
| 2014-04-15 | 2014-04-12 | 4 | Smith Layle Kiplind | NOR | Common stock | D | -4,462 | 359,567 | ||||||
| 2014-04-15 | 2014-04-12 | 4 | Smith Layle Kiplind | NOR | Common stock | D | 16,307 | 364,029 | ||||||
| 2014-04-15 | 2014-04-12 | 4 | Smith Layle Kiplind | NOR | restricted stock | D | -16,308 | 82,629 | ||||||
| 2014-04-15 | 2014-04-12 | 4 | Croft Scott M | NOR | Common stock | D | -916 | 65,106 | ||||||
| 2014-04-15 | 2014-04-12 | 4 | Croft Scott M | NOR | Common stock | D | 3,345 | 66,022 | ||||||
| 2014-04-15 | 2014-04-12 | 4 | Croft Scott M | NOR | restricted stock | D | -3,345 | 16,950 | ||||||
| 2014-04-15 | 2014-04-12 | 4 | Lehman Gail E | NOR | Common stock | D | -916 | 49,320 | ||||||
| 2014-04-15 | 2014-04-12 | 4 | Lehman Gail E | NOR | Common stock | D | 3,345 | 50,236 | ||||||
| 2014-04-15 | 2014-04-12 | 4 | Lehman Gail E | NOR | restricted stock | D | -3,345 | 16,950 | ||||||
| 2014-04-02 | 2014-03-31 | 4 | Smith Layle Kiplind | NOR | Common stock | D | 71 | 347,722 | ||||||
| 2014-04-02 | 2014-03-31 | 4 | Croft Scott M | NOR | Common stock | D | 14 | 62,677 | ||||||
| 2014-04-02 | 2014-03-31 | 4 | Lehman Gail E | NOR | Common stock | D | 14 | 46,891 | ||||||
| 2014-03-31 | 2014-03-27 | 4 | Rolfe Ronald S | NOR | Common stock | D | 3.8400 | 38 | 0 | 15,141 | ||||
| 2014-03-31 | 2014-03-26 | 4 | Rolfe Ronald S | NOR | restricted stock units | D | 0.00 | 12 | 5,099 | |||||
| 2014-03-28 | 2014-03-26 | 4 | RICKERTSEN CARL J | NONE | restricted stock units | D | 0.00 | 12 | 5,099 | |||||
| 2014-03-28 | 2014-03-26 | 4 | RICKERTSEN CARL J | NONE | Common stock | D | 985 | 20,985 | ||||||
| 2014-03-28 | 2014-03-26 | 4 | Boyles Dale W | NONE | Common stock | D | 93 | 45,743 | ||||||
| 2014-03-28 | 2014-03-26 | 4 | EVANS RICHARD B | NONE | restricted stock units | D | 0.00 | 12 | 5,099 | |||||
| 2014-03-28 | 2014-03-26 | 4 | SCHUMACHER ALAN H | NONE | restricted stock units | D | 0.00 | 12 | 5,099 | |||||
| 2014-03-28 | 2014-03-26 | 4 | SCHUMACHER ALAN H | NONE | Common stock | D | 7 | 40,664 | ||||||
| 2014-03-28 | 2014-03-26 | 4 | MIKLICH THOMAS R | NONE | restricted stock units | D | 0.00 | 12 | 5,099 | |||||
| 2014-03-28 | 2014-03-26 | 4 | Smith Layle Kiplind | NONE | restricted stock | D | 0.00 | 239 | 102,933 | |||||
| 2014-03-28 | 2014-03-26 | 4 | Smith Layle Kiplind | NONE | restricted stock | D | 270 | 98,937 | ||||||
| 2014-03-28 | 2014-03-26 | 4 | Smith Layle Kiplind | NONE | Common stock | D | 78 | 347,651 | ||||||
| 2014-03-28 | 2014-03-26 | 4 | Kasdin Robert A | NONE | Common stock | D | 16 | 30,632 | ||||||
| 2014-03-28 | 2014-03-26 | 4 | Croft Scott M | NONE | restricted stock | D | 0.00 | 50 | 21,616 | |||||
| 2014-03-28 | 2014-03-26 | 4 | Croft Scott M | NONE | restricted stock | D | 55 | 20,295 | ||||||
| 2014-03-28 | 2014-03-26 | 4 | Croft Scott M | NONE | Common stock | D | 16 | 62,663 | ||||||
| 2014-03-28 | 2014-03-26 | 4 | Brooks William H JR | NONE | restricted stock units | D | 0.00 | 12 | 5,099 | |||||
| 2014-03-28 | 2014-03-26 | 4 | Lehman Gail E | NONE | restricted stock | D | 0.00 | 50 | 21,616 | |||||
| 2014-03-28 | 2014-03-26 | 4 | Lehman Gail E | NONE | restricted stock | D | 55 | 20,295 | ||||||
| 2014-03-28 | 2014-03-26 | 4 | Lehman Gail E | NONE | Common stock | D | 16 | 46,877 | ||||||
| 2014-03-26 | 2014-03-24 | 4 | Kasdin Robert A | NONE | restricted stock units | D | 0.00 | -5,087 | 0 | |||||
| 2014-03-26 | 2014-03-24 | 4 | Kasdin Robert A | NONE | Common stock | D | 4.2500 | 5,087 | 22 | 25,409 | ||||
| 2014-03-19 | 2014-03-17 | 4 | APOLLO INVESTMENT FUND VI L P | NOR | Common stock | I | 4.5000 | -5,205,030 | -23,423 | 11,888,289 | ||||
| 2014-03-19 | 2014-03-17 | 4 | Noranda Holdings LP See footnote (1) | NOR | Common stock | I | 4.5000 | -4,794,970 | -21,577 | 10,951,711 | ||||
| 2014-03-11 | 2014-03-07 | 4 | Smith Layle Kiplind | NONE | Common stock | D | -14,893 | 347,573 | ||||||
| 2014-03-11 | 2014-03-07 | 4 | Smith Layle Kiplind | NONE | Common stock | D | 54,449 | 362,466 | ||||||
| 2014-03-11 | 2014-03-07 | 4 | Croft Scott M | NONE | Common stock | D | -2,993 | 62,647 | ||||||
