RSLS Insider Trading - ReShape Lifesciences Inc.

내부자 지분

17,568,805 shares

내부자 센티멘트 점수

내부자 센티멘트 점수를 통해서 내부자들이 법인 지분을 매입하는 기업들에 대해서 알아볼 수 있습니다.

이는 내부자의 누적도가 가장 높은 기업을 식별하는 정교하고 복합적인 지수를 분석하는 계량 모델의 결과 값입니다. 스코어링 모델은 이전 90일 동안 매수한 "내부자의 순 숫자", "매수한 주식의 총합", "내부자가 소유한 주식의 총합"의 조합을 사용합니다. 점수는 0에서 100 사이이며, 점수가 높을수록 피어(Peer: 동종업계 경쟁기업)에 대한 누적도가 높다는 것을 나타내며, 평균은 50입니다.

업데이트 주기: 일별

내부자의 누적도가 가장 높은 기업 목록을 확인할 수 있는 내부자들의 최다 선택(Insiders Top Picks)을 참고하십시오.

가장 높은 순위의 주식을 확인하세요

내부 경영진 센티멘트 점수

내부 경영진 센티멘트 점수를 통해서 내부 경영진들이 법인 지분을 매입하는 기업들에 대해서 알아볼 수 있습니다.

내부 거래의 정의에 따라 내부 경영진(기업 임원)도 내부자이지만, 다른 내부자(10% 주주 및 이사회 구성원)들과는 달리 내부 경영진은 매일 회사에서 근무하며, 거래 시에 자신의 자금을 사용합니다. (많은 경우에 10% 주주 및 이사회 구성원은 다른 사람의 자금을 관리하는 자금 관리자입니다.) 따라서 내부 경영진(기업 임원: Officer)의 내부 거래는 훨씬 더 중요하며 올바른 분석이 필요합니다.

내부자 센티멘트 점수와 마찬가지로 임원 감정 점수는 가장 높은 수준의 임원 축적을 가진 기업을 식별하는 정교하고 복합적인 지수 퀀트(Multi-factor quantitative) 모델의 결과입니다.

업데이트 주기: 일별

내부자의 누적도가 가장 높은 기업 목록을 확인할 수 있는 내부자들의 최다 선택(Insiders Top Picks)을 참고하십시오.

가장 높은 순위의 주식을 확인하세요

주요 내부자 지표

이 수치는 해당 기업이 다양한 내부자 지표에 따라 어떻게 순위를 매겨지는 지를 설명합니다. 백분위 순위는 이 기업이 미국 시장의 다른 기업들과 어떻게 비교되는지 보여줍니다. 순위가 높을수록 더 나은 상황에 있다는 것을 의미합니다.

예를 들어, 일반적으로 내부자의 매입은 긍정적인 지표라고 간주되어지기 때문에, 내부자의 매입(내부자의 매각, 역시도)가 적은 기업보다 내부자의 매입이 많은 기업은 순위가 높을 것입니다.

내부자의 순 매입(순위)

N/A

내부자의 순 매입(Net Number of Insiders Buying)는 내부자 매수의 총 수에서 지난 90일 동안의 내부자 매도의 총 수를 뺀 값입니다. 여기에 백분위 순위가 표시됩니다(범위: 0~100%).

내부자가 매입한 플로트 비율 (순위)

N/A

"내부자가 매입한 플로트 비율(Percent of Float Bought by Insiders)"은 내부자가 매입한 주식의 총 수에서 내부자가 매도한 주식의 총 수를 뺀 값을 전체 플로트로 나눈 값에 100을 곱한 값입니다. * ((내부자가 매입한 주식의 총 수 - 내부자가 매도한 주식의 총 수) ÷ 전체 플로트) x 100

내부자 트레이딩 차트

ReShape Lifesciences Inc. 내부자의 매매 거래는 아래 차트에 나와 있습니다. 내부자들은 기업의 임원(내부 경영진), 이사 또는 주요 투자자입니다. 일반적으로 내부자가 중요한 비공개 정보를 기반으로 자신이 속한 기업을 거래하는 것은 불법으로 간주됩니다. 이것은 내부자가 자신의 기업 내에서 행하는 모든 거래가 불법이라는 것을 뜻은 아닙니다. 그러나 그들은 자신들의 모든 거래를 양식 4를 통해 SEC에 보고해야만 합니다.

내부자의 명단 및 이익 지표

아래 표는 공개된 내부자의 목록이며, SEC에 공개된 제출 문서에서 자동으로 생성됩니다. "이름", "가장 최근의 직급", "이사, 임원 또는 10% 주주"에 대한 지정 외에도 최근에 공개된 보유 주식에 대한 정보를 보여줍니다. 또한 가능한 경우 내부자의 과거 거래 실적도 확인 가능합니다. 과거 거래 실적은 내부자가 실제 "공개 시장"(Open market) 매입 거래를 수행한 실적을 가중 평균한 값입니다. 이 계산 방법에 대한 자세한 내용은 유튜브 웨비나 를 참조하시면 됩니다.

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내부자	평균 이익률 (%)	소유 지분	주식 분할

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내부자의 매입 내역 추적: 단기 이익 분석

이 섹션에서는 RSLS / ReShape Lifesciences Inc.에서 계획되지 않은 "공개 시장"(Open market)의 내부자가 매입한 모든 상품의 수익성을 분석합니다. 이 분석을 통해서 내부자가 비정상적인 수익을 지속적으로 창출하는지 파악하는 데 도움이 되며, 이러한 분석은 수행해볼 가치가 있습니다. 이 분석은 개별 거래 후 1년 동안 수행한 것이며, 결과는 이론 값입니다. .

아래 표는 사전 거래 계획(Automated trading plan)에 포함되지 않은 가장 최근의 "공개 시장"(Open market)에서의 매입을 보여줍니다.

거래일	내부자	보고된 지분	보고된 가격	조정된 지분	조정된 가격	가격 기준	최고까지 일수	최고에서 가격	최고 이익 ($)
2020-12-04	ARMISTICE CAPITAL, LLC	0	0.0000	0	0.0000	0	206	382	0
2020-12-04	ARMISTICE CAPITAL, LLC	5,400	4.1300	193	115.6400	22,302
2020-12-02	ARMISTICE CAPITAL, LLC	0	0.0000	0	0.0000	0
2020-12-02	ARMISTICE CAPITAL, LLC	1,000	4.3100	36	120.6800	4,310
2020-11-17	ARMISTICE CAPITAL, LLC	0	0.0000	0	0.0000	0
2020-11-17	ARMISTICE CAPITAL, LLC	187	4.5000	7	126.0000	842
2020-11-13	ARMISTICE CAPITAL, LLC	0	0.0000	0	0.0000	0
2020-11-13	ARMISTICE CAPITAL, LLC	790	4.1400	28	115.9200	3,271
2020-11-10	ARMISTICE CAPITAL, LLC	0	0.0000	0	0.0000	0

조정된 가격은 분할 조정 가격입니다. 조정된 지분은 분할 조정 지분입니다.

RSLS / ReShape Lifesciences Inc. Insider Trades

내부자 매매의 실적: 단기 손실 분석

이 섹선에서는 RSLS / ReShape Lifesciences Inc.에서 이루어진 "공개 시장(Open market)"에서의 모든 계획되지 않은 내부자 매매의 단기 손실 회피(Short-term loss avoidance)를 분석합니다. 일관된 손실 회피 패턴을 통해서 향후 매매 거래가 가격 하락을 초래할 수도 있음을 예상할 수 있습니다. 이 분석은 각 각 매매 거래 후 1년 동안의 자료이며, 결과는 이론 값입니다. .

아래 표는 사전 거래 계획(Automated trading plan)에 포함되지 않은 가장 최근의 공개 시장에서의 매매를 보여줍니다.

거래일	내부자	보고된 지분	보고된 가격	조정된 지분	조정된 가격	가격 기준	최저까지 일수
2017-05-25	GOLDFISCHER CARL	97	4.8500	97	4.8500	470	103
2017-05-25	GOLDFISCHER CARL	4,571	4.8500	4,571	4.8500	22,169
2012-11-13	LEA GREGORY S	10,500	2.5637	10,500	2.5637	26,919
2012-06-27	WHITEBOX ADVISORS LLC	27,599	3.2700	27,599	3.2700	90,249
2012-06-26	WHITEBOX ADVISORS LLC	8,100	3.1600	8,100	3.1600	25,596
2012-06-25	WHITEBOX ADVISORS LLC	11,800	3.1400	11,800	3.1400	37,052
2012-06-22	WHITEBOX ADVISORS LLC	8,400	3.1600	8,400	3.1600	26,544
2012-06-21	WHITEBOX ADVISORS LLC	10,665	3.1300	10,665	3.1300	33,381

조정된 가격은 분할 조정 가격입니다. 조정된 지분은 분할 조정 지분입니다.

