| 발행주식수 | 37,275,107 shares |
| 내부자 지분 | 10,334,547 shares |
| 내부자 주주 | 27.73 % |
| 전체 내부자 | 27 |
내부자 센티멘트 점수
내부자 센티멘트 점수를 통해서 내부자들이 법인 지분을 매입하는 기업들에 대해서 알아볼 수 있습니다.
이는 내부자의 누적도가 가장 높은 기업을 식별하는 정교하고 복합적인 지수를 분석하는 계량 모델의 결과 값입니다. 스코어링 모델은 이전 90일 동안 매수한 "내부자의 순 숫자", "매수한 주식의 총합", "내부자가 소유한 주식의 총합"의 조합을 사용합니다. 점수는 0에서 100 사이이며, 점수가 높을수록 피어(Peer: 동종업계 경쟁기업)에 대한 누적도가 높다는 것을 나타내며, 평균은 50입니다.
업데이트 주기: 일별
내부자의 누적도가 가장 높은 기업 목록을 확인할 수 있는 내부자들의 최다 선택(Insiders Top Picks)을 참고하십시오.
내부 경영진 센티멘트 점수
내부 경영진 센티멘트 점수를 통해서 내부 경영진들이 법인 지분을 매입하는 기업들에 대해서 알아볼 수 있습니다.
내부 거래의 정의에 따라 내부 경영진(기업 임원)도 내부자이지만, 다른 내부자(10% 주주 및 이사회 구성원)들과는 달리 내부 경영진은 매일 회사에서 근무하며, 거래 시에 자신의 자금을 사용합니다. (많은 경우에 10% 주주 및 이사회 구성원은 다른 사람의 자금을 관리하는 자금 관리자입니다.) 따라서 내부 경영진(기업 임원: Officer)의 내부 거래는 훨씬 더 중요하며 올바른 분석이 필요합니다.
내부자 센티멘트 점수와 마찬가지로 임원 감정 점수는 가장 높은 수준의 임원 축적을 가진 기업을 식별하는 정교하고 복합적인 지수 퀀트(Multi-factor quantitative) 모델의 결과입니다.
업데이트 주기: 일별
내부자의 누적도가 가장 높은 기업 목록을 확인할 수 있는 내부자들의 최다 선택(Insiders Top Picks)을 참고하십시오.
주요 내부자 지표
이 수치는 해당 기업이 다양한 내부자 지표에 따라 어떻게 순위를 매겨지는 지를 설명합니다. 백분위 순위는 이 기업이 미국 시장의 다른 기업들과 어떻게 비교되는지 보여줍니다. 순위가 높을수록 더 나은 상황에 있다는 것을 의미합니다.
예를 들어, 일반적으로 내부자의 매입은 긍정적인 지표라고 간주되어지기 때문에, 내부자의 매입(내부자의 매각, 역시도)가 적은 기업보다 내부자의 매입이 많은 기업은 순위가 높을 것입니다.
내부자 트레이딩 차트
Harrow, Inc. 내부자의 매매 거래는 아래 차트에 나와 있습니다. 내부자들은 기업의 임원(내부 경영진), 이사 또는 주요 투자자입니다. 일반적으로 내부자가 중요한 비공개 정보를 기반으로 자신이 속한 기업을 거래하는 것은 불법으로 간주됩니다. 이것은 내부자가 자신의 기업 내에서 행하는 모든 거래가 불법이라는 것을 뜻은 아닙니다. 그러나 그들은 자신들의 모든 거래를 양식 4를 통해 SEC에 보고해야만 합니다.
내부자의 명단 및 이익 지표
아래 표는 공개된 내부자의 목록이며, SEC에 공개된 제출 문서에서 자동으로 생성됩니다. "이름", "가장 최근의 직급", "이사, 임원 또는 10% 주주"에 대한 지정 외에도 최근에 공개된 보유 주식에 대한 정보를 보여줍니다. 또한 가능한 경우 내부자의 과거 거래 실적도 확인 가능합니다. 과거 거래 실적은 내부자가 실제 "공개 시장"(Open market) 매입 거래를 수행한 실적을 가중 평균한 값입니다. 이 계산 방법에 대한 자세한 내용은 유튜브 웨비나 를 참조하시면 됩니다.
See our leaderboard of most profitable insider traders.
| 내부자 | 평균 이익률 (%) | 소유 지분 |
주식 분할 |
|---|---|---|---|
| Stephen G Austin Director - [D] | 91,987 | 91,987 | |
| Jeffrey J Abrams Director - [D] | 45,927 | 45,927 | |
| Mark L Baum CHIEF EXECUTIVE OFFICER, Director - [D] [O] | 2,996,130 | 2,996,130 | |
| Boll Andrew R. PRESIDENT AND CFO - [O] | 814,679 | 814,679 | |
| August Shelby Bassani Director - [D] | 13,488 | 13,488 | |
| Balbir Brar Director - [D] | 49,305 | 49,305 | |
| Brett Conrad - | 1,416,000 | 1,416,000 | |
|
Dermastar International, Llc
10% Owner -
|
0 | 0 | |
| Clayton D Edwards | 55,000 |
| 내부자 | 평균 이익률 (%) | 소유 지분 |
주식 분할 |
|---|---|---|---|
| Paul Finnegan Director - [D] | 6,865 | 6,865 | |
| Adrienne L Graves Director - [D] | 1,000 | 1,000 | |
| Robert J Kammer Director - [D] | 797,327 | 797,327 | |
| Peter C Kenny Director - [D] | 8,947 | 8,947 | |
| Richard L Md Lindstrom Director - [D] | 126,100 | 126,100 | |
|
Alexej Ladonnikov
10% Owner -
|
1,984,156 | 1,984,156 | |
| Longboard Capital Advisors, LLC - | 1,416,000 | 1,416,000 | |
| Makary Martin A. Director - [D] | 45,000 | 45,000 | |
|
Donald Paul Miloni
10% Owner -
|
468,576 | 468,576 |
| 내부자 | 평균 이익률 (%) | 소유 지분 |
주식 분할 |
|---|---|---|---|
| Nelson William H. Director - [D] | 12,904 | 12,904 | |
|
Opaleye Management Inc.
10% Owner -
|
59,428 | 59,428 | |
| Anthony Principi Director - [D] | 93,798 | 93,798 | |
|
Professional Compounding Centers of America, Inc.
10% Owner -
|
832,682 | 832,682 | |
| Saharek John P. CEO & President, ImprimisRx - [O] | 467,388 | 467,388 | |
| Lauren P Silvernail Director - [D] | 1,000 | 1,000 | |
| Joachim PH Schupp | 25,000 | ||
| Teresa Sparks | 17,006 | ||
| Van Horn R. Lawrence Director - [D] | 1,860 | 1,860 |
Report errors via our new Insider Auditing Tool
내부자의 매입 내역 추적: 단기 이익 분석
이 섹션에서는 HROW / Harrow, Inc.에서 계획되지 않은 "공개 시장"(Open market)의 내부자가 매입한 모든 상품의 수익성을 분석합니다. 이 분석을 통해서 내부자가 비정상적인 수익을 지속적으로 창출하는지 파악하는 데 도움이 되며, 이러한 분석은 수행해볼 가치가 있습니다. 이 분석은 개별 거래 후 1년 동안 수행한 것이며, 결과는 이론 값입니다. .
아래 표는 사전 거래 계획(Automated trading plan)에 포함되지 않은 가장 최근의 "공개 시장"(Open market)에서의 매입을 보여줍니다.
조정된 가격은 분할 조정 가격입니다. 조정된 지분은 분할 조정 지분입니다.
내부자 매매의 실적: 단기 손실 분석
이 섹선에서는 HROW / Harrow, Inc.에서 이루어진 "공개 시장(Open market)"에서의 모든 계획되지 않은 내부자 매매의 단기 손실 회피(Short-term loss avoidance)를 분석합니다. 일관된 손실 회피 패턴을 통해서 향후 매매 거래가 가격 하락을 초래할 수도 있음을 예상할 수 있습니다. 이 분석은 각 각 매매 거래 후 1년 동안의 자료이며, 결과는 이론 값입니다. .
아래 표는 사전 거래 계획(Automated trading plan)에 포함되지 않은 가장 최근의 공개 시장에서의 매매를 보여줍니다.
조정된 가격은 분할 조정 가격입니다. 조정된 지분은 분할 조정 지분입니다.
거래 내역
전체 거래 내역을 보려면 링크 아이콘을 클릭하세요. 10b5-1 자동 거래 계획의 일부로 보고된 거래는 10b-5 열에 X 표시가 나타납니다.