| 2014-03-11 | 2014-03-07 | 4 | Croft Scott M | NONE | Common stock | D | 11,169 | 65,640 | ||||||
| 2014-03-11 | 2014-03-07 | 4 | Lehman Gail E | NONE | Common stock | D | -2,993 | 46,861 | ||||||
| 2014-03-11 | 2014-03-07 | 4 | Lehman Gail E | NONE | Common stock | D | 11,169 | 49,854 | ||||||
| 2014-03-10 | 2014-03-06 | 4 | Smith Layle Kiplind | NONE | Common stock | D | 4.9100 | -4,593 | -23 | 303,424 | ||||
| 2014-03-10 | 2014-03-06 | 4 | Smith Layle Kiplind | NONE | Common stock | D | 16,789 | 308,017 | ||||||
| 2014-03-10 | 2014-03-06 | 4 | Smith Layle Kiplind | NONE | restricted stock | D | -16,790 | 98,667 | ||||||
| 2014-03-10 | 2014-03-06 | 4 | Croft Scott M | NONE | Common stock | D | 4.9100 | -911 | -4 | 65,640 | ||||
| 2014-03-10 | 2014-03-06 | 4 | Croft Scott M | NONE | Common stock | D | 3,442 | 66,551 | ||||||
| 2014-03-10 | 2014-03-06 | 4 | Croft Scott M | NONE | restricted stock | D | -3,443 | 20,240 | ||||||
| 2014-03-10 | 2014-03-06 | 4 | Lehman Gail E | NONE | Common stock | D | 4.9100 | -911 | -4 | 38,685 | ||||
| 2014-03-10 | 2014-03-06 | 4 | Lehman Gail E | NONE | Common stock | D | 3,442 | 39,596 | ||||||
| 2014-03-10 | 2014-03-06 | 4 | Lehman Gail E | NONE | restricted stock | D | -3,443 | 20,240 | ||||||
| 2014-03-06 | 2014-03-04 | 4 | Smith Layle Kiplind | NONE | Common stock | D | -10,482 | 291,228 | ||||||
| 2014-03-06 | 2014-03-04 | 4 | Smith Layle Kiplind | NONE | Common stock | D | 38,014 | 301,710 | ||||||
| 2014-03-06 | 2014-03-04 | 4 | Smith Layle Kiplind | NONE | restricted stock units | D | -38,015 | 0 | ||||||
| 2014-03-06 | 2014-03-04 | 4 | Croft Scott M | NONE | Common stock | D | -2,064 | 63,109 | ||||||
| 2014-03-06 | 2014-03-04 | 4 | Croft Scott M | NONE | Common stock | D | 7,798 | 65,173 | ||||||
| 2014-03-06 | 2014-03-04 | 4 | Croft Scott M | NONE | restricted stock units | D | -7,798 | 0 | ||||||
| 2014-03-06 | 2014-03-04 | 4 | Lehman Gail E | NONE | Common stock | D | -2,064 | 36,154 | ||||||
| 2014-03-06 | 2014-03-04 | 4 | Lehman Gail E | NONE | Common stock | D | 7,798 | 38,218 | ||||||
| 2014-03-06 | 2014-03-04 | 4 | Lehman Gail E | NONE | restricted stock units | D | -7,798 | 0 | ||||||
| 2014-02-21 | 2014-02-20 | 4 | Hale Wayne | NONE | restricted stock | D | 0.00 | -21,566 | 0 | |||||
| 2014-02-21 | 2014-02-20 | 4 | Hale Wayne | NONE | restricted stock | D | -25,807 | 0 | ||||||
| 2014-02-21 | 2014-02-20 | 4 | Rolfe Ronald S | NONE | Common stock | D | 3.8100 | 5,000 | 19 | 15,103 | ||||
| 2014-01-03 | 2014-01-02 | 4 | Kasdin Robert A | NOR | Common stock | D | 1,558 | 20,322 | ||||||
| 2014-01-03 | 2014-01-02 | 4 | SCHUMACHER ALAN H | NOR | Common stock | D | 3,115 | 32,878 | ||||||
| 2013-12-09 | 2013-12-05 | 4 | EVANS RICHARD B | NOR | restricted stock units | D | 0.00 | 19 | 5,087 | |||||
| 2013-12-09 | 2013-12-05 | 4 | MIKLICH THOMAS R | NOR | restricted stock units | D | 0.00 | 19 | 5,087 | |||||
| 2013-12-09 | 2013-12-05 | 4 | Boyles Dale W | NOR | Common stock | D | 150 | 45,650 | ||||||
| 2013-12-09 | 2013-12-05 | 4 | RICKERTSEN CARL J | NOR | restricted stock units | D | 0.00 | 19 | 5,087 | |||||
| 2013-12-09 | 2013-12-05 | 4 | SCHUMACHER ALAN H | NOR | restricted stock units | D | 0.00 | 19 | 5,087 | |||||
| 2013-12-09 | 2013-12-05 | 4 | SCHUMACHER ALAN H | NOR | Common stock | D | 13 | 29,763 | ||||||
| 2013-12-09 | 2013-12-05 | 4 | Hale Wayne | NOR | restricted stock | D | 0.00 | 81 | 21,566 | |||||
| 2013-12-09 | 2013-12-05 | 4 | Hale Wayne | NOR | restricted stock | D | 149 | 25,807 | ||||||
| 2013-12-09 | 2013-12-05 | 4 | Smith Layle Kiplind | NOR | restricted stock | D | 0.00 | 385 | 102,694 | |||||
| 2013-12-09 | 2013-12-05 | 4 | Smith Layle Kiplind | NOR | restricted stock units | D | 142 | 38,015 | ||||||
| 2013-12-09 | 2013-12-05 | 4 | Smith Layle Kiplind | NOR | restricted stock | D | 432 | 115,456 | ||||||
| 2013-12-09 | 2013-12-05 | 4 | Kasdin Robert A | NOR | restricted stock units | D | 0.00 | 19 | 5,087 | |||||
| 2013-12-09 | 2013-12-05 | 4 | Kasdin Robert A | NOR | Common stock | D | 6 | 18,764 | ||||||
