EVFM / Evofem Biosciences, Inc. - Insider Trading and Ownership Report - SEC Form 3, 4, 5

Evofem Biosciences, Inc.
US ˙ OTCPK ˙ US30048L1044

발행주식수 132,530,081 shares
내부자 지분8,070,277 shares
내부자 주주6.09 %
전체 내부자46
내부자 센티멘트 점수

내부자 센티멘트 점수를 통해서 내부자들이 법인 지분을 매입하는 기업들에 대해서 알아볼 수 있습니다.

이는 내부자의 누적도가 가장 높은 기업을 식별하는 정교하고 복합적인 지수를 분석하는 계량 모델의 결과 값입니다. 스코어링 모델은 이전 90일 동안 매수한 "내부자의 순 숫자", "매수한 주식의 총합", "내부자가 소유한 주식의 총합"의 조합을 사용합니다. 점수는 0에서 100 사이이며, 점수가 높을수록 피어(Peer: 동종업계 경쟁기업)에 대한 누적도가 높다는 것을 나타내며, 평균은 50입니다.

업데이트 주기: 일별

내부자의 누적도가 가장 높은 기업 목록을 확인할 수 있는 내부자들의 최다 선택(Insiders Top Picks)을 참고하십시오.

내부 경영진 센티멘트 점수

내부 경영진 센티멘트 점수를 통해서 내부 경영진들이 법인 지분을 매입하는 기업들에 대해서 알아볼 수 있습니다.

내부 거래의 정의에 따라 내부 경영진(기업 임원)도 내부자이지만, 다른 내부자(10% 주주 및 이사회 구성원)들과는 달리 내부 경영진은 매일 회사에서 근무하며, 거래 시에 자신의 자금을 사용합니다. (많은 경우에 10% 주주 및 이사회 구성원은 다른 사람의 자금을 관리하는 자금 관리자입니다.) 따라서 내부 경영진(기업 임원: Officer)의 내부 거래는 훨씬 더 중요하며 올바른 분석이 필요합니다.

내부자 센티멘트 점수와 마찬가지로 임원 감정 점수는 가장 높은 수준의 임원 축적을 가진 기업을 식별하는 정교하고 복합적인 지수 퀀트(Multi-factor quantitative) 모델의 결과입니다.

업데이트 주기: 일별

내부자의 누적도가 가장 높은 기업 목록을 확인할 수 있는 내부자들의 최다 선택(Insiders Top Picks)을 참고하십시오.

주요 내부자 지표

이 수치는 해당 기업이 다양한 내부자 지표에 따라 어떻게 순위를 매겨지는 지를 설명합니다. 백분위 순위는 이 기업이 미국 시장의 다른 기업들과 어떻게 비교되는지 보여줍니다. 순위가 높을수록 더 나은 상황에 있다는 것을 의미합니다.

예를 들어, 일반적으로 내부자의 매입은 긍정적인 지표라고 간주되어지기 때문에, 내부자의 매입(내부자의 매각, 역시도)가 적은 기업보다 내부자의 매입이 많은 기업은 순위가 높을 것입니다.

내부자의 순 매입(순위)

0 ( )
7973 out of 10916

내부자의 순 매입(Net Number of Insiders Buying)는 내부자 매수의 총 수에서 지난 90일 동안의 내부자 매도의 총 수를 뺀 값입니다. 여기에 백분위 순위가 표시됩니다(범위: 0~100%).

내부자가 매입한 플로트 비율 (순위)

0.000% ( )
7833 out of 10786

"내부자가 매입한 플로트 비율(Percent of Float Bought by Insiders)"은 내부자가 매입한 주식의 총 수에서 내부자가 매도한 주식의 총 수를 뺀 값을 전체 플로트로 나눈 값에 100을 곱한 값입니다. * ((내부자가 매입한 주식의 총 수 - 내부자가 매도한 주식의 총 수) ÷ 전체 플로트) x 100

내부자 트레이딩 차트

Evofem Biosciences, Inc. 내부자의 매매 거래는 아래 차트에 나와 있습니다. 내부자들은 기업의 임원(내부 경영진), 이사 또는 주요 투자자입니다. 일반적으로 내부자가 중요한 비공개 정보를 기반으로 자신이 속한 기업을 거래하는 것은 불법으로 간주됩니다. 이것은 내부자가 자신의 기업 내에서 행하는 모든 거래가 불법이라는 것을 뜻은 아닙니다. 그러나 그들은 자신들의 모든 거래를 양식 4를 통해 SEC에 보고해야만 합니다.

내부자의 명단 및 이익 지표

아래 표는 공개된 내부자의 목록이며, SEC에 공개된 제출 문서에서 자동으로 생성됩니다. "이름", "가장 최근의 직급", "이사, 임원 또는 10% 주주"에 대한 지정 외에도 최근에 공개된 보유 주식에 대한 정보를 보여줍니다. 또한 가능한 경우 내부자의 과거 거래 실적도 확인 가능합니다. 과거 거래 실적은 내부자가 실제 "공개 시장"(Open market) 매입 거래를 수행한 실적을 가중 평균한 값입니다. 이 계산 방법에 대한 자세한 내용은 유튜브 웨비나 를 참조하시면 됩니다.

See our leaderboard of most profitable insider traders.

내부자 평균 이익률 (%) 소유
지분
주식
분할
Research Corp Acacia 10% Owner - [10%] 1,000 14
Alta Partners Management VIII, LLC 10% Owner - [10%] 1,339,776 1,339,776
Alta Partners VIII, L.P. 10% Owner - [10%] 1,339,776 1,339,776
Katherine Cocca Atkinson Chief Commercial Officer - [O] 33,334 267
James C Blair 10% Owner - [10%] 3,091,643 3,091,643
Russell Barrans Chief Commercial Officer - [O] 448,554 6,408
Farah Champsi 10% Owner - [10%] 1,339,776 1,339,776
Kelly Culwell Chief Medical Officer - [O] 273,390 3,906
Martha J Demski Director - [D] 16,393 16,393
Associates Domain 10% Owner - [10%] 7,868 7,868
Parters Vii L P Domain 10% Owner - [10%] 3,091,643 3,091,643
Brian H Dovey 10% Owner - [10%] 3,091,643 3,091,643
Dp Vii Associates Lp 10% Owner - [10%] 48,025 48,025
Maria Feldman 140,000
File Justin J. Chief Financial Officer - [O] 24,065 193
내부자 평균 이익률 (%) 소유
지분
주식
분할
Alexander A Fitzpatrick General Counsel and Secretary - [O] 516,422 7,377
Maxim Gorbachev Director, 10% Owner - [D] [10%] 1,585,549 1,585,549
Gillian Greer 6,000
Brian K Halak 10% Owner - [10%] 3,091,643 3,091,643
William Walmsley Hall Director - [D] 5,000 71
Invesco Ltd. 10% Owner - [10%] 13,226,532 188,950
Daniel Janney 10% Owner - [10%] 1,339,776 1,339,776
Lincoln Krochmal 16,288
Kamdar Kim P. Director, 10% Owner - [D] [10%] 0 0
Christopher Kemmerer VP, Pharma Dev & Manufacturing - [O] 10,848 10,848
Knudson Susan A. Chief Financial Officer - [O] 0 0
Link Fund Solutions Ltd 10% Owner - [10%] 0 0
Kenneth W Locke Chief Scientific Officer - [O] 0 0
Thomas G Lynch Director - [D] 325,000 4,643
George W Mahaffey President and CEO, Director - [D] [O] 171,040 171,040
내부자 평균 이익률 (%) 소유
지분
주식
분할
Dominique Monnet 0
Guy P Nohra 10% Owner - [10%] 1,339,776 1,339,776
Jeffrey M Nugent 12,450
Anthony Stephen O'Brien Director - [D] 8,140 116
Pdl Biopharma, Inc. 10% Owner - [10%] 0 0
Saundra L Pelletier Chief Executive Officer, Director - [D] [O] 186,722 1,494
RMI Investments S.a.r.l. 10% Owner - [10%] 1,585,549 1,585,549
Lisa Dale Rarick Director - [D] 10,250 146
RusnanoMedInvest LLC 10% Owner - [10%] 1,585,549 1,585,549
Colin Rutherford 6,000
Kathleen K Schoemaker 10% Owner - [10%] 3,091,643 3,091,643
Nimesh Shah 10% Owner - [10%] 7,868 7,868
Jesse I Treu 10% Owner - [10%] 3,091,643 3,091,643
Nicole Vitullo 10% Owner - [10%] 3,091,643 3,091,643
Hani M Zeini 0
Yan Zhang CFO - [O] 0 0

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내부자의 매입 내역 추적: 단기 이익 분석

이 섹션에서는 EVFM / Evofem Biosciences, Inc.에서 계획되지 않은 "공개 시장"(Open market)의 내부자가 매입한 모든 상품의 수익성을 분석합니다. 이 분석을 통해서 내부자가 비정상적인 수익을 지속적으로 창출하는지 파악하는 데 도움이 되며, 이러한 분석은 수행해볼 가치가 있습니다. 이 분석은 개별 거래 후 1년 동안 수행한 것이며, 결과는 이론 값입니다. .

