NEPH / Nephros, Inc. - Insider Trading and Ownership Report - SEC Form 3, 4, 5

네프로스(주)
US ˙ NasdaqCM ˙ US6406714005

발행주식수 10,856,546 shares
내부자 지분12,427,763 shares
전체 내부자31
내부자 센티멘트 점수

내부자 센티멘트 점수를 통해서 내부자들이 법인 지분을 매입하는 기업들에 대해서 알아볼 수 있습니다.

이는 내부자의 누적도가 가장 높은 기업을 식별하는 정교하고 복합적인 지수를 분석하는 계량 모델의 결과 값입니다. 스코어링 모델은 이전 90일 동안 매수한 "내부자의 순 숫자", "매수한 주식의 총합", "내부자가 소유한 주식의 총합"의 조합을 사용합니다. 점수는 0에서 100 사이이며, 점수가 높을수록 피어(Peer: 동종업계 경쟁기업)에 대한 누적도가 높다는 것을 나타내며, 평균은 50입니다.

업데이트 주기: 일별

내부자의 누적도가 가장 높은 기업 목록을 확인할 수 있는 내부자들의 최다 선택(Insiders Top Picks)을 참고하십시오.

내부 경영진 센티멘트 점수

내부 경영진 센티멘트 점수를 통해서 내부 경영진들이 법인 지분을 매입하는 기업들에 대해서 알아볼 수 있습니다.

내부 거래의 정의에 따라 내부 경영진(기업 임원)도 내부자이지만, 다른 내부자(10% 주주 및 이사회 구성원)들과는 달리 내부 경영진은 매일 회사에서 근무하며, 거래 시에 자신의 자금을 사용합니다. (많은 경우에 10% 주주 및 이사회 구성원은 다른 사람의 자금을 관리하는 자금 관리자입니다.) 따라서 내부 경영진(기업 임원: Officer)의 내부 거래는 훨씬 더 중요하며 올바른 분석이 필요합니다.

내부자 센티멘트 점수와 마찬가지로 임원 감정 점수는 가장 높은 수준의 임원 축적을 가진 기업을 식별하는 정교하고 복합적인 지수 퀀트(Multi-factor quantitative) 모델의 결과입니다.

업데이트 주기: 일별

내부자의 누적도가 가장 높은 기업 목록을 확인할 수 있는 내부자들의 최다 선택(Insiders Top Picks)을 참고하십시오.

주요 내부자 지표

이 수치는 해당 기업이 다양한 내부자 지표에 따라 어떻게 순위를 매겨지는 지를 설명합니다. 백분위 순위는 이 기업이 미국 시장의 다른 기업들과 어떻게 비교되는지 보여줍니다. 순위가 높을수록 더 나은 상황에 있다는 것을 의미합니다.

예를 들어, 일반적으로 내부자의 매입은 긍정적인 지표라고 간주되어지기 때문에, 내부자의 매입(내부자의 매각, 역시도)가 적은 기업보다 내부자의 매입이 많은 기업은 순위가 높을 것입니다.

내부자의 순 매입(순위)

0 ( )
1199 out of 10931

내부자의 순 매입(Net Number of Insiders Buying)는 내부자 매수의 총 수에서 지난 90일 동안의 내부자 매도의 총 수를 뺀 값입니다. 여기에 백분위 순위가 표시됩니다(범위: 0~100%).

내부자가 매입한 플로트 비율 (순위)

0.000% ( )
1203 out of 10788

"내부자가 매입한 플로트 비율(Percent of Float Bought by Insiders)"은 내부자가 매입한 주식의 총 수에서 내부자가 매도한 주식의 총 수를 뺀 값을 전체 플로트로 나눈 값에 100을 곱한 값입니다. * ((내부자가 매입한 주식의 총 수 - 내부자가 매도한 주식의 총 수) ÷ 전체 플로트) x 100

내부자 트레이딩 차트

Nephros, Inc. 내부자의 매매 거래는 아래 차트에 나와 있습니다. 내부자들은 기업의 임원(내부 경영진), 이사 또는 주요 투자자입니다. 일반적으로 내부자가 중요한 비공개 정보를 기반으로 자신이 속한 기업을 거래하는 것은 불법으로 간주됩니다. 이것은 내부자가 자신의 기업 내에서 행하는 모든 거래가 불법이라는 것을 뜻은 아닙니다. 그러나 그들은 자신들의 모든 거래를 양식 4를 통해 SEC에 보고해야만 합니다.

내부자의 명단 및 이익 지표

아래 표는 공개된 내부자의 목록이며, SEC에 공개된 제출 문서에서 자동으로 생성됩니다. "이름", "가장 최근의 직급", "이사, 임원 또는 10% 주주"에 대한 지정 외에도 최근에 공개된 보유 주식에 대한 정보를 보여줍니다. 또한 가능한 경우 내부자의 과거 거래 실적도 확인 가능합니다. 과거 거래 실적은 내부자가 실제 "공개 시장"(Open market) 매입 거래를 수행한 실적을 가중 평균한 값입니다. 이 계산 방법에 대한 자세한 내용은 유튜브 웨비나 를 참조하시면 됩니다.

See our leaderboard of most profitable insider traders.

내부자 평균 이익률 (%) 소유
지분
주식
분할
Arthur H Amron Director - [D] 134,882 134,882
Andrew Astor President, CEO & CFO, Director - [D] [O] 92,773 92,773
Banks Robert R. Jr. President and CEO - [O] 190,000 190,000
Lawrence J Centella Director - [D] 218,467 24,274
Charles E Davidson 10% Owner - [10%] 3,544,492 3,600,552
Enso Capital Management LLC 10% Owner - [10%] 1,228,587 1,228,587
Daron Evans CEO Specialty Renal Products - [O] 8,669 8,669
Joshua A Fink 10% Owner - [10%] 1,228,587 1,228,587
Howard Golden 10% Owner - [10%] 525,079 525,079
Tom Gwydir Director - [D] 43,226 43,226
내부자 평균 이익률 (%) 소유
지분
주식
분할
Joseph Michael Harris Director - [D] 17,693 17,693
Houghton John C. President, CEO and Acting CFO, Director - [D] [O] 74,139 8,238
Joseph Jacobs 10% Owner - [10%] 3,544,492 3,600,552
Gerald John SR Kochanski CFO, Secretary and Treasurer - [O] 45,929 5,103
Judy Krandel Chief Financial Officer - [O] 68,861 68,861
Lambda Investors LLC Director, 10% Owner - [D] [10%] 29,800,424 3,311,158
Alisa Lask Director - [D] 48,629 48,629
Lobo Wesley S. Chief Marketing Officer - [O] 35,168 35,168
Paul A Mieyal Director - [D] 3,448 3,448
Lisa Marie Nettis Director - [D] 1,622 1,622
내부자 평균 이익률 (%) 소유
지분
주식
분할
Malcolm C Persen Director - [D] 48,774 48,774
Moshe Pinto Director - [D] 204,118 22,680
Matthew Rosenberg Director - [D] 847,935 94,215
James S Scibetta Director - [D] 64,134 7,126
Southpaw Asset Management LP 10% Owner - [10%] 525,079 525,079
Spandow Oliver J. Director - [D] 122,881 122,881
Stagg Capital Group LLC 10% Owner - [10%] 4,166,558 4,166,558
Scott A Stagg 10% Owner - [10%] 4,166,558 4,166,558
Wexford Capital Lp 10% Owner - [10%] 3,600,552 3,600,552
Bruce Wasserstein 10% Owner - [10%] 1,928,725 1,928,725
Wexford GP LLC 10% Owner - [10%] 3,544,492 3,600,552

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내부자의 매입 내역 추적: 단기 이익 분석

이 섹션에서는 NEPH / Nephros, Inc.에서 계획되지 않은 "공개 시장"(Open market)의 내부자가 매입한 모든 상품의 수익성을 분석합니다. 이 분석을 통해서 내부자가 비정상적인 수익을 지속적으로 창출하는지 파악하는 데 도움이 되며, 이러한 분석은 수행해볼 가치가 있습니다. 이 분석은 개별 거래 후 1년 동안 수행한 것이며, 결과는 이론 값입니다. .

