| 발행주식수 | 10,856,546 shares |
| 내부자 지분 | 12,427,763 shares |
| 전체 내부자 | 31 |
내부자 센티멘트 점수
내부자 센티멘트 점수를 통해서 내부자들이 법인 지분을 매입하는 기업들에 대해서 알아볼 수 있습니다.
이는 내부자의 누적도가 가장 높은 기업을 식별하는 정교하고 복합적인 지수를 분석하는 계량 모델의 결과 값입니다. 스코어링 모델은 이전 90일 동안 매수한 "내부자의 순 숫자", "매수한 주식의 총합", "내부자가 소유한 주식의 총합"의 조합을 사용합니다. 점수는 0에서 100 사이이며, 점수가 높을수록 피어(Peer: 동종업계 경쟁기업)에 대한 누적도가 높다는 것을 나타내며, 평균은 50입니다.
업데이트 주기: 일별
내부자의 누적도가 가장 높은 기업 목록을 확인할 수 있는 내부자들의 최다 선택(Insiders Top Picks)을 참고하십시오.
내부 경영진 센티멘트 점수
내부 경영진 센티멘트 점수를 통해서 내부 경영진들이 법인 지분을 매입하는 기업들에 대해서 알아볼 수 있습니다.
내부 거래의 정의에 따라 내부 경영진(기업 임원)도 내부자이지만, 다른 내부자(10% 주주 및 이사회 구성원)들과는 달리 내부 경영진은 매일 회사에서 근무하며, 거래 시에 자신의 자금을 사용합니다. (많은 경우에 10% 주주 및 이사회 구성원은 다른 사람의 자금을 관리하는 자금 관리자입니다.) 따라서 내부 경영진(기업 임원: Officer)의 내부 거래는 훨씬 더 중요하며 올바른 분석이 필요합니다.
내부자 센티멘트 점수와 마찬가지로 임원 감정 점수는 가장 높은 수준의 임원 축적을 가진 기업을 식별하는 정교하고 복합적인 지수 퀀트(Multi-factor quantitative) 모델의 결과입니다.
업데이트 주기: 일별
내부자의 누적도가 가장 높은 기업 목록을 확인할 수 있는 내부자들의 최다 선택(Insiders Top Picks)을 참고하십시오.
주요 내부자 지표
이 수치는 해당 기업이 다양한 내부자 지표에 따라 어떻게 순위를 매겨지는 지를 설명합니다. 백분위 순위는 이 기업이 미국 시장의 다른 기업들과 어떻게 비교되는지 보여줍니다. 순위가 높을수록 더 나은 상황에 있다는 것을 의미합니다.
예를 들어, 일반적으로 내부자의 매입은 긍정적인 지표라고 간주되어지기 때문에, 내부자의 매입(내부자의 매각, 역시도)가 적은 기업보다 내부자의 매입이 많은 기업은 순위가 높을 것입니다.
내부자 트레이딩 차트
Nephros, Inc. 내부자의 매매 거래는 아래 차트에 나와 있습니다. 내부자들은 기업의 임원(내부 경영진), 이사 또는 주요 투자자입니다. 일반적으로 내부자가 중요한 비공개 정보를 기반으로 자신이 속한 기업을 거래하는 것은 불법으로 간주됩니다. 이것은 내부자가 자신의 기업 내에서 행하는 모든 거래가 불법이라는 것을 뜻은 아닙니다. 그러나 그들은 자신들의 모든 거래를 양식 4를 통해 SEC에 보고해야만 합니다.
내부자의 명단 및 이익 지표
아래 표는 공개된 내부자의 목록이며, SEC에 공개된 제출 문서에서 자동으로 생성됩니다. "이름", "가장 최근의 직급", "이사, 임원 또는 10% 주주"에 대한 지정 외에도 최근에 공개된 보유 주식에 대한 정보를 보여줍니다. 또한 가능한 경우 내부자의 과거 거래 실적도 확인 가능합니다. 과거 거래 실적은 내부자가 실제 "공개 시장"(Open market) 매입 거래를 수행한 실적을 가중 평균한 값입니다. 이 계산 방법에 대한 자세한 내용은 유튜브 웨비나 를 참조하시면 됩니다.
See our leaderboard of most profitable insider traders.
| 내부자 | 평균 이익률 (%) | 소유 지분 |
주식 분할 |
|---|---|---|---|
| Arthur H Amron Director - [D] | 134,882 | 134,882 | |
| Andrew Astor President, CEO & CFO, Director - [D] [O] | 92,773 | 92,773 | |
| Banks Robert R. Jr. President and CEO - [O] | 190,000 | 190,000 | |
| Lawrence J Centella Director - [D] | 218,467 | 24,274 | |
|
Charles E Davidson
10% Owner -
|
3,544,492 | 3,600,552 | |
|
Enso Capital Management LLC
10% Owner -
|
1,228,587 | 1,228,587 | |
| Daron Evans CEO Specialty Renal Products - [O] | 8,669 | 8,669 | |
|
Joshua A Fink
10% Owner -
|
1,228,587 | 1,228,587 | |
|
Howard Golden
10% Owner -
|
525,079 | 525,079 | |
| Tom Gwydir Director - [D] | 43,226 | 43,226 |
| 내부자 | 평균 이익률 (%) | 소유 지분 |
주식 분할 |
|---|---|---|---|
| Joseph Michael Harris Director - [D] | 17,693 | 17,693 | |
| Houghton John C. President, CEO and Acting CFO, Director - [D] [O] | 74,139 | 8,238 | |
|
Joseph Jacobs
10% Owner -
|
3,544,492 | 3,600,552 | |
| Gerald John SR Kochanski CFO, Secretary and Treasurer - [O] | 45,929 | 5,103 | |
| Judy Krandel Chief Financial Officer - [O] | 68,861 | 68,861 | |
|
Lambda Investors LLC
Director, 10% Owner -
[D]
|
29,800,424 | 3,311,158 | |
| Alisa Lask Director - [D] | 48,629 | 48,629 | |
| Lobo Wesley S. Chief Marketing Officer - [O] | 35,168 | 35,168 | |
| Paul A Mieyal Director - [D] | 3,448 | 3,448 | |
| Lisa Marie Nettis Director - [D] | 1,622 | 1,622 |
| 내부자 | 평균 이익률 (%) | 소유 지분 |
주식 분할 |
|---|---|---|---|
| Malcolm C Persen Director - [D] | 48,774 | 48,774 | |
| Moshe Pinto Director - [D] | 204,118 | 22,680 | |
| Matthew Rosenberg Director - [D] | 847,935 | 94,215 | |
| James S Scibetta Director - [D] | 64,134 | 7,126 | |
|
Southpaw Asset Management LP
10% Owner -
|
525,079 | 525,079 | |
| Spandow Oliver J. Director - [D] | 122,881 | 122,881 | |
|
Stagg Capital Group LLC
10% Owner -
|
4,166,558 | 4,166,558 | |
|
Scott A Stagg
10% Owner -
|
4,166,558 | 4,166,558 | |
|
Wexford Capital Lp
10% Owner -
|
3,600,552 | 3,600,552 | |
|
Bruce Wasserstein
10% Owner -
|
1,928,725 | 1,928,725 | |
|
Wexford GP LLC
10% Owner -
|
3,544,492 | 3,600,552 |
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내부자의 매입 내역 추적: 단기 이익 분석
이 섹션에서는 NEPH / Nephros, Inc.에서 계획되지 않은 "공개 시장"(Open market)의 내부자가 매입한 모든 상품의 수익성을 분석합니다. 이 분석을 통해서 내부자가 비정상적인 수익을 지속적으로 창출하는지 파악하는 데 도움이 되며, 이러한 분석은 수행해볼 가치가 있습니다. 이 분석은 개별 거래 후 1년 동안 수행한 것이며, 결과는 이론 값입니다. .
아래 표는 사전 거래 계획(Automated trading plan)에 포함되지 않은 가장 최근의 "공개 시장"(Open market)에서의 매입을 보여줍니다.
조정된 가격은 분할 조정 가격입니다. 조정된 지분은 분할 조정 지분입니다.
내부자 매매의 실적: 단기 손실 분석
이 섹선에서는 NEPH / Nephros, Inc.에서 이루어진 "공개 시장(Open market)"에서의 모든 계획되지 않은 내부자 매매의 단기 손실 회피(Short-term loss avoidance)를 분석합니다. 일관된 손실 회피 패턴을 통해서 향후 매매 거래가 가격 하락을 초래할 수도 있음을 예상할 수 있습니다. 이 분석은 각 각 매매 거래 후 1년 동안의 자료이며, 결과는 이론 값입니다. .
아래 표는 사전 거래 계획(Automated trading plan)에 포함되지 않은 가장 최근의 공개 시장에서의 매매를 보여줍니다.