아래 표는 사전 거래 계획(Automated trading plan)에 포함되지 않은 가장 최근의 "공개 시장"(Open market)에서의 매입을 보여줍니다.

거래일 내부자 보고된
지분
보고된
가격
조정된
지분
조정된
가격
가격 기준 최고까지
일수
최고에서
가격
최고
이익 ($)
최고 수익률 (%)
2022-05-27 PELLETIER SAUNDRA L 141,000 0.3525 1,128 44.0625 49,702 42 1.3500 -48,179 -96.94
2021-12-20 File Justin J. 40,594 0.3700 580 25.9000 15,020
2021-12-20 PELLETIER SAUNDRA L 135,000 0.3750 1,929 26.2500 50,625
2021-12-20 Fitzpatrick Alexander A 25,000 0.3890 357 27.2300 9,725
2021-06-18 Kamdar Kim P. 10,000 1.1650 143 81.5500 11,650
2021-06-14 O'Brien Anthony Stephen 8,140 1.3100 116 91.7000 10,663
2021-06-11 Barrans Russell 18,180 1.1400 260 79.8000 20,725
2021-06-11 Rarick Lisa Dale 5,000 1.1980 71 83.8600 5,990
2021-06-10 PELLETIER SAUNDRA L 50,000 1.0300 714 72.1000 51,500

조정된 가격은 분할 조정 가격입니다. 조정된 지분은 분할 조정 지분입니다.

EVFM / Evofem Biosciences, Inc. Insider Trades
내부자 매매의 실적: 단기 손실 분석

이 섹선에서는 EVFM / Evofem Biosciences, Inc.에서 이루어진 "공개 시장(Open market)"에서의 모든 계획되지 않은 내부자 매매의 단기 손실 회피(Short-term loss avoidance)를 분석합니다. 일관된 손실 회피 패턴을 통해서 향후 매매 거래가 가격 하락을 초래할 수도 있음을 예상할 수 있습니다. 이 분석은 각 각 매매 거래 후 1년 동안의 자료이며, 결과는 이론 값입니다. .

아래 표는 사전 거래 계획(Automated trading plan)에 포함되지 않은 가장 최근의 공개 시장에서의 매매를 보여줍니다.

거래일 내부자 보고된
지분
보고된
가격
조정된
지분
조정된
가격
가격 기준 최저까지
일수
최저에서
가격
회피된
최대 손실($)
회피된
최대 손실율(%)
2024-01-12 Zhang Yan 104 0.0385 104 0.0385 4 96 0.01 -3 -74.00
2023-12-21 Kamdar Kim P. 10 0.6210 10 0.6210 6
2020-09-08 PELLETIER SAUNDRA L 122,500 3.2600 1,750 228.2000 399,350
2020-06-04 Link Fund Solutions Ltd 9,138,504 0.2300 130,550 16.1000 2,101,856
2020-06-04 ACACIA RESEARCH CORP 9,138,504 3.2090 130,550 224.6300 29,325,459
2020-05-26 Invesco Ltd. 65 5.9800 1 418.6000 389
2020-05-26 Invesco Ltd. 73,814 5.7900 1,054 405.3000 427,383
2020-05-15 Invesco Ltd. 3,211 5.0400 46 352.8000 16,183
2019-05-21 Kamdar Kim P. 655 5.0700 9 354.9000 3,321

조정된 가격은 분할 조정 가격입니다. 조정된 지분은 분할 조정 지분입니다.

EVFM / Evofem Biosciences, Inc. Insider Trades
거래 내역

전체 거래 내역을 보려면 링크 아이콘을 클릭하세요. 10b5-1 자동 거래 계획의 일부로 보고된 거래는 10b-5 열에 X 표시가 나타납니다.

