ARMP / Armata Pharmaceuticals, Inc. - Insider Trading and Ownership Report - SEC Form 3, 4, 5

아마타 파마슈티컬스, Inc.
US ˙ NYSEAM ˙ US04216R1023

발행주식수 36,695,155 shares
내부자 지분47,566,307 shares
전체 내부자43
내부자 센티멘트 점수

내부자 센티멘트 점수를 통해서 내부자들이 법인 지분을 매입하는 기업들에 대해서 알아볼 수 있습니다.

이는 내부자의 누적도가 가장 높은 기업을 식별하는 정교하고 복합적인 지수를 분석하는 계량 모델의 결과 값입니다. 스코어링 모델은 이전 90일 동안 매수한 "내부자의 순 숫자", "매수한 주식의 총합", "내부자가 소유한 주식의 총합"의 조합을 사용합니다. 점수는 0에서 100 사이이며, 점수가 높을수록 피어(Peer: 동종업계 경쟁기업)에 대한 누적도가 높다는 것을 나타내며, 평균은 50입니다.

업데이트 주기: 일별

내부자의 누적도가 가장 높은 기업 목록을 확인할 수 있는 내부자들의 최다 선택(Insiders Top Picks)을 참고하십시오.

내부 경영진 센티멘트 점수

내부 경영진 센티멘트 점수를 통해서 내부 경영진들이 법인 지분을 매입하는 기업들에 대해서 알아볼 수 있습니다.

내부 거래의 정의에 따라 내부 경영진(기업 임원)도 내부자이지만, 다른 내부자(10% 주주 및 이사회 구성원)들과는 달리 내부 경영진은 매일 회사에서 근무하며, 거래 시에 자신의 자금을 사용합니다. (많은 경우에 10% 주주 및 이사회 구성원은 다른 사람의 자금을 관리하는 자금 관리자입니다.) 따라서 내부 경영진(기업 임원: Officer)의 내부 거래는 훨씬 더 중요하며 올바른 분석이 필요합니다.

내부자 센티멘트 점수와 마찬가지로 임원 감정 점수는 가장 높은 수준의 임원 축적을 가진 기업을 식별하는 정교하고 복합적인 지수 퀀트(Multi-factor quantitative) 모델의 결과입니다.

업데이트 주기: 일별

내부자의 누적도가 가장 높은 기업 목록을 확인할 수 있는 내부자들의 최다 선택(Insiders Top Picks)을 참고하십시오.

주요 내부자 지표

이 수치는 해당 기업이 다양한 내부자 지표에 따라 어떻게 순위를 매겨지는 지를 설명합니다. 백분위 순위는 이 기업이 미국 시장의 다른 기업들과 어떻게 비교되는지 보여줍니다. 순위가 높을수록 더 나은 상황에 있다는 것을 의미합니다.

예를 들어, 일반적으로 내부자의 매입은 긍정적인 지표라고 간주되어지기 때문에, 내부자의 매입(내부자의 매각, 역시도)가 적은 기업보다 내부자의 매입이 많은 기업은 순위가 높을 것입니다.

내부자의 순 매입(순위)

0 ( )
6076 out of 10948

내부자의 순 매입(Net Number of Insiders Buying)는 내부자 매수의 총 수에서 지난 90일 동안의 내부자 매도의 총 수를 뺀 값입니다. 여기에 백분위 순위가 표시됩니다(범위: 0~100%).

내부자가 매입한 플로트 비율 (순위)

0.000% ( )
5990 out of 10786

"내부자가 매입한 플로트 비율(Percent of Float Bought by Insiders)"은 내부자가 매입한 주식의 총 수에서 내부자가 매도한 주식의 총 수를 뺀 값을 전체 플로트로 나눈 값에 100을 곱한 값입니다. * ((내부자가 매입한 주식의 총 수 - 내부자가 매도한 주식의 총 수) ÷ 전체 플로트) x 100

내부자 트레이딩 차트

Armata Pharmaceuticals, Inc. 내부자의 매매 거래는 아래 차트에 나와 있습니다. 내부자들은 기업의 임원(내부 경영진), 이사 또는 주요 투자자입니다. 일반적으로 내부자가 중요한 비공개 정보를 기반으로 자신이 속한 기업을 거래하는 것은 불법으로 간주됩니다. 이것은 내부자가 자신의 기업 내에서 행하는 모든 거래가 불법이라는 것을 뜻은 아닙니다. 그러나 그들은 자신들의 모든 거래를 양식 4를 통해 SEC에 보고해야만 합니다.

내부자의 명단 및 이익 지표

아래 표는 공개된 내부자의 목록이며, SEC에 공개된 제출 문서에서 자동으로 생성됩니다. "이름", "가장 최근의 직급", "이사, 임원 또는 10% 주주"에 대한 지정 외에도 최근에 공개된 보유 주식에 대한 정보를 보여줍니다. 또한 가능한 경우 내부자의 과거 거래 실적도 확인 가능합니다. 과거 거래 실적은 내부자가 실제 "공개 시장"(Open market) 매입 거래를 수행한 실적을 가중 평균한 값입니다. 이 계산 방법에 대한 자세한 내용은 유튜브 웨비나 를 참조하시면 됩니다.

See our leaderboard of most profitable insider traders.