아래 표는 사전 거래 계획(Automated trading plan)에 포함되지 않은 가장 최근의 "공개 시장"(Open market)에서의 매입을 보여줍니다.

거래일 내부자 보고된
지분
보고된
가격
조정된
지분
조정된
가격
가격 기준 최고까지
일수
최고에서
가격
최고
이익 ($)
최고 수익률 (%)
2024-05-30 AMRON ARTHUR H 3,000 2.2449 3,000 2.2449 6,735 363 2.9400 2,086 30.98
2024-05-28 AMRON ARTHUR H 2,000 2.2207 2,000 2.2207 4,441
2024-05-16 Banks Robert R. Jr. 50,000 2.2410 50,000 2.2410 112,050
2024-03-12 AMRON ARTHUR H 7,000 2.4471 7,000 2.4471 17,130
2023-12-07 Banks Robert R. Jr. 18,000 2.2026 18,000 2.2026 39,647
2023-08-15 Banks Robert R. Jr. 1,901 1.6869 1,901 1.6869 3,207
2023-08-14 Banks Robert R. Jr. 99 1.5000 99 1.5000 148
2021-08-20 Lobo Wesley S. 1,000 7.9200 1,000 7.9200 7,920
2021-08-18 Gwydir Tom 5,000 7.6400 5,000 7.6400 38,200

조정된 가격은 분할 조정 가격입니다. 조정된 지분은 분할 조정 지분입니다.

NEPH / Nephros, Inc. Insider Trades
내부자 매매의 실적: 단기 손실 분석

이 섹선에서는 NEPH / Nephros, Inc.에서 이루어진 "공개 시장(Open market)"에서의 모든 계획되지 않은 내부자 매매의 단기 손실 회피(Short-term loss avoidance)를 분석합니다. 일관된 손실 회피 패턴을 통해서 향후 매매 거래가 가격 하락을 초래할 수도 있음을 예상할 수 있습니다. 이 분석은 각 각 매매 거래 후 1년 동안의 자료이며, 결과는 이론 값입니다. .

아래 표는 사전 거래 계획(Automated trading plan)에 포함되지 않은 가장 최근의 공개 시장에서의 매매를 보여줍니다.

거래일 내부자 보고된
지분
보고된
가격
조정된
지분
조정된
가격
가격 기준 최저까지
일수
최저에서
가격
회피된
최대 손실($)
회피된
최대 손실율(%)
2009-09-02 Southpaw Asset Management LP 200,000 1.9459 22,222 17.5131 389,180 329 0.16 -385,624 -99.09
2009-09-01 Southpaw Asset Management LP 92,000 1.9459 10,222 17.5131 179,023
2009-08-31 Southpaw Asset Management LP 101,000 1.8561 11,222 16.7049 187,466
2009-08-28 Southpaw Asset Management LP 200,000 1.9695 22,222 17.7255 393,900
2009-08-27 Southpaw Asset Management LP 200,000 2.0162 22,222 18.1458 403,240
2009-08-26 Southpaw Asset Management LP 27,600 2.0306 3,067 18.2754 56,045
2009-08-20 Southpaw Asset Management LP 2,390 2.5508 266 22.9572 6,096
2009-08-20 Southpaw Asset Management LP 27,610 2.5508 3,068 22.9572 70,428
2008-10-17 Enso Capital Management LLC 21,317 0.1522 2,369 1.3698 3,244

조정된 가격은 분할 조정 가격입니다. 조정된 지분은 분할 조정 지분입니다.

NEPH / Nephros, Inc. Insider Trades
거래 내역

전체 거래 내역을 보려면 링크 아이콘을 클릭하세요. 10b5-1 자동 거래 계획의 일부로 보고된 거래는 10b-5 열에 X 표시가 나타납니다.