| 보고일 | 거래일 | 양식 | 내부자 | 티커 | 증권 소유권 | 코드 | 직접 | 행사 가격 |
단위 가격 |
단위 변동 |
가치 변동 (단위: 1,000) |
잔여 옵션 |
잔여 주식 |
|
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2026-05-19 | 2026-05-18 | 4 | SILVERNAIL LAUREN P | HROW | Common Stock | D | 31.0000 | 1,000 | 31 | 1,000 | ||||
| 2026-05-19 | 2026-05-18 | 4 | Graves Adrienne L | HROW | Common Stock | D | 31.0700 | 1,000 | 31 | 1,000 | ||||
| 2026-05-15 | 2026-05-14 | 4 | BAUM MARK L | HROW | Common Stock | D | 30.2000 | 10,000 | 302 | 2,996,130 | ||||
| 2026-05-15 | 2026-05-14 | 4 | BOLL ANDREW R. | HROW | Common Stock | D | 29.9000 | 3,500 | 105 | 814,679 | ||||
| 2026-03-05 | 2026-03-04 | 4 | Opaleye Management Inc. By Managed Account | HROW | Common Stock, par value $0.001 per share | I | 39.6721 | -4,263 | -169 | 59,428 | ||||
| 2026-03-05 | 2026-03-04 | 4 | Opaleye Management Inc. By Opaleye, L.P. | HROW | Common Stock, par value $0.001 per share | I | 39.6721 | -134,000 | -5,316 | 3,622,000 | ||||
| 2026-03-05 | 2026-03-03 | 4 | Opaleye Management Inc. By Managed Account | HROW | Common Stock, par value $0.001 per share | I | 39.1524 | -1,309 | -51 | 63,691 | ||||
| 2026-03-05 | 2026-03-03 | 4 | Opaleye Management Inc. By Opaleye, L.P. | HROW | Common Stock, par value $0.001 per share | I | 39.1524 | -59,000 | -2,310 | 3,756,000 | ||||
| 2026-03-03 | 2026-02-27 | 4 | Opaleye Management Inc. By Managed Account | HROW | Common Stock, par value $0.001 per share | I | 54.1800 | -5,000 | -271 | 65,000 | ||||
| 2026-01-08 | 2026-01-06 | 4 | Opaleye Management Inc. By Managed Account | HROW | Common Stock, par value $0.001 per share | I | 53.3457 | -20,000 | -1,067 | 70,000 | ||||
| 2025-12-16 | 2025-12-12 | 4 | BOLL ANDREW R. | HROW | Common Stock | D | 47.0600 | -26,665 | -1,255 | 811,179 | ||||
| 2025-12-16 | 2025-12-12 | 4 | BOLL ANDREW R. | HROW | Common Stock | D | 3.9500 | 60,000 | 237 | 837,844 | ||||
| 2025-12-16 | 2025-12-12 | 4 | BAUM MARK L | HROW | Common Stock | D | 47.0600 | -79,994 | -3,765 | 2,986,130 | ||||
| 2025-12-16 | 2025-12-12 | 4 | BAUM MARK L | HROW | Common Stock | D | 3.9500 | 180,000 | 711 | 3,066,124 | ||||
| 2025-07-23 | 2025-07-21 | 4 | BAUM MARK L | HROW | Common stock | D | 37.0800 | -313,338 | -11,619 | 2,886,124 | ||||
| 2025-07-23 | 2025-07-21 | 4 | BAUM MARK L | HROW | Common stock | D | 7.8700 | 600,000 | 4,722 | 3,199,462 | ||||
| 2025-06-11 | 2025-06-10 | 4 | Opaleye Management Inc. By Managed Account | HROW | Common Stock, par value $0.001 per share | I | 30.8022 | -15,000 | -462 | 90,000 | ||||
| 2025-06-11 | 2025-06-09 | 4 | Opaleye Management Inc. By Managed Account | HROW | Common Stock, par value $0.001 per share | I | 30.3732 | -15,204 | -462 | 105,000 | ||||
| 2025-06-05 | 2025-06-04 | 4 | Opaleye Management Inc. By Managed Account | HROW | Common Stock, par value $0.001 per share | I | 30.0153 | -1,796 | -54 | 120,204 | ||||
| 2025-06-05 | 2025-06-03 | 4 | Opaleye Management Inc. By Managed Account | HROW | Common Stock, par value $0.001 per share | I | 30.0387 | -3,000 | -90 | 122,000 | ||||
| 2025-05-14 | 2025-05-13 | 4 | Opaleye Management Inc. By Managed Account | HROW | Common Stock, par value $0.001 per share | I | 26.5890 | -5,000 | -133 | 125,000 | ||||
| 2025-05-14 | 2025-05-12 | 4 | Opaleye Management Inc. By Managed Account | HROW | Common Stock, par value $0.001 per share | I | 25.8959 | -10,000 | -259 | 130,000 | ||||
| 2025-05-14 | 2025-03-24 | 4/A | Opaleye Management Inc. By Managed Account | HROW | Common Stock, par value $0.001 per share | I | 30.0110 | -5,000 | -150 | 140,000 | ||||
| 2025-05-14 | 2025-03-18 | 4/A | Opaleye Management Inc. By Managed Account | HROW | Common Stock, par value $0.001 per share | I | 29.6400 | -5,000 | -148 | 145,000 | ||||
| 2025-04-07 | 2025-04-07 | 4 | BOLL ANDREW R. | HROW | Common Stock | D | 23.0900 | -136,745 | -3,157 | 777,844 | ||||
| 2025-04-07 | 2025-04-03 | 4 | BOLL ANDREW R. | HROW | Common Stock | D | 346,500 | 914,589 | ||||||
| 2025-04-07 | 2025-04-07 | 4 | BAUM MARK L | HROW | Common Stock | D | 23.0900 | -300,363 | -6,935 | 2,599,462 | ||||
| 2025-04-07 | 2025-04-03 | 4 | BAUM MARK L | HROW | Common Stock | D | 762,300 | 2,899,825 | ||||||
| 2025-04-07 | 2025-04-07 | 4 | SAHAREK JOHN P. | HROW | Common Stock | D | 23.0900 | -109,475 | -2,528 | 467,388 | ||||
| 2025-04-07 | 2025-04-03 | 4 | SAHAREK JOHN P. | HROW | Common Stock | D | 277,200 | 576,863 | ||||||
| 2025-03-26 | 2025-03-18 | 4 | Opaleye Management Inc. By Managed Account | HROW | Common Stock, par value $0.001 per share | I | 30.0110 | -5,000 | -150 | 140,000 | ||||
| 2025-03-20 | 2025-03-18 | 4 | Opaleye Management Inc. By Managed Account | HROW | Common Stock, par value $0.001 per share | I | 29.6400 | -5,000 | -148 | 145,000 | ||||
| 2025-03-04 | 2025-02-28 | 4 | Opaleye Management Inc. By Managed Account | HROW | Common Stock, par value $0.001 per share | I | 28.0500 | -5,000 | -140 | 150,000 | ||||
| 2025-01-24 | 2025-01-22 | 4 | Opaleye Management Inc. By Managed Account | HROW | Common Stock, par value $0.001 per share | I | 35.5907 | -20,000 | -712 | 155,000 | ||||
| 2024-09-13 | 2024-09-11 | 4 | SAHAREK JOHN P. | HROW | Common stock | D | 41.3700 | -45,140 | -1,867 | 299,663 | ||||
| 2024-09-13 | 2024-09-11 | 4 | SAHAREK JOHN P. | HROW | Common stock | D | 7.3700 | 90,000 | 663 | 344,803 | ||||
| 2024-04-25 | 2024-04-25 | 4 | Opaleye Management Inc. By Opaleye, L.P. | HROW | Common Stock, par value $0.001 per share | I | 9.9700 | 20,000 | 199 | 3,815,000 | ||||
| 2024-04-24 | 2024-04-24 | 4 | Opaleye Management Inc. By Opaleye, L.P. | HROW | Common Stock, par value $0.001 per share | I | 10.1500 | 8,285 | 84 | 3,795,000 | ||||
| 2024-04-24 | 2024-04-23 | 4 | Opaleye Management Inc. By Opaleye, L.P. | HROW | Common Stock, par value $0.001 per share | I | 10.2900 | 11,715 | 121 | 3,786,715 | ||||
| 2024-04-19 | 2024-04-19 | 4 | Opaleye Management Inc. By Opaleye, L.P. | HROW | Common Stock, par value $0.001 per share | I | 10.5575 | 29,400 | 310 | 3,775,000 | ||||
| 2024-03-28 | 2024-03-28 | 4 | Opaleye Management Inc. By Opaleye, L.P. | HROW | Common Stock, par value $0.001 per share | I | 12.8200 | 50,000 | 641 | 3,745,600 | ||||
| 2024-03-25 | 2024-03-22 | 4 | BAUM MARK L | HROW | Common stock | D | 11.5900 | 9,000 | 104 | 2,137,525 | ||||
| 2024-03-22 | 2024-03-20 | 4 | Opaleye Management Inc. By Opaleye, L.P. | HROW | Common Stock, par value $0.001 per share | I | 9.6500 | 50,600 | 488 | 3,695,600 | ||||
| 2024-03-06 | 2024-03-01 | 4 | SAHAREK JOHN P. | HROW | Common stock | D | 8.7500 | 5,000 | 44 | 254,803 | ||||
| 2024-02-21 | 2024-02-20 | 4 | BAUM MARK L | HROW | Common stock | D | 10.6700 | -59,836 | -638 | 2,128,525 | ||||
| 2024-02-21 | 2024-02-20 | 4 | BAUM MARK L | HROW | Common stock | D | 10.6700 | 150,000 | 1,600 | 2,188,361 | ||||