내부자 평균 이익률 (%) 소유
지분
주식
분할
Richard Bastiani Director - [D] 27,778 27,778
Igor Bilinsky Chief Operating Officer - [O] 0 0
Biogen Idec Ma Inc 10% Owner - [10%] 11,926,948 11,926,948
Biogen Inc. 10% Owner - [10%] 11,926,948 11,926,948
Jack L Bowman Director - [D] 10,500 10,500
Richard Bear 27,383
Deborah Birx Chief Executive Officer, Director - [D] [O] 212,458 212,458
Barrie J Phd Carter Executive Vice President - [O] 48,766 48,766
Jeremy Curnock Cook Director - [D] 411,105 411,105
Joseph Md Phd Davie Director - [D] 11,000 11,000
Louis Drapeau Director - [D] 10,000 10,000
Delta Dental Plan of Michigan, Inc. 10% Owner - [10%] 2,531,604 2,531,604
Delta Dental of Wisconsin, Inc. 10% Owner - [10%] 2,586,356 2,586,356
Corp Plc Elan 10% Owner - [10%] 11,626,282 11,626,282
내부자 평균 이익률 (%) 소유
지분
주식
분할
Elan International Services Ltd 10% Owner - [10%] 11,626,282 11,626,282
Paul C Grint Chief Executive Officer, Director - [D] [O] 599 599
Roger Hawley Director - [D] 10,000 10,000
Jules Haimovitz 33,000
Corp Intrexon 10% Owner - [10%] 674,169 674,169
Innoviva Strategic Opportunities LLC Director, 10% Owner - [D] [10%] 16,365,969 16,365,969
Innoviva, Inc. Director, 10% Owner - [D] [10%] 16,365,969 16,365,969
Johnson Wendy S. Interim Chief Operating Office, Director - [D] [O] 1,000 1,000
Randal J Kirk 10% Owner - [10%] 674,169 674,169
Kirk Julian P. 16,200
Odysseas D Kostas 33,000
Robin Kramer 33,000
Pierre Kyme Chief Business Officer - [O] 9,461 9,461
Nelson L Levy Director - [D] 10,070 10,070
내부자 평균 이익률 (%) 소유
지분
주식
분할
Steven Robert Martin Chief Financial Officer - [O] 3,760 3,760
Duane Alfred Morris VP of Operations - [O] 52,288 52,288
H Stewart Parker Director - [D] 27,778 27,778
Joseph M Patti 33,000
Michael S Perry Director - [D] 411,105 411,105
Todd Patrick Chief Executive Officer, Director - [D] [O] 408,172 408,172
Peterson Todd C. 33,000
David J Poston CFO & VP Finance - [O] 36,700 36,700
Holding Co Renaissance 10% Owner - [10%] 2,531,604 2,531,604
BG Susan Robinson President and CEO - [O] 66,915 66,915
Richard Rychlik Corporate Controller and PFO - [O] 10,000 10,000
Vijay B Samant 10,900
Michael Scott Salka Chief Executive Officer, Director - [D] [O] 11,200 11,200
Schlesinger Sarah J. 33,000
Brian Varnum President and CDO - [O] 64,324 64,324

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내부자의 매입 내역 추적: 단기 이익 분석

이 섹션에서는 ARMP / Armata Pharmaceuticals, Inc.에서 계획되지 않은 "공개 시장"(Open market)의 내부자가 매입한 모든 상품의 수익성을 분석합니다. 이 분석을 통해서 내부자가 비정상적인 수익을 지속적으로 창출하는지 파악하는 데 도움이 되며, 이러한 분석은 수행해볼 가치가 있습니다. 이 분석은 개별 거래 후 1년 동안 수행한 것이며, 결과는 이론 값입니다. .

아래 표는 사전 거래 계획(Automated trading plan)에 포함되지 않은 가장 최근의 "공개 시장"(Open market)에서의 매입을 보여줍니다.

거래일 내부자 보고된
지분
보고된
가격
조정된
지분
조정된
가격
가격 기준 최고까지
일수
최고에서
가격
최고
이익 ($)
최고 수익률 (%)
2022-03-31 Innoviva, Inc. 5,385,208 5.0000 5,385,208 5.0000 26,926,040 4 5.4000 2,154,083 8.00
2022-02-09 Innoviva, Inc. 3,614,792 5.0000 3,614,792 5.0000 18,073,960
2021-10-29 Innoviva, Inc. 1,212,122 3.3000 1,212,122 3.3000 4,000,003
2021-03-17 Innoviva, Inc. 4,285,935 3.2500 4,285,935 3.2500 13,929,289
2021-01-26 Innoviva, Inc. 1,867,912 3.2500 1,867,912 3.2500 6,070,714

조정된 가격은 분할 조정 가격입니다. 조정된 지분은 분할 조정 지분입니다.

ARMP / Armata Pharmaceuticals, Inc. Insider Trades
내부자 매매의 실적: 단기 손실 분석

이 섹선에서는 ARMP / Armata Pharmaceuticals, Inc.에서 이루어진 "공개 시장(Open market)"에서의 모든 계획되지 않은 내부자 매매의 단기 손실 회피(Short-term loss avoidance)를 분석합니다. 일관된 손실 회피 패턴을 통해서 향후 매매 거래가 가격 하락을 초래할 수도 있음을 예상할 수 있습니다. 이 분석은 각 각 매매 거래 후 1년 동안의 자료이며, 결과는 이론 값입니다. .

아래 표는 사전 거래 계획(Automated trading plan)에 포함되지 않은 가장 최근의 공개 시장에서의 매매를 보여줍니다.

거래일 내부자 보고된
지분
보고된
가격
조정된
지분
조정된
가격
가격 기준 최저까지
일수
최저에서
가격
회피된
최대 손실($)
회피된
최대 손실율(%)
2016-12-29 KIRK RANDAL J 20,077 0.4500 20,077 0.4500 9,035 112
2016-12-29 KIRK RANDAL J 21,923 0.4500 21,923 0.4500 9,865
2016-12-28 KIRK RANDAL J 40,450 0.4700 40,450 0.4700 19,012
2016-12-28 KIRK RANDAL J 44,170 0.4700 44,170 0.4700 20,760
2016-12-27 KIRK RANDAL J 24,092 0.5100 24,092 0.5100 12,287
2016-12-27 KIRK RANDAL J 26,308 0.5100 26,308 0.5100 13,417
2005-07-26 BIOGEN INC. 2,500 0.8700 101 21.4600 2,175
2005-07-26 BIOGEN INC. 25,660 0.8600 1,040 21.2133 22,068
2005-07-26 BIOGEN INC. 11,200 0.8500 454 20.9667 9,520

조정된 가격은 분할 조정 가격입니다. 조정된 지분은 분할 조정 지분입니다.