보고일 거래일 양식 내부자 티커 증권 소유권 코드 10b5-1 직접 행사
가격
단위
가격
단위
변동
가치
변동 (단위: 1,000)
잔여
옵션
잔여
주식
2026-03-25 2026-03-23 4 Krandel Judy NEPH Common Stock M - Exercise D 1.7100 68,861 118 68,861
2026-03-25 2026-03-23 4 Banks Robert R. Jr. NEPH Common Stock M - Exercise D 1.4400 120,000 173 190,000
2026-03-18 2026-03-16 4 AMRON ARTHUR H NEPH Common Stock A - Award D 3,610 134,882
2025-11-13 2025-11-10 4 Nettis Lisa Marie NEPH Common Stock A - Award D 1,622 1,622
2025-11-13 2025-11-10 4 Spandow Oliver J. NEPH Common Stock A - Award D 8,036 122,881
2025-11-13 2025-11-10 4 AMRON ARTHUR H NEPH Common Stock A - Award D 5,391 131,272
2025-01-03 2025-01-01 4 AMRON ARTHUR H NEPH Common Stock A - Award D 22,418 125,881
2025-01-03 2025-01-01 4 Spandow Oliver J. NEPH Common Stock A - Award D 33,241 114,845
2024-05-30 2024-05-30 4 AMRON ARTHUR H NEPH Common Stock P - Purchase D 2.2449 3,000 7 103,463
2024-05-30 2024-05-28 4 AMRON ARTHUR H NEPH Common Stock P - Purchase D 2.2207 2,000 4 100,463
2024-05-16 2024-05-16 4 Banks Robert R. Jr. NEPH Common Stock P - Purchase D 2.2410 50,000 112 70,000
2024-03-14 2024-03-13 4 WEXFORD CAPITAL LP NEPH Common Stock J - Other D -91,463 56,060
2024-03-14 2024-03-13 4 AMRON ARTHUR H NEPH Common stock J - Other D 91,463 98,463
2024-03-14 2024-03-12 4 AMRON ARTHUR H NEPH Common stock P - Purchase D 2.4471 7,000 17 7,000
2023-12-15 2023-12-13 4 Spandow Oliver J. NEPH Common Stock A - Award D 14,294 81,604
2023-12-15 2023-12-13 4 Harris Joseph Michael NEPH Common Stock A - Award D 9,291 17,693
2023-12-15 2023-12-13 4 Lask Alisa NEPH Common Stock A - Award D 9,291 48,629
2023-12-15 2023-12-13 4 AMRON ARTHUR H NEPH Common Stock A - Award D 9,291 9,291
2023-12-11 2023-12-07 4 Banks Robert R. Jr. NEPH Common Stock P - Purchase D 2.2026 18,000 40 20,000
2023-08-15 2023-08-15 4 Banks Robert R. Jr. NEPH Common Stock P - Purchase D 1.6869 1,901 3 2,000
2023-08-15 2023-08-14 4 Banks Robert R. Jr. NEPH Common Stock P - Purchase D 1.5000 99 0 99
2023-01-09 2023-01-05 4 Gwydir Tom NEPH Common Stock A - Award D 27,613 43,226
2023-01-09 2023-01-05 4 Spandow Oliver J. NEPH Common Stock A - Award D 42,481 67,310
2023-01-09 2023-01-05 4 Lask Alisa NEPH Common Stock A - Award D 27,613 39,338
2023-01-09 2023-01-05 4 AMRON ARTHUR H NEPH Common Stock A - Award D 27,613 27,613
2023-01-09 2023-01-05 4 Harris Joseph Michael NEPH Common Stock A - Award D 8,402 8,402
2022-03-07 2022-03-05 4 Astor Andrew NEPH Warrants (right to buy) M - Exercise D 2.70 -14,815 0
2022-03-07 2022-03-05 4 Astor Andrew NEPH Common Stock M - Exercise D 2.7000 14,815 40 92,773
2022-02-18 2022-02-16 4 Lobo Wesley S. NEPH Common Stock F - Taxes D 4.8000 -6,389 -31 35,168
2021-12-16 2021-12-14 4 Gwydir Tom NEPH Stock Option (right to buy) A - Award D 6.82 7,062 7,062
2021-12-16 2021-12-14 4 Gwydir Tom NEPH Common Stock A - Award D 4,582 15,613
2021-12-16 2021-12-14 4 Lask Alisa NEPH Stock Option (right to buy) A - Award D 6.82 7,062 7,062
2021-12-16 2021-12-14 4 Lask Alisa NEPH Common Stock A - Award D 4,582 11,725
2021-12-16 2021-12-14 4 Astor Andrew NEPH Stock Option (right to buy) A - Award D 6.82 38,612 38,612
2021-12-16 2021-12-14 4 AMRON ARTHUR H NEPH Stock Option (Right to Buy) A - Award D 6.82 7,062 7,062
2021-12-16 2021-12-14 4 AMRON ARTHUR H NEPH Common Stock A - Award D 4,582 4,582
2021-12-16 2021-12-14 4 Spandow Oliver J. NEPH Stock Option (Right to Buy) A - Award D 6.82 7,062 7,062
2021-12-16 2021-12-14 4 Spandow Oliver J. NEPH Common Stock A - Award D 5,429 24,829
2021-09-03 2021-09-01 4 Lobo Wesley S. NEPH Stock Option (right to buy) A - Award D 8.47 57,368 57,368
2021-08-23 2021-08-20 4 Lobo Wesley S. NEPH Common Stock P - Purchase D 7.9200 1,000 8 41,557
2021-08-19 2021-08-18 4 Gwydir Tom NEPH Common Stock P - Purchase D 7.6400 5,000 38 11,031
2021-08-18 2021-08-18 4 Astor Andrew NEPH Common Stock P - Purchase D 7.7733 2,500 19 77,958
2021-08-18 2021-08-17 4 Astor Andrew NEPH Common Stock P - Purchase D 7.6687 2,500 19 75,458
2021-06-03 2021-06-01 4 WEXFORD CAPITAL LP NEPH Common Stock Warrants X - Other I 2.70 2.7000 -66,667 -180 0
2021-06-03 2021-06-01 4 WEXFORD CAPITAL LP See footnotes NEPH Common Stock X - Other I 2.7000 66,667 180 3,544,492
2021-06-01 2021-05-27 4/A Evans Daron By UTMA #1 NEPH Common Stock F - Taxes I 2.7000 -349 -1 8,669
2021-06-01 2021-05-27 4/A Evans Daron By UTMA #2 NEPH Common Stock F - Taxes I 2.7000 -349 -1 8,669
2021-05-25 2021-05-24 4 Evans Daron By UTMA #2 NEPH Common Stock Warrants (Right to Buy) X - Other I 2.70 -1,111 0
2021-05-25 2021-05-24 4 Evans Daron By UTMA #1 NEPH Common Stock Warrants (Right to Buy) X - Other I 2.70 -1,111 0
2021-05-25 2021-05-24 4 Evans Daron By UTMA #2 NEPH Common Stock X - Other I 2.7000 1,111 3 9,018
2021-05-25 2021-05-24 4 Evans Daron By UTMA #1 NEPH Common Stock X - Other I 2.7000 1,111 3 9,018
2021-02-18 2021-02-16 4 Lobo Wesley S. NEPH Stock Optoin (right to buy) A - Award D 8.66 114,178 114,178
2021-02-18 2021-02-16 4 Lobo Wesley S. NEPH Common Stock A - Award D 40,557 40,557
2021-01-29 2021-01-27 4 WEXFORD CAPITAL LP NEPH Stock Option (Right to Buy) M - Exercise D 4.50 -4,477 4,477
2021-01-29 2021-01-27 4 WEXFORD CAPITAL LP NEPH Stock Option (Right to Buy) M - Exercise D 3.60 -3,765 3,765
2021-01-29 2021-01-27 4 WEXFORD CAPITAL LP NEPH Stock Option (Right to Buy) M - Exercise D 4.14 -2,956 2,956
2021-01-29 2021-01-27 4 WEXFORD CAPITAL LP NEPH Stock Option (Right to Buy) M - Exercise D 4.59 -3,556 3,556
2021-01-29 2021-01-27 4 WEXFORD CAPITAL LP NEPH Common Stock M - Exercise D 4.5000 4,477 20 106,037
2021-01-29 2021-01-27 4 WEXFORD CAPITAL LP NEPH Common Stock M - Exercise D 3.6000 3,765 14 101,560
2021-01-29 2021-01-27 4 WEXFORD CAPITAL LP NEPH Common Stock M - Exercise D 4.1400 2,956 12 97,795