거래 내역

전체 거래 내역을 보려면 링크 아이콘을 클릭하세요. 10b5-1 자동 거래 계획의 일부로 보고된 거래는 10b-5 열에 X 표시가 나타납니다.

보고일	거래일	양식	내부자	티커	증권 소유권	코드	직접	행사 가격	단위 가격	단위 변동	가치 변동 (단위: 1,000)	잔여 옵션	잔여 주식
2021-06-22	2021-06-15	4	ARMISTICE CAPITAL, LLC	RSLS	Series A Warrants	J - Other	I	0.02		0		0
2021-06-22	2021-06-15	4	ARMISTICE CAPITAL, LLC	RSLS	Warrant	J - Other	I	3.50		0		0
2021-06-22	2021-06-15	4	ARMISTICE CAPITAL, LLC	RSLS	Warrant	J - Other	D	3.50		-1,000,000		0
2021-06-22	2021-06-15	4	ARMISTICE CAPITAL, LLC	RSLS	Warrant	J - Other	I	3.50		0		0
2021-06-22	2021-06-15	4	ARMISTICE CAPITAL, LLC	RSLS	Warrant	J - Other	D	3.50		-4,000,000		0
2021-06-22	2021-06-15	4	ARMISTICE CAPITAL, LLC	RSLS	Series G Warrants	J - Other	I	3.70		0		0
2021-06-22	2021-06-15	4	ARMISTICE CAPITAL, LLC	RSLS	Series G Warrants	J - Other	D	3.70		-1,200,000		0
2021-06-22	2021-06-15	4	ARMISTICE CAPITAL, LLC	RSLS	Series G Warrants	J - Other	D	3.25		-1,200,000		0
2021-06-22	2021-06-15	4	ARMISTICE CAPITAL, LLC	RSLS	Series G Warrants	J - Other	I	3.25		0		0
2021-06-22	2021-06-15	4	ARMISTICE CAPITAL, LLC	RSLS	Series E Warrants	J - Other	I	0.05		0		0
2021-06-22	2021-06-15	4	ARMISTICE CAPITAL, LLC	RSLS	Series A Warrants	J - Other	D	0.02		-2,625,000		0
2021-06-22	2021-06-15	4	ARMISTICE CAPITAL, LLC	RSLS	Series E Warrants	J - Other	D	0.05		-2,625,000		0
2021-06-22	2021-06-15	4	ARMISTICE CAPITAL, LLC	RSLS	Common Stock	J - Other	I			0			0
2021-06-22	2021-06-15	4	ARMISTICE CAPITAL, LLC	RSLS	Common Stock	J - Other	D			-5,330,277			0
2021-06-17	2021-06-15	4	STANKOVICH THOMAS	RSLS	Common Stock, $0.001 par value per share	D - Sale to Issuer	D		3.0500	-4,635	-14		0
2020-12-04	2020-12-04	4	ARMISTICE CAPITAL, LLC See Footnote 1	RSLS	Common Stock	P - Purchase	I			0			5,330,277
2020-12-04	2020-12-04	4	ARMISTICE CAPITAL, LLC	RSLS	Common Stock	P - Purchase	D		4.1300	5,400	22		5,330,277
2020-12-04	2020-12-02	4	ARMISTICE CAPITAL, LLC See Footnote 1	RSLS	Common Stock	P - Purchase	I			0			5,324,877
2020-12-04	2020-12-02	4	ARMISTICE CAPITAL, LLC	RSLS	Common Stock	P - Purchase	D		4.3100	1,000	4		5,324,877
2020-11-17	2020-11-17	4	ARMISTICE CAPITAL, LLC	RSLS	Common Stock	P - Purchase	I			0			5,323,877
2020-11-17	2020-11-17	4	ARMISTICE CAPITAL, LLC	RSLS	Common Stock	P - Purchase	D		4.5000	187	1		5,323,877
2020-11-17	2020-11-13	4	ARMISTICE CAPITAL, LLC	RSLS	Common Stock	P - Purchase	I			0			5,323,690
2020-11-17	2020-11-13	4	ARMISTICE CAPITAL, LLC	RSLS	Common Stock	P - Purchase	D		4.1400	790	3		5,323,690
2020-11-12	2020-11-10	4	ARMISTICE CAPITAL, LLC	RSLS	Common Stock	P - Purchase	I			0			5,322,900
2020-11-12	2020-11-10	4	ARMISTICE CAPITAL, LLC	RSLS	Common Stock	P - Purchase	D		3.5800	2,400	9		5,322,900
2020-11-04	2020-11-02	4	ARMISTICE CAPITAL, LLC See Footnote 1	RSLS	Common Stock	P - Purchase	I			0			5,320,500
2020-11-04	2020-11-02	4	ARMISTICE CAPITAL, LLC	RSLS	Common Stock	P - Purchase	D		3.5600	3,100	11		5,320,500
2020-09-25	2020-09-23	4	ARMISTICE CAPITAL, LLC	RSLS	Common Stock	P - Purchase	I			0			5,317,400
2020-09-25	2020-09-23	4	ARMISTICE CAPITAL, LLC	RSLS	Common Stock	P - Purchase	I			0			5,317,400
2020-09-25	2020-09-23	4	ARMISTICE CAPITAL, LLC	RSLS	Common Stock	P - Purchase	D		4.2300	1,000	4		5,317,400
2020-09-25	2020-09-23	4	ARMISTICE CAPITAL, LLC	RSLS	Common Stock	P - Purchase	D		3.9100	1,000	4		5,316,400
2020-09-22	2020-09-22	4	ARMISTICE CAPITAL, LLC	RSLS	Common Stock	P - Purchase	I			0			5,315,400
2020-09-22	2020-09-22	4	ARMISTICE CAPITAL, LLC	RSLS	Common Stock	P - Purchase	D		4.7700	1,000	5		5,315,400
2020-09-22	2020-09-21	4	ARMISTICE CAPITAL, LLC	RSLS	Common Stock	P - Purchase	I			0			5,314,400
2020-09-22	2020-09-21	4	ARMISTICE CAPITAL, LLC	RSLS	Common Stock	P - Purchase	D		4.4500	300	1		5,314,400
2020-09-22	2020-09-18	4	ARMISTICE CAPITAL, LLC	RSLS	Common Stock	P - Purchase	I			0			5,314,100
2020-09-22	2020-09-18	4	ARMISTICE CAPITAL, LLC	RSLS	Common Stock	P - Purchase	D		3.7700	2,000	8		5,314,100
2020-09-17	2020-09-16	4	STANKOVICH THOMAS	RSLS	Common Stock	P - Purchase	D		3.0000	530	2		4,635
2020-09-16	2020-09-16	4	ARMISTICE CAPITAL, LLC	RSLS	Common Stock	P - Purchase	I			0			5,312,100
2020-09-16	2020-09-16	4	ARMISTICE CAPITAL, LLC	RSLS	Common Stock	P - Purchase	D		3.7500	100	0		5,312,100
2020-09-16	2020-09-14	4	ARMISTICE CAPITAL, LLC	RSLS	Series G Warrants	J - Other	I			0		1,200,000
2020-09-16	2020-09-14	4	ARMISTICE CAPITAL, LLC	RSLS	Series G Warrants	J - Other	D			1,200,000		1,200,000
2020-08-20	2020-08-20	4	ARMISTICE CAPITAL, LLC See Footnote 1	RSLS	Common Stock	P - Purchase	I			0			5,312,000
2020-08-20	2020-08-20	4	ARMISTICE CAPITAL, LLC	RSLS	Common Stock	P - Purchase	D		3.4000	2,000	7		5,312,000
2020-08-20	2020-08-19	4	ARMISTICE CAPITAL, LLC	RSLS	Common Stock	P - Purchase	I			0			5,310,000
2020-08-20	2020-08-19	4	ARMISTICE CAPITAL, LLC	RSLS	Common Stock	P - Purchase	I			0			5,310,000
2020-08-20	2020-08-19	4	ARMISTICE CAPITAL, LLC	RSLS	Common Stock	P - Purchase	D		3.4000	1,000	3		5,310,000
2020-08-20	2020-08-19	4	ARMISTICE CAPITAL, LLC	RSLS	Common Stock	P - Purchase	D		3.0500	998	3		5,309,000
2020-08-20	2020-08-18	4	ARMISTICE CAPITAL, LLC	RSLS	Common Stock	P - Purchase	I			0			5,308,002
2020-08-20	2020-08-18	4	ARMISTICE CAPITAL, LLC	RSLS	Common Stock	P - Purchase	D		3.0000	6,000	18		5,308,002
2020-08-20	2020-08-19	4	STANKOVICH THOMAS	RSLS	Common Stock	P - Purchase	D		3.0000	4,105	12		4,105
2020-07-21	2020-07-17	4	ARMISTICE CAPITAL, LLC	RSLS	Common Stock	P - Purchase	I			0			5,302,002
2020-07-21	2020-07-17	4	ARMISTICE CAPITAL, LLC	RSLS	Common Stock	P - Purchase	D		3.0000	4,500	14		5,302,002
2020-04-15	2020-04-13	4	ARMISTICE CAPITAL, LLC See Footnote 1	RSLS	Series F Prefunded Warrants	X - Other	I	0.12		0		0