| 2013-12-09 | 2013-12-05 | 4 | Croft Scott M | NOR | restricted stock | D | 0.00 | 81 | 21,566 | |||||
| 2013-12-09 | 2013-12-05 | 4 | Croft Scott M | NOR | restricted stock units | D | 29 | 7,798 | ||||||
| 2013-12-09 | 2013-12-05 | 4 | Croft Scott M | NOR | restricted stock | D | 89 | 23,683 | ||||||
| 2013-12-09 | 2013-12-05 | 4 | Brooks William H JR | NOR | restricted stock units | D | 0.00 | 19 | 5,087 | |||||
| 2013-12-09 | 2013-12-05 | 4 | Lehman Gail E | NOR | restricted stock | D | 0.00 | 81 | 21,566 | |||||
| 2013-12-09 | 2013-12-05 | 4 | Lehman Gail E | NOR | Common stock | D | 2.6400 | -17 | -0 | 9,622 | ||||
| 2013-12-09 | 2013-12-05 | 4 | Lehman Gail E | NOR | Common stock | D | 60 | 9,639 | ||||||
| 2013-12-09 | 2013-12-05 | 4 | Lehman Gail E | NOR | restricted stock units | D | 29 | 23,790 | ||||||
| 2013-12-09 | 2013-12-05 | 4 | Lehman Gail E | NOR | restricted stock | D | 89 | 23,683 | ||||||
| 2013-12-09 | 2013-12-06 | 4 | Rolfe Ronald S | NOR | Common stock | D | 2.6700 | 36 | 0 | 10,103 | ||||
| 2013-12-09 | 2013-12-05 | 4 | Rolfe Ronald S | NOR | restricted stock units | D | 0.00 | 19 | 5,087 | |||||
| 2013-12-02 | 2013-12-01 | 4 | Lehman Gail E | NOR | Common stock | D | 2.8100 | -4,376 | -12 | 9,579 | ||||
| 2013-11-26 | 2013-11-25 | 4 | Boyles Dale W | NOR | Common stock | D | 2.6051 | 5,500 | 14 | 45,500 | ||||
| 2013-11-12 | 2013-11-11 | 4 | SCHUMACHER ALAN H | NOR | Common stock | D | 3,368 | 29,750 | ||||||
| 2013-11-12 | 2013-11-11 | 4 | Kasdin Robert A | NOR | Common stock | D | 1,684 | 18,758 | ||||||
| 2013-11-05 | 3 | Boyles Dale W | NOR | Common stock | D | 40,000 | ||||||||
| 2013-10-31 | 2013-10-31 | 4 | Rolfe Ronald S | NOR | Common stock | D | 2.7300 | 5,000 | 14 | 10,067 | ||||
| 2013-10-29 | 2013-10-26 | 4 | MAHONEY ROBERT B | NOR | restricted stock units | D | 0.00 | -26,000 | 0 | |||||
| 2013-10-29 | 2013-10-26 | 4 | MAHONEY ROBERT B | NOR | Common stock | D | -1,778 | 182,924 | ||||||
| 2013-10-29 | 2013-10-26 | 4 | MAHONEY ROBERT B | NOR | Common stock | D | 2.8800 | 6,500 | 19 | 184,702 | ||||
| 2013-10-29 | 2013-10-26 | 4 | MAHONEY ROBERT B | NOR | restricted stock | D | -16,785 | 6,809 | ||||||
| 2013-10-07 | 2013-10-03 | 4 | Hale Wayne | NOR | Common stock | D | 2.2900 | 957 | 2 | 13,719 | ||||
| 2013-10-07 | 2013-10-03 | 4 | Hale Wayne | NOR | restricted stock | D | 2.2900 | -958 | -2 | 25,658 | ||||
| 2013-10-07 | 2013-10-03 | 4 | Hale Wayne | NOR | Common stock | D | 2.2900 | -1,830 | -4 | 11,526 | ||||
| 2013-10-07 | 2013-10-03 | 4 | Hale Wayne | NOR | restricted stock | D | 2.2900 | -363 | -1 | 26,616 | ||||
| 2013-09-03 | 2013-08-29 | 4 | Rolfe Ronald S | NOR | Common stock | D | 2.9100 | 67 | 0 | 5,067 | ||||
| 2013-08-30 | 2013-08-28 | 4 | EVANS RICHARD B | NOR | restricted stock units | D | 0.00 | 68 | 5,068 | |||||
| 2013-08-30 | 2013-08-28 | 4 | Hale Wayne | NOR | restricted stock | D | 0.00 | 287 | 21,485 | |||||
| 2013-08-30 | 2013-08-28 | 4 | Hale Wayne | NOR | restricted stock | D | 637 | 47,630 | ||||||
| 2013-08-30 | 2013-08-28 | 4 | MAHONEY ROBERT B | NOR | restricted stock | D | 0.00 | 287 | 21,485 | |||||
| 2013-08-30 | 2013-08-28 | 4 | MAHONEY ROBERT B | NOR | restricted stock | D | 316 | 23,594 | ||||||
| 2013-08-30 | 2013-08-28 | 4 | MAHONEY ROBERT B | NOR | restricted stock units | D | 104 | 7,769 | ||||||
| 2013-08-30 | 2013-08-28 | 4 | RICKERTSEN CARL J | NOR | restricted stock units | D | 0.00 | 68 | 5,068 | |||||
| 2013-08-30 | 2013-08-28 | 4 | MIKLICH THOMAS R | NOR | restricted stock units | D | 0.00 | 68 | 5,068 | |||||
| 2013-08-30 | 2013-08-28 | 4 | SCHUMACHER ALAN H | NOR | restricted stock units | D | 0.00 | 68 | 5,068 | |||||
| 2013-08-30 | 2013-08-28 | 4 | Smith Layle Kiplind | NOR | restricted stock | D | 0.00 | 1,369 | 102,310 | |||||
| 2013-08-30 | 2013-08-28 | 4 | Smith Layle Kiplind | NOR | restricted stock | D | 1,539 | 115,024 | ||||||
| 2013-08-30 | 2013-08-28 | 4 | Smith Layle Kiplind | NOR | restricted stock units | D | 507 | 37,872 | ||||||
| 2013-08-30 | 2013-08-28 | 4 | Kasdin Robert A | NOR | restricted stock units | D | 0.00 | 68 | 5,068 | |||||
