| 발행주식수 | 15,743,133 shares |
| 내부자 지분 | 5,591,821 shares |
| 내부자 주주 | 35.52 % |
| 전체 내부자 | 16 |
내부자 센티멘트 점수
내부자 센티멘트 점수를 통해서 내부자들이 법인 지분을 매입하는 기업들에 대해서 알아볼 수 있습니다.
이는 내부자의 누적도가 가장 높은 기업을 식별하는 정교하고 복합적인 지수를 분석하는 계량 모델의 결과 값입니다. 스코어링 모델은 이전 90일 동안 매수한 "내부자의 순 숫자", "매수한 주식의 총합", "내부자가 소유한 주식의 총합"의 조합을 사용합니다. 점수는 0에서 100 사이이며, 점수가 높을수록 피어(Peer: 동종업계 경쟁기업)에 대한 누적도가 높다는 것을 나타내며, 평균은 50입니다.
업데이트 주기: 일별
내부자의 누적도가 가장 높은 기업 목록을 확인할 수 있는 내부자들의 최다 선택(Insiders Top Picks)을 참고하십시오.
내부 경영진 센티멘트 점수
내부 경영진 센티멘트 점수를 통해서 내부 경영진들이 법인 지분을 매입하는 기업들에 대해서 알아볼 수 있습니다.
내부 거래의 정의에 따라 내부 경영진(기업 임원)도 내부자이지만, 다른 내부자(10% 주주 및 이사회 구성원)들과는 달리 내부 경영진은 매일 회사에서 근무하며, 거래 시에 자신의 자금을 사용합니다. (많은 경우에 10% 주주 및 이사회 구성원은 다른 사람의 자금을 관리하는 자금 관리자입니다.) 따라서 내부 경영진(기업 임원: Officer)의 내부 거래는 훨씬 더 중요하며 올바른 분석이 필요합니다.
내부자 센티멘트 점수와 마찬가지로 임원 감정 점수는 가장 높은 수준의 임원 축적을 가진 기업을 식별하는 정교하고 복합적인 지수 퀀트(Multi-factor quantitative) 모델의 결과입니다.
업데이트 주기: 일별
내부자의 누적도가 가장 높은 기업 목록을 확인할 수 있는 내부자들의 최다 선택(Insiders Top Picks)을 참고하십시오.
주요 내부자 지표
이 수치는 해당 기업이 다양한 내부자 지표에 따라 어떻게 순위를 매겨지는 지를 설명합니다. 백분위 순위는 이 기업이 미국 시장의 다른 기업들과 어떻게 비교되는지 보여줍니다. 순위가 높을수록 더 나은 상황에 있다는 것을 의미합니다.
예를 들어, 일반적으로 내부자의 매입은 긍정적인 지표라고 간주되어지기 때문에, 내부자의 매입(내부자의 매각, 역시도)가 적은 기업보다 내부자의 매입이 많은 기업은 순위가 높을 것입니다.
내부자 트레이딩 차트
AIM ImmunoTech Inc. 내부자의 매매 거래는 아래 차트에 나와 있습니다. 내부자들은 기업의 임원(내부 경영진), 이사 또는 주요 투자자입니다. 일반적으로 내부자가 중요한 비공개 정보를 기반으로 자신이 속한 기업을 거래하는 것은 불법으로 간주됩니다. 이것은 내부자가 자신의 기업 내에서 행하는 모든 거래가 불법이라는 것을 뜻은 아닙니다. 그러나 그들은 자신들의 모든 거래를 양식 4를 통해 SEC에 보고해야만 합니다.
내부자의 명단 및 이익 지표
아래 표는 공개된 내부자의 목록이며, SEC에 공개된 제출 문서에서 자동으로 생성됩니다. "이름", "가장 최근의 직급", "이사, 임원 또는 10% 주주"에 대한 지정 외에도 최근에 공개된 보유 주식에 대한 정보를 보여줍니다. 또한 가능한 경우 내부자의 과거 거래 실적도 확인 가능합니다. 과거 거래 실적은 내부자가 실제 "공개 시장"(Open market) 매입 거래를 수행한 실적을 가중 평균한 값입니다. 이 계산 방법에 대한 자세한 내용은 유튜브 웨비나 를 참조하시면 됩니다.
See our leaderboard of most profitable insider traders.
| 내부자 | 평균 이익률 (%) | 소유 지분 |
주식 분할 |
|---|---|---|---|
| Stewart Appelrouth Director - [D] | 388,729 | 376,327 | |
| Nancy Bryan Director - [D] | 291,882 | 282,570 | |
|
William A Carter
CEO, Director, 10% Owner -
[D]
[O]
|
1,225,585 | 1,225,585 | |
| Chemerow David I. Director - [D] | 28,441 | 28,441 | |
| Ralph Christopher Cavalli | 90,000 |
| 내부자 | 평균 이익률 (%) | 소유 지분 |
주식 분할 |
|---|---|---|---|
| Robert IV Dickey | 200,000 | ||
| Equels Thomas K. CEO & President, Director - [D] [O] | 63,922 | 63,922 | |
| Ted D Kellner Director - [D] | 1,969,504 | 1,906,667 | |
| Iraj Eqhbal Kiani Director - [D] | 630,886 | 630,886 | |
| Ellen M Lintal CFO - [O] | 22,892 | 22,162 |
| 내부자 | 평균 이익률 (%) | 소유 지분 |
주식 분할 |
|---|---|---|---|
| William M Mitchell Director - [D] | 521,723 | 505,078 | |
| Richard Piani | 424,608 | ||
| Adam Pascale CFO - [O] | 147,148 | 147,148 | |
| Rodino Peter W. III COO, Secretary, Gen. Counsel - [O] | 401,762 | 388,944 | |
| David R Strayer Chief Science/Medical Officer - [O] | 5,420 | 5,420 | |
| Springate Wayne S. Sr. VP of Operations - [O] | 8,672 | 8,672 |
Report errors via our new Insider Auditing Tool
내부자의 매입 내역 추적: 단기 이익 분석
이 섹션에서는 AIM / AIM ImmunoTech Inc.에서 계획되지 않은 "공개 시장"(Open market)의 내부자가 매입한 모든 상품의 수익성을 분석합니다. 이 분석을 통해서 내부자가 비정상적인 수익을 지속적으로 창출하는지 파악하는 데 도움이 되며, 이러한 분석은 수행해볼 가치가 있습니다. 이 분석은 개별 거래 후 1년 동안 수행한 것이며, 결과는 이론 값입니다. .
아래 표는 사전 거래 계획(Automated trading plan)에 포함되지 않은 가장 최근의 "공개 시장"(Open market)에서의 매입을 보여줍니다.
조정된 가격은 분할 조정 가격입니다. 조정된 지분은 분할 조정 지분입니다.
내부자 매매의 실적: 단기 손실 분석
이 섹선에서는 AIM / AIM ImmunoTech Inc.에서 이루어진 "공개 시장(Open market)"에서의 모든 계획되지 않은 내부자 매매의 단기 손실 회피(Short-term loss avoidance)를 분석합니다. 일관된 손실 회피 패턴을 통해서 향후 매매 거래가 가격 하락을 초래할 수도 있음을 예상할 수 있습니다. 이 분석은 각 각 매매 거래 후 1년 동안의 자료이며, 결과는 이론 값입니다. .
아래 표는 사전 거래 계획(Automated trading plan)에 포함되지 않은 가장 최근의 공개 시장에서의 매매를 보여줍니다.
| 거래일 | 내부자 | 보고된 지분 |
보고된 가격 |
조정된 지분 |
조정된 가격 |
가격 기준 | 최저까지 일수 |
최저에서 가격 |
회피된 최대 손실($) |
회피된 최대 손실율(%) |
|---|---|---|---|---|---|---|---|---|---|---|
| 2024-12-19 | MITCHELL WILLIAM M | 4,580 | 0.1930 | 4,434 | 0.1994 | 884 | 106 | 0.0949 | -462 | -52.36 |
조정된 가격은 분할 조정 가격입니다. 조정된 지분은 분할 조정 지분입니다.
거래 내역
전체 거래 내역을 보려면 링크 아이콘을 클릭하세요. 10b5-1 자동 거래 계획의 일부로 보고된 거래는 10b-5 열에 X 표시가 나타납니다.
| 보고일 | 거래일 | 양식 | 내부자 | 티커 | 증권 소유권 | 코드 | 직접 | 행사 가격 |
단위 가격 |
단위 변동 |
가치 변동 (단위: 1,000) |
잔여 옵션 |
잔여 주식 |
|
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2026-03-16 | 2026-03-12 | 4 | CHEMEROW DAVID I. | AIM | Common Stock | D | 25,000 | 28,441 | ||||||
| 2026-03-16 | 2026-03-12 | 4 | Equels Thomas K. | AIM | Common stock | D | 25,000 | 63,922 | ||||||
| 2026-02-06 | 2026-02-05 | 4 | CHEMEROW DAVID I. The David I Chemerow 1992 Trust | AIM | Common Stock | I | 1.2300 | 2,800 | 3 | 3,441 | ||||
| 2025-06-16 | 2025-06-13 | 4 | Equels Thomas K. | AIM | Common Stock | D | 7.6970 | 107 | 1 | 38,885 | ||||
| 2025-06-13 | 2025-06-12 | 4 | Equels Thomas K. | AIM | Common Stock | D | 8.7000 | 103 | 1 | 38,675 | ||||
| 2025-04-23 | 2025-04-11 | 4 | KELLNER TED D | AIM | Common Stock | D | 0.0254 | 1,968,504 | 50 | 1,969,504 | ||||
| 2025-04-23 | 2025-04-11 | 4 | Equels Thomas K. | AIM | Common Stock | D | 0.0254 | 1,968,504 | 50 | 3,867,533 | ||||
| 2025-04-23 | 2025-04-11 | 4 | MITCHELL WILLIAM M | AIM | Common Stock | D | 0.0254 | 196,851 | 5 | 521,723 | ||||
| 2025-04-07 | 2025-04-04 | 4 | Equels Thomas K. | AIM | Common Stock | D | 0.0630 | 41,000 | 3 | 1,899,029 | ||||
| 2025-04-04 | 2025-04-04 | 4 | Rodino Peter W. III | AIM | Common Stock | D | 0.0870 | 500 | 0 | 401,762 | ||||
| 2025-03-18 | 2025-03-14 | 4 | MITCHELL WILLIAM M | AIM | Common Stock | D | 0.1160 | 44,899 | 5 | 324,872 | ||||
| 2025-03-18 | 2025-03-14 | 4 | CHEMEROW DAVID I. | AIM | Common Stock | D | 0.1160 | 44,899 | 5 | 64,189 | ||||
| 2025-03-18 | 2025-03-14 | 4 | BRYAN NANCY | AIM | Common Stock | D | 0.1160 | 44,899 | 5 | 291,882 | ||||
| 2025-03-06 | 2025-03-05 | 4 | Equels Thomas K. | AIM | Common Stock | D | 0.1346 | 50,000 | 7 | 1,858,029 | ||||
| 2025-03-05 | 2025-03-04 | 4 | Equels Thomas K. | AIM | Common Stock | D | 0.1150 | 44,000 | 5 | 1,808,029 | ||||
| 2025-03-04 | 2025-02-28 | 4 | CHEMEROW DAVID I. | AIM | Common Stock | D | 0.1350 | 19,290 | 3 | 19,290 | ||||
| 2025-03-04 | 2025-02-28 | 4 | MITCHELL WILLIAM M | AIM | Common Stock | D | 0.1350 | 38,580 | 5 | 279,973 | ||||
| 2025-03-04 | 2025-02-28 | 4 | BRYAN NANCY | AIM | Common Stock | D | 0.1350 | 38,580 | 5 | 246,983 | ||||
| 2025-03-04 | 2025-03-04 | 4 | Equels Thomas K. | AIM | Common Stock | D | 0.1200 | 83,334 | 10 | 1,764,029 | ||||
| 2025-02-20 | 2025-01-31 | 4/A | MITCHELL WILLIAM M | AIM | Common Stock | D | 0.2019 | 25,797 | 5 | 198,063 | ||||
| 2025-02-20 | 2025-02-14 | 4/A | MITCHELL WILLIAM M | AIM | Common Stock | D | 0.1202 | 43,330 | 5 | 241,393 | ||||
| 2025-02-20 | 2025-01-15 | 4/A | MITCHELL WILLIAM M | AIM | Common Stock | D | 0.1900 | 27,412 | 5 | 172,266 | ||||
| 2025-02-19 | 2025-02-14 | 4 | BRYAN NANCY | AIM | Common Stock | D | 0.1202 | 43,330 | 5 | 208,403 | ||||
| 2025-02-19 | 2025-02-14 | 4 | MITCHELL WILLIAM M | AIM | Common Stock | D | 0.1202 | -43,330 | -5 | 241,393 | ||||
| 2025-02-03 | 2025-01-31 | 4 | MITCHELL WILLIAM M | AIM | Common Stock | D | 0.2019 | -25,797 | -5 | 198,063 | ||||
| 2025-02-03 | 2025-01-31 | 4 | BRYAN NANCY | AIM | Common Stock | D | 0.2019 | 25,797 | 5 | 165,073 | ||||
| 2025-01-21 | 2024-11-21 | 4 | Equels Thomas K. | AIM | Common Stock | D | 0.2120 | 20,000 | 4 | 1,657,968 | ||||
| 2025-01-17 | 2025-01-15 | 4 | BRYAN NANCY | AIM | Common Stock | D | 0.1900 | 27,412 | 5 | 139,276 | ||||
| 2025-01-17 | 2025-01-15 | 4 | MITCHELL WILLIAM M | AIM | Common Stock | D | 0.1900 | -27,412 | -5 | 172,226 | ||||
| 2025-01-03 | 2024-12-31 | 4 | BRYAN NANCY | AIM | Common Stock | D | 0.1980 | 26,305 | 5 | 111,864 | ||||
| 2025-01-03 | 2024-12-31 | 4 | Appelrouth Stewart | AIM | Common Stock | D | 0.1980 | 8,768 | 2 | 388,729 | ||||