2020-04-15	2020-04-13	4	ARMISTICE CAPITAL, LLC See Footnote 1	RSLS	Series C Prefunded Warrants	X - Other	I	0.12		0		0
2020-04-15	2020-04-13	4	ARMISTICE CAPITAL, LLC	RSLS	Series F Prefunded Warrants	X - Other	D	0.12	0.1200	-2,569,167	-308	0
2020-04-15	2020-04-13	4	ARMISTICE CAPITAL, LLC	RSLS	Series C Prefunded Warrants	X - Other	D	0.12	0.1200	-2,516,667	-302	0
2020-04-15	2020-04-13	4	ARMISTICE CAPITAL, LLC See Footnote 1	RSLS	Common Stock	X - Other	I			0			5,297,502
2020-04-15	2020-04-13	4	ARMISTICE CAPITAL, LLC See Footnote 1	RSLS	Common Stock	X - Other	I			0			5,297,502
2020-04-15	2020-04-13	4	ARMISTICE CAPITAL, LLC	RSLS	Common Stock	X - Other	D		0.1200	2,569,167	308		5,297,502
2020-04-15	2020-04-13	4	ARMISTICE CAPITAL, LLC	RSLS	Common Stock	X - Other	D		0.1200	2,516,667	302		2,728,335
2020-03-27	2020-03-25	4	ARMISTICE CAPITAL, LLC	RSLS	Series G Warrants	J - Other	I			0		1,200,000
2020-03-27	2020-03-25	4	ARMISTICE CAPITAL, LLC	RSLS	Series G Warrants	J - Other	D			1,200,000		1,200,000
2020-01-31	2020-01-29	4	ARMISTICE CAPITAL, LLC	RSLS	Common Stock	P - Purchase	I			0			211,668
2020-01-31	2020-01-29	4	ARMISTICE CAPITAL, LLC	RSLS	Common Stock	P - Purchase	I			0			211,668
2020-01-31	2020-01-29	4	ARMISTICE CAPITAL, LLC	RSLS	Common Stock	P - Purchase	D		7.4500	2,000	15		211,668
2020-01-31	2020-01-29	4	ARMISTICE CAPITAL, LLC	RSLS	Common Stock	P - Purchase	D		6.4900	1,000	6		209,668
2019-12-23	2019-12-20	4	ARMISTICE CAPITAL, LLC	RSLS	Common Stock	P - Purchase	I			0			208,668
2019-12-23	2019-12-20	4	ARMISTICE CAPITAL, LLC	RSLS	Common Stock	P - Purchase	D		5.2500	3,048	16		208,668
2019-12-23	2019-12-19	4	ARMISTICE CAPITAL, LLC	RSLS	Common Stock	P - Purchase	I			0			205,620
2019-12-23	2019-12-19	4	ARMISTICE CAPITAL, LLC	RSLS	Common Stock	P - Purchase	D		5.1300	9,000	46		205,620
2019-12-18	2019-12-16	4	ARMISTICE CAPITAL, LLC See Footnote 1	RSLS	Common Stock	P - Purchase	I			0			196,620
2019-12-18	2019-12-16	4	ARMISTICE CAPITAL, LLC	RSLS	Common Stock	P - Purchase	D		5.2500	3,000	16		196,620
2019-12-11	2019-12-11	4	ARMISTICE CAPITAL, LLC	RSLS	Common Stock	P - Purchase	I			0			193,620
2019-12-11	2019-12-11	4	ARMISTICE CAPITAL, LLC	RSLS	Common Stock	P - Purchase	D		5.4500	452	2		193,620
2019-12-11	2019-12-09	4	ARMISTICE CAPITAL, LLC	RSLS	Common Stock	P - Purchase	I			0			193,168
2019-12-11	2019-12-09	4	ARMISTICE CAPITAL, LLC	RSLS	Common Stock	P - Purchase	I			0			193,168
2019-12-11	2019-12-09	4	ARMISTICE CAPITAL, LLC	RSLS	Common Stock	P - Purchase	D		5.2500	1,000	5		193,168
2019-12-11	2019-12-09	4	ARMISTICE CAPITAL, LLC	RSLS	Common Stock	P - Purchase	D		5.0500	1,071	5		192,168
2019-12-06	2019-12-06	4	ARMISTICE CAPITAL, LLC See Footnote 1	RSLSD	Common Stock	P - Purchase	I			0			191,097
2019-12-06	2019-12-06	4	ARMISTICE CAPITAL, LLC	RSLSD	Common Stock	P - Purchase	D		5.2500	300	2		191,097
2019-12-06	2019-12-05	4	ARMISTICE CAPITAL, LLC See Footnote 1	RSLSD	Common Stock	P - Purchase	I			0			190,797
2019-12-06	2019-12-05	4	ARMISTICE CAPITAL, LLC See Footnote 1	RSLSD	Common Stock	P - Purchase	I			0			190,797
2019-12-06	2019-12-05	4	ARMISTICE CAPITAL, LLC	RSLSD	Common Stock	P - Purchase	D		5.1800	224	1		190,797
2019-12-06	2019-12-05	4	ARMISTICE CAPITAL, LLC	RSLSD	Common Stock	P - Purchase	D		5.1600	1,000	5		190,573
2019-12-06	2019-12-04	4	ARMISTICE CAPITAL, LLC See Footnote 1	RSLSD	Common Stock	P - Purchase	I			0			189,573
2019-12-06	2019-12-04	4	ARMISTICE CAPITAL, LLC	RSLSD	Common Stock	P - Purchase	D		5.1900	405	2		189,573
2019-11-27	2019-11-26	4	ARMISTICE CAPITAL, LLC	RSLS	Common Stock	P - Purchase	I			0			189,168
2019-11-27	2019-11-26	4	ARMISTICE CAPITAL, LLC	RSLS	Common Stock	P - Purchase	D		5.4300	2,000	11		189,168
2019-11-22	2019-11-22	4	ARMISTICE CAPITAL, LLC	RSLS	Common Stock	P - Purchase	I			0			187,168
2019-11-22	2019-11-22	4	ARMISTICE CAPITAL, LLC	RSLS	Common Stock	P - Purchase	D		5.2300	1,495	8		187,168
2019-11-22	2019-11-20	4	ARMISTICE CAPITAL, LLC	RSLS	Common Stock	P - Purchase	I			0			185,673
2019-11-22	2019-11-20	4	ARMISTICE CAPITAL, LLC	RSLS	Common Stock	P - Purchase	D		5.4100	1,300	7		185,673
2019-11-18	2019-11-18	4	ARMISTICE CAPITAL, LLC See Footnote 1	RSLS	Common Stock	P - Purchase	I			0			184,373
2019-11-18	2019-11-18	4	ARMISTICE CAPITAL, LLC See Footnote 1	RSLS	Common Stock	P - Purchase	I			0			184,373
2019-11-18	2019-11-18	4	ARMISTICE CAPITAL, LLC	RSLS	Common Stock	P - Purchase	D		5.9700	205	1		184,373
2019-11-18	2019-11-18	4	ARMISTICE CAPITAL, LLC	RSLS	Common Stock	P - Purchase	D		5.9500	1,330	8		184,168
2019-11-18	2019-11-14	4	ARMISTICE CAPITAL, LLC See Footnote 1	RSLS	Common Stock	P - Purchase	I			0			182,838
2019-11-18	2019-11-14	4	ARMISTICE CAPITAL, LLC	RSLS	Common Stock	P - Purchase	D		7.3500	2,200	16		182,838
2019-11-13	2019-11-12	4	ARMISTICE CAPITAL, LLC See Footnote 1	RSLS	Common Stock	P - Purchase	I			0			180,638
2019-11-13	2019-11-12	4	ARMISTICE CAPITAL, LLC	RSLS	Common Stock	P - Purchase	D		7.2500	636	5		180,638
2019-11-13	2019-11-11	4	ARMISTICE CAPITAL, LLC See Footnote 1	RSLS	Common Stock	P - Purchase	I			0			21,600,000
2019-11-13	2019-11-11	4	ARMISTICE CAPITAL, LLC	RSLS	Common Stock	P - Purchase	D		0.0400	400,000	16		21,600,000
2019-09-25	2019-09-23	4	ARMISTICE CAPITAL, LLC See Footnote 1	RSLS	Series F Prefunded Warrants	J - Other	I			0		315,000,000
2019-09-25	2019-09-23	4	ARMISTICE CAPITAL, LLC See Footnote 1	RSLS	Series E Warrants	J - Other	I			0		315,000,000
2019-09-25	2019-09-23	4	ARMISTICE CAPITAL, LLC	RSLS	Series E Warrants	J - Other	D			315,000,000		315,000,000