2021-01-29 2021-01-27 4 WEXFORD CAPITAL LP NEPH Common Stock M - Exercise D 4.5900 3,556 16 94,839
2021-01-08 2021-01-06 4 WEXFORD CAPITAL LP NEPH Common Stock A - Award D 3,196 3,196
2021-01-08 2021-01-06 4 Gwydir Tom NEPH Stock Option (right to buy) A - Award D 8.06 6,850 6,850
2021-01-08 2021-01-06 4 Gwydir Tom NEPH Common Stock A - Award D 3,666 6,031
2021-01-08 2021-01-06 4 Spandow Oliver J. NEPH Stock Option (Right to Buy) A - Award D 8.06 6,850 6,850
2021-01-08 2021-01-06 4 Spandow Oliver J. NEPH Common Stock A - Award D 3,666 19,400
2021-01-08 2021-01-06 4 PERSEN MALCOLM C NEPH Stock Option (Right to Buy) A - Award D 8.06 6,850 6,850
2021-01-08 2021-01-06 4 PERSEN MALCOLM C NEPH Common Stock A - Award D 5,921 48,774
2021-01-08 2021-01-06 4 Lask Alisa NEPH Stock Option (right to buy) A - Award D 8.06 6,850 6,850
2021-01-08 2021-01-06 4 Lask Alisa NEPH Common Stock A - Award D 3,666 7,143
2021-01-08 2021-01-06 4 AMRON ARTHUR H NEPH Stock Option (Right to Buy) A - Award D 8.06 6,850 6,850
2021-01-08 2021-01-06 4 AMRON ARTHUR H NEPH Common Stock A - Award D 3,666 3,666
2020-11-20 2020-11-18 4 Spandow Oliver J. NEPH Common Stock P - Purchase D 5.8328 1,500 9 15,734
2020-11-19 2020-11-19 4 Astor Andrew NEPH Common Stock P - Purchase D 5.8669 1,000 6 72,958
2020-10-16 2020-10-15 4 WEXFORD CAPITAL LP See footnotes NEPH Common Stock, par value $0.001 A - Award I 6.0000 166,667 1,000 3,605,471
2020-08-26 2020-08-24 4 Astor Andrew NEPH Stock Option (right to buy) A - Award D 7.07 152,064 152,064
2020-08-19 2020-08-19 4 Astor Andrew NEPH Common Stock P - Purchase D 7.4000 950 7 71,958
2020-05-29 2020-05-28 4 Astor Andrew NEPH Common Stock P - Purchase D 6.9600 1,000 7 71,008
2020-05-13 2020-05-11 4 PERSEN MALCOLM C By spouse NEPH Warrants (right to buy) X - Other I 7.65 -1,732 0
2020-05-13 2020-05-11 4 PERSEN MALCOLM C By spouse NEPH Common Stock X - Other I 7.6500 1,732 13 5,194
2020-03-12 2020-03-12 4 Evans Daron NEPH Common Stock P - Purchase D 6.6500 2,500 17 134,215
2020-03-12 2020-03-12 4 Astor Andrew NEPH Common Stock P - Purchase D 6.7000 1,000 7 70,008
2020-03-05 2020-03-05 4 Evans Daron NEPH Common Stock P - Purchase D 8.4436 2,500 21 131,715
2020-03-05 2020-03-05 4 Astor Andrew NEPH Common Stock P - Purchase D 8.4567 700 6 69,008
2020-02-05 2020-02-01 4 Evans Daron NEPH Stock Option (Right to Buy) A - Award D 5.40 97,076 242,690
2020-02-05 2020-02-01 4 Astor Andrew NEPH Stock Option (right to buy) A - Award D 2.64 13,958 46,525
2020-02-05 2020-02-01 4 Astor Andrew NEPH Stock Option (right to buy) A - Award D 4.14 19,320 64,399
2019-12-18 2019-12-16 4 AMRON ARTHUR H NEPH Stock Option (Right to Buy) A - Award D 8.57 5,568 5,568
2019-12-18 2019-12-16 4 AMRON ARTHUR H NEPH Common Stock A - Award D 3,448 3,448
2019-12-18 2019-12-16 4 PERSEN MALCOLM C NEPH Stock Option (Right to Buy) A - Award D 8.57 5,568 5,568
2019-12-18 2019-12-16 4 PERSEN MALCOLM C NEPH Common Stock A - Award D 5,437 42,853
2019-12-18 2019-12-16 4 Gwydir Tom NEPH Stock Option (right to buy) A - Award D 8.57 5,568 5,568
2019-12-18 2019-12-16 4 Gwydir Tom NEPH Common Stock A - Award D 2,365 2,365
2019-12-18 2019-12-16 4 Spandow Oliver J. NEPH Stock Option (Right to Buy) A - Award D 8.57 5,568 5,568
2019-12-18 2019-12-16 4 Spandow Oliver J. NEPH Common Stock A - Award D 3,448 14,234
2019-12-18 2019-12-16 4 Lask Alisa NEPH Stock Option (right to buy) A - Award D 8.57 5,568 5,568
2019-12-18 2019-12-16 4 Lask Alisa NEPH Common Stock A - Award D 3,227 3,477
2019-12-18 2019-12-16 4 Evans Daron NEPH Stock Option (Right to Buy) A - Award D 8.57 20,000 20,000
2019-12-18 2019-12-16 4 Evans Daron NEPH Common Stock A - Award D 9,282 129,215
2019-12-18 2019-12-16 4 Astor Andrew NEPH Stock Option (right to buy) A - Award D 8.30 20,000 20,000
2019-12-18 2019-12-16 4 Astor Andrew NEPH Common Stock A - Award D 6,848 68,308
2019-12-18 2019-12-16 4 Mieyal Paul A NEPH Stock Option (Right to Buy) A - Award D 8.57 5,568 5,568
2019-12-18 2019-12-16 4 Mieyal Paul A NEPH Common Stock A - Award D 3,448 3,448
2019-11-26 2019-11-25 4 Spandow Oliver J. NEPH Common Stock P - Purchase D 8.1700 1,000 8 10,786
2019-11-18 2019-11-18 4 Evans Daron NEPH Common Stock P - Purchase D 8.3500 1,000 8 119,933
2019-11-18 2019-11-18 4 Astor Andrew NEPH Common Stock P - Purchase D 8.3756 750 6 61,460
2019-09-13 2019-09-11 4 Lask Alisa NEPH Common Stock P - Purchase D 6.4500 250 2 250
2019-08-22 2019-08-22 4 Astor Andrew NEPH Common Stock P - Purchase D 6.9700 1,500 10 60,710
2019-08-22 2019-08-22 4 Evans Daron NEPH Common Stock P - Purchase D 6.9227 2,000 14 118,933
2019-08-13 2019-08-09 4 Evans Daron NEPH Stock Option (Right to Buy) A - Award D 5.40 36,404 145,614
2019-08-13 2019-08-09 4 Astor Andrew NEPH Stock Option (right to buy) A - Award D 2.64 9,305 32,567
2019-08-13 2019-08-09 4 Astor Andrew NEPH Stock Option (right to buy) A - Award D 4.14 12,880 45,079
2019-06-14 2019-06-14 4 Evans Daron By UTMA #4 NEPH Common Stock P - Purchase I 0.6037 8,000 5 8,000
2019-06-14 2019-06-14 4 Evans Daron By UTMA #3 NEPH Common Stock P - Purchase I 0.6094 8,000 5 8,000
2019-06-14 2019-06-14 4 Evans Daron By UTMA #2 NEPH Common Stock P - Purchase I 0.5900 8,000 5 71,166
2019-06-14 2019-06-14 4 Evans Daron By UTMA #1 NEPH Common Stock P - Purchase I 0.5816 8,000 5 73,666
2019-06-14 2019-06-14 4 Evans Daron NEPH Common Stock P - Purchase D 0.5982 11,172 7 1,052,426
2019-06-14 2019-06-14 4 Astor Andrew NEPH Common Stock P - Purchase D 0.6400 35,000 22 532,903
2019-05-02 2019-02-08 4/A Lask Alisa NEPH Stock Option (right to buy) A - Award D 0.58 86,546 86,546
2019-05-01 2019-04-29 4 Gwydir Tom NEPH Stock Option (right to buy) A - Award D 0.59 86,641 86,641