| 2025-01-03 | 2024-12-31 | 4 | MITCHELL WILLIAM M | AIM | Common Stock | D | 0.1980 | 26,305 | 5 | 144,854 | ||||
| 2024-12-23 | 3 | KELLNER TED D By Kellner, Jack F Desc Trust FBO Ted D. Kellner | AIM | Common Stock | I | 98,000 | ||||||||
| 2024-12-23 | 3 | KELLNER TED D By Kellner, Mary T Kellner Revocable Trust | AIM | Common Stock | I | 1,099,000 | ||||||||
| 2024-12-23 | 3 | KELLNER TED D | AIM | Common Stock | D | 1,000 | ||||||||
| 2024-12-23 | 3 | KELLNER TED D By Kellner GRAT | AIM | Common Stock | I | 90,000 | ||||||||
| 2024-12-23 | 3 | KELLNER TED D By Kellner, Ted Combined Profit Sharing/Money Purchase Plan | AIM | Common Stock | I | 25,000 | ||||||||
| 2024-12-23 | 3 | KELLNER TED D By Beta Fund Investment Club | AIM | Common Stock | I | 270,000 | ||||||||
| 2024-12-20 | 2024-12-19 | 4 | MITCHELL WILLIAM M | AIM | Common Stock | D | 0.1930 | -4,580 | -1 | 118,549 | ||||
| 2024-12-19 | 2024-12-18 | 4 | Equels Thomas K. | AIM | Common Stock | D | 0.2060 | 22,727 | 5 | 1,680,695 | ||||
| 2024-12-17 | 2024-12-13 | 4 | BRYAN NANCY | AIM | Common Stock | D | 0.2130 | 24,452 | 5 | 85,559 | ||||
| 2024-12-17 | 2024-12-13 | 4 | Appelrouth Stewart | AIM | Common Stock | D | 0.2130 | 24,452 | 5 | 379,961 | ||||
| 2024-12-17 | 2024-12-13 | 4 | MITCHELL WILLIAM M | AIM | Common Stock | D | 0.2130 | 24,452 | 5 | 123,803 | ||||
| 2024-12-04 | 2024-12-02 | 4 | Appelrouth Stewart | AIM | Common Stock | D | 0.2120 | 11,111 | 2 | 355,509 | ||||
| 2024-12-04 | 2024-12-02 | 4 | Appelrouth Stewart | AIM | Common Stock | D | 0.2120 | 1 | 0 | 344,398 | ||||
| 2024-12-03 | 2024-12-02 | 4 | MITCHELL WILLIAM M | AIM | Common Stock | D | 0.2300 | 22,645 | 5 | 99,351 | ||||
| 2024-12-03 | 2024-12-02 | 4 | Appelrouth Stewart | AIM | Common Stock | D | 0.2300 | 22,645 | 5 | 344,397 | ||||
| 2024-12-03 | 2024-12-02 | 4 | BRYAN NANCY | AIM | Common Stock | D | 0.2300 | 22,645 | 5 | 61,107 | ||||
| 2024-11-21 | 2024-11-20 | 4 | Equels Thomas K. | AIM | Common Stock | D | 0.1990 | 85,000 | 17 | 1,637,968 | ||||
| 2024-11-21 | 2024-11-20 | 4 | Appelrouth Stewart | AIM | Common Stock | D | 0.1930 | 81,953 | 16 | 321,752 | ||||
| 2024-11-20 | 2024-11-20 | 4 | Equels Thomas K. | AIM | Common Stock | D | 0.1830 | 60,110 | 11 | 1,552,968 | ||||
| 2024-09-17 | 2024-09-16 | 4 | Equels Thomas K. | AIM | Common Stock | D | 0.3030 | 5,000 | 2 | 1,493,042 | ||||
| 2024-09-16 | 2024-09-13 | 4 | Equels Thomas K. | AIM | Common Stock | D | 0.3080 | 20,000 | 6 | 1,488,042 | ||||
| 2024-09-12 | 2024-09-11 | 4 | Equels Thomas K. | AIM | Common Stock | D | 0.3200 | 312,500 | 100 | 1,468,042 | ||||
| 2024-08-12 | 2024-08-12 | 4 | Rodino Peter W. III | AIM | Common Stock | D | 0.2650 | 188,679 | 50 | 401,262 | ||||
| 2024-08-12 | 2024-08-12 | 4 | Equels Thomas K. | AIM | Common Stock | D | 0.2650 | 377,358 | 100 | 1,155,542 | ||||
| 2024-05-07 | 2024-05-06 | 4 | Rodino Peter W. III | AIM | Common Stock | D | 0.4050 | 30,865 | 13 | 212,583 | ||||
| 2024-05-07 | 2024-05-06 | 4 | Equels Thomas K. | AIM | Common Stock | D | 0.4050 | 61,729 | 25 | 778,184 | ||||
| 2024-03-22 | 2024-03-21 | 4 | BRYAN NANCY | AIM | Common Stock | D | 0.3900 | 38,462 | 15 | 38,462 | ||||
| 2024-03-18 | 2024-03-15 | 4 | Equels Thomas K. | AIM | Common Stock | D | 0.3300 | 75,758 | 25 | 716,455 | ||||
| 2024-03-18 | 2024-03-15 | 4 | Rodino Peter W. III | AIM | Common Stock | D | 0.3300 | 37,879 | 13 | 181,718 | ||||
| 2024-03-18 | 2024-03-15 | 4 | Appelrouth Stewart | AIM | Common Stock | D | 0.3300 | 90,910 | 30 | 239,765 | ||||
| 2023-11-27 | 2023-11-27 | 4 | Equels Thomas K. | AIM | Common Stock | D | 0.4430 | 33,861 | 15 | 640,697 | ||||
| 2023-09-29 | 2023-09-29 | 4 | Equels Thomas K. | AIM | Common Stock | D | 0.4410 | 22,676 | 10 | 606,836 | ||||
| 2023-08-25 | 2023-08-25 | 4 | Equels Thomas K. | AIM | Common Stock | D | 0.6690 | 8,222 | 6 | 584,160 | ||||
| 2023-08-24 | 2023-08-24 | 4 | Equels Thomas K. | AIM | Common Stock | D | 0.6670 | 14,993 | 10 | 575,938 | ||||
| 2023-07-17 | 2023-07-17 | 4 | Equels Thomas K. | AIM | Common Stock | D | 0.5900 | 16,950 | 10 | 560,945 | ||||
| 2023-03-10 | 2023-03-10 | 4 | Appelrouth Stewart | AIM | Common Stock | D | 1.2300 | -68,208 | -84 | 148,855 | ||||
| 2023-01-04 | 2023-01-03 | 4 | Equels Thomas K. | AIM | Common Stock | D | 0.3100 | 161,291 | 50 | 543,995 | ||||
| 2023-01-04 | 2023-01-03 | 4 | Rodino Peter W. III | AIM | Common Stock | D | 0.3100 | 80,646 | 25 | 143,839 | ||||
| 2023-01-04 | 2023-01-03 | 4 | Appelrouth Stewart | AIM | Common Stock | D | 0.3100 | 80,646 | 25 | 217,063 | ||||
| 2022-07-18 | 2022-07-18 | 4 | Equels Thomas K. | AIM | Common Stock | D | 0.7600 | 32,895 | 25 | 382,704 | ||||
| 2022-04-27 | 2022-04-25 | 4 | Appelrouth Stewart | AIM | Common Stock | D | 1.0700 | 24,500 | 26 | 136,417 | ||||
| 2022-04-26 | 2022-04-25 | 4 | Rodino Peter W. III | AIM | Common Stock | D | 1.0200 | 4,902 | 5 | 63,193 | ||||
| 2022-04-26 | 2022-04-25 | 4 | Equels Thomas K. | AIM | Common Stock | D | 1.0200 | 49,020 | 50 | 349,809 | ||||
| 2022-03-04 | 2022-03-03 | 4 | Rodino Peter W. III | AIM | Options | D | 0.70 | 50,000 | 50,000 | |||||
| 2022-03-04 | 2022-03-03 | 4 | MITCHELL WILLIAM M | AIM | Options | D | 0.70 | 50,000 | 50,000 | |||||
| 2022-03-04 | 2022-03-03 | 4 | LINTAL ELLEN M | AIM | Options | D | 0.70 | 50,000 | 50,000 | |||||
| 2022-03-04 | 2022-03-03 | 4 | Equels Thomas K. | AIM | Options | D | 0.70 | 50,000 | 50,000 | |||||
| 2022-03-04 | 2022-03-03 | 4 | Appelrouth Stewart | AIM | Options | D | 0.70 | 50,000 | 50,000 | |||||
| 2021-12-13 | 2021-12-13 | 4/A | Equels Thomas K. | AIM | Common Stock | D | 1.1600 | 21,552 | 25 | 300,789 | ||||
| 2021-12-13 | 2021-12-13 | 4 | Equels Thomas K. | AIM | Common Stock | D | 1.1600 | 21,552 | 25 | 300,789 | ||||
| 2021-12-10 | 2021-12-10 | 4 | Equels Thomas K. | AIM | Common Stock | D | 1.2700 | 11,811 | 15 | 279,237 | ||||
| 2021-11-30 | 2021-11-30 | 4 | Rodino Peter W. III | AIM | Options | D | 1.44 | 100,000 | 100,000 | |||||
| 2021-11-30 | 2021-11-30 | 4 | LINTAL ELLEN M | AIM | Options | D | 1.44 | 100,000 | 100,000 | |||||
| 2021-11-24 | 2021-11-24 | 4 | Appelrouth Stewart | AIM | Common Stock | D | 1.2900 | 19,379 | 25 | 111,917 | ||||
| 2021-11-24 | 2021-11-24 | 4 | Equels Thomas K. | AIM | Common Stock | D | 1.2900 | 11,627 | 15 | 267,426 | ||||
| 2021-11-23 | 2021-11-23 | 4 | Equels Thomas K. | AIM | Common Stock | D | 1.3400 | 11,194 | 15 | 255,799 | ||||
| 2021-11-19 | 2021-11-19 | 4 | Equels Thomas K. | AIM | Common Stock | D | 1.4700 | 10,204 | 15 | 244,605 | ||||
| 2021-11-17 | 2021-11-17 | 4 | Equels Thomas K. | AIM | Common Stock | D | 1.6400 | 9,146 | 15 | 234,401 | ||||
| 2021-11-15 | 2021-11-11 | 4 | MITCHELL WILLIAM M | AIM | Options | D | 1.71 | 50,000 | 50,000 | |||||
| 2021-11-15 | 2021-11-11 | 4 | Appelrouth Stewart | AIM | Options | D | 1.71 | 50,000 | 50,000 | |||||
| 2021-11-15 | 2021-11-11 | 4 | Equels Thomas K. | AIM | Options | D | 1.71 | 300,000 | 300,000 | |||||
| 2021-07-16 | 2021-07-16 | 4 | Equels Thomas K. | AIM | Common Stock | D | 1.9200 | 15,625 | 30 | 225,255 | ||||
| 2021-02-25 | 2021-02-25 | 4 | Appelrouth Stewart | AIM | Common Stock | D | 2.3500 | 10,638 | 25 | 92,538 | ||||
| 2021-02-24 | 2021-02-24 | 4 | Equels Thomas K. | AIM | Common Stock | D | 2.2600 | 11,062 | 25 | 209,630 | ||||
| 2020-12-17 | 2020-12-17 | 4 | Equels Thomas K. | AIM | Common Stock | D | 1.7200 | 14,535 | 25 | 198,568 | ||||
| 2020-12-11 | 2020-12-09 | 4 | Rodino Peter W. III | AIM | Options | D | 1.85 | 75,000 | 75,000 | |||||
| 2020-12-11 | 2020-12-09 | 4 | LINTAL ELLEN M | AIM | Options | D | 1.85 | 75,000 | 75,000 | |||||
| 2020-11-13 | 2020-11-11 | 4 | Equels Thomas K. | AIM | Options | D | 1.96 | 300,000 | 300,000 | |||||
| 2020-09-03 | 2020-09-03 | 4 | Equels Thomas K. | AIM | Common Stock | D | 2.0300 | 12,316 | 25 | 184,033 | ||||