2019-09-25	2019-09-23	4	ARMISTICE CAPITAL, LLC	RSLS	Series F Prefunded Warrants	J - Other	D			308,300,000		308,300,000
2019-09-25	2019-09-23	4	ARMISTICE CAPITAL, LLC See Footnote 1	RSLS	Series B Warrants	X - Other	I			0		0
2019-09-25	2019-09-23	4	ARMISTICE CAPITAL, LLC	RSLS	Series B Warrants	X - Other	D			-315,000,000		0
2019-09-25	2019-09-23	4	ARMISTICE CAPITAL, LLC See Footnote 1	RSLS	Common Stock	X - Other	I			0			21,200,000
2019-09-25	2019-09-23	4	ARMISTICE CAPITAL, LLC	RSLS	Common Stock	X - Other	D		0.0200	6,700,000	134		21,200,000
2019-09-19	2019-09-17	4	ARMISTICE CAPITAL, LLC See Footnote 1	RSLS	Common Stock	P - Purchase	I			0			14,500,000
2019-09-19	2019-09-17	4	ARMISTICE CAPITAL, LLC	RSLS	Common Stock	P - Purchase	D		0.0500	396,072	20		14,500,000
2019-09-04	2019-08-30	4	ARMISTICE CAPITAL, LLC See Footnote 1	RSLS	Common Stock	P - Purchase	I			0			14,103,928
2019-09-04	2019-08-30	4	ARMISTICE CAPITAL, LLC See Footnote 1	RSLS	Common Stock	P - Purchase	I			0			14,103,928
2019-09-04	2019-08-30	4	ARMISTICE CAPITAL, LLC	RSLS	Common Stock	P - Purchase	D		0.0700	28,928	2		14,103,928
2019-09-04	2019-08-30	4	ARMISTICE CAPITAL, LLC	RSLS	Common Stock	P - Purchase	D		0.0700	25,000	2		14,075,000
2019-08-29	2019-08-29	4	ARMISTICE CAPITAL, LLC	RSLS	Common Stock	P - Purchase	D		0.0700	45,000	3		14,050,000
2019-08-29	2019-08-29	4	ARMISTICE CAPITAL, LLC	RSLS	Common Stock	P - Purchase	D		0.0700	25,000	2		14,005,000
2019-08-29	2019-08-29	4	ARMISTICE CAPITAL, LLC	RSLS	Common Stock	P - Purchase	D		0.0700	10,000	1		13,980,000
2019-08-29	2019-08-28	4	ARMISTICE CAPITAL, LLC	RSLS	Common Stock	P - Purchase	D		0.0700	50,000	4		13,970,000
2019-08-29	2019-08-28	4	ARMISTICE CAPITAL, LLC	RSLS	Common Stock	P - Purchase	D		0.0700	50,000	4		13,970,000
2019-08-29	2019-08-27	4	ARMISTICE CAPITAL, LLC	RSLS	Common Stock	P - Purchase	D		0.0700	10,000	1		13,870,000
2019-08-29	2019-08-27	4	ARMISTICE CAPITAL, LLC	RSLS	Common Stock	P - Purchase	D		0.0700	10,000	1		13,870,000
2019-08-09	2019-08-08	4	ARMISTICE CAPITAL, LLC See Footnote 1	RSLS	Common Stock	P - Purchase	I			0			13,850,000
2019-08-09	2019-08-08	4	ARMISTICE CAPITAL, LLC	RSLS	Common Stock	P - Purchase	D		0.0800	100,000	8		13,850,000
2019-08-09	2019-08-07	4	ARMISTICE CAPITAL, LLC See Footnote 1	RSLS	Common Stock	P - Purchase	I			0			13,750,000
2019-08-09	2019-08-07	4	ARMISTICE CAPITAL, LLC	RSLS	Common Stock	P - Purchase	D		0.0700	250,000	18		13,750,000
2019-07-26	2019-07-26	4	ARMISTICE CAPITAL, LLC	RSLS	Common Stock	P - Purchase	I			0			13,500,000
2019-07-26	2019-07-26	4	ARMISTICE CAPITAL, LLC	RSLS	Common Stock	P - Purchase	D		0.0800	300,000	24		13,500,000
2019-07-26	2019-07-25	4	ARMISTICE CAPITAL, LLC	RSLS	Common Stock	P - Purchase	I			0			13,200,000
2019-07-26	2019-07-25	4	ARMISTICE CAPITAL, LLC	RSLS	Common Stock	P - Purchase	D		0.0800	150,000	12		13,200,000
2019-07-26	2019-07-24	4	ARMISTICE CAPITAL, LLC	RSLS	Common Stock	P - Purchase	I			0			13,050,000
2019-07-26	2019-07-24	4	ARMISTICE CAPITAL, LLC	RSLS	Common Stock	P - Purchase	D		0.0700	50,000	4		13,050,000
2019-06-24		3	Boyd Steven	RSLS	Common Stock, $0.01 par value per share		I						39,000,000
2019-06-24		3	Boyd Steven	RSLS	Common Stock, $0.01 par value per share		D						39,000,000
2019-06-24		3	Boyd Steven	RSLS	Common Stock, $0.01 par value per share		I						39,000,000
2019-06-24		3	Boyd Steven	RSLS	Common Stock, $0.01 par value per share		D						39,000,000
2019-06-24		3	Boyd Steven	RSLS	Common Stock, $0.01 par value per share		I						39,000,000
2019-06-24		3	Boyd Steven	RSLS	Common Stock, $0.01 par value per share		D						39,000,000
2019-06-24		3	Boyd Steven	RSLS	Common Stock, $0.01 par value per share		I						39,000,000
2019-06-24		3	Boyd Steven	RSLS	Common Stock, $0.01 par value per share		D						39,000,000
2019-06-24		3	Boyd Steven	RSLS	Common Stock, $0.01 par value per share		I						39,000,000
2019-06-24		3	Boyd Steven	RSLS	Common Stock, $0.01 par value per share		D						39,000,000
2019-04-10		3	Bandy Barton P.	RSLS	Common Stock, $0.01 par value per share		D						0
2019-02-04	2019-02-01	4	SABBY MANAGEMENT, LLC See Footnotes	RSLS	Series E Convertible Preferred Stock	J - Other	I			1,192,000		1,192,000
2019-02-04	2019-02-01	4	SABBY MANAGEMENT, LLC See Footnotes	RSLS	Common Stock	P - Purchase	I			-1,192,000			507
2019-02-04	2019-01-31	4	SABBY MANAGEMENT, LLC See Footnotes	RSLS	Common Stock	P - Purchase	I		0.2733	10,301	3		1,192,507
2019-01-31	2019-01-30	4	SABBY MANAGEMENT, LLC See Footnotes	RSLS	Common Stock	P - Purchase	I		0.2800	48,000	13		1,182,206
2019-01-31	2019-01-29	4	SABBY MANAGEMENT, LLC See Footnotes	RSLS	Common Stock	P - Purchase	I		0.2779	12,200	3		1,134,206
2019-01-28	2019-01-25	4	SABBY MANAGEMENT, LLC See Footnotes	RSLS	Common Stock	P - Purchase	I		0.2717	15,595	4		1,122,006
2019-01-28	2019-01-24	4	SABBY MANAGEMENT, LLC See Footnotes	RSLS	Common Stock	P - Purchase	I		0.2550	6,190	2		1,106,411
2019-01-24	2019-01-22	4	SABBY MANAGEMENT, LLC See Footnotes	RSLS	Common Stock	P - Purchase	I		0.2791	5,766	2		1,100,221
2019-01-22	2019-01-18	4	SABBY MANAGEMENT, LLC See Footnotes	RSLS	Common Stock	P - Purchase	I		0.2789	24,334	7		1,094,455
2019-01-22	2019-01-17	4	SABBY MANAGEMENT, LLC See Footnotes	RSLS	Common Stock	P - Purchase	I		0.2800	52	0		1,070,121
2019-01-17		3	SABBY MANAGEMENT, LLC See Footnotes	RSLS	Common Stock		I						2,086,816
2019-01-17		3	SABBY MANAGEMENT, LLC See Footnotes	RSLS	Common Stock		I						2,086,816
2019-01-17		3	SABBY MANAGEMENT, LLC See Footnotes	RSLS	Common Stock		I						2,086,816
2019-01-17	2019-01-16	4	SABBY MANAGEMENT, LLC See Footnotes	RSLS	Common Stock	P - Purchase	I		0.2630	4,700	1		1,070,069