보고일 거래일 양식 내부자 티커 증권 소유권 코드 10b5-1 직접 행사
가격
단위
가격
단위
변동
가치
변동 (단위: 1,000)
잔여
옵션
잔여
주식
2024-01-12 2024-01-12 4 Zhang Yan EVFM Common Stock S - Sale D 0.0385 -104 -0 0
2023-12-22 2023-12-21 4 Kamdar Kim P. EVFM Common Stock S - Sale D 0.6210 -10 -0 0
2023-05-08 2022-12-31 5 File Justin J. EVFM Common Stock D - Sale to Issuer D -30,000 24,065
2023-04-26 2022-12-31 4 PELLETIER SAUNDRA L EVFM Common Stock D - Sale to Issuer D -50,000 186,722
2023-04-26 3 Zhang Yan EVFM Common Stock D 13,000
2022-06-07 3 Atkinson Katherine Cocca EVFM Common Stock D 16,667
2022-05-31 2022-05-27 4 PELLETIER SAUNDRA L EVFM Common Stock P - Purchase D 0.3525 141,000 50 236,722
2022-05-06 2022-05-04 4 Kamdar Kim P. EVFM Stock option (right to buy) A - Award D 2.47 6,000 6,000
2022-05-06 2022-05-04 4 Rutherford Colin EVFM Stock option (right to buy) A - Award D 2.47 6,000 6,000
2022-05-06 2022-05-04 4 O'Brien Anthony Stephen EVFM Stock option (right to buy) A - Award D 2.47 6,000 6,000
2022-05-06 2022-05-04 4 Greer Gillian EVFM Stock option (right to buy) A - Award D 2.47 6,000 6,000
2022-05-06 2022-05-04 4 Rarick Lisa Dale EVFM Stock option (right to buy) A - Award D 2.47 6,000 6,000
2022-02-23 2022-02-18 4 File Justin J. EVFM Stock option (right to buy) A - Award D 0.49 450,000 450,000
2022-02-23 2022-02-18 4 File Justin J. EVFM Common Stock A - Award D 450,000 810,982
2022-02-23 2022-02-18 4 Fitzpatrick Alexander A EVFM Stock option (right to buy) A - Award D 0.49 300,000 300,000
2022-02-23 2022-02-18 4 Fitzpatrick Alexander A EVFM Common Stock A - Award D 300,000 516,422
2022-02-23 2022-02-18 4 PELLETIER SAUNDRA L EVFM Stock option (right to buy) A - Award D 0.49 750,000 750,000
2022-02-23 2022-02-18 4 PELLETIER SAUNDRA L EVFM Common Stock A - Award D 750,000 1,435,837
2022-01-04 2021-12-31 4 Fitzpatrick Alexander A EVFM Common Stock D - Sale to Issuer D -120,000 216,422
2022-01-04 2021-12-31 4 File Justin J. EVFM Common Stock D - Sale to Issuer D -120,000 360,982
2022-01-04 2021-12-31 4 PELLETIER SAUNDRA L EVFM Common Stock D - Sale to Issuer D -300,000 685,837
2021-12-20 2021-12-20 4 Fitzpatrick Alexander A EVFM Common Stock P - Purchase D 0.3890 25,000 10 336,422
2021-12-20 2021-12-20 4 PELLETIER SAUNDRA L EVFM Common Stock P - Purchase D 0.3750 135,000 51 985,837
2021-12-20 2021-12-20 4 File Justin J. EVFM Common Stock P - Purchase D 0.3700 40,594 15 480,982
2021-07-09 2021-07-08 4 Barrans Russell EVFM Common Stock F - Taxes D 0.9750 -19,998 -19 448,554
2021-06-21 2021-06-18 4 Kamdar Kim P. EVFM Common Stock P - Purchase D 1.1650 10,000 12 19,287
2021-06-14 2021-06-11 4 Rarick Lisa Dale EVFM Common Stock P - Purchase D 1.1980 5,000 6 10,250
2021-06-14 2021-06-14 4 O'Brien Anthony Stephen EVFM Common Stock P - Purchase D 1.3100 8,140 11 8,140
2021-06-11 2021-06-11 4 Barrans Russell EVFM Common Stock P - Purchase D 1.1400 18,180 21 468,552
2021-06-10 2021-06-10 4 PELLETIER SAUNDRA L EVFM Common Stock P - Purchase D 1.0300 50,000 52 850,837
2021-06-10 2021-06-10 4 File Justin J. EVFM Common Stock P - Purchase D 1.0300 24,500 25 440,388
2021-06-10 2021-06-10 4 Fitzpatrick Alexander A EVFM Common Stock P - Purchase D 1.0250 10,000 10 311,422
2021-05-21 2021-05-20 4 Barrans Russell EVFM Common Stock F - Taxes D 0.8600 -31,480 -27 450,372
2021-05-21 2021-05-20 4 Fitzpatrick Alexander A EVFM Common Stock F - Taxes D 0.8600 -42,120 -36 301,422
2021-05-21 2021-05-20 4 File Justin J. EVFM Common Stock F - Taxes D 0.8600 -42,280 -36 415,888
2021-05-21 2021-05-20 4 PELLETIER SAUNDRA L EVFM Common Stock F - Taxes D 0.8600 -105,300 -91 800,837
2021-05-21 2021-05-20 4 Culwell Kelly EVFM Common Stock F - Taxes D 0.8600 -42,061 -36 273,390
2021-05-13 2021-05-12 4 Greer Gillian EVFM Stock option (right to buy) A - Award D 1.25 90,000 90,000
2021-05-13 2021-05-12 4 Rarick Lisa Dale EVFM Stock option (right to buy) A - Award D 1.25 90,000 90,000
2021-05-13 2021-05-12 4 O'Brien Anthony Stephen EVFM Common Stock A - Award D 1.25 90,000 90,000
2021-05-13 2021-05-12 4 Rutherford Colin EVFM Stock option (right to buy) A - Award D 1.25 90,000 90,000
2021-05-13 2021-05-12 4 Kamdar Kim P. EVFM Stock option (right to buy) A - Award D 1.25 90,000 90,000
2021-05-13 2021-05-12 4 Hall William Walmsley EVFM Stock option (right to buy) A - Award D 1.25 90,000 90,000
2021-03-09 2021-03-09 4 PELLETIER SAUNDRA L EVFM Common Stock P - Purchase D 2.2800 45,249 103 906,137
2021-02-03 2021-02-03 4 PELLETIER SAUNDRA L EVFM Stock option (right to buy) A - Award D 3.25 700,000 700,000
2021-02-03 2021-02-03 4 PELLETIER SAUNDRA L EVFM Common Stock A - Award D 500,000 860,888
2021-02-03 2021-02-03 4 Barrans Russell EVFM Stock option (right to buy) A - Award D 3.25 150,000 150,000
2021-02-03 2021-02-03 4 Barrans Russell EVFM Common Stock A - Award D 200,000 481,852
2021-02-03 2021-02-03 4 File Justin J. EVFM Stock option (right to buy) A - Award D 3.25 150,000 150,000
2021-02-03 2021-02-03 4 File Justin J. EVFM Common Stock A - Award D 200,000 458,168
2021-02-03 2021-02-03 4 Fitzpatrick Alexander A EVFM Stock option (right to buy) A - Award D 3.25 150,000 150,000
2021-02-03 2021-02-03 4 Fitzpatrick Alexander A EVFM Common Stock A - Award D 200,000 343,542
2021-02-03 2021-02-03 4 Culwell Kelly EVFM Stock option (right to buy) A - Award D 3.25 150,000 150,000
2021-02-03 2021-02-03 4 Culwell Kelly EVFM Common Stock A - Award D 200,000 315,451
2020-11-18 2020-11-17 4 File Justin J. EVFM Common Stock P - Purchase D 2.1700 7,760 17 258,168
2020-11-18 2020-11-17 4 Fitzpatrick Alexander A EVFM Common Stock P - Purchase D 2.2000 9,090 20 143,542
2020-09-11 2020-09-11 4 Barrans Russell EVFM Common Stock P - Purchase D 2.0800 3,000 6 279,052
2020-09-11 2020-09-10 4 Barrans Russell EVFM Common Stock P - Purchase D 2.7100 1,000 3 276,052
2020-09-10 2020-09-08 4 PELLETIER SAUNDRA L EVFM Common Stock S - Sale D 3.2600 -122,500 -399 360,888
2020-07-17 2020-06-04 4 Link Fund Solutions Ltd EVFM Common Stock, par value $0.0001 per share S - Sale D 0.2300 -9,138,504 -2,102 0
2020-07-09 2020-07-08 4 Barrans Russell EVFM Common Stock F - Taxes D 3.3000 -20,381 -67 275,052
2020-06-18 2020-06-15 4/A Hall William Walmsley EVFM Common Stock P - Purchase D 2.8500 5,000 14 5,000
2020-06-18 2020-06-17 4 Rarick Lisa Dale EVFM Common Stock P - Purchase D 2.9900 5,250 16 5,250
2020-06-17 2020-06-15 4 Hall William Walmsley EVFM Common Stock P - Purchase D 2.8500 5,000 14 5,000
2020-06-16 2020-06-12 4 Kamdar Kim P. EVFM Common Stock P - Purchase D 2.9400 5,000 15 9,287
2020-06-15 2020-06-12 4 File Justin J. EVFM Common Stock P - Purchase D 3.1400 8,500 27 250,408
2020-06-09 2020-06-04 4 ACACIA RESEARCH CORP EVFM Common Stock, par value $0.0001 per share S - Sale D 3.2090 -9,138,504 -29,325 1,000
2020-06-09 3 ACACIA RESEARCH CORP EVFM Common Stock, par value $0.0001 per share D 18,279,008
2020-06-09 3 ACACIA RESEARCH CORP EVFM Common Stock, par value $0.0001 per share D 18,279,008
2020-06-09 3 ACACIA RESEARCH CORP EVFM Common Stock, par value $0.0001 per share D 18,279,008