| 2020-08-21 | 2020-08-21 | 4 | Equels Thomas K. | AIM | Common Stock | D | 2.3300 | 10,730 | 25 | 171,717 | ||||
| 2020-08-14 | 2020-08-12 | 4 | MITCHELL WILLIAM M | AIM | Options | D | 2.77 | 50,000 | 50,000 | |||||
| 2020-08-14 | 2020-08-12 | 4 | Equels Thomas K. | AIM | Options | D | 3.05 | 300,000 | 300,000 | |||||
| 2020-08-14 | 2020-08-12 | 4 | Appelrouth Stewart | AIM | Options | D | 2.77 | 50,000 | 50,000 | |||||
| 2020-01-02 | 2019-12-31 | 4 | LINTAL ELLEN M | AIM | Common Stock | D | 0.5300 | 3,931 | 2 | 22,892 | ||||
| 2020-01-02 | 2019-12-31 | 4 | Rodino Peter W. III | AIM | Common Stock | D | 0.5300 | 6,879 | 4 | 58,290 | ||||
| 2020-01-02 | 2019-12-31 | 4 | Equels Thomas K. | AIM | Common Stock | D | 0.5300 | 14,741 | 8 | 160,990 | ||||
| 2019-12-16 | 2019-12-13 | 4 | MITCHELL WILLIAM M | AIM | Common Stock | D | 0.4548 | 8,358 | 4 | 76,407 | ||||
| 2019-12-16 | 2019-12-13 | 4 | Appelrouth Stewart | AIM | Common Stock | D | 0.4548 | 8,358 | 4 | 81,326 | ||||
| 2019-12-16 | 2019-12-13 | 4 | Equels Thomas K. | AIM | Common Stock | D | 0.4350 | 17,960 | 8 | 146,249 | ||||
| 2019-12-16 | 2019-12-13 | 4 | Rodino Peter W. III | AIM | Common Stock | D | 0.4350 | 8,381 | 4 | 51,411 | ||||
| 2019-12-16 | 2019-12-13 | 4 | LINTAL ELLEN M | AIM | Common Stock | D | 0.4350 | 4,789 | 2 | 18,961 | ||||
| 2019-12-02 | 2019-11-29 | 4 | Appelrouth Stewart | AIM | Common Stock | D | 0.4000 | 9,503 | 4 | 72,968 | ||||
| 2019-12-02 | 2019-11-29 | 4 | MITCHELL WILLIAM M | AIM | Common Stock | D | 0.4000 | 9,503 | 4 | 68,049 | ||||
| 2019-12-02 | 2019-11-29 | 4 | LINTAL ELLEN M | AIM | Common Stock | D | 0.4000 | 5,208 | 2 | 14,172 | ||||
| 2019-12-02 | 2019-11-29 | 4 | Rodino Peter W. III | AIM | Common Stock | D | 0.4000 | 9,115 | 4 | 43,030 | ||||
| 2019-12-02 | 2019-11-29 | 4 | Equels Thomas K. | AIM | Common Stock | D | 0.4000 | 19,531 | 8 | 128,289 | ||||
| 2019-11-18 | 2019-11-15 | 4 | Appelrouth Stewart | AIM | Common Stock | D | 0.4600 | 8,264 | 4 | 63,465 | ||||
| 2019-11-18 | 2019-11-15 | 4 | MITCHELL WILLIAM M | AIM | Common Stock | D | 0.4600 | 8,264 | 4 | 58,546 | ||||
| 2019-11-18 | 2019-11-15 | 4 | LINTAL ELLEN M | AIM | Common Stock | D | 0.4700 | 4,433 | 2 | 8,964 | ||||
| 2019-11-18 | 2019-11-15 | 4 | Rodino Peter W. III | AIM | Common Stock | D | 0.4700 | 7,752 | 4 | 33,915 | ||||
| 2019-11-18 | 2019-11-15 | 4 | Equels Thomas K. | AIM | Common Stock | D | 0.4700 | 16,622 | 8 | 108,758 | ||||
| 2019-11-01 | 2019-10-31 | 4 | Appelrouth Stewart | AIM | Common Stock | D | 0.5000 | 7,603 | 4 | 55,201 | ||||
| 2019-11-01 | 2019-10-31 | 4 | MITCHELL WILLIAM M | AIM | Common Stock | D | 0.5000 | 7,603 | 4 | 50,282 | ||||
| 2019-10-31 | 2019-10-31 | 4 | Rodino Peter W. III | AIM | Common Stock | D | 0.5000 | 7,297 | 4 | 26,163 | ||||
| 2019-10-31 | 2019-10-31 | 4 | LINTAL ELLEN M | AIM | Common Stock | D | 0.5000 | 4,167 | 2 | 4,531 | ||||
| 2019-10-31 | 2019-10-31 | 4 | Equels Thomas K. | AIM | Common Stock | D | 0.5000 | 15,625 | 8 | 92,136 | ||||
| 2019-10-17 | 2019-10-15 | 4 | Equels Thomas K. | AIM | Common Stock | D | 0.5800 | 13,470 | 8 | 76,511 | ||||
| 2019-10-17 | 2019-10-15 | 4 | Rodino Peter W. III | AIM | Common Stock | D | 0.5800 | 6,286 | 4 | 18,866 | ||||
| 2019-10-17 | 2019-10-17 | 4 | Appelrouth Stewart | AIM | Common Stock | D | 0.5500 | 6,911 | 4 | 47,598 | ||||
| 2019-10-17 | 2018-10-17 | 4 | MITCHELL WILLIAM M | AIM | Common Stock | D | 0.5500 | 6,911 | 4 | 42,679 | ||||
| 2019-10-04 | 2019-10-02 | 4 | Appelrouth Stewart | AIM | Common Stock | D | 0.7600 | 5,002 | 4 | 40,687 | ||||
| 2019-10-04 | 2019-10-02 | 4 | MITCHELL WILLIAM M | AIM | Common Stock | D | 0.7600 | 5,002 | 4 | 35,768 | ||||
| 2019-09-20 | 3 | LINTAL ELLEN M | AIM | Common Stock | D | 728 | ||||||||
| 2019-09-20 | 3 | LINTAL ELLEN M | AIM | Common Stock | D | 728 | ||||||||
| 2019-09-20 | 3 | LINTAL ELLEN M | AIM | Common Stock | D | 728 | ||||||||
| 2019-09-18 | 2019-09-16 | 4 | Appelrouth Stewart | AIM | Common Stock | D | 1.8700 | 2,033 | 4 | 35,685 | ||||
| 2019-09-18 | 2019-09-16 | 4 | MITCHELL WILLIAM M | AIM | Common Stock | D | 1.8700 | 2,033 | 4 | 30,766 | ||||
| 2019-09-05 | 2019-09-03 | 4 | Appelrouth Stewart | AIM | Common Stock | D | 1.8000 | 2,112 | 4 | 33,652 | ||||
| 2019-09-05 | 2019-09-03 | 4 | MITCHELL WILLIAM M | AIM | Common Stock | D | 1.8000 | 2,112 | 4 | 28,733 | ||||
| 2019-08-20 | 2019-08-16 | 4 | Appelrouth Stewart | HEB | Common Stock | D | 1.9000 | 2,001 | 4 | 31,540 | ||||
| 2019-08-20 | 2019-08-16 | 4 | MITCHELL WILLIAM M | HEB | Common Stock | D | 1.9000 | 2,001 | 4 | 26,621 | ||||
| 2019-08-02 | 2019-07-31 | 4 | MITCHELL WILLIAM M | HEB | Common Stock | D | 2.3500 | 1,618 | 4 | 24,620 | ||||
| 2019-08-02 | 2019-07-31 | 4 | Appelrouth Stewart | HEB | Common Stock | D | 2.3500 | 1,618 | 4 | 29,539 | ||||
| 2019-07-18 | 2019-07-16 | 4 | Appelrouth Stewart | HEB | Common Stock | D | 4.1300 | 920 | 4 | 28,494 | ||||
| 2019-07-18 | 2019-07-16 | 4 | MITCHELL WILLIAM M | HEB | Common Stock | D | 4.1300 | 920 | 4 | 22,624 | ||||
| 2019-07-08 | 2019-07-03 | 4 | Appelrouth Stewart | HEB | Common Stock | D | 4.3900 | 866 | 4 | 27,574 | ||||
| 2019-07-08 | 2019-07-03 | 4 | MITCHELL WILLIAM M | HEB | Common Stock | D | 4.3900 | 866 | 4 | 21,704 | ||||
| 2019-06-27 | 2019-06-27 | 4 | Equels Thomas K. | HEB | Common Stock | D | 4.3700 | 2,632 | 12 | 63,041 | ||||
| 2019-06-25 | 2019-06-21 | 4/A | Equels Thomas K. | HEB | Common Stock | D | 4.0300 | 29,404 | 118 | 60,409 | ||||
| 2019-06-25 | 2019-06-21 | 4 | STRAYER DAVID R | HEB | Common Stock | D | 4.0300 | 2,481 | 10 | 5,420 | ||||
| 2019-06-25 | 2019-06-21 | 4 | Rodino Peter W. III | HEB | Common Stock | D | 4.0300 | 8,695 | 35 | 12,590 | ||||
| 2019-06-25 | 2019-06-21 | 4 | Appelrouth Stewart | HEB | Common Stock | D | 4.0300 | 9,677 | 39 | 26,708 | ||||
| 2019-06-24 | 2019-06-21 | 4 | Springate Wayne S. | HEB | Common Stock | D | 4.0300 | 5,211 | 21 | 8,672 | ||||
| 2019-06-24 | 2019-06-21 | 4 | MITCHELL WILLIAM M | HEB | Common Stock | D | 4.0300 | 9,677 | 39 | 20,838 | ||||
| 2019-06-21 | 2019-06-21 | 4 | Equels Thomas K. | HEB | Common Stock | D | 4.0300 | 29,404 | 118 | 1,393,611 | ||||
| 2019-06-18 | 2019-06-14 | 4 | Appelrouth Stewart | HEB | Common Stock | D | 5.3500 | 711 | 4 | 17,031 | ||||
| 2019-06-18 | 2019-06-14 | 4 | MITCHELL WILLIAM M | HEB | Common Stock | D | 5.3500 | 711 | 4 | 11,161 | ||||
| 2019-06-18 | 2019-05-09 | 4 | MITCHELL WILLIAM M | HEB | Common Stock | D | 140,000 | 459,805 | ||||||
| 2019-06-18 | 2019-03-18 | 4 | MITCHELL WILLIAM M | HEB | Common Stock | D | 200,000 | 319,805 | ||||||
| 2019-06-17 | 2019-05-08 | 4 | Pascale Adam | HEB | Common Stock | D | 35,000 | 147,148 | ||||||
| 2019-06-17 | 2019-03-18 | 4 | Pascale Adam | HEB | Common Stock | D | 50,000 | 112,148 | ||||||
| 2019-06-17 | 2019-05-08 | 4 | Equels Thomas K. | HEB | Common Stock | D | 227,500 | 1,364,207 | ||||||
| 2019-06-17 | 2019-03-18 | 4 | Equels Thomas K. | HEB | Common Stock | D | 325,000 | 1,136,707 | ||||||
| 2019-06-17 | 2019-05-08 | 4 | STRAYER DAVID R | HEB | Common Stock | D | 35,000 | 129,304 | ||||||
| 2019-06-17 | 2019-03-25 | 4 | STRAYER DAVID R | HEB | Common Stock | D | 50,000 | 94,304 | ||||||
| 2019-06-17 | 2019-05-08 | 4 | Rodino Peter W. III | HEB | Common Stock | D | 63,000 | 171,373 | ||||||
| 2019-06-17 | 2019-03-18 | 4 | Rodino Peter W. III | HEB | Common Stock | D | 90,000 | 108,373 | ||||||
| 2019-06-17 | 2019-05-08 | 4 | Springate Wayne S. | HEB | Common Stock | D | 35,000 | 152,273 | ||||||
| 2019-06-17 | 2019-03-25 | 4 | Springate Wayne S. | HEB | Common Stock | D | 50,000 | 117,273 | ||||||
| 2019-06-17 | 2019-05-08 | 4 | Appelrouth Stewart | HEB | Common Stock | D | 200,000 | 718,096 | ||||||