2019-01-17	2019-01-16	4	SABBY MANAGEMENT, LLC See Footnotes	RSLS	Common Stock	P - Purchase	I		0.2703	21,961	6		1,065,369
2019-01-17	2019-01-15	4	SABBY MANAGEMENT, LLC See Footnotes	RSLS	Common Stock	P - Purchase	I		0.2351	167,760	39		1,043,408
2018-08-29		3	MINOCHERHOMJEE ARDA PHD	RSLS	Common Stock, $0.01 par value per share		D						0
2018-06-05		3	Lightcap Jeffrey C	RSLS	Common Stock, par value $0.01 per share		D						75,784
2018-06-05		3	Lightcap Jeffrey C	RSLS	Common Stock, par value $0.01 per share		D						75,784
2018-06-05		3	Lightcap Jeffrey C	RSLS	Common Stock, par value $0.01 per share		D						75,784
2018-06-05		3	Lightcap Jeffrey C	RSLS	Common Stock, par value $0.01 per share		D						75,784
2018-06-05		3	Lightcap Jeffrey C	RSLS	Common Stock, par value $0.01 per share		D						75,784
2018-06-05		3	Lightcap Jeffrey C	RSLS	Common Stock, par value $0.01 per share		D						75,784
2018-06-05		3	Lightcap Jeffrey C	RSLS	Common Stock, par value $0.01 per share		D						75,784
2018-06-05		3	Lightcap Jeffrey C	RSLS	Common Stock, par value $0.01 per share		D						75,784
2018-06-05		3	Lightcap Jeffrey C	RSLS	Common Stock, par value $0.01 per share		D						75,784
2018-06-05		3	Lightcap Jeffrey C	RSLS	Common Stock, par value $0.01 per share		D						75,784
2018-06-05	2017-12-19	4	HealthCor Partners Fund II, L.P.	RSLS	Series C Convertible Preferred Stock, par value $0.01	C - Conversion	D			-20,487		26,200
2018-06-05	2017-12-19	4	HealthCor Partners Fund II, L.P.	RSLS	Common Stock, par value $0.01 per share	C - Conversion	D			136,580			174,472
2018-04-20	2018-04-18	4	YOUNGSTROM SCOTT P	RSLS	Stock Option (right to buy)	A - Award	D	0.65		1,161,797		1,161,797
2018-04-20	2018-04-18	4	GLADNEY DAN W	RSLS	Stock Option (right to buy)	A - Award	D	0.65		4,164,281		4,164,281
2017-12-21	2017-12-19	4	Mashaal Michael Y	RSLS	Series C Convertible Preferred Stock, $0.01 par value	S - Sale	I			-20,487			26,200
2017-12-21	2017-12-19	4	Mashaal Michael Y	RSLS	Common Stock, $0.01 par value per share	C - Conversion	I			2,048,700			2,617,077
2017-11-13		3	Haggerty Robert C.	RSLS	Common Stock, $0.01 par value per share		D						0
2017-11-13		3	Schmalz Deborah L.	RSLS	Common Stock, $0.01 par value per share		D						2,000
2017-11-13		3	Schmalz Deborah L.	RSLS	Common Stock, $0.01 par value per share		D						2,000
2017-11-13		3	Scott Amy L.	RSLS	Common Stock, $0.01 par value per share		D						0
2017-10-12		3	Mashaal Michael Y	ETRM	Series C Convertible Preferred Stock, $0.01 par value per sh		I						661,751
2017-10-12		3	Mashaal Michael Y	ETRM	Series C Convertible Preferred Stock, $0.01 par value per sh		I						661,751
2017-10-12		3	Mashaal Michael Y	ETRM	Common Stock, $0.01 par value per share		I						1,183,441
2017-10-12		3	Mashaal Michael Y	ETRM	Common Stock, $0.01 par value per share		I						1,183,441
2017-10-12	2017-10-06	4	GLADNEY DAN W	ETRM	Stock Option (right to buy)	A - Award	D	2.05		662,975		662,975
2017-10-12	2017-10-06	4	Ansari Naqeeb A.	ETRM	Stock Option (right to buy)	A - Award	D	2.05		145,226		145,226
2017-10-12	2017-10-06	4	YOUNGSTROM SCOTT P	ETRM	Stock Option (right to buy)	A - Award	D	2.05		284,120		284,120
2017-05-31	2017-05-25	4/A	GOLDFISCHER CARL See footnote.	ETRM	Common Stock	S - Sale	I		4.8500	-97	-0		0
2017-05-31	2017-05-25	4/A	GOLDFISCHER CARL See footnote.	ETRM	Common Stock	S - Sale	I		4.8500	-4,571	-22		0
2017-05-26	2017-05-25	4	GOLDFISCHER CARL See footnote note (2)	ETRM	Common Stock	S - Sale	I		4.8500	97	0		0
2017-05-26	2017-05-25	4	GOLDFISCHER CARL See footnote (1)	ETRM	Common Stock	S - Sale	I		4.8500	4,571	22		0
2017-05-24		3	Nihalani Rajesh	ETRM	Common Stock, $0.01 par value per share		D						0
2017-05-24	2017-05-22	4	Nihalani Rajesh See Footnotes	ETRM	Non-voting Conditional Convertible Preferred Stock	A - Award	I			29,108		29,108
2017-05-24	2017-05-22	4	Nihalani Rajesh	ETRM	Non-voting Conditional Convertible Preferred Stock	A - Award	D			709,100		709,100
2017-05-24	2017-05-22	4	Nihalani Rajesh	ETRM	Common Stock, $0.01 par value per share	A - Award	D			978,845			978,845
2017-02-10	2017-02-08	4	Ansari Naqeeb A.	ETRM	Stock Option (Right to Buy)	A - Award	D	7.12		93,250		93,250
2017-02-10	2017-02-08	4	BLACKFORD GARY	ETRM	Stock Option (Right to Buy)	A - Award	D	7.12		30,000		30,000
2017-02-10	2017-02-08	4	DeLange Peter M.	ETRM	Option (Right to Buy)	A - Award	D	7.12		93,250		93,250
2017-02-10	2017-02-08	4	GLADNEY DAN W	ETRM	Stock Option (right to buy)	A - Award	D	7.12		466,500		466,500
2017-02-10	2017-02-08	4	GOLDFISCHER CARL	ETRM	Director Option (Right to Buy)	A - Award	D	7.12		35,000		35,000
2017-02-10	2017-02-08	4	TETI NICHOLAS	ETRM	Director Option (Right to Buy)	A - Award	D	7.12		40,000		40,000
2017-02-10	2017-02-08	4	Tremmel Jon T	ETRM	Director Option (Right to Buy)	A - Award	D	7.12		35,000		30,000
2017-02-10	2017-02-08	4	YOUNGSTROM SCOTT P	ETRM	Stock Option (Right to Buy)	A - Award	D	7.12		142,200		142,200
2017-02-10	2017-02-08	4	GRIFFIN BOBBY IVAN	ETRM	Director Option (Right to Buy)	A - Award	D	7.12		35,000		35,000
2017-02-10	2017-02-08	4	Hickey Paul F.	ETRM	Stock Option (Right to Bu)	A - Award	D	7.12		93,250		93,250
2017-02-10	2017-02-08	4	McDougal Lori Courtney	ETRM	Director Option (Right to Buy)	A - Award	D	7.12		30,000		30,000
2016-10-05		3	YOUNGSTROM SCOTT P	ETRM	Common Stock		D						0
2016-08-17		3	BLACKFORD GARY	ETRM	Common Stock		D						0
2016-08-17	2016-08-15	4	BLACKFORD GARY	ETRM	Stock Option (Right to Buy)	A - Award	D	0.17		1,667		1,667
2016-06-28	2016-06-27	4	LEA GREGORY S	ETRM	Stock Option (right to buy)	A - Award	D	0.33		2,570		2,570
2016-06-28	2016-06-27	4	LEA GREGORY S	ETRM	Stock Option (right to buy)	D - Sale to Issuer	D	16.65		-11,666		0