2020-06-09 2020-06-05 4 Invesco Ltd. See Footnotes 2 EVFM Common stock P - Purchase I 3.5000 857,143 3,000 13,226,532
2020-06-09 2020-05-26 4 Invesco Ltd. See Footnotes 1 EVFM Common stock S - Sale I 5.9800 -65 -0 12,369,389
2020-06-09 2020-05-26 4 Invesco Ltd. See Footnotes 1 EVFM Common stock S - Sale I 5.7900 -73,814 -427 12,369,454
2020-06-09 2020-05-15 4 Invesco Ltd. See Footnotes 1 EVFM Common stock S - Sale I 5.0400 -3,211 -16 12,443,268
2020-06-09 2020-05-14 4 Invesco Ltd. See Footnotes 1 EVFM Common stock J - Other I 5.1300 78,013 400 12,446,479
2020-06-08 2020-06-05 4 Fitzpatrick Alexander A EVFM Common Stock F - Taxes D 3.3100 -31,590 -105 134,452
2020-06-08 2020-06-05 4 Barrans Russell EVFM Common Stock F - Taxes D 3.3100 -15,455 -51 293,509
2020-06-08 2020-06-05 4 PELLETIER SAUNDRA L EVFM Common Stock F - Taxes D 3.3100 -85,620 -283 479,085
2020-06-08 2020-06-05 4 Culwell Kelly EVFM Common Stock F - Taxes D 3.3100 -31,548 -104 115,451
2020-06-08 2020-06-05 4 File Justin J. EVFM Common Stock F - Taxes D 3.3100 -42,810 -142 237,605
2020-05-26 2020-05-22 4 File Justin J. EVFM Common Stock F - Taxes D 4.9900 -42,262 -211 280,415
2020-05-26 2020-05-22 4 Barrans Russell EVFM Common Stock F - Taxes D 4.9900 -19,474 -97 308,964
2020-05-26 2020-05-22 4 Culwell Kelly EVFM Common Stock F - Taxes D 4.9900 -39,435 -197 146,999
2020-05-26 2020-05-22 4 Fitzpatrick Alexander A EVFM Common Stock F - Taxes D 4.9900 -39,487 -197 166,042
2020-05-26 2020-05-22 4 PELLETIER SAUNDRA L EVFM Common Stock F - Taxes D 4.9900 -84,525 -422 564,705
2020-05-26 2020-05-21 4 PDL BIOPHARMA, INC. EVFM Common Stock J - Other D -13,333,334 0
2020-05-13 2020-05-12 4 Kamdar Kim P. EVFM Stock option (right to buy) A - Award D 5.06 50,000 50,000
2020-05-13 2020-05-12 4 Rarick Lisa Dale EVFM Stock option (right to buy) A - Award D 5.06 50,000 50,000
2020-05-13 2020-05-12 4 Greer Gillian EVFM Stock option (right to buy) A - Award D 5.06 50,000 50,000
2020-05-13 2020-05-12 4 O'Brien Anthony Stephen EVFM Common Stock A - Award D 5.06 50,000 50,000
2020-05-13 2020-05-12 4 Rutherford Colin EVFM Stock option (right to buy) A - Award D 5.06 50,000 50,000
2020-05-13 2020-05-12 4 Hall William Walmsley EVFM Stock option (right to buy) A - Award D 5.06 50,000 50,000
2020-05-08 2020-05-06 4 Fitzpatrick Alexander A EVFM Common Stock F - Taxes D 5.2400 -7,802 -41 205,529
2020-05-08 2020-05-06 4 PELLETIER SAUNDRA L EVFM Common Stock F - Taxes D 5.2400 -16,905 -89 649,230
2020-05-08 2020-05-06 4 File Justin J. EVFM Common Stock F - Taxes D 5.2400 -8,420 -44 322,677
2020-05-08 2020-05-06 4 Culwell Kelly EVFM Common Stock F - Taxes D 5.2400 -7,792 -41 186,434
2020-05-08 2020-05-06 4 Barrans Russell EVFM Common Stock F - Taxes D 5.2400 -3,802 -20 328,438
2020-05-01 2020-05-01 4 Culwell Kelly EVFM Common Stock S - Sale D 4.7500 -1,000 -5 194,226
2020-05-01 2020-04-30 4 Culwell Kelly EVFM Common Stock S - Sale D 4.6600 -1,000 -5 195,226
2020-04-01 2020-04-01 4 Lynch Thomas G EVFM Restricted Stock Units A - Award D 150,000 150,000
2020-04-01 2020-03-31 4 Lynch Thomas G EVFM Restricted Stock Units M - Exercise D 37,500 0
2020-04-01 2020-03-31 4 Lynch Thomas G EVFM Common Stock M - Exercise D 37,500 325,000
2020-02-26 2020-02-25 4 Rarick Lisa Dale EVFM Stock option (right to buy) A - Award D 5.85 75,000 75,000
2020-02-21 2020-02-19 4 Barrans Russell EVFM Common Stock S - Sale D 6.5000 -14,957 -97 332,240
2020-02-21 2020-02-19 4 Culwell Kelly EVFM Common Stock S - Sale D 7.0000 -1,000 -7 196,226
2020-02-07 2020-02-05 4 Fitzpatrick Alexander A EVFM Stock option (right to buy) A - Award D 4.87 100,000 100,000
2020-02-07 2020-02-05 4 Fitzpatrick Alexander A EVFM Common Stock A - Award D 150,000 213,331
2020-02-07 2020-02-05 4 PELLETIER SAUNDRA L EVFM Stock option (right to buy) A - Award D 4.87 300,000 300,000
2020-02-07 2020-02-05 4 PELLETIER SAUNDRA L EVFM Common Stock A - Award D 300,000 666,135
2020-02-07 2020-02-05 4 PELLETIER SAUNDRA L EVFM Common Stock A - Award D 5.2100 3,846 20 366,135
2020-02-07 2020-02-05 4 Culwell Kelly EVFM Stock option (right to buy) A - Award D 4.87 100,000 100,000
2020-02-07 2020-02-05 4 Culwell Kelly EVFM Common Stock A - Award D 150,000 197,226
2020-02-07 2020-02-05 4 Culwell Kelly EVFM Common Stock A - Award D 5.2100 3,688 19 47,226
2020-02-07 2020-02-05 4 Barrans Russell EVFM Stock option (right to buy) A - Award D 4.87 100,000 100,000
2020-02-07 2020-02-05 4 Barrans Russell EVFM Common Stock A - Award D 150,000 347,197
2020-02-07 2020-02-05 4 Barrans Russell EVFM Common Stock A - Award D 5.2100 899 5 197,197
2020-02-07 2020-02-05 4 File Justin J. EVFM Stock option (right to buy) A - Award D 4.87 100,000 100,000
2020-02-07 2020-02-05 4 File Justin J. EVFM Common Stock A - Award D 150,000 331,097
2020-02-07 2020-02-05 4 File Justin J. EVFM Common Stock A - Award D 5.2100 3,846 20 181,097
2020-01-21 2020-01-16 4 Barrans Russell EVFM Common Stock S - Sale D 6.5000 -1,578 -10 196,298
2020-01-15 2020-01-13 4 PELLETIER SAUNDRA L EVFM Common Stock S - Sale D 6.0000 -3,295 -20 362,289
2020-01-15 2020-01-13 4 File Justin J. EVFM Common Stock S - Sale D 6.0000 -1,648 -10 177,251
2020-01-06 2020-01-02 4 File Justin J. EVFM Common Stock S - Sale D 6.0500 -3,352 -20 178,899
2020-01-06 2020-01-02 4 PELLETIER SAUNDRA L EVFM Common Stock S - Sale D 6.0500 -6,705 -41 365,584
2019-12-31 2019-12-31 4 Lynch Thomas G EVFM Restricted Stock Units M - Exercise D -37,500 37,500
2019-12-31 2019-12-31 4 Lynch Thomas G EVFM Common Stock M - Exercise D 37,500 287,500
2019-12-04 2019-12-02 4 PELLETIER SAUNDRA L EVFM Common Stock S - Sale D 7.3000 -20,000 -146 372,289
2019-12-04 2019-12-02 4 File Justin J. EVFM Common Stock S - Sale D 7.1600 -10,000 -72 182,251
2019-12-04 2019-12-02 4 Culwell Kelly EVFM Common Stock S - Sale D 7.3500 -1,000 -7 43,538
2019-11-26 2019-11-25 4 File Justin J. EVFM Common Stock F - Taxes D 6.2200 -10,102 -63 192,251
2019-11-26 2019-11-25 4 Culwell Kelly EVFM Common Stock F - Taxes D 6.2200 -5,187 -32 44,538
2019-11-26 2019-11-25 4 Fitzpatrick Alexander A EVFM Common Stock F - Taxes D 6.2200 -7,747 -48 63,331
2019-11-26 2019-11-25 4 Barrans Russell EVFM Common Stock F - Taxes D 6.2200 -9,277 -58 197,876
2019-11-26 2019-11-25 4 PELLETIER SAUNDRA L EVFM Common Stock F - Taxes D 6.2200 -22,387 -139 392,289
2019-11-21 2019-11-20 4 Fitzpatrick Alexander A EVFM Common Stock F - Taxes D 5.7400 -7,747 -44 71,078
2019-11-21 2019-11-21 4 File Justin J. EVFM Common Stock S - Sale D 6.0000 -4,900 -29 202,353
2019-11-21 2019-11-20 4 File Justin J. EVFM Common Stock S - Sale D 6.0000 -100 -1 207,253
2019-11-21 2019-11-20 4 File Justin J. EVFM Common Stock F - Taxes D 5.7400 -10,102 -58 207,353
2019-11-21 2019-11-21 4 PELLETIER SAUNDRA L EVFM Common Stock S - Sale D 6.0100 -10,000 -60 414,676
2019-11-21 2019-11-20 4 PELLETIER SAUNDRA L EVFM Common Stock F - Taxes D 5.7400 -22,657 -130 424,676
2019-11-21 2019-11-20 4 Culwell Kelly EVFM Common Stock F - Taxes D 5.7400 -5,187 -30 49,725
2019-11-21 2019-11-20 4 Barrans Russell EVFM Common Stock F - Taxes D 5.7400 -9,044 -52 207,153