ARMP / Armata Pharmaceuticals, Inc. Insider Trades
거래 내역

전체 거래 내역을 보려면 링크 아이콘을 클릭하세요. 10b5-1 자동 거래 계획의 일부로 보고된 거래는 10b-5 열에 X 표시가 나타납니다.

보고일 거래일 양식 내부자 티커 증권 소유권 코드 10b5-1 직접 행사
가격
단위
가격
단위
변동
가치
변동 (단위: 1,000)
잔여
옵션
잔여
주식
2026-03-17 2026-03-14 4 Kyme Pierre ARMP Common Stock F - Taxes D 10.5400 -1,030 -11 9,461
2026-03-17 2026-03-14 4 Birx Deborah ARMP Common Stock F - Taxes D 10.5400 -4,919 -52 212,458
2025-07-14 2025-07-10 4 Birx Deborah ARMP Common Stock F - Taxes D 2.2700 -13,637 -31 217,377
2025-04-25 2025-03-14 4 Kyme Pierre ARMP Common Stock F - Taxes D 1.9500 -1,027 -2 10,491
2025-04-25 2025-03-14 4 Birx Deborah ARMP Common Stock F - Taxes D 1.9500 -6,061 -12 231,014
2025-04-25 2024-07-10 4 Birx Deborah ARMP Common Stock F - Taxes D 2.6800 -22,925 -61 237,075
2025-04-25 3/A Kyme Pierre ARMP Common Stock D 1,518
2024-06-28 3 Kyme Pierre ARMP Common Stock D 10,000
2024-03-18 2024-03-14 4 Rychlik Richard ARMP Common Stock A - Award D 10,000 10,000
2024-03-18 2024-03-14 4 Birx Deborah ARMP Common Stock A - Award D 60,000 260,000
2023-12-26 2023-12-21 4 Birx Deborah ARMP Common Stock A - Award D 200,000 200,000
2022-04-15 2022-04-13 4 Peterson Todd C. ARMP Stock Options (Right to Buy) A - Award D 5.11 33,000 33,000
2022-04-15 2022-04-13 4 Schlesinger Sarah J. ARMP Stock Options (Right to Buy) A - Award D 5.11 33,000 33,000
2022-04-15 2022-04-13 4 Patrick Todd ARMP Stock Options (Right to Buy) A - Award D 5.11 33,000 33,000
2022-04-15 2022-04-13 4 Kramer Robin ARMP Stock Options (Right to Buy) A - Award D 5.11 33,000 33,000
2022-04-15 2022-04-13 4 Kostas Odysseas D ARMP Stock Options (Right to Buy) A - Award D 5.11 33,000 33,000
2022-04-15 2022-04-13 4 PATTI JOSEPH M ARMP Stock Options (Right to Buy) A - Award D 5.11 33,000 33,000
2022-04-15 2022-04-13 4 Morris Duane Alfred ARMP Stock Options (Right to Buy) A - Award D 5.11 41,000 41,000
2022-04-15 2022-04-13 4 Haimovitz Jules ARMP Stock Options (Right to Buy) A - Award D 5.11 33,000 33,000
2022-04-15 2022-04-13 4 Varnum Brian ARMP Stock Options (Right to Buy) A - Award D 5.11 240,000 240,000
2022-04-01 2022-03-31 4 Innoviva, Inc. See footnotes ARMP Warrants to Purchase Common Stock P - Purchase I 5.00 5.0000 0 0 2,692,604
2022-04-01 2022-03-31 4 Innoviva, Inc. See footnotes ARMP Common Stock P - Purchase I 5.0000 5,385,208 26,926 16,365,969
2022-02-11 2022-02-09 4 Innoviva, Inc. See footnotes ARMP Warrants to Purchase Common Stock P - Purchase I 5.00 5.0000 1,807,396 9,037 1,807,396
2022-02-11 2022-02-09 4 Innoviva, Inc. See footnotes ARMP Common Stock P - Purchase I 5.0000 3,614,792 18,074 10,980,761
2021-11-01 2021-10-29 4 Innoviva, Inc. See footnotes ARMP Common Stock P - Purchase I 3.3000 1,212,122 4,000 7,365,969
2021-08-03 2021-08-02 4 Varnum Brian ARMP Stock Option (Right to Buy) A - Award D 3.82 125,000 125,000
2021-06-09 2021-06-07 4 Schlesinger Sarah J. ARMP Stock Option (Right to Buy) A - Award D 4.29 28,000 28,000
2021-06-09 2021-06-07 4 Kostas Odysseas D ARMP Stock Option (Right to Buy) A - Award D 4.29 28,000 28,000
2021-06-09 2021-06-07 4 Kramer Robin ARMP Stock Option (Right to Buy) A - Award D 4.29 28,000 28,000
2021-06-09 2021-06-07 4 PATTI JOSEPH M ARMP Stock Option (Right to Buy) A - Award D 4.29 28,000 28,000
2021-06-09 2021-06-07 4 Peterson Todd C. ARMP Stock Option (Right to Buy) A - Award D 4.29 28,000 28,000
2021-04-05 2021-04-01 4 Haimovitz Jules ARMP Stock Option (Right to Buy) A - Award D 4.74 30,000 30,000
2021-03-26 2021-03-25 4 Varnum Brian ARMP Stock Option (Right to Buy) A - Award D 5.14 112,000 112,000
2021-03-26 2021-03-25 4 Morris Duane Alfred ARMP Stock Option (Right to Buy) A - Award D 5.14 28,000 28,000
2021-03-26 2021-03-25 4 Patrick Todd ARMP Stock Option (Right to Buy) A - Award D 5.14 112,000 112,000
2021-03-26 2021-03-25 4 Martin Steven Robert ARMP Stock Option (Right to Buy) A - Award D 5.14 56,000 56,000
2021-03-17 2021-03-17 4 Innoviva, Inc. See Footnotes ARMP Warrants to Purchase Common Stock P - Purchase I 3.25 3.2500 4,285,935 13,929 6,153,847
2021-03-17 2021-03-17 4 Innoviva, Inc. See Footnotes ARMP Common Stock P - Purchase I 3.2500 4,285,935 13,929 6,153,847