조정된 가격은 분할 조정 가격입니다. 조정된 지분은 분할 조정 지분입니다.
거래 내역
전체 거래 내역을 보려면 링크 아이콘을 클릭하세요. 10b5-1 자동 거래 계획의 일부로 보고된 거래는 10b-5 열에 X 표시가 나타납니다.
| 보고일 | 거래일 | 양식 | 내부자 | 티커 | 증권 소유권 | 코드 | 직접 | 행사 가격 |
단위 가격 |
단위 변동 |
가치 변동 (단위: 1,000) |
잔여 옵션 |
잔여 주식 |
|
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2026-03-25 | 2026-03-23 | 4 | Krandel Judy | NEPH | Common Stock | D | 1.7100 | 68,861 | 118 | 68,861 | ||||
| 2026-03-25 | 2026-03-23 | 4 | Banks Robert R. Jr. | NEPH | Common Stock | D | 1.4400 | 120,000 | 173 | 190,000 | ||||
| 2026-03-18 | 2026-03-16 | 4 | AMRON ARTHUR H | NEPH | Common Stock | D | 3,610 | 134,882 | ||||||
| 2025-11-13 | 2025-11-10 | 4 | Nettis Lisa Marie | NEPH | Common Stock | D | 1,622 | 1,622 | ||||||
| 2025-11-13 | 2025-11-10 | 4 | Spandow Oliver J. | NEPH | Common Stock | D | 8,036 | 122,881 | ||||||
| 2025-11-13 | 2025-11-10 | 4 | AMRON ARTHUR H | NEPH | Common Stock | D | 5,391 | 131,272 | ||||||
| 2025-01-03 | 2025-01-01 | 4 | AMRON ARTHUR H | NEPH | Common Stock | D | 22,418 | 125,881 | ||||||
| 2025-01-03 | 2025-01-01 | 4 | Spandow Oliver J. | NEPH | Common Stock | D | 33,241 | 114,845 | ||||||
| 2024-05-30 | 2024-05-30 | 4 | AMRON ARTHUR H | NEPH | Common Stock | D | 2.2449 | 3,000 | 7 | 103,463 | ||||
| 2024-05-30 | 2024-05-28 | 4 | AMRON ARTHUR H | NEPH | Common Stock | D | 2.2207 | 2,000 | 4 | 100,463 | ||||
| 2024-05-16 | 2024-05-16 | 4 | Banks Robert R. Jr. | NEPH | Common Stock | D | 2.2410 | 50,000 | 112 | 70,000 | ||||
| 2024-03-14 | 2024-03-13 | 4 | WEXFORD CAPITAL LP | NEPH | Common Stock | D | -91,463 | 56,060 | ||||||
| 2024-03-14 | 2024-03-13 | 4 | AMRON ARTHUR H | NEPH | Common stock | D | 91,463 | 98,463 | ||||||
| 2024-03-14 | 2024-03-12 | 4 | AMRON ARTHUR H | NEPH | Common stock | D | 2.4471 | 7,000 | 17 | 7,000 | ||||
| 2023-12-15 | 2023-12-13 | 4 | Spandow Oliver J. | NEPH | Common Stock | D | 14,294 | 81,604 | ||||||
| 2023-12-15 | 2023-12-13 | 4 | Harris Joseph Michael | NEPH | Common Stock | D | 9,291 | 17,693 | ||||||
| 2023-12-15 | 2023-12-13 | 4 | Lask Alisa | NEPH | Common Stock | D | 9,291 | 48,629 | ||||||
| 2023-12-15 | 2023-12-13 | 4 | AMRON ARTHUR H | NEPH | Common Stock | D | 9,291 | 9,291 | ||||||
| 2023-12-11 | 2023-12-07 | 4 | Banks Robert R. Jr. | NEPH | Common Stock | D | 2.2026 | 18,000 | 40 | 20,000 | ||||
| 2023-08-15 | 2023-08-15 | 4 | Banks Robert R. Jr. | NEPH | Common Stock | D | 1.6869 | 1,901 | 3 | 2,000 | ||||
| 2023-08-15 | 2023-08-14 | 4 | Banks Robert R. Jr. | NEPH | Common Stock | D | 1.5000 | 99 | 0 | 99 | ||||
| 2023-01-09 | 2023-01-05 | 4 | Gwydir Tom | NEPH | Common Stock | D | 27,613 | 43,226 | ||||||
| 2023-01-09 | 2023-01-05 | 4 | Spandow Oliver J. | NEPH | Common Stock | D | 42,481 | 67,310 | ||||||
| 2023-01-09 | 2023-01-05 | 4 | Lask Alisa | NEPH | Common Stock | D | 27,613 | 39,338 | ||||||
| 2023-01-09 | 2023-01-05 | 4 | AMRON ARTHUR H | NEPH | Common Stock | D | 27,613 | 27,613 | ||||||
| 2023-01-09 | 2023-01-05 | 4 | Harris Joseph Michael | NEPH | Common Stock | D | 8,402 | 8,402 | ||||||
| 2022-03-07 | 2022-03-05 | 4 | Astor Andrew | NEPH | Warrants (right to buy) | D | 2.70 | -14,815 | 0 | |||||
| 2022-03-07 | 2022-03-05 | 4 | Astor Andrew | NEPH | Common Stock | D | 2.7000 | 14,815 | 40 | 92,773 | ||||
| 2022-02-18 | 2022-02-16 | 4 | Lobo Wesley S. | NEPH | Common Stock | D | 4.8000 | -6,389 | -31 | 35,168 | ||||
| 2021-12-16 | 2021-12-14 | 4 | Gwydir Tom | NEPH | Stock Option (right to buy) | D | 6.82 | 7,062 | 7,062 | |||||
| 2021-12-16 | 2021-12-14 | 4 | Gwydir Tom | NEPH | Common Stock | D | 4,582 | 15,613 | ||||||
| 2021-12-16 | 2021-12-14 | 4 | Lask Alisa | NEPH | Stock Option (right to buy) | D | 6.82 | 7,062 | 7,062 | |||||
| 2021-12-16 | 2021-12-14 | 4 | Lask Alisa | NEPH | Common Stock | D | 4,582 | 11,725 | ||||||
| 2021-12-16 | 2021-12-14 | 4 | Astor Andrew | NEPH | Stock Option (right to buy) | D | 6.82 | 38,612 | 38,612 | |||||
| 2021-12-16 | 2021-12-14 | 4 | AMRON ARTHUR H | NEPH | Stock Option (Right to Buy) | D | 6.82 | 7,062 | 7,062 | |||||
| 2021-12-16 | 2021-12-14 | 4 | AMRON ARTHUR H | NEPH | Common Stock | D | 4,582 | 4,582 | ||||||
| 2021-12-16 | 2021-12-14 | 4 | Spandow Oliver J. | NEPH | Stock Option (Right to Buy) | D | 6.82 | 7,062 | 7,062 | |||||
| 2021-12-16 | 2021-12-14 | 4 | Spandow Oliver J. | NEPH | Common Stock | D | 5,429 | 24,829 | ||||||
| 2021-09-03 | 2021-09-01 | 4 | Lobo Wesley S. | NEPH | Stock Option (right to buy) | D | 8.47 | 57,368 | 57,368 | |||||
| 2021-08-23 | 2021-08-20 | 4 | Lobo Wesley S. | NEPH | Common Stock | D | 7.9200 | 1,000 | 8 | 41,557 | ||||
| 2021-08-19 | 2021-08-18 | 4 | Gwydir Tom | NEPH | Common Stock | D | 7.6400 | 5,000 | 38 | 11,031 | ||||
| 2021-08-18 | 2021-08-18 | 4 | Astor Andrew | NEPH | Common Stock | D | 7.7733 | 2,500 | 19 | 77,958 | ||||
| 2021-08-18 | 2021-08-17 | 4 | Astor Andrew | NEPH | Common Stock | D | 7.6687 | 2,500 | 19 | 75,458 | ||||
| 2021-06-03 | 2021-06-01 | 4 | WEXFORD CAPITAL LP | NEPH | Common Stock Warrants | I | 2.70 | 2.7000 | -66,667 | -180 | 0 | |||
| 2021-06-03 | 2021-06-01 | 4 | WEXFORD CAPITAL LP See footnotes | NEPH | Common Stock | I | 2.7000 | 66,667 | 180 | 3,544,492 | ||||
| 2021-06-01 | 2021-05-27 | 4/A | Evans Daron By UTMA #1 | NEPH | Common Stock | I | 2.7000 | -349 | -1 | 8,669 | ||||
| 2021-06-01 | 2021-05-27 | 4/A | Evans Daron By UTMA #2 | NEPH | Common Stock | I | 2.7000 | -349 | -1 | 8,669 | ||||
| 2021-05-25 | 2021-05-24 | 4 | Evans Daron By UTMA #2 | NEPH | Common Stock Warrants (Right to Buy) | I | 2.70 | -1,111 | 0 | |||||
| 2021-05-25 | 2021-05-24 | 4 | Evans Daron By UTMA #1 | NEPH | Common Stock Warrants (Right to Buy) | I | 2.70 | -1,111 | 0 | |||||