2019-10-31 3 Link Fund Solutions Ltd See Footnotes EVFM Common Stock, par value $0.0001 per share I 18,174,412
2019-10-31 3 Link Fund Solutions Ltd See Footnotes EVFM Common Stock, par value $0.0001 per share I 18,174,412
2019-10-31 3 Link Fund Solutions Ltd See Footnotes EVFM Common Stock, par value $0.0001 per share I 18,174,412
2019-10-17 2019-10-16 4 Fitzpatrick Alexander A EVFM Common Stock F - Taxes D 5.0100 -18,427 -92 78,825
2019-10-01 2019-09-30 4 Lynch Thomas G EVFM Restricted Stock Units M - Exercise D -37,500 75,000
2019-10-01 2019-09-30 4 Lynch Thomas G EVFM Common Stock M - Exercise D 37,500 250,000
2019-08-26 2019-08-22 4 File Justin J. EVFM Common Stock F - Taxes D 5.1300 -1,558 -8 217,455
2019-08-26 2019-08-22 4 Fitzpatrick Alexander A EVFM Common Stock F - Taxes D 5.1300 -1,296 -7 97,252
2019-08-26 2019-08-22 4 Culwell Kelly EVFM Common Stock F - Taxes D 5.1300 -864 -4 54,912
2019-08-26 2019-08-22 4 Barrans Russell EVFM Common Stock F - Taxes D 5.1300 -962 -5 216,197
2019-08-26 2019-08-22 4 PELLETIER SAUNDRA L EVFM Common Stock F - Taxes D 5.1300 -4,923 -25 447,333
2019-07-10 2019-07-08 4 Barrans Russell EVFM Common Stock F - Taxes D 4.9900 -13,257 -66 217,159
2019-07-10 2019-07-08 4 Barrans Russell EVFM Common Stock A - Award D 150,000 230,416
2019-07-01 2019-06-30 4 Lynch Thomas G EVFM Restricted Stock Units M - Exercise D -37,500 112,500
2019-07-01 2019-06-30 4 Lynch Thomas G EVFM Common Stock M - Exercise D 37,500 212,500
2019-06-12 2019-06-10 4 Fitzpatrick Alexander A EVFM Common Stock F - Taxes D 6.3600 -7,777 -49 98,548
2019-06-12 2019-06-10 4 PELLETIER SAUNDRA L EVFM Common Stock F - Taxes D 6.3600 -35,826 -228 452,256
2019-06-12 2019-06-10 4 File Justin J. EVFM Common Stock F - Taxes D 6.3600 -10,185 -65 219,013
2019-06-12 2019-06-10 4 Culwell Kelly EVFM Common Stock F - Taxes D 6.3600 -5,187 -33 55,776
2019-06-12 2019-06-10 4 Barrans Russell EVFM Common Stock F - Taxes D 6.3600 -5,965 -38 80,416
2019-06-12 2019-06-10 4 Invesco Ltd. EVFM Right to Purchase J - Other I 6.38 0.0001 555,556 0 555,556
2019-06-12 2019-06-10 4 Invesco Ltd. EVFM Warrants J - Other I 5.20 0.0001 -212,765 -0 555,556
2019-06-12 2019-06-10 4 Invesco Ltd. See Footnotes EVFM Common stock P - Purchase I 4.5000 2,222,222 10,000 11,812,910
2019-06-10 2019-06-10 4 PDL BIOPHARMA, INC. EVFM Warrants (Right to Buy) A - Award D 6.38 1,666,667 1,666,667
2019-06-10 2019-06-10 4 PDL BIOPHARMA, INC. EVFM Common Stock P - Purchase D 4.5000 6,666,667 30,000 13,333,334
2019-06-07 2019-06-05 4 Kamdar Kim P. EVFM Stock Option (Right to Buy) A - Award D 6.05 50,000 50,000
2019-06-06 2019-06-05 4 Greer Gillian EVFM Stock option (right to buy) A - Award D 6.05 50,000 50,000
2019-06-06 2019-06-05 4 Hall William Walmsley EVFM Stock option (right to buy) A - Award D 6.05 50,000 50,000
2019-06-06 2019-06-05 4 O'Brien Anthony Stephen EVFM Common Stock A - Award D 6.05 50,000 50,000
2019-06-06 2019-06-05 4 Rutherford Colin EVFM Stock option (right to buy) A - Award D 6.05 50,000 50,000
2019-05-23 2019-05-22 4 Kamdar Kim P. EVFM Common Stock J - Other D 4,287 4,287
2019-05-23 2019-05-21 4 Kamdar Kim P. By Domain Associates, LLC EVFM Common Stock S - Sale I 5.0700 -655 -3 0
2019-04-18 3 PDL BIOPHARMA, INC. EVFM Common Stock D 13,333,334
2019-04-18 3 PDL BIOPHARMA, INC. EVFM Common Stock D 13,333,334
2019-04-18 3 PDL BIOPHARMA, INC. EVFM Common Stock D 13,333,334
2019-04-15 2019-04-10 4 Invesco Ltd. EVFM Right to Purchase J - Other I 6.38 0.0001 555,556 0 2,777,778
2019-04-15 2019-04-10 4 Invesco Ltd. EVFM Right to Purchase J - Other I 4.50 0.0001 2,222,222 0 2,777,778
2019-04-03 2019-04-01 4 PELLETIER SAUNDRA L EVFM Common Stock F - Taxes D 3.5500 -3,731 -13 488,082
2019-04-03 2019-04-01 4 Barrans Russell EVFM Common Stock F - Taxes D 3.5500 -1,160 -4 86,381
2019-04-03 2019-04-01 4 Lynch Thomas G EVFM Restricted Stock Units A - Award D 150,000 150,000
2019-04-03 2019-04-01 4 Culwell Kelly EVFM Common Stock F - Taxes D 3.5500 -1,022 -4 60,963
2019-04-03 2019-04-01 4 Fitzpatrick Alexander A EVFM Common Stock F - Taxes D 3.5500 -1,298 -5 106,325
2019-04-03 2019-04-01 4 File Justin J. EVFM Common Stock F - Taxes D 3.5500 -1,292 -5 229,198
2019-02-27 2019-02-25 4 Barrans Russell EVFM Common Stock A - Award D 75,000 87,541
2019-02-27 2019-02-25 4 Culwell Kelly EVFM Common Stock A - Award D 50,000 61,985
2019-02-27 2019-02-25 4 Fitzpatrick Alexander A EVFM Common Stock A - Award D 50,000 107,623
2019-02-27 2019-02-25 4 PELLETIER SAUNDRA L EVFM Common Stock A - Award D 150,000 491,813
2019-02-27 2019-02-25 4 File Justin J. EVFM Common Stock A - Award D 50,000 230,490
2019-02-12 2019-02-08 4 Invesco Ltd. EVFM Warrants P - Purchase I 5.20 0.0001 212,765 0 212,765
2019-02-12 2019-02-08 4 Invesco Ltd. EVFM Common stock P - Purchase I 2.6400 425,531 1,123 9,590,688
2018-12-03 2018-11-28 4/A Culwell Kelly EVFM Common Stock A - Award D 3.45 100,000 100,000
2018-12-03 2018-11-28 4/A Barrans Russell EVFM Stock option (right to buy) A - Award D 3.45 100,000 100,000
2018-12-03 2018-11-28 4/A PELLETIER SAUNDRA L EVFM Stock option (right to buy) A - Award D 3.45 284,625 284,625
2018-12-03 2018-11-28 4/A File Justin J. EVFM Stock option (right to buy) A - Award D 3.45 103,500 103,500
2018-12-03 2018-11-28 4/A Fitzpatrick Alexander A EVFM Stock option (right to buy) A - Award D 3.45 100,000 100,000
2018-11-29 2018-11-28 4 Fitzpatrick Alexander A EVFM Stock option (right to buy) A - Award D 3.45 0 100,000
2018-11-29 2018-11-28 4 File Justin J. EVFM Stock option (right to buy) A - Award D 3.45 0 103,500
2018-11-29 2018-11-28 4 Barrans Russell EVFM Stock option (right to buy) A - Award D 3.45 0 100,000
2018-11-29 2018-11-28 4 PELLETIER SAUNDRA L EVFM Stock option (right to buy) A - Award D 3.45 0 284,625
2018-11-29 2018-11-28 4 Culwell Kelly EVFM Common Stock A - Award D 3.45 0 100,000
2018-11-26 2018-11-21 4 Barrans Russell As custodian for child's UTMA account EVFM Common Stock P - Purchase I 3.5500 279 1 12,820
2018-10-17 2018-10-16 4 Fitzpatrick Alexander A EVFM Common Stock F - Taxes D 3.7800 -17,377 -66 57,623
2018-08-21 2018-08-21 4 Fitzpatrick Alexander A EVFM Common Stock P - Purchase D 2.2700 500 1 75,000
2018-08-21 2018-08-20 4 Fitzpatrick Alexander A EVFM Common Stock P - Purchase D 2.2000 4,500 10 74,500
2018-08-20 2018-08-16 4 Culwell Kelly EVFM Common Stock P - Purchase D 2.2400 3,000 7 11,985
2018-08-15 2018-08-15 4 Lynch Thomas G EVFM Common Stock P - Purchase D 2.3300 68,929 161 175,000
2018-08-15 2018-08-14 4 Lynch Thomas G EVFM Common Stock P - Purchase D 2.1000 31,071 65 106,071
2018-08-13 2018-08-10 4 PELLETIER SAUNDRA L EVFM Common Stock P - Purchase D 2.1100 10,000 21 341,813
2018-08-13 2018-08-10 4 Barrans Russell EVFM Common Stock P - Purchase D 1.9800 3,715 7 12,541
2018-08-02 2018-07-31 4 Culwell Kelly EVFM Common Stock A - Award D 2.10 98,800 98,800
2018-08-02 2018-07-31 4 PELLETIER SAUNDRA L EVFM Stock option (right to buy) A - Award D 2.10 0 313,500
2018-08-02 2018-07-31 4 Lynch Thomas G EVFM Stock option (right to buy) A - Award D 2.10 0 85,500