2021-01-28 2021-01-26 4 Innoviva, Inc. See Footnotes ARMP Warrants to Purchase Common Stock P - Purchase I 3.25 3.2500 1,867,912 6,071 1,867,912
2021-01-28 2021-01-26 4 Innoviva, Inc. See Footnotes ARMP Common Stock P - Purchase I 3.2500 1,867,912 6,071 1,867,912
2020-12-09 2020-12-08 4 Morris Duane Alfred ARMP Stock Option (Right to Buy) A - Award D 3.15 23,000 23,000
2020-12-09 2020-12-08 4 Peterson Todd C. ARMP Stock Option (Right to Buy) A - Award D 3.15 23,000 23,000
2020-12-09 2020-12-08 4 PATTI JOSEPH M ARMP Stock Option (Right to Buy) A - Award D 3.15 23,000 23,000
2020-12-09 2020-12-08 4 Patrick Todd ARMP Stock Option (Right to Buy) A - Award D 3.15 23,000 23,000
2020-12-09 2020-12-08 4 Kostas Odysseas D ARMP Stock Option (Right to Buy) A - Award D 3.15 23,000 23,000
2020-12-09 2020-12-08 4 BASTIANI RICHARD ARMP Stock Option (Right to Buy) A - Award D 3.15 23,000 23,000
2020-12-09 2020-12-08 4 Varnum Brian ARMP Stock Option (Right to Buy) A - Award D 3.15 23,000 23,000
2020-12-09 2020-12-08 4 Schlesinger Sarah J. ARMP Stock Option (Right to Buy) A - Award D 3.15 23,000 23,000
2020-12-09 2020-12-08 4 Martin Steven Robert ARMP Stock Option (Right to Buy) A - Award D 3.15 23,000 23,000
2020-12-09 2020-12-08 4 Kramer Robin ARMP Stock Option (Right to Buy) A - Award D 3.15 30,000 30,000
2020-03-31 2020-03-27 4 Innoviva, Inc. ARMP Warrants to Acquire Common Stock P - Purchase D 2.87 2.8700 7,717,661 22,150 8,710,800
2020-03-31 2020-03-27 4 Innoviva, Inc. ARMP Common Stock P - Purchase D 2.8700 7,717,661 22,150 8,710,800
2020-02-14 2019-05-09 5 PERRY MICHAEL S ARMP Warrant to Purchase Common Stock J - Other I 0.32 12,065.4600 -46,666 -563,047 0
2020-02-14 2019-05-09 5 COOK JEREMY CURNOCK ARMP Warrant to Purchase Common Stock J - Other I 0.32 12,065.4600 -46,666 -563,047 0
2020-02-14 2020-02-12 4 Kostas Odysseas D ARMP Stock Option (Right to Buy) A - Award D 4.17 27,383 27,383
2020-02-14 2020-02-12 4 Schlesinger Sarah J. ARMP Stock Option (Right to Buy) A - Award D 4.17 27,383 27,383
2020-02-14 3 Innoviva, Inc. ARMP Common Stock D 1,986,278
2020-02-14 3 Innoviva, Inc. ARMP Common Stock D 1,986,278
2020-02-14 3 Innoviva, Inc. ARMP Common Stock D 1,986,278
2019-10-15 2019-10-10 4 Peterson Todd C. ARMP Stock Option (Right to Buy) A - Award D 3.77 27,383 27,383
2019-05-24 2019-05-22 4 BASTIANI RICHARD ARMP Stock Option (Right to Buy) A - Award D 3.15 27,383 27,383
2019-05-24 2019-05-22 4 COOK JEREMY CURNOCK ARMP Stock Option (Right to Buy) A - Award D 3.15 27,383 27,383
2019-05-24 2019-05-22 4 PARKER H STEWART ARMP Stock Option (Right to Buy) A - Award D 3.15 27,383 27,383
2019-05-24 2019-05-22 4 PERRY MICHAEL S ARMP Stock Option (Right to Buy) A - Award D 3.15 27,383 27,383
2019-05-24 2019-05-22 4 PATTI JOSEPH M ARMP Stock Option (Right to Buy) A - Award D 3.15 27,383 27,383
2019-05-24 2019-05-22 4 Martin Steven Robert ARMP Stock Option (Right to Buy) A - Award D 3.15 149,362 149,362
2019-05-24 2019-05-22 4 Bear Richard ARMP Stock Option (Right to Buy) A - Award D 3.15 27,383 27,383
2019-05-24 2019-05-22 4 Patrick Todd ARMP Stock Option (Right to Buy) A - Award D 3.15 298,724 298,724
2019-05-24 2019-05-22 4 Morris Duane Alfred ARMP Stock Option (Right to Buy) A - Award D 3.15 74,681 74,681
2019-05-24 2019-05-22 4 Varnum Brian ARMP Stock Option (Right to Buy) A - Award D 3.15 298,724 298,724
2019-05-20 3 Delta Dental of Wisconsin, Inc. ARMP Common Stock D 3,736,669
2019-05-20 3 Delta Dental of Wisconsin, Inc. ARMP Common Stock I 2,586,356
2019-05-20 3 Delta Dental of Wisconsin, Inc. ARMP Common Stock D 3,736,669
2019-05-20 3 Delta Dental of Wisconsin, Inc. ARMP Common Stock I 2,586,356
2019-05-20 3 Delta Dental of Wisconsin, Inc. ARMP Common Stock I 2,586,356
2019-05-20 3 Delta Dental of Wisconsin, Inc. ARMP Common Stock D 3,736,669
2019-05-17 3 Renaissance Holding Co ARMP Common Stock I 2,531,604
2019-05-17 3 Renaissance Holding Co ARMP Common Stock I 2,531,604
2019-05-17 3 Renaissance Holding Co ARMP Common Stock I 2,531,604
2019-05-17 3 Renaissance Holding Co ARMP Common Stock I 2,531,604