| 2021-05-25 | 2021-05-24 | 4 | Evans Daron By UTMA #2 | NEPH | Common Stock | I | 2.7000 | 1,111 | 3 | 9,018 | ||||
| 2021-05-25 | 2021-05-24 | 4 | Evans Daron By UTMA #1 | NEPH | Common Stock | I | 2.7000 | 1,111 | 3 | 9,018 | ||||
| 2021-02-18 | 2021-02-16 | 4 | Lobo Wesley S. | NEPH | Stock Optoin (right to buy) | D | 8.66 | 114,178 | 114,178 | |||||
| 2021-02-18 | 2021-02-16 | 4 | Lobo Wesley S. | NEPH | Common Stock | D | 40,557 | 40,557 | ||||||
| 2021-01-29 | 2021-01-27 | 4 | WEXFORD CAPITAL LP | NEPH | Stock Option (Right to Buy) | D | 4.50 | -4,477 | 4,477 | |||||
| 2021-01-29 | 2021-01-27 | 4 | WEXFORD CAPITAL LP | NEPH | Stock Option (Right to Buy) | D | 3.60 | -3,765 | 3,765 | |||||
| 2021-01-29 | 2021-01-27 | 4 | WEXFORD CAPITAL LP | NEPH | Stock Option (Right to Buy) | D | 4.14 | -2,956 | 2,956 | |||||
| 2021-01-29 | 2021-01-27 | 4 | WEXFORD CAPITAL LP | NEPH | Stock Option (Right to Buy) | D | 4.59 | -3,556 | 3,556 | |||||
| 2021-01-29 | 2021-01-27 | 4 | WEXFORD CAPITAL LP | NEPH | Common Stock | D | 4.5000 | 4,477 | 20 | 106,037 | ||||
| 2021-01-29 | 2021-01-27 | 4 | WEXFORD CAPITAL LP | NEPH | Common Stock | D | 3.6000 | 3,765 | 14 | 101,560 | ||||
| 2021-01-29 | 2021-01-27 | 4 | WEXFORD CAPITAL LP | NEPH | Common Stock | D | 4.1400 | 2,956 | 12 | 97,795 | ||||
| 2021-01-29 | 2021-01-27 | 4 | WEXFORD CAPITAL LP | NEPH | Common Stock | D | 4.5900 | 3,556 | 16 | 94,839 | ||||
| 2021-01-08 | 2021-01-06 | 4 | WEXFORD CAPITAL LP | NEPH | Common Stock | D | 3,196 | 3,196 | ||||||
| 2021-01-08 | 2021-01-06 | 4 | Gwydir Tom | NEPH | Stock Option (right to buy) | D | 8.06 | 6,850 | 6,850 | |||||
| 2021-01-08 | 2021-01-06 | 4 | Gwydir Tom | NEPH | Common Stock | D | 3,666 | 6,031 | ||||||
| 2021-01-08 | 2021-01-06 | 4 | Spandow Oliver J. | NEPH | Stock Option (Right to Buy) | D | 8.06 | 6,850 | 6,850 | |||||
| 2021-01-08 | 2021-01-06 | 4 | Spandow Oliver J. | NEPH | Common Stock | D | 3,666 | 19,400 | ||||||
| 2021-01-08 | 2021-01-06 | 4 | PERSEN MALCOLM C | NEPH | Stock Option (Right to Buy) | D | 8.06 | 6,850 | 6,850 | |||||
| 2021-01-08 | 2021-01-06 | 4 | PERSEN MALCOLM C | NEPH | Common Stock | D | 5,921 | 48,774 | ||||||
| 2021-01-08 | 2021-01-06 | 4 | Lask Alisa | NEPH | Stock Option (right to buy) | D | 8.06 | 6,850 | 6,850 | |||||
| 2021-01-08 | 2021-01-06 | 4 | Lask Alisa | NEPH | Common Stock | D | 3,666 | 7,143 | ||||||
| 2021-01-08 | 2021-01-06 | 4 | AMRON ARTHUR H | NEPH | Stock Option (Right to Buy) | D | 8.06 | 6,850 | 6,850 | |||||
| 2021-01-08 | 2021-01-06 | 4 | AMRON ARTHUR H | NEPH | Common Stock | D | 3,666 | 3,666 | ||||||
| 2020-11-20 | 2020-11-18 | 4 | Spandow Oliver J. | NEPH | Common Stock | D | 5.8328 | 1,500 | 9 | 15,734 | ||||
| 2020-11-19 | 2020-11-19 | 4 | Astor Andrew | NEPH | Common Stock | D | 5.8669 | 1,000 | 6 | 72,958 | ||||
| 2020-10-16 | 2020-10-15 | 4 | WEXFORD CAPITAL LP See footnotes | NEPH | Common Stock, par value $0.001 | I | 6.0000 | 166,667 | 1,000 | 3,605,471 | ||||
| 2020-08-26 | 2020-08-24 | 4 | Astor Andrew | NEPH | Stock Option (right to buy) | D | 7.07 | 152,064 | 152,064 | |||||
| 2020-08-19 | 2020-08-19 | 4 | Astor Andrew | NEPH | Common Stock | D | 7.4000 | 950 | 7 | 71,958 | ||||
| 2020-05-29 | 2020-05-28 | 4 | Astor Andrew | NEPH | Common Stock | D | 6.9600 | 1,000 | 7 | 71,008 | ||||
| 2020-05-13 | 2020-05-11 | 4 | PERSEN MALCOLM C By spouse | NEPH | Warrants (right to buy) | I | 7.65 | -1,732 | 0 | |||||
| 2020-05-13 | 2020-05-11 | 4 | PERSEN MALCOLM C By spouse | NEPH | Common Stock | I | 7.6500 | 1,732 | 13 | 5,194 | ||||
| 2020-03-12 | 2020-03-12 | 4 | Evans Daron | NEPH | Common Stock | D | 6.6500 | 2,500 | 17 | 134,215 | ||||
| 2020-03-12 | 2020-03-12 | 4 | Astor Andrew | NEPH | Common Stock | D | 6.7000 | 1,000 | 7 | 70,008 | ||||
| 2020-03-05 | 2020-03-05 | 4 | Evans Daron | NEPH | Common Stock | D | 8.4436 | 2,500 | 21 | 131,715 | ||||
| 2020-03-05 | 2020-03-05 | 4 | Astor Andrew | NEPH | Common Stock | D | 8.4567 | 700 | 6 | 69,008 | ||||
| 2020-02-05 | 2020-02-01 | 4 | Evans Daron | NEPH | Stock Option (Right to Buy) | D | 5.40 | 97,076 | 242,690 | |||||
| 2020-02-05 | 2020-02-01 | 4 | Astor Andrew | NEPH | Stock Option (right to buy) | D | 2.64 | 13,958 | 46,525 | |||||
| 2020-02-05 | 2020-02-01 | 4 | Astor Andrew | NEPH | Stock Option (right to buy) | D | 4.14 | 19,320 | 64,399 | |||||
| 2019-12-18 | 2019-12-16 | 4 | AMRON ARTHUR H | NEPH | Stock Option (Right to Buy) | D | 8.57 | 5,568 | 5,568 | |||||
| 2019-12-18 | 2019-12-16 | 4 | AMRON ARTHUR H | NEPH | Common Stock | D | 3,448 | 3,448 | ||||||
| 2019-12-18 | 2019-12-16 | 4 | PERSEN MALCOLM C | NEPH | Stock Option (Right to Buy) | D | 8.57 | 5,568 | 5,568 | |||||
| 2019-12-18 | 2019-12-16 | 4 | PERSEN MALCOLM C | NEPH | Common Stock | D | 5,437 | 42,853 | ||||||
| 2019-12-18 | 2019-12-16 | 4 | Gwydir Tom | NEPH | Stock Option (right to buy) | D | 8.57 | 5,568 | 5,568 | |||||
| 2019-12-18 | 2019-12-16 | 4 | Gwydir Tom | NEPH | Common Stock | D | 2,365 | 2,365 | ||||||
| 2019-12-18 | 2019-12-16 | 4 | Spandow Oliver J. | NEPH | Stock Option (Right to Buy) | D | 8.57 | 5,568 | 5,568 | |||||
| 2019-12-18 | 2019-12-16 | 4 | Spandow Oliver J. | NEPH | Common Stock | D | 3,448 | 14,234 | ||||||
| 2019-12-18 | 2019-12-16 | 4 | Lask Alisa | NEPH | Stock Option (right to buy) | D | 8.57 | 5,568 | 5,568 | |||||
| 2019-12-18 | 2019-12-16 | 4 | Lask Alisa | NEPH | Common Stock | D | 3,227 | 3,477 | ||||||
| 2019-12-18 | 2019-12-16 | 4 | Evans Daron | NEPH | Stock Option (Right to Buy) | D | 8.57 | 20,000 | 20,000 | |||||
| 2019-12-18 | 2019-12-16 | 4 | Evans Daron | NEPH | Common Stock | D | 9,282 | 129,215 | ||||||
| 2019-12-18 | 2019-12-16 | 4 | Astor Andrew | NEPH | Stock Option (right to buy) | D | 8.30 | 20,000 | 20,000 | |||||