| 2024-02-21 | 2024-02-20 | 4 | BOLL ANDREW R. | HROW | Common stock | D | 10.6700 | -18,480 | -197 | 568,089 | ||||
| 2024-02-21 | 2024-02-20 | 4 | BOLL ANDREW R. | HROW | Common stock | D | 10.6700 | 45,000 | 480 | 586,569 | ||||
| 2024-02-21 | 2024-02-20 | 4 | SAHAREK JOHN P. | HROW | Common stock | D | 10.6700 | -12,616 | -135 | 249,803 | ||||
| 2024-02-21 | 2024-02-20 | 4 | SAHAREK JOHN P. | HROW | Common stock | D | 10.6700 | 30,000 | 320 | 262,419 | ||||
| 2024-02-08 | 2024-02-07 | 4 | BOLL ANDREW R. | HROW | Common stock | D | 7.7100 | 7,400 | 57 | 541,569 | ||||
| 2024-02-08 | 2024-02-07 | 4 | BAUM MARK L | HROW | Common stock | D | 7.7100 | 15,400 | 119 | 2,038,361 | ||||
| 2023-11-16 | 2023-11-16 | 4 | BAUM MARK L | HROW | Common Stock | D | 8.1100 | 7,500 | 61 | 2,022,961 | ||||
| 2023-11-16 | 2023-11-15 | 4 | Opaleye Management Inc. By Opaleye, L.P. | HROW | Common Stock, par value $0.001 per share | I | 8.0294 | 25,000 | 201 | 3,645,000 | ||||
| 2023-11-14 | 2023-11-10 | 4 | SAHAREK JOHN P. | HROW | Common Stock | D | 12.8300 | -9,778 | -125 | 232,419 | ||||
| 2023-11-14 | 2023-11-10 | 4 | SAHAREK JOHN P. | HROW | Common Stock | D | 20,000 | 242,197 | ||||||
| 2023-09-20 | 2023-09-20 | 4 | Opaleye Management Inc. By Opaleye, L.P. | HROW | Common Stock, par value $0.001 per share | I | 14.4928 | 5,983 | 87 | 3,620,000 | ||||
| 2023-09-20 | 2023-09-19 | 4 | Opaleye Management Inc. By Opaleye, L.P. | HROW | Common Stock, par value $0.001 per share | I | 14.6512 | 14,017 | 205 | 3,614,017 | ||||
| 2023-08-15 | 2023-08-14 | 4 | Makary Martin A. | HROW | Common Stock | D | 16.9200 | 20,000 | 338 | 45,000 | ||||
| 2023-08-15 | 2023-08-14 | 4 | BAUM MARK L | HROW | Common Stock | D | 17.0500 | 5,800 | 99 | 2,015,461 | ||||
| 2023-07-20 | 2023-07-18 | 4 | BAUM MARK L | HROW | Common Stock | D | 18.2300 | -299,968 | -5,468 | 2,009,661 | ||||
| 2023-07-20 | 2023-07-18 | 4 | BAUM MARK L | HROW | Common Stock | D | 762,300 | 2,309,629 | ||||||
| 2023-07-20 | 2023-07-18 | 4 | SAHAREK JOHN P. | HROW | Common Stock | D | 18.2300 | -109,080 | -1,989 | 222,197 | ||||
| 2023-07-20 | 2023-07-18 | 4 | SAHAREK JOHN P. | HROW | Common Stock | D | 277,200 | 331,277 | ||||||
| 2023-07-20 | 2023-07-18 | 4 | BOLL ANDREW R. | HROW | Common Stock | D | 18.2300 | -136,350 | -2,486 | 534,169 | ||||
| 2023-07-20 | 2023-07-18 | 4 | BOLL ANDREW R. | HROW | Common Stock | D | 346,500 | 670,519 | ||||||
| 2023-04-04 | 2023-04-03 | 4 | BAUM MARK L | HROW | Common Stock | D | 20.9700 | -117,633 | -2,467 | 1,547,329 | ||||
| 2023-04-04 | 2023-04-03 | 4 | BAUM MARK L | HROW | Common Stock | D | 8.9900 | 180,000 | 1,618 | 1,664,962 | ||||
| 2023-04-04 | 2023-03-31 | 4 | BOLL ANDREW R. | HROW | Common Stock | D | 21.1600 | -34,442 | -729 | 324,019 | ||||
| 2023-04-04 | 2023-03-31 | 4 | BOLL ANDREW R. | HROW | Common Stock | D | 6.0000 | 90,000 | 540 | 358,461 | ||||
| 2023-01-03 | 2023-01-02 | 4 | BOLL ANDREW R. | HROW | Common Stock | D | 14.7600 | -9,602 | -142 | 268,461 | ||||
| 2023-01-03 | 2023-01-02 | 4 | BOLL ANDREW R. | HROW | Common Stock | D | 23,000 | 278,063 | ||||||
| 2023-01-03 | 2023-01-02 | 4 | BAUM MARK L | HROW | Common Stock | D | 14.7600 | -35,179 | -519 | 1,484,962 | ||||
| 2023-01-03 | 2023-01-02 | 4 | BAUM MARK L | HROW | Common Stock | D | 88,000 | 1,520,141 | ||||||
| 2022-12-23 | 2022-12-22 | 4 | BAUM MARK L | HROW | Common Stock | D | 13.3900 | 25,000 | 335 | 1,432,141 | ||||
| 2022-12-23 | 2022-12-22 | 4 | BOLL ANDREW R. | HROW | Common Stock | D | 13.5400 | 2,500 | 34 | 255,063 | ||||
| 2022-12-23 | 2022-12-22 | 4 | Van Horn R. Lawrence | HROW | Common Stock | D | 13.4200 | 1,860 | 25 | 1,860 | ||||
| 2022-12-23 | 2022-12-21 | 4 | Makary Martin A. | HROW | Common Stock | D | 13.3700 | 25,000 | 334 | 25,000 | ||||
| 2022-12-14 | 2022-12-14 | 4 | Opaleye Management Inc. By Managed Account | HROW | Common Stock, par value $0.001 per share | I | 10.5200 | 16,183 | 170 | 175,000 | ||||
| 2022-12-14 | 2022-12-14 | 4 | Opaleye Management Inc. By Opaleye, L.P. | HROW | Common Stock, par value $0.001 per share | I | 10.5200 | 415,000 | 4,366 | 3,600,000 | ||||
| 2022-10-03 | 2022-09-30 | 4 | LINDSTROM RICHARD L MD | HROW | Common Stock | I | 12.6200 | -40,000 | -505 | 26,100 | ||||
| 2022-09-30 | 2022-09-28 | 4 | Opaleye Management Inc. By Managed Account | HROW | Common Stock, par value $0.001 per share | I | 9.7748 | 1,085 | 11 | 158,817 | ||||
| 2022-09-30 | 2022-09-28 | 4 | Opaleye Management Inc. By Opaleye, L.P. | HROW | Common Stock, par value $0.001 per share | I | 9.7748 | 10,000 | 98 | 3,185,000 | ||||
| 2022-04-13 | 2022-04-13 | 4 | Opaleye Management Inc. By Managed Account | HROW | Common Stock, par value $0.001 per share | I | 6.7632 | 2,832 | 19 | 157,732 | ||||
| 2022-04-13 | 2022-04-13 | 4 | Opaleye Management Inc. By Opaleye, L.P. | HROW | Common Stock, par value $0.001 per share | I | 6.7632 | 10,000 | 68 | 3,175,000 | ||||
| 2022-04-13 | 2022-04-12 | 4 | Opaleye Management Inc. By Managed Account | HROW | Common Stock, par value $0.001 per share | I | 6.7485 | 3,557 | 24 | 154,900 | ||||
| 2022-04-13 | 2022-04-12 | 4 | Opaleye Management Inc. By Opaleye, L.P. | HROW | Common Stock, par value $0.001 per share | I | 6.7485 | 25,000 | 169 | 3,165,000 | ||||
| 2022-02-23 | 2022-02-19 | 4 | BOLL ANDREW R. | HROW | Restricted Stock Unit | D | 0.00 | -50,000 | 0 | |||||
| 2022-02-23 | 2022-02-19 | 4 | BOLL ANDREW R. | HROW | Common Stock | D | 7.8700 | -20,605 | -162 | 252,563 | ||||
| 2022-02-23 | 2022-02-19 | 4 | BOLL ANDREW R. | HROW | Common Stock | D | 50,000 | 273,168 | ||||||
| 2022-02-23 | 2022-02-19 | 4 | SAHAREK JOHN P. | HROW | Restricted Stock Unit | D | 0.00 | -50,000 | 0 | |||||
| 2022-02-23 | 2022-02-19 | 4 | SAHAREK JOHN P. | HROW | Common Stock | D | 7.8700 | -25,923 | -204 | 54,077 | ||||
| 2022-02-23 | 2022-02-19 | 4 | SAHAREK JOHN P. | HROW | Common Stock | D | 50,000 | 80,000 | ||||||
| 2022-01-31 | 2022-01-28 | 4 | Opaleye Management Inc. By Managed Account | HROW | Common Stock, par value $0.001 per share | I | 6.8873 | 1,343 | 9 | 150,000 | ||||
| 2022-01-31 | 2022-01-28 | 4 | Opaleye Management Inc. By Opaleye, L.P. | HROW | Common Stock, par value $0.001 per share | I | 6.8873 | 5,000 | 34 | 3,140,000 | ||||
| 2022-01-21 | 2022-01-20 | 4 | BAUM MARK L | HROW | Stock Option (Right to buy) | D | 2.40 | -125,000 | 0 | |||||
| 2022-01-21 | 2022-01-20 | 4 | BAUM MARK L | HROW | Common Stock | D | 8.3300 | -71,406 | -595 | 1,407,141 | ||||
| 2022-01-21 | 2022-01-20 | 4 | BAUM MARK L | HROW | Common Stock | D | 2.4000 | 125,000 | 300 | 1,478,547 | ||||
| 2021-09-27 | 2021-09-24 | 4 | LINDSTROM RICHARD L MD | HROW | Common Stock | I | 10.0400 | -3,900 | -39 | 66,100 | ||||
| 2021-09-17 | 2021-09-16 | 4 | LINDSTROM RICHARD L MD | HROW | Common Stock | I | 9.0200 | -5,840 | -53 | 70,000 | ||||