2016-06-28	2016-06-27	4	LEA GREGORY S	ETRM	Stock Option (right to buy)	A - Award	D	0.33		14,733		14,733
2016-06-28	2016-06-27	4	LEA GREGORY S	ETRM	Stock Option (right to buy)	D - Sale to Issuer	D	19.65		-66,885		0
2016-06-28	2016-06-27	4	LEA GREGORY S	ETRM	Stock Option (right to buy)	A - Award	D	0.33		5,039		5,039
2016-06-28	2016-06-27	4	LEA GREGORY S	ETRM	Stock Option (right to buy)	D - Sale to Issuer	D	50.25		-57,543		0
2016-06-28	2016-06-27	4	LEA GREGORY S	ETRM	Stock Option (right to buy)	A - Award	D	0.33		1,298		1,298
2016-06-28	2016-06-27	4	LEA GREGORY S	ETRM	Stock Option (right to buy)	D - Sale to Issuer	D	28.50		-8,333		0
2016-06-28	2016-06-27	4	LEA GREGORY S	ETRM	Stock Option (right to buy)	A - Award	D	0.33		1,753		1,753
2016-06-28	2016-06-27	4	LEA GREGORY S	ETRM	Stock Option (right to buy)	D - Sale to Issuer	D	40.05		-15,000		0
2016-06-28	2016-06-27	4	LEA GREGORY S	ETRM	Stock Option (right to buy)	A - Award	D	0.33		1,613		1,613
2016-06-28	2016-06-27	4	LEA GREGORY S	ETRM	Stock Option (right to buy)	D - Sale to Issuer	D	38.70		-13,333		0
2016-06-28	2016-06-27	4	LEA GREGORY S	ETRM	Stock Option (right to buy)	A - Award	D	0.33		98		98
2016-06-28	2016-06-27	4	LEA GREGORY S	ETRM	Stock Option (right to buy)	D - Sale to Issuer	D	56.70		-1,111		0
2016-06-28	2016-06-27	4	LEA GREGORY S	ETRM	Stock Option (right to buy)	A - Award	D	0.33		152		152
2016-06-28	2016-06-27	4	LEA GREGORY S	ETRM	Stock Option (right to buy)	D - Sale to Issuer	D	28.50		-973		0
2016-06-28	2016-06-27	4	LEA GREGORY S	ETRM	Stock Option (right to buy)	A - Award	D	0.33		168		168
2016-06-28	2016-06-27	4	LEA GREGORY S	ETRM	Stock Option (right to buy)	D - Sale to Issuer	D	28.50		-1,074		0
2016-06-28	2016-06-27	4	LEA GREGORY S	ETRM	Stock Option (right to buy)	A - Award	D	0.33		42		42
2016-06-28	2016-06-27	4	LEA GREGORY S	ETRM	Stock Option (right to buy)	D - Sale to Issuer	D	28.50		-260		0
2016-06-28	2016-06-27	4	LEA GREGORY S	ETRM	Stock Option (right to buy)	A - Award	D	0.33		175		175
2016-06-28	2016-06-27	4	LEA GREGORY S	ETRM	Stock Option (right to buy)	D - Sale to Issuer	D	28.50		-1,114		0
2016-06-28	2016-06-27	4	Shikora Scott A	ETRM	Stock Option (Right to Buy)	A - Award	D	0.33		5,507		5,507
2016-06-28	2016-06-27	4	Shikora Scott A	ETRM	Stock Option (Right to Buy)	A - Award	D	0.33		5,507		5,507
2016-06-28	2016-06-27	4	Shikora Scott A	ETRM	Stock Option (Right to Buy)	D - Sale to Issuer	D	16.80		-25,000		0
2016-06-28	2016-06-27	4	Shikora Scott A	ETRM	Stock Option (Right to Buy)	D - Sale to Issuer	D	16.80		-25,000		0
2016-06-06	2016-06-03	4	DeLange Peter M.	ETRM	Common Stock	P - Purchase	D		0.5500	20,000	11		27,373
2016-05-18	2015-05-16	4	GLADNEY DAN W	ETRM	Common Stock	P - Purchase	D		0.7232	84,745	61		134,745
2016-05-17	2016-05-04	4	GOLDFISCHER CARL	ETRM	Stock Option (Right to Buy)	A - Award	D	0.75		3,000		3,000
2016-05-06	2016-05-04	4	GRIFFIN BOBBY IVAN	ETRM	Director Option (Right to Buy)	A - Award	D	0.75		3,000		3,000
2016-05-06	2016-05-04	4	KNUDSON MARK B	ETRM	Director Option (Right to Buy)	A - Award	D	0.75		3,333		3,333
2016-05-06	2016-05-04	4	TETI NICHOLAS	ETRM	Director Option (Right to Buy)	A - Award	D	0.75		3,000		3,000
2016-05-06	2016-05-04	4	Tremmel Jon T	ETRM	Director Option (Right to Buy)	A - Award	D	0.75		3,000		3,000
2016-05-06	2016-05-04	4	Jansz Anthony P.	ETRM	Director Option (Right to Buy)	A - Award	D	0.75		3,000		3,000
2016-05-06	2016-05-04	4	McDougal Lori Courtney	ETRM	Director Option (Right to Buy)	A - Award	D	0.75		3,000		3,000
2016-02-29	2016-02-25	4	LEA GREGORY S	ETRM	Stock Option (right to buy)	A - Award	D	1.07		50,000		50,000
2016-02-29	2016-02-25	4	KNUDSON MARK B	ETRM	Director Option (right to buy)	A - Award	D	1.07		3,333		3,333
2016-01-22		3	Hickey Paul F.	ETRM	Common Stock		D						0
2016-01-22	2016-01-22	4	Hickey Paul F.	ETRM	Stock Option (Right to Buy)	A - Award	D	1.32		106,667		106,667
2016-01-21	2016-01-19	4	Ansari Naqeeb A.	ETRM	Stock Option (Right to Buy)	A - Award	D	1.31		106,667		106,667
2016-01-20		3	DeLange Peter M. By Son	ETRM	Common Stock		I						7,715
2016-01-20		3	DeLange Peter M. By Son	ETRM	Common Stock		I						7,715
2016-01-20		3	DeLange Peter M.	ETRM	Common Stock		D						14,917
2016-01-20		3	DeLange Peter M.	ETRM	Common Stock		D						14,917
2016-01-20	2016-01-18	4	DeLange Peter M.	ETRM	Option (Right to Buy)	A - Award	D	1.38		166,667		166,667
2016-01-19		3	Ansari Naqeeb A.	ETRM	Common Stock		D						20,000
2016-01-19		3	Ansari Naqeeb A.	ETRM	Common Stock		D						20,000
2015-11-16	2015-11-12	4	GLADNEY DAN W	ETRM	Common Stock	P - Purchase	D		0.1800	750,000	135		750,000
2015-11-16	2015-11-12	4	KNUDSON MARK B	ETRM	Common Stock	P - Purchase	D		0.1610	310,000	50		613,000
2015-11-04		3	GLADNEY DAN W	ETRM	Common Stock		D						0
2015-11-04	2015-10-28	4	GLADNEY DAN W	ETRM	Stock Option (right to buy)	A - Award	D	0.25		7,750,000		7,750,000
2015-08-25	2015-08-21	4	Tremmel Jon T	ETRM	Stock Option (Right to Buy)	A - Award	D	0.23		250,000		250,000
2015-08-14	2015-08-13	4	KNUDSON MARK B	ETRM	Common Stock	P - Purchase	D		0.2488	168,000	42		303,000
2015-08-14	2015-08-12	4	KNUDSON MARK B	ETRM	Common Stock	P - Purchase	D		0.2438	135,000	33		135,000
2015-08-04	2015-07-31	4	McDougal Lori Courtney	ETRM	Stock Option (Right to Buy)	A - Award	D	0.31		25,000		25,000
2015-06-22	2015-05-06	4	GOLDFISCHER CARL	ETRM	Stock Option (Right to Buy)	A - Award	D	1.12		25,000		112,498
2015-06-22	2015-05-06	4	GOLDFISCHER CARL	ETRM	Stock Option (Right to Buy)	A - Award	D	1.12		25,000		112,498
2015-06-08		3	Shikora Scott A	ETRM	Common Stock		D						0