| 2019-06-17 | 2019-03-25 | 4 | Appelrouth Stewart | HEB | Common Stock | D | 140,000 | 518,096 | ||||||
| 2019-06-14 | 2019-06-03 | 4 | MITCHELL WILLIAM M | HEB | Common Stock | D | 0.1000 | 38,013 | 4 | 119,805 | ||||
| 2019-06-14 | 2019-05-16 | 4 | MITCHELL WILLIAM M | HEB | Common Stock | D | 0.1500 | 25,342 | 4 | 81,792 | ||||
| 2019-06-14 | 2019-05-06 | 4 | MITCHELL WILLIAM M | HEB | Common Stock | D | 0.2100 | 18,101 | 4 | 56,450 | ||||
| 2019-06-14 | 2019-05-03 | 4 | MITCHELL WILLIAM M | HEB | Common Stock | D | 0.1400 | 27,152 | 4 | 38,349 | ||||
| 2019-06-14 | 2019-06-03 | 4 | Appelrouth Stewart | HEB | Common Stock | D | 0.1000 | 38,013 | 4 | 378,096 | ||||
| 2019-06-14 | 2019-05-16 | 4 | Appelrouth Stewart | HEB | Common Stock | D | 0.1500 | 25,342 | 4 | 340,083 | ||||
| 2019-06-14 | 2019-05-06 | 4 | Appelrouth Stewart | HEB | Common Stock | D | 0.2100 | 18,101 | 4 | 314,741 | ||||
| 2019-06-14 | 2019-05-03 | 4 | Appelrouth Stewart | HEB | Common Stock | D | 0.1400 | 27,152 | 4 | 296,640 | ||||
| 2019-03-19 | 2019-03-19 | 4 | Equels Thomas K. | HEB | Common Stock | D | 0.1755 | 13,400 | 2 | 811,707 | ||||
| 2019-03-13 | 2019-03-04 | 4 | MITCHELL WILLIAM M | HEB | Subr Rights(to buy) | D | 1,000.00 | 1,000.0000 | 40 | 40 | 0 | |||
| 2019-03-13 | 2019-03-04 | 4 | MITCHELL WILLIAM M | HEB | Warrants | D | 200,000 | 200,000 | ||||||
| 2019-03-13 | 2019-03-04 | 4 | MITCHELL WILLIAM M | HEB | Series B Convertible Preferred Stock | D | 40 | 40 | ||||||
| 2019-03-13 | 2019-02-28 | 4 | Appelrouth Stewart | HEB | Subr Rights(to buy) | D | 1,000.00 | 1,000.0000 | 40 | 40 | 0 | |||
| 2019-03-13 | 2019-02-28 | 4 | Appelrouth Stewart | HEB | Warrants | D | 200,000 | 200,000 | ||||||
| 2019-03-13 | 2019-02-28 | 4 | Appelrouth Stewart | HEB | Series B Convertible Preferred Stock | D | 40 | 40 | ||||||
| 2019-03-13 | 2019-02-28 | 4 | Springate Wayne S. | HEB | Subr Rights(to buy) | D | 1,000.00 | 1,000.0000 | 10 | 10 | 0 | |||
| 2019-03-13 | 2019-02-28 | 4 | Springate Wayne S. | HEB | Warrants | D | 50,000 | 50,000 | ||||||
| 2019-03-13 | 2019-02-28 | 4 | Springate Wayne S. | HEB | Series B Convertible Preferred Stock | D | 10 | 10 | ||||||
| 2019-03-13 | 2019-03-04 | 4 | STRAYER DAVID R | HEB | Subr Rights(to buy) | D | 1,000.00 | 1,000.0000 | 10 | 10 | 0 | |||
| 2019-03-13 | 2019-03-04 | 4 | STRAYER DAVID R | HEB | Warrants | D | 50,000 | 50,000 | ||||||
| 2019-03-13 | 2019-03-04 | 4 | STRAYER DAVID R | HEB | Series B Convertible Preferred Stock | D | 10 | 10 | ||||||
| 2019-03-13 | 2019-02-27 | 4 | Rodino Peter W. III | HEB | Subr Rights(to buy) | D | 1,000.00 | 1,000.0000 | 18 | 18 | 0 | |||
| 2019-03-13 | 2019-02-27 | 4 | Rodino Peter W. III | HEB | Warrants | D | 90,000 | 90,000 | ||||||
| 2019-03-13 | 2019-02-27 | 4 | Rodino Peter W. III | HEB | Series B Convertible Preferred Stock | D | 18 | 18 | ||||||
| 2019-03-12 | 2019-02-27 | 4 | Equels Thomas K. | HEB | Subr Rights(to buy) | D | 1,000.00 | 1,000.0000 | 65 | 65 | 0 | |||
| 2019-03-12 | 2019-02-27 | 4 | Equels Thomas K. | HEB | Warrants | D | 325,000 | 325,000 | ||||||
| 2019-03-12 | 2019-02-27 | 4 | Equels Thomas K. | HEB | Series B Convertible Preferred Stock | D | 65 | 65 | ||||||
| 2019-03-12 | 2019-02-27 | 4 | Pascale Adam | HEB | Subr Rights(to buy) | D | 1,000.00 | 1,000.0000 | 10 | 10 | 0 | |||
| 2019-03-12 | 2019-02-27 | 4 | Pascale Adam | HEB | Warrants | D | 50,000 | 50,000 | ||||||
| 2019-03-12 | 2019-02-27 | 4 | Pascale Adam | HEB | Series B Convertible Preferred Stock | D | 10 | 10 | ||||||
| 2019-01-30 | 2019-01-28 | 4 | Appelrouth Stewart | HEB | Options to buy Common Stock | D | 0.22 | 50,000 | 50,000 | |||||
| 2019-01-30 | 2019-01-28 | 4 | Appelrouth Stewart | HEB | Options to buy Common Stock | D | 0.22 | 207,343 | 207,343 | |||||
| 2019-01-30 | 2019-01-28 | 4 | MITCHELL WILLIAM M | HEB | Options to buy Common Stock | D | 0.22 | 50,000 | 50,000 | |||||
| 2019-01-30 | 2019-01-28 | 4 | MITCHELL WILLIAM M | HEB | Options to buy Common Stock | D | 0.22 | 207,343 | 207,343 | |||||
| 2019-01-30 | 2019-01-28 | 4 | STRAYER DAVID R | HEB | Options to buy Common Stock | D | 0.22 | 184,659 | 184,659 | |||||
| 2019-01-30 | 2019-01-28 | 4 | Rodino Peter W. III | HEB | Options to buy Common Stock | D | 0.22 | 198,864 | 198,864 | |||||
| 2019-01-30 | 2019-01-28 | 4 | Pascale Adam | HEB | Options to buy Common Stock | D | 0.22 | 142,046 | 142,046 | |||||
| 2019-01-30 | 2019-01-28 | 4 | Springate Wayne S. | HEB | Options to buy Common Stock | D | 0.22 | 142,046 | 142,046 | |||||
| 2019-01-30 | 2019-01-28 | 4 | Equels Thomas K. | HEB | Options to buy Common Stock | D | 0.22 | 426,136 | 426,136 | |||||
| 2018-12-03 | 2018-11-30 | 4 | Equels Thomas K. | HEB | Common Stock | D | 0.1960 | 6,000 | 1 | 798,307 | ||||
| 2018-12-03 | 2018-11-30 | 4 | Equels Thomas K. | HEB | Common Stock | D | 0.1945 | 334 | 0 | 792,307 | ||||
| 2018-12-03 | 2018-11-30 | 4 | Equels Thomas K. | HEB | Common Stock | D | 0.1944 | 300 | 0 | 791,973 | ||||
| 2018-12-03 | 2018-11-30 | 4 | Equels Thomas K. | HEB | Common Stock | D | 0.1938 | 50 | 0 | 791,673 | ||||
| 2018-12-03 | 2018-11-30 | 4 | Equels Thomas K. | HEB | Common Stock | D | 0.1930 | 2,400 | 0 | 791,623 | ||||
| 2018-12-03 | 2018-11-30 | 4 | Equels Thomas K. | HEB | Common Stock | D | 0.1900 | 9,557 | 2 | 789,223 | ||||
| 2018-12-03 | 2018-11-30 | 4 | Equels Thomas K. | HEB | Common Stock | D | 0.1892 | 5 | 0 | 779,666 | ||||
| 2018-12-03 | 2018-11-30 | 4 | Equels Thomas K. | HEB | Common Stock | D | 0.1891 | 1,354 | 0 | 779,661 | ||||
| 2018-11-29 | 2018-11-27 | 4 | MITCHELL WILLIAM M | HEB | Common Stock | D | 2,500 | 11,197 | ||||||
| 2018-11-29 | 2018-11-27 | 4 | Appelrouth Stewart | HEB | Common Stock | D | 2,500 | 269,488 | ||||||
| 2018-11-29 | 2018-11-27 | 4 | Rodino Peter W. III | HEB | Common Stock | D | 2,500 | 18,373 | ||||||
| 2018-11-29 | 2018-11-27 | 4 | Equels Thomas K. | HEB | Common Stock | D | 2,500 | 778,307 | ||||||
| 2018-11-29 | 2018-11-27 | 4 | STRAYER DAVID R | HEB | Common Stock | D | 2,500 | 44,304 | ||||||
| 2018-11-29 | 2018-11-27 | 4 | Springate Wayne S. | HEB | Common Stock | D | 2,500 | 67,273 | ||||||
| 2018-11-29 | 2018-11-27 | 4 | Pascale Adam | HEB | Common Stock | D | 2,500 | 62,148 | ||||||
| 2018-11-16 | 2018-11-14 | 4 | Rodino Peter W. III | HEB | Options to buy Common Stock | D | 0.22 | 1,000 | 1,000 | |||||
| 2018-11-16 | 2018-11-14 | 4 | STRAYER DAVID R | HEB | Options to buy Common Stock | D | 0.22 | 1,000 | 1,000 | |||||
| 2018-11-16 | 2018-11-14 | 4 | Springate Wayne S. | HEB | Options to buy Common Stock | D | 0.22 | 1,000 | 1,000 | |||||
| 2018-11-16 | 2018-11-14 | 4 | Equels Thomas K. | HEB | Options to buy Common Stock | D | 0.22 | 1,000 | 1,000 | |||||
| 2018-11-16 | 2018-11-14 | 4 | Pascale Adam | HEB | Options to buy Common Stock | D | 0.22 | 1,000 | 1,000 | |||||
| 2018-11-06 | 2018-11-05 | 4 | Appelrouth Stewart | HEB | Common Stock | D | 0.2200 | 25,238 | 6 | 266,988 | ||||
| 2018-10-29 | 2018-10-26 | 4 | Equels Thomas K. | HEB | Common Stock | D | 0.2030 | 3,500 | 1 | 775,807 | ||||
| 2018-10-25 | 2018-10-25 | 4 | Equels Thomas K. | HEB | Common Stock | D | 0.2000 | 100,000 | 20 | 772,307 | ||||
| 2018-10-19 | 2018-10-17 | 4 | Appelrouth Stewart | HEB | Options to buy Common Stock | D | 0.22 | 172,786 | 172,786 | |||||
| 2018-10-19 | 2018-10-17 | 4 | MITCHELL WILLIAM M | HEB | Options to buy Common Stock | D | 0.22 | 172,786 | 172,786 | |||||
| 2018-10-19 | 2018-10-17 | 4 | Rodino Peter W. III | HEB | Options to buy Common Stock | D | 0.22 | 132,576 | 132,576 | |||||
| 2018-10-19 | 2018-10-17 | 4 | Equels Thomas K. | HEB | Options to buy Common Stock | D | 0.22 | 284,091 | 284,091 | |||||
| 2018-10-19 | 2018-10-17 | 4 | Springate Wayne S. | HEB | Options to buy Common Stock | D | 0.22 | 94,697 | 94,697 | |||||