| 2013-08-30 | 2013-08-28 | 4 | Croft Scott M | NOR | restricted stock | D | 0.00 | 287 | 21,485 | |||||
| 2013-08-30 | 2013-08-28 | 4 | Croft Scott M | NOR | restricted stock | D | 316 | 23,594 | ||||||
| 2013-08-30 | 2013-08-28 | 4 | Croft Scott M | NOR | restricted stock units | D | 104 | 7,769 | ||||||
| 2013-08-30 | 2013-08-28 | 4 | Brooks William H JR | NOR | restricted stock units | D | 0.00 | 68 | 5,068 | |||||
| 2013-08-30 | 2013-08-28 | 4 | Lehman Gail E | NOR | restricted stock | D | 0.00 | 287 | 21,485 | |||||
| 2013-08-30 | 2013-08-28 | 4 | Lehman Gail E | NOR | restricted stock units | D | 318 | 23,761 | ||||||
| 2013-08-30 | 2013-08-28 | 4 | Lehman Gail E | NOR | restricted stock | D | 316 | 23,594 | ||||||
| 2013-08-30 | 2013-08-28 | 4 | Rolfe Ronald S | NOR | restricted stock units | D | 0.00 | 68 | 5,068 | |||||
| 2013-07-26 | 2013-07-25 | 4 | Rolfe Ronald S | NOR | Common stock | D | 3.1600 | 5,000 | 16 | 5,000 | ||||
| 2013-06-19 | 2013-06-17 | 4 | Apollo Management VI, L.P. | NOR | Cash Settled Restricted Stock Units | I | 0.00 | 17,500 | 17,500 | |||||
| 2013-06-19 | 2013-06-03 | 4 | Apollo Management VI, L.P. | NOR | Cash Settled Restricted Stock Units | I | 0.00 | 4.0400 | -18,074 | -73 | 0 | |||
| 2013-06-19 | 2013-06-17 | 4 | Apollo Alternative Assets, L.P. | NOR | Cash Settled Restricted Stock Units | I | 0.00 | 2,500 | 2,500 | |||||
| 2013-06-19 | 2013-06-03 | 4 | Apollo Alternative Assets, L.P. | NOR | Cash Settled Restricted Stock Units | I | 0.00 | 4.0400 | -2,582 | -10 | 0 | |||
| 2013-06-17 | 2013-06-17 | 4 | EVANS RICHARD B | NOR | restricted stock units | D | 0.00 | 5,000 | 5,000 | |||||
| 2013-06-17 | 2013-06-17 | 4 | RICKERTSEN CARL J | NOR | restricted stock units | D | 0.00 | 5,000 | 5,000 | |||||
| 2013-06-17 | 2013-06-17 | 4 | SCHUMACHER ALAN H | NOR | restricted stock units | D | 0.00 | 5,000 | 5,000 | |||||
| 2013-06-17 | 2013-06-17 | 4 | MIKLICH THOMAS R | NOR | restricted stock units | D | 0.00 | 5,000 | 5,000 | |||||
| 2013-06-17 | 2013-06-17 | 4 | Kasdin Robert A | NOR | restricted stock units | D | 0.00 | 5,000 | 5,000 | |||||
| 2013-06-17 | 2013-06-17 | 4 | Brooks William H JR | NOR | restricted stock units | D | 0.00 | 5,000 | 5,000 | |||||
| 2013-06-17 | 2013-06-17 | 4 | Rolfe Ronald S | NOR | restricted stock units | D | 0.00 | 5,000 | 5,000 | |||||
| 2013-06-12 | 2013-06-10 | 4 | MAHONEY ROBERT B | NOR | Right to Purhcase | D | 0.69 | 0.6900 | -30,000 | -21 | 30,000 | |||
| 2013-06-12 | 2013-06-10 | 4 | MAHONEY ROBERT B | NOR | Common stock | D | 4.0300 | -12,294 | -50 | 178,202 | ||||
| 2013-06-12 | 2013-06-10 | 4 | MAHONEY ROBERT B | NOR | Common stock | D | 0.6900 | 30,000 | 21 | 190,496 | ||||
| 2013-05-31 | 2013-05-29 | 4 | SCHUMACHER ALAN H | NOR | restricted stock units | D | 48 | 5,164 | ||||||
| 2013-05-31 | 2013-05-29 | 4 | EVANS RICHARD B | NOR | restricted stock units | D | 48 | 5,164 | ||||||
| 2013-05-31 | 2013-05-29 | 4 | Hale Wayne | NOR | restricted stock | D | 0.00 | 198 | 21,198 | |||||
| 2013-05-31 | 2013-05-29 | 4 | Hale Wayne | NOR | restricted stock | D | 438 | 46,993 | ||||||
| 2013-05-31 | 2013-05-29 | 4 | RICKERTSEN CARL J | NOR | restricted stock units | D | 48 | 5,164 | ||||||
| 2013-05-31 | 2013-05-29 | 4 | MAHONEY ROBERT B | NOR | restricted stock | D | 0.00 | 198 | 21,198 | |||||
| 2013-05-31 | 2013-05-29 | 4 | MAHONEY ROBERT B | NOR | restricted stock | D | 217 | 23,279 | ||||||
| 2013-05-31 | 2013-05-29 | 4 | MAHONEY ROBERT B | NOR | restricted stock units | D | 71 | 7,665 | ||||||
| 2013-05-31 | 2013-05-29 | 4 | MIKLICH THOMAS R | NOR | restricted stock units | D | 48 | 5,164 | ||||||
| 2013-05-31 | 2013-05-29 | 4 | Smith Layle Kiplind | NOR | restricted stock | D | 0.00 | 941 | 100,941 | |||||
| 2013-05-31 | 2013-05-29 | 4 | Smith Layle Kiplind | NOR | restricted stock units | D | 348 | 37,366 | ||||||
| 2013-05-31 | 2013-05-29 | 4 | Smith Layle Kiplind | NOR | restricted stock | D | 1,058 | 113,485 | ||||||
| 2013-05-31 | 2013-05-29 | 4 | Kasdin Robert A | NOR | restricted stock units | D | 48 | 5,164 | ||||||
| 2013-05-31 | 2013-05-29 | 4 | Brooks William H JR | NOR | restricted stock units | D | 48 | 5,164 | ||||||