| 2021-09-17 | 2021-09-15 | 4 | LINDSTROM RICHARD L MD | HROW | Common Stock | I | 9.0900 | -14,160 | -129 | 75,840 | ||||
| 2021-08-23 | 2021-08-19 | 4 | Opaleye Management Inc. By Managed Account | HROW | Common Stock, par value $0.0001 per share | I | 8.4450 | 2,500 | 21 | 150,000 | ||||
| 2021-08-23 | 2021-08-19 | 4 | Opaleye Management Inc. By Opaleye, L.P. | HROW | Common Stock, par value $0.0001 per share | I | 8.4450 | 50,000 | 422 | 3,135,000 | ||||
| 2021-08-19 | 2021-08-18 | 4 | Opaleye Management Inc. By Managed Account | HROW | Common Stock, par value $0.0001 per share | I | 8.6447 | 1,500 | 13 | 147,500 | ||||
| 2021-08-19 | 2021-08-18 | 4 | Opaleye Management Inc. By Opaleye, L.P. | HROW | Common Stock, par value $0.0001 per share | I | 8.6447 | 45,000 | 389 | 3,085,000 | ||||
| 2021-08-19 | 2021-08-17 | 4 | Opaleye Management Inc. By Managed Account | HROW | Common Stock, par value $0.0001 per share | I | 8.5661 | 1,000 | 9 | 146,000 | ||||
| 2021-08-19 | 2021-08-17 | 4 | Opaleye Management Inc. By Opaleye, L.P. | HROW | Common Stock, par value $0.0001 per share | I | 8.5661 | 25,000 | 214 | 3,040,000 | ||||
| 2021-07-23 | 2021-07-23 | 4 | BAUM MARK L | HROW | Restricted Stock Unit | D | 762,301 | 762,301 | ||||||
| 2021-07-23 | 2021-07-23 | 4 | BOLL ANDREW R. | HROW | Restricted Stock Unit | D | 346,500 | 346,500 | ||||||
| 2021-07-23 | 2021-07-23 | 4 | SAHAREK JOHN P. | HROW | Restricted Stock Unit | D | 277,200 | 277,200 | ||||||
| 2021-07-22 | 2021-07-21 | 4 | Opaleye Management Inc. By Managed Account | HROW | Common Stock, par value $0.0001 per share | I | 7.5965 | 4,706 | 36 | 145,000 | ||||
| 2021-07-22 | 2021-07-21 | 4 | Opaleye Management Inc. By Opaleye, L.P. | HROW | Common Stock, par value $0.0001 per share | I | 7.5965 | 4,500 | 34 | 3,015,000 | ||||
| 2021-07-22 | 2021-07-20 | 4 | Opaleye Management Inc. By Managed Account | HROW | Common Stock, par value $0.0001 per share | I | 7.1999 | 125 | 1 | 140,294 | ||||
| 2021-07-22 | 2021-07-20 | 4 | Opaleye Management Inc. By Opaleye, L.P. | HROW | Common Stock, par value $0.0001 per share | I | 7.1999 | 4,800 | 35 | 3,010,500 | ||||
| 2021-07-22 | 2021-07-19 | 4 | Opaleye Management Inc. By Managed Account | HROW | Common Stock, par value $0.0001 per share | I | 6.9683 | 169 | 1 | 140,169 | ||||
| 2021-07-22 | 2021-07-19 | 4 | Opaleye Management Inc. By Opaleye, L.P. | HROW | Common Stock, par value $0.0001 per share | I | 6.9683 | 5,700 | 40 | 3,005,700 | ||||
| 2021-06-28 | 2021-06-25 | 4 | LINDSTROM RICHARD L MD | HROW | RSU | D | 0.00 | 9,644 | 9,644 | |||||
| 2021-06-28 | 2021-06-25 | 4 | Kammer Robert J | HROW | RSU | D | 0.00 | 9,644 | 9,644 | |||||
| 2021-06-28 | 2021-06-25 | 4 | Van Horn R. Lawrence | HROW | RSU | D | 0.00 | 9,644 | 9,644 | |||||
| 2021-06-28 | 2021-06-25 | 4 | Sparks Teresa | HROW | RSU | D | 0.00 | 9,644 | 9,644 | |||||
| 2021-06-22 | 2021-06-18 | 4 | Opaleye Management Inc. By Managed Account | HROW | Common Stock, par value $0.0001 per share | I | 8.3492 | 3,522 | 29 | 140,000 | ||||
| 2021-06-22 | 2021-06-18 | 4 | Opaleye Management Inc. By Opaleye, L.P. | HROW | Common Stock, par value $0.0001 per share | I | 8.3492 | 59,800 | 499 | 3,000,000 | ||||
| 2021-06-22 | 2021-06-17 | 4 | Opaleye Management Inc. By Managed Account | HROW | Common Stock, par value $0.0001 per share | I | 8.3201 | 462 | 4 | 136,478 | ||||
| 2021-06-22 | 2021-06-17 | 4 | Opaleye Management Inc. By Opaleye, L.P. | HROW | Common Stock, par value $0.0001 per share | I | 8.3201 | 10,800 | 90 | 2,940,200 | ||||
| 2021-05-21 | 2021-05-20 | 4 | LINDSTROM RICHARD L MD | HROW | Common Stock | I | 10.7500 | -10,000 | -108 | 90,000 | ||||
| 2021-04-27 | 2021-04-25 | 4 | BAUM MARK L | HROW | Restricked Stock Unit | D | 0.00 | -850,000 | 0 | |||||
| 2021-04-27 | 2021-04-25 | 4 | BAUM MARK L | HROW | Common Stock | D | 8.2600 | -334,129 | -2,760 | 1,353,547 | ||||
| 2021-04-27 | 2021-04-25 | 4 | BAUM MARK L | HROW | Common Stock | D | 850,000 | 1,687,676 | ||||||
| 2021-04-27 | 2021-04-25 | 4 | BOLL ANDREW R. | HROW | Restricked Stock Unit | D | 0.00 | -127,500 | 0 | |||||
| 2021-04-27 | 2021-04-25 | 4 | BOLL ANDREW R. | HROW | Common Stock | D | 8.2600 | -49,832 | -412 | 223,168 | ||||
| 2021-04-27 | 2021-04-25 | 4 | BOLL ANDREW R. | HROW | Common Stock | D | 127,500 | 273,000 | ||||||
| 2021-02-26 | 2021-02-25 | 4 | BAUM MARK L | HROW | Restricted Stock Unit | D | 0.00 | -200,000 | 850,000 | |||||
| 2021-02-26 | 2021-02-25 | 4 | BAUM MARK L | HROW | Common Stock | D | 200,000 | 837,676 | ||||||
| 2021-02-26 | 2021-02-25 | 4 | BOLL ANDREW R. | HROW | Restricted Stock Unit | D | 0.00 | -30,000 | 127,500 | |||||
| 2021-02-26 | 2021-02-25 | 4 | BOLL ANDREW R. | HROW | Common Stock | D | 7.6800 | -7,500 | -58 | 145,500 | ||||
| 2021-02-26 | 2021-02-25 | 4 | BOLL ANDREW R. | HROW | Common Stock | D | 30,000 | 153,000 | ||||||
| 2021-02-23 | 2021-02-19 | 4 | SAHAREK JOHN P. | HROW | Restricted Stock Unit | D | 0.00 | 30,000 | 30,000 | |||||
| 2021-02-23 | 2021-02-19 | 4 | BOLL ANDREW R. | HROW | Restricted Stock Unit | D | 0.00 | 45,000 | 45,000 | |||||
| 2021-02-23 | 2021-02-19 | 4 | BAUM MARK L | HROW | Restricted Stock Unit | D | 0.00 | 150,000 | 150,000 | |||||
| 2020-12-22 | 2020-12-22 | 4 | Opaleye Management Inc. By Managed Account | HROW | Common Stock, par value $0.0001 per share | I | 5.1948 | 657 | 3 | 136,016 | ||||
| 2020-12-22 | 2020-12-22 | 4 | Opaleye Management Inc. By Opaleye, L.P. | HROW | Common Stock, par value $0.0001 per share | I | 5.1948 | 15,900 | 83 | 2,929,400 | ||||
| 2020-12-22 | 2020-12-21 | 4 | Opaleye Management Inc. By Managed Account | HROW | Common Stock, par value $0.0001 per share | I | 5.2394 | 2,059 | 11 | 135,359 | ||||
| 2020-12-22 | 2020-12-21 | 4 | Opaleye Management Inc. By Opaleye, L.P. | HROW | Common Stock, par value $0.0001 per share | I | 5.2394 | 51,400 | 269 | 2,913,500 | ||||
| 2020-12-22 | 2020-12-18 | 4 | Opaleye Management Inc. By Managed Account | HROW | Common Stock, par value $0.0001 per share | I | 5.3126 | 1,400 | 7 | 133,300 | ||||
| 2020-12-22 | 2020-12-18 | 4 | Opaleye Management Inc. By Opaleye, L.P. | HROW | Common Stock, par value $0.0001 per share | I | 5.3126 | 35,000 | 186 | 2,862,100 | ||||
| 2020-09-30 | 2020-09-28 | 4 | Principi Anthony | HROW | RSU | D | 0.00 | -4,573 | 93,798 | |||||
| 2020-09-30 | 2020-09-28 | 4 | Principi Anthony | HROW | RSU | D | 0.00 | -12,690 | 89,225 | |||||
| 2020-09-30 | 2020-09-28 | 4 | Principi Anthony | HROW | RSU | D | 0.00 | -15,723 | 76,535 | |||||
| 2020-09-30 | 2020-09-28 | 4 | Principi Anthony | HROW | RSU | D | 0.00 | -34,091 | 60,812 | |||||
| 2020-09-30 | 2020-09-28 | 4 | Principi Anthony | HROW | RSU | D | 0.00 | -9,715 | 26,721 | |||||
| 2020-09-30 | 2020-09-28 | 4 | Principi Anthony | HROW | RSU | D | 0.00 | -17,006 | 17,006 | |||||