2015-05-14		3	Hancock Bradford C	ETRM	Common Stock		D						0
2015-05-08	2015-05-06	4	GRIFFIN BOBBY IVAN	ETRM	Director Option (right to buy)	A - Award	D	1.12		25,000		25,000
2015-05-08	2015-05-06	4	GRIFFIN BOBBY IVAN	ETRM	Director Option (right to buy)	A - Award	D	1.12		25,000		25,000
2015-05-08	2015-05-06	4	TETI NICHOLAS	ETRM	Director Option (right to buy)	A - Award	D	1.12		25,000		25,000
2015-05-08	2015-05-06	4	TETI NICHOLAS	ETRM	Director Option (right to buy)	A - Award	D	1.12		25,000		25,000
2015-05-08	2015-05-06	4	FRIEDMAN CATHY	ETRM	Director Option (right to buy)	A - Award	D	1.12		25,000		25,000
2015-05-08	2015-05-06	4	FRIEDMAN CATHY	ETRM	Director Option (right to buy)	A - Award	D	1.12		25,000		25,000
2015-05-08	2015-05-06	4	Tremmel Jon T	ETRM	Director Option (right to buy)	A - Award	D	1.12		25,000		25,000
2015-05-08	2015-05-06	4	Tremmel Jon T	ETRM	Director Option (right to buy)	A - Award	D	1.12		25,000		25,000
2015-05-08	2015-05-06	4	Jansz Anthony P.	ETRM	Director Option (right to buy)	A - Award	D	1.12		25,000		25,000
2015-05-08	2015-05-06	4	Jansz Anthony P.	ETRM	Director Option (right to buy)	A - Award	D	1.12		25,000		25,000
2015-03-11	2012-11-13	5	LEA GREGORY S	ETRM	Common Stock	S - Sale	D		2.5637	-10,500	-27		2,750
2015-03-11	2015-03-09	4	Donders Adrianus	ETRM	Stock Option (right to buy)	A - Award	D	1.11		75,000		75,000
2015-03-11	2015-03-09	4	KNUDSON MARK B	ETRM	Stock Option (right to buy)	A - Award	D	1.11		225,000		225,000
2015-03-11	2015-03-09	4	LEA GREGORY S	ETRM	Stock Option (right to buy)	A - Award	D	1.11		175,000		175,000
2015-03-11	2015-03-09	4	Tweden Katherine S.	ETRM	Stock Option (right to buy)	A - Award	D	1.11		75,000		75,000
2015-03-09	2014-11-14	4	Jansz Anthony P.	ETRM	Performance Option (right to buy)	A - Award	D	1.14		25,000		25,000
2014-06-20	2014-06-19	4	FRIEDMAN CATHY Family Trust	ETRM	Common Stock	P - Purchase	I		1.7010	11,800	20		11,800
2014-05-15	2014-05-07	4	GOLDFISCHER CARL	ETRM	Stock Option (Right to Buy)	A - Award	D	1.84		25,000		25,000
2014-05-14	2014-05-07	4	GRIFFIN BOBBY IVAN	ETRM	Stock Option (right to buy)	A - Award	D	1.84		25,000		25,000
2014-05-14	2014-05-07	4	TETI NICHOLAS	ETRM	Stock Option (Right to Buy)	A - Award	D	1.84		25,000		25,000
2014-05-14	2014-05-07	4	EVNIN LUKE	ETRM	Stock Option (Right to Buy)	A - Award	D	1.84		25,000		25,000
2014-05-14	2014-05-07	4	FRIEDMAN CATHY	ETRM	Stock Option (Right to Buy)	A - Award	D	1.84		25,000		25,000
2014-05-14	2014-05-07	4	Tremmel Jon T	ETRM	Stock Option (Right to Buy)	A - Award	D	1.84		25,000		25,000
2014-05-14	2014-05-07	4	Jansz Anthony P.	ETRM	Director Option (Right to Buy)	A - Award	D	1.84		25,000		25,000
2014-01-09	2014-01-08	4/A	EVNIN LUKE	ETRM	Common Stock	S - Sale	I		2.5000	-284,531	-711		1,113,168
2014-01-09	2014-01-07	4/A	EVNIN LUKE	ETRM	Common Stock	S - Sale	I		2.5000	-190,334	-476		1,397,699
2014-01-09	2014-01-06	4/A	EVNIN LUKE	ETRM	Common Stock	S - Sale	I		2.5000	-81,720	-204		1,588,033
2014-01-09	2014-01-08	4	EVNIN LUKE	ETRM	Common Stock	S - Sale	I		2.5000	-284,531	-711		1,113,168
2014-01-09	2014-01-07	4	EVNIN LUKE	ETRM	Common Stock	S - Sale	I		2.5000	-190,334	-476		1,397,699
2014-01-09	2014-01-06	4	EVNIN LUKE	ETRM	Common Stock	S - Sale	I		2.5000	-81,720	-204		1,588,033
2013-06-04	2013-05-31	4	KNUDSON MARK B	ETRM	Stock Option (right to buy)	A - Award	D	1.31		1,278,730		1,278,730
2013-06-04	2013-05-31	4	LEA GREGORY S	ETRM	Stock Option (right to buy)	A - Award	D	1.31		1,003,280		1,003,280
2013-06-04	2013-05-31	4	Donders Adrianus	ETRM	Stock Option (right to buy)	A - Award	D	1.31		293,110		293,110
2013-06-04	2013-05-31	4	Tweden Katherine S.	ETRM	Stock Option (right to buy)	A - Award	D	1.31		257,190		257,190
2013-06-04	2013-05-31	4	Jansz Anthony P.	ETRM	Performance Option (Right to Buy)	A - Award	D	1.31		50,000		50,000
2013-06-04	2013-05-31	4	Jansz Anthony P.	ETRM	Option (Right to Buy)	A - Award	D	1.31		50,000		50,000
2013-05-10	2013-05-08	4	GRIFFIN BOBBY IVAN	ETRM	Stock Option (right to buy)	A - Award	D	0.88		10,000		10,000
2013-05-10	2013-05-08	4	TETI NICHOLAS	ETRM	Stock Option (Right to Buy)	A - Award	D	0.88		10,000		10,000
2013-05-10	2013-05-08	4	EVNIN LUKE	ETRM	Stock Option (Right to Buy)	A - Award	D	0.88		10,000		10,000
2013-05-10	2013-05-08	4	FRIEDMAN CATHY	ETRM	Stock Option (Right to Buy)	A - Award	D	0.88		10,000		10,000
2013-05-10	2013-05-08	4	Tremmel Jon T	ETRM	Stock Option (Right to Buy)	A - Award	D	0.88		10,000		10,000
2013-05-10	2013-05-08	4	Jansz Anthony P.	ETRM	Director Option (right to buy)	A - Award	D	0.88		10,000		10,000
2013-05-10	2013-05-08	4	KLINGENSTEIN PAUL H	ETRM	Stock Option (right to buy)	A - Award	D	0.88		10,000		10,000
2013-05-09	2013-05-08	4	GOLDFISCHER CARL	ETRM	Stock Option (Right to Buy)	A - Award	D	0.88		10,000		37,500
2013-03-01	2013-02-27	4	Jansz Anthony P. Pibrac Property Holdings PTY	ETRM	Warrants	P - Purchase	I	1.14		60,000		60,000
2013-03-01	2013-02-27	4	Jansz Anthony P. Pibrac Property Holdings PTY	ETRM	Common Stock	P - Purchase	I		0.9500	150,000	142		150,000
2013-02-26	2013-02-22	4	DOUGLAS KEVIN By Douglas Family Trust	ETRM	Warrant (Right to Buy)	P - Purchase	I	1.14		168,000		168,000
2013-02-26	2013-02-22	4	DOUGLAS KEVIN By James Douglas and Jean Douglas Irrevocable Descendants' Trust	ETRM	Warrant (Right to Buy)	P - Purchase	I	1.14		420,000		420,000
2013-02-26	2013-02-22	4	DOUGLAS KEVIN	ETRM	Warrant (Right to Buy)	P - Purchase	D	1.14		252,000		252,000
2013-02-26	2013-02-22	4	DOUGLAS KEVIN By Douglas Family Trust	ETRM	Common Stock	P - Purchase	I			420,000			1,654,341
2013-02-26	2013-02-22	4	DOUGLAS KEVIN By James Douglas and Jean Douglas Irrevocable Descendants' Trust	ETRM	Common Stock	P - Purchase	I			1,050,000			3,456,512