2018-08-02 2018-07-31 4 Fitzpatrick Alexander A EVFM Stock option (right to buy) A - Award D 2.10 0 104,500
2018-08-02 2018-07-31 4 Barrans Russell EVFM Stock option (right to buy) A - Award D 2.10 98,800 98,800
2018-08-02 2018-07-31 4 File Justin J. EVFM Stock option (right to buy) A - Award D 2.10 0 114,000
2018-08-02 2018-07-31 4 Rutherford Colin EVFM Stock option (right to buy) A - Award D 2.10 0 5,550
2018-07-27 2018-07-24 4 O'Brien Anthony Stephen EVFM Common Stock A - Award D 2.31 12,875 12,875
2018-07-03 2018-07-02 4 Barrans Russell EVFM Common Stock F - Taxes D 2.4600 -2,840 -7 8,826
2018-07-03 2018-07-02 4 Barrans Russell EVFM Common Stock A - Award D 11,666 11,666
2018-07-03 2018-07-02 4 Culwell Kelly EVFM Common Stock F - Taxes D 2.4600 -4,748 -12 8,985
2018-07-03 2018-07-02 4 Culwell Kelly EVFM Common Stock A - Award D 13,733 13,733
2018-07-03 2018-07-02 4 Lynch Thomas G EVFM Restricted Stock Units M - Exercise D -75,000 0
2018-07-03 2018-07-02 4 Lynch Thomas G EVFM Restricted Stock Units A - Award D 75,000 75,000
2018-07-03 2018-07-02 4 Lynch Thomas G EVFM Common Stock M - Exercise D 75,000 75,000
2018-07-03 2018-07-02 4 Fitzpatrick Alexander A EVFM Common Stock A - Award D 70,000 70,000
2018-07-03 2018-07-02 4 PELLETIER SAUNDRA L EVFM Common Stock F - Taxes D 2.4600 -493,187 -1,213 331,813
2018-07-03 2018-07-02 4 PELLETIER SAUNDRA L EVFM Common Stock A - Award D 825,000 825,000
2018-07-03 2018-07-02 4 File Justin J. EVFM Common Stock F - Taxes D 2.4600 -119,510 -294 180,490
2018-07-03 2018-07-02 4 File Justin J. EVFM Common Stock A - Award D 300,000 300,000
2018-05-24 2018-05-22 4 Invesco Ltd. See Footnotes (2), (3) and (4) EVFM Warrants P - Purchase I 7.50 0.0100 2,127,659 21 2,127,659
2018-05-24 2018-05-22 4 Invesco Ltd. See Footnotes EVFM Common stock, Par value $0.0001 per share P - Purchase I 4.6900 2,127,659 9,979 9,165,157
2018-05-10 2018-05-08 4 Kamdar Kim P. EVFM Stock Option (Right to Buy) A - Award D 6.99 12,875 12,875
2018-05-09 2018-05-08 4 Lynch Thomas G EVFM Stock option (right to buy) A - Award D 6.99 12,875 12,875
2018-05-09 2018-05-08 4 Greer Gillian EVFM Stock option (right to buy) A - Award D 6.99 12,875 12,875
2018-05-09 2018-05-08 4 Hall William Walmsley EVFM Stock option (right to buy) A - Award D 6.99 12,875 12,875
2018-05-09 2018-05-08 4 Rutherford Colin EVFM Stock option (right to buy) A - Award D 6.99 12,875 12,875
2018-03-14 2018-03-12 4 PELLETIER SAUNDRA L EVFM Stock option (right to buy) A - Award D 7.29 825,000 825,000
2018-03-14 2018-03-12 4 Rutherford Colin EVFM Stock option (right to buy) A - Award D 7.29 24,691 24,691
2018-03-14 2018-03-12 4 Rutherford Colin EVFM Stock option (right to buy) A - Award D 7.29 15,000 15,000
2018-03-14 2018-03-12 4 O'Brien Anthony Stephen EVFM Stock option (right to buy) A - Award D 7.29 24,691 24,691
2018-03-14 2018-03-12 4 Hall William Walmsley EVFM Stock option (right to buy) A - Award D 7.29 24,691 24,691
2018-03-14 2018-03-12 4 Lynch Thomas G EVFM Stock option (right to buy) A - Award D 7.29 225,000 225,000
2018-03-14 2018-03-12 4 Lynch Thomas G EVFM Stock option (right to buy) A - Award D 7.29 24,691 24,691
2018-03-14 2018-03-12 4 Greer Gillian EVFM Stock option (right to buy) A - Award D 7.29 24,691 24,691
2018-03-14 2018-03-12 4 Barrans Russell EVFM Stock option (right to buy) A - Award D 7.29 260,000 260,000
2018-03-14 2018-03-12 4 Culwell Kelly EVFM Stock option (right to buy) A - Award D 7.29 260,000 260,000
2018-03-14 2018-03-12 4 File Justin J. EVFM Stock option (right to buy) A - Award D 7.29 300,000 300,000
2018-03-14 2018-03-12 4 Fitzpatrick Alexander A EVFM Stock option (right to buy) A - Award D 7.29 275,000 275,000
2018-01-18 3 Invesco Ltd. See Footnotes EVFM Common stock, Par value $0.0001 per share I 14,074,996
2018-01-18 3 Invesco Ltd. See Footnotes EVFM Common stock, Par value $0.0001 per share I 14,074,996
2018-01-18 2018-01-17 4 Barrans Russell EVFM Stock Option (right to buy) A - Award D 46.36 1,283 1,283
2018-01-18 2018-01-17 4 Barrans Russell EVFM Stock Option (right to buy) A - Award D 46.36 3,850 3,850
2018-01-18 2018-01-17 4 Culwell Kelly EVFM Stock Option (right to buy) A - Award D 46.36 7,699 7,699
2018-01-18 2018-01-17 4 File Justin J. EVFM Stock Option (right to buy) A - Award D 46.36 10,266 10,266
2018-01-18 2018-01-17 4 File Justin J. EVFM Stock Option (right to buy) A - Award D 46.36 12,833 12,833
2018-01-18 2018-01-17 4 Lynch Thomas G EVFM Stock Option (right to buy) A - Award D 46.36 3,850 3,850
2018-01-18 2018-01-17 4 PELLETIER SAUNDRA L EVFM Stock Option (right to buy) A - Award D 79.87 6,719 6,719
2018-01-18 2018-01-17 4 PELLETIER SAUNDRA L EVFM Stock Option (right to buy) A - Award D 46.36 9,994 9,994
2018-01-18 2018-01-17 4 PELLETIER SAUNDRA L EVFM Stock Option (right to buy) A - Award D 46.36 12,833 12,833
2018-01-18 2018-01-17 4 PELLETIER SAUNDRA L EVFM Stock Option (right to buy) A - Award D 46.36 19,249 19,249
2018-01-18 2018-01-17 4 Rutherford Colin EVFM Stock Option (right to buy) A - Award D 43.64 770 770
2017-06-23 2017-06-22 4 Feldman Maria NEOT Employee Stock Option (Right to Buy) A - Award D 2.27 140,000 140,000
2017-06-23 2017-06-22 4 Knudson Susan A. NEOT Employee Stock Option (Right to Buy) A - Award D 2.27 65,000 65,000
2017-06-22 2017-06-20 4 Kamdar Kim P. NEOT Stock Option (Right to Buy) A - Award D 2.19 12,450 12,450
2017-06-21 2017-06-20 4 DEMSKI MARTHA J NEOT Stock Option (Right to Buy) A - Award D 2.19 12,450 12,450
2017-06-21 2017-06-20 4 Nugent Jeffrey M NEOT Stock Option (Right to Buy) A - Award D 2.19 12,450 12,450
2017-06-21 2017-06-20 4 Gorbachev Maxim NEOT Stock Option (Right to Buy) A - Award D 2.19 12,450 12,450
2017-05-15 2017-05-11 4 Kamdar Kim P. NEOT Stock Option (Right to Buy) A - Award D 2.15 63,500 63,500
2017-05-11 2017-05-11 4 DEMSKI MARTHA J NEOT Stock Option (Right to Buy) A - Award D 2.15 63,500 63,500
2017-05-11 2017-05-11 4 Nugent Jeffrey M NEOT Stock Option (Right to Buy) A - Award D 2.15 63,500 63,500
2017-03-06 2017-03-02 4 Feldman Maria NEOT Stock Option (Right to Buy) A - Award D 1.43 90,000 90,000
2017-03-06 2017-03-02 4 Knudson Susan A. NEOT Stock Option (Right to Buy) A - Award D 1.43 100,000 100,000
2016-06-23 2016-06-21 4 Kamdar Kim P. NEOT Stock Option (Right to Buy) A - Award D 1.13 24,590 24,590
2016-06-23 2016-06-21 4 Kamdar Kim P. NEOT Stock Option (Right to Buy) A - Award D 1.13 16,393 16,393
2016-06-23 2016-06-21 4 Kamdar Kim P. NEOT Stock Option (Right to Buy) A - Award D 1.13 12,450 12,450
2016-06-23 2016-06-21 4 DEMSKI MARTHA J NEOT Stock Option (Right to Buy) A - Award D 1.13 24,590 24,590
2016-06-23 2016-06-21 4 DEMSKI MARTHA J NEOT Stock Option (Right to Buy) M - Exercise D 1.13 -16,393 0
2016-06-23 2016-06-21 4 DEMSKI MARTHA J NEOT Stock Option (Right to Buy) A - Award D 1.13 16,393 16,393
2016-06-23 2016-06-21 4 DEMSKI MARTHA J NEOT Stock Option (Right to Buy) A - Award D 1.13 12,450 12,450
2016-06-23 2016-06-21 4 DEMSKI MARTHA J NEOT Common Stock M - Exercise D 1.1300 16,393 19 16,393
2016-06-23 2016-06-21 4 Nugent Jeffrey M NEOT Stock Option (Right to Buy) A - Award D 1.13 24,590 24,590