| 2020-09-30 | 2020-09-28 | 4 | Principi Anthony | HROW | COMMON STOCK | D | 93,798 | 93,798 | ||||||
| 2020-09-30 | 2020-09-28 | 4 | Van Horn R. Lawrence | HROW | RSU | D | 0.00 | 12,500 | 12,500 | |||||
| 2020-07-14 | 2020-07-12 | 4 | Opaleye Management Inc. By Managed Account | HROW | Common Stock, par value $0.0001 per share | I | 4.9801 | 1,900 | 9 | 131,900 | ||||
| 2020-07-14 | 2020-07-12 | 4 | Opaleye Management Inc. By Opaleye, L.P. | HROW | Common Stock, par value $0.0001 per share | I | 4.9886 | 19,000 | 95 | 2,827,100 | ||||
| 2020-07-14 | 2020-07-11 | 4 | Opaleye Management Inc. By Opaleye, L.P. | HROW | Common Stock, par value $0.0001 per share | I | 4.9556 | 46,800 | 232 | 2,808,100 | ||||
| 2020-07-14 | 2020-07-10 | 4 | Opaleye Management Inc. By Opaleye, L.P. | HROW | Common Stock, par value $0.0001 per share | I | 4.9770 | 45,000 | 224 | 2,761,300 | ||||
| 2020-07-09 | 2020-07-09 | 4 | Opaleye Management Inc. By Managed Account | HROW | Common Stock, par value $0.0001 per share | I | 4.8157 | 5,000 | 24 | 130,000 | ||||
| 2020-07-09 | 2020-07-09 | 4 | Opaleye Management Inc. By Opaleye, L.P. | HROW | Common Stock, par value $0.0001 per share | I | 4.8400 | 25,000 | 121 | 2,716,300 | ||||
| 2020-07-09 | 2020-07-08 | 4 | Opaleye Management Inc. By Opaleye, L.P. | HROW | Common Stock, par value $0.0001 per share | I | 4.9943 | 65,000 | 325 | 2,691,300 | ||||
| 2020-07-09 | 2020-07-07 | 4 | Opaleye Management Inc. By Opaleye, L.P. | HROW | Common Stock, par value $0.0001 per share | I | 5.1815 | 41,300 | 214 | 2,626,300 | ||||
| 2020-06-23 | 2020-06-19 | 4 | Opaleye Management Inc. By Opaleye, L.P. | HROW | Common Stock, par value $0.0001 per share | I | 5.5829 | 35,000 | 195 | 2,585,000 | ||||
| 2020-06-08 | 2020-06-04 | 4 | BAUM MARK L | HROW | Employee Stock Option - Right to Buy | D | 7.87 | 600,000 | 600,000 | |||||
| 2020-06-08 | 2020-06-04 | 4 | BAUM MARK L | HROW | Employee Stock Option - Right to Buy | D | 7.87 | -600,000 | 0 | |||||
| 2020-06-08 | 2020-06-04 | 4 | Principi Anthony | HROW | RSU | D | 0.00 | 17,006 | 17,006 | |||||
| 2020-06-08 | 2020-06-04 | 4 | Sparks Teresa | HROW | RSU | D | 0.00 | 17,006 | 17,006 | |||||
| 2020-06-08 | 2020-06-04 | 4 | LINDSTROM RICHARD L MD | HROW | RSU | D | 0.00 | 17,006 | 17,006 | |||||
| 2020-06-08 | 2020-06-04 | 4 | Kammer Robert J | HROW | RSU | D | 0.00 | 17,006 | 17,006 | |||||
| 2020-06-04 | 2020-06-04 | 4 | Opaleye Management Inc. By Opaleye, L.P. | HROW | Common Stock, par value $0.0001 per share | I | 5.7861 | 10,000 | 58 | 2,550,000 | ||||
| 2020-06-04 | 2020-06-03 | 4 | Opaleye Management Inc. By Opaleye, L.P. | HROW | Common Stock, par value $0.0001 per share | I | 5.7431 | 20,600 | 118 | 2,540,000 | ||||
| 2020-06-04 | 2020-06-02 | 4 | Opaleye Management Inc. By Opaleye, L.P. | HROW | Common Stock, par value $0.0001 per share | I | 5.6876 | 19,400 | 110 | 2,519,400 | ||||
| 2020-05-22 | 2020-05-22 | 4 | Opaleye Management Inc. By Managed Account | HROW | Common Stock, par value $0.0001 per share | I | 5.0210 | 5,000 | 25 | 125,000 | ||||
| 2020-05-22 | 2020-05-22 | 4 | Opaleye Management Inc. By Opaleye, L.P. | HROW | Common Stock, par value $0.0001 per share | I | 5.0527 | 8,804 | 44 | 2,500,000 | ||||
| 2020-05-22 | 2020-05-21 | 4 | Opaleye Management Inc. By Managed Account | HROW | Common Stock, par value $0.0001 per share | I | 4.6981 | 200 | 1 | 120,000 | ||||
| 2020-05-22 | 2020-05-21 | 4 | Opaleye Management Inc. By Opaleye, L.P. | HROW | Common Stock, par value $0.0001 per share | I | 4.6555 | 10,396 | 48 | 2,491,196 | ||||
| 2020-05-22 | 2020-05-20 | 4 | Opaleye Management Inc. By Managed Account | HROW | Common Stock, par value $0.0001 per share | I | 4.4981 | 1,200 | 5 | 119,800 | ||||
| 2020-05-22 | 2020-05-20 | 4 | Opaleye Management Inc. By Opaleye, L.P. | HROW | Common Stock, par value $0.0001 per share | I | 4.4700 | 300 | 1 | 2,480,800 | ||||
| 2020-05-22 | 3 | Opaleye Management Inc. By Opaleye, L.P. | HROW | Common Stock, $0.001 par value | I | 5,079,600 | ||||||||
| 2020-05-22 | 3 | Opaleye Management Inc. By Managed Account | HROW | Common Stock, $0.001 par value | I | 2,717,700 | ||||||||
| 2020-05-22 | 3 | Opaleye Management Inc. By Opaleye, L.P. | HROW | Common Stock, $0.001 par value | I | 5,079,600 | ||||||||
| 2020-05-22 | 3 | Opaleye Management Inc. By Managed Account | HROW | Common Stock, $0.001 par value | I | 2,717,700 | ||||||||
| 2020-05-22 | 3 | Opaleye Management Inc. By Opaleye, L.P. | HROW | Common Stock, $0.001 par value | I | 5,079,600 | ||||||||
| 2020-05-22 | 3 | Opaleye Management Inc. By Managed Account | HROW | Common Stock, $0.001 par value | I | 2,717,700 | ||||||||
| 2020-03-18 | 2020-03-16 | 4 | Sparks Teresa | HROW | RSU | D | 0.00 | 10,000 | 10,000 | |||||
| 2020-03-18 | 2020-03-16 | 4 | AUSTIN STEPHEN G | HROW | RSU | D | 0.00 | -12,690 | 59,529 | |||||
| 2020-03-18 | 2020-03-16 | 4 | AUSTIN STEPHEN G | HROW | RSU | D | 0.00 | -15,723 | 43,806 | |||||
| 2020-03-18 | 2020-03-16 | 4 | AUSTIN STEPHEN G | HROW | RSU | D | 0.00 | -34,091 | 9,715 | |||||
| 2020-03-18 | 2020-03-16 | 4 | AUSTIN STEPHEN G | HROW | RSU | D | 0.00 | -9,715 | 0 | |||||
| 2020-03-18 | 2020-03-16 | 4 | AUSTIN STEPHEN G | HROW | COMMON STOCK | D | 72,218 | 91,987 | ||||||
| 2020-01-06 | 2020-01-02 | 4/A | BOLL ANDREW R. | HROW | Restricted Stock Unit | D | 0.00 | 23,000 | 23,000 | |||||
| 2020-01-06 | 2020-01-02 | 4/A | BOLL ANDREW R. | HROW | Option - Right to Buy | D | 7.30 | 57,000 | 57,000 | |||||
| 2020-01-06 | 2020-01-02 | 4/A | BAUM MARK L | HROW | Restricted Stock Unit | D | 0.00 | 88,000 | 88,000 | |||||
| 2020-01-06 | 2020-01-02 | 4/A | BAUM MARK L | HROW | Option - Right to Buy | D | 7.30 | 217,500 | 217,500 | |||||
| 2020-01-06 | 2020-01-02 | 4 | BAUM MARK L | HROW | Restricted Stock Unit | D | 0.00 | -88,000 | 88,000 | |||||
| 2020-01-06 | 2020-01-02 | 4 | BAUM MARK L | HROW | Option - Right to Buy | D | 7.30 | -217,500 | 217,500 | |||||
| 2020-01-06 | 2020-01-02 | 4 | BOLL ANDREW R. | HROW | Restricted Stock Unit | D | 0.00 | -23,000 | 23,000 | |||||
| 2020-01-06 | 2020-01-02 | 4 | BOLL ANDREW R. | HROW | Option - Right to Buy | D | 7.30 | -57,000 | 57,000 | |||||
| 2019-11-25 | 2019-11-22 | 4 | BAUM MARK L | HROW | Purchase Warrant | D | 1.79 | -156,000 | 0 | |||||
| 2019-11-25 | 2019-11-22 | 4 | BAUM MARK L | HROW | Common Stock | I | 1.7900 | 156,000 | 279 | 598,126 | ||||
| 2019-11-25 | 2019-11-22 | 4 | BOLL ANDREW R. | HROW | Purchase Warrant | D | 1.79 | -39,000 | 0 | |||||
| 2019-11-25 | 2019-11-22 | 4 | BOLL ANDREW R. | HROW | Common Stock | D | 1.7900 | 39,000 | 70 | 123,000 | ||||
| 2019-11-13 | 2019-11-11 | 4 | Kammer Robert J | HROW | Common Stock | D | 4.7500 | -6,500 | -31 | 797,327 | ||||
| 2019-10-08 | 2019-10-07 | 4 | Kammer Robert J | HROW | Common Stock | D | 5.2500 | -6,500 | -34 | 803,827 | ||||