| 2018-10-19 | 2018-10-17 | 4 | STRAYER DAVID R | HEB | Options to buy Common Stock | D | 0.22 | 123,106 | 123,106 | |||||
| 2018-10-19 | 2018-10-17 | 4 | Pascale Adam | HEB | Options to buy Common Stock | D | 0.22 | 94,697 | 94,697 | |||||
| 2018-07-27 | 2018-07-27 | 4 | Equels Thomas K. | HEB | Common Stock | D | 0.2900 | 34,483 | 10 | 672,306 | ||||
| 2018-07-24 | 2018-07-24 | 4 | Appelrouth Stewart | HEB | Common Stock | D | 0.3100 | 126,000 | 39 | 241,750 | ||||
| 2018-07-23 | 2018-07-23 | 4 | Equels Thomas K. | HEB | Common Stock | D | 0.3100 | 112,904 | 35 | 637,823 | ||||
| 2018-07-23 | 2018-07-23 | 4 | Springate Wayne S. | HEB | Common Stock | D | 0.3100 | 32,259 | 10 | 64,773 | ||||
| 2018-07-23 | 2018-07-23 | 4 | Pascale Adam | HEB | Common Stock | D | 0.3100 | 32,259 | 10 | 59,648 | ||||
| 2018-07-20 | 2018-07-18 | 4 | Appelrouth Stewart | HEB | Options to buy Common Stock | D | 0.31 | 98,098 | 98,098 | |||||
| 2018-07-20 | 2018-07-18 | 4 | MITCHELL WILLIAM M | HEB | Options to buy Common Stock | D | 0.31 | 98,098 | 98,098 | |||||
| 2018-07-19 | 2018-07-18 | 4 | Equels Thomas K. | HEB | Options to buy Common Stock | D | 0.31 | 161,290 | 161,290 | |||||
| 2018-07-19 | 2018-07-18 | 4 | Rodino Peter W. III | HEB | Options to buy Common Stock | D | 0.31 | 75,269 | 75,269 | |||||
| 2018-07-19 | 2018-07-18 | 4 | Pascale Adam | HEB | Options to buy Common Stock | D | 0.31 | 53,763 | 53,763 | |||||
| 2018-07-19 | 2018-07-18 | 4 | Springate Wayne S. | HEB | Options to Buy Common Stock | D | 0.31 | 53,763 | 53,763 | |||||
| 2018-05-18 | 2018-05-16 | 4 | MITCHELL WILLIAM M | HEB | Options to buy Common Stock | D | 0.30 | 100,000 | 100,000 | |||||
| 2018-05-18 | 2018-05-16 | 4 | MITCHELL WILLIAM M | HEB | Options to buy Common Stock | D | 0.30 | 152,053 | 152,053 | |||||
| 2018-05-18 | 2018-05-16 | 4 | Appelrouth Stewart | HEB | Options to buy Common Stock | D | 0.30 | 100,000 | 100,000 | |||||
| 2018-05-18 | 2018-05-16 | 4 | Appelrouth Stewart | HEB | Options to buy Common Stock | D | 0.30 | 152,053 | 152,053 | |||||
| 2018-05-18 | 2018-05-16 | 4 | Equels Thomas K. | HEB | Options to buy Common Stock | D | 0.30 | 300,000 | 795,833 | |||||
| 2018-05-18 | 2018-05-16 | 4 | Equels Thomas K. | HEB | Options to buy Common Stock | D | 0.30 | 250,000 | 250,000 | |||||
| 2018-05-18 | 2018-05-16 | 4 | Rodino Peter W. III | HEB | Options to buy Common Stock | D | 0.30 | 116,667 | 116,667 | |||||
| 2018-05-18 | 2018-05-16 | 4 | Springate Wayne S. | HEB | Options to buy Common Stock | D | 0.30 | 79,167 | 79,167 | |||||
| 2018-05-18 | 2018-05-16 | 4 | Pascale Adam | HEB | Options to buy Common Stock | D | 0.30 | 83,334 | 83,334 | |||||
| 2018-04-30 | 2018-04-27 | 4 | Equels Thomas K. | HEB | Common Stock | D | 0.3200 | 32,000 | 10 | 524,919 | ||||
| 2018-04-30 | 2018-04-27 | 4 | Appelrouth Stewart | HEB | Common Stock | D | 0.3200 | 100,000 | 32 | 115,750 | ||||
| 2018-04-19 | 2018-04-12 | 4 | MITCHELL WILLIAM M | HEB | Options to buy Common Stock | D | 0.38 | 100,000 | 100,000 | |||||
| 2018-04-19 | 2018-04-12 | 4 | Appelrouth Stewart | HEB | Options to buy Common Stock | D | 0.38 | 100,000 | 100,000 | |||||
| 2018-04-19 | 2018-04-12 | 4 | Equels Thomas K. | HEB | Options to buy Common Stock | D | 0.38 | 125,000 | 125,000 | |||||
| 2018-04-19 | 2018-04-12 | 4 | Rodino Peter W. III | HEB | Options to buy Common Stock | D | 0.38 | 100,000 | 100,000 | |||||
| 2018-04-19 | 2018-04-12 | 4 | STRAYER DAVID R | HEB | Options to buy Common Stock | D | 0.38 | 75,000 | 75,000 | |||||
| 2018-04-19 | 2018-04-12 | 4 | Pascale Adam | HEB | Options to buy Common Stock | D | 0.38 | 75,000 | 75,000 | |||||
| 2018-04-19 | 2018-04-12 | 4 | Springate Wayne S. | HEB | Options to buy Common Stock | D | 0.38 | 75,000 | 75,000 | |||||
| 2018-03-01 | 2018-02-13 | 4 | Equels Thomas K. | HEB | Options to buy Common Stock | D | 0.37 | 371,622 | 371,622 | |||||
| 2018-03-01 | 2018-02-13 | 4 | MITCHELL WILLIAM M | HEB | Options to buy Common Stock | D | 0.37 | 226,023 | 226,023 | |||||
| 2018-03-01 | 2018-02-13 | 4 | Appelrouth Stewart | HEB | Options to buy Common Stock | D | 0.37 | 226,023 | 226,023 | |||||
| 2018-03-01 | 2018-02-13 | 4 | Rodino Peter W. III | HEB | Options to buy Common Stock | D | 0.37 | 173,423 | 173,423 | |||||
| 2018-03-01 | 2018-02-13 | 4 | Springate Wayne S. | HEB | Options to buy Common Stock | D | 0.37 | 111,486 | 111,486 | |||||
| 2018-03-01 | 2018-02-13 | 4 | Pascale Adam | HEB | Options to buy Common Stock | D | 0.37 | 123,874 | 123,874 | |||||
| 2017-09-01 | 2017-08-31 | 4 | Equels Thomas K. | HEB | Options to buy Common Stock | D | 0.36 | 0.2600 | 24,463 | 6 | 24,463 | |||
| 2017-09-01 | 2017-08-31 | 4 | Appelrouth Stewart | HEB | Options to buy Common Stock | D | 0.36 | 0.2600 | 29,757 | 8 | 29,757 | |||
| 2017-09-01 | 2017-08-31 | 4 | MITCHELL WILLIAM M | HEB | Options to buy Common Stock | D | 0.36 | 0.2600 | 29,757 | 8 | 29,757 | |||
| 2017-09-01 | 2017-08-31 | 4 | Rodino Peter W. III | HEB | Options to buy Common Stock | D | 0.36 | 0.2600 | 11,416 | 3 | 11,416 | |||
| 2017-09-01 | 2017-08-31 | 4 | Springate Wayne S. | HEB | Options to buy Common Stock | D | 0.36 | 0.2600 | 7,339 | 2 | 7,339 | |||
| 2017-09-01 | 2017-08-31 | 4 | Pascale Adam | HEB | Options to buy Common Stock | D | 0.36 | 0.2600 | 8,155 | 2 | 8,155 | |||
| 2017-08-16 | 2017-08-15 | 4 | MITCHELL WILLIAM M | HEB | Options to buy Common Stock | D | 0.41 | 0.2900 | 25,953 | 8 | 25,953 | |||
| 2017-08-16 | 2017-08-15 | 4 | Appelrouth Stewart | HEB | Options to buy Common Stock | D | 0.41 | 0.2900 | 25,953 | 8 | 25,953 | |||
| 2017-08-16 | 2017-08-15 | 4 | Rodino Peter W. III | HEB | Options to buy Common Stock | D | 0.41 | 0.2900 | 9,957 | 3 | 9,957 | |||
| 2017-08-16 | 2017-08-15 | 4 | Equels Thomas K. | HEB | Options to buy Common Stock | D | 0.41 | 0.2900 | 21,336 | 6 | 21,336 | |||
| 2017-08-16 | 2017-08-15 | 4 | Springate Wayne S. | HEB | Options to buy Common Stock | D | 0.41 | 0.2900 | 6,401 | 2 | 6,401 | |||
| 2017-08-16 | 2017-08-15 | 4 | Pascale Adam | HEB | Options to buy Common Stock | D | 0.41 | 0.2900 | 7,112 | 2 | 7,112 | |||
| 2017-08-01 | 2017-07-31 | 4 | Appelrouth Stewart | HEB | Options to buy Common Stock | D | 0.42 | 0.3000 | 25,284 | 8 | 25,284 | |||
| 2017-08-01 | 2017-07-31 | 4 | MITCHELL WILLIAM M | HEB | Options to buy Common Stock | D | 0.42 | 0.3000 | 25,284 | 8 | 25,284 | |||
| 2017-08-01 | 2017-07-31 | 4 | Equels Thomas K. | HEB | Options to buy Common Stock | D | 0.42 | 0.3000 | 20,786 | 6 | 20,786 | |||
| 2017-08-01 | 2017-07-31 | 4 | Rodino Peter W. III | HEB | Options to buy Common Stock | D | 0.42 | 0.3000 | 9,700 | 3 | 9,700 | |||
| 2017-08-01 | 2017-07-31 | 4 | Springate Wayne S. | HEB | Options to buy Common Stock | D | 0.42 | 0.3000 | 6,236 | 2 | 6,236 | |||
| 2017-08-01 | 2017-07-31 | 4 | Pascale Adam | HEB | Options to buy Common Stock | D | 0.42 | 0.3000 | 6,929 | 2 | 6,929 | |||
| 2017-07-17 | 2017-07-15 | 4 | Appelrouth Stewart | HEB | Options to buy Common Stock | D | 0.48 | 0.3400 | 22,047 | 7 | 22,047 | |||
| 2017-07-17 | 2017-07-15 | 4 | MITCHELL WILLIAM M | HEB | Options to buy Common Stock | D | 0.48 | 0.3400 | 22,047 | 7 | 22,047 | |||
| 2017-07-17 | 2017-07-15 | 4 | Rodino Peter W. III | HEB | Options to buy Common Stock | D | 0.48 | 0.3400 | 8,458 | 3 | 8,458 | |||
| 2017-07-17 | 2017-07-15 | 4 | Equels Thomas K. | HEB | Options to buy Common Stock | D | 0.48 | 0.3400 | 18,124 | 6 | 18,124 | |||
| 2017-07-17 | 2017-07-15 | 4 | Springate Wayne S. | HEB | Options to buy Common Stock | D | 0.48 | 0.3400 | 5,438 | 2 | 5,438 | |||
| 2017-07-17 | 2017-07-15 | 4 | Pascale Adam | HEB | Options to buy Common Stock | D | 0.48 | 0.3400 | 6,042 | 2 | 6,042 | |||