| 2019-12-18 | 2019-12-16 | 4 | Astor Andrew | NEPH | Common Stock | D | 6,848 | 68,308 | ||||||
| 2019-12-18 | 2019-12-16 | 4 | Mieyal Paul A | NEPH | Stock Option (Right to Buy) | D | 8.57 | 5,568 | 5,568 | |||||
| 2019-12-18 | 2019-12-16 | 4 | Mieyal Paul A | NEPH | Common Stock | D | 3,448 | 3,448 | ||||||
| 2019-11-26 | 2019-11-25 | 4 | Spandow Oliver J. | NEPH | Common Stock | D | 8.1700 | 1,000 | 8 | 10,786 | ||||
| 2019-11-18 | 2019-11-18 | 4 | Evans Daron | NEPH | Common Stock | D | 8.3500 | 1,000 | 8 | 119,933 | ||||
| 2019-11-18 | 2019-11-18 | 4 | Astor Andrew | NEPH | Common Stock | D | 8.3756 | 750 | 6 | 61,460 | ||||
| 2019-09-13 | 2019-09-11 | 4 | Lask Alisa | NEPH | Common Stock | D | 6.4500 | 250 | 2 | 250 | ||||
| 2019-08-22 | 2019-08-22 | 4 | Astor Andrew | NEPH | Common Stock | D | 6.9700 | 1,500 | 10 | 60,710 | ||||
| 2019-08-22 | 2019-08-22 | 4 | Evans Daron | NEPH | Common Stock | D | 6.9227 | 2,000 | 14 | 118,933 | ||||
| 2019-08-13 | 2019-08-09 | 4 | Evans Daron | NEPH | Stock Option (Right to Buy) | D | 5.40 | 36,404 | 145,614 | |||||
| 2019-08-13 | 2019-08-09 | 4 | Astor Andrew | NEPH | Stock Option (right to buy) | D | 2.64 | 9,305 | 32,567 | |||||
| 2019-08-13 | 2019-08-09 | 4 | Astor Andrew | NEPH | Stock Option (right to buy) | D | 4.14 | 12,880 | 45,079 | |||||
| 2019-06-14 | 2019-06-14 | 4 | Evans Daron By UTMA #4 | NEPH | Common Stock | I | 0.6037 | 8,000 | 5 | 8,000 | ||||
| 2019-06-14 | 2019-06-14 | 4 | Evans Daron By UTMA #3 | NEPH | Common Stock | I | 0.6094 | 8,000 | 5 | 8,000 | ||||
| 2019-06-14 | 2019-06-14 | 4 | Evans Daron By UTMA #2 | NEPH | Common Stock | I | 0.5900 | 8,000 | 5 | 71,166 | ||||
| 2019-06-14 | 2019-06-14 | 4 | Evans Daron By UTMA #1 | NEPH | Common Stock | I | 0.5816 | 8,000 | 5 | 73,666 | ||||
| 2019-06-14 | 2019-06-14 | 4 | Evans Daron | NEPH | Common Stock | D | 0.5982 | 11,172 | 7 | 1,052,426 | ||||
| 2019-06-14 | 2019-06-14 | 4 | Astor Andrew | NEPH | Common Stock | D | 0.6400 | 35,000 | 22 | 532,903 | ||||
| 2019-05-02 | 2019-02-08 | 4/A | Lask Alisa | NEPH | Stock Option (right to buy) | D | 0.58 | 86,546 | 86,546 | |||||
| 2019-05-01 | 2019-04-29 | 4 | Gwydir Tom | NEPH | Stock Option (right to buy) | D | 0.59 | 86,641 | 86,641 | |||||
| 2019-02-12 | 2019-02-08 | 4 | Lask Alisa | NEPH | Stock Option (right to buy) | D | 0.58 | 70,817 | 70,817 | |||||
| 2018-12-21 | 2018-12-19 | 4 | Astor Andrew | NEPH | Stock Option (right to buy) | D | 0.65 | 200,000 | 200,000 | |||||
| 2018-12-21 | 2018-12-19 | 4 | AMRON ARTHUR H | NEPH | Stock Option (Right to Buy) | D | 0.65 | 46,457 | 46,457 | |||||
| 2018-12-21 | 2018-12-19 | 4 | Spandow Oliver J. | NEPH | Stock Option (Right to Buy) | D | 0.65 | 46,457 | 46,457 | |||||
| 2018-12-21 | 2018-12-19 | 4 | Pinto Moshe | NEPH | Stock Option (Right to Buy) | D | 0.65 | 46,457 | 46,457 | |||||
| 2018-12-21 | 2018-12-19 | 4 | PERSEN MALCOLM C | NEPH | Stock Option (Right to Buy) | D | 0.65 | 46,457 | 46,457 | |||||
| 2018-12-21 | 2018-12-19 | 4 | Mieyal Paul A | NEPH | Stock Option (Right to Buy) | D | 0.65 | 46,457 | 46,457 | |||||
| 2018-12-20 | 2018-12-14 | 4/A | Pinto Moshe | NEPH | Common Stock | D | 47,673 | 204,118 | ||||||
| 2018-12-18 | 2018-12-14 | 4 | Astor Andrew | NEPH | Common Stock | D | 44,111 | 497,903 | ||||||
| 2018-12-18 | 2018-12-14 | 4 | Evans Daron | NEPH | Common Stock | D | 108,296 | 1,001,254 | ||||||
| 2018-12-18 | 2018-12-14 | 4 | Mieyal Paul A | NEPH | Common Stock | D | 47,673 | 47,673 | ||||||
| 2018-12-18 | 2018-12-14 | 4 | AMRON ARTHUR H | NEPH | Common Stock | D | 47,673 | 47,673 | ||||||
| 2018-12-18 | 2018-12-14 | 4 | Spandow Oliver J. | NEPH | Common Stock | D | 18,030 | 88,080 | ||||||
| 2018-12-18 | 2018-12-14 | 4 | Pinto Moshe | NEPH | Common Stock | D | 73,343 | 229,788 | ||||||
| 2018-12-18 | 2018-12-14 | 4 | PERSEN MALCOLM C | NEPH | Common Stock | D | 71,509 | 336,750 | ||||||
| 2018-08-13 | 3 | Spandow Oliver J. | NEPH | Common Stock | D | 140,100 | ||||||||
| 2018-08-13 | 3 | Spandow Oliver J. | NEPH | Common Stock | D | 140,100 | ||||||||
| 2018-08-13 | 3 | Spandow Oliver J. | NEPH | Common Stock | D | 140,100 | ||||||||
| 2018-08-13 | 2018-08-10 | 4 | Spandow Oliver J. | NEPH | Stock Option (Right to Buy) | D | 0.62 | 85,199 | 85,199 | |||||
| 2018-05-14 | 2018-05-14 | 4 | Astor Andrew | NEPH | Warrants (right to buy) | D | 0.30 | -33,333 | 133,333 | |||||
| 2018-05-14 | 2018-05-14 | 4 | Astor Andrew | NEPH | Common Stock | D | 0.3000 | 33,333 | 10 | 453,792 | ||||
| 2018-05-14 | 2018-05-14 | 4 | Evans Daron By PoC Capital, LLC | NEPH | Common Stock Warrants (Right to Buy) | I | 0.30 | -40,000 | 0 | |||||
| 2018-05-14 | 2018-05-14 | 4 | Evans Daron By PoC Capital, LLC | NEPH | Common Stock | I | 0.3000 | 40,000 | 12 | 95,000 | ||||
| 2018-04-12 | 2018-04-10 | 4 | Astor Andrew | NEPH | Common Stock | D | 0.4500 | 80,000 | 36 | 420,459 | ||||
| 2018-04-12 | 2018-04-10 | 4 | Evans Daron By UTMA #2 | NEPH | Common Stock | I | 0.4500 | 12,000 | 5 | 63,166 | ||||
| 2018-04-12 | 2018-04-10 | 4 | Evans Daron By UTMA #1 | NEPH | Common Stock | I | 0.4500 | 12,000 | 5 | 63,166 | ||||
| 2018-04-12 | 2018-04-10 | 4 | Evans Daron By PoC Capital, LLC | NEPH | Common Stock | I | 0.4500 | 55,000 | 25 | 55,000 | ||||
| 2018-03-13 | 2018-03-09 | 4 | Astor Andrew | NEPH | Common Stock | D | 0.4750 | 5,000 | 2 | 340,459 | ||||
| 2018-02-27 | 2017-12-20 | 4/A | Pinto Moshe | NEPH | Stock Option (Right to Buy) | D | 0.50 | 40,284 | 40,284 | |||||
| 2018-02-27 | 2017-12-20 | 4/A | Pinto Moshe | NEPH | Common Stock | D | 73,864 | 156,445 | ||||||
| 2018-02-22 | 2018-02-01 | 4 | Evans Daron | NEPH | Stock Option (Right to Buy) | D | 0.60 | 218,419 | 982,887 | |||||