| 2019-09-11 | 2019-09-09 | 4 | Kammer Robert J | HROW | Common Stock | D | 5.6700 | -6,500 | -37 | 810,327 | ||||
| 2019-08-14 | 2019-08-12 | 4 | Kammer Robert J | HROW | Common Stock | D | 6.8900 | -6,500 | -45 | 816,827 | ||||
| 2019-07-16 | 2019-07-15 | 4 | Kammer Robert J | HROW | Common Stock | D | 7.9100 | -6,500 | -51 | 823,327 | ||||
| 2019-06-28 | 2019-06-26 | 4 | AUSTIN STEPHEN G | HROW | RSU | D | 0.00 | 9,715 | 9,715 | |||||
| 2019-06-28 | 2019-06-26 | 4 | LINDSTROM RICHARD L MD | HROW | RSU | D | 0.00 | 9,715 | 9,715 | |||||
| 2019-06-28 | 2019-06-26 | 4 | Kammer Robert J | HROW | RSU | D | 0.00 | 9,715 | 9,715 | |||||
| 2019-06-28 | 2019-06-26 | 4 | Principi Anthony | HROW | RSU | D | 0.00 | 9,715 | 9,715 | |||||
| 2019-06-05 | 2019-06-03 | 4 | Kammer Robert J | HROW | Common Stock | D | 5.7800 | -10,000 | -58 | 829,827 | ||||
| 2019-05-03 | 2019-05-01 | 4 | Kammer Robert J | HROW | Common Stock | D | 4.5700 | -10,000 | -46 | 839,827 | ||||
| 2019-04-02 | 2019-04-01 | 4 | Kammer Robert J | HROW | Common Stock | D | 4.7700 | -10,000 | -48 | 849,827 | ||||
| 2019-03-04 | 2019-03-01 | 4 | Kammer Robert J | HROW | Common Stock | D | 6.9100 | -10,000 | -69 | 859,827 | ||||
| 2019-02-21 | 2019-02-19 | 4 | BOLL ANDREW R. | HROW | Restricted Stock Unit | D | 0.00 | 50,000 | 50,000 | |||||
| 2019-02-21 | 2019-02-19 | 4 | BOLL ANDREW R. | HROW | Option - Right to Buy | D | 6.30 | 50,000 | 50,000 | |||||
| 2019-02-21 | 2019-02-19 | 4 | SAHAREK JOHN P. | HROW | Option - Right to Buy | D | 6.30 | 50,000 | 50,000 | |||||
| 2019-02-21 | 2019-02-19 | 4 | SAHAREK JOHN P. | HROW | Restricted Stock Unit | D | 0.00 | 50,000 | 50,000 | |||||
| 2019-02-21 | 2019-02-19 | 4 | BAUM MARK L | HROW | Option - Right to Buy | D | 6.30 | 150,000 | 150,000 | |||||
| 2019-02-01 | 2019-02-01 | 4 | Kammer Robert J | HROW | Common Stock | D | 5.8600 | -10,000 | -59 | 869,827 | ||||
| 2019-01-03 | 2019-01-02 | 4 | Kammer Robert J | HROW | Common Stock | D | 5.3300 | -10,000 | -53 | 879,827 | ||||
| 2018-12-06 | 2018-12-03 | 4 | Kammer Robert J | IMMY | Common Stock | D | 4.6400 | -10,000 | -46 | 889,827 | ||||
| 2018-11-02 | 2018-11-01 | 4 | Kammer Robert J | IMMY | Common Stock | D | 4.2100 | -10,000 | -42 | 899,827 | ||||
| 2018-10-18 | 2018-10-15 | 4 | Kammer Robert J | IMMY | Common Stock | D | 3.0000 | -10,000 | -30 | 909,827 | ||||
| 2018-09-05 | 2018-09-04 | 4 | Kammer Robert J | IMMY | Common Stock | D | 3.0000 | -10,000 | -30 | 919,827 | ||||
| 2018-08-15 | 2018-08-10 | 4 | Kammer Robert J | IMMY | Common Stock | D | 3.0000 | -130,000 | -390 | 929,827 | ||||
| 2018-07-02 | 2018-06-29 | 4 | Kammer Robert J | IMMY | RSU | D | 0.00 | 34,091 | 34,091 | |||||
| 2018-07-02 | 2018-06-29 | 4 | LINDSTROM RICHARD L MD | IMMY | RSU | D | 0.00 | 34,091 | 34,091 | |||||
| 2018-07-02 | 2018-06-29 | 4 | AUSTIN STEPHEN G | IMMY | RSU | D | 0.00 | 34,091 | 34,091 | |||||
| 2018-07-02 | 2018-06-29 | 4 | Principi Anthony | IMMY | RSU | D | 0.00 | 34,091 | 34,091 | |||||
| 2018-02-08 | 2017-03-21 | 5 | Longboard Capital Advisors, LLC | IMMY | Warrants | D | 1.79 | 52,000 | 1,416,000 | |||||
| 2018-02-08 | 2017-03-21 | 5 | Longboard Capital Advisors, LLC | IMMY | Common Stock | D | 1.7900 | 52,000 | 93 | 1,416,000 | ||||
| 2018-02-02 | 2018-02-01 | 4 | BOLL ANDREW R. | IMMY | Restricted Stock Unit | D | 0.00 | -30,000 | 30,000 | |||||
| 2018-02-02 | 2018-02-01 | 4 | BOLL ANDREW R. | IMMY | Common Stock | D | 1.8300 | 30,000 | 55 | 84,000 | ||||
| 2018-02-02 | 2018-02-01 | 4 | SAHAREK JOHN P. | IMMY | Restricted Stock Unit | D | 0.00 | -30,000 | 30,000 | |||||
| 2018-02-02 | 2018-02-01 | 4 | SAHAREK JOHN P. | IMMY | Common Stock | D | 1.8300 | 30,000 | 55 | 30,000 | ||||
| 2018-01-04 | 2018-01-02 | 4 | BAUM MARK L | IMMY | Option - Right to Buy | D | 1.73 | 150,000 | 150,000 | |||||
| 2018-01-04 | 2018-01-02 | 4 | BOLL ANDREW R. | IMMY | Option - Right to Buy | D | 1.73 | 50,000 | 50,000 | |||||
| 2018-01-04 | 2018-01-02 | 4 | SAHAREK JOHN P. | IMMY | Option - Right to Buy | D | 1.73 | 50,000 | 50,000 | |||||
| 2017-07-19 | 2017-07-17 | 4 | Kammer Robert J | IMMY | Common Stock | D | 3.0526 | -10,000 | -31 | 1,059,827 | ||||
| 2017-06-15 | 2017-06-13 | 4 | AUSTIN STEPHEN G | IMMY | RSU | D | 0.00 | 15,723 | 15,723 | |||||
| 2017-06-15 | 2017-06-13 | 4 | Kammer Robert J | IMMY | RSU | D | 0.00 | 15,723 | 15,723 | |||||
| 2017-06-15 | 2017-06-13 | 4 | LINDSTROM RICHARD L MD | IMMY | RSU | D | 0.00 | 15,723 | 15,723 | |||||
| 2017-06-15 | 2017-06-13 | 4 | Principi Anthony | IMMY | RSU | D | 0.00 | 15,723 | 15,723 | |||||
| 2017-05-01 | 2017-04-27 | 4 | LINDSTROM RICHARD L MD | IMMY | Purchase Warrant | I | 1.79 | -100,000 | 0 | |||||
| 2017-05-01 | 2017-04-27 | 4 | LINDSTROM RICHARD L MD | IMMY | Purchase Warrant | I | 1.79 | 100,000 | 100,000 | |||||
| 2017-05-01 | 2017-04-27 | 4 | LINDSTROM RICHARD L MD | IMMY | Purchase Warrant | D | 1.79 | -100,000 | 0 | |||||
| 2017-05-01 | 2017-04-27 | 4 | LINDSTROM RICHARD L MD | IMMY | Common Stock | I | 1.7900 | 100,000 | 179 | 100,000 | ||||
| 2017-04-17 | 2017-04-13 | 4 | Edwards Clayton D | IMMY | Option - Right to Buy | D | 3.77 | 55,000 | 55,000 | |||||
| 2017-03-14 | 2017-03-09 | 4 | Kammer Robert J | IMMY | Common Stock | D | -20,000 | 1,069,827 | ||||||
| 2017-02-03 | 2017-02-01 | 4 | BAUM MARK L | IMMY | Option - Right to Buy | D | 2.23 | 160,000 | 160,000 | |||||
| 2017-02-03 | 2017-02-01 | 4 | BOLL ANDREW R. | IMMY | Option - Right to Buy | D | 2.23 | 55,000 | 55,000 | |||||
| 2017-02-03 | 2017-02-01 | 4 | SAHAREK JOHN P. | IMMY | Option - Right to Buy | D | 2.23 | 55,000 | 55,000 | |||||
| 2016-12-21 | 2016-12-19 | 4 | BAUM MARK L | IMMY | Restricted Stock Unit | D | 0.00 | -200,000 | 0 | |||||
| 2016-12-21 | 2016-12-19 | 4 | BAUM MARK L | IMMY | Purchase Warrant | D | 1.79 | 0.1250 | 156,000 | 20 | 156,000 | |||
| 2016-12-21 | 2016-12-19 | 4 | BAUM MARK L | IMMY | Common Stock | D | 1.7200 | -83,709 | -144 | 442,126 | ||||
| 2016-12-21 | 2016-12-19 | 4 | BAUM MARK L | IMMY | Common Stock | D | 1.7200 | 200,000 | 344 | 525,835 | ||||
| 2016-12-21 | 2016-12-19 | 4 | BAUM MARK L | IMMY | Common Stock | D | 1.7900 | 156,000 | 279 | 325,835 | ||||
| 2016-12-21 | 2016-12-19 | 4 | LINDSTROM RICHARD L MD | IMMY | Purchase Warrant | D | 1.79 | 0.1250 | 100,000 | 12 | 100,000 | |||
| 2016-12-21 | 2016-12-19 | 4 | LINDSTROM RICHARD L MD | IMMY | Common Stock | D | 1.7900 | 100,000 | 179 | 100,000 | ||||
| 2016-12-21 | 2016-12-19 | 4 | BOLL ANDREW R. | IMMY | Purchase Warrant | D | 1.79 | 0.1250 | 39,000 | 5 | 39,000 | |||
| 2016-12-21 | 2016-12-19 | 4 | BOLL ANDREW R. | IMMY | Common Stock | D | 1.7900 | 39,000 | 70 | 54,000 | ||||
| 2016-11-03 | 2016-11-02 | 4 | Kammer Robert J | IMMY | Common Stock | D | 4.5800 | 95,000 | 435 | 1,089,827 | ||||