2019-05-16 3 Varnum Brian ARMP Common Stock D 64,324
2019-05-16 3 Varnum Brian ARMP Common Stock D 64,324
2019-05-16 3 Varnum Brian ARMP Common Stock D 64,324
2019-05-16 3 Morris Duane Alfred ARMP Common Stock D 52,288
2019-05-16 3 Morris Duane Alfred ARMP Common Stock D 52,288
2019-05-16 3 Morris Duane Alfred ARMP Common Stock D 52,288
2019-05-16 3 Patrick Todd ARMP Common Stock D 408,172
2019-05-16 3 Patrick Todd ARMP Common Stock D 408,172
2019-05-16 3 Patrick Todd ARMP Common Stock D 408,172
2019-05-16 3 PARKER H STEWART ARMP Common Stock D 27,778
2019-05-16 3 PARKER H STEWART ARMP Common Stock D 27,778
2019-05-16 3 PARKER H STEWART ARMP Common Stock D 27,778
2019-05-16 3 BASTIANI RICHARD ARMP Common Stock D 27,778
2019-05-16 3 BASTIANI RICHARD ARMP Common Stock D 27,778
2019-05-16 3 BASTIANI RICHARD ARMP Common Stock D 27,778
2018-03-26 2018-03-22 4 COOK JEREMY CURNOCK APHB Common Stock P - Purchase I 1.1000 181,820 200 411,105
2018-03-26 2017-09-19 4 COOK JEREMY CURNOCK APHB Common Stock P - Purchase I 105,015 229,285
2018-03-26 2017-06-29 4 COOK JEREMY CURNOCK APHB Common Stock P - Purchase I 5,757 124,270
2018-03-26 2016-11-22 4 COOK JEREMY CURNOCK APHB Warrant to Purchase Common Stock P - Purchase I 0.57 0.1000 46,666 5 46,666
2018-03-26 2016-11-22 4 COOK JEREMY CURNOCK APHB Common Stock P - Purchase I 7.4000 46,666 345 118,513
2018-03-26 2016-06-21 4 COOK JEREMY CURNOCK APHB Common Stock P - Purchase I 15,057 71,847
2018-03-26 2018-03-22 4 PERRY MICHAEL S APHB Common Stock P - Purchase I 1.1000 181,820 200 411,105
2018-03-26 2017-09-19 4 PERRY MICHAEL S APHB Common Stock P - Purchase I 105,015 229,285
2018-03-26 2017-06-29 4 PERRY MICHAEL S APHB Common Stock P - Purchase I 5,757 124,270
2017-12-12 2017-12-08 4 GRINT PAUL C APHB Common Stock A - Award D 0.6200 599 0 599
2017-09-12 2017-09-07 4 PERRY MICHAEL S APHB Stock Option (Right to Buy) A - Award D 0.91 10,900 10,900
2017-09-12 2017-09-07 4 SAMANT VIJAY B APHB Stock Option (Right to Buy) A - Award D 0.91 10,900 10,900
2017-09-11 2017-09-07 4 DRAPEAU LOUIS APHB Stock Option (Right to Buy) A - Award D 0.91 10,900 10,900
2017-09-11 2017-09-07 4 Johnson Wendy S. APHB Stock Option (Right to Buy) A - Award D 0.91 10,900 10,900
2017-09-11 2017-09-07 4 GRINT PAUL C APHB Stock Option (Right to Buy) A - Award D 0.91 285,113 285,113
2017-09-11 2017-09-07 4 GRINT PAUL C APHB Stock Option (Right to Buy) A - Award D 0.91 190,076 190,076
2017-09-11 2017-09-07 4 Martin Steven Robert APHB Stock Option (Right to Buy) A - Award D 0.91 139,000 139,000
2017-09-11 2017-09-07 4 COOK JEREMY CURNOCK APHB Stock Option (Right to Buy) A - Award D 0.91 10,900 10,900
2017-06-01 2017-05-30 4 BILINSKY IGOR APHB Stock Option (Right to Buy) A - Award D 0.74 87,161 87,161
2017-04-04 2017-04-01 4 Salka Michael Scott APHB Stock Option (Right to Buy) A - Award D 0.43 214,214 214,214
2017-04-04 2017-04-01 4 Martin Steven Robert APHB Stock Option (Right to Buy) A - Award D 0.43 161,290 161,290
2017-04-04 2017-04-01 4 BILINSKY IGOR APHB Stock Option (Right to Buy) A - Award D 0.43 176,411 176,411
2017-01-31 3 BILINSKY IGOR APHB Common Stock D 0
2017-01-31 2017-01-30 4 BILINSKY IGOR APHB Stock Option (Right to Buy) A - Award D 0.46 247,322 247,322
2016-12-29 2016-12-29 4 KIRK RANDAL J by Intrexon APHB Common Stock S - Sale I 0.4500 -20,077 -9 674,169
2016-12-29 2016-12-29 4 KIRK RANDAL J by NRM VII Holdings APHB Common Stock S - Sale I 0.4500 -21,923 -10 736,170
2016-12-29 2016-12-28 4 KIRK RANDAL J by Intrexon APHB Common Stock S - Sale I 0.4700 -40,450 -19 694,246
2016-12-29 2016-12-28 4 KIRK RANDAL J by NRM VII Holdings APHB Common Stock S - Sale I 0.4700 -44,170 -21 758,093
2016-12-29 2016-12-27 4 KIRK RANDAL J by Intrexon APHB Common Stock S - Sale I 0.5100 -24,092 -12 734,696
2016-12-29 2016-12-27 4 KIRK RANDAL J by NRM VII Holdings APHB Common Stock S - Sale I 0.5100 -26,308 -13 802,263
2016-12-13 2016-12-09 4 Salka Michael Scott APHB Common Stock A - Award D 0.3900 7,000 3 11,200
2016-12-13 2016-12-09 4 Martin Steven Robert APHB Common Stock A - Award D 0.3900 3,760 1 3,760