| 2017-12-22 | 2017-12-20 | 4 | Evans Daron | NEPH | Stock Option (Right to Buy) | D | 0.50 | 837,125 | 837,125 | |||||
| 2017-12-22 | 2017-12-20 | 4 | Evans Daron | NEPH | Common Stock | D | 180,000 | 892,958 | ||||||
| 2017-12-22 | 2017-12-20 | 4 | Astor Andrew | NEPH | Stock Option (right to buy) | D | 0.50 | 50,000 | 50,000 | |||||
| 2017-12-22 | 2017-12-20 | 4 | Astor Andrew | NEPH | Common Stock | D | 120,417 | 335,459 | ||||||
| 2017-12-22 | 2017-12-20 | 4 | Pinto Moshe | NEPH | Stock Option (Right to Buy) | D | 0.50 | 40,284 | 40,284 | |||||
| 2017-12-22 | 2017-12-20 | 4 | Pinto Moshe | NEPH | Common Stock | D | 73,864 | 156,445 | ||||||
| 2017-12-22 | 2017-12-20 | 4 | PERSEN MALCOLM C | NEPH | Stock Option (Right to Buy) | D | 0.50 | 40,284 | 40,284 | |||||
| 2017-12-22 | 2017-12-20 | 4 | PERSEN MALCOLM C | NEPH | Common Stock | D | 113,636 | 265,241 | ||||||
| 2017-12-22 | 2017-12-20 | 4 | Mieyal Paul A | NEPH | Non-qualified stock option | D | 0.50 | 40,284 | 40,284 | |||||
| 2017-12-22 | 2017-12-20 | 4 | Mieyal Paul A | NEPH | Common Stock | D | 73,864 | 73,864 | ||||||
| 2017-12-22 | 2017-12-20 | 4 | AMRON ARTHUR H | NEPH | Non-Qualified Stock Option | D | 0.50 | 40,284 | 40,284 | |||||
| 2017-12-22 | 2017-12-20 | 4 | AMRON ARTHUR H | NEPH | Common Stock | D | 73,864 | 73,864 | ||||||
| 2017-12-05 | 2017-12-04 | 4 | Astor Andrew | NEPH | Common Stock | D | 0.5000 | 8,333 | 4 | 215,042 | ||||
| 2017-12-05 | 2017-12-01 | 4 | Astor Andrew | NEPH | Common Stock | D | 0.5000 | 10,000 | 5 | 206,709 | ||||
| 2017-09-06 | 2017-09-06 | 4 | Evans Daron | NEPH | Common Stock | D | 0.2435 | 28,000 | 7 | 712,958 | ||||
| 2017-09-06 | 2017-09-05 | 4 | Evans Daron | NEPH | Common Stock | D | 0.2350 | 1,580 | 0 | 684,958 | ||||
| 2017-08-28 | 2017-08-28 | 4 | Astor Andrew | NEPH | Common Stock | D | 0.2729 | 4,000 | 1 | 196,709 | ||||
| 2017-08-28 | 2017-08-28 | 4 | Astor Andrew | NEPH | Common Stock | D | 0.2700 | 6,000 | 2 | 192,709 | ||||
| 2017-08-28 | 2017-06-16 | 4 | Astor Andrew | NEPH | Common Stock | D | 0.2650 | 43 | 0 | 186,709 | ||||
| 2017-08-23 | 2017-08-22 | 4 | Evans Daron By UTMA #2 | NEPH | Common Stock | I | 0.2500 | 2,000 | 0 | 51,166 | ||||
| 2017-08-23 | 2017-08-22 | 4 | Evans Daron By UTMA #1 | NEPH | Common Stock | I | 0.2500 | 2,000 | 0 | 1,417,922 | ||||
| 2017-08-11 | 2017-08-11 | 4 | Astor Andrew | NEPH | Common Stock | D | 0.2599 | 20,000 | 5 | 186,666 | ||||
| 2017-08-11 | 2017-08-11 | 4 | Evans Daron | NEPH | Common Stock | D | 0.2600 | 70,000 | 18 | 683,378 | ||||
| 2017-06-13 | 2017-06-12 | 4 | Evans Daron | NEPH | Common Stock | D | 0.2600 | 3,961 | 1 | 613,378 | ||||
| 2017-06-13 | 2017-06-09 | 4 | Evans Daron By UTMA #2 | NEPH | Common Stock | I | 0.2600 | 7,500 | 2 | 49,166 | ||||
| 2017-06-13 | 2017-06-09 | 4 | Evans Daron By UTMA #1 | NEPH | Common Stock | I | 0.2600 | 10,000 | 3 | 51,666 | ||||
| 2017-05-19 | 2017-05-19 | 4 | Evans Daron | NEPH | Common Stock | D | 0.2550 | 7,500 | 2 | 609,417 | ||||
| 2017-05-19 | 2017-05-18 | 4 | Evans Daron | NEPH | Common Stock | D | 0.2550 | 22,500 | 6 | 601,917 | ||||
| 2017-05-15 | 2017-05-01 | 4/A | Astor Andrew | NEPH | Stock Option (right to buy) | D | 0.29 | 209,355 | 209,355 | |||||
| 2017-05-02 | 2017-05-01 | 4 | Astor Andrew | NEPH | Stock Option (right to buy) | D | 0.29 | 209,355 | 209,355 | |||||
| 2017-04-04 | 2017-03-31 | 4 | Evans Daron | NEPH | Common Stock | D | 17,756 | 579,417 | ||||||
| 2017-03-21 | 2017-03-17 | 4 | Evans Daron By UTMA #2 | NEPH | Common Stock Warrants (Right to Buy) | I | 0.30 | 41,666 | 41,666 | |||||
| 2017-03-21 | 2017-03-17 | 4 | Evans Daron By UTMA #1 | NEPH | Common Stock Warrants (Right to Buy) | I | 0.30 | 41,666 | 41,666 | |||||
| 2017-03-21 | 2017-03-17 | 4 | Evans Daron By UTMA #2 | NEPH | Common Stock | I | 41,666 | 41,666 | ||||||
| 2017-03-21 | 2017-03-17 | 4 | Evans Daron By UTMA #1 | NEPH | Common Stock | I | 41,666 | 41,666 | ||||||
| 2017-03-21 | 2017-03-17 | 4 | Astor Andrew | NEPH | Warrants (right to buy) | D | 0.30 | 166,666 | 166,666 | |||||
| 2017-03-21 | 2017-03-17 | 4 | Astor Andrew | NEPH | Common Stock | D | 166,666 | 166,666 | ||||||
| 2017-02-15 | 2017-02-13 | 4 | Astor Andrew | NEPH | Stock Option (right to buy) | D | 0.46 | 289,785 | 289,785 | |||||
| 2016-12-23 | 2016-12-23 | 4 | Evans Daron | NEPH | Common Stock | D | 213,068 | 561,661 | ||||||
| 2016-12-15 | 2016-12-14 | 4 | Evans Daron | NEPH | Common Stock | D | 9,165 | 348,593 | ||||||
| 2016-12-09 | 2016-12-07 | 4 | Evans Daron | NEPH | Common Stock | D | 0.3200 | 4,069 | 1 | 339,428 | ||||
| 2016-12-06 | 2016-12-05 | 4 | Evans Daron | NEPH | Common Stock | D | 0.3400 | 6,020 | 2 | 335,359 | ||||
| 2016-12-06 | 2016-12-05 | 4 | Evans Daron | NEPH | Common Stock | D | 0.3399 | 4,600 | 2 | 329,339 | ||||
| 2016-12-02 | 2016-12-01 | 4 | Evans Daron | NEPH | Common Stock | D | 0.3206 | 40,599 | 13 | 324,739 | ||||
| 2016-12-02 | 2016-11-30 | 4 | Evans Daron | NEPH | Common Stock | D | 0.2900 | 931 | 0 | 284,140 | ||||
| 2016-08-26 | 2016-08-24 | 4 | PERSEN MALCOLM C | NEPH | Stock Option (Right to Buy) | D | 0.40 | 33,880 | 33,880 | |||||
| 2016-08-26 | 2016-08-24 | 4 | PERSEN MALCOLM C | NEPH | Common Stock | D | 113,636 | 151,605 | ||||||
| 2016-08-26 | 2016-08-24 | 4 | Pinto Moshe | NEPH | Stock Option (Right to Buy) | D | 0.40 | 33,880 | 33,880 | |||||
| 2016-08-26 | 2016-08-24 | 4 | Pinto Moshe | NEPH | Common Stock | D | 73,864 | 82,581 | ||||||
| 2016-08-25 | 2016-08-24 | 4 | AMRON ARTHUR H | NEPH | Non-Qualified Stock Option | D | 0.40 | 33,880 | 33,880 | |||||
| 2016-08-25 | 2016-08-24 | 4 | AMRON ARTHUR H | NEPH | Common Stock | D | 73,864 | 73,864 | ||||||