2016-06-23 2016-06-21 4 Nugent Jeffrey M NEOT Stock Option (Right to Buy) A - Award D 1.13 12,450 12,450
2016-06-23 2016-06-21 4 Gorbachev Maxim NEOT Stock Option (Right to Buy) A - Award D 1.13 12,450 12,450
2016-02-08 2016-02-04 4 Locke Kenneth W NEOT Stock Option (Right to Buy) A - Award D 0.97 35,000 35,000
2016-02-08 2016-02-04 4 Knudson Susan A. NEOT Stock Option (Right to Buy) A - Award D 0.97 45,000 45,000
2015-12-30 2015-12-30 4 Alta Partners VIII, L.P. NEOT Common Stock S - Sale D 1.4400 -250,000 -360 1,339,776
2015-12-30 2015-12-29 4 Alta Partners VIII, L.P. NEOT Common Stock S - Sale D 1.5300 -493,654 -755 1,589,776
2015-12-30 2015-12-28 4 Alta Partners VIII, L.P. NEOT Common Stock S - Sale D 1.5900 -54,333 -86 2,083,430
2015-12-21 2015-12-17 4 Knudson Susan A. NEOT Common Stock S - Sale D 1.2600 -1,005 -1 0
2015-12-21 2015-12-17 4 Locke Kenneth W NEOT Common Stock S - Sale D 1.2600 -598 -1 0
2015-12-18 3 Shah Nimesh By Domain Associates, LLC NEOT Common Stock I 7,868
2015-12-18 3 Shah Nimesh By Domain Associates, LLC NEOT Common Stock I 7,868
2015-12-17 2015-12-15 4 Alta Partners VIII, L.P. NEOT Common Stock S - Sale D 1.4400 -529,261 -762 2,137,763
2015-11-19 2015-11-18 4 Locke Kenneth W NEOT Stock Option (Right to Buy) M - Exercise D 1.22 -2,005 11,366
2015-11-19 2015-11-18 4 Locke Kenneth W NEOT Stock Option (Right to Buy) M - Exercise D 1.22 -4,093 23,191
2015-11-19 2015-11-18 4 Locke Kenneth W NEOT Common Stock S - Sale D 8.3010 -6,098 -51 293
2015-11-19 2015-11-18 4 Locke Kenneth W NEOT Common Stock M - Exercise D 8.3010 6,098 51 6,391
2015-10-19 2015-10-15 4 Mahaffey George W NEOT Common Stock F - Taxes D 8.6000 -26,681 -229 171,040
2015-09-25 2015-09-23 4 ZEINI HANI M NEOT Stock Option (Right to Buy) A - Award D 12.28 10,179 10,179
2015-09-25 2015-09-23 4 Nugent Jeffrey M NEOT Stock Option (Right to Buy) A - Award D 12.28 10,179 10,179
2015-09-22 2015-09-18 4 Kemmerer Christopher NEOT Stock Option (Right to Buy) M - Exercise D 1.34 -1,000 50,182
2015-09-22 2015-09-18 4 Kemmerer Christopher NEOT Common Stock S - Sale D 12.1950 -1,000 -12 10,848
2015-09-22 2015-09-18 4 Kemmerer Christopher NEOT Common Stock M - Exercise D 1.3420 1,000 1 11,848
2015-09-03 2015-09-01 4 Knudson Susan A. NEOT Stock Option (Right to Buy) M - Exercise D 1.22 -3,000 30,718
2015-09-03 2015-09-01 4 Knudson Susan A. NEOT Common Stock S - Sale D 11.3300 -3,000 -34 492
2015-09-03 2015-09-01 4 Knudson Susan A. NEOT Common Stock M - Exercise D 1.2200 3,000 4 3,492
2015-08-17 2015-08-07 4/A Kemmerer Christopher NEOT Stock Option (Right to Buy) M - Exercise D 1.34 -1,000 51,182
2015-08-17 2015-08-07 4/A Kemmerer Christopher NEOT Common Stock M - Exercise D 1.3420 1,000 1 11,848
2015-08-10 2015-08-07 4 Kemmerer Christopher NEOT Stock Option (Right to Buy) M - Exercise D 1.22 -1,000 1,710
2015-08-10 2015-08-07 4 Kemmerer Christopher NEOT Common Stock S - Sale D 12.8800 -1,000 -13 10,848
2015-08-10 2015-08-07 4 Kemmerer Christopher NEOT Common Stock M - Exercise D 1.2200 1,000 1 11,848
2015-06-18 2015-06-16 4 Kamdar Kim P. NEOT Stock Option (Right to Buy) A - Award D 6.29 12,450 12,450
2015-06-18 2015-06-16 4 Kamdar Kim P. NEOT Stock Option (Right to Buy) A - Award D 6.29 23,940 23,940
2015-06-17 2015-06-16 4 DEMSKI MARTHA J NEOT Stock Option (Right to Buy) A - Award D 6.29 12,450 12,450
2015-06-17 2015-06-16 4 DEMSKI MARTHA J NEOT Stock Option (Right to Buy) A - Award D 6.29 9,722 9,722
2015-06-17 2015-06-16 4 JANNEY DANIEL NEOT Stock Option (Right to Buy) A - Award D 6.29 12,450 12,450
2015-06-17 2015-06-16 4 JANNEY DANIEL NEOT Stock Option (Right to Buy) A - Award D 6.29 23,940 23,940
2015-06-17 2015-06-16 4 Gorbachev Maxim NEOT Stock Option (Right to Buy) A - Award D 6.29 12,450 12,450
2015-06-17 2015-06-16 4 Gorbachev Maxim NEOT Stock Option (Right to Buy) A - Award D 6.29 23,940 23,940
2015-06-16 2015-06-12 4 Kemmerer Christopher NEOT Common Stock (Right to Buy) M - Exercise D 1.22 -10,848 0
2015-06-16 2015-06-12 4 Kemmerer Christopher NEOT Common Stock M - Exercise D 1.2200 10,848 13 10,848
2015-03-20 2015-03-19 4 Mahaffey George W NEOT Common Stock P - Purchase D 7.7569 1,000 8 197,721
2015-02-12 2015-02-10 4 Locke Kenneth W NEOT Stock Option (Right to Buy) A - Award D 6.79 16,288 16,288
2015-02-12 2015-02-10 4 KROCHMAL LINCOLN NEOT Stock Option (Right to Buy) A - Award D 6.79 16,288 16,288
2015-02-12 2015-02-10 4 Knudson Susan A. NEOT Stock Option (Right to Buy) A - Award D 6.79 45,607 45,607
2015-02-12 2015-02-10 4 Kemmerer Christopher NEOT Stock Option (Right to Buy) A - Award D 6.79 42,350 42,350
2014-12-10 2014-11-25 4/A DOMAIN PARTERS VII L P NEOT Series C Preferred Stock Warrant (Right to Buy) M - Exercise D 8.54 -165,790 0
2014-12-10 2014-11-25 4/A DOMAIN PARTERS VII L P NEOT Series B-2 Preferred Stock Warrant (Right to Buy) M - Exercise D 8.54 -92,105 0
2014-12-10 2014-11-25 4/A DOMAIN PARTERS VII L P NEOT Series C Preferred Stock C - Conversion D -7,252,144 0
2014-12-10 2014-11-25 4/A DOMAIN PARTERS VII L P NEOT Series B-2 Preferred Stock C - Conversion D -2,164,305 0
2014-12-10 2014-11-25 4/A DOMAIN PARTERS VII L P NEOT Series B Preferred Stock C - Conversion D -6,111,968 0
2014-12-10 2014-11-25 4/A DOMAIN PARTERS VII L P NEOT Series A Preferred Stock C - Conversion D -737,422 0
2014-12-10 2014-11-25 4/A DOMAIN PARTERS VII L P NEOT Common Stock P - Purchase D 14.0000 70,000 980 3,091,643
2014-12-10 2014-11-25 4/A DOMAIN PARTERS VII L P NEOT Common Stock F - Taxes D 14.0000 -101,132 -1,416 3,021,643
2014-12-10 2014-11-25 4/A DOMAIN PARTERS VII L P NEOT Common Stock M - Exercise D 8.5400 165,790 1,416 3,122,775
2014-12-10 2014-11-25 4/A DOMAIN PARTERS VII L P NEOT Common Stock F - Taxes D 14.0000 -56,185 -787 2,956,985
2014-12-10 2014-11-25 4/A DOMAIN PARTERS VII L P NEOT Common Stock M - Exercise D 8.5400 92,105 787 3,013,170
2014-12-10 2014-11-25 4/A DOMAIN PARTERS VII L P NEOT Common Stock C - Conversion D 2,921,065 2,921,065
2014-12-10 2014-11-25 4/A DP VII ASSOCIATES LP NEOT Series C Preferred Stock Warrant (Right to Buy) M - Exercise D 8.54 -2,827 0
2014-12-10 2014-11-25 4/A DP VII ASSOCIATES LP NEOT Series B-2 Preferred Stock Warrant (Right to Buy) M - Exercise D 8.54 -1,570 0
2014-12-10 2014-11-25 4/A DP VII ASSOCIATES LP NEOT Series C Preferred Stock C - Conversion D -102,282 0
2014-12-10 2014-11-25 4/A DP VII ASSOCIATES LP NEOT Series B-2 Preferred Stock C - Conversion D -36,913 0
2014-12-10 2014-11-25 4/A DP VII ASSOCIATES LP NEOT Series B Preferred Stock C - Conversion D -104,247 0
2014-12-10 2014-11-25 4/A DP VII ASSOCIATES LP NEOT Series A Preferred Stock C - Conversion D -12,578 0
2014-12-10 2014-11-25 4/A DP VII ASSOCIATES LP NEOT Common Stock F - Taxes D 14.0000 -1,725 -24 48,025
2014-12-10 2014-11-25 4/A DP VII ASSOCIATES LP NEOT Common Stock M - Exercise D 8.5400 2,827 24 49,750
2014-12-10 2014-11-25 4/A DP VII ASSOCIATES LP NEOT Common Stock F - Taxes D 14.0000 -958 -13 46,923
2014-12-10 2014-11-25 4/A DP VII ASSOCIATES LP NEOT Common Stock M - Exercise D 8.5400 1,570 13 47,881