| 2013-05-31 | 2013-05-29 | 4 | Croft Scott M | NOR | restricted stock | D | 0.00 | 198 | 21,198 | |||||
| 2013-05-31 | 2013-05-29 | 4 | Croft Scott M | NOR | restricted stock units | D | 71 | 7,665 | ||||||
| 2013-05-31 | 2013-05-29 | 4 | Croft Scott M | NOR | restricted stock | D | 217 | 23,279 | ||||||
| 2013-05-31 | 2013-05-29 | 4 | Lehman Gail E | NOR | restricted stock | D | 0.00 | 198 | 21,198 | |||||
| 2013-05-31 | 2013-05-29 | 4 | Lehman Gail E | NOR | restricted stock units | D | 219 | 23,443 | ||||||
| 2013-05-31 | 2013-05-29 | 4 | Lehman Gail E | NOR | restricted stock | D | 217 | 23,279 | ||||||
| 2013-04-12 | 2013-04-12 | 4 | Hale Wayne | NOR | restricted stock | D | 47,000 | 110,550 | ||||||
| 2013-04-12 | 2013-04-12 | 4 | MAHONEY ROBERT B | NOR | restricted stock | D | 47,000 | 87,057 | ||||||
| 2013-04-12 | 2013-04-12 | 4 | Smith Layle Kiplind | NOR | restricted stock | D | 226,750 | 422,030 | ||||||
| 2013-04-12 | 2013-04-12 | 4 | Croft Scott M | NOR | restricted stock | D | -47,000 | 87,057 | ||||||
| 2013-04-12 | 2013-04-12 | 4 | Lehman Gail E | NOR | restricted stock | D | 47,000 | 87,057 | ||||||
| 2013-03-27 | 2013-03-27 | 4 | EVANS RICHARD B | NOR | restricted stock units | D | 47 | 5,116 | ||||||
| 2013-03-27 | 2013-03-27 | 4 | Hale Wayne | NOR | restricted stock | D | 584 | 63,550 | ||||||
| 2013-03-27 | 2013-03-27 | 4 | MAHONEY ROBERT B | NOR | restricted stock | D | 368 | 40,057 | ||||||
| 2013-03-27 | 2013-03-27 | 4 | MAHONEY ROBERT B | NOR | restricted stock units | D | 227 | 24,665 | ||||||
| 2013-03-27 | 2013-03-27 | 4 | RICKERTSEN CARL J | NOR | restricted stock units | D | 47 | 5,116 | ||||||
| 2013-03-27 | 2013-03-27 | 4 | SCHUMACHER ALAN H | NOR | restricted stock units | D | 47 | 5,116 | ||||||
| 2013-03-27 | 2013-03-27 | 4 | MIKLICH THOMAS R | NOR | restricted stock units | D | 47 | 5,116 | ||||||
| 2013-03-27 | 2013-03-27 | 4 | Smith Layle Kiplind | NOR | restricted stock | D | 1,796 | 195,280 | ||||||
| 2013-03-27 | 2013-03-27 | 4 | Smith Layle Kiplind | NOR | restricted stock units | D | 1,106 | 120,240 | ||||||
| 2013-03-27 | 2013-03-27 | 4 | Kasdin Robert A | NOR | restricted stock units | D | 47 | 5,116 | ||||||
| 2013-03-27 | 2013-03-27 | 4 | Brooks William H JR | NOR | restricted stock units | D | 47 | 5,116 | ||||||
| 2013-03-27 | 2013-03-27 | 4 | Croft Scott M | NOR | restricted stock | D | 368 | 40,057 | ||||||
| 2013-03-27 | 2013-03-27 | 4 | Croft Scott M | NOR | restricted stock units | D | 227 | 24,665 | ||||||
| 2013-03-27 | 2013-03-27 | 4 | Lehman Gail E | NOR | restricted stock | D | 368 | 40,057 | ||||||
| 2013-03-27 | 2013-03-27 | 4 | Lehman Gail E | NOR | restricted stock units | D | 371 | 40,296 | ||||||
| 2013-03-04 | 2013-03-04 | 4 | EVANS RICHARD B | NOR | common stock | D | 4.1500 | 10,000 | 42 | 37,122 | ||||
| 2013-03-04 | 2013-03-04 | 4 | Smith Layle Kiplind | NOR | common stock | D | 4.1352 | 20,000 | 83 | 238,279 | ||||
| 2013-02-14 | 2012-11-28 | 5 | Apollo Management VI, L.P. | NOR | Cash Settled Restricted Stock Units | I | 0.00 | 158 | 22,176 | |||||
| 2013-02-14 | 2012-08-29 | 5 | Apollo Management VI, L.P. | NOR | Cash Settled Restricted Stock Units | I | 0.00 | 143 | 22,018 | |||||
| 2013-02-14 | 2012-06-01 | 5 | Apollo Management VI, L.P. | NOR | Cash Settled Restricted Stock Units | I | 0.00 | 21,875 | 21,875 | |||||
| 2013-02-14 | 2012-11-28 | 5 | Apollo Alternative Assets, L.P. | NOR | Cash Settled Restricted Stock Units | I | 0.00 | 23 | 3,168 | |||||
| 2013-02-14 | 2012-08-29 | 5 | Apollo Alternative Assets, L.P. | NOR | Cash Settled Restricted Stock Units | I | 0.00 | 20 | 3,145 | |||||
| 2013-02-14 | 2012-06-01 | 5 | Apollo Alternative Assets, L.P. | NOR | Cash Settled Restricted Stock Units | I | 0.00 | 3 | 3,125 | |||||
| 2012-12-04 | 2012-12-04 | 4 | Lehman Gail E | NOR | common stock | D | 5.9300 | -2,085 | -12 | 13,955 | ||||
| 2012-11-28 | 2012-11-28 | 4 | Hale Wayne | NOR | restricted stock | D | 473 | 66,289 | ||||||
| 2012-11-28 | 2012-11-28 | 4 | MAHONEY ROBERT B | NOR | restricted stock | D | 306 | 42,957 | ||||||