2016-11-16 2016-11-12 4 KIRK RANDAL J by NRM VII Holdings APHB Series B Preferred Stock C - Conversion I -2,142,857 0
2016-11-16 2016-11-12 4 KIRK RANDAL J by NRM VII Holdings APHB Common Stock C - Conversion I 428,571 828,571
2016-04-12 3/A COOK JEREMY CURNOCK APHB Common Stock I 120,000
2016-04-12 2016-04-08 4 COOK JEREMY CURNOCK APHB Warrant to Purchase Common Stock A - Award I 4.05 35,714 35,714
2016-04-12 2016-04-08 4 COOK JEREMY CURNOCK APHB Warrant to Purchase Common Stock D - Sale to Issuer I 7.00 -35,714 0
2016-04-12 2016-04-08 4 COOK JEREMY CURNOCK APHB Series B Convertible Preferred Stock C - Conversion I -1,040,753 0
2016-04-12 2016-04-08 4 COOK JEREMY CURNOCK APHB Warrant to Purchase Common Stock P - Purchase I 4.05 0.0010 34,184 0 34,184
2016-04-12 2016-04-08 4 COOK JEREMY CURNOCK APHB Series B Convertible Preferred Stock P - Purchase I 0.8100 326,468 264 1,040,753
2016-04-12 2016-04-08 4 COOK JEREMY CURNOCK APHB Common Stock P - Purchase I 171,298 567,903
2016-04-12 2016-04-08 4 COOK JEREMY CURNOCK APHB Common Stock C - Conversion I 208,150 396,605
2016-04-12 2015-03-16 4 COOK JEREMY CURNOCK APHB Warrant to Purchase Common Stock P - Purchase I 10.75 10.7500 17,114 184 17,114
2016-04-12 2015-03-16 4 COOK JEREMY CURNOCK APHB Common Stock P - Purchase I 8.2500 68,455 565 188,455
2016-01-20 3 Martin Steven Robert APHB Common Stock D 0
2016-01-20 2016-01-18 4 Martin Steven Robert APHB Stock Option (Right to Buy) A - Award D 2.85 99,919 99,919
2015-11-09 2015-11-05 4 GRINT PAUL C APHB Stock Option (Right to Buy) A - Award D 5.65 16,200 16,200
2015-11-09 2015-11-05 4 SAMANT VIJAY B APHB Stock Option (Right to Buy) A - Award D 5.65 16,200 16,200
2015-10-07 2015-10-05 4 Johnson Wendy S. APHB Common Stock P - Purchase D 4.4270 1,000 4 1,000
2015-10-07 2015-10-06 4 DRAPEAU LOUIS APHB Common Stock P - Purchase D 4.3900 10,000 44 10,000
2015-10-06 2015-10-05 4 Salka Michael Scott APHB Common Stock P - Purchase D 4.7500 4,200 20 4,200
2015-09-23 2015-09-21 4 Johnson Wendy S. APHB Stock Option (right to buy) A - Award D 6.38 16,200 16,200
2015-09-23 2015-09-21 4 PERRY MICHAEL S APHB Stock Option (right to buy) A - Award D 6.38 12,800 12,800
2015-09-23 2015-09-21 4 DRAPEAU LOUIS APHB Stock Option (right to buy) A - Award D 6.38 13,800 13,800
2015-09-23 2015-09-21 4 COOK JEREMY CURNOCK APHB Stock Option (right to buy) A - Award D 6.38 38,500 38,500
2015-09-23 2015-09-21 4 Kirk Julian P. APHB Option to Purchase Common Stock A - Award D 6.38 16,200 16,200
2015-09-10 2015-09-08 4 Johnson Wendy S. APHB Stock Option (right to buy) A - Award D 7.46 49,965 49,965
2015-08-06 2015-08-05 4 Salka Michael Scott APHB Stock Option (right to buy) A - Award D 0.19 19,985,810 19,985,810
2015-03-18 2015-03-16 4 KIRK RANDAL J by Intrexon Corporation APHB Warrant to Purchase Common Stock P - Purchase I 0.22 3,484,848 3,484,848
2015-03-18 2015-03-16 4 KIRK RANDAL J by Intrexon Corporation APHB Common Stock P - Purchase I 0.1650 13,939,392 2,300 37,939,392
2014-02-18 3 INTREXON CORP by Intrexon Corporation APHB Common Stock I 68,000,000
2014-02-18 3 INTREXON CORP by Intrexon Corporation APHB Common Stock I 68,000,000
2014-02-18 3 INTREXON CORP by Intrexon Corporation APHB Common Stock I 68,000,000
2014-02-18 3 INTREXON CORP by NRM VII Holdings APHB Common Stock I 64,000,000
2014-02-18 3 INTREXON CORP by NRM VII Holdings APHB Common Stock I 64,000,000
2014-02-18 3 INTREXON CORP by NRM VII Holdings APHB Common Stock I 64,000,000
2014-02-18 3 PERRY MICHAEL S APHB Common Stock D 90,000
2014-02-18 3 PERRY MICHAEL S APHB Common Stock D 90,000
2014-02-18 3 COOK JEREMY CURNOCK APHB Common Stock D 130,000
2014-02-18 3 COOK JEREMY CURNOCK APHB Common Stock D 130,000
2008-11-17 3 Robinson BG Susan TGEN Common Stock D 66,915
2007-05-21 2007-05-17 4 BOWMAN JACK L TGEN Common Stock A - Award D 10,000 10,500
2007-05-21 2007-05-17 4 CARTER BARRIE J PHD TGEN Common Stock A - Award D 35,000 48,766
2007-05-21 2007-05-17 4 COOK JEREMY CURNOCK TGEN Common Stock A - Award D 15,000 15,000
2007-05-21 2007-05-17 4 DAVIE JOSEPH MD PHD TGEN Common Stock A - Award D 10,000 11,000