| 2016-06-14 | 2016-06-10 | 4 | AUSTIN STEPHEN G | IMMY | RSU | D | 0.00 | 12,690 | 12,690 | |||||
| 2016-06-14 | 2016-06-10 | 4 | LINDSTROM RICHARD L MD | IMMY | RSU | D | 0.00 | 12,690 | 12,690 | |||||
| 2016-06-14 | 2016-06-10 | 4 | Principi Anthony | IMMY | RSU | D | 0.00 | 12,690 | 12,690 | |||||
| 2016-06-14 | 2016-06-10 | 4 | Kammer Robert J | IMMY | RSU | D | 0.00 | 12,690 | 12,690 | |||||
| 2016-06-14 | 2016-06-10 | 4 | Nelson William H. | IMMY | RSU | D | 0.00 | 12,690 | 12,690 | |||||
| 2016-04-26 | 2016-04-25 | 4 | BAUM MARK L | IMMY | Executive RSU | D | 0.00 | -1,050,000 | 0 | |||||
| 2016-04-26 | 2016-04-25 | 4 | BAUM MARK L | IMMY | Executive RSU | D | 0.00 | 1,050,000 | 1,050,000 | |||||
| 2016-04-26 | 2016-04-25 | 4 | BOLL ANDREW R. | IMMY | Executive RSU | D | 0.00 | -157,500 | 0 | |||||
| 2016-04-26 | 2016-04-25 | 4 | BOLL ANDREW R. | IMMY | Executive RSU | D | 0.00 | 157,500 | 157,500 | |||||
| 2016-04-05 | 2016-04-01 | 4 | BAUM MARK L | IMMY | Option - Right to Buy | D | 3.95 | 180,000 | 180,000 | |||||
| 2016-04-05 | 2016-04-01 | 4 | BOLL ANDREW R. | IMMY | Option - Right to Buy | D | 3.95 | 60,000 | 60,000 | |||||
| 2016-04-05 | 2016-04-01 | 4 | SAHAREK JOHN P. | IMMY | Option - Right to Buy | D | 3.95 | 60,000 | 60,000 | |||||
| 2016-03-14 | 2016-03-11 | 4/A | Opaleye Management Inc. See Foonote | IMMY | Common Stock | I | 3.6500 | 45,000 | 164 | 1,250,000 | ||||
| 2016-03-14 | 2016-03-11 | 4/A | Opaleye Management Inc. See Foonote | IMMY | Common Stock | I | 3.6000 | 45,000 | 162 | 1,250,000 | ||||
| 2016-03-14 | 2016-03-11 | 4 | Opaleye Management Inc. See Foonote | IMMY | Common Stock | I | 3.6500 | 45,000 | 164 | 1,250,000 | ||||
| 2016-02-03 | 2016-02-01 | 4 | BOLL ANDREW R. | IMMY | Stock Option (Right to Buy) | D | 3.68 | -15,000 | 0 | |||||
| 2016-02-03 | 2016-02-01 | 4 | BOLL ANDREW R. | IMMY | Common Stock | D | 3.6800 | 15,000 | 55 | 202,500 | ||||
| 2015-09-03 | 2015-09-01 | 4 | Principi Anthony | IMMY | Common Stock | D | 4,573 | 4,573 | ||||||
| 2015-08-12 | 2015-08-10 | 4 | LINDSTROM RICHARD L MD | IMMY | Common Stock | D | 4,469 | 10,750 | ||||||
| 2015-08-05 | 2015-07-31 | 4 | BAUM MARK L | IMMY | Employee Stock Option - Right to Buy | D | 7.87 | 600,000 | 600,000 | |||||
| 2015-06-30 | 2015-06-30 | 4 | Opaleye Management Inc. See Foonote | IMMY | Common Stock | I | 7.9000 | 35,000 | 276 | 1,205,000 | ||||
| 2015-05-20 | 3 | Opaleye Management Inc. | IMMY | Imprimis Pharmaceuticals, Inc. | I | 2,334,398 | ||||||||
| 2015-05-20 | 3 | Opaleye Management Inc. | IMMY | Imprimis Pharmaceuticals, Inc. | I | 2,334,398 | ||||||||
| 2015-05-20 | 3 | Opaleye Management Inc. | IMMY | Imprimis Pharmaceuticals, Inc. | I | 2,334,398 | ||||||||
| 2015-05-20 | 3 | Opaleye Management Inc. | IMMY | Imprimis Pharmaceuticals, Inc. | I | 2,334,398 | ||||||||
| 2015-05-20 | 2015-05-19 | 4 | Miloni Donald Paul | IMMY | Common Stock | D | 8.0018 | -110,000 | -880 | 468,576 | ||||
| 2015-05-20 | 2015-05-18 | 4 | Miloni Donald Paul | IMMY | Common Stock | D | 8.0000 | -300,000 | -2,400 | 578,576 | ||||
| 2015-05-20 | 2015-05-19 | 4 | Opaleye Management Inc. See Foonote | IMMY | Common Stock | I | 8.0000 | 2,801 | 22 | 1,170,000 | ||||
| 2015-05-15 | 2015-05-13 | 4 | AUSTIN STEPHEN G | IMMY | Common Stock | D | 6,281 | 19,769 | ||||||
| 2015-05-15 | 2015-05-13 | 4 | LINDSTROM RICHARD L MD | IMMY | Common Stock | D | 6,281 | 6,281 | ||||||
| 2015-05-15 | 2015-05-13 | 4 | Kammer Robert J | IMMY | Common Stock | D | 6,281 | 994,827 | ||||||
| 2015-05-15 | 2015-05-13 | 4 | Nelson William H. | IMMY | Common Stock | D | 6,281 | 12,904 | ||||||
| 2015-04-27 | 2015-04-23 | 4 | Kammer Robert J | IMMY | Warrant (Right to Buy) | D | 5.92 | -15,282 | 0 | |||||
| 2015-04-27 | 2015-04-23 | 4 | Kammer Robert J | IMMY | Common Stock | D | 5.9250 | 15,282 | 91 | 988,546 | ||||
| 2015-02-02 | 2015-02-01 | 4 | SAHAREK JOHN P. | IMMY | Option - Right to Buy | D | 7.37 | 90,000 | 90,000 | |||||
| 2015-02-02 | 2015-02-01 | 4 | SAHAREK JOHN P. | IMMY | Common Stock | D | 30,000 | 30,000 | ||||||
| 2015-02-02 | 2015-02-01 | 4 | BOLL ANDREW R. | IMMY | Common Stock | D | 30,000 | 187,500 | ||||||
| 2015-02-02 | 2015-02-01 | 4 | BOLL ANDREW R. | IMMY | Common Stock | D | 157,500 | 157,500 | ||||||
| 2014-10-02 | 2014-09-30 | 4 | Kammer Robert J | IMMY | Stock Option (Right to Buy) | D | 4.50 | -46,875 | 0 | |||||
| 2014-10-02 | 2014-09-30 | 4 | Kammer Robert J | IMMY | Stock Option (Right to Buy) | D | 4.50 | -25,000 | 0 | |||||
| 2014-10-02 | 2014-09-30 | 4 | Kammer Robert J | IMMY | Common Stock | D | 7.4200 | -28,428 | -211 | 973,264 | ||||
| 2014-10-02 | 2014-09-30 | 4 | Kammer Robert J | IMMY | Common Stock | D | 4.5000 | 46,875 | 211 | 1,001,692 | ||||
| 2014-10-02 | 2014-09-30 | 4 | Kammer Robert J | IMMY | Common Stock | D | 7.4200 | -15,162 | -113 | 954,817 | ||||
| 2014-10-02 | 2014-09-30 | 4 | Kammer Robert J | IMMY | Common Stock | D | 4.5000 | 25,000 | 112 | 969,979 | ||||
| 2014-09-08 | 2014-09-04 | 4 | AUSTIN STEPHEN G | IMMY | Common Stock | D | 6,623 | 13,488 | ||||||
| 2014-09-08 | 2014-09-04 | 4 | Kammer Robert J | IMMY | Common Stock | D | 6,623 | 944,979 | ||||||
| 2014-09-08 | 2014-09-04 | 4 | Bassani August Shelby | IMMY | Common Stock | D | 6,623 | 13,488 | ||||||
| 2014-09-08 | 2014-09-04 | 4 | Nelson William H. | IMMY | Common Stock | D | 6,623 | 6,623 | ||||||
| 2014-04-22 | 2013-09-30 | 5 | Kammer Robert J | IMMY | Common Stock | D | 6,667 | 938,356 | ||||||
| 2014-02-11 | 2014-02-10 | 4 | BAUM MARK L | IMMY | Option - Right to Buy | D | 7.71 | 15,400 | 15,400 | |||||
| 2014-02-11 | 2014-02-10 | 4 | BOLL ANDREW R. | IMMY | Option - Right to Buy | D | 7.71 | 7,400 | 7,400 | |||||
| 2013-10-04 | 2013-10-02 | 4 | Kenny Peter C | IMMY | Common Stock | D | 8,947 | 8,947 | ||||||
| 2013-07-01 | 2013-06-27 | 4 | AUSTIN STEPHEN G | IMMY | COMMON STOCK | D | 6,865 | 6,865 | ||||||
| 2013-07-01 | 2013-06-27 | 4 | Abrams Jeffrey J | IMMY | COMMON STOCK | D | 6,865 | 45,927 | ||||||
| 2013-07-01 | 2013-06-27 | 4 | Finnegan Paul | IMMY | COMMON STOCK | D | 6,865 | 6,865 | ||||||
| 2013-07-01 | 2013-06-28 | 4 | Kammer Robert J | IMMY | COMMON STOCK | D | 33,333 | 931,689 | ||||||
| 2013-07-01 | 2013-06-27 | 4 | Kammer Robert J | IMMY | COMMON STOCK | D | 6,865 | 898,356 | ||||||
| 2013-07-01 | 2013-06-27 | 4 | Bassani August Shelby | IMMY | COMMON STOCK | D | 6,865 | 6,865 | ||||||
| 2013-05-08 | 2013-04-01 | 4 | Schupp Joachim PH | IMMY | OPTION RIGHT TO BUY | D | 6.00 | 25,000 | 25,000 | |||||
| 2013-05-08 | 2013-04-01 | 4 | BOLL ANDREW R. | IMMY | OPTION RIGHT TO BUY | D | 6.00 | 90,000 | 90,000 | |||||
| 2013-05-06 | 2013-05-02 | 4 | BAUM MARK L | IMMY | Option - Right to Buy | D | 8.99 | 180,000 | 180,000 | |||||
| 2013-05-06 | 2013-05-02 | 4 | BAUM MARK L | IMMY | Common Stock | D | 200,000 | 1,419,835 | ||||||