| 2017-07-05 | 2017-06-30 | 4 | Appelrouth Stewart | HEB | Options to buy Common Stock | D | 0.49 | 0.4400 | 17,290 | 8 | 17,290 | |||
| 2017-07-05 | 2017-06-30 | 4 | MITCHELL WILLIAM M | HEB | Options to buy Common Stock | D | 0.49 | 0.4400 | 17,290 | 8 | 17,290 | |||
| 2017-07-05 | 2017-06-30 | 4 | Rodino Peter W. III | HEB | Options to buy Common Stock | D | 0.49 | 0.4400 | 6,633 | 3 | 6,633 | |||
| 2017-07-05 | 2017-06-30 | 4 | Equels Thomas K. | HEB | Options to buy Common Stock | D | 0.49 | 0.4400 | 14,214 | 6 | 14,214 | |||
| 2017-07-05 | 2017-06-30 | 4 | Springate Wayne S. | HEB | Options to buy Common Stock | D | 0.49 | 0.4400 | 4,264 | 2 | 4,264 | |||
| 2017-07-05 | 2017-06-30 | 4 | Pascale Adam | HEB | Options to buy Common Stock | D | 0.49 | 0.4400 | 4,738 | 2 | 4,738 | |||
| 2017-06-29 | 2017-06-15 | 4/A | Pascale Adam | HEB | Options to buy Common Stock | D | 0.49 | 0.4400 | 4,738 | 2 | 4,738 | |||
| 2017-06-29 | 2017-06-15 | 4/A | Springate Wayne S. | HEB | Options to buy Common Stock | D | 0.49 | 0.4400 | 4,264 | 2 | 4,264 | |||
| 2017-06-29 | 2017-06-15 | 4/A | Rodino Peter W. III | HEB | Options to buy Common Stock | D | 0.49 | 0.4400 | 6,632 | 3 | 6,632 | |||
| 2017-06-29 | 2017-06-15 | 4/A | Equels Thomas K. | HEB | Options to buy Common Stock | D | 0.49 | 0.4400 | 14,212 | 6 | 14,212 | |||
| 2017-06-26 | 2017-06-15 | 4/A | Appelrouth Stewart | HEB | Options to buy Common Stock | D | 0.49 | 0.4400 | 17,287 | 8 | 17,287 | |||
| 2017-06-26 | 2017-05-31 | 4/A | Appelrouth Stewart | HEB | Options to buy Common Stock | D | 0.59 | 0.5300 | 14,361 | 8 | 14,361 | |||
| 2017-06-26 | 2017-05-15 | 4/A | Appelrouth Stewart | HEB | Options to buy Common Stock | D | 0.64 | 0.5700 | 13,238 | 8 | 13,238 | |||
| 2017-06-26 | 2017-04-30 | 4/A | Appelrouth Stewart | HEB | Options to buy Common Stock | D | 0.67 | 0.6000 | 12,644 | 8 | 12,644 | |||
| 2017-06-26 | 2017-06-15 | 4 | MITCHELL WILLIAM M | HEB | Options to buy Common Stock | D | 0.49 | 0.4400 | 17,287 | 8 | 17,287 | |||
| 2017-06-26 | 2017-05-31 | 4 | MITCHELL WILLIAM M | HEB | Options to buy Common Stock | D | 0.59 | 0.5300 | 14,361 | 8 | 14,361 | |||
| 2017-06-26 | 2017-05-15 | 4 | MITCHELL WILLIAM M | HEB | Options to buy Common Stock | D | 0.64 | 0.5700 | 13,238 | 8 | 13,238 | |||
| 2017-06-26 | 2017-04-30 | 4 | MITCHELL WILLIAM M | HEB | Options to buy Common Stock | D | 0.67 | 0.6000 | 12,644 | 8 | 12,644 | |||
| 2017-06-26 | 2017-06-15 | 4 | Appelrouth Stewart | HEB | Options to buy Common Stock | D | 0.49 | 0.4400 | 17,287 | 8 | 17,287 | |||
| 2017-06-26 | 2017-05-31 | 4 | Appelrouth Stewart | HEB | Options to buy Common Stock | D | 0.59 | 0.5300 | 14,361 | 8 | 14,361 | |||
| 2017-06-26 | 2017-05-15 | 4 | Appelrouth Stewart | HEB | Options to buy Common Stock | D | 0.64 | 0.5700 | 13,238 | 8 | 13,238 | |||
| 2017-06-26 | 2017-04-30 | 4 | Appelrouth Stewart | HEB | Options to buy Common Stock | D | 0.67 | 0.6000 | 12,644 | 8 | 12,644 | |||
| 2017-06-19 | 2017-06-15 | 4 | Equels Thomas K. | HEB | Options to buy Common Stock | D | 0.54 | 0.4400 | 14,293 | 6 | 14,293 | |||
| 2017-06-19 | 2017-06-15 | 4 | Rodino Peter W. III | HEB | Options to buy Common Stock | D | 0.54 | 0.4400 | 6,671 | 3 | 6,671 | |||
| 2017-06-19 | 2017-06-15 | 4 | Springate Wayne S. | HEB | Options to buy Common Stock | D | 0.54 | 0.4400 | 4,288 | 2 | 4,288 | |||
| 2017-06-19 | 2017-06-15 | 4 | Pascale Adam | HEB | Options to buy Common Stock | D | 0.54 | 0.4400 | 4,765 | 2 | 4,765 | |||
| 2017-06-09 | 2017-06-08 | 4 | Equels Thomas K. | HEB | Options to buy Common Stock | D | 0.56 | 300,000 | 495,833 | |||||
| 2017-05-03 | 2017-05-02 | 4 | Rodino Peter W. III | HEB | Common Stock | D | 0.6300 | 15,873 | 10 | 15,873 | ||||
| 2017-05-03 | 2017-05-02 | 4 | Springate Wayne S. | HEB | Common Stock | D | 0.6300 | 15,873 | 10 | 32,514 | ||||
| 2017-05-02 | 2017-05-02 | 4 | STRAYER DAVID R | HEB | Common Stock | D | 0.6300 | 7,937 | 5 | 41,804 | ||||
| 2017-05-02 | 2017-05-02 | 4 | Pascale Adam | HEB | Common Stock | D | 0.6300 | 15,873 | 10 | 27,389 | ||||
| 2017-04-27 | 2017-04-27 | 4 | Equels Thomas K. | HEB | Common Stock | D | 0.6900 | 72,464 | 50 | 492,919 | ||||
| 2017-04-11 | 2017-04-11 | 4 | Equels Thomas K. | HEB | Common Stock | D | 0.5000 | 200,000 | 100 | 420,455 | ||||
| 2017-03-31 | 2016-08-24 | 4 | Appelrouth Stewart | HEB | Common Stock | D | 2.2100 | 15,750 | 35 | 15,750 | ||||
| 2017-02-21 | 2017-02-16 | 4/A | Springate Wayne S. | HEB | Common Stock | D | 0.4600 | 8,014 | 4 | 16,641 | ||||
| 2017-02-21 | 2017-02-16 | 4 | STRAYER DAVID R | HEB | Common Stock | D | 0.4600 | 9,892 | 5 | 33,867 | ||||
| 2017-02-21 | 2017-02-16 | 4 | Springate Wayne S. | HEB | Common Stock | D | 0.4600 | 8,014 | 4 | 31,989 | ||||
| 2017-02-21 | 2017-02-16 | 4 | Pascale Adam | HEB | Common Stock | D | 0.4600 | 6,981 | 3 | 11,516 | ||||
| 2016-12-23 | 2016-12-22 | 4 | Equels Thomas K. | HEB | Common Stock | D | 0.7300 | 68,493 | 50 | 220,455 | ||||
| 2016-11-01 | 2016-11-01 | 4 | Equels Thomas K. | HEB | Common Stock | D | 1.0000 | 10,000 | 10 | 151,962 | ||||
| 2016-07-29 | 2016-07-29 | 4 | Pascale Adam | HEB | Incentive Rights | D | 0.00 | 0.1300 | 13,077 | 2 | 13,077 | |||
| 2016-07-29 | 2016-07-29 | 4 | Springate Wayne S. | HEB | Incentive Rights | D | 0.00 | 0.1300 | 12,867 | 2 | 12,867 | |||
| 2016-07-29 | 2016-07-29 | 4 | STRAYER DAVID R | HEB | Incentive Rights | D | 0.00 | 0.1300 | 20,479 | 3 | 20,479 | |||
| 2016-07-29 | 2016-07-29 | 4 | MITCHELL WILLIAM M | HEB | Incentive Rights | D | 0.00 | 0.1300 | 11,696 | 2 | 11,696 | |||
| 2016-07-29 | 2016-07-29 | 4 | Rodino Peter W. III | HEB | Incentive Rights | D | 0.00 | 0.1300 | 11,696 | 2 | 11,696 | |||
| 2016-07-19 | 2016-07-15 | 4 | Pascale Adam | HEB | Incentive Rights | D | 0.00 | 0.1200 | 14,167 | 2 | 14,167 | |||
| 2016-07-19 | 2016-07-15 | 4 | STRAYER DAVID R | HEB | Incentive Rights | D | 0.00 | 0.1200 | 22,186 | 3 | 22,186 | |||
| 2016-07-19 | 2016-07-15 | 4 | Springate Wayne S. | HEB | Incentive Rights | D | 0.00 | 0.1200 | 13,939 | 2 | 13,939 | |||
| 2016-07-19 | 2016-07-15 | 4 | MITCHELL WILLIAM M | HEB | Incentive Rights | D | 0.00 | 0.1200 | 12,671 | 2 | 12,671 | |||
| 2016-07-19 | 2016-07-15 | 4 | Rodino Peter W. III | HEB | Incentive Rights | D | 0.00 | 0.1200 | 12,671 | 2 | 12,671 | |||
| 2016-07-08 | 2016-07-08 | 4 | Equels Thomas K. | HEB | Common Stock | D | 0.1184 | 48,000 | 6 | 1,703,548 | ||||
| 2016-07-01 | 2016-07-01 | 4 | Equels Thomas K. | HEB | Common Stock | D | 0.1186 | 28,000 | 3 | 1,655,548 | ||||
| 2016-07-01 | 2016-07-01 | 4 | Equels Thomas K. | HEB | Common Stock | D | 0.1194 | 28,000 | 3 | 1,627,548 | ||||
| 2016-07-01 | 2016-06-30 | 4 | Equels Thomas K. | HEB | Common Stock | D | 0.1190 | 28,000 | 3 | 1,599,548 | ||||
| 2016-07-01 | 2016-06-30 | 4 | Equels Thomas K. | HEB | Common Stock | D | 0.1200 | 28,000 | 3 | 1,571,548 | ||||
| 2016-07-01 | 2016-06-29 | 4 | Equels Thomas K. | HEB | Common Stock | D | 0.1197 | 29,000 | 3 | 1,543,548 | ||||
| 2016-07-01 | 2016-06-29 | 4 | Equels Thomas K. | HEB | Common Stock | D | 0.1199 | 30,000 | 4 | 1,514,548 | ||||
| 2016-07-01 | 2016-06-30 | 4 | Springate Wayne S. | HEB | Incentive Rights | D | 0.00 | 0.1200 | 13,939 | 2 | 13,939 | |||
| 2016-07-01 | 2016-06-30 | 4 | STRAYER DAVID R | HEB | Incentive Rights | D | 0.00 | 0.1200 | 22,186 | 3 | 22,186 | |||
| 2016-07-01 | 2016-06-30 | 4 | MITCHELL WILLIAM M | HEB | Incentive Rights | D | 0.00 | 0.1200 | 12,671 | 2 | 12,671 | |||
| 2016-07-01 | 2016-06-30 | 4 | Rodino Peter W. III | HEB | Incentive Rights | D | 0.00 | 0.1200 | 12,671 | 2 | 12,671 | |||
| 2016-07-01 | 2016-06-30 | 4 | KIANI IRAJ EQHBAL | HEB | Incentive Rights | D | 0.00 | 0.1200 | 845 | 0 | 845 | |||
| 2016-06-30 | 2016-06-30 | 4 | Pascale Adam | HEB | Incentive Rights | D | 0.00 | 0.1200 | 14,167 | 2 | 14,167 | |||