2007-05-21 2007-05-17 4 HAWLEY ROGER TGEN Common Stock A - Award D 10,000 10,000
2007-05-21 2007-05-17 4 LEVY NELSON L TGEN Common Stock A - Award D 10,000 10,070
2007-05-21 2007-05-17 4 PARKER H STEWART TGEN Common Stock A - Award D 50,000 81,175
2007-05-21 2007-05-17 4 PERRY MICHAEL S TGEN Common Stock A - Award D 10,000 10,000
2007-05-21 2007-05-17 4 Poston David J TGEN Common Stock A - Award D 35,000 36,700
2005-11-02 3 PERRY MICHAEL S TGEN Common Stock D 0
2005-10-04 3 Poston David J TGEN Common Stock D 17,000
2005-08-16 3 HAWLEY ROGER TGEN Np securities held D 0
2005-07-27 2005-07-26 4 BIOGEN INC. By Biogen Idec MA, Inc. TGEN Common Stock, $0.01 Par Value S - Sale I 0.8700 -2,500 -2 11,926,948
2005-07-27 2005-07-26 4 BIOGEN INC. By Biogen Idec MA, Inc. TGEN Common Stock, $0.01 Par Value S - Sale I 0.8600 -25,660 -22 11,929,448
2005-07-27 2005-07-26 4 BIOGEN INC. By Biogen Idec MA, Inc. TGEN Common Stock, $0.01 Par Value S - Sale I 0.8500 -11,200 -10 11,955,108
2005-07-27 2005-07-26 4 BIOGEN INC. By Biogen Idec MA, Inc. TGEN Common Stock, $0.01 Par Value S - Sale I 0.8300 -10,640 -9 11,966,308
2005-07-27 2005-07-26 4 BIOGEN INC. By Biogen Idec MA, Inc. TGEN Common Stock, $0.01 Par Value S - Sale I 0.8200 -12,500 -10 11,976,948
2005-07-27 2005-07-26 4 BIOGEN INC. By Biogen Idec MA, Inc. TGEN Common Stock, $0.01 Par Value S - Sale I 0.8100 -2,500 -2 11,989,448
2005-07-27 2005-07-25 4 BIOGEN INC. by Biogen Idec MA, Inc. TGEN Common Stock, $0.01 Par Value S - Sale I 0.7900 -8,500 -7 11,991,948
2005-07-12 3 BIOGEN IDEC MA INC By Biogen Idec MA, Inc. TGEN Common Stock, $0.01 Par Value I 851,873
2005-07-12 3 BIOGEN IDEC MA INC By Biogen Idec MA, Inc. TGEN Common Stock, $0.01 Par Value I 508,673
2005-07-12 3 BIOGEN IDEC MA INC By Biogen Idec MA, Inc. TGEN Common Stock, $0.01 Par Value I 3,060,754
2005-07-12 2003-08-15 4 BIOGEN INC. By Biogen Idec MA, Inc. TGEN Common Stock, $0.01 Par Value P - Purchase I 1.9100 2,515,843 4,805 12,127,178
2005-07-12 2002-11-06 4 BIOGEN INC. By Biogen Idec MA, Inc. TGEN Common Stock, $0.01 Par Value J - Other I 1.0700 -210,819 -226 9,611,335
2005-07-12 2002-09-30 4 BIOGEN INC. By Biogen Idec MA, Inc. TGEN Common Stock, $0.01 Par Value J - Other I 0.5500 104,854 58 9,400,516
2005-01-10 2005-01-06 4 ELAN CORP PLC I TGEN Common Stock S - Sale I 1.7500 -43,600 -76 11,626,282
2005-01-06 2005-01-05 4 ELAN CORP PLC I TGEN Common Stock S - Sale I 1.7500 -225,335 -394 11,669,882
2005-01-06 2005-01-05 4 ELAN CORP PLC I TGEN Common Stock S - Sale I 1.7600 -14,465 -25 11,895,217
2005-01-06 2005-01-05 4 ELAN CORP PLC I TGEN Common Stock S - Sale I 1.8000 -10,200 -18 11,909,682
2005-01-06 2005-01-04 4 ELAN CORP PLC I TGEN Common Stock S - Sale I 1.7000 -77,919 -132 11,919,882
2005-01-06 2005-01-04 4 ELAN CORP PLC I TGEN Common Stock S - Sale I 1.7100 -1,750 -3 11,997,801
2005-01-06 2005-01-04 4 ELAN CORP PLC I TGEN Common Stock S - Sale I 1.7200 -7,591 -13 11,999,551
2005-01-06 2005-01-04 4 ELAN CORP PLC I TGEN Common Stock S - Sale I 1.7500 -24,500 -43 12,007,142
2005-01-06 2005-01-04 4 ELAN CORP PLC I TGEN Common Stock S - Sale I 1.7600 -3,800 -7 12,031,642
2005-01-06 2005-01-04 4 ELAN CORP PLC I TGEN Common Stock S - Sale I 1.7700 -20,690 -37 12,035,442
2005-01-06 2005-01-04 4 ELAN CORP PLC I TGEN Common Stock S - Sale I 1.7800 -6,400 -11 12,056,132
2005-01-06 2005-01-04 4 ELAN CORP PLC I TGEN Common Stock S - Sale I 1.8000 -1,400 -3 12,062,532
2005-01-06 2005-01-04 4 ELAN CORP PLC I TGEN Common Stock S - Sale I 1.8100 -950 -2 12,063,932
2004-04-02 2004-03-31 4 ELAN CORP PLC I TGEN Series B Convertible Exchangeable Preferred Stock C - Conversion I 3.32 -12,015 0
2004-04-02 2004-03-31 4 ELAN CORP PLC I TGEN Common Stock C - Conversion I 3.3200 4,330,000 14,376 12,064,882
2003-11-05 2003-09-02 4 ELAN CORP PLC N/A TGEN Series B Convertible Exchangeable Preferred Stock J - Other I 3.32 0
2003-11-05 2003-09-02 4 ELAN CORP PLC N/A TGEN Convertible Promissory Note J - Other I 2.09 302,934.0000
2003-11-05 2003-09-02 4 ELAN CORP PLC N/A TGEN Convertible Promissory Note J - Other I 2.80 63,420.0000