| 2012-11-28 | 2012-11-28 | 4 | MAHONEY ROBERT B | NOR | restricted stock units | D | 202 | 28,317 | ||||||
| 2012-11-28 | 2012-11-28 | 4 | RICKERTSEN CARL J | NOR | restricted stock units | D | 36 | 5,069 | ||||||
| 2012-11-28 | 2012-11-28 | 4 | SCHUMACHER ALAN H | NOR | restricted stock units | D | 36 | 5,069 | ||||||
| 2012-11-28 | 2012-11-28 | 4 | EVANS RICHARD B | NOR | restricted stock units | D | 36 | 5,069 | ||||||
| 2012-11-28 | 2012-11-28 | 4 | MIKLICH THOMAS R | NOR | restricted stock units | D | 36 | 5,069 | ||||||
| 2012-11-28 | 2012-11-28 | 4 | Smith Layle Kiplind | NOR | restricted stock | D | 1,493 | 209,417 | ||||||
| 2012-11-28 | 2012-11-28 | 4 | Smith Layle Kiplind | NOR | restricted stock units | D | 986 | 138,351 | ||||||
| 2012-11-28 | 2012-11-28 | 4 | Kasdin Robert A | NOR | restricted stock units | D | 36 | 5,069 | ||||||
| 2012-11-28 | 2012-11-28 | 4 | Brooks William H JR | NOR | restricted stock units | D | 36 | 5,069 | ||||||
| 2012-11-28 | 2012-11-28 | 4 | Croft Scott M | NOR | restricted stock | D | 306 | 42,957 | ||||||
| 2012-11-28 | 2012-11-28 | 4 | Croft Scott M | NOR | restricted stock units | D | 202 | 28,308 | ||||||
| 2012-11-28 | 2012-11-28 | 4 | Lehman Gail E | NOR | restricted stock | D | 306 | 42,957 | ||||||
| 2012-11-28 | 2012-11-28 | 4 | Lehman Gail E | NOR | restricted stock units | D | 368 | 51,590 | ||||||
| 2012-10-09 | 2012-10-03 | 4 | Hale Wayne | NOR | restricted stock | D | 6.2600 | -2,039 | -13 | 5,664 | ||||
| 2012-08-29 | 2012-08-29 | 4 | MAHONEY ROBERT B | NOR | restricted stock | D | 277 | 42,651 | ||||||
| 2012-08-29 | 2012-08-29 | 4 | MAHONEY ROBERT B | NOR | restricted stock units | D | 182 | 28,115 | ||||||
| 2012-08-29 | 2012-08-29 | 4 | EVANS RICHARD B | NOR | restricted stock units | D | 33 | 5,033 | ||||||
| 2012-08-29 | 2012-08-30 | 4 | MIKLICH THOMAS R | NOR | restricted stock units | D | 33 | 5,033 | ||||||
| 2012-08-29 | 2012-08-29 | 4 | SCHUMACHER ALAN H | NOR | restricted stock units | D | 33 | 5,033 | ||||||
| 2012-08-29 | 2012-08-29 | 4 | Hale Wayne | NOR | restricted stock | D | 477 | 73,521 | ||||||
| 2012-08-29 | 2012-08-29 | 4 | RICKERTSEN CARL J | NOR | restricted stock units | D | 33 | 5,033 | ||||||
| 2012-08-29 | 2012-08-29 | 4 | Smith Layle Kiplind | NOR | restricted stock | D | 1,348 | 207,924 | ||||||
| 2012-08-29 | 2012-08-29 | 4 | Smith Layle Kiplind | NOR | restricted stock units | D | 891 | 137,364 | ||||||
| 2012-08-29 | 2012-08-29 | 4 | Kasdin Robert A | NOR | restricted stock units | D | 33 | 5,033 | ||||||
| 2012-08-29 | 2012-08-29 | 4 | Croft Scott M | NOR | restricted stock | D | 277 | 42,651 | ||||||
| 2012-08-29 | 2012-08-29 | 4 | Croft Scott M | NOR | restricted stock units | D | 182 | 28,106 | ||||||
| 2012-08-29 | 2012-08-29 | 4 | Brooks William H JR | NOR | restricted stock units | D | 33 | 5,033 | ||||||
| 2012-08-29 | 2012-08-29 | 4 | Lehman Gail E | NOR | restricted stock | D | 277 | 42,651 | ||||||
| 2012-08-29 | 2012-08-29 | 4 | Lehman Gail E | NOR | restricted stock units | D | 332 | 51,223 | ||||||
| 2012-06-13 | 2012-06-11 | 4 | MAHONEY ROBERT B | NOR | Right to Purhcase | D | 0.69 | 0.6900 | -24,000 | -17 | 60,000 | |||
| 2012-06-13 | 2012-06-11 | 4 | MAHONEY ROBERT B | NOR | common stock | D | 7.9200 | -8,085 | -64 | 160,496 | ||||
| 2012-06-13 | 2012-06-11 | 4 | MAHONEY ROBERT B | NOR | common stock | D | 0.6900 | 24,000 | 17 | 168,581 | ||||
| 2012-06-13 | 2012-06-11 | 4 | Apollo Management VI, L.P. See footnote (1) | NOR | Cash Settled Restricted Stock Units | I | -30,137 | 0 | ||||||
| 2012-06-13 | 2012-06-11 | 4 | Apollo Alternative Assets, L.P. | NOR | Cash Settled Restricted Stock Units | I | -4,305 | 0 | ||||||
| 2012-06-01 | 2012-06-01 | 4 | MIKLICH THOMAS R | NOR | restricted stock units | D | 5,000 | 10,761 | ||||||
| 2012-06-01 | 2012-05-30 | 4 | MIKLICH THOMAS R | NOR | restricted stock units | D | 28 | 5,761 | ||||||
| 2012-06-01 | 2012-06-01 | 4 | EVANS RICHARD B | NOR | restricted stock units | D | 5,000 | 10,761 | ||||||
| 2012-06-01 | 2012-05-30 | 4 | EVANS RICHARD B | NOR | restricted stock units | D | 28 | 5,761 | ||||||