2013-02-26	2013-02-22	4	DOUGLAS KEVIN	ETRM	Common Stock	P - Purchase	D			630,000			3,010,852
2013-01-24	2013-01-22	4	Jansz Anthony P.	ETRM	Performance Option (Right to Buy)	A - Award	D	2.65		25,000		25,000
2013-01-24	2013-01-22	4	Jansz Anthony P.	ETRM	Option (Right to Buy)	A - Award	D	2.65		50,000		50,000
2012-09-28	2012-09-27	4	LEA GREGORY S	ETRM	Stock Option (right to buy)	A - Award	D	3.35		863,156		863,156
2012-09-28	2012-09-27	4	KNUDSON MARK B	ETRM	Stock Option (right to buy)	A - Award	D	3.35		1,292,225		1,292,225
2012-09-28	2012-09-27	4	Donders Adrianus	ETRM	Stock Option (right to buy)	A - Award	D	3.35		355,063		355,063
2012-09-28	2012-09-27	4	Tweden Katherine S.	ETRM	Stock Option (right to buy)	A - Award	D	3.35		291,638		291,638
2012-06-27	2012-06-27	4	WHITEBOX ADVISORS LLC	ETRM	Common Stock	S - Sale	I		3.2700	-27,599	-90		2,350,486
2012-06-27	2012-06-26	4	WHITEBOX ADVISORS LLC	ETRM	Common Stock	S - Sale	I		3.1600	-8,100	-26		2,378,085
2012-06-27	2012-06-25	4	WHITEBOX ADVISORS LLC	ETRM	Common Stock	S - Sale	I		3.1400	-11,800	-37		2,386,185
2012-06-25	2012-06-22	4	WHITEBOX ADVISORS LLC	ETRM	Common Stock	S - Sale	I		3.1600	-8,400	-27		2,397,985
2012-06-25	2012-06-21	4	WHITEBOX ADVISORS LLC	ETRM	Common Stock	S - Sale	I		3.1300	-10,665	-33		2,406,385
2012-05-16	2012-05-15	4	WHITEBOX ADVISORS LLC	ETRM	Common Stock	S - Sale	I		2.8900	-15,400	-45		2,417,050
2012-05-16	2012-05-14	4	WHITEBOX ADVISORS LLC	ETRM	Common Stock	S - Sale	I		2.8200	-23,012	-65		2,432,450
2012-05-14	2012-05-11	4	WHITEBOX ADVISORS LLC	ETRM	Common Stock	S - Sale	I		2.7600	-10,370	-29		2,455,462
2012-05-14	2012-05-10	4	WHITEBOX ADVISORS LLC	ETRM	Common Stock	S - Sale	I		2.7500	-600	-2		2,465,832
2012-05-11	2012-05-09	4	KLINGENSTEIN PAUL H	ETRM	Stock Option (right to buy)	A - Award	D	2.77		10,000		10,000
2012-05-10	2012-05-09	4	GOLDFISCHER CARL	ETRM	Stock Option (Right to Buy)	A - Award	D	2.77		10,000		27,500
2012-05-10	2012-05-09	4	EVNIN LUKE	ETRM	Stock Option (Right to Buy)	A - Award	D	2.77		10,000		10,000
2012-05-09	2012-05-09	4	GRIFFIN BOBBY IVAN	ETRM	Stock Option (right to buy)	A - Award	D	2.77		10,000		10,000
2012-05-09	2012-05-09	4	TETI NICHOLAS	ETRM	Stock Option (Right to Buy)	A - Award	D	2.77		10,000		10,000
2012-05-09	2012-05-09	4	FRIEDMAN CATHY	ETRM	Stock Option (Right to Buy)	A - Award	D	2.77		10,000		10,000
2012-05-09	2012-05-09	4	Tremmel Jon T	ETRM	Stock Option (Right to Buy)	A - Award	D	2.77		10,000		10,000
2012-05-09	2012-05-09	4	Jansz Anthony P.	ETRM	Director Option (Right to Buy)	A - Award	D	2.77		10,000		10,000
2012-05-01	2012-04-27	4	WHITEBOX ADVISORS LLC	ETRM	Common Stock	S - Sale	I		2.8000	-25,000	-70		2,466,432
2012-04-19	2012-04-17	4	WHITEBOX ADVISORS LLC	ETRM	Common Stock	S - Sale	I		2.3600	-11,100	-26		2,491,432
2012-04-19	2012-04-16	4	WHITEBOX ADVISORS LLC	ETRM	Common Stock	S - Sale	I		2.3500	-14,339	-34		2,502,532
2012-04-19	2012-04-16	4	DOUGLAS KEVIN By Douglas Family Trust	ETRM	Common Stock	P - Purchase	I		2.2230	454,341	1,010		1,234,341
2012-04-19	2012-04-16	4	DOUGLAS KEVIN By James Douglas and Jean Douglas Irrevocable Descendants' Trust	ETRM	Common Stock	P - Purchase	I		2.2230	681,512	1,515		2,406,512
2012-04-19	2012-04-16	4	DOUGLAS KEVIN	ETRM	Common Stock	P - Purchase	D		2.2230	1,135,852	2,525		2,376,872
2011-05-09		3	Jansz Anthony P. Family Trust	ETRM	Common Stock		I						25,000
2011-03-16		3	Tweden Katherine S.	ETRM	Common Stock		D						1,053
2009-10-06	2009-10-05	4	Hudson Bay Capital Management LP See footnotes	ETRM	Common Stock	S - Sale	I		0.9180	-196,774	-181		3,729,965
2009-10-06	2009-10-02	4	Hudson Bay Capital Management LP See footnotes	ETRM	Common stock, par value $0.01 ("Common Stock")	S - Sale	I		1.0150	-2,234,329	-2,268		3,926,739
2009-10-06		3	Gerber Sander See	ETRM	Common Stock, par value $0.01 ("Common Stock")		I						6,161,068
2009-02-25	2009-02-24	4	Koskinas Ellen E InterWest Partners IX, L.P.	ETRM	Common Stock Warrant	A - Award	I	1.38	0.1250	339,201	42	339,201
2009-02-25	2009-02-24	4	Koskinas Ellen E InterWest Partners IX, L.P.	ETRM	Common Stock	P - Purchase	I		1.1500	678,402	780		2,225,163
2009-01-29		3	Tremmel Jon T	ETRM	Common Stock		D						6,156
2007-11-21	2007-11-20	4	InterWest Partners IX, LP	ETRM	Series C Preferred Stock	C - Conversion	D			-1,359,261		0
2007-11-21	2007-11-20	4	InterWest Partners IX, LP	ETRM	Common Stock	C - Conversion	D			1,359,261			1,546,761
2007-11-21	2007-11-20	4	InterWest Management Partners IX, LLC by: InterWest Partners IX, LP	ETRM	Series C Preferred Stock	C - Conversion	I			-1,359,261		0
2007-11-21	2007-11-20	4	InterWest Management Partners IX, LLC By: InterWest Partners IX, LP	ETRM	Common Stock	C - Conversion	I			1,359,261			1,546,761
2007-11-19	2007-11-15	4	InterWest Partners IX, LP	ETRM	Common Stock	P - Purchase	D		8.0000	187,500	1,500		187,500
2007-11-19	2007-11-15	4	InterWest Management Partners IX, LLC By: InterWest Partners IX, LP	ETRM	Common Stock	P - Purchase	I		8.0000	187,500	1,500		187,500
2007-11-14		3	FRIEDMAN CATHY	ETRM	No securities are held		D						0
2007-11-14		3	TETI NICHOLAS	ETRM	No securities are held		D						0
2007-11-14		3	Donders Adrianus	ETRM	No securities are held		D						0

공개 시장에서 또는 사적으로 비파생증권 또는 파생증권 매입

공개 시장에서 또는 사적으로 비파생증권 또는 파생증권 매각

자사로부터 유가증권(옵션 등)을 보조, 지급 또는 기타 취득

파생상품 전환

자사에게 유가증권을 매각 또는 양도

기업으로부터 인도 받은 유가증권의 일부를 사용한 행사 가격 또는 조세 채무의 지급

내부자에 의한 또는 내부자에게 증권 증여

지분스왑 및 유사 위험 회피거래

자사로부터 인도 받은 파생증권(옵션 등)의 행사 또는 전환

보고서 양식 4에 자진 신고된 거래

기타 (거래 내용을 설명하는 각주와 동반)

RSLS / ReShape Lifesciences Inc. - Insider Trading and Ownership Report - SEC Form 3, 4, 5