2019-02-12 2019-02-08 4 Lask Alisa NEPH Stock Option (right to buy) A - Award D 0.58 70,817 70,817
2018-12-21 2018-12-19 4 Astor Andrew NEPH Stock Option (right to buy) A - Award D 0.65 200,000 200,000
2018-12-21 2018-12-19 4 AMRON ARTHUR H NEPH Stock Option (Right to Buy) A - Award D 0.65 46,457 46,457
2018-12-21 2018-12-19 4 Spandow Oliver J. NEPH Stock Option (Right to Buy) A - Award D 0.65 46,457 46,457
2018-12-21 2018-12-19 4 Pinto Moshe NEPH Stock Option (Right to Buy) A - Award D 0.65 46,457 46,457
2018-12-21 2018-12-19 4 PERSEN MALCOLM C NEPH Stock Option (Right to Buy) A - Award D 0.65 46,457 46,457
2018-12-21 2018-12-19 4 Mieyal Paul A NEPH Stock Option (Right to Buy) A - Award D 0.65 46,457 46,457
2018-12-20 2018-12-14 4/A Pinto Moshe NEPH Common Stock A - Award D 47,673 204,118
2018-12-18 2018-12-14 4 Astor Andrew NEPH Common Stock A - Award D 44,111 497,903
2018-12-18 2018-12-14 4 Evans Daron NEPH Common Stock A - Award D 108,296 1,001,254
2018-12-18 2018-12-14 4 Mieyal Paul A NEPH Common Stock A - Award D 47,673 47,673
2018-12-18 2018-12-14 4 AMRON ARTHUR H NEPH Common Stock A - Award D 47,673 47,673
2018-12-18 2018-12-14 4 Spandow Oliver J. NEPH Common Stock A - Award D 18,030 88,080
2018-12-18 2018-12-14 4 Pinto Moshe NEPH Common Stock A - Award D 73,343 229,788
2018-12-18 2018-12-14 4 PERSEN MALCOLM C NEPH Common Stock A - Award D 71,509 336,750
2018-08-13 3 Spandow Oliver J. NEPH Common Stock D 140,100
2018-08-13 3 Spandow Oliver J. NEPH Common Stock D 140,100
2018-08-13 3 Spandow Oliver J. NEPH Common Stock D 140,100
2018-08-13 2018-08-10 4 Spandow Oliver J. NEPH Stock Option (Right to Buy) A - Award D 0.62 85,199 85,199
2018-05-14 2018-05-14 4 Astor Andrew NEPH Warrants (right to buy) X - Other D 0.30 -33,333 133,333
2018-05-14 2018-05-14 4 Astor Andrew NEPH Common Stock X - Other D 0.3000 33,333 10 453,792
2018-05-14 2018-05-14 4 Evans Daron By PoC Capital, LLC NEPH Common Stock Warrants (Right to Buy) X - Other I 0.30 -40,000 0
2018-05-14 2018-05-14 4 Evans Daron By PoC Capital, LLC NEPH Common Stock X - Other I 0.3000 40,000 12 95,000
2018-04-12 2018-04-10 4 Astor Andrew NEPH Common Stock P - Purchase D 0.4500 80,000 36 420,459
2018-04-12 2018-04-10 4 Evans Daron By UTMA #2 NEPH Common Stock P - Purchase I 0.4500 12,000 5 63,166
2018-04-12 2018-04-10 4 Evans Daron By UTMA #1 NEPH Common Stock P - Purchase I 0.4500 12,000 5 63,166
2018-04-12 2018-04-10 4 Evans Daron By PoC Capital, LLC NEPH Common Stock P - Purchase I 0.4500 55,000 25 55,000
2018-03-13 2018-03-09 4 Astor Andrew NEPH Common Stock P - Purchase D 0.4750 5,000 2 340,459
2018-02-27 2017-12-20 4/A Pinto Moshe NEPH Stock Option (Right to Buy) A - Award D 0.50 40,284 40,284
2018-02-27 2017-12-20 4/A Pinto Moshe NEPH Common Stock A - Award D 73,864 156,445
2018-02-22 2018-02-01 4 Evans Daron NEPH Stock Option (Right to Buy) A - Award D 0.60 218,419 982,887
2017-12-22 2017-12-20 4 Evans Daron NEPH Stock Option (Right to Buy) A - Award D 0.50 837,125 837,125
2017-12-22 2017-12-20 4 Evans Daron NEPH Common Stock A - Award D 180,000 892,958
2017-12-22 2017-12-20 4 Astor Andrew NEPH Stock Option (right to buy) A - Award D 0.50 50,000 50,000
2017-12-22 2017-12-20 4 Astor Andrew NEPH Common Stock A - Award D 120,417 335,459
2017-12-22 2017-12-20 4 Pinto Moshe NEPH Stock Option (Right to Buy) A - Award D 0.50 40,284 40,284
2017-12-22 2017-12-20 4 Pinto Moshe NEPH Common Stock A - Award D 73,864 156,445
2017-12-22 2017-12-20 4 PERSEN MALCOLM C NEPH Stock Option (Right to Buy) A - Award D 0.50 40,284 40,284
2017-12-22 2017-12-20 4 PERSEN MALCOLM C NEPH Common Stock A - Award D 113,636 265,241
2017-12-22 2017-12-20 4 Mieyal Paul A NEPH Non-qualified stock option A - Award D 0.50 40,284 40,284
2017-12-22 2017-12-20 4 Mieyal Paul A NEPH Common Stock A - Award D 73,864 73,864
2017-12-22 2017-12-20 4 AMRON ARTHUR H NEPH Non-Qualified Stock Option A - Award D 0.50 40,284 40,284
2017-12-22 2017-12-20 4 AMRON ARTHUR H NEPH Common Stock A - Award D 73,864 73,864
2017-12-05 2017-12-04 4 Astor Andrew NEPH Common Stock P - Purchase D 0.5000 8,333 4 215,042
2017-12-05 2017-12-01 4 Astor Andrew NEPH Common Stock P - Purchase D 0.5000 10,000 5 206,709
2017-09-06 2017-09-06 4 Evans Daron NEPH Common Stock P - Purchase D 0.2435 28,000 7 712,958
2017-09-06 2017-09-05 4 Evans Daron NEPH Common Stock P - Purchase D 0.2350 1,580 0 684,958
2017-08-28 2017-08-28 4 Astor Andrew NEPH Common Stock P - Purchase D 0.2729 4,000 1 196,709
2017-08-28 2017-08-28 4 Astor Andrew NEPH Common Stock P - Purchase D 0.2700 6,000 2 192,709
2017-08-28 2017-06-16 4 Astor Andrew NEPH Common Stock L - Other D 0.2650 43 0 186,709
2017-08-23 2017-08-22 4 Evans Daron By UTMA #2 NEPH Common Stock P - Purchase I 0.2500 2,000 0 51,166
2017-08-23 2017-08-22 4 Evans Daron By UTMA #1 NEPH Common Stock P - Purchase I 0.2500 2,000 0 1,417,922
2017-08-11 2017-08-11 4 Astor Andrew NEPH Common Stock P - Purchase D 0.2599 20,000 5 186,666
2017-08-11 2017-08-11 4 Evans Daron NEPH Common Stock P - Purchase D 0.2600 70,000 18 683,378
2017-06-13 2017-06-12 4 Evans Daron NEPH Common Stock P - Purchase D 0.2600 3,961 1 613,378
2017-06-13 2017-06-09 4 Evans Daron By UTMA #2 NEPH Common Stock P - Purchase I 0.2600 7,500 2 49,166
2017-06-13 2017-06-09 4 Evans Daron By UTMA #1 NEPH Common Stock P - Purchase I 0.2600 10,000 3 51,666
2017-05-19 2017-05-19 4 Evans Daron NEPH Common Stock P - Purchase D 0.2550 7,500 2 609,417
2017-05-19 2017-05-18 4 Evans Daron NEPH Common Stock P - Purchase D 0.2550 22,500 6 601,917
2017-05-15 2017-05-01 4/A Astor Andrew NEPH Stock Option (right to buy) A - Award D 0.29 209,355 209,355
2017-05-02 2017-05-01 4 Astor Andrew NEPH Stock Option (right to buy) A - Award D 0.29 209,355 209,355
2017-04-04 2017-03-31 4 Evans Daron NEPH Common Stock A - Award D 17,756 579,417