| 2016-06-23 | 2016-06-21 | 4 | MITCHELL WILLIAM M | HEB | Options to Buy Common Stock | D | 0.13 | 150,000 | 150,000 | |||||
| 2016-06-23 | 2016-06-21 | 4 | Rodino Peter W. III | HEB | Options to Buy Common Stock | D | 0.13 | 150,000 | 150,000 | |||||
| 2016-06-23 | 2016-06-21 | 4 | KIANI IRAJ EQHBAL | HEB | Options to Buy Common Stock | D | 0.13 | 150,000 | 150,000 | |||||
| 2016-06-23 | 2016-06-21 | 4 | STRAYER DAVID R | HEB | Options to Buy Common Stock | D | 0.13 | 150,000 | 150,000 | |||||
| 2016-06-23 | 2016-06-21 | 4 | Springate Wayne S. | HEB | Options to Buy Common Stock | D | 0.13 | 150,000 | 150,000 | |||||
| 2016-06-23 | 2016-06-21 | 4 | Pascale Adam | HEB | Options to Buy Common Stock | D | 0.13 | 150,000 | 150,000 | |||||
| 2016-06-16 | 2016-06-15 | 4 | KIANI IRAJ EQHBAL | HEB | Incentive Rights | D | 0.00 | 0.1100 | 13,823 | 2 | 13,823 | |||
| 2016-06-16 | 2016-06-15 | 4 | MITCHELL WILLIAM M | HEB | Incentive Rights | D | 0.00 | 0.1100 | 13,823 | 2 | 13,823 | |||
| 2016-06-16 | 2016-06-15 | 4 | Rodino Peter W. III | HEB | Incentive Rights | D | 0.00 | 0.1100 | 13,823 | 2 | 13,823 | |||
| 2016-06-16 | 2016-06-15 | 4 | Pascale Adam | HEB | Incentive Rights | D | 0.00 | 0.1100 | 15,455 | 2 | 15,455 | |||
| 2016-06-16 | 2016-06-15 | 4 | Springate Wayne S. | HEB | Incentive Rights | D | 0.00 | 0.1100 | 15,206 | 2 | 15,206 | |||
| 2016-06-16 | 2016-06-15 | 4 | STRAYER DAVID R | HEB | Incentive Rights | D | 0.00 | 0.1100 | 24,203 | 3 | 24,203 | |||
| 2016-06-10 | 2016-06-08 | 4 | Equels Thomas K. | HEB | Options to buy Common Stock | D | 0.14 | 300,000 | 2,350,000 | |||||
| 2016-06-02 | 2016-05-31 | 4 | Springate Wayne S. | HEB | Incentive Rights | D | 0.00 | 0.1200 | 13,939 | 2 | 13,939 | |||
| 2016-06-02 | 2016-05-31 | 4 | STRAYER DAVID R | HEB | Incentive Rights | D | 0.00 | 0.1200 | 22,186 | 3 | 22,186 | |||
| 2016-06-02 | 2016-05-31 | 4 | KIANI IRAJ EQHBAL | HEB | Incentive Rights | D | 0.00 | 0.1200 | 12,671 | 2 | 12,671 | |||
| 2016-06-02 | 2016-05-31 | 4 | MITCHELL WILLIAM M | HEB | Incentive Rights | D | 0.00 | 0.1200 | 12,671 | 2 | 12,671 | |||
| 2016-06-02 | 2016-05-31 | 4 | Rodino Peter W. III | HEB | Incentive Rights | D | 0.00 | 0.1200 | 12,671 | 2 | 12,671 | |||
| 2016-06-01 | 2016-05-31 | 4 | Pascale Adam | HEB | Incentive Rights | D | 0.00 | 0.1200 | 14,167 | 2 | 14,167 | |||
| 2016-05-16 | 2016-05-15 | 4 | Pascale Adam | HEB | Incentive Rights | D | 0.00 | 0.1100 | 15,455 | 2 | 15,455 | |||
| 2016-05-16 | 2016-05-15 | 4 | Springate Wayne S. | HEB | Incentive Rights | D | 0.00 | 0.1100 | 15,206 | 2 | 15,206 | |||
| 2016-05-16 | 2016-05-15 | 4 | STRAYER DAVID R | HEB | Incentive Rights | D | 0.00 | 0.1100 | 24,203 | 3 | 24,203 | |||
| 2016-05-16 | 2016-05-15 | 4 | KIANI IRAJ EQHBAL | HEB | Incentive Rights | D | 0.00 | 0.1100 | 13,823 | 2 | 13,823 | |||
| 2016-05-16 | 2016-05-15 | 4 | MITCHELL WILLIAM M | HEB | Incentive Rights | D | 0.00 | 0.1100 | 13,823 | 2 | 13,823 | |||
| 2016-05-16 | 2016-05-15 | 4 | Rodino Peter W. III | HEB | Incentive Rights | D | 0.00 | 0.1100 | 13,823 | 2 | 13,823 | |||
| 2016-05-03 | 2016-04-30 | 4 | Pascale Adam | HEB | Incentive Rights | D | 0.00 | 0.1400 | 12,143 | 2 | 12,143 | |||
| 2016-05-03 | 2016-04-30 | 4 | Springate Wayne S. | HEB | Incentive Rights | D | 0.00 | 0.1400 | 11,948 | 2 | 11,948 | |||
| 2016-05-03 | 2016-04-30 | 4 | STRAYER DAVID R | HEB | Incentive Rights | D | 0.00 | 0.1400 | 19,016 | 3 | 19,016 | |||
| 2016-05-03 | 2016-04-30 | 4 | KIANI IRAJ EQHBAL | HEB | Incentive Rights | D | 0.00 | 0.1400 | 10,861 | 2 | 10,861 | |||
| 2016-05-03 | 2016-04-30 | 4 | MITCHELL WILLIAM M | HEB | Incentive Rights | D | 0.00 | 0.1400 | 10,861 | 2 | 10,861 | |||
| 2016-05-03 | 2016-04-30 | 4 | Rodino Peter W. III | HEB | Incentive Rights | D | 0.00 | 0.1400 | 10,861 | 2 | 10,861 | |||
| 2016-04-19 | 2016-04-15 | 4 | Pascale Adam | HEB | Incentive Rights | D | 0.00 | 0.1400 | 12,143 | 2 | 12,143 | |||
| 2016-04-19 | 2016-04-15 | 4 | Springate Wayne S. | HEB | Incentive Rights | D | 0.00 | 0.1400 | 11,948 | 2 | 11,948 | |||
| 2016-04-19 | 2016-04-15 | 4 | STRAYER DAVID R | HEB | Incentive Rights | D | 0.00 | 0.1400 | 19,016 | 3 | 19,016 | |||
| 2016-04-19 | 2016-04-15 | 4 | KIANI IRAJ EQHBAL | HEB | Incentive Rights | D | 0.00 | 0.1400 | 10,861 | 2 | 10,861 | |||
| 2016-04-19 | 2016-04-15 | 4 | MITCHELL WILLIAM M | HEB | Incentive Rights | D | 0.00 | 0.1400 | 10,861 | 2 | 10,861 | |||
| 2016-04-19 | 2016-04-15 | 4 | Rodino Peter W. III | HEB | Incentive Rights | D | 0.00 | 0.1400 | 10,861 | 2 | 10,861 | |||
| 2016-04-06 | 2016-03-31 | 4 | Pascale Adam | HEB | Incentive Rights | D | 0.00 | 0.1300 | 13,077 | 2 | 13,077 | |||
| 2016-04-06 | 2016-03-15 | 4 | Pascale Adam | HEB | Incentive Rights | D | 0.00 | 0.1600 | 10,625 | 2 | 10,625 | |||
| 2016-04-06 | 2016-02-29 | 4 | Pascale Adam | HEB | Incentive Rights | D | 0.00 | 0.1500 | 10,500 | 2 | 10,500 | |||
| 2016-04-06 | 2016-02-15 | 4 | Pascale Adam | HEB | Incentive Rights | D | 0.00 | 0.1200 | 10,694 | 1 | 10,694 | |||
| 2016-04-06 | 2016-03-31 | 4 | Springate Wayne S. | HEB | Incentive Rights | D | 0.00 | 0.1300 | 12,867 | 2 | 12,867 | |||
| 2016-04-06 | 2016-03-15 | 4 | Springate Wayne S. | HEB | Incentive Rights | D | 0.00 | 0.1600 | 10,454 | 2 | 10,454 | |||
| 2016-04-06 | 2016-02-29 | 4 | Springate Wayne S. | HEB | Incentive Rights | D | 0.00 | 0.1500 | 11,151 | 2 | 11,151 | |||
| 2016-04-06 | 2016-02-15 | 4 | Springate Wayne S. | HEB | Incentive Rights | D | 0.00 | 0.1200 | 13,939 | 2 | 13,939 | |||
| 2016-04-06 | 2016-03-31 | 4 | STRAYER DAVID R | HEB | Incentive Rights | D | 0.00 | 0.1300 | 20,479 | 3 | 20,479 | |||
| 2016-04-06 | 2016-03-15 | 4 | STRAYER DAVID R | HEB | Incentive Rights | D | 0.00 | 0.1600 | 16,639 | 3 | 16,639 | |||
| 2016-04-06 | 2016-02-29 | 4 | STRAYER DAVID R | HEB | Incentive Rights | D | 0.00 | 0.1500 | 16,915 | 3 | 16,915 | |||
| 2016-04-06 | 2016-02-15 | 4 | STRAYER DAVID R | HEB | Incentive Rights | D | 0.00 | 0.1200 | 18,714 | 2 | 18,714 | |||
| 2016-04-06 | 2016-03-31 | 4 | KIANI IRAJ EQHBAL | HEB | Incentive Rights | D | 0.00 | 0.1300 | 11,696 | 2 | 11,696 | |||
| 2016-04-06 | 2016-03-15 | 4 | KIANI IRAJ EQHBAL | HEB | Incentive Rights | D | 0.00 | 0.1600 | 9,503 | 2 | 9,503 | |||
| 2016-04-06 | 2016-02-29 | 4 | KIANI IRAJ EQHBAL | HEB | Incentive Rights | D | 0.00 | 0.1500 | 10,137 | 2 | 10,137 | |||
| 2016-04-06 | 2016-02-15 | 4 | KIANI IRAJ EQHBAL | HEB | Incentive Rights | D | 0.00 | 0.1200 | 12,671 | 2 | 12,671 | |||
| 2016-04-06 | 2016-03-31 | 4 | MITCHELL WILLIAM M | HEB | Incentive Rights | D | 0.00 | 0.1300 | 11,696 | 2 | 11,696 | |||
| 2016-04-06 | 2016-03-15 | 4 | MITCHELL WILLIAM M | HEB | Incentive Rights | D | 0.00 | 0.1600 | 9,503 | 2 | 9,503 | |||
| 2016-04-06 | 2016-02-29 | 4 | MITCHELL WILLIAM M | HEB | Incentive Rights | D | 0.00 | 0.1500 | 10,137 | 2 | 10,137 | |||
| 2016-04-06 | 2016-02-15 | 4 | MITCHELL WILLIAM M | HEB | Incentive Rights | D | 0.00 | 0.1200 | 12,671 | 2 | 12,671 | |||
| 2016-04-06 | 2016-03-31 | 4 | Rodino Peter W. III | HEB | Incentive Rights | D | 0.00 | 0.1300 | 11,696 | 2 | 11,696 | |||
| 2016-04-06 | 2016-03-15 | 4 | Rodino Peter W. III | HEB | Incentive Rights | D | 0.00 | 0.1600 | 9,503 | 2 | 9,503 | |||
| 2016-04-06 | 2016-02-29 | 4 | Rodino Peter W. III | HEB | Incentive Rights | D | 0.00 | 0.1500 | 10,137 | 2 | 10,137 | |||
| 2016-04-06 | 2016-02-15 | 4 | Rodino Peter W. III | HEB | Incentive Rights | D | 0.00 | 0.1200 | 12,671 | 2 | 12,671 | |||
| 2016-03-21 | 2016-03-18 | 4 | Equels Thomas K. | HEB | Common Stock | D | 0.1322 | 30,000 | 4 | 1,484,548 | ||||
| 2016-03-14 | 2016-03-10 | 4/A | Equels Thomas K. | HEB | Common Stock | D | 0.1630 | 30,000 | 5 | 1,414,548 | ||||