| 2013-05-06 | 2013-05-02 | 4 | BAUM MARK L | IMMY | Common Stock | D | 1,050,000 | 1,219,835 | ||||||
| 2013-03-18 | 3 | Miloni Donald Paul By 1425 Greenwood Lane, LLC | IMMY | Common Stock | I | 151,898 | ||||||||
| 2013-03-18 | 3 | Miloni Donald Paul By RCHER Financial, LLC | IMMY | Common Stock | I | 101,265 | ||||||||
| 2013-03-18 | 3 | Miloni Donald Paul By wife | IMMY | Common Stock | I | 25,316 | ||||||||
| 2013-03-18 | 3 | Miloni Donald Paul | IMMY | Common Stock | D | 878,576 | ||||||||
| 2013-03-15 | 2012-07-12 | 5 | BAUM MARK L | IMMY | Warrants | D | 5.92 | 2,413 | 2,413 | |||||
| 2013-03-15 | 2012-04-30 | 5 | BAUM MARK L DermaStar International, LLC | IMMY | Warrants | I | 5.92 | 48,262 | 0 | |||||
| 2013-03-15 | 2012-04-30 | 5 | BAUM MARK L DermaStar International, LLC | IMMY | Common Stock | I | 762,534.0000 | 193,047 | 147,204,901 | 0 | ||||
| 2013-03-15 | 2012-04-01 | 5 | BAUM MARK L | IMMY | Option (Right to Buy) | D | 4.50 | 25,000 | 25,000 | |||||
| 2013-03-15 | 2012-04-01 | 5 | BAUM MARK L | IMMY | Option (Right to Buy) | D | 4.50 | 60,000 | 60,000 | |||||
| 2013-03-15 | 2012-02-28 | 5 | BAUM MARK L | IMMY | Option (Right to Buy) | D | 2.40 | 125,000 | 125,000 | |||||
| 2013-03-15 | 2012-02-28 | 5 | BAUM MARK L DermaStar International, LLC | IMMY | Convertible Debenture | I | 0.67 | -856,087 | 0 | |||||
| 2013-03-15 | 2012-02-28 | 5 | BAUM MARK L DermaStar International, LLC | IMMY | Common Stock | I | 1,454,962 | 0 | ||||||
| 2013-03-15 | 2012-01-01 | 5 | BAUM MARK L DermaStar International, LLC | IMMY | Convertible Debenture | I | 0.67 | 50,000.0000 | 856,087 | 42,804,350 | 0 | |||
| 2013-03-15 | 2012-02-28 | 5 | Schupp Joachim PH | IMMY | Employee Stock Option (Right to Buy) | D | 3.60 | 75,000 | 75,493 | |||||
| 2013-03-15 | 2011-12-15 | 5 | Schupp Joachim PH | IMMY | Employee Stock Option (Right to Buy) | D | 4.00 | 493 | 75,493 | |||||
| 2013-03-15 | 2012-02-28 | 5 | BOLL ANDREW R. | IMMY | Employee Stock Option (Right to Buy) | D | 3.68 | 15,000 | 15,000 | |||||
| 2013-03-15 | 2012-04-01 | 5 | Finnegan Paul | IMMY | Option (Right to Buy) | D | 4.50 | 25,000 | 150,000 | |||||
| 2013-03-15 | 2012-02-28 | 5 | Finnegan Paul | IMMY | Option (Right to Buy) | D | 3.20 | 125,000 | 150,000 | |||||
| 2013-03-15 | 2012-04-30 | 5 | DERMASTAR INTERNATIONAL, LLC | IMMY | Warrants | D | 5.92 | 48,262 | 0 | |||||
| 2013-03-15 | 2012-04-30 | 5 | DERMASTAR INTERNATIONAL, LLC | IMMY | Common Stock | D | 762,534.0000 | 193,047 | 147,204,901 | 0 | ||||
| 2013-03-15 | 2012-02-28 | 5 | DERMASTAR INTERNATIONAL, LLC | IMMY | Convertible Debenture | D | 0.67 | -856,087 | 0 | |||||
| 2013-03-15 | 2012-02-28 | 5 | DERMASTAR INTERNATIONAL, LLC | IMMY | Common Stock | D | 1,454,962 | 0 | ||||||
| 2013-03-15 | 2012-01-01 | 5 | DERMASTAR INTERNATIONAL, LLC | IMMY | Convertible Debenture | D | 0.67 | 50,000.0000 | 856,087 | 42,804,350 | 0 | |||
| 2013-03-15 | 2012-04-01 | 5 | Brar Balbir | IMMY | Option (Right to Buy) | D | 4.50 | 25,000 | 25,000 | |||||
| 2013-03-15 | 2012-02-28 | 5 | Brar Balbir | IMMY | Option (Right to Buy) | D | 3.68 | 225,000 | 225,000 | |||||
| 2013-03-15 | 2012-07-12 | 5 | Kammer Robert J | IMMY | Warrants | D | 5.92 | 2,413 | 2,413 | |||||
| 2013-03-15 | 2012-04-30 | 5 | Kammer Robert J DermaStar International, LLC | IMMY | Warrants | I | 5.92 | 48,262 | 0 | |||||
| 2013-03-15 | 2012-04-30 | 5 | Kammer Robert J DermaStar International, LLC | IMMY | Common Stock | I | 762,534.0000 | 193,047 | 147,204,901 | 0 | ||||
| 2013-03-15 | 2012-04-01 | 5 | Kammer Robert J | IMMY | Option (Right to Buy) | D | 4.50 | 25,000 | 25,000 | |||||
| 2013-03-15 | 2012-04-01 | 5 | Kammer Robert J | IMMY | Option (Right to Buy) | D | 4.50 | 60,000 | 60,000 | |||||
| 2013-03-15 | 2012-02-28 | 5 | Kammer Robert J DermaStar International, LLC | IMMY | Convertible Debenture | I | 0.67 | -856,087 | 0 | |||||
| 2013-03-15 | 2012-02-28 | 5 | Kammer Robert J DermaStar International, LLC | IMMY | Common Stock | I | 1,454,962 | 0 | ||||||
| 2013-03-15 | 2012-01-01 | 5 | Kammer Robert J DermaStar International, LLC | IMMY | Convertible Debenture | I | 0.67 | 50,000.0000 | 856,087 | 42,804,350 | 0 | |||
| 2013-03-08 | 3 | Professional Compounding Centers of America, Inc. | IMMY | Common Stock | D | 832,682 | ||||||||
| 2012-12-18 | 2012-12-14 | 4 | Bassani August Shelby | IMMY | Option - Right to Buy | D | 2.15 | 38,014 | 38,014 | |||||
| 2012-08-15 | 2012-07-26 | 4 | AUSTIN STEPHEN G | IMMY | Option - Right to Buy | D | 0.90 | 85,616 | 85,616 | |||||
| 2012-07-20 | 2012-07-18 | 4 | BAUM MARK L | IMMY | Common Stock | D | 800,000 | 1,646,927 | ||||||
| 2012-07-20 | 2012-07-12 | 4 | BAUM MARK L DermaStar | IMMY | Series A Convertible Preferred Stock | I | 0.00 | -10 | 0 | |||||
| 2012-07-20 | 2012-07-12 | 4 | BAUM MARK L | IMMY | Common Stock | D | 846,927 | 846,927 | ||||||
| 2012-07-20 | 2012-06-29 | 4 | BAUM MARK L DermaStar | IMMY | Common Stock | I | 7,498,500 | 15,738,545 | ||||||
| 2012-07-20 | 2012-07-12 | 4 | DERMASTAR INTERNATIONAL, LLC | IMMY | Warrants (Right to Buy) | D | 1.18 | -241,308 | 0 | |||||
| 2012-07-20 | 2012-07-12 | 4 | DERMASTAR INTERNATIONAL, LLC | IMMY | Series A Convertible Preferred Stock | D | 0.00 | -10 | 0 | |||||
| 2012-07-20 | 2012-07-12 | 4 | DERMASTAR INTERNATIONAL, LLC | IMMY | Common Stock | D | -15,738,545 | 0 | ||||||
| 2012-07-20 | 2012-06-29 | 4 | DERMASTAR INTERNATIONAL, LLC | IMMY | Common Stock | D | 7,498,500 | 15,738,545 | ||||||
| 2012-07-20 | 2012-07-18 | 4 | Kammer Robert J | IMMY | Common Stock | D | 200,000 | 4,634,254 | ||||||
| 2012-07-20 | 2012-07-12 | 4 | Kammer Robert J DermaStar | IMMY | Series A Convertible Preferred Stock | I | 0.00 | -10 | 0 | |||||
| 2012-07-20 | 2012-07-12 | 4 | Kammer Robert J | IMMY | Common Stock | D | 4,434,254 | 4,434,254 | ||||||
| 2012-07-20 | 2012-06-29 | 4 | Kammer Robert J DermaStar | IMMY | Common Stock | I | 7,498,500 | 15,738,545 | ||||||
| 2012-04-30 | 3 | Kammer Robert J DermaStar International, LLC | IMMY | Common Stock | I | 8,240,045 | ||||||||
| 2012-04-30 | 3 | Kammer Robert J | IMMY | Common Stock | D | 23,206 | ||||||||
| 2012-04-27 | 3 | BAUM MARK L DermaStar International, LLC | IMMY | Common Stock | I | 8,240,045 | ||||||||
| 2012-04-27 | 2012-04-01 | 4 | Abrams Jeffrey J | IMMY | Option (Right to Buy) | D | 0.90 | 125,000 | 436,250 | |||||
| 2012-04-27 | 2012-04-01 | 4 | Abrams Jeffrey J | IMMY | Option (Right to Buy) | D | 0.90 | 300,000 | 311,250 | |||||
| 2012-04-27 | 3 | Brar Balbir Balbir S Brar TTY Trust | IMMY | Common Stock | I | 49,305 | ||||||||
| 2012-04-27 | 3 | Brar Balbir | IMMY | Common Stock | D | 16,717 | ||||||||
| 2012-04-27 | 3 | DERMASTAR INTERNATIONAL, LLC | IMMY | Common Stock | D | 8,240,045 | ||||||||
| 2012-03-27 | 3 | Ladonnikov Alexej | IMMY | Common Stock | D | 1,984,156 |