2017-03-21 2017-03-17 4 Evans Daron By UTMA #2 NEPH Common Stock Warrants (Right to Buy) P - Purchase I 0.30 41,666 41,666
2017-03-21 2017-03-17 4 Evans Daron By UTMA #1 NEPH Common Stock Warrants (Right to Buy) P - Purchase I 0.30 41,666 41,666
2017-03-21 2017-03-17 4 Evans Daron By UTMA #2 NEPH Common Stock P - Purchase I 41,666 41,666
2017-03-21 2017-03-17 4 Evans Daron By UTMA #1 NEPH Common Stock P - Purchase I 41,666 41,666
2017-03-21 2017-03-17 4 Astor Andrew NEPH Warrants (right to buy) P - Purchase D 0.30 166,666 166,666
2017-03-21 2017-03-17 4 Astor Andrew NEPH Common Stock P - Purchase D 166,666 166,666
2017-02-15 2017-02-13 4 Astor Andrew NEPH Stock Option (right to buy) A - Award D 0.46 289,785 289,785
2016-12-23 2016-12-23 4 Evans Daron NEPH Common Stock A - Award D 213,068 561,661
2016-12-15 2016-12-14 4 Evans Daron NEPH Common Stock A - Award D 9,165 348,593
2016-12-09 2016-12-07 4 Evans Daron NEPH Common Stock P - Purchase D 0.3200 4,069 1 339,428
2016-12-06 2016-12-05 4 Evans Daron NEPH Common Stock P - Purchase D 0.3400 6,020 2 335,359
2016-12-06 2016-12-05 4 Evans Daron NEPH Common Stock P - Purchase D 0.3399 4,600 2 329,339
2016-12-02 2016-12-01 4 Evans Daron NEPH Common Stock P - Purchase D 0.3206 40,599 13 324,739
2016-12-02 2016-11-30 4 Evans Daron NEPH Common Stock P - Purchase D 0.2900 931 0 284,140
2016-08-26 2016-08-24 4 PERSEN MALCOLM C NEPH Stock Option (Right to Buy) A - Award D 0.40 33,880 33,880
2016-08-26 2016-08-24 4 PERSEN MALCOLM C NEPH Common Stock A - Award D 113,636 151,605
2016-08-26 2016-08-24 4 Pinto Moshe NEPH Stock Option (Right to Buy) A - Award D 0.40 33,880 33,880
2016-08-26 2016-08-24 4 Pinto Moshe NEPH Common Stock A - Award D 73,864 82,581
2016-08-25 2016-08-24 4 AMRON ARTHUR H NEPH Non-Qualified Stock Option A - Award D 0.40 33,880 33,880
2016-08-25 2016-08-24 4 AMRON ARTHUR H NEPH Common Stock A - Award D 73,864 73,864
2016-08-25 2016-08-24 4 Mieyal Paul A NEPH Non-Qualified Stock Option A - Award D 0.40 33,880 33,880
2016-08-25 2016-08-24 4 Mieyal Paul A NEPH Common Stock A - Award D 73,864 73,864
2016-06-07 2016-06-03 4 Evans Daron By UTMA #2 NEPH Common Stock Warrants (Right to Buy) P - Purchase I 0.30 10,000 10,000
2016-06-07 2016-06-03 4 Evans Daron By UTMA #1 NEPH Common Stock Warrants (Right to Buy) P - Purchase I 0.30 10,000 10,000
2016-06-07 2016-06-03 4 Evans Daron By PoC Capital, LLC NEPH Common Stock Warrants (Right to Buy) P - Purchase I 0.30 40,000 40,000
2016-06-07 2016-06-03 4 Lambda Investors LLC Held directly by Lamdba Investors LLC NEPH Common Stock Warrant A - Award I 0.30 600,000 600,000
2015-12-22 2015-12-18 4 Lambda Investors LLC Held directly by Lamdba Investors LLC NEPH Common Stock Warrants X - Other I 0.40 -2,782,576 0
2015-12-22 2015-12-18 4 Lambda Investors LLC Held directly by Lambda Investors LLC NEPH Common Stock, par value $0.001 X - Other I 2,782,576 29,800,424
2015-12-18 2015-12-17 4 Evans Daron NEPH Common Stock A - Award D 42,840 283,209
2015-10-01 2015-09-29 4 Lambda Investors LLC Held directly by Lambda Investors LCC NEPH Class D Warrants X - Other I 0.15 -11,742,100 0
2015-10-01 2015-09-29 4 Lambda Investors LLC Held directly by Lambda Investors LLC NEPH Class D Warrants (Common Stock) A - Award I 0.15 11,742,100 11,742,100
2015-10-01 2015-09-29 4 Lambda Investors LLC Held directly by Lambda Investors LCC NEPH Class D Warrants D - Sale to Issuer I 0.30 -11,742,100 0
2015-10-01 2015-09-29 4 Lambda Investors LLC Held directly by Lambda Investors LLC NEPH Common Stock, par value $0.001 X - Other I 11,742,100 27,017,848
2015-09-11 2015-09-09 4 Mieyal Paul A NEPH Common Stock A - Award D 58,240 58,240
2015-09-11 2015-09-09 4 Pinto Moshe NEPH Common Stock A - Award D 8,717 8,717
2015-09-11 2015-09-09 4 CENTELLA LAWRENCE J NEPH Common Stock A - Award D 97,135 218,467
2015-09-11 2015-09-09 4 AMRON ARTHUR H NEPH Common Stock A - Award D 58,240 58,240
2015-09-11 2015-09-09 4 ROSENBERG MATTHEW NEPH Common Stock A - Award D 58,240 847,935
2015-09-11 2015-09-09 4 PERSEN MALCOLM C NEPH Common Stock A - Award D 16,951 16,951
2015-09-11 2015-09-09 4 Evans Daron NEPH Common Stock A - Award D 70,610 240,369
2015-08-31 2015-08-31 4 Evans Daron NEPH Common Stock P - Purchase D 0.5700 10,000 6 169,759
2015-08-31 2015-08-28 4 Evans Daron NEPH Common Stock P - Purchase D 0.6000 10,000 6 159,759
2015-08-31 2015-08-28 4 Evans Daron NEPH Common Stock P - Purchase D 0.5800 5,000 3 149,759
2015-08-31 2015-08-27 4 Evans Daron NEPH Common Stock P - Purchase D 0.5600 19,175 11 144,759
2015-08-20 2015-08-20 4 Evans Daron NEPH Common Stock P - Purchase D 0.5600 27,000 15 125,584
2015-08-20 2015-08-19 4 Evans Daron NEPH Common Stock P - Purchase D 0.5000 24,500 12 98,584
2015-08-18 2015-08-14 4 Pinto Moshe NEPH Stock Option (Right to Buy) A - Award D 0.45 59,155 59,155
2015-05-14 2015-05-12 4 PERSEN MALCOLM C By spouse NEPH Warrants (right to buy) P - Purchase I 0.85 15,580 15,580
2015-05-14 2015-05-12 4 PERSEN MALCOLM C By spouse NEPH Common Stock P - Purchase I 31,160 31,160
2015-05-14 2015-05-12 4 ROSENBERG MATTHEW NEPH Warrants (right to buy) P - Purchase D 0.85 100,000 100,000
2015-05-14 2015-05-12 4 ROSENBERG MATTHEW NEPH Common Stock P - Purchase D 200,000 789,695
2015-05-11 2015-05-07 4 PERSEN MALCOLM C NEPH Stock Option (Right to Buy) A - Award D 0.79 56,981 56,981
2015-04-17 2015-04-15 4 Evans Daron NEPH Stock Option (Right to Buy) A - Award D 0.60 764,468 764,468
2014-12-22 2014-12-18 4 CENTELLA LAWRENCE J NEPH Common Stock J - Other D 0.6000 10,202 6 121,332
2014-12-22 2014-12-18 4 ROSENBERG MATTHEW NEPH Common Stock J - Other D 0.6000 374,997 225 589,695
2014-12-22 2014-12-18 4 Houghton John C. NEPH Common Stock J - Other D 0.6000 7,885 5 74,139