| 2016-03-14 | 2016-03-11 | 4/A | Equels Thomas K. | HEB | Common Stock | D | 0.1618 | 10,000 | 2 | 1,454,548 | ||||
| 2016-03-14 | 2016-03-11 | 4/A | Equels Thomas K. | HEB | Common Stock | D | 0.1564 | 30,000 | 5 | 1,444,548 | ||||
| 2016-03-14 | 2016-03-11 | 4 | Equels Thomas K. | HEB | Common Stock | D | 0.1618 | 10,000 | 2 | 10,000 | ||||
| 2016-03-14 | 2016-03-11 | 4 | Equels Thomas K. | HEB | Common Stock | D | 0.1564 | 30,000 | 5 | 30,000 | ||||
| 2016-03-10 | 2016-03-10 | 4 | Equels Thomas K. | HEB | Common Stock | D | 0.1630 | 30,000 | 5 | 30,000 | ||||
| 2015-12-14 | 2015-12-09 | 4 | CARTER WILLIAM A | HEB | Warrants | D | 0.51 | -491,196 | 0 | |||||
| 2015-12-14 | 2015-12-09 | 4 | CARTER WILLIAM A | HEB | Options | D | 0.25 | -150,000 | 0 | |||||
| 2015-12-14 | 2015-12-09 | 4 | CARTER WILLIAM A | HEB | Options | D | 0.29 | -100,000 | 0 | |||||
| 2015-12-14 | 2015-12-09 | 4 | CARTER WILLIAM A | HEB | Options | D | 2.60 | -320,000 | 0 | |||||
| 2015-12-14 | 2015-12-09 | 4 | CARTER WILLIAM A | HEB | Options | D | 4.03 | -10,000 | 0 | |||||
| 2015-12-14 | 2015-12-09 | 4 | CARTER WILLIAM A | HEB | Options | D | 2.71 | -73,728 | 0 | |||||
| 2015-08-20 | 2015-08-20 | 4 | CARTER WILLIAM A | HEB | Common Stock | D | 0.1795 | 25,000 | 4 | 1,225,585 | ||||
| 2015-08-19 | 2015-08-18 | 4 | CARTER WILLIAM A | HEB | Common Stock | D | 0.1820 | 25,000 | 5 | 1,200,585 | ||||
| 2015-08-18 | 2015-08-17 | 4 | CARTER WILLIAM A | HEB | Common Stock | D | 0.1815 | 25,000 | 5 | 1,175,585 | ||||
| 2015-08-14 | 2015-08-14 | 4 | Equels Thomas K. | HEB | Common Stock | D | 0.1801 | 50,000 | 9 | 1,384,548 | ||||
| 2015-08-14 | 2015-08-13 | 4 | Equels Thomas K. | HEB | Common Stock | D | 0.1800 | 12,600 | 2 | 1,334,548 | ||||
| 2015-08-14 | 2015-08-13 | 4 | Equels Thomas K. | HEB | Common Stock | D | 0.1798 | 16,504 | 3 | 1,321,948 | ||||
| 2015-06-10 | 2015-06-08 | 4 | Equels Thomas K. | HEB | Options to buy Common Stock | D | 0.25 | 300,000 | 2,050,000 | |||||
| 2015-06-10 | 2015-06-08 | 4 | CARTER WILLIAM A | HEB | Options to buy Common Stock | D | 0.25 | 500,000 | 9,015,378 | |||||
| 2015-04-29 | 2015-04-28 | 4 | CARTER WILLIAM A | HEB | Common Stock | D | 0.2420 | 100,000 | 24 | 1,150,585 | ||||
| 2015-04-28 | 2015-04-27 | 4 | Equels Thomas K. | HEB | Common Stock | D | 0.2443 | 100,000 | 24 | 1,305,444 | ||||
| 2015-04-22 | 2015-04-21 | 4 | CARTER WILLIAM A | HEB | Common Stock | D | 0.2400 | 100,000 | 24 | 1,050,585 | ||||
| 2015-04-21 | 2015-04-20 | 4 | Equels Thomas K. | HEB | Common Stock | D | 0.2391 | 100,000 | 24 | 1,205,444 | ||||
| 2015-04-20 | 2015-04-17 | 4 | CARTER WILLIAM A | HEB | Common Stock | D | 0.2300 | 73,681 | 17 | 950,585 | ||||
| 2015-04-17 | 2015-04-16 | 4 | CARTER WILLIAM A | HEB | Common Stock | D | 0.2300 | 26,319 | 6 | 876,904 | ||||
| 2015-04-15 | 2015-04-15 | 4 | Equels Thomas K. | HEB | Common Stock | D | 0.2254 | 100,000 | 23 | 1,105,444 | ||||
| 2015-03-24 | 2015-03-20 | 4 | MITCHELL WILLIAM M | HEB | Common Stock | D | 50,663 | 199,661 | ||||||
| 2014-12-09 | 2014-12-08 | 4 | Springate Wayne S. | HEB | Options to buy Common Stock | D | 1.90 | 1,812 | 288,900 | |||||
| 2014-12-09 | 2014-12-08 | 4 | STRAYER DAVID R | HEB | Options to buy Common Stock | D | 1.90 | 10,000 | 190,000 | |||||
| 2014-12-09 | 2014-12-08 | 4 | CARTER WILLIAM A | HEB | Options to buy Common Stock | D | 2.60 | 320,000 | 8,515,378 | |||||
| 2014-12-09 | 2014-12-08 | 4 | Pascale Adam | HEB | Options to buy Common Stock | D | 1.90 | 7,176 | 127,648 | |||||
| 2014-09-09 | 2014-09-08 | 4 | MITCHELL WILLIAM M | HEB | Options to buy Common Stock | D | 2.60 | 50,000 | 562,000 | |||||
| 2014-07-11 | 2014-07-08 | 4 | Pascale Adam | HEB | Options to buy Common Stock | D | 0.33 | 50,000 | 127,648 | |||||
| 2014-06-11 | 2014-06-06 | 4 | CARTER WILLIAM A | HEB | Options to buy Common Stock | D | 0.36 | 500,000 | 8,515,378 | |||||
| 2014-06-11 | 2014-06-06 | 4 | Equels Thomas K. | HEB | Options to buy Common Stock | D | 0.36 | 300,000 | 1,750,000 | |||||
| 2014-06-11 | 2014-06-06 | 4 | Springate Wayne S. | HEB | Options to buy Common Stock | D | 0.36 | 50,000 | 288,900 | |||||
| 2013-08-06 | 2013-08-02 | 4 | Rodino Peter W. III | HEB | Options to buy Common Stock | D | 0.25 | 150,000 | 150,000 | |||||
| 2013-08-02 | 2013-08-02 | 4 | Equels Thomas K. | HEB | Options to Buy Common Stock | D | 0.25 | 150,000 | 1,450,000 | |||||
| 2013-08-02 | 2013-08-02 | 4 | CARTER WILLIAM A | HEB | Options to buy Common Stock | D | 0.25 | 150,000 | 8,015,378 | |||||
| 2013-08-02 | 2013-08-02 | 4 | KIANI IRAJ EQHBAL | HEB | Options to buy Common Stock | D | 0.25 | 150,000 | 332,000 | |||||
| 2013-08-02 | 2013-08-02 | 4 | MITCHELL WILLIAM M | HEB | Options to buy Common Stock | D | 0.25 | 150,000 | 562,000 | |||||
| 2013-06-06 | 2013-06-06 | 4 | CARTER WILLIAM A | HEB | Options to buy Common Stock | D | 0.31 | 500,000 | 7,865,378 | |||||
| 2013-06-06 | 2013-06-06 | 4 | Equels Thomas K. | HEB | Options to buy Common Stock | D | 0.31 | 300,000 | 1,300,000 | |||||
| 2013-05-09 | 2013-05-09 | 4 | Springate Wayne S. | HEB | Options to buy Common Stock | D | 0.24 | 50,000 | 238,900 | |||||
| 2013-01-16 | 2013-01-15 | 4 | CARTER WILLIAM A | HEB | Common Stock | D | -20,000 | 850,585 | ||||||
| 2012-12-21 | 2012-12-19 | 4 | CARTER WILLIAM A | HEB | Common Stock | D | -10,000 | 422,423 | ||||||
| 2012-11-21 | 2012-11-20 | 4 | CARTER WILLIAM A | HEB | Common Stock | D | -10,000 | 432,423 | ||||||
| 2012-09-20 | 2012-09-18 | 4 | Cavalli Ralph Christopher | HEB | Options to buy Common Stock | D | 0.85 | 30,000 | 90,000 | |||||
| 2012-08-10 | 2012-08-08 | 4 | KIANI IRAJ EQHBAL | HEB | Common Stock | D | 0.2600 | 368,345 | 96 | 630,886 | ||||
| 2012-06-11 | 2012-06-08 | 4 | CARTER WILLIAM A | HEB | Options to buy Common Stock | D | 0.31 | 500,000 | 7,365,378 | |||||
| 2012-06-11 | 2012-06-08 | 4 | Equels Thomas K. | HEB | Options to buy Common Stock | D | 0.31 | 300,000 | 1,000,000 | |||||
| 2012-06-07 | 2012-06-05 | 4 | Dickey Robert IV | HEB | Options to Buy Common Stock | D | 0.29 | 50,000 | 200,000 | |||||
| 2012-06-07 | 2012-06-05 | 4 | CARTER WILLIAM A | HEB | Options to buy Common Stock | D | 0.29 | 100,000 | 6,865,378 | |||||
| 2012-06-07 | 2012-06-05 | 4 | Springate Wayne S. | HEB | Options to buy Common Stock | D | 0.29 | 50,000 | 188,900 | |||||
| 2012-06-07 | 2012-06-05 | 4 | Equels Thomas K. | HEB | Options to buy Common Stock | D | 0.29 | 100,000 | 700,000 | |||||
| 2012-06-07 | 2012-06-05 | 4 | PIANI RICHARD | HEB | Options to buy Common Stock | D | 0.29 | 100,000 | 424,608 | |||||
| 2012-06-07 | 2012-06-05 | 4 | MITCHELL WILLIAM M | HEB | Options to buy Common Stock | D | 0.29 | 100,000 | 412,000 | |||||
| 2012-06-07 | 2012-06-05 | 4 | KIANI IRAJ EQHBAL | HEB | Options to buy Common Stock | D | 0.29 | 100,000 | 177,000 | |||||
| 2012-05-21 | 2012-05-18 | 4 | STRAYER DAVID R | HEB | Common Stock | D | 0.2550 | 44,900 | 11 | 280,932 | ||||
| 2012-05-21 | 2012-05-17 | 4 | STRAYER DAVID R | HEB | Common Stock | D | 0.2550 | 5,100 | 1 | 236,032 | ||||
| 2012-05-11 | 2012-05-10 | 4 | KIANI IRAJ EQHBAL | HEB | Common Stock | D | 2.4000 | 5,208 | 12 | 262,541 | ||||
| 2012-05-11 | 2012-05-10 | 4 | KIANI IRAJ EQHBAL | HEB | Common Stock | D | 2.2600 | 11,062 | 25 | 257,333 | ||||
| 2012-04-16 | 2012-04-13 | 4 | STRAYER DAVID R | HEB | Options to buy Common Stock | D | 4.03 | 10,000 | 190,000 | |||||
| 2012-04-16 | 2012-04-13 | 4 | CARTER WILLIAM A | HEB | Options to buy Common Stock | D | 4.03 | 10,000 | 6,765,378 |
P
공개 시장에서 또는 사적으로 비파생증권 또는 파생증권 매입
S
공개 시장에서 또는 사적으로 비파생증권 또는 파생증권 매각
A
자사로부터 유가증권(옵션 등)을 보조, 지급 또는 기타 취득
C
파생상품 전환
D
자사에게 유가증권을 매각 또는 양도
F
기업으로부터 인도 받은 유가증권의 일부를 사용한 행사 가격 또는 조세 채무의 지급
G
내부자에 의한 또는 내부자에게 증권 증여
K
지분스왑 및 유사 위험 회피거래
M
자사로부터 인도 받은 파생증권(옵션 등)의 행사 또는 전환
V
보고서 양식 4에 자진 신고된 거래
J
기타 (거래 내용을 설명하는 각주와 동반)