| 2016-08-25 | 2016-08-24 | 4 | Mieyal Paul A | NEPH | Non-Qualified Stock Option | D | 0.40 | 33,880 | 33,880 | |||||
| 2016-08-25 | 2016-08-24 | 4 | Mieyal Paul A | NEPH | Common Stock | D | 73,864 | 73,864 | ||||||
| 2016-06-07 | 2016-06-03 | 4 | Evans Daron By UTMA #2 | NEPH | Common Stock Warrants (Right to Buy) | I | 0.30 | 10,000 | 10,000 | |||||
| 2016-06-07 | 2016-06-03 | 4 | Evans Daron By UTMA #1 | NEPH | Common Stock Warrants (Right to Buy) | I | 0.30 | 10,000 | 10,000 | |||||
| 2016-06-07 | 2016-06-03 | 4 | Evans Daron By PoC Capital, LLC | NEPH | Common Stock Warrants (Right to Buy) | I | 0.30 | 40,000 | 40,000 | |||||
| 2016-06-07 | 2016-06-03 | 4 | Lambda Investors LLC Held directly by Lamdba Investors LLC | NEPH | Common Stock Warrant | I | 0.30 | 600,000 | 600,000 | |||||
| 2015-12-22 | 2015-12-18 | 4 | Lambda Investors LLC Held directly by Lamdba Investors LLC | NEPH | Common Stock Warrants | I | 0.40 | -2,782,576 | 0 | |||||
| 2015-12-22 | 2015-12-18 | 4 | Lambda Investors LLC Held directly by Lambda Investors LLC | NEPH | Common Stock, par value $0.001 | I | 2,782,576 | 29,800,424 | ||||||
| 2015-12-18 | 2015-12-17 | 4 | Evans Daron | NEPH | Common Stock | D | 42,840 | 283,209 | ||||||
| 2015-10-01 | 2015-09-29 | 4 | Lambda Investors LLC Held directly by Lambda Investors LCC | NEPH | Class D Warrants | I | 0.15 | -11,742,100 | 0 | |||||
| 2015-10-01 | 2015-09-29 | 4 | Lambda Investors LLC Held directly by Lambda Investors LLC | NEPH | Class D Warrants (Common Stock) | I | 0.15 | 11,742,100 | 11,742,100 | |||||
| 2015-10-01 | 2015-09-29 | 4 | Lambda Investors LLC Held directly by Lambda Investors LCC | NEPH | Class D Warrants | I | 0.30 | -11,742,100 | 0 | |||||
| 2015-10-01 | 2015-09-29 | 4 | Lambda Investors LLC Held directly by Lambda Investors LLC | NEPH | Common Stock, par value $0.001 | I | 11,742,100 | 27,017,848 | ||||||
| 2015-09-11 | 2015-09-09 | 4 | Mieyal Paul A | NEPH | Common Stock | D | 58,240 | 58,240 | ||||||
| 2015-09-11 | 2015-09-09 | 4 | Pinto Moshe | NEPH | Common Stock | D | 8,717 | 8,717 | ||||||
| 2015-09-11 | 2015-09-09 | 4 | CENTELLA LAWRENCE J | NEPH | Common Stock | D | 97,135 | 218,467 | ||||||
| 2015-09-11 | 2015-09-09 | 4 | AMRON ARTHUR H | NEPH | Common Stock | D | 58,240 | 58,240 | ||||||
| 2015-09-11 | 2015-09-09 | 4 | ROSENBERG MATTHEW | NEPH | Common Stock | D | 58,240 | 847,935 | ||||||
| 2015-09-11 | 2015-09-09 | 4 | PERSEN MALCOLM C | NEPH | Common Stock | D | 16,951 | 16,951 | ||||||
| 2015-09-11 | 2015-09-09 | 4 | Evans Daron | NEPH | Common Stock | D | 70,610 | 240,369 | ||||||
| 2015-08-31 | 2015-08-31 | 4 | Evans Daron | NEPH | Common Stock | D | 0.5700 | 10,000 | 6 | 169,759 | ||||
| 2015-08-31 | 2015-08-28 | 4 | Evans Daron | NEPH | Common Stock | D | 0.6000 | 10,000 | 6 | 159,759 | ||||
| 2015-08-31 | 2015-08-28 | 4 | Evans Daron | NEPH | Common Stock | D | 0.5800 | 5,000 | 3 | 149,759 | ||||
| 2015-08-31 | 2015-08-27 | 4 | Evans Daron | NEPH | Common Stock | D | 0.5600 | 19,175 | 11 | 144,759 | ||||
| 2015-08-20 | 2015-08-20 | 4 | Evans Daron | NEPH | Common Stock | D | 0.5600 | 27,000 | 15 | 125,584 | ||||
| 2015-08-20 | 2015-08-19 | 4 | Evans Daron | NEPH | Common Stock | D | 0.5000 | 24,500 | 12 | 98,584 | ||||
| 2015-08-18 | 2015-08-14 | 4 | Pinto Moshe | NEPH | Stock Option (Right to Buy) | D | 0.45 | 59,155 | 59,155 | |||||
| 2015-05-14 | 2015-05-12 | 4 | PERSEN MALCOLM C By spouse | NEPH | Warrants (right to buy) | I | 0.85 | 15,580 | 15,580 | |||||
| 2015-05-14 | 2015-05-12 | 4 | PERSEN MALCOLM C By spouse | NEPH | Common Stock | I | 31,160 | 31,160 | ||||||
| 2015-05-14 | 2015-05-12 | 4 | ROSENBERG MATTHEW | NEPH | Warrants (right to buy) | D | 0.85 | 100,000 | 100,000 | |||||
| 2015-05-14 | 2015-05-12 | 4 | ROSENBERG MATTHEW | NEPH | Common Stock | D | 200,000 | 789,695 | ||||||
| 2015-05-11 | 2015-05-07 | 4 | PERSEN MALCOLM C | NEPH | Stock Option (Right to Buy) | D | 0.79 | 56,981 | 56,981 | |||||
| 2015-04-17 | 2015-04-15 | 4 | Evans Daron | NEPH | Stock Option (Right to Buy) | D | 0.60 | 764,468 | 764,468 | |||||
| 2014-12-22 | 2014-12-18 | 4 | CENTELLA LAWRENCE J | NEPH | Common Stock | D | 0.6000 | 10,202 | 6 | 121,332 | ||||
| 2014-12-22 | 2014-12-18 | 4 | ROSENBERG MATTHEW | NEPH | Common Stock | D | 0.6000 | 374,997 | 225 | 589,695 | ||||
| 2014-12-22 | 2014-12-18 | 4 | Houghton John C. | NEPH | Common Stock | D | 0.6000 | 7,885 | 5 | 74,139 | ||||
| 2014-12-22 | 2014-12-18 | 4 | Lambda Investors LLC Held directly by Wexford Capital LP | NEPH | Common Stock, par value $0.001 | I | 14,853 | 190,446 | ||||||
| 2014-12-22 | 2014-12-18 | 4 | Lambda Investors LLC Held directly by Lambda Investors LLC | NEPH | Common Stock, par value $0.001 | I | 3,303,808 | 15,275,748 | ||||||
| 2014-12-22 | 2014-12-18 | 4 | Evans Daron | NEPH | Common Stock | D | 0.6000 | 21,239 | 13 | 74,084 | ||||
| 2014-11-07 | 2014-11-06 | 4 | AMRON ARTHUR H | NEPH | Common Stock | D | 25,395 | 25,395 | ||||||
| 2014-11-07 | 2014-11-06 | 4 | CENTELLA LAWRENCE J | NEPH | Common Stock | D | 25,395 | 111,130 | ||||||
| 2014-11-07 | 2014-11-06 | 4 | Evans Daron | NEPH | Common Stock | D | 43,194 | 52,845 | ||||||
| 2014-11-07 | 2014-11-06 | 4 | Mieyal Paul A | NEPH | Common Stock | D | 25,395 | 25,395 | ||||||
| 2014-11-07 | 2014-11-06 | 4 | ROSENBERG MATTHEW | NEPH | Common Stock | D | 12,698 | 214,698 | ||||||
| 2014-05-19 | 3 | ROSENBERG MATTHEW | NEPH.OB | Nephros, Inc. Common Stock | D | 404,000 | ||||||||
| 2014-05-19 | 3 | ROSENBERG MATTHEW | NEPH.OB | Nephros, Inc. Common Stock | D | 404,000 | ||||||||
| 2014-05-19 | 2014-05-16 | 4 | ROSENBERG MATTHEW | NEPH | Non-Qualified Stock Option (right to buy) | D | 0.79 | 48,864 | 48,864 | |||||