2014-12-22 2014-12-18 4 Lambda Investors LLC Held directly by Wexford Capital LP NEPH Common Stock, par value $0.001 J - Other I 14,853 190,446
2014-12-22 2014-12-18 4 Lambda Investors LLC Held directly by Lambda Investors LLC NEPH Common Stock, par value $0.001 J - Other I 3,303,808 15,275,748
2014-12-22 2014-12-18 4 Evans Daron NEPH Common Stock J - Other D 0.6000 21,239 13 74,084
2014-11-07 2014-11-06 4 AMRON ARTHUR H NEPH Common Stock A - Award D 25,395 25,395
2014-11-07 2014-11-06 4 CENTELLA LAWRENCE J NEPH Common Stock A - Award D 25,395 111,130
2014-11-07 2014-11-06 4 Evans Daron NEPH Common Stock A - Award D 43,194 52,845
2014-11-07 2014-11-06 4 Mieyal Paul A NEPH Common Stock A - Award D 25,395 25,395
2014-11-07 2014-11-06 4 ROSENBERG MATTHEW NEPH Common Stock A - Award D 12,698 214,698
2014-05-19 3 ROSENBERG MATTHEW NEPH.OB Nephros, Inc. Common Stock D 404,000
2014-05-19 3 ROSENBERG MATTHEW NEPH.OB Nephros, Inc. Common Stock D 404,000
2014-05-19 2014-05-16 4 ROSENBERG MATTHEW NEPH Non-Qualified Stock Option (right to buy) A - Award D 0.79 48,864 48,864
2014-03-27 2014-03-26 4 AMRON ARTHUR H NEPH Non Qualiffied Stock Option (right to buy) A - Award D 0.46 26,598 26,598
2014-03-27 2014-03-26 4 CENTELLA LAWRENCE J NEPH Non-Qualified Stock Option (right to buy) A - Award D 0.46 26,598 26,598
2014-03-27 2014-03-26 4 Evans Daron NEPH Non-Qualified Stock Option (right to buy) A - Award D 0.46 75,361 75,361
2014-03-27 2014-03-21 4 Evans Daron NEPH Common Stock J - Other D 0.3000 2,151 1 9,651
2014-03-27 2014-03-26 4 Mieyal Paul A NEPH Non Qualified Stock Option (right to buy) A - Award D 0.46 26,598 26,598
2014-03-24 2014-03-21 4 CENTELLA LAWRENCE J NEPH Common Stock J - Other D 0.3000 19,105 6 85,735
2014-03-18 2014-03-14 4 Lambda Investors LLC Held directly by Lambda Investors LCC NEPH Class D Warrants J - Other I 2,935,525 11,742,100
2014-03-18 2014-03-14 4 Lambda Investors LLC Held directly by Wexford Capital LP NEPH Common Stock, par value $0.001 J - Other I 27,811 124,803
2014-03-18 2014-03-14 4 Lambda Investors LLC Held directly by Lambda Investors LLC NEPH Common Stock, par value $0.001 J - Other I 5,250,264 11,971,940
2014-02-07 2014-02-05 4 Houghton John C. NEPH Incentive Stock Option (right to buy) A - Award D 0.33 35,000 35,000
2014-01-07 2013-12-31 4 CENTELLA LAWRENCE J NEPH Common Stock A - Award D 19,733 66,630
2014-01-07 2013-12-31 4 Scibetta James S NEPH Non-Qualified Stock Option (right to buy) A - Award D 0.42 60,440 60,440
2014-01-06 2013-12-31 4 AMRON ARTHUR H NEPH Common Stock A - Award D 19,733 19,733
2014-01-06 2013-12-31 4 Mieyal Paul A NEPH Common Stock A - Award D 19,733 19,733
2013-12-04 3 Evans Daron NEPH.OB Nephros, Inc. Common Stock D 7,500
2013-08-22 2013-08-20 4 AMRON ARTHUR H NEPH Common Stock A - Award D 5,417 28,763
2013-08-22 2013-08-20 4 CENTELLA LAWRENCE J NEPH Common Stock A - Award D 5,417 46,897
2013-08-22 2013-08-20 4 Scibetta James S NEPH Common Stock A - Award D 12,078 64,134
2013-08-22 2013-08-20 4 Mieyal Paul A NEPH Common Stock A - Award D 5,417 28,763
2013-06-11 2013-05-23 4 Kochanski Gerald John SR NEPH Incentive Stock Option (right to buy) A - Award D 0.71 25,000 25,000
2013-06-11 2013-05-23 4 Kochanski Gerald John SR NEPH Common Stock A - Award D 45,929 45,929
2013-06-11 2013-05-23 4 CENTELLA LAWRENCE J NEPH Non-Qualified Stock Option (right to buy) A - Award D 0.71 10,000 10,000
2013-06-11 2013-05-23 4 CENTELLA LAWRENCE J NEPH Common Stock A - Award D 23,346 41,480
2013-06-11 2013-05-23 4 Scibetta James S NEPH Non-Qualified Stock Option (right to buy) A - Award D 0.71 12,500 12,500
2013-06-11 2013-05-23 4 Scibetta James S NEPH Common Stock A - Award D 52,056 52,056
2013-06-11 2013-05-23 4 Houghton John C. NEPH Incentive Stock Option (right to buy) A - Award D 0.71 37,500 37,500
2013-06-11 2013-05-23 4 Houghton John C. NEPH Common Stock A - Award D 66,254 66,254
2013-06-05 2013-05-23 4/A Lambda Investors LLC Held directly by Wexford Capital LP NEPH Common Stock, par value $0.001 A - Award I 46,692 46,692
2013-06-05 2013-05-23 4/A Lambda Investors LLC Held directly by Lambda Investors LLC NEPH Common Stock, par value $0.001 P - Purchase I 2,992,884 6,721,676
2013-06-04 2013-05-23 4 AMRON ARTHUR H NEPH Non-Qualified Stock Option (right to buy) A - Award D 0.71 10,000 10,000
2013-06-04 2013-05-23 4 AMRON ARTHUR H NEPH Common Stock A - Award D 23,346 23,346
2013-06-04 2013-05-23 4 Mieyal Paul A NEPH Non-Qualified Stock Option (right to buy) A - Award D 0.71 10,000 10,000
2013-06-04 2013-05-23 4 Mieyal Paul A NEPH Common Stock A - Award D 23,346 23,346
2013-06-04 2013-05-23 4 Lambda Investors LLC Held directly by Lambda Investors LLC NEPH Common Stock, par value $0.001 P - Purchase I 2,992,884 6,721,676
2012-07-06 2012-07-03 4 Houghton John C. NEPH.OB Non-Qualified Stock Option (right to buy) A - Award D 1.89 331,550 331,550
2012-04-25 2012-04-20 4 Houghton John C. NEPH.OB Incentive Stock Option (right to buy) A - Award D 0.95 675,000 675,000
2012-03-20 2012-02-16 4 Scibetta James S NEPH.OB Non-Qualified Stock Option (right to buy) A - Award D 0.83 12,500 12,500
2012-03-16 2012-02-16 4 Kochanski Gerald John SR NEPH.OB Incentive Stock Option (right to buy) A - Award D 0.83 20,000 20,000
2012-03-16 2012-02-16 4 CENTELLA LAWRENCE J NEPH.OB Non-Qualified Stock Option (right to buy) A - Award D 0.83 10,000 10,000
2012-03-15 2012-02-16 4 AMRON ARTHUR H NEPH.OB Non-qualified stock option (right to buy) A - Award D 0.83 10,000 10,000
2012-03-15 2012-02-16 4 Mieyal Paul A NEPH.OB Non-qualified stock option (right to buy) A - Award D 0.83 10,000 10,000
2011-03-24 2011-03-10 4 Southpaw Asset Management LP NEPHD Class D Warrants J - Other I 0.40 1 1