2014-12-10 2014-11-25 4/A DP VII ASSOCIATES LP NEOT Common Stock C - Conversion D 46,311 46,311
2014-12-01 2014-11-25 4/A JANNEY DANIEL Alta Partners VIII, LP NEOT Common Stock X - Other I 8.5400 93,676 800 2,595,257
2014-11-26 2014-11-25 4 DP VII ASSOCIATES LP NEOT Series C Preferred Stock Warrant (Right to Buy) M - Exercise D 8.54 -2,827 0
2014-11-26 2014-11-25 4 DP VII ASSOCIATES LP NEOT Series B-2 Preferred Stock Warrant (Right to Buy) M - Exercise D 8.54 -1,570 0
2014-11-26 2014-11-25 4 DP VII ASSOCIATES LP NEOT Series C Preferred Stock C - Conversion D -102,282 0
2014-11-26 2014-11-25 4 DP VII ASSOCIATES LP NEOT Series B-2 Preferred Stock C - Conversion D -36,913 0
2014-11-26 2014-11-25 4 DP VII ASSOCIATES LP NEOT Series B Preferred Stock C - Conversion D -104,247 0
2014-11-26 2014-11-25 4 DP VII ASSOCIATES LP NEOT Series A Preferred Stock C - Conversion D -12,578 0
2014-11-26 2014-11-25 4 DP VII ASSOCIATES LP NEOT Common Stock F - Taxes D 14.0000 -1,725 -24 48,023
2014-11-26 2014-11-25 4 DP VII ASSOCIATES LP NEOT Common Stock M - Exercise D 8.5400 2,827 24 49,748
2014-11-26 2014-11-25 4 DP VII ASSOCIATES LP NEOT Common Stock F - Taxes D 14.0000 -958 -13 46,921
2014-11-26 2014-11-25 4 DP VII ASSOCIATES LP NEOT Common Stock M - Exercise D 8.5400 1,570 13 47,879
2014-11-26 2014-11-25 4 DP VII ASSOCIATES LP NEOT Common Stock C - Conversion D 46,309 46,309
2014-11-26 2014-11-25 4 DOMAIN PARTERS VII L P NEOT Series C Preferred Stock Warrant (Right to Buy) M - Exercise D 8.54 -165,790 0
2014-11-26 2014-11-25 4 DOMAIN PARTERS VII L P NEOT Series B-2 Preferred Stock Warrant (Right to Buy) M - Exercise D 8.54 -92,105 0
2014-11-26 2014-11-25 4 DOMAIN PARTERS VII L P NEOT Series C Preferred Stock C - Conversion D -7,252,144 0
2014-11-26 2014-11-25 4 DOMAIN PARTERS VII L P NEOT Series B-2 Preferred Stock C - Conversion D -2,164,305 0
2014-11-26 2014-11-25 4 DOMAIN PARTERS VII L P NEOT Series B Preferred Stock C - Conversion D -6,111,968 0
2014-11-26 2014-11-25 4 DOMAIN PARTERS VII L P NEOT Series A Preferred Stock C - Conversion D -737,422 0
2014-11-26 2014-11-25 4 DOMAIN PARTERS VII L P NEOT Common Stock P - Purchase D 14.0000 70,000 980 3,091,642
2014-11-26 2014-11-25 4 DOMAIN PARTERS VII L P NEOT Common Stock F - Taxes D 14.0000 -101,132 -1,416 3,021,642
2014-11-26 2014-11-25 4 DOMAIN PARTERS VII L P NEOT Common Stock M - Exercise D 8.5400 165,790 1,416 3,122,774
2014-11-26 2014-11-25 4 DOMAIN PARTERS VII L P NEOT Common Stock F - Taxes D 14.0000 -56,185 -787 2,956,984
2014-11-26 2014-11-25 4 DOMAIN PARTERS VII L P NEOT Common Stock M - Exercise D 8.5400 92,105 787 3,013,169
2014-11-26 2014-11-25 4 DOMAIN PARTERS VII L P NEOT Common Stock C - Conversion D 2,921,064 2,921,064
2014-11-25 2014-11-25 4 JANNEY DANIEL Alta Parnters VIII, LP NEOT Warrant X - Other I 1.40 1.4000 -214,285 -300 0
2014-11-25 2014-11-25 4 JANNEY DANIEL Alta Parnters VIII, LP NEOT Warrant X - Other I 1.40 1.4000 -707,142 -990 0
2014-11-25 2014-11-25 4 JANNEY DANIEL Alta Parnters VIII, LP NEOT Warrant X - Other I 1.85 1.8500 -432,432 -800 0
2014-11-25 2014-11-25 4 JANNEY DANIEL Alta Parnters VIII, LP NEOT Series C Preferred Stock C - Conversion I -4,489,065 0
2014-11-25 2014-11-25 4 JANNEY DANIEL Alta Parnters VIII, LP NEOT Series B-2 Preferred Stock C - Conversion I -2,201,220 0
2014-11-25 2014-11-25 4 JANNEY DANIEL Alta Parnters VIII, LP NEOT Series B Preferred Stock C - Conversion I -6,216,215 0
2014-11-25 2014-11-25 4 JANNEY DANIEL Alta Parnters VIII, LP NEOT Seires A Preferred Stock C - Conversion I -750,000 0
2014-11-25 2014-11-25 4 JANNEY DANIEL Alta Partners VIII, LP NEOT Common Stock P - Purchase I 14.0000 70,000 980 2,667,024
2014-11-25 2014-11-25 4 JANNEY DANIEL Alta Partners VIII, LP NEOT Common Stock S - Sale I 14.0000 -21,429 -300 2,597,024
2014-11-25 2014-11-25 4 JANNEY DANIEL Alta Partners VIII, LP NEOT Common Stock X - Other I 8.5400 35,128 300 2,618,453
2014-11-25 2014-11-25 4 JANNEY DANIEL Alta Partners VIII, LP NEOT Common Stock S - Sale I 14.0000 -70,714 -990 2,583,325
2014-11-25 2014-11-25 4 JANNEY DANIEL Alta Partners VIII, LP NEOT Common Stock X - Other I 8.5400 115,925 990 2,654,039
2014-11-25 2014-11-25 4 JANNEY DANIEL Alta Partners VIII, LP NEOT Common Stock S - Sale I 14.0000 -57,143 -800 2,538,114
2014-11-25 2014-11-25 4 JANNEY DANIEL Alta Partners VIII, LP NEOT Common Stock X - Other I 11.2900 93,676 1,058 2,595,257
2014-11-25 2014-11-25 4 JANNEY DANIEL Alta Partners VIII, LP NEOT Common Stock C - Conversion I 735,912 2,501,581
2014-11-25 2014-11-25 4 JANNEY DANIEL Alta Partners VIII, LP NEOT Common Stock C - Conversion I 476,845 1,765,669
2014-11-25 2014-11-25 4 JANNEY DANIEL Alta Partners VIII, LP NEOT Common Stock C - Conversion I 1,161,939 1,288,824
2014-11-25 2014-11-25 4 JANNEY DANIEL Alta Partners VIII, LP NEOT Common Stock C - Conversion I 122,951 126,885
2014-11-25 2014-11-25 4 RMI Investments S.a.r.l. NEOT Series C Preferred Stock C - Conversion D -9,244,852 0
2014-11-25 2014-11-25 4 RMI Investments S.a.r.l. NEOT Common Stock P - Purchase D 14.0000 70,000 980 1,585,549
2014-11-25 2014-11-25 4 RMI Investments S.a.r.l. NEOT Common Stock C - Conversion D 1,515,549 1,515,549
2014-11-25 2014-11-25 4 Gorbachev Maxim RMI Investments S.a.r.l. NEOT Series C Preferred Stock C - Conversion I -9,244,852 0
2014-11-25 2014-11-25 4 Gorbachev Maxim RMI Investments S.a.r.l NEOT Common Stock P - Purchase I 14.0000 70,000 980 1,585,549
2014-11-25 2014-11-25 4 Gorbachev Maxim RMI Investments S.a.r.l NEOT Common Stock C - Conversion I 1,515,549 1,515,549
2014-11-19 3 Alta Partners VIII, L.P. Alta Partners VIII, LP NEOT Common Stock I 7,868
2014-11-19 3 Alta Partners VIII, L.P. Alta Partners VIII, LP NEOT Common Stock I 7,868
2014-11-19 3 Alta Partners VIII, L.P. Alta Partners VIII, LP NEOT Common Stock I 7,868
2014-11-19 3 Alta Partners VIII, L.P. Alta Partners VIII, LP NEOT Common Stock I 7,868
2014-11-19 3 Alta Partners VIII, L.P. Alta Partners VIII, LP NEOT Common Stock I 7,868
2014-11-19 3 Alta Partners VIII, L.P. Alta Partners VIII, LP NEOT Common Stock I 7,868
2014-11-19 3 Mahaffey George W NEOT Common Stock D 393,442
2014-11-19 3 Mahaffey George W NEOT Common Stock D 393,442
2014-11-19 3 Kamdar Kim P. NEOT Common Stock D 7,868
2014-11-19 3 Kamdar Kim P. NEOT Common Stock D 7,868
2014-11-19 3 Kamdar Kim P. NEOT Common Stock D 7,868
2014-11-19 3 Kamdar Kim P. NEOT Common Stock D 7,868
2014-11-19 3 Kamdar Kim P. NEOT Common Stock D 7,868
2014-11-19 3 Kamdar Kim P. NEOT Common Stock D 7,868
2014-11-19 3 Kamdar Kim P. NEOT Common Stock D 7,868
2014-11-19 3 Kamdar Kim P. NEOT Common Stock D 7,868
2014-11-19 3 Kamdar Kim P. NEOT Common Stock D 7,868
P
공개 시장에서 또는 사적으로 비파생증권 또는 파생증권 매입
S
공개 시장에서 또는 사적으로 비파생증권 또는 파생증권 매각
A
자사로부터 유가증권(옵션 등)을 보조, 지급 또는 기타 취득
C
파생상품 전환
D
자사에게 유가증권을 매각 또는 양도
F
기업으로부터 인도 받은 유가증권의 일부를 사용한 행사 가격 또는 조세 채무의 지급
G
내부자에 의한 또는 내부자에게 증권 증여
K
지분스왑 및 유사 위험 회피거래
M
자사로부터 인도 받은 파생증권(옵션 등)의 행사 또는 전환
V
보고서 양식 4에 자진 신고된 거래
J
기타 (거래 내용을 설명하는 각주와 동반)
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