| 2014-03-27 | 2014-03-26 | 4 | AMRON ARTHUR H | NEPH | Non Qualiffied Stock Option (right to buy) | D | 0.46 | 26,598 | 26,598 | |||||
| 2014-03-27 | 2014-03-26 | 4 | CENTELLA LAWRENCE J | NEPH | Non-Qualified Stock Option (right to buy) | D | 0.46 | 26,598 | 26,598 | |||||
| 2014-03-27 | 2014-03-26 | 4 | Evans Daron | NEPH | Non-Qualified Stock Option (right to buy) | D | 0.46 | 75,361 | 75,361 | |||||
| 2014-03-27 | 2014-03-21 | 4 | Evans Daron | NEPH | Common Stock | D | 0.3000 | 2,151 | 1 | 9,651 | ||||
| 2014-03-27 | 2014-03-26 | 4 | Mieyal Paul A | NEPH | Non Qualified Stock Option (right to buy) | D | 0.46 | 26,598 | 26,598 | |||||
| 2014-03-24 | 2014-03-21 | 4 | CENTELLA LAWRENCE J | NEPH | Common Stock | D | 0.3000 | 19,105 | 6 | 85,735 | ||||
| 2014-03-18 | 2014-03-14 | 4 | Lambda Investors LLC Held directly by Lambda Investors LCC | NEPH | Class D Warrants | I | 2,935,525 | 11,742,100 | ||||||
| 2014-03-18 | 2014-03-14 | 4 | Lambda Investors LLC Held directly by Wexford Capital LP | NEPH | Common Stock, par value $0.001 | I | 27,811 | 124,803 | ||||||
| 2014-03-18 | 2014-03-14 | 4 | Lambda Investors LLC Held directly by Lambda Investors LLC | NEPH | Common Stock, par value $0.001 | I | 5,250,264 | 11,971,940 | ||||||
| 2014-02-07 | 2014-02-05 | 4 | Houghton John C. | NEPH | Incentive Stock Option (right to buy) | D | 0.33 | 35,000 | 35,000 | |||||
| 2014-01-07 | 2013-12-31 | 4 | CENTELLA LAWRENCE J | NEPH | Common Stock | D | 19,733 | 66,630 | ||||||
| 2014-01-07 | 2013-12-31 | 4 | Scibetta James S | NEPH | Non-Qualified Stock Option (right to buy) | D | 0.42 | 60,440 | 60,440 | |||||
| 2014-01-06 | 2013-12-31 | 4 | AMRON ARTHUR H | NEPH | Common Stock | D | 19,733 | 19,733 | ||||||
| 2014-01-06 | 2013-12-31 | 4 | Mieyal Paul A | NEPH | Common Stock | D | 19,733 | 19,733 | ||||||
| 2013-12-04 | 3 | Evans Daron | NEPH.OB | Nephros, Inc. Common Stock | D | 7,500 | ||||||||
| 2013-08-22 | 2013-08-20 | 4 | AMRON ARTHUR H | NEPH | Common Stock | D | 5,417 | 28,763 | ||||||
| 2013-08-22 | 2013-08-20 | 4 | CENTELLA LAWRENCE J | NEPH | Common Stock | D | 5,417 | 46,897 | ||||||
| 2013-08-22 | 2013-08-20 | 4 | Scibetta James S | NEPH | Common Stock | D | 12,078 | 64,134 | ||||||
| 2013-08-22 | 2013-08-20 | 4 | Mieyal Paul A | NEPH | Common Stock | D | 5,417 | 28,763 | ||||||
| 2013-06-11 | 2013-05-23 | 4 | Kochanski Gerald John SR | NEPH | Incentive Stock Option (right to buy) | D | 0.71 | 25,000 | 25,000 | |||||
| 2013-06-11 | 2013-05-23 | 4 | Kochanski Gerald John SR | NEPH | Common Stock | D | 45,929 | 45,929 | ||||||
| 2013-06-11 | 2013-05-23 | 4 | CENTELLA LAWRENCE J | NEPH | Non-Qualified Stock Option (right to buy) | D | 0.71 | 10,000 | 10,000 | |||||
| 2013-06-11 | 2013-05-23 | 4 | CENTELLA LAWRENCE J | NEPH | Common Stock | D | 23,346 | 41,480 | ||||||
| 2013-06-11 | 2013-05-23 | 4 | Scibetta James S | NEPH | Non-Qualified Stock Option (right to buy) | D | 0.71 | 12,500 | 12,500 | |||||
| 2013-06-11 | 2013-05-23 | 4 | Scibetta James S | NEPH | Common Stock | D | 52,056 | 52,056 | ||||||
| 2013-06-11 | 2013-05-23 | 4 | Houghton John C. | NEPH | Incentive Stock Option (right to buy) | D | 0.71 | 37,500 | 37,500 | |||||
| 2013-06-11 | 2013-05-23 | 4 | Houghton John C. | NEPH | Common Stock | D | 66,254 | 66,254 | ||||||
| 2013-06-05 | 2013-05-23 | 4/A | Lambda Investors LLC Held directly by Wexford Capital LP | NEPH | Common Stock, par value $0.001 | I | 46,692 | 46,692 | ||||||
| 2013-06-05 | 2013-05-23 | 4/A | Lambda Investors LLC Held directly by Lambda Investors LLC | NEPH | Common Stock, par value $0.001 | I | 2,992,884 | 6,721,676 | ||||||
| 2013-06-04 | 2013-05-23 | 4 | AMRON ARTHUR H | NEPH | Non-Qualified Stock Option (right to buy) | D | 0.71 | 10,000 | 10,000 | |||||
| 2013-06-04 | 2013-05-23 | 4 | AMRON ARTHUR H | NEPH | Common Stock | D | 23,346 | 23,346 | ||||||
| 2013-06-04 | 2013-05-23 | 4 | Mieyal Paul A | NEPH | Non-Qualified Stock Option (right to buy) | D | 0.71 | 10,000 | 10,000 | |||||
| 2013-06-04 | 2013-05-23 | 4 | Mieyal Paul A | NEPH | Common Stock | D | 23,346 | 23,346 | ||||||
| 2013-06-04 | 2013-05-23 | 4 | Lambda Investors LLC Held directly by Lambda Investors LLC | NEPH | Common Stock, par value $0.001 | I | 2,992,884 | 6,721,676 | ||||||
| 2012-07-06 | 2012-07-03 | 4 | Houghton John C. | NEPH.OB | Non-Qualified Stock Option (right to buy) | D | 1.89 | 331,550 | 331,550 | |||||
| 2012-04-25 | 2012-04-20 | 4 | Houghton John C. | NEPH.OB | Incentive Stock Option (right to buy) | D | 0.95 | 675,000 | 675,000 | |||||
| 2012-03-20 | 2012-02-16 | 4 | Scibetta James S | NEPH.OB | Non-Qualified Stock Option (right to buy) | D | 0.83 | 12,500 | 12,500 | |||||
| 2012-03-16 | 2012-02-16 | 4 | Kochanski Gerald John SR | NEPH.OB | Incentive Stock Option (right to buy) | D | 0.83 | 20,000 | 20,000 | |||||
| 2012-03-16 | 2012-02-16 | 4 | CENTELLA LAWRENCE J | NEPH.OB | Non-Qualified Stock Option (right to buy) | D | 0.83 | 10,000 | 10,000 | |||||
| 2012-03-15 | 2012-02-16 | 4 | AMRON ARTHUR H | NEPH.OB | Non-qualified stock option (right to buy) | D | 0.83 | 10,000 | 10,000 | |||||
| 2012-03-15 | 2012-02-16 | 4 | Mieyal Paul A | NEPH.OB | Non-qualified stock option (right to buy) | D | 0.83 | 10,000 | 10,000 | |||||
| 2011-03-24 | 2011-03-10 | 4 | Southpaw Asset Management LP | NEPHD | Class D Warrants | I | 0.40 | 1 | 1 | |||||
| 2011-03-24 | 2011-03-10 | 4 | Southpaw Asset Management LP | NEPHD | Common Stock Warrants | I | 0.40 | 10,404,862 | 10,404,862 | |||||
| 2011-03-24 | 2011-03-10 | 4 | Southpaw Asset Management LP | NEPHD | Common Stock, par value $0.001 per share | I | 520,242 | 525,079 | ||||||
| 2010-01-26 | 2010-01-08 | 4 | CENTELLA LAWRENCE J | NEPH.OB | Non-qualified stock option (right to buy) | D | 0.95 | 20,000 | 20,000 | |||||