2011-03-24 2011-03-10 4 Southpaw Asset Management LP NEPHD Common Stock Warrants P - Purchase I 0.40 10,404,862 10,404,862
2011-03-24 2011-03-10 4 Southpaw Asset Management LP NEPHD Common Stock, par value $0.001 per share P - Purchase I 520,242 525,079
2010-01-26 2010-01-08 4 CENTELLA LAWRENCE J NEPH.OB Non-qualified stock option (right to buy) A - Award D 0.95 20,000 20,000
2009-09-02 2009-09-02 4 Southpaw Asset Management LP NEPH Common Stock S - Sale I 1.9459 -200,000 -389 96,730
2009-09-02 2009-09-01 4 Southpaw Asset Management LP NEPH Common Stock S - Sale I 1.9459 -92,000 -179 296,730
2009-09-02 2009-08-31 4 Southpaw Asset Management LP NEPH Common Stock S - Sale I 1.8561 -101,000 -187 388,730
2009-08-28 2009-08-28 4 Southpaw Asset Management LP NEP Common Stock S - Sale I 1.9695 -200,000 -394 489,730
2009-08-28 2009-08-27 4 Southpaw Asset Management LP NEP Common Stock S - Sale I 2.0162 -200,000 -403 689,730
2009-08-28 2009-08-26 4 Southpaw Asset Management LP NEP Common Stock S - Sale I 2.0306 -27,600 -56 889,730
2009-08-26 2009-08-20 4 Southpaw Asset Management LP NEP Common Stock S - Sale I 2.5508 -2,390 -6 73,068
2009-08-26 2009-08-20 4 Southpaw Asset Management LP NEP Common Stock S - Sale I 2.5508 -27,610 -70 844,262
2008-10-21 2008-10-17 4 Enso Capital Management LLC NEP Common Stock S - Sale I 0.1522 -21,317 -3 1,228,587
2008-10-21 2008-10-17 4 Enso Capital Management LLC NEP Common Stock S - Sale I 0.1522 -58,772 -9 3,387,229
2008-06-12 2008-06-11 4 Stagg Capital Group LLC NEP Common Stock S - Sale I 0.7000 -2,550 -2 4,166,558
2008-06-12 2008-06-10 4 Stagg Capital Group LLC NEP Common Stock S - Sale I 0.7000 -4,600 -3 4,169,108
2008-06-12 2008-06-09 4 Stagg Capital Group LLC NEP Common Stock S - Sale I 0.7438 -50,550 -38 4,173,708
2008-06-12 2008-06-06 4 Stagg Capital Group LLC NEP Common Stock S - Sale I 0.8298 -67,300 -56 4,224,258
2008-06-12 2008-06-05 4 Stagg Capital Group LLC NEP Common Stock S - Sale I 0.8444 -50,000 -42 4,291,558
2008-06-12 2008-06-03 4 Stagg Capital Group LLC NEP Common Stock S - Sale I 0.8500 -1,200 -1 4,341,558
2008-06-12 2008-06-02 4 Stagg Capital Group LLC NEP Common Stock S - Sale I 0.8500 -3,600 -3 4,342,758
2008-06-12 2008-05-30 4 Stagg Capital Group LLC NEP Common Stock S - Sale I 0.8071 -24,500 -20 4,346,358
2008-06-12 2008-05-29 4 Stagg Capital Group LLC NEP Common Stock S - Sale I 0.8412 -26,600 -22 4,370,858
2008-05-30 2008-05-27 4 Southpaw Asset Management LP NEP Common Stock S - Sale I 0.7000 -150,431 -105 103,336
2008-05-30 2008-05-27 4 Southpaw Asset Management LP NEP Common Stock S - Sale I 0.7000 -1,737,644 -1,216 1,193,994
2008-05-20 2007-11-14 4 Stagg Capital Group LLC NEP Series B 10% Secured Convertible Note due 2008 C - Conversion I 0.71 0
2008-05-20 2007-11-14 4 Stagg Capital Group LLC NEP Series B 10% Secured Convertible Note due 2008 C - Conversion I 0.71
2008-05-20 2007-11-14 4 Stagg Capital Group LLC NEP Common Stock C - Conversion I 0.7060 2,198,729 1,552 4,397,458
2008-05-20 2007-11-14 4 Stagg Capital Group LLC NEP Common Stock C - Conversion I 0.7060 2,198,729 1,552 2,198,729
2007-12-11 2007-11-14 4 Southpaw Asset Management LP NEP Class D Warrant for the Purchase of Shares of Common Stock C - Conversion I 0.90 125,000 125,000
2007-12-11 2007-11-14 4 Southpaw Asset Management LP NEP Series B 10% Secured Convertible Note due 2008 C - Conversion I 0.71 0
2007-12-11 2007-11-14 4 Southpaw Asset Management LP NEP Series A 10% Secured Convertible Note due 2008 C - Conversion I 0.71
2007-12-11 2007-11-14 4 Southpaw Asset Management LP NEP Common Stock C - Conversion I 0.7060 2,931,638 2,070 3,185,405
2007-12-11 2007-11-14 4 Southpaw Asset Management LP NEP Common Stock C - Conversion I 0.7060 253,767 179 253,767
2004-09-28 2004-09-24 4 Wasserstein Bruce See Footnotes NEP Series D Convertible Preferred Stock C - Conversion I -729,672 0
2004-09-28 2004-09-24 4 Wasserstein Bruce See Footnotes NEP Series D Convertible Preferred Stock C - Conversion I -571,178 0
2004-09-28 2004-09-24 4 Wasserstein Bruce See Footnotes NEP Series D Convertible Preferred Stock C - Conversion I -948,244 0
2004-09-28 2004-09-24 4 Wasserstein Bruce See Footnotes NEP Series C Convertible Preferred Stock C - Conversion I -150,000 0
2004-09-28 2004-09-24 4 Wasserstein Bruce See Footnotes NEP Series C Convertible Preferred Stock C - Conversion I -410,250 0
2004-09-28 2004-09-24 4 Wasserstein Bruce See Footnotes NEP Series B Convertible Preferred Stock C - Conversion I -1,866,666 0
2004-09-28 2004-09-24 4 Wasserstein Bruce See Footnotes NEP Series A Convertible Preferred Stock C - Conversion I -200,000 0
2004-09-28 2004-09-24 4 Wasserstein Bruce See Footnotes NEP Common Stock C - Conversion I 319,095 1,928,725
2004-09-28 2004-09-24 4 Wasserstein Bruce See Footnotes NEP Common Stock C - Conversion I 253,547 1,609,630
2004-09-28 2004-09-24 4 Wasserstein Bruce See Footnotes NEP Common Stock C - Conversion I 426,370 1,356,083
2004-09-28 2004-09-24 4 Wasserstein Bruce See Footnotes NEP Common Stock C - Conversion I 50,204 929,713
2004-09-28 2004-09-24 4 Wasserstein Bruce See Footnotes NEP Common Stock C - Conversion I 146,459 879,509
2004-09-28 2004-09-24 4 Wasserstein Bruce See Footnotes NEP Common Stock C - Conversion I 676,230 733,050
2004-09-28 2004-09-24 4 Wasserstein Bruce See Footnotes NEP Common Stock C - Conversion I 56,820 56,820
P
공개 시장에서 또는 사적으로 비파생증권 또는 파생증권 매입
S
공개 시장에서 또는 사적으로 비파생증권 또는 파생증권 매각
A
자사로부터 유가증권(옵션 등)을 보조, 지급 또는 기타 취득
C
파생상품 전환
D
자사에게 유가증권을 매각 또는 양도
F
기업으로부터 인도 받은 유가증권의 일부를 사용한 행사 가격 또는 조세 채무의 지급
G
내부자에 의한 또는 내부자에게 증권 증여
K
지분스왑 및 유사 위험 회피거래
M
자사로부터 인도 받은 파생증권(옵션 등)의 행사 또는 전환
V
보고서 양식 4에 자진 신고된 거래
J
기타 (거래 내용을 설명하는 각주와 동반)
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