| 2012-06-01 | 2012-06-01 | 4 | RICKERTSEN CARL J | NOR | restricted stock units | D | 5,000 | 5,000 | ||||||
| 2012-06-01 | 2012-06-01 | 4 | SCHUMACHER ALAN H | NOR | restricted stock units | D | 5,000 | 10,761 | ||||||
| 2012-06-01 | 2012-05-31 | 4 | SCHUMACHER ALAN H | NOR | common stock | D | 7.6700 | 5,000 | 38 | 26,382 | ||||
| 2012-06-01 | 2012-05-30 | 4 | SCHUMACHER ALAN H | NOR | restricted stock units | D | 28 | 5,761 | ||||||
| 2012-06-01 | 2012-06-01 | 4 | Kasdin Robert A | NOR | restricted stock units | D | 5,000 | 10,761 | ||||||
| 2012-06-01 | 2012-05-30 | 4 | Kasdin Robert A | NOR | restricted stock units | D | 28 | 5,761 | ||||||
| 2012-06-01 | 2012-06-01 | 4 | Brooks William H JR | NOR | restricted stock units | D | 5,000 | 10,761 | ||||||
| 2012-06-01 | 2012-05-30 | 4 | Brooks William H JR | NOR | restricted stock units | D | 28 | 5,761 | ||||||
| 2012-05-31 | 2012-05-30 | 4 | Hale Wayne | NOR | restricted stock | D | 355 | 73,044 | ||||||
| 2012-05-31 | 2012-05-30 | 4 | MAHONEY ROBERT B | NOR | restricted stock | D | 136 | 27,933 | ||||||
| 2012-05-31 | 2012-05-30 | 4 | MAHONEY ROBERT B | NOR | restricted stock units | D | 206 | 42,375 | ||||||
| 2012-05-31 | 2012-05-30 | 4 | Smith Layle Kiplind | NOR | restricted stock | D | 662 | 136,474 | ||||||
| 2012-05-31 | 2012-05-30 | 4 | Smith Layle Kiplind | NOR | restricted stock units | D | 1,003 | 206,576 | ||||||
| 2012-05-31 | 2012-05-30 | 4 | Croft Scott M | NOR | restricted stock | D | 206 | 42,375 | ||||||
| 2012-05-31 | 2012-05-30 | 4 | Croft Scott M | NOR | restricted stock units | D | 126 | 27,924 | ||||||
| 2012-05-31 | 2012-05-30 | 4 | Lehman Gail E | NOR | restricted stock | D | 206 | 42,375 | ||||||
| 2012-05-31 | 2012-05-30 | 4 | Lehman Gail E | NOR | restricted stock units | D | 247 | 50,891 | ||||||
| 2012-05-15 | 2012-05-15 | 4 | RICKERTSEN CARL J | NOR | common stock | D | 8.4000 | 20,000 | 168 | 20,000 | ||||
| 2012-03-23 | 2012-03-21 | 4 | MIKLICH THOMAS R | NOR | restricted stock units | D | 42 | 11,425 | ||||||
| 2012-03-23 | 2012-03-21 | 4 | EVANS RICHARD B | NOR | restricted stock units | D | 42 | 11,425 | ||||||
| 2012-03-23 | 2012-03-21 | 4 | SCHUMACHER ALAN H | NOR | restricted stock units | D | 42 | 11,425 | ||||||
| 2012-03-23 | 2012-03-21 | 4 | MAHONEY ROBERT B | NOR | restricted stock | D | 157 | 42,223 | ||||||
| 2012-03-23 | 2012-03-21 | 4 | MAHONEY ROBERT B | NOR | restricted stock units | D | 103 | 27,744 | ||||||
| 2012-03-23 | 2012-03-21 | 4 | Hale Wayne | NOR | restricted stock | D | 269 | 72,690 | ||||||
| 2012-03-23 | 2012-03-21 | 4 | Croft Scott M | NOR | restricted stock | D | 157 | 42,223 | ||||||
| 2012-03-23 | 2012-03-21 | 4 | Croft Scott M | NOR | restricted stock units | D | 103 | 27,744 | ||||||
| 2012-03-23 | 2012-03-21 | 4 | Smith Layle Kiplind | NOR | restricted stock | D | 763 | 205,835 | ||||||
| 2012-03-23 | 2012-03-21 | 4 | Smith Layle Kiplind | NOR | restricted stock units | D | 501 | 135,250 | ||||||
| 2012-03-23 | 2012-03-21 | 4 | Kasdin Robert A | NOR | restricted stock units | D | 42 | 11,425 | ||||||
| 2012-03-23 | 2012-03-21 | 4 | Brooks William H JR | NOR | restricted stock units | D | 42 | 11,425 | ||||||
| 2012-03-23 | 2012-03-21 | 4 | Lehman Gail E | NOR | restricted stock | D | 157 | 42,223 | ||||||
| 2012-03-23 | 2012-03-21 | 4 | Lehman Gail E | NOR | restricted stock units | D | 188 | 50,675 | ||||||
| 2012-03-21 | 2012-03-19 | 4 | Hale Wayne | NOR | restricted stock | D | 3,066 | 29,066 | ||||||
| 2012-03-21 | 2012-03-19 | 4 | MAHONEY ROBERT B | NOR | restricted stock | D | 3,066 | 29,066 | ||||||
| 2012-03-21 | 2012-03-19 | 4 | MAHONEY ROBERT B | NOR | restricted stock units | D | 1,745 | 16,542 | ||||||
| 2012-03-21 | 2012-03-19 | 4 | Smith Layle Kiplind | NOR | restricted stock | D | 14,947 | 141,697 | ||||||
| 2012-03-21 | 2012-03-19 | 4 | Smith Layle Kiplind | NOR | restricted stock units | D | 8,507 | 80,644 | ||||||
| 2012-03-21 | 2012-03-19 | 4 | Croft Scott M | NOR | restricted stock | D | 3,066 | 29,066 | ||||||
| 2012-03-21 | 2012-03-19 | 4 | Croft Scott M | NOR | restricted stock units | D | 1,745 | 16,542 | ||||||