| 2009-09-02 | 2009-09-02 | 4 | Southpaw Asset Management LP | NEPH | Common Stock | I | 1.9459 | -200,000 | -389 | 96,730 | ||||
| 2009-09-02 | 2009-09-01 | 4 | Southpaw Asset Management LP | NEPH | Common Stock | I | 1.9459 | -92,000 | -179 | 296,730 | ||||
| 2009-09-02 | 2009-08-31 | 4 | Southpaw Asset Management LP | NEPH | Common Stock | I | 1.8561 | -101,000 | -187 | 388,730 | ||||
| 2009-08-28 | 2009-08-28 | 4 | Southpaw Asset Management LP | NEP | Common Stock | I | 1.9695 | -200,000 | -394 | 489,730 | ||||
| 2009-08-28 | 2009-08-27 | 4 | Southpaw Asset Management LP | NEP | Common Stock | I | 2.0162 | -200,000 | -403 | 689,730 | ||||
| 2009-08-28 | 2009-08-26 | 4 | Southpaw Asset Management LP | NEP | Common Stock | I | 2.0306 | -27,600 | -56 | 889,730 | ||||
| 2009-08-26 | 2009-08-20 | 4 | Southpaw Asset Management LP | NEP | Common Stock | I | 2.5508 | -2,390 | -6 | 73,068 | ||||
| 2009-08-26 | 2009-08-20 | 4 | Southpaw Asset Management LP | NEP | Common Stock | I | 2.5508 | -27,610 | -70 | 844,262 | ||||
| 2008-10-21 | 2008-10-17 | 4 | Enso Capital Management LLC | NEP | Common Stock | I | 0.1522 | -21,317 | -3 | 1,228,587 | ||||
| 2008-10-21 | 2008-10-17 | 4 | Enso Capital Management LLC | NEP | Common Stock | I | 0.1522 | -58,772 | -9 | 3,387,229 | ||||
| 2008-06-12 | 2008-06-11 | 4 | Stagg Capital Group LLC | NEP | Common Stock | I | 0.7000 | -2,550 | -2 | 4,166,558 | ||||
| 2008-06-12 | 2008-06-10 | 4 | Stagg Capital Group LLC | NEP | Common Stock | I | 0.7000 | -4,600 | -3 | 4,169,108 | ||||
| 2008-06-12 | 2008-06-09 | 4 | Stagg Capital Group LLC | NEP | Common Stock | I | 0.7438 | -50,550 | -38 | 4,173,708 | ||||
| 2008-06-12 | 2008-06-06 | 4 | Stagg Capital Group LLC | NEP | Common Stock | I | 0.8298 | -67,300 | -56 | 4,224,258 | ||||
| 2008-06-12 | 2008-06-05 | 4 | Stagg Capital Group LLC | NEP | Common Stock | I | 0.8444 | -50,000 | -42 | 4,291,558 | ||||
| 2008-06-12 | 2008-06-03 | 4 | Stagg Capital Group LLC | NEP | Common Stock | I | 0.8500 | -1,200 | -1 | 4,341,558 | ||||
| 2008-06-12 | 2008-06-02 | 4 | Stagg Capital Group LLC | NEP | Common Stock | I | 0.8500 | -3,600 | -3 | 4,342,758 | ||||
| 2008-06-12 | 2008-05-30 | 4 | Stagg Capital Group LLC | NEP | Common Stock | I | 0.8071 | -24,500 | -20 | 4,346,358 | ||||
| 2008-06-12 | 2008-05-29 | 4 | Stagg Capital Group LLC | NEP | Common Stock | I | 0.8412 | -26,600 | -22 | 4,370,858 | ||||
| 2008-05-30 | 2008-05-27 | 4 | Southpaw Asset Management LP | NEP | Common Stock | I | 0.7000 | -150,431 | -105 | 103,336 | ||||
| 2008-05-30 | 2008-05-27 | 4 | Southpaw Asset Management LP | NEP | Common Stock | I | 0.7000 | -1,737,644 | -1,216 | 1,193,994 | ||||
| 2008-05-20 | 2007-11-14 | 4 | Stagg Capital Group LLC | NEP | Series B 10% Secured Convertible Note due 2008 | I | 0.71 | 0 | ||||||
| 2008-05-20 | 2007-11-14 | 4 | Stagg Capital Group LLC | NEP | Series B 10% Secured Convertible Note due 2008 | I | 0.71 | |||||||
| 2008-05-20 | 2007-11-14 | 4 | Stagg Capital Group LLC | NEP | Common Stock | I | 0.7060 | 2,198,729 | 1,552 | 4,397,458 | ||||
| 2008-05-20 | 2007-11-14 | 4 | Stagg Capital Group LLC | NEP | Common Stock | I | 0.7060 | 2,198,729 | 1,552 | 2,198,729 | ||||
| 2007-12-11 | 2007-11-14 | 4 | Southpaw Asset Management LP | NEP | Class D Warrant for the Purchase of Shares of Common Stock | I | 0.90 | 125,000 | 125,000 | |||||
| 2007-12-11 | 2007-11-14 | 4 | Southpaw Asset Management LP | NEP | Series B 10% Secured Convertible Note due 2008 | I | 0.71 | 0 | ||||||
| 2007-12-11 | 2007-11-14 | 4 | Southpaw Asset Management LP | NEP | Series A 10% Secured Convertible Note due 2008 | I | 0.71 | |||||||
| 2007-12-11 | 2007-11-14 | 4 | Southpaw Asset Management LP | NEP | Common Stock | I | 0.7060 | 2,931,638 | 2,070 | 3,185,405 | ||||
| 2007-12-11 | 2007-11-14 | 4 | Southpaw Asset Management LP | NEP | Common Stock | I | 0.7060 | 253,767 | 179 | 253,767 | ||||
| 2004-09-28 | 2004-09-24 | 4 | Wasserstein Bruce See Footnotes | NEP | Series D Convertible Preferred Stock | I | -729,672 | 0 | ||||||
| 2004-09-28 | 2004-09-24 | 4 | Wasserstein Bruce See Footnotes | NEP | Series D Convertible Preferred Stock | I | -571,178 | 0 | ||||||
| 2004-09-28 | 2004-09-24 | 4 | Wasserstein Bruce See Footnotes | NEP | Series D Convertible Preferred Stock | I | -948,244 | 0 | ||||||
| 2004-09-28 | 2004-09-24 | 4 | Wasserstein Bruce See Footnotes | NEP | Series C Convertible Preferred Stock | I | -150,000 | 0 | ||||||
| 2004-09-28 | 2004-09-24 | 4 | Wasserstein Bruce See Footnotes | NEP | Series C Convertible Preferred Stock | I | -410,250 | 0 | ||||||
| 2004-09-28 | 2004-09-24 | 4 | Wasserstein Bruce See Footnotes | NEP | Series B Convertible Preferred Stock | I | -1,866,666 | 0 | ||||||
| 2004-09-28 | 2004-09-24 | 4 | Wasserstein Bruce See Footnotes | NEP | Series A Convertible Preferred Stock | I | -200,000 | 0 | ||||||
| 2004-09-28 | 2004-09-24 | 4 | Wasserstein Bruce See Footnotes | NEP | Common Stock | I | 319,095 | 1,928,725 | ||||||
| 2004-09-28 | 2004-09-24 | 4 | Wasserstein Bruce See Footnotes | NEP | Common Stock | I | 253,547 | 1,609,630 | ||||||
| 2004-09-28 | 2004-09-24 | 4 | Wasserstein Bruce See Footnotes | NEP | Common Stock | I | 426,370 | 1,356,083 | ||||||
| 2004-09-28 | 2004-09-24 | 4 | Wasserstein Bruce See Footnotes | NEP | Common Stock | I | 50,204 | 929,713 | ||||||
| 2004-09-28 | 2004-09-24 | 4 | Wasserstein Bruce See Footnotes | NEP | Common Stock | I | 146,459 | 879,509 | ||||||
| 2004-09-28 | 2004-09-24 | 4 | Wasserstein Bruce See Footnotes | NEP | Common Stock | I | 676,230 | 733,050 | ||||||
| 2004-09-28 | 2004-09-24 | 4 | Wasserstein Bruce See Footnotes | NEP | Common Stock | I | 56,820 | 56,820 |