2003-11-05 2003-09-02 4 ELAN CORP PLC N/A TGEN Convertible Promissory Note J - Other I 1.88 190,800.0000
2003-11-05 2003-09-02 4 ELAN CORP PLC N/A TGEN Convertible Promissory Note J - Other I 0.57 127,200.0000
2003-11-05 2003-09-02 4 ELAN CORP PLC N/A TGEN Convertible Promissory Note J - Other I 0.49 134,832.0000
2003-11-05 2003-09-02 4 ELAN CORP PLC N/A TGEN Convertible Promissory Note J - Other I 0.65 57,000.0000
2003-11-05 2003-09-02 4 ELAN CORP PLC N/A TGEN Convertible Promissory Note J - Other I 0.83 180,000.0000
2003-11-05 2003-09-02 4 ELAN CORP PLC N/A TGEN Convertible Promissory Note J - Other I 0.96 120,000.0000
2003-11-05 2003-09-02 4 ELAN CORP PLC N/A TGEN Convertible Promissory Note J - Other I 1.19 127,200.0000
2003-11-05 2003-09-02 4 ELAN CORP PLC N/A TGEN Convertible Promissory Note J - Other I 1.95 950,000.0000
2003-11-05 2003-09-02 4 ELAN CORP PLC N/A TGEN Convertible Promissory Note J - Other I 2.48 3,000,000.0000
2003-11-05 2003-09-02 4 ELAN CORP PLC N/A TGEN Convertible Promissory Note J - Other I 3.78 2,000,000.0000
2003-11-05 2003-09-02 4 ELAN CORP PLC N/A TGEN Convertible Promissory Note J - Other I 3.70 120,000.0000
2003-11-05 2003-09-02 4 ELAN CORP PLC N/A TGEN Convertible Promissory Note J - Other I 6.11 2,000,000.0000
2003-11-05 2003-09-02 4 ELAN CORP PLC N/A TGEN Convertible Promissory Note J - Other I 2.09 302,934.0000
2003-11-05 2003-09-02 4 ELAN CORP PLC N/A TGEN Common Stock J - Other I 0.4900 277,775 136 7,734,882
2003-11-05 2003-09-02 4 ELAN CORP PLC N/A TGEN Common Stock J - Other I 0.5700 221,757 126 7,457,106
2003-11-05 2003-09-02 4 ELAN CORP PLC N/A TGEN Common Stock J - Other I 0.6500 87,922 57 7,235,349
2003-11-05 2003-09-02 4 ELAN CORP PLC N/A TGEN Common Stock J - Other I 0.8300 217,549 181 7,147,427
2003-11-05 2003-09-02 4 ELAN CORP PLC N/A TGEN Common Stock J - Other I 0.9600 124,630 120 6,929,878
2003-11-05 2003-09-02 4 ELAN CORP PLC N/A TGEN Common Stock J - Other I 1.1900 107,044 127 6,805,248
2003-11-05 2003-09-02 4 ELAN CORP PLC N/A TGEN Common Stock J - Other I 1.8800 101,439 191 6,698,204
2003-11-05 2003-09-02 4 ELAN CORP PLC N/A TGEN Common Stock J - Other I 1.9500 487,248 950 6,596,765
2003-11-05 2003-09-02 4 ELAN CORP PLC N/A TGEN Common Stock J - Other I 2.0900 3,577,879 7,478 6,109,517
2003-11-05 2003-08-09 4 ELAN CORP PLC N/A TGEN Convertible Promissory Note J - Other I 2.80 63,420.0000
2003-11-05 2003-06-28 4 ELAN CORP PLC N/A TGEN Convertible Promissory Note J - Other I 1.88 190,800.0000
2003-11-05 2003-04-25 4 ELAN CORP PLC N/A TGEN Convertible Promissory Note J - Other I 0.57 127,200.0000
2003-11-05 2003-03-26 4 ELAN CORP PLC N/A TGEN Convertible Promissory Note J - Other I 0.49 134,832.0000
2003-11-05 2003-02-09 4 ELAN CORP PLC N/A TGEN Convertible Promissory Note J - Other I 0.65 57,000.0000
2003-11-05 2002-12-28 4 ELAN CORP PLC N/A TGEN Convertible Promissory Note J - Other I 0.83 180,000.0000
2003-11-05 2002-10-25 4 ELAN CORP PLC N/A TGEN Convertible Promissory Note J - Other I 0.96 120,000.0000
2003-11-05 2002-09-26 4 ELAN CORP PLC N/A TGEN Convertible Promissory Note J - Other I 1.19 127,200.0000
2003-11-05 2002-08-09 4 ELAN CORP PLC N/A TGEN Convertible Promissory Note P - Purchase I 1.95 950,000.0000
2003-11-05 2002-06-28 4 ELAN CORP PLC N/A TGEN Convertible Promissory Note P - Purchase I 2.48 3,000,000.0000
2003-11-05 2002-04-25 4 ELAN CORP PLC N/A TGEN Convertible Promissory Note P - Purchase I 3.78 2,000,000.0000
2003-11-05 2002-03-26 4 ELAN CORP PLC N/A TGEN Convertible Promissory Note J - Other I 3.70 120,000.0000
2003-11-05 2001-09-26 4 ELAN CORP PLC N/A TGEN Convertible Promissory Note P - Purchase I 6.11 2,000,000.0000
2003-11-05 2000-08-09 4 ELAN CORP PLC N/A TGEN Common Stock P - Purchase I 13.0640 382,739 5,000 2,531,638
P
공개 시장에서 또는 사적으로 비파생증권 또는 파생증권 매입
S
공개 시장에서 또는 사적으로 비파생증권 또는 파생증권 매각
A
자사로부터 유가증권(옵션 등)을 보조, 지급 또는 기타 취득
C
파생상품 전환
D
자사에게 유가증권을 매각 또는 양도
F
기업으로부터 인도 받은 유가증권의 일부를 사용한 행사 가격 또는 조세 채무의 지급
G
내부자에 의한 또는 내부자에게 증권 증여
K
지분스왑 및 유사 위험 회피거래
M
자사로부터 인도 받은 파생증권(옵션 등)의 행사 또는 전환
V
보고서 양식 4에 자진 신고된 거래
J
기타 (거래 내용을 설명하는 각주와 동반)
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