| 2012-03-21 | 2012-03-19 | 4 | Lehman Gail E | NOR | restricted stock | D | 3,066 | 29,066 | ||||||
| 2012-03-21 | 2012-03-19 | 4 | Lehman Gail E | NOR | restricted stock units | D | 1,745 | 16,542 | ||||||
| 2012-03-15 | 2012-03-13 | 4 | APOLLO INVESTMENT FUND VI L P | NOR | Common stock | I | 10.6100 | -5,205,030 | -55,225 | 17,093,319 | ||||
| 2012-03-15 | 2012-03-13 | 4 | Noranda Holdings LP | NOR | Common stock | I | 10.6100 | -4,794,970 | -50,875 | 15,746,681 | ||||
| 2012-03-07 | 2012-03-06 | 4 | Hale Wayne | NOR | restricted stock | D | 26,000 | 56,354 | ||||||
| 2012-03-07 | 2012-03-07 | 4 | MAHONEY ROBERT B | NOR | restricted stock | D | 26,000 | 26,000 | ||||||
| 2012-03-07 | 2012-03-04 | 4 | MAHONEY ROBERT B | NOR | restricted stock units | D | 12.9600 | -1,118 | -14 | 25,896 | ||||
| 2012-03-07 | 2012-03-07 | 4 | Smith Layle Kiplind | NOR | restricted stock | D | 126,750 | 126,750 | ||||||
| 2012-03-07 | 2012-03-04 | 4 | Smith Layle Kiplind | NOR | restricted stock units | D | 12.9600 | -4,754 | -62 | 126,241 | ||||
| 2012-03-07 | 2012-03-07 | 4 | Croft Scott M | NOR | restricted stock | D | 26,000 | 26,000 | ||||||
| 2012-03-07 | 2012-03-04 | 4 | Croft Scott M | NOR | restricted stock units | D | 12.9600 | -1,131 | -15 | 25,896 | ||||
| 2012-03-07 | 2012-03-07 | 4 | Lehman Gail E | NOR | restricted stock | D | 26,000 | 26,000 | ||||||
| 2012-03-07 | 2012-03-04 | 4 | Lehman Gail E | NOR | restricted stock units | D | 12.9600 | -1,131 | -15 | 56,357 | ||||
| 2012-02-14 | 2011-12-01 | 5 | Apollo Management VI, L.P. | NOR | Cash Settled Restricted Stock Units | I | -59,759 | 29,879 | ||||||
| 2012-02-14 | 2011-11-22 | 5 | Apollo Management VI, L.P. | NOR | Cash Settled Restricted Stock Units | I | 0.00 | 3,629 | 89,638 | |||||
| 2012-02-14 | 2011-11-22 | 5 | Apollo Management VI, L.P. | NOR | Cash Settled Restricted Stock Units | I | 0.00 | 7,259 | 86,009 | |||||
| 2012-02-14 | 2012-12-01 | 5 | Apollo Alternative Assets, L.P. | NOR | Cash Settled Restricted Stock Units | I | -8,537 | 4,268 | ||||||
| 2012-02-14 | 2011-11-22 | 5 | Apollo Alternative Assets, L.P. | NOR | Cash Settled Restricted Stock Units | I | 0.00 | 518 | 12,805 | |||||
| 2012-02-14 | 2011-11-22 | 5 | Apollo Alternative Assets, L.P. | NOR | Cash Settled Restricted Stock Units | I | 0.00 | 1,037 | 12,287 | |||||
| 2011-10-04 | 3 | Hale Wayne | NOR | Common Stock | D | 26,762 | ||||||||
| 2011-06-10 | 2011-06-08 | 4 | Apollo Alternative Assets, L.P. | NOR | Cash Settled Restricted Stock Units | I | 0.00 | 3,750 | 11,250 | |||||
| 2011-06-10 | 2011-06-08 | 4 | Apollo Management VI, L.P. | NOR | Cash Settled Restricted Stock Units | I | 0.00 | 26,250 | 78,750 | |||||
| 2011-02-11 | 3/A | AIF VI Management, LLC | NOR | Common stock | I | 20,541,651 | ||||||||
| 2011-02-11 | 3/A | Apollo Management Holdings GP, LLC | NOR | Common stock | I | 22,298,349 | ||||||||
| 2011-01-14 | 3/A | Apollo Alternative Assets, L.P. | NOR | Common stock | I | 20,563,200 | ||||||||
| 2011-01-14 | 3/A | Apollo Management Holdings GP, LLC | NOR | Common stock | I | 22,276,800 | ||||||||
| 2011-01-14 | 2011-01-12 | 4 | Apollo Management VI, L.P. | NOR | Cash Settled Restricted Stock Units | I | 0.00 | 52,500 | 52,500 | |||||
| 2011-01-14 | 2011-01-12 | 4 | Apollo Alternative Assets, L.P. | NOR | Cash Settled Restricted Stock Units | I | 0.00 | 7,500 | 7,500 | |||||
| 2010-12-07 | 3 | Hartland Peter J | NOR | Common Stock | D | 26,762 | ||||||||
| 2010-05-13 | 3 | MAHONEY ROBERT B | NOR | common stock | D | 60,000 | ||||||||
| 2010-05-13 | 3 | Noranda Holdings LP See Footnote 1 | NOR | common stock | I | 42,840,000 | ||||||||
| 2010-05-13 | 3 | APOLLO INVESTMENT FUND VI L P See Footnote 1 | NOR | common stock | I | 42,840,000 |
P
공개 시장에서 또는 사적으로 비파생증권 또는 파생증권 매입
S
공개 시장에서 또는 사적으로 비파생증권 또는 파생증권 매각
A
자사로부터 유가증권(옵션 등)을 보조, 지급 또는 기타 취득
C
파생상품 전환
D
자사에게 유가증권을 매각 또는 양도
F
기업으로부터 인도 받은 유가증권의 일부를 사용한 행사 가격 또는 조세 채무의 지급
G
내부자에 의한 또는 내부자에게 증권 증여
K
지분스왑 및 유사 위험 회피거래
M
자사로부터 인도 받은 파생증권(옵션 등)의 행사 또는 전환
V
보고서 양식 4에 자진 신고된 거래
J
기타 (거래 내용을 설명하는 각주와 